S-3 S-3 EX-FILING FEES 0001133869 CAPRICOR THERAPEUTICS, INC. N/A N/A 0.0001531 0.0001531 0.0001531 0.0001531 0.0001531 0001133869 2025-09-10 2025-09-10 0001133869 1 2025-09-10 2025-09-10 0001133869 2 2025-09-10 2025-09-10 0001133869 3 2025-09-10 2025-09-10 0001133869 4 2025-09-10 2025-09-10 0001133869 5 2025-09-10 2025-09-10 0001133869 6 2025-09-10 2025-09-10 0001133869 7 2025-09-10 2025-09-10 0001133869 8 2025-09-10 2025-09-10 0001133869 9 2025-09-10 2025-09-10 0001133869 10 2025-09-10 2025-09-10 0001133869 11 2025-09-10 2025-09-10 0001133869 12 2025-09-10 2025-09-10 iso4217:USD xbrli:pure xbrli:shares

Calculation of Filing Fee Tables

S-3

CAPRICOR THERAPEUTICS, INC.

Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable

Security Type

Security Class Title

Fee Calculation or Carry Forward Rule

Amount Registered

Proposed Maximum Offering Price Per Unit

Maximum Aggregate Offering Price

Fee Rate

Amount of Registration Fee

Carry Forward Form Type

Carry Forward File Number

Carry Forward Initial Effective Date

Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward

Newly Registered Securities
Equity Common Stock, par value $0.001 per share 457(o)
Equity Preferred Stock, par value $0.001 per share 457(o)
Debt Debt Securities 457(o)
Other Warrants 457(o)
Other Units 457(o)
Fees to be Paid 1 Unallocated (Universal) Shelf 457(o) $ 236,254,600.00 0.0001531 $ 36,170.58
Fees Previously Paid
Carry Forward Securities
Carry Forward Securities Equity Common Stock, par value $0.001 per share 415(a)(6) S-3 333-280229 10/16/2024
Carry Forward Securities Equity Preferred Stock, par value $0.001 per share 415(a)(6) S-3 333-280229 10/16/2024
Carry Forward Securities Debt Debt Securities 415(a)(6) S-3 333-280229 10/16/2024
Carry Forward Securities Other Warrants 415(a)(6) S-3 333-280229 10/16/2024
Carry Forward Securities Other Units 415(a)(6) S-3 333-280229 10/16/2024
Carry Forward Securities 2 Unallocated (Universal) Shelf 415(a)(6) $ 63,745,400.00 S-3 333-280229 10/16/2024 $ 9,759.42

Total Offering Amounts:

$ 300,000,000.00

$ 36,170.58

Total Fees Previously Paid:

$ 0.00

Total Fee Offsets:

$ 0.00

Net Fee Due:

$ 36,170.58

Offering Note

1

a. An unspecified number of securities or aggregate principal amount, as applicable, is being registered as may from time to time be offered at unspecified prices and, in addition, an unspecified number of additional shares of common stock is being registered as may be issued from time to time upon conversion of any debt securities that are convertible into common stock or pursuant to any anti-dilution adjustments with respect to any such convertible debt securities. b. Includes rights to acquire common stock or preferred stock of the Company under any shareholder rights plan then in effect, if applicable under the terms of any such plan. c. Estimated solely for the purpose of calculating the registration fee. No separate consideration will be received for shares of common stock that are issued upon conversion of debt securities or preferred stock or upon exercise of common stock warrants registered hereunder. The aggregate maximum offering price of all securities issued pursuant to this registration statement will not exceed $300,000,000. d. The registration fee has been calculated pursuant to Rule 457(o) under the Securities Act of 1933, as amended.

2

An aggregate of $9,759.42 of the amount of the registration fee was previously paid in connection with the unissued securities registered under the Registrant's registration statement on Form S-3 (File No. 333-280229) filed on June 14, 2024, as amended on October 16, 2024 (the "Prior Registration Statement"). The Prior Registration Statement registered securities for a proposed maximum aggregate offering price of $150,000,000. $63,745,400.00 of securities remain unsold under the Prior Registration Statement. The Registrant is allowed to apply $9,759.42 toward the registration fee for this registration statement in reliance on Rule 415(a)(6), because $63,745,400.00 of unsold securities (and associated fees) are being moved from the Prior Registration Statement to this registration statement. Pursuant to Rule 415(a)(6), the $9,759.42 registration fee previously paid by the Registrant relating to the unsold securities included on this registration statement will continue to be applied to such unsold securities. Pursuant to Rule 415(a)(6), the offering of the unsold securities registered under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any carried unsold securities pursuant to the Prior Registration Statement, the Registrant will identify in a pre-effective amendment to this registration statement the updated amount of carried unsold securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this registration statement.

Table 2: Fee Offset Claims and Sources ☑Not Applicable
Registrant or Filer Name Form or Filing Type File Number Initial Filing Date Filing Date Fee Offset Claimed Security Type Associated with Fee Offset Claimed Security Title Associated with Fee Offset Claimed Unsold Securities Associated with Fee Offset Claimed Unsold Aggregate Offering Amount Associated with Fee Offset Claimed Fee Paid with Fee Offset Source
Rules 457(b) and 0-11(a)(2)
Fee Offset Claims N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A
Fee Offset Sources N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A
Rule 457(p)
Fee Offset Claims N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A
Fee Offset Sources N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A
Table 3: Combined Prospectuses ☑Not Applicable

Security Type

Security Class Title

Amount of Securities Previously Registered

Maximum Aggregate Offering Price of Securities Previously Registered

Form Type

File Number

Initial Effective Date

N/A N/A N/A N/A N/A N/A N/A N/A