X-17A-5: Submission Information

Report for the Period Beginning

01-01-2017

and Ending

12-31-2017

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

IVY SECURITIES, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

320 NORTHERN BLVD

Address 2

SUITE 21

City

GREAT NECK

State/Country

NEW YORK

Mailing Zip/ Portal Code

11021

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Fredric Obsbaum

Telephone Number

212-897-1694

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

YSL & Associates

Address 1

11 Broadway

City

New York

State/Country

NEW YORK

Mailing Zip/ Postal Code

10004

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Fredric Obsbaum, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of IVY SECURITIES, INC., as of 12-31-2017, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Fredric Obsbaum

Title

FINOP

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information