The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Intentional misstatements or omissions of fact constitute federal criminal violations. See 18 U.S.C. 1001.

FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0001080657
NETREIT
X Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
NETREIT, INC.
Jurisdiction of Incorporation/Organization
MARYLAND
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
NETREIT, INC.
Street Address 1 Street Address 2
1282 PACIFIC OAKS PLACE
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
ESCONDIDO CALIFORNIA 92029-2900 760-471-8536

3. Related Persons

Last Name First Name Middle Name
Heilbron Jack Kendrick
Street Address 1 Street Address 2
1282 Pacific Oaks Place
City State/Province/Country ZIP/PostalCode
Escondido CALIFORNIA 92029
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Elsberry Kenneth Wayne
Street Address 1 Street Address 2
1282 Pacific Oaks Place
City State/Province/Country ZIP/PostalCode
Escondido CALIFORNIA 92029
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Dubose Larry Gene
Street Address 1 Street Address 2
1282 Pacific Oaks Place
City State/Province/Country ZIP/PostalCode
Escondido CALIFORNIA 92029
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Rollings Sumner James
Street Address 1 Street Address 2
1282 Pacific Oaks Place
City State/Province/Country ZIP/PostalCode
Escondido CALIFORNIA 92029
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Schwartz Thomas Edward
Street Address 1 Street Address 2
1282 Pacific Oaks Place
City State/Province/Country ZIP/PostalCode
Escondido CALIFORNIA 92029
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Staller Bruce Atwater
Street Address 1 Street Address 2
1282 Pacific Oaks Place
City State/Province/Country ZIP/PostalCode
Escondido CALIFORNIA 92029
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Bruen David Gene
Street Address 1 Street Address 2
1282 Pacific Oaks Place
City State/Province/Country ZIP/PostalCode
Escondido CALIFORNIA 92029
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Hanson John Bradford
Street Address 1 Street Address 2
1282 Pacific Oaks Pl
City State/Province/Country ZIP/PostalCode
Escondidon CALIFORNIA 92029-2900
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Allen William Henry
Street Address 1 Street Address 2
1282 Pacific Oaks Place
City State/Province/Country ZIP/PostalCode
Escondido CALIFORNIA 92029
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
X REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
X $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2007-10-15    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $20,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Alternative Wealth Strategies, Inc. 130933
Street Address 1 Street Address 2
1040 N. Kings Hwy., Suite 302
City State/Province/Country ZIP/Postal Code
Cherry Hill NEW JERSEY 08034
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CONNECTICUT
NEW JERSEY
NEW YORK
Recipient
Recipient CRD Number    None
Anthony Kulhanek 1977093
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Bennett Ross, Inc. 42850
Street Address 1 Street Address 2
200 Crescent Court, Suite 1801
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75201
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel, Fisher & Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
701 Tama Street Bldg. B
City State/Province/Country ZIP/Postal Code
Marion IOWA 52302
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
GEORGIA
IOWA
LOUISIANA
MINNESOTA
MISSOURI
TEXAS
Recipient
Recipient CRD Number X None
n/a None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton & Associates, Inc. 20999
Street Address 1 Street Address 2
14497 N. Dale Mabry Hwy.
City State/Province/Country ZIP/Postal Code
Tampa FLORIDA 33618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cape Securities 7072
Street Address 1 Street Address 2
2005 Pennsylvania Avenue
City State/Province/Country ZIP/Postal Code
McDonough GEORGIA 30253
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MISSISSIPPI
MISSOURI
MONTANA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
PUERTO RICO
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VIRGINIA
WASHINGTON
WISCONSIN
WYOMING
Recipient
Recipient CRD Number    None
Jerry Adams 822763
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capital Growth Resources 7779
Street Address 1 Street Address 2
3405 Harvard Ave Suite 1100
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 92022
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capwest Securities, Inc. 30002
Street Address 1 Street Address 2
3900 S. Wadsworth Blvd., Suite 590
City State/Province/Country ZIP/Postal Code
Lakewood COLORADO 80235
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
VIRGINIA
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
333 City Blvd. West Suite 2010
City State/Province/Country ZIP/Postal Code
Orange CALIFORNIA 92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
FLORIDA
MARYLAND
MICHIGAN
NEVADA
TENNESSEE
TEXAS
WISCONSIN
Recipient
Recipient CRD Number    None
Chester Harris 500745
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Chester Harris & Company, Inc. 7116
Street Address 1 Street Address 2
222 Mamaroneck Avenue
City State/Province/Country ZIP/Postal Code
White Plains NEW YORK 10605
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Melissa Mather 4697533
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
725 Town & Country Road Suite 530
City State/Province/Country ZIP/Postal Code
Orange CALIFORNIA 92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
LOUISIANA
MICHIGAN
NEW YORK
Recipient
Recipient CRD Number    None
David Harris 500413
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
David Harris & Co., Inc. 45670
Street Address 1 Street Address 2
222 Mamaroneck Avenue
City State/Province/Country ZIP/Postal Code
White Plains NEW YORK 10605
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
NEW YORK
SOUTH CAROLINA
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Direct Capital Securities, Inc. 29639
Street Address 1 Street Address 2
1250 S. Capital of Texas Hwy. Bldg. 1, Ste. 410
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Empire Securities Corp. 2826
Street Address 1 Street Address 2
10 Universal City Plaza, 20th Floor
City State/Province/Country ZIP/Postal Code
Universal City CALIFORNIA 91608
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Financial Advisors of America, LLC 142170
Street Address 1 Street Address 2
1930 Palomar Point Way Suite 104
City State/Province/Country ZIP/Postal Code
Carlsbad CALIFORNIA 92008
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING
Recipient
Recipient CRD Number    None
Jason LeBlanc 2483128
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Girard Securities, Inc. 18697
Street Address 1 Street Address 2
9560 Waples Street Suite B
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92121
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
TEXAS
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Grant Bettingen, Inc 16944
Street Address 1 Street Address 2
4100 Newport Place, #630
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Richard Woollen 1342719
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Harrison Douglas, Inc. 16515
Street Address 1 Street Address 2
4301 Belknap Road
City State/Province/Country ZIP/Postal Code
Charlotte NORTH CAROLINA 28211
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
FLORIDA
INDIANA
LOUISIANA
MARYLAND
MINNESOTA
MISSOURI
NEBRASKA
NEW YORK
NORTH CAROLINA
OHIO
SOUTH CAROLINA
TENNESSEE
VIRGINIA
WYOMING
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
IMS Securities, Inc. 35567
Street Address 1 Street Address 2
1500 Citywest Blvd., Suite 500
City State/Province/Country ZIP/Postal Code
Houston TEXAS 77042
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
FLORIDA
MICHIGAN
OHIO
OREGON
TEXAS
Recipient
Recipient CRD Number    None
William Lowell 1158722
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lowell & Co., Inc. 24913
Street Address 1 Street Address 2
1500 Broadway Suite 1208
City State/Province/Country ZIP/Postal Code
Lubbock TEXAS 79401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
MCL Financial Group, Inc. 41180
Street Address 1 Street Address 2
1869 W. Littleton Blvd.
City State/Province/Country ZIP/Postal Code
Littleton COLORADO 80120
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Okoboji Financial Services, Inc. 33727
Street Address 1 Street Address 2
1019 Highway 71 South
City State/Province/Country ZIP/Postal Code
Okoboji IOWA 51355
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Omni Brokerage, Inc. 16878
Street Address 1 Street Address 2
150 W. Civic Center Dr., Suite 103
City State/Province/Country ZIP/Postal Code
Sandy UTAH 84070
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Private Asset Group, Inc. 142541
Street Address 1 Street Address 2
3070 Bristol Street, Suite 500
City State/Province/Country ZIP/Postal Code
Costa Mesa CALIFORNIA 92626
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
UTAH
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sammons Securities Company, LLC 115368
Street Address 1 Street Address 2
4261 Park Road
City State/Province/Country ZIP/Postal Code
Ann Arbor MICHIGAN 48103
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
FLORIDA
INDIANA
KANSAS
KENTUCKY
PENNSYLVANIA
UTAH
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sigma Financial Corporation 14303
Street Address 1 Street Address 2
4261 Park Road
City State/Province/Country ZIP/Postal Code
Ann Arbor MICHIGAN 48103
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
ILLINOIS
INDIANA
MARYLAND
MICHIGAN
NEW JERSEY
NEW YORK
OHIO
TEXAS
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sunset Financial Services, Inc. 3538
Street Address 1 Street Address 2
3520 Broadway
City State/Province/Country ZIP/Postal Code
Kansas City MISSOURI 64111
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MISSOURI
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services, Inc. 14503
Street Address 1 Street Address 2
8620 W. 110th Street, Suite 200
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66210
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Waterford Investor Services, Inc. 46227
Street Address 1 Street Address 2
1201 S. Highland Avenue, Suite 2
City State/Province/Country ZIP/Postal Code
Clearwater FLORIDA 33756
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wilbanks Securities, Inc. 40673
Street Address 1 Street Address 2
4334 NW Expressway, Suite 222
City State/Province/Country ZIP/Postal Code
Oklahoma City OKLAHOMA 73116
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
ILLINOIS
INDIANA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Williams Financial Group Investments, Inc. 22704
Street Address 1 Street Address 2
12221 Merit Drive, Suite 300
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75251
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Workman Securities Corporation 31898
Street Address 1 Street Address 2
6500 City West Pkwy. #350
City State/Province/Country ZIP/Postal Code
Eden Prairie MINNESOTA 55344
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Scott Clampit 1278576
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Equity Investment Corp 40199
Street Address 1 Street Address 2
42222 Grantline Road
City State/Province/Country ZIP/Postal Code
New Albany INDIANA 47150
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
INDIANA
KENTUCKY
Recipient
Recipient CRD Number    None
Kevin Nevin 2460059
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capital Guardian LLC 137919
Street Address 1 Street Address 2
420 Park St
City State/Province/Country ZIP/Postal Code
Belmont NORTH CAROLINA 28012
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
NORTH DAKOTA
SOUTH DAKOTA
Recipient
Recipient CRD Number    None
David Harris 500413
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Chester Harris & Co 7116
Street Address 1 Street Address 2
222 Mamaroneck
City State/Province/Country ZIP/Postal Code
White Plains NEW YORK 10605
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Chester Harris 500745
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
David Harris & Co. 45670
Street Address 1 Street Address 2
222 Mamaroneck
City State/Province/Country ZIP/Postal Code
White Plains NEW YORK 10605
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Taseer Badar 2704754
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
EDI Financial Inc 15699
Street Address 1 Street Address 2
12221 Merit Drive Suite 1020
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75251
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Fortune Securities, Inc 40821
Street Address 1 Street Address 2
388 East Valley Blvd Suite 208
City State/Province/Country ZIP/Postal Code
Alhambra CALIFORNIA 91801
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
Recipient
Recipient CRD Number    None
Douglas Shaner 1699415
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group LLC 7717
Street Address 1 Street Address 2
24501 Del Prado Suite D
City State/Province/Country ZIP/Postal Code
Dana Point CALIFORNIA 92629
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Zoltan Posa 4277093
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group LLC 7717
Street Address 1 Street Address 2
41-750 Rancho Las Plamas Road Bldg G
City State/Province/Country ZIP/Postal Code
Rancho Mirage CALIFORNIA 92270
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Paul Berkemper 2222925
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Planning Corp 29604
Street Address 1 Street Address 2
10825 Watson Road Suite 100
City State/Province/Country ZIP/Postal Code
St. Louis MISSOURI 63127
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MISSOURI
Recipient
Recipient CRD Number    None
John Moriarity 2720704
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Planning Corp 29604
Street Address 1 Street Address 2
1516 Parkway West
City State/Province/Country ZIP/Postal Code
Festus MISSOURI 63028
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MISSOURI
Recipient
Recipient CRD Number X None
n/a None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newbridge Securities Corp 104065
Street Address 1 Street Address 2
1451 West Cyprus Creek Road Suite 204
City State/Province/Country ZIP/Postal Code
Ft. Lauderdale FLORIDA 33309
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
PUERTO RICO
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING
Recipient
Recipient CRD Number    None
Steven Brodt 1757324
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Coast Securities, Inc. 16944
Street Address 1 Street Address 2
82-33 Grenfell St.
City State/Province/Country ZIP/Postal Code
Kew Gardens NEW YORK 11415
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Ray Kim 4446196
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Coast Securities, Inc. 16944
Street Address 1 Street Address 2
20241 SW Birch St. Suite 100
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Aaron Heimowitz 241866
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Coast Seciruties, Inc. 16944
Street Address 1 Street Address 2
8233 Grenfell St.
City State/Province/Country ZIP/Postal Code
Kew Gardens NEW YORK 11415
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
NEW YORK
Recipient
Recipient CRD Number    None
James Kent, Jr 2255753
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Coast Securities, Inc. 16944
Street Address 1 Street Address 2
696 1st Ave., N. Suite 200
City State/Province/Country ZIP/Postal Code
St. Petersburg FLORIDA 33701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Scott Barringer 1385168
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Coast Securities, Inc. 16944
Street Address 1 Street Address 2
6053 S. Quebec St. Suite 200
City State/Province/Country ZIP/Postal Code
Greenwood Village COLORADO 80111
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Les Anderson 873403
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wilson-Davis & Co., Inc. 3777
Street Address 1 Street Address 2
4866 Viewmont St.
City State/Province/Country ZIP/Postal Code
Halladay UTAH 84117
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
UTAH
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
(Wilson) Williams Financial Group 22704
Street Address 1 Street Address 2
27111 N. Haskell Ave. Suite 2900
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
TEXAS
Recipient
Recipient CRD Number    None
Dell Raymond Hughes 1804123
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wilbanks Securities, Inc. 40673
Street Address 1 Street Address 2
121 E. Main St.
City State/Province/Country ZIP/Postal Code
Jenks OKLAHOMA 74037
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OKLAHOMA
Recipient
Recipient CRD Number    None
William Brooks 4856808
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wilbanks Securities, Inc. 46227
Street Address 1 Street Address 2
121 E. Main St.
City State/Province/Country ZIP/Postal Code
Jenks OKLAHOMA 74037
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
OKLAHOMA
Recipient
Recipient CRD Number    None
Ivan Norman 349137
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Regal Securities, Inc. 7279
Street Address 1 Street Address 2
1330 Gateway Blvd.
City State/Province/Country ZIP/Postal Code
Far Rockaway NEW YORK 11691
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Bruce Beetz 1527269
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Oak Tree Securities 18126
Street Address 1 Street Address 2
PO Box 1371
City State/Province/Country ZIP/Postal Code
Hollister CALIFORNIA 95024
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Fortune Securities, Inc. 40821
Street Address 1 Street Address 2
388 E. Valley Blvd. Suite 208
City State/Province/Country ZIP/Postal Code
Alhambra CALIFORNIA 91801
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
Recipient
Recipient CRD Number    None
David Harris 500745
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Chester Harris & Co. 7116
Street Address 1 Street Address 2
222 Mamaroneck Ave.
City State/Province/Country ZIP/Postal Code
White Plains NEW YORK 10605
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Vernon Lucas Albright 1346110
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Workman Securities Corp. 31898
Street Address 1 Street Address 2
2310 West Arthur Ave. Suite 3
City State/Province/Country ZIP/Postal Code
Chicago ILLINOIS 60645
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
ILLINOIS
Recipient
Recipient CRD Number    None
Michael Ruff 1988736
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sunset Financial Services, Inc. 3538
Street Address 1 Street Address 2
2225 Perryton Pkwy
City State/Province/Country ZIP/Postal Code
Pampa TEXAS 79065
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
United Equity Securities LLC 47261
Street Address 1 Street Address 2
10700 Richmond Ave. Suite 252
City State/Province/Country ZIP/Postal Code
Houston TEXAS 77042
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
FLORIDA
GEORGIA
HAWAII
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MARYLAND
MICHIGAN
MINNESOTA
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH DAKOTA
TEXAS
VIRGINIA
WASHINGTON
WISCONSIN
WYOMING
Recipient
Recipient CRD Number X None
na None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
Steven Falk & Assoc., Inc. None
Street Address 1 Street Address 2
11280 Granite Ridge Dr. Suite 1042
City State/Province/Country ZIP/Postal Code
Las Vegas NEVADA 89135
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
DISTRICT OF COLUMBIA
FLORIDA
ILLINOIS
MARYLAND
MASSACHUSETTS
MICHIGAN
MISSOURI
NEVADA
NEW HAMPSHIRE
NEW YORK
OREGON
PENNSYLVANIA
RHODE ISLAND
TEXAS
UTAH
VIRGINIA
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
Mark Tidwell 2612587
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sunbelt Securities 42180
Street Address 1 Street Address 2
1800 Saint James Place Suite 212
City State/Province/Country ZIP/Postal Code
Houston TEXAS 77056
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Sang Shin 4411872
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wilbanks Securities, Inc. 40673
Street Address 1 Street Address 2
950 N. Milwaukee Suite 322
City State/Province/Country ZIP/Postal Code
Glenview ILLINOIS 60025
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
Jeremy Winters 4441549
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wilbanks Securities, Inc. 46227
Street Address 1 Street Address 2
952 Park Hollow Way
City State/Province/Country ZIP/Postal Code
Lawrenceville GEORGIA 30043
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number    None
Jamie Ellis 2246996
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton & Associates, INc. 20999
Street Address 1 Street Address 2
8353 DepewWay
City State/Province/Country ZIP/Postal Code
Arvada COLORADO 80003
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
R. William Manning 4493368
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
MCL Financial Group Inc. 41180
Street Address 1 Street Address 2
32065 Castle Court Suite 300
City State/Province/Country ZIP/Postal Code
Evergreen COLORADO 80439
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Gene walter 851987
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
MCL Financial Gruop 41180
Street Address 1 Street Address 2
11001 W. 120th Ave.
City State/Province/Country ZIP/Postal Code
Broomfield COLORADO 80021
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Yi-Chen Yang 4024717
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
MCL Financial Group 41180
Street Address 1 Street Address 2
12600 W. Colfax Ave. Suite C-480
City State/Province/Country ZIP/Postal Code
Lakewood COLORADO 80215
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
David Carpinello 3256507
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
MCL Financial Group, Inc. 41180
Street Address 1 Street Address 2
2629 W. Main St. Suite 120
City State/Province/Country ZIP/Postal Code
Littleton COLORADO 80120
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Gregory Anderson 1722546
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
MCL Financial Group 41180
Street Address 1 Street Address 2
2629 W. Main St. Suite 120
City State/Province/Country ZIP/Postal Code
Littleton COLORADO 80120
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
James Gingus 1332507
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
MCL Financial Group 41180
Street Address 1 Street Address 2
2629 W. Main St. Suite 120
City State/Province/Country ZIP/Postal Code
Littleton COLORADO 80120
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW MEXICO

13. Offering and Sales Amounts

Total Offering Amount $200,000,000 USD
or    Indefinite
Total Amount Sold $82,400,000 USD
Total Remaining to be Sold $117,600,000 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

X
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
2
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
1,870

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $16,000,000 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
NETREIT, INC. Jack K. Heilbron Jack K. Heilbron Chairman and CEO 2011-08-24

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.