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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): August 2, 2024 (August 1, 2024)

 

BLACKROCK TCP CAPITAL CORP.

(Exact name of registrant as specified in its charter)

 

 

Delaware 814-00899 56-2594706
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)

 

2951 28th Street, Suite 1000

Santa Monica, California

 

 

90405

(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code (310) 566-1000

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading symbol(s) Name of each exchange on which registered
Common Stock, $0.001 par value TCPC NASDAQ Global Select Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐

 

 
 
 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers.

 

Appointment of Philip Tseng as Director of the Company

 

On August 1, 2024, the Board of BlackRock TCP Capital Corp. (the “Company”) appointed Philip Tseng to the Board of Directors of the Company, with the appointment effective immediately. Mr. Tseng, a Managing Director of BlackRock, Inc., currently serves on the Board of Directors of BlackRock Direct Lending Corp. and currently serves as President for the Company, BlackRock Direct Lending Corp. and BlackRock Private Credit Fund.

 

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

 

On August 1, 2024, the Board of Directors of the Company approved the Second Amended & Restated By-Laws of the Company, for the sole purpose of updating requirements relating to the availability of the list of stockholders to better align with current requirements of Delaware law. The amended bylaws are filed with this Current Report on Form 8-K as Exhibit 99.1 hereto.

 

 Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit
Number
Description
   
99.1 Second Amended & Restated By-Laws of BlackRock TCP Capital Corp., dated as of August 1, 2024
 
 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

  BLACKROCK TCP CAPITAL CORP.
   
Date: August 2, 2024 By: /s/ Laurence D. Paredes
    Name: Laurence D. Paredes
    Title: Secretary