6-K 1 d312361d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of February 2022

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.
Date: February 14, 2022   By:  

/s/ Yoshifumi Kishida

    Yoshifumi Kishida
    Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from January 1, 2022 to January 31, 2022 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on February 14, 2022]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of January 31, 2022

 

     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (October 29, 2021)

(Period of repurchase: from November 16, 2021 to March 31, 2022 (excluding the ten business days following the announcement of each quarterly financial results))

        80,000,000        50,000,000,000  

Repurchases during this reporting month (Date of repurchase)

     

 (Date)

—  

  

 

     —          —    
    

 

 

     

 

 

  

Total

      —         —          —    
    

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

                                 80,000,000        39,639,408,040  
    

 

 

     

 

 

  

Progress of share repurchase (%)

        100.0        79.3  

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2.

Status of disposition

as of January 31, 2022

 

     Number of shares disposed in the
reporting month		      Aggregate amount
of disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares canceled

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange, share delivery or demerger

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Other (exercise of stock acquisition rights)

    (Date)

January 5

January 7

January 11

January 12

January 14

January 17

January 18

January 19

January 20

January 21

January 24

January 25

January 26

January 28

January 31

    

 13,600

33,200

82,100

28,200

12,100

8,700

48,800

24,700

9,200

87,700

32,400

17,300

18,000

9,800

7,900

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 13,600

33,200

82,100

28,200

12,100

8,700

48,800

24,700

9,200

87,700

32,400

17,300

18,000

9,800

7,900

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

     

 

 

  

Subtotal

    —       433,700        433,700  
    

 

 

     

 

 

  

Total

    —               433,700        433,700  
    

 

 

     

 

 

  

 

3.

Status of shares held in treasury

as of January 31, 2022

 

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,233,562,601  

Number of shares held in treasury

      216,991,591  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on May 6, 2021.