EX-99.1 2 ea026113401ex99-1_alterity.htm CHANGE IN SUBSTANTIAL HOLDING

Exhibit 99.1

 

Form 604

Corporations Act 2001

Section 671B

 

Notice of change of interests of substantial holder

 

 

To Company Name/Scheme Alterity Therapeutics ltd (ATH)
ACN/ARSN 080 699 065

 

1.Details of substantial holder (1)

 

Name Regal Funds Management Pty Limited and its associates (see Annexure 1)
ACN/ARSN (if applicable) -

 

There was a change in the interests of the substantial holder on 10/10/2025
The previous notice was given to the company on 8/04/2025
The previous notice was dated 4/04/2025

 

2.Previous and present voting power

 

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

 

Previous notice Current notice
Class of securities (4) Person’s votes Voting power (5) Person’s votes Voting power (5)
ORDINARY 1,255,948,179 13.76% 1,623,521,925 14.93%*

 

*The % substantial is based on the shares on issue of 10,875,416,329 as disclosed by the Company on 15-09-2025.

 

3.Changes in relevant interests

 

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

 

Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
  See Annexure 2    

 

 

 

4.Present relevant interests

 

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

 

Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Nature of relevant interest (6) Class and number of securities Person’s votes
Regal Funds Management
Pty Ltd and its associates
UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH Power to control the
exercise of a power
to dispose of securities
1,017,244,356
ORDINARY
1,017,244,356
Regal Funds Management
Pty Ltd and its associates
HSBC CUSTODY NOMINEES
(AUSTRALIA) LIMITED
A/C 2
MORGAN STANLEY & CO INTL
PLC
Power to control the exercise of a power to dispose of securities 138,522,571 ORDINARY 138,522,571
Regal Funds Management
Pty Ltd and its associates
MERRILL LYNCH (AUS) NOMINEES PTY LTD MERRILL LYNCH INTERNATIONAL LIMITED Power to control the exercise of a power to dispose of securities 54,229,997 ORDINARY 54,229,997
Regal Funds Management
Pty Ltd and its associates
J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC Power to control the
exercise of a power
to dispose of
securities
65,853,821
ORDINARY
65,853,821
Regal Funds Management
Pty Ltd and its associates
CITICORP NOMINEES PTY LIMITED CITIGROUP GLOBAL MARKETS
LIMITED
Power to control the
exercise of a power
to dispose of securities
179,152,998
ORDINARY
179,152,998
Regal Funds Management
Pty Ltd and its associates
J.P. MORGAN NOMINEES AUSTRALIA
LTD
J.P MORGAN NOMINEES AUSTRALIA LTD Power to control the
exercise of a power
to dispose of securities
168,518,182
ORDINARY
168,518,182

 

5.Changes in association

 

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

 

Name and ACN/ARSN (if applicable) Nature of association
N/A

 

6.Addresses

 

The addresses of persons named in this form are as follows:

 

Name Address
REGAL FUNDS MANAGEMENT PTY LIMITED LEVEL 46, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
REGAL PARTNERS LIMITED LEVEL 46, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000

 

 

 

Signature

 

  print name Ian Cameron capacity Director
         
  sign here /s/ Ian Cameron date 14/10/2025

 

2

 

 

Annexure 1

 

Details of Substantial Holders

 

ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED

 

Annexure 2

 

Changes in Relevant Interests

 

Date Person whose relevant interest changed Nature of
Change
Consideration
given in relation
to change
Number of
securities
affected
Class of
securities
Persons
votes
affected
7/04/2025 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds Management Pty Limited)
Sell 1330000.00 190000000 Ordinary 190000000
7/04/2025 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds Management Pty Limited)
Buy 1330000.00 190000000 Ordinary 190000000
21/07/2025 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds Management Pty Limited)
Buy 294000.00 21000000 Ordinary 21000000
10/09/2025 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds Management Pty Limited)
Buy 2524491.24 210374270 Ordinary 210374270
2/10/2025 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds Management Pty Limited)
Buy 743826.60 75134000 Ordinary 75134000
6/10/2025 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds Management Pty Limited)
Buy 316679.00 28789000 Ordinary 28789000
10/10/2025 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds Management Pty Limited)
Buy 355041.24 32276476 Ordinary 32276476

 

3