6-K 1 d280322d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of January 2022

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                Form 40-F                  

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   NOMURA HOLDINGS, INC.
Date: January 13, 2022    By:  

/s/ Yoshifumi Kishida

     Yoshifumi Kishida
     Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from December 1, 2021 to December 31, 2021 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on January 13, 2022]

Class of Shares: Common Stock

 

1.

Status of repurchase

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of December 31, 2021

 

     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (October 29, 2021)

(Period of repurchase: from November 16, 2021 to March 31, 2022 (excluding the ten business days following the announcement of each quarterly financial results))

      80,000,000          50,000,000,000  

Repurchases during this reporting month (Date of repurchase)

     

 (Date)

December 1

December 2

December 3

December 6

December 7

December 8

December 9

December 10

December 13

December 14

December 15

December 16

December 17

December 20

December 21

December 22

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 4,227,000

4,227,000

3,485,000

3,891,200

2,717,100

3,113,000

3,033,000

3,113,000

3,169,200

3,169,200

3,099,200

3,114,000

3,169,200

3,144,500

3,217,200

2,236,100

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 2,027,090,000

2,003,370,680

1,681,063,850

1,899,212,560

1,346,198,370

1,568,014,230

1,534,580,440

1,579,638,680

1,606,131,340

1,590,915,040

1,588,306,990

1,607,828,310

1,646,027,440

1,572,684,830

1,600,209,080

1,131,890,440

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

     

 

 

  

Total

      —         52,124,900        25,983,162,280  
    

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

      80,000,000        39,639,408,040  
    

 

 

     

 

 

  

Progress of share repurchase (%)

      100.0        79.3  

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2.

Status of disposition

as of December 31, 2021

 

     Number of shares disposed in the
reporting month		      Aggregate amount
of disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares canceled

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange, share delivery or demerger

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

December 17

     99        49,866  
    

 

 

     

 

 

  

Subtotal

    —       99        49,866  
    

 

 

     

 

 

  

Other (exercise of stock acquisition rights)

    (Date)

December 1

December 3

December 6

December 8

December 9

December 10

December 13

December 14

December 15

December 17

December 20

December 23

December 27

December 28

December 30

    

 12,300

3,900

11,600

13,900

16,000

17,800

10,600

6,700

2,800

22,800

2,400

16,300

13,800

11,500

3,300

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 12,300

3,900

11,600

13,900

16,000

17,800

10,600

6,700

2,800

22,800

2,400

16,300

13,800

11,500

3,300

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

     

 

 

  

Subtotal

    —       165,700        165,700  
    

 

 

     

 

 

  

Total

    —            165,799                   215,566  
    

 

 

     

 

 

  

 

3.

Status of shares held in treasury

as of December 31, 2021

 

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,233,562,601  

Number of shares held in treasury

      217,423,736  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on May 6, 2021.