N-PX 1 intlequityindex0533_part3.htm intlequityindex0533_part3.htm - Generated by SEC Publisher for SEC Filing  

 

Due to size constraints, this filing is being made in 3 related submissions.

This submission is the 3rd of 3 related submissions.

The accession numbers of the previous related submissions are as follows: 0000932471-16-014328 and 0000932471-16-014334

 

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  ISSUER:               Red Star Macalline Group Corporation Ltd

  TICKER:               01528                              CUSIP:   Y7S99R100

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE PROPOSAL OF A SHARE OFFERING        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION TO DEAL WITH ALL          ISSUER            YES             FOR                  FOR

MATTERS RELATING TO THE A SHARE OFFERING

PROPOSAL #3: APPROVE PLAN FOR DISTRIBUTION OF PROFITS        ISSUER            YES             FOR                  FOR

 ACCUMULATED BEFORE THE A SHARE OFFERING

PROPOSAL #4: APPROVE USE OF PROCEEDS OF A SHARE                 ISSUER            YES             FOR                  FOR

OFFERING AND FEASIBILITY ANALYSIS

PROPOSAL #5: APPROVE THREE-YEAR FUTURE DIVIDEND PLAN         ISSUER            YES             FOR                  FOR

AFTER A SHARE OFFERING

PROPOSAL #6: APPROVE THREE-YEAR A SHARE PRICE                     ISSUER            YES             FOR                  FOR

STABILIZATION PLAN AFTER A SHARE OFFERING

PROPOSAL #7: APPROVE DILUTION OF IMMEDIATE RETURN AS         ISSUER            YES             FOR                  FOR

A RESULT OF A SHARE OFFERING AND REMEDIAL MEASURES

PROPOSAL #8: APPROVE REPORT ON USE OF PROCEEDS OF THE        ISSUER            YES             FOR                  FOR

 H SHARE OFFERING

PROPOSAL #9: APPROVE UNDERTAKINGS ON THE DISCLOSURE          ISSUER            YES             FOR                  FOR

OF INFORMATION IN THE PROSPECTUS PUBLISHED FOR THE A

SHARE OFFERING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Red Star Macalline Group Corporation Ltd

  TICKER:               01528                              CUSIP:   Y7S99R100

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE PROPOSAL OF A SHARE OFFERING        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION TO DEAL WITH ALL          ISSUER            YES             FOR                  FOR

MATTERS RELATING TO THE A SHARE OFFERING

PROPOSAL #3: APPROVE PLAN FOR DISTRIBUTION OF PROFITS        ISSUER            YES             FOR                  FOR

 ACCUMULATED BEFORE THE A SHARE OFFERING

PROPOSAL #4: APPROVE USE OF PROCEEDS OF A SHARE                 ISSUER            YES             FOR                  FOR

OFFERING AND FEASIBILITY ANALYSIS

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND PROCEDURE RULES OF GENERAL                     ISSUER            YES             FOR                  FOR

MEETINGS

PROPOSAL #7: AUTHORIZE BOARD TO HANDLE THE ISSUANCE          ISSUER            YES             FOR                  FOR

OF SUPER SHORT-TERM COMMERCIAL PAPERS AND DEAL WITH

ALL MATTERS RELATING TO SUCH ISSUE

PROPOSAL #8: APPROVE THREE-YEAR FUTURE DIVIDEND PLAN         ISSUER            YES             FOR                  FOR

AFTER A SHARE OFFERING

PROPOSAL #9: APPROVE THREE-YEAR A SHARE PRICE                     ISSUER            YES             FOR                  FOR

STABILIZATION PLAN AFTER A SHARE OFFERING

PROPOSAL #10: APPROVE DILUTION OF IMMEDIATE RETURN AS        ISSUER            YES             FOR                  FOR

 A RESULT OF A SHARE OFFERING AND REMEDIAL MEASURES

PROPOSAL #11: APPROVE REPORT ON USE OF PROCEEDS OF            ISSUER            YES             FOR                  FOR

THE H SHARE OFFERING


 

PROPOSAL #12: APPROVE UNDERTAKINGS ON THE DISCLOSURE         ISSUER            YES             FOR                  FOR

OF INFORMATION IN THE PROSPECTUS PUBLISHED FOR THE A

SHARE OFFERING

PROPOSAL #13: APPROVE DELOITTE TOUCHE TOHMATSU                   ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #14: AMEND RULES FOR THE MANAGEMENT OF                 ISSUER            YES             FOR                  FOR

PROCEEDS OF FUND RAISING BY THE COMPANY

PROPOSAL #15: AMEND RULES FOR THE MANAGEMENT OF                 ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS

PROPOSAL #16: AMEND WORKING RULES OF INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #17: ELECT QIAN SHIZHENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Red Star Macalline Group Corporation Ltd

  TICKER:               1528                                CUSIP:   Y7S99R100

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITORS

 AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL

AUDITORS AND DETERMINATION OF THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Redefine Properties Ltd

  TICKER:               RDF                                  CUSIP:   S6815L196

  MEETING DATE:   7/23/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS FOR THE PURPOSE OF

ACQUIRING ALL OF FOUNTAINHEAD'S ASSET, INCLUDING THE

ENTIRE FOUNTAINHEAD PROPERTY PORTFOLIO

PROPOSAL #2: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Redefine Properties Ltd

  TICKER:               RDF                                  CUSIP:   S6815L196

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 AUGUST 2015

PROPOSAL #2: ELECT MARIUS BARKHUYSEN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT NTOMBI LANGA-ROYDS AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT PHUMZILE LANGENI AS DIRECTOR                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: RE-ELECT HARISH MEHTA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT BERNIE NACKAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT GUNTER STEFFENS AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: RE-ELECT DAVID NATHAN AS CHAIRMAN OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #8.2: RE-ELECT BERNARD NACKAN AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #8.3: RE-ELECT GUNTER STEFFENS AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #9: APPOINT KPMG AS AUDITORS OF THE COMPANY         ISSUER            YES             FOR                  FOR

AND G KOLBE AS THE INDIVIDUAL REGISTERED AUDITOR AND

AUTHORISE THEIR REMUNERATION

PROPOSAL #10: PLACE AUTHORISED BUT UNISSUED SHARES            ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #11: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #12: AUTHORISE DIRECTORS TO ISSUE SHARES              ISSUER            YES             FOR                  FOR

PURSUANT TO A REINVESTMENT OPTION

PROPOSAL #13: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

AND INTER-RELATED PARTIES

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Reliance Capital Ltd

  TICKER:               500111                            CUSIP:   Y72561114

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT A. JHUNJHUNWALA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CHATURVEDI & SHAH AND B S R &            ISSUER            YES             FOR                  FOR

CO. LLP  AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

 REMUNERATION

PROPOSAL #5: ELECT C. VIRANI AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT S. GHOSH AS DIRECTOR AND APPROVE          ISSUER            YES             FOR                  FOR

APPOINTMENT AND REMUNERATION OF S. GHOSH AS EXECUTIVE

 DIRECTOR

PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES         AGAINST           AGAINST

EXECUTIVE DIRECTORS

PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES         AGAINST           AGAINST

DEBENTURES

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Reliance Communications Ltd.

  TICKER:               532712                            CUSIP:   Y72317103

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: REELECT M. KACKER AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Reliance Communications Ltd.

  TICKER:               RCOM                                CUSIP:   Y72317103

  MEETING DATE:   3/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Reliance Infrastructure Ltd.

  TICKER:               500390                            CUSIP:   Y09789127

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT S. SETH AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE HARIBHAKTI & CO. LLP AND PATHAK         ISSUER            YES             FOR                  FOR

H.D. & ASSOCIATES AS AUDITORS AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF NON-CONVERTIBLE                ISSUER            YES         AGAINST           AGAINST

DEBENTURES

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES         AGAINST           AGAINST

EXECUTIVE DIRECTORS

PROPOSAL #9: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF R. SHENOY AS MANAGER


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Reliance Infrastructure Ltd.

  TICKER:               500390                            CUSIP:   Y09789127

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Reliance Power Ltd.

  TICKER:               532939                            CUSIP:   Y7236V105

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: REELECT S. SETH AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CHATURVEDI & SHAH AND PRICE                ISSUER            YES         AGAINST           AGAINST

WATERHOUSE AS AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF NON-CONVERTIBLE                ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Remgro Ltd

  TICKER:               REM                                  CUSIP:   S6873K106

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH HEIN DOMAN AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #3: RE-ELECT WILHELM BUHRMANN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT GERRIT FERREIRA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT FREDERICK ROBERTSON AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT JOHANN RUPERT AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT HERMAN WESSELS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT SONJA DE BRUYN SEBOTSA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #9: RE-ELECT PETER MAGEZA AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #10: RE-ELECT PHILLIP MOLEKETI AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE


 

PROPOSAL #11: RE-ELECT FREDERICK ROBERTSON AS MEMBER         ISSUER            YES             FOR                  FOR

OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #12: ELECT SONJA DE BRUYN SEBOTSA AS MEMBER         ISSUER            YES             FOR                  FOR

OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #13: RE-ELECT HERMAN WESSELS AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #1: APPROVE DIRECTORS' REMUNERATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

AND INTER-RELATED COMPANIES AND CORPORATIONS

PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE FOR THE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AND/OR PURCHASE OF SECURITIES IN THE

COMPANY OR IN RELATED OR INTER-RELATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Renhe Commercial Holdings Company Ltd.

  TICKER:               01387                              CUSIP:   G75004104

  MEETING DATE:   7/20/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND                   ISSUER            YES         AGAINST           AGAINST

RELATED TRANSACTIONS

PROPOSAL #2: APPROVE FRAMEWORK LEASE AGREEMENT AND            ISSUER            YES         AGAINST           AGAINST

RELATED TRANSACTIONS

PROPOSAL #3: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES         AGAINST           AGAINST

CAPITAL

PROPOSAL #4: AUTHORIZE BOARD TO EXECUTE ALL SUCH                ISSUER            YES         AGAINST           AGAINST

DOCUMENTS RELATING TO THE ACQUISITION AGREEMENT,

FRAMEWORK LEASE AGREEMENT AND INCREASE IN AUTHORIZED

SHARE CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Renhe Commercial Holdings Company Ltd.

  TICKER:               1387                                CUSIP:   G75004104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT DAI YONGGE AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2b: ELECT JIANG MEI AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2c: ELECT ZHANG DABIN AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2d: ELECT WANG SHENGLI AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2e: ELECT WANG YIFU AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Renhe Commercial Holdings Company Ltd.

  TICKER:               1387                                CUSIP:   G75004104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE OPTION DEED, PUT OPTION THE                ISSUER            YES             FOR                  FOR

DISPOSAL, AND OTHER RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Renhe Pharmacy Co., Ltd. (ex Jiujiang Chemical Fibre Co.)

  TICKER:               000650                            CUSIP:   Y4444S107

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Renhe Pharmacy Co., Ltd. (ex Jiujiang Chemical Fibre Co.)

  TICKER:               000650                            CUSIP:   Y4444S107

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (2ND REVISION)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS


 

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION TO EXPAND         ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

PROPOSAL #10: ELECT ZHANG ZIQIANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Renhe Pharmacy Co., Ltd. (ex Jiujiang Chemical Fibre Co.)

  TICKER:               000650                            CUSIP:   Y4444S107

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               RenRenLe Commercial Group Co., Ltd.

  TICKER:               002336                            CUSIP:   Y7253P106

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               RenRenLe Commercial Group Co., Ltd.

  TICKER:               002336                            CUSIP:   Y7253P106

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE TERMINATION OF PARTIAL RAISED            ISSUER            YES             FOR                  FOR

FUNDS INVESTMENT PROJECT AND USE OF PARTIAL REMAINING

 RAISED FUNDS TO REPLENISH WORKING CAPITAL

PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE TERMINATION OF 2015 PLAN FOR              ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Repco Home Finance Limited

  TICKER:               535322                            CUSIP:   Y7S54C114

  MEETING DATE:   12/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Repco Home Finance Limited

  TICKER:               REPCOHOME                      CUSIP:   Y7S54C114

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVAL FOR RELATED PARTY TRANSACTIONS         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Repco Home Finance Limited

  TICKER:               REPCOHOME                      CUSIP:   Y7S54C114

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF R. VARADARAJAN AS MANAGING DIRECTOR FROM OCT. 1,

2015 TO DEC. 31, 2015

PROPOSAL #2: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF R. VARADARAJAN AS MANAGING DIRECTOR FROM JAN. 1,

2016 TO DEC. 31, 2018

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Resilient Property Income Fund Ltd

  TICKER:               RES                                  CUSIP:   S6917M266

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT ANDRIES DE LANGE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT SPIRO NOUSSIS AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT UMSHA REDDY AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: RE-ELECT MARTHIN GREYLING AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT MFUNDISO NJEKE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT BARRY VAN WYK AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT MARTHIN GREYLING AS MEMBER OF        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE


 

PROPOSAL #3.2: RE-ELECT BRYAN HOPKINS AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT BARRY VAN WYK AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH B GREYLING AS THE DESIGNATED

AUDIT PARTNER

PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

THE AUDITORS

PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES         AGAINST           AGAINST

UNDER CONTROL OF DIRECTORS

PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

 FOR BLACK ECONOMIC EMPOWERMENT PURPOSES

PROPOSAL #9: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME TO                   ISSUER            YES             FOR                  FOR

RESILIENT REIT LIMITED

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE FOR THE              ISSUER            YES             FOR                  FOR

PURPOSES OF EFFECTING BLACK ECONOMIC EMPOWERMENT

PROPOSAL #5: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #10: AUTHORISE RATIFICATION OF SPECIAL                 ISSUER            YES             FOR                  FOR

RESOLUTIONS 1 TO 5

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Restoque Comercio E Confeccoes De Roupas SA

  TICKER:               LLIS3                              CUSIP:   P6292Q109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Reunert Ltd

  TICKER:               RLO                                  CUSIP:   S69566156

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PHUTI MAHANYELE AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT MOHINI MOODLEY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT NICK THOMSON AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT SEAN JAGOE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT SARITA MARTIN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT THANDI ORLEYN AS DIRECTOR                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: RE-ELECT BRAND PRETORIUS AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #8: RE-ELECT MARK TAYLOR AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: RE-ELECT RYNHARDT VAN ROOYEN AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #10: RE-ELECT TASNEEM ABDOOL-SAMAD AS MEMBER        ISSUER            YES             FOR                  FOR

 OF THE AUDIT COMMITTEE

PROPOSAL #11: ELECT PHUTI MAHANYELE AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #12: RE-ELECT SARITA MARTIN AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #13: REAPPOINT DELOITTE & TOUCHE AS AUDITORS        ISSUER            YES             FOR                  FOR

 OF THE COMPANY AND APPOINT JAR WELCH AS THE

INDIVIDUAL DESIGNATED AUDITOR AND AUTHORISE THEIR

PROPOSAL #14: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE RESOLUTIONS OR AGREEMENTS OF            ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS AND PRESCRIBED OFFICERS IN

CONTRAVENTION OF SECTION 75 OF COMPANIES ACT BUT ONLY

 TO THE EXTENT THAT THE RELEVANT RESOLUTIONS OR

AGREEMENTS FELL WITHIN THE AMBIT OF SECTION 75 OF

COMPAN

PROPOSAL #16: APPROVE ISSUE OF SHARES IN TERMS OF THE        ISSUER            YES             FOR                  FOR

 REUNERT 1985 SHARE OPTION SCHEME, REUNERT 1988 SHARE

 PURCHASE SCHEME AND THE REUNERT 2006 SHARE OPTION

SCHEME

PROPOSAL #17: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #18: APPROVE REMUNERATION OF NON-EXECUTIVE          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #19: APPROVE FEES OF NON-EXECUTIVE DIRECTORS        ISSUER            YES             FOR                  FOR

 FOR AD HOC ASSIGNMENTS

PROPOSAL #20: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANY

PROPOSAL #21: APPROVE SHARE MATCHING PLAN 2015                    ISSUER            YES             FOR                  FOR

PROPOSAL #22: AUTHORISE RATIFICATION OF APPROVED                ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               RHB Capital Berhad

  TICKER:               RHBCAP                            CUSIP:   Y7283N105

  MEETING DATE:   8/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RENOUNCEABLE RIGHTS ISSUE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE TRANSFER OF THE COMPANY'S                   ISSUER            YES             FOR                  FOR

LISTING STATUS ON THE MAIN MARKET OF BURSA MALAYSIA

SECURITIES BERHAD TO RHB BANK BERHAD

PROPOSAL #1: APPROVE DISTRIBUTION OF PROPOSED                     ISSUER            YES             FOR                  FOR

DIVIDEND-IN-SPECIE AND CAPITAL REPAYMENT

PROPOSAL #2: AMEND MEMORANDUM AND ARTICLES OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               RHB Capital Berhad

  TICKER:               RHBCAP                            CUSIP:   Y7283N105

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SAW CHOO BOON AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT KHAIRUSSALEH RAMLI AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT FAISAL SIRAJ AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               RHB Capital Berhad

  TICKER:               RHBCAP                            CUSIP:   Y7283N105

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE PROPOSED WINDING UP OF THE                 ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #2: APPROVE APPOINTMENT OF LIQUIDATORS                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rich Development Co., Ltd.

  TICKER:               5512                                CUSIP:   Y7286N128

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Richtek Technology Corp.

  TICKER:               6286                                CUSIP:   Y7286Y108

  MEETING DATE:   3/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHARE PURCHASE AGREEMENT WITH            ISSUER            YES             FOR                  FOR

XUSI INVESTMENT CORP.


 

PROPOSAL #2: APPROVE APPLICATION FOR DELISTING FROM          ISSUER            YES             FOR                  FOR

STOCKS EXCHANGE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ripley Corp S.A.

  TICKER:               RIPLEY                            CUSIP:   P8130Y104

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #b: APPROVE DIVIDENDS AND DIVIDEND POLICY             ISSUER            YES             FOR                  FOR

PROPOSAL #d: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #e: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #f: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

PRESENT REPORT ON THEIR EXPENSES

PROPOSAL #g: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #k: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Risesun Real Estate Development Co., Ltd.

  TICKER:               002146                            CUSIP:   Y7286J101

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE BOND TYPE AND MATURITY                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE BOND INTEREST RATE AND                     ISSUER            YES             FOR                  FOR

INTEREST PAYMENT METHOD

PROPOSAL #1.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #1.6: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #1.7: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #1.8: APPROVE METHOD OF LISTING AND TRANSFER        ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

FINANCING SCHEME OF SHENYANG RISESUN ZHONGTIAN REAL

ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Risesun Real Estate Development Co., Ltd.

  TICKER:               002146                            CUSIP:   Y7286J101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO JINAN         ISSUER            YES             FOR                  FOR

RONGCHENG REAL ESTATE DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Risesun Real Estate Development Co., Ltd.

  TICKER:               002146                            CUSIP:   Y7286J101

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO CHANGSHA         ISSUER            YES             FOR                  FOR

RONGCHENG REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE CAPITAL INCREASE IN SIZHONG                ISSUER            YES         AGAINST           AGAINST

HUALIAN (BEIJING) NETWORK TECHNOLOGY CO., LTD.

PROPOSAL #3: APPROVE CAPITAL INCREASE IN HEBEI                   ISSUER            YES         AGAINST           AGAINST

RISESUN XINGCHENG INVESTMENT CO., LTD.

PROPOSAL #4: APPROVE TRANSFER OF 15% EQUITY OF                   ISSUER            YES         AGAINST           AGAINST

RISESUN KANGLV (HUANGSHAN) INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Risesun Real Estate Development Co., Ltd.

  TICKER:               002146                            CUSIP:   Y7286J101

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK LOAN BY LANGFANG GUANGYANG CONSTRUCTION

INVESTMENT CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

FINANCING SCHEME BY RONGSHENG XINGCHENG (YONGQING)

INVESTMENT CO., LTD.

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Risesun Real Estate Development Co., Ltd.

  TICKER:               002146                            CUSIP:   Y7286J101

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO LINGSHUI JUNSHENG REAL ESTATE

PROPOSAL #2: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO HEBEI RONGSHENG REAL ESTATE DEVELOPMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Risesun Real Estate Development Co., Ltd.

  TICKER:               002146                            CUSIP:   Y7286J101

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF INCREASE IN CREDIT         ISSUER            YES             FOR                  FOR

TO COMPLEMENT THE DIFFERENCE IN CONNECTION TO THE

PROPERTY ASSETS SUPPORT SPECIAL PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Risesun Real Estate Development Co., Ltd.

  TICKER:               002146                            CUSIP:   Y7286J101

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUDITED FINANCIAL REPORT AND              ISSUER            YES             FOR                  FOR

AUDIT REPORT

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Risesun Real Estate Development Co., Ltd.

  TICKER:               002146                            CUSIP:   Y7286J101

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR LOAN         ISSUER            YES             FOR                  FOR

APPLIED BY CHENGDU RONGSHENG HUAFU PROPERTY CO., LTD

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES             FOR                  FOR

FINANCING APPLIED BY LINGSHUI JUNSHENG REAL ESTATE

DEVELOPMENT CO., LTD

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES             FOR                  FOR

FINANCING APPLIED BY LIANGFANG RUISHENG INVESTMENT

CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rising Nonferrous Metals Share Co., Ltd.

  TICKER:               600259                            CUSIP:   Y7304D102

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF ZHONGXI CPAS          ISSUER            YES             FOR                  FOR

AS 2016 AUDITOR

PROPOSAL #8: APPROVE 2016 ANNUAL FINANCING CREDIT              ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #9: APPROVE 2016 ANNUAL GUARANTEE PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE RISK ALERT REGARDING DILUTION          ISSUER            YES             FOR                  FOR

IN SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT (2ND REVISION)

PROPOSAL #11: APPROVE ADDITIONAL PRICE ADJUSTMENT          SHAREHOLDER        YES             FOR                  FOR

MECHANISM IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #12: APPROVE PLAN FOR PRIVATE PLACEMENT OF      SHAREHOLDER        YES             FOR                  FOR

NEW SHARES (SECOND AMENDED DRAFT)

PROPOSAL #13.01: APPROVE SIGNING OF SUPPLEMENTAL           SHAREHOLDER        YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT WITH CONTROLLING SHAREHOLDER GUANGDONG

RISING ASSETS MANAGEMENT CO., LTD.

PROPOSAL #13.02: APPROVE SIGNING OF SUPPLEMENTAL           SHAREHOLDER        YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT WITH GUOHUA LIFE INSURANCE CO., LTD.

PROPOSAL #13.03: APPROVE SIGNING OF SUPPLEMENTAL           SHAREHOLDER        YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT WITH SHANGHAI J.ROYAL INVESTMENT MANAGEMENT

 LTD.

PROPOSAL #13.04: APPROVE SIGNING OF SUPPLEMENTAL           SHAREHOLDER        YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT WITH LIU QIAN

PROPOSAL #13.05: APPROVE SIGNING OF SUPPLEMENTAL           SHAREHOLDER        YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT WITH GF SECURITIES ASSET MANAGEMENT

(GUANGDONG) CO., LTD.

PROPOSAL #14.01: APPROVE RELATED PARTY TRANSACTION IN   SHAREHOLDER        YES             FOR                  FOR

 CONNECTION TO THE SIGNING OF SUPPLEMENTAL AGREEMENT

ON THE CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH

GUANGDONG RISING ASSETS MANAGEMENT CO., LTD.

PROPOSAL #14.02: APPROVE RELATED PARTY TRANSACTION IN   SHAREHOLDER        YES             FOR                  FOR

 CONNECTION TO THE SIGNING OF SUPPLEMENTAL AGREEMENT

ON THE CONDITIONAL SHARE SUBSCRIPTION AGREEMENT

BETWEEN GF SECURITIES ASSET MANAGEMENT (GUANGDONG)

CO., LTD. AND GUANGDONG RISING ASSETS MANAGEMENT C

PROPOSAL #15: APPROVE REPORT ON THE USAGE OF                  SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #16.01: ELECT LIU REN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ritek Corporation

  TICKER:               2349                                CUSIP:   Y7303N101

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE DISPOSAL OF EQUITY IN RITDISPLAY        ISSUER            YES             FOR                  FOR

 CORPORATION HELD BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #5: APPROVE CAPITAL REDUCTION TO OFFSET                ISSUER            YES             FOR                  FOR

LOSSES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rizhao Port Co., Ltd.

  TICKER:               600017                            CUSIP:   Y7303J100

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXPANSION IN BUSINESS SCOPE                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION WITH      SHAREHOLDER        YES             FOR                  FOR

SHANDONG HARBOUR CONSTRUCTION GROUP CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rizhao Port Co., Ltd.

  TICKER:               600017                            CUSIP:   Y7303J100

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION TO EXPAND         ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rizhao Port Co., Ltd.

  TICKER:               600017                            CUSIP:   Y7303J100

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 PRODUCTION AND OPERATION            ISSUER            YES             FOR                  FOR

PLANS

PROPOSAL #10: APPROVE 2016 CAPITAL LOAN PLAN                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2015 PROFIT DISTRIBUTION                    ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2015 INTERNAL CONTROL                        ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #13: APPROVE 2015 SOCIAL RESPONSIBILITY                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #14: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #15: APPROVE 2016 RE-APPOINTMENT OF                       ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #16: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS ON THE DEPOSIT AND USAGE OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               RMB Holdings Ltd

  TICKER:               RMH                                  CUSIP:   S6992P127

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT LEON CROUSE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT LAURIE DIPPENAAR AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT JAN DREYER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: RE-ELECT PAUL HARRIS AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: RE-ELECT ALBERTINA KEKANA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #6.1: RE-ELECT JAN DREYER AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #6.2: RE-ELECT SONJA DE BRUYN-SEBOTSA AS              ISSUER            YES             FOR                  FOR

MEMBER OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #6.3: RE-ELECT PER-ERIK LAGERSTROM AS MEMBER        ISSUER            YES         AGAINST           AGAINST

 OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO                       ISSUER            YES             FOR                  FOR

DIRECTORS, PRESCRIBED OFFICERS, EMPLOYEE SHARE SCHEME

 BENEFICIARIES AND RELATED OR INTER-RELATED COMPANIES


 

PROPOSAL #4: APPROVE INCREASE IN AUTHORISED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL THROUGH THE CREATION OF PREFERENCE SHARES

PROPOSAL #5: ADOPT NEW MEMORANDUM OF INCORPORATION             ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Robinson Department Store PCL

  TICKER:               ROBINS                            CUSIP:   Y7318V148

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT SUDHISAK CHIRATHIVAT AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT SUDHITHAM CHIRATHIVAT AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT YUWADEE CHIRATHIVAT AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT KANCHIT BUNAJINDA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE KPMG POOMCHAI AUDIT LIMITED AS          ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Robinsons Land Corporation

  TICKER:               RLC                                  CUSIP:   Y73196126

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MINUTES OF THE ANNUAL                          ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON APRIL 29, 2015

PROPOSAL #3: APPROVE ANNUAL REPORT AND AUDITED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4.1: ELECT JOHN L. GOKONGWEI, JR. AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT JAMES L. GO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT LANCE Y. GOKONGWEI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT FREDERICK D. GO AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT PATRICK HENRY C. GO AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT ROBINA Y. GOKONGWEI-PE AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.7: ELECT JOHNSON ROBERT G. GO, JR. AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.8: ELECT ARTEMIO V. PANGANIBAN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.9: ELECT ROBERTO F. DE OCAMPO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.10: ELECT EMMANUEL C. ROJAS, JR. AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.11: ELECT OMAR BYRON T. MIER AS DIRECTOR         ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: ELECT EXTERNAL AUDITOR                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY ALL ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND ITS COMMITTEES, OFFICERS AND MANAGEMENT

 SINCE THE LAST ANNUAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Robinsons Retail Holdings, Inc.

  TICKER:               RRHI                                CUSIP:   Y7318T101

  MEETING DATE:   6/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MINUTES OF THE ANNUAL                          ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON JULY 16, 2015

PROPOSAL #3: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENTS FOR THE PRECEDING YEAR

PROPOSAL #4.1: ELECT JOHN L. GOKONGWEI, JR. AS A                ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4.2: ELECT LANCE Y. GOKONGWEI AS A DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT ROBINA Y. GOKONGWEI-PE AS A                ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4.4: ELECT JAMES L. GO AS A DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.5: ELECT LISA Y. GOKONGWEI-CHENG AS A              ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4.6: ELECT FAITH Y. GOKONGWEI-LIM AS A                ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4.7: ELECT HOPE Y. GOKONGWEI-TANG AS A                ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4.8: ELECT ANTONIO L. GO AS A DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.9: ELECT ROBERTO R. ROMULO AS A DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT EXTERNAL AUDITOR                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY ALL ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND ITS COMMITTEES, OFFICERS, AND

MANAGEMENT SINCE THE LAST ANNUAL MEETING

PROPOSAL #7: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rolta India Limited

  TICKER:               500366                            CUSIP:   Y7324A112

  MEETING DATE:   5/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE N M RAIJI AND CO AS JOINT                   ISSUER            YES             FOR                  FOR

STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rongan Property Co., Ltd.

  TICKER:               000517                            CUSIP:   Y6364R100

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 RULES AND PROCEDURES                   ISSUER            YES             FOR                  FOR

REGARDING MEETINGS OF BOARD OF SUPERVISORS (2016)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rongan Property Co., Ltd.

  TICKER:               000517                            CUSIP:   Y6364R100

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT JIANG YUEXIANG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rongsheng Petro Chemical Company Limited

  TICKER:               002493                            CUSIP:   Y7324B102

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN WHOLLY OWNED SUBSIDIARIES,

NINGBO ZHONGJIN PETROLEUM CO., LTD AND ZHEJIANG

YISHENG PETROLEUM CO., LTD.

PROPOSAL #1.2: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN WHOLLY OWNED SUBSIDIARIES,

NINGBO ZHONGJIN PETROLEUM CO., LTD AND HAINAN YISHENG

 PETROLEUM CO., LTD.

PROPOSAL #2: APPROVE EXTERNAL INVESTMENT THROUGH                ISSUER            YES             FOR                  FOR

WHOLLY OWNED SUBSIDIARY, HONG KONG SHENGHUI CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rongsheng Petro Chemical Company Limited

  TICKER:               002493                            CUSIP:   Y7324B102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #6.1: APPROVE SIGNING OF PURIFIED                          ISSUER            YES             FOR                  FOR

TEREPHTHALIC ACID (PTA) PURCHASE AND SALE CONTRACT

WITH NINGBO HENGYI TRADING CO., LTD.

PROPOSAL #6.2: APPROVE SIGNING OF PURIFIED                          ISSUER            YES             FOR                  FOR

TEREPHTHALIC ACID (PTA) PURCHASE AND SALE CONTRACT

WITH ZHEJIANG YISHENG PETROCHEMICAL CO., LTD.

PROPOSAL #6.3: APPROVE SIGNING OF PURIFIED                          ISSUER            YES             FOR                  FOR

TEREPHTHALIC ACID (PTA) PURCHASE AND SALE CONTRACT

WITH HAINAN YISHENG PETROCHEMICAL CO., LTD.

PROPOSAL #6.4: APPROVE SALES (PTA) OF CONTROLLED                ISSUER            YES             FOR                  FOR

SUBSIDIARY YISHENG DAHUA PETROCHEMICAL CO., LTD. TO

HAINAN YISHENG PETROCHEMICAL CO., LTD.

PROPOSAL #6.5: APPROVE AROMATIC PRODUCT SALES OF                ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY NINGBO ZHONGJIN PETROCHEMICAL

 CO., LTD. TO ZHEJIANG YISHENG PETROCHEMICAL CO.,

PROPOSAL #6.6: APPROVE AROMATIC PRODUCT SALES OF                ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY NINGBO ZHONGJIN PETROCHEMICAL

 CO., LTD. TO HAINAN YISHENG PETROCHEMICAL CO., LTD.

PROPOSAL #6.7: APPROVE SIGNING OF FREIGHT                            ISSUER            YES             FOR                  FOR

TRANSPORTATION CONTRACT WITH ZHEJIANG RONGTONG

LOGISTICS CO., LTD.

PROPOSAL #6.8: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION OF WHOLLY-OWNED SUBSIDIARY NINGBO

ZHONGJIN PETROCHEMICAL CO., LTD. WITH NINGBO ECONOMIC

 AND TECHNICAL DEVELOPMENT ZONE THERMAL POWER CO.,

PROPOSAL #6.9: APPROVE DEPOSITS, CREDITS, SETTLEMENTS        ISSUER            YES             FOR                  FOR

 AND OTHER SERVICES IN ZHEJIANG XIAOSHAN RURAL

COMMERCIAL BANK CO., LTD.

PROPOSAL #6.10: APPROVE BORROWINGS OF WHOLLY-OWNED            ISSUER            YES             FOR                  FOR

SUBSIDIARY NINGBO ZHONGJIN PETROCHEMICAL CO., LTD.

FROM CONTROLLING SHAREHOLDERS

PROPOSAL #7: APPROVE PROVISION OF ENTRUSTED LOANS TO         ISSUER            YES             FOR                  FOR

HAINAN YISHENG PETROCHEMICAL CO., LTD. BY CONTROLLED

SUBSIDIARY YISHENG DAHUA PETROCHEMICAL CO., LTD.

PROPOSAL #8: APPROVE 2016 MUTUAL GUARANTEES WITH                ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 FOREIGN EXCHANGE                        ISSUER            YES             FOR                  FOR

DERIVATIVES TRADING BUSINESS

PROPOSAL #11.1a: ELECT LI SHUIRONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.1b: ELECT LI YONGQING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.1c: ELECT LI CAI'E AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1d: ELECT YU FENGDI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1e: ELECT QUAN WEIYING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.1f: ELECT XIANG JIONGJIONG AS NON-                  ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.2a: ELECT YAO ZHENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.2b: ELECT YU YI AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #11.2c: ELECT YU CHUNPING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #12.1a: ELECT LI JUXING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #12.1b: ELECT LI GUOQING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rongxin Power Electronic Co., Ltd.

  TICKER:               002123                            CUSIP:   Y7323P102

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT YU WENSHENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT CHEN XIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rongxin Power Electronic Co., Ltd.

  TICKER:               002123                            CUSIP:   Y7323P102

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZUO QIANG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT YU WENSHENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT CHEN XIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT TIAN FEICHONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.5: ELECT YANG CHUNBO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT ZHANG YUNPENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1: ELECT TAO XIAOFENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT WANG YIMING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT XIE ZHONGPING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: ELECT SHI YONGQI AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rongxin Power Electronic Co., Ltd.

  TICKER:               002123                            CUSIP:   Y7323P102

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rosseti PJSC

  TICKER:               RSTI                                CUSIP:   X3490A102

  MEETING DATE:   8/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: DETERMINE QUANTITY, NOMINAL VALUE,                 ISSUER            YES         AGAINST           AGAINST

CATEGORY, AND RIGHTS OF COMPANY'S SHARES

PROPOSAL #2: AMEND CHARTER RE: AUTHORIZED CAPITAL               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE INCREASE IN SHARE CAPITAL VIA            ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rosseti PJSC

  TICKER:               RSTI                                CUSIP:   X3490A102

  MEETING DATE:   10/6/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN SHARE CAPITAL VIA            ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rosseti PJSC

  TICKER:               RSTI                                CUSIP:   X3490A102

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE OMISSION OF DIVIDENDS FOR FISCAL        ISSUER            YES             FOR                  FOR

 2015

PROPOSAL #5: APPROVE INTERIM DIVIDENDS FOR FIRST                ISSUER            YES             FOR                  FOR

THREE MONTHS OF FISCAL 2016

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #8.1: ELECT BORIS AYUEV AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #8.2: ELECT OLEG BARKIN AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #8.3: ELECT VASILY BELOV AS DIRECTOR                      ISSUER            YES             FOR                  N/A

PROPOSAL #8.4: ELECT OLEG BUDARGIN AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #8.5: ELECT OLEG DUBNOV AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #8.6: ELECT ALEKSANDR KALININ AS DIRECTOR             ISSUER            YES         AGAINST               N/A


 

PROPOSAL #8.7: ELECT VYACHELAV KRAVCHENKO AS DIRECTOR        ISSUER            YES         AGAINST               N/A

PROPOSAL #8.8: ELECT ANDREY MUROV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #8.9: ELECT ALEKSANDR NOVAK AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #8.10: ELECT NIKOLAY PODGUZOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #8.11: ELECT MIKHAIL POLUBOYARINOV AS                   ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #8.12: ELECT NIKOLAY ROGALEV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #8.13: ELECT SERGEY SHMATKO AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #8.14: ELECT STANISLAV ASHIROV AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #8.15: ELECT ANDREY SHISHKIN AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #8.16: ELECT NIKOLAY SHULGINOV AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #9.1: ELECT ALEKSANDR BOGASHOV AS MEMBER OF         ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #9.2: ELECT SERGEY KRAVCHENKO AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #9.3: ELECT OLGA KULESHOVA AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #9.4: ELECT VLADIMIR KHVOROV AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #9.5: ELECT IGOR SHMAKOV AS MEMBER OF AUDIT         ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #10: RATIFY RSM RUS AS AUDITOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE NEW EDITION OF CHARTER                       ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

LIABILITY INSURANCE FOR DIRECTORS

PROPOSAL #13: APPROVE COMPANY'S MEMBERSHIP IN UNION          ISSUER            YES             FOR                  FOR

WORLDSKILLS RUSSIA

PROPOSAL #14: TERMINATION OF COMPANY'S MEMBERSHIP AT         ISSUER            YES             FOR                  FOR

ENERGOSTROY

PROPOSAL #15: APPROVE COMPANY'S MEMBERSHIP IN RUSSIAN        ISSUER            YES             FOR                  FOR

 INTERNATIONAL AFFAIRS COUNCIL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rostelecom PJSC

  TICKER:               RTKM                                CUSIP:   X7367F102

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER             NO              N/A                  N/A

PROPOSAL #5.1: ELECT RUBEN AGANBEGYAN AS DIRECTOR               ISSUER             NO              N/A                  N/A

PROPOSAL #5.2: ELECT ALEKSANDR AUZAN AS DIRECTOR                ISSUER             NO              N/A                  N/A

PROPOSAL #5.3: ELECT KIRILL DMITRIEV AS DIRECTOR                ISSUER             NO              N/A                  N/A


 

PROPOSAL #5.4: ELECT ANTON ZLATOPOLSKY AS DIRECTOR             ISSUER             NO              N/A                  N/A

PROPOSAL #5.5: ELECT SERGEY IVANOV AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #5.6: ELECT MIKHAIL IRZHEVSKY AS DIRECTOR             ISSUER             NO              N/A                  N/A

PROPOSAL #5.7: ELECT SERGEY KALUGIN AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #5.8: ELECT ANATOLY MILYUKOV AS DIRECTOR               ISSUER             NO              N/A                  N/A

PROPOSAL #5.9: ELECT MIKHAIL POLUBOYARINOV AS                     ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #5.10: ELECT ALEKSANDR PTCHELINTSEV AS                 ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #5.11: ELECT GALINA RYSAKOVA AS DIRECTOR               ISSUER             NO              N/A                  N/A

PROPOSAL #5.12: ELECT VADIM SEMENOV AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #5.13: ELECT VITALY SERGEYCHUK AS DIRECTOR           ISSUER             NO              N/A                  N/A

PROPOSAL #5.14: ELECT MARIYA FLORENTYEVA AS DIRECTOR         ISSUER             NO              N/A                  N/A

PROPOSAL #5.15: ELECT OLEG FEDOROV AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #6.1: ELECT ALEKSANDR VASILCHENKO AS MEMBER         ISSUER             NO              N/A                  N/A

OF AUDIT COMMISSION

PROPOSAL #6.2: ELECT VALENTINA VEREMNYANINA AS MEMBER        ISSUER             NO              N/A                  N/A

 OF AUDIT COMMISSION

PROPOSAL #6.3: ELECT VASILY GARSHIN AS MEMBER OF                ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.4: ELECT ILYA KARPOV AS MEMBER OF AUDIT          ISSUER             NO              N/A                  N/A

COMMISSION

PROPOSAL #6.5: ELECT MIKHAIL KRASNOV AS MEMBER OF              ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.6: ELECT ALEKSANDR PONKIN AS  MEMBER OF          ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.7: ELECT VYACHESLAV ULUPOV AS MEMBER OF          ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.8: ELECT ALEKSANDR SHEVCHUK AS MEMBER OF         ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #7: RATIFY AUDITOR                                                     ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE REMUNERATION OF MEMBERS OF AUDIT        ISSUER             NO              N/A                  N/A

 COMMISSION

PROPOSAL #10: APPROVE NEW EDITION OF CHARTER                       ISSUER             NO              N/A                  N/A

PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER             NO              N/A                  N/A

GENERAL MEETINGS

PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER             NO              N/A                  N/A

BOARD OF DIRECTORS

PROPOSAL #13: APPROVE RELATED-PARTY TRANSACTIONS WITH        ISSUER             NO              N/A                  N/A

 PAO VTB BANK RE: LOAN AGREEMENTS

PROPOSAL #14: APPROVE RELATED-PARTY TRANSACTIONS WITH        ISSUER             NO              N/A                  N/A

 AO ROSSELKHOZBANK RE: LOAN AGREEMENTS

PROPOSAL #15: APPROVE RELATED-PARTY TRANSACTIONS WITH        ISSUER             NO              N/A                  N/A

 AO GAZPROMBANK RE: LOAN AGREEMENTS

PROPOSAL #16: APPROVE RELATED-PARTY TRANSACTIONS WITH        ISSUER             NO              N/A                  N/A

 VNESHEKONOMBANK RE: LOAN AGREEMENTS


 

PROPOSAL #17: APPROVE COMPANY'S MEMBERSHIP IN                     ISSUER             NO              N/A                  N/A

NATIONAL ASSOCIATION OF MEMBERS OF MARKET FOR

PROPOSAL #18: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER             NO              N/A                  N/A

LIABILITY INSURANCE FOR DIRECTORS, OFFICERS AND

COMPANIES WITH OAO SOGAZ

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Royal Bafokeng Platinum Ltd

  TICKER:               RBP                                  CUSIP:   S7097C102

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2: ELECT VELILE NHLAPO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT LINDA DE BEER AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT KGOMOTSO MOROKA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT MIKE ROGERS AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS AS                ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY AND APPOINT SIZWE MASONDO AS

THE DESIGNATED AUDITOR

PROPOSAL #7: RE-ELECT LINDA DE BEER AS CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #8: RE-ELECT ROBIN MILLS AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #9: RE-ELECT MARK MOFFETT AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #10: RE-ELECT LOUISA STEPHENS AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #11: PLACE AUTHORISED BUT UNISSUED SHARES            ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #12: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #13: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE RBPLAT HARMONISED EMPLOYEE                ISSUER            YES             FOR                  FOR

INCENTIVE SCHEME RULES

PROPOSAL #15: APPROVE INCREASE IN MAXIMUM NUMBER OF          ISSUER            YES             FOR                  FOR

SHARES WHICH MAY BE ALLOCATED AND ISSUED UNDER ITS

EMPLOYEE SHARE AND OTHER INCENTIVE SCHEMES

PROPOSAL #16: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANIES OR CORPORATIONS

PROPOSAL #17: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #18: APPROVE NON-EXECUTIVE DIRECTORS' FEES           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Royal Group Co., Ltd.

  TICKER:               002329                            CUSIP:   Y2931G107

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT HUANG JIADI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #1.02: ELECT HE HAIYAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT ZONG JIAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT LI JIANGUO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.05: ELECT XU LEILEI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.06: ELECT WANG WANFANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.01: ELECT CHEN LIANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT CHEN YONGLI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT XU CHUNMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT SHI AIPING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT HUANG SHENGQUN AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #6: AMEND WORKING SYSTEM FOR INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Royal Group Co., Ltd.

  TICKER:               002329                            CUSIP:   Y2931G107

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR

PROPOSAL #7: ELECT YANG HONGJUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ruentex Development Co., Ltd.

  TICKER:               9945                                CUSIP:   Y73659107

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR


 

PROPOSAL #4.1: ELECT CHEN LI YU, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

RUENTEX INDUSTRIES LTD WITH SHAREHOLDER NO. 270 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT ZHANG GUO ZHEN WITH ID                        ISSUER            YES             FOR                  FOR

NO.B100126XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ruentex Industries Ltd.

  TICKER:               2915                                CUSIP:   Y7367H107

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

LEGAL RESERVE

PROPOSAL #5.1: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.2: ELECT SUPERVISOR NO. 2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rumo Logistica Operadora Multimodal SA

  TICKER:               RUMO3                              CUSIP:   P8S112140

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RELEASE SHAREHOLDERS COSAN LOGISTICA              ISSUER            YES             FOR                  FOR

S.A., GIF RUMO FUNDO DE INVESTIMENTO EM

PARTICIPACOES, AND TGP VI FUNDO DE INVESTIMENTO EM

PARTICIPACOES OF OBLIGATIONS TO THE COMPANY

PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #3: APPROVE INCREASE IN AUTHORIZED CAPITAL           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rumo Logistica Operadora Multimodal SA

  TICKER:               RUMO3                              CUSIP:   P8S112140

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CANCEL SHARE ISSUANCE FOR PRIVATE                   ISSUER            YES             FOR                  FOR

PLACEMENT APPROVED AT THE DEC. 23, 2015, EGM

PROPOSAL #2: RATIFY AND EXTEND WAIVER OF SHAREHOLDERS        ISSUER            YES         AGAINST           AGAINST

 COSAN LOGISTICA S.A., GIF RUMO FUNDO DE INVESTIMENTO

 EM PARTICIPACOES, AND TGP VI FUNDO DE INVESTIMENTO

EM PARTICIPACOES OF OBLIGATIONS TO THE COMPANY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rumo Logistica Operadora Multimodal SA

  TICKER:               RUMO3                              CUSIP:   P8S112140

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGES IN AUTHORIZED CAPITAL            ISSUER            YES             FOR                  FOR

AND AMEND ARTICLE 6

PROPOSAL #2: CHANGE LOCATION OF COMPANY HEADQUARTERS         ISSUER            YES             FOR                  FOR

AND AMEND ARTICLE 2

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBER                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rumo Logistica Operadora Multimodal SA

  TICKER:               RUMO3                              CUSIP:   P8S112140

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE TREATMENT OF NET LOSS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rumo Logistica Operadora Multimodal SA

  TICKER:               RUMO3                              CUSIP:   P8S112140

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT FOR FISCAL YEAR 2016

PROPOSAL #2: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS FOR FISCAL YEAR 2016

PROPOSAL #3: RATIFY REMUNERATION OF FISCAL COUNCIL            ISSUER            YES             FOR                  FOR

MEMBERS FOR FISCAL YEAR 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rural Electrification Corporation Ltd.

  TICKER:               532955                            CUSIP:   Y73650106

  MEETING DATE:   9/16/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: REELECT P. THAKKAR AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS


 

PROPOSAL #5: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

BONDS/DEBENTURES

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               RusHydro PJSC

  TICKER:               HYDR                                CUSIP:   X2393H107

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: DETERMINE QUANTITY, NOMINAL VALUE,                 ISSUER            YES             FOR                  FOR

CATEGORY, AND RIGHTS OF COMPANY'S SHARES

PROPOSAL #2: AMEND CHARTER RE: AUTHORIZED CAPITAL               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE INCREASE IN SHARE CAPITAL VIA            ISSUER            YES             FOR                  FOR

ISSUANCE OF SHARES

PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION WITH          ISSUER            YES             FOR                  FOR

BANK VTB RE: PURCHASE/SALE OF SHARES

PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION WITH          ISSUER            YES             FOR                  FOR

BANK VTB RE: NON-DELIVERABLE FORWARD FOR SHARES

PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

RUSSIAN STATE RE: GUARANTEE AGREEMENT

PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTIONS RE:          ISSUER            YES             FOR                  FOR

GUARANTEE AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               RusHydro PJSC

  TICKER:               HYDR                                CUSIP:   X2393H107

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER             NO              N/A                  N/A

PROPOSAL #7.1: ELECT ARTEM AVETISYAN AS DIRECTOR                ISSUER             NO              N/A                  N/A

PROPOSAL #7.2: ELECT MAKSIM BYSTROV AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #7.3: ELECT SERGEY GABESTRO AS DIRECTOR                ISSUER             NO              N/A                  N/A

PROPOSAL #7.4: ELECT PAVEL GRACHEV AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #7.5: ELECT SERGEY IVANOV AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #7.6: ELECT LARISA KALANDA AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #7.7: ELECT BORIS KOVALCHUK AS DIRECTOR                ISSUER             NO              N/A                  N/A

PROPOSAL #7.8: ELECT VYACHESLAV KRAVCHENKO AS                     ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #7.9: ELECT VYACHESLAV PIVOVAROV AS DIRECTOR        ISSUER             NO              N/A                  N/A

PROPOSAL #7.10: ELECT NIKOLAY PODGUZOV AS DIRECTOR             ISSUER             NO              N/A                  N/A


 

PROPOSAL #7.11: ELECT NIKOLAY ROGALEV AS DIRECTOR               ISSUER             NO              N/A                  N/A

PROPOSAL #7.13: ELECT MARIYA TIKHONOVA AS DIRECTOR             ISSUER             NO              N/A                  N/A

PROPOSAL #7.14: ELECT YURY TRUTNEV AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #7.15: ELECT ALEKSEY CHEKUNKOV AS DIRECTOR           ISSUER             NO              N/A                  N/A

PROPOSAL #7.16: ELECT SERGEY SHISHIN AS DIRECTOR                ISSUER             NO              N/A                  N/A

PROPOSAL #7.17: ELECT ANDREY SHISHKIN AS DIRECTOR               ISSUER             NO              N/A                  N/A

PROPOSAL #7.18: ELECT NIKOLAY SHULGINOV AS DIRECTOR           ISSUER             NO              N/A                  N/A

PROPOSAL #8: ELECT FIVE MEMBERS OF AUDIT COMMISSION           ISSUER             NO              N/A                  N/A

PROPOSAL #9: RATIFY AUDITOR                                                     ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE NEW EDITION OF CHARTER                       ISSUER             NO              N/A                  N/A

PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER             NO              N/A                  N/A

GENERAL MEETINGS

PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER             NO              N/A                  N/A

BOARD MEETINGS

PROPOSAL #13: AMEND NEW EDITION OF REGULATIONS ON              ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER             NO              N/A                  N/A

REMUNERATION OF MEMBERS OF AUDIT COMMISSION

PROPOSAL #15.1: APPROVE RELATED-PARTY TRANSACTION RE:        ISSUER             NO              N/A                  N/A

 LIABILITY INSURANCE FOR DIRECTORS, EXECUTIVES, AND

COMPANY

PROPOSAL #15.2a: APPROVE RELATED-PARTY TRANSACTIONS          ISSUER             NO              N/A                  N/A

RE: GUARANTEE AGREEMENTS

PROPOSAL #15.2b: APPROVE RELATED-PARTY TRANSACTIONS          ISSUER             NO              N/A                  N/A

RE: CREDIT LINES

PROPOSAL #15.2c: APPROVE RELATED-PARTY TRANSACTIONS          ISSUER             NO              N/A                  N/A

RE: OPERATIONS WITH DERIVATIVES

PROPOSAL #15.2d: APPROVE RELATED-PARTY TRANSACTIONS          ISSUER             NO              N/A                  N/A

RE: OVERDRAFT LOAN AGREEMENTS

PROPOSAL #15.2e: APPROVE RELATED-PARTY TRANSACTIONS          ISSUER             NO              N/A                  N/A

RE: PURCHASE/SALE OF FOREIGN CURRENCY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               S.A.C.I. Falabella

  TICKER:               FALABELLA                      CUSIP:   P3880F108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPOINT AUDITORS AND DESIGNATE RISK                ISSUER            YES             FOR                  FOR

ASSESSMENT COMPANIES

PROPOSAL #6: DESIGNATE NEWSPAPER TO PUBLISH                        ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS


 

PROPOSAL #7: RECEIVE REPORT REGARDING RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE AND RECEIVE THEIR REPORT

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               S.P. Setia Berhad

  TICKER:               SPSETIA                          CUSIP:   Y8132G101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT KHOR CHAP JEN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT HALIPAH BINTI ESA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT NORAINI BINTI CHE DAN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT PHILIP TAN PUAY KOON AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT AZMI BIN MOHD ALI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT MOHD ZAHID BIN MOHD NOORDIN AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE PERIOD FROM NOVEMBER 1, 2014 TO DECEMBER 31, 2015

PROPOSAL #9: APPROVE REMUNERATION FOR THE NON-                    ISSUER            YES             FOR                  FOR

EXECUTIVE CHAIRMAN AND NON-EXECUTIVE DIRECTORS WITH

EFFECT FROM JANUARY 1, 2016

PROPOSAL #10: APPROVE ERNST & YOUNG AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #12: APPROVE ISSUANCE OF NEW ORDINARY SHARES        ISSUER            YES             FOR                  FOR

 UNDER THE DIVIDEND REINVESTMENT PLAN

PROPOSAL #13: APPROVE ALLOCATION OF OPTIONS AND                 ISSUER            YES         AGAINST           AGAINST

SHARES TO KHOR CHAP JEN UNDER THE LONG TERM INCENTIVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SA Corporate Real Estate Ltd

  TICKER:               SAC                                  CUSIP:   S7220D118

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2.1: RE-ELECT JOHN BIESMAN-SIMONS AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: RE-ELECT EMILY HENDRICKS AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT KENNETH FORBES AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT JOHN BIESMAN-SIMONS AS                   ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT EBRAHIM SEEDAT AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE


 

PROPOSAL #3.3: RE-ELECT GUGU DINGAAN AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4: APPOINT DELOITTE & TOUCHE AS AUDITORS OF        ISSUER            YES             FOR                  FOR

 THE COMPANY

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #7: AUTHORISE DIRECTORS TO ISSUE SHARES TO          ISSUER            YES             FOR                  FOR

AFFORD SHAREHOLDERS DISTRIBUTION

REINVESTMENTALTERNATIVES

PROPOSAL #8: AUTHORISE BOARD TO ISSUE UNITS FOR CASH         ISSUER            YES             FOR                  FOR

PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRMAN               ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE FEES OF THE BOARD MEMBER                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE FEES OF THE AUDIT COMMITTEE            ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #1.4: APPROVE FEES OF THE AUDIT COMMITTEE            ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #1.5: APPROVE FEES OF THE RISK & COMPLIANCE         ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #1.6: APPROVE FEES OF THE RISK & COMPLIANCE         ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #1.7: APPROVE FEES OF THE NOMINATION                     ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #1.8: APPROVE FEES OF THE NOMINATION                     ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #1.9: APPROVE FEES OF THE REMUNERATION                 ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #1.10: APPROVE FEES OF THE REMUNERATION                ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #1.11: APPROVE FEES OF THE INVESTMENT                   ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #1.12: APPROVE FEES OF THE INVESTMENT                   ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #1.13: APPROVE FEES OF THE SOCIAL, ETHICS &         ISSUER            YES             FOR                  FOR

ENVIRONMENTAL COMMITTEE CHAIRMAN

PROPOSAL #1.14: APPROVE FEES OF THE SOCIAL, ETHICS &         ISSUER            YES             FOR                  FOR

ENVIRONMENTAL COMMITTEE MEMBER

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTIONS 44 AND 45 OF THE COMPANIES ACT

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

AND INTER-RELATED PARTIES

PROPOSAL #4: AUTHORISE ISSUE OF SHARES TO DIRECTORS          ISSUER            YES             FOR                  FOR

WHO ELECT TO RE-INVEST THEIR DISTRIBUTIONS UNDER THE

REINVESTMENT OPTION

PROPOSAL #5: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SAIC Motor Corp., Ltd.

  TICKER:               600104                            CUSIP:   Y7443N102

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #2.05: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE DRAFT OF CORE EMPLOYEES SHARE            ISSUER            YES             FOR                  FOR

PURCHASE PLAN (SUBSCRIPTION THROUGH PRIVATE

PLACEMENT) AND ITS SUMMARY

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH SHANGHAI AUTOMOBILE INDUSTRY (GROUP)

MAIN OFFICE

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHANGJIANG PENSION INSURANCE CO., LTD.

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO CORE EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT OF

NEW A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SAIC Motor Corp., Ltd.

  TICKER:               600104                            CUSIP:   Y7443N102

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE IMPACT OF DILUTION IN SPOT-         ISSUER            YES             FOR                  FOR

RETURN TO COMPANY'S KEY FINANCIAL INDEX AND COUNTER-

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT


 

PROPOSAL #2: APPROVE COMMITMENT BY RELATED PARTIES            ISSUER            YES             FOR                  FOR

REGARDING COUNTER-DILUTION MEASURES IN CONNECTION TO

THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SAIC Motor Corp., Ltd.

  TICKER:               600104                            CUSIP:   Y7443N102

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

GMACSAIC AUTOMOTIVE FINANCE CO., LTD.

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY HUAYU         ISSUER            YES             FOR                  FOR

AUTOMOTIVE SYSTEMS CO., LTD. TO HUAYU KOLBENSCHMIDT

ALUMINUM TECHNOLOGY CO., LTD.

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES BY                 ISSUER            YES             FOR                  FOR

SUBSIDIARIES OF HUAYU AUTOMOTIVE SYSTEMS CO., LTD. TO

 ITS CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE APPOINTMENT OF DELOITTE TOUCHE         ISSUER            YES             FOR                  FOR

TOHMATSU CPA AS FINANCIAL AUDITOR

PROPOSAL #11: APPROVE APPOINTMENT OF DELOITTE TOUCHE         ISSUER            YES             FOR                  FOR

TOHMATSU CPA AS INTERNAL CONTROL AUDITOR

PROPOSAL #12: ELECT LI RUOSHAN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sailun Jinyu Group Co., Ltd.

  TICKER:               601058                            CUSIP:   Y74184105

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE SIZE AND TARGET                     ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLE

PROPOSAL #2.05: APPROVE SUBSCRIPTION METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS


 

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR 2016 PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH DU YUDAI IN CONNECTION TO

 2016 PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH YAN WANHUA IN CONNECTION

TO 2016 PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH OTHER TARGET SUBSCRIBERS

IN CONNECTION TO 2016 PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #13: APPROVE CHANGE IN AUDITOR                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sailun Jinyu Group Co., Ltd.

  TICKER:               601058                            CUSIP:   Y74184105

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDING PRICING ADJUSTMENT SYSTEM        ISSUER            YES             FOR                  FOR

 FOR COMPANY 2016 PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE AMENDMENTS ON PLAN FOR PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT WITH DU YUDAI IN CONNECTION TO

 THE 2016 PRIVATE PLACEMENT

PROPOSAL #5: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT WITH YAN WANHUA IN CONNECTION

TO THE 2016 PRIVATE PLACEMENT

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT WITH OTHER SUBSCRIBERS IN

CONNECTION TO THE 2016 PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sailun Jinyu Group Co., Ltd.

  TICKER:               601058                            CUSIP:   Y74184105

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF ZHONGXINGHUA CPAS        ISSUER            YES             FOR                  FOR

 LLP AS 2016 AUDITOR AND PAYMENT OF 2015 AUDIT

REMUNERATION

PROPOSAL #7: APPROVE 2016 EXTERNAL GUARANTEES                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sailun Jinyu Group Co., Ltd.

  TICKER:               601058                            CUSIP:   Y74184105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY REGISTERED              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Samart Corporation PCL

  TICKER:               SAMART                            CUSIP:   Y7466V148

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS AND ANNUAL        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT TONGCHAT HONGLADAROMP AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT PRINYA WAIWATANA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT CHAROENRATH VILAILUCK AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT THANANAN VILAILUCK AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sampo Corporation

  TICKER:               1604                                CUSIP:   Y74706105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR MAO SHENG

INVESTMENT CO., LTD. WITH CHEN LIAN-CHUN AS THE

REPRESENTATIVE

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR LOU YONG-JIAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               San Shing Fastech Corp (fmrly San Shing Hardware Works Co Ltd)

  TICKER:               5007                                CUSIP:   Y75115108

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanan Optoelectronics Co., Ltd.

  TICKER:               600703                            CUSIP:   Y7478M102

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanan Optoelectronics Co., Ltd.

  TICKER:               600703                            CUSIP:   Y7478M102

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SHAREHOLDER FUJIAN SANAN GROUP CO., LTD.'S INVESTMENT

 INCOME DUES AND XIAMEN SANAN ELECTRONICS CO., LTD.'S

 DUES IN CONNECTION TO ACCEPTANCE OF CNY 1.654

BILLION CAPITAL INCREASE

PROPOSAL #2: APPROVE LOAN OF CONTROLLED SUBSIDIARY            ISSUER            YES             FOR                  FOR

XIAMEN SANAN INTEGRATED CIRCUIT CO., LTD. FROM

SHAREHOLDER FUJIAN SANAN GROUP CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanan Optoelectronics Co., Ltd.

  TICKER:               600703                            CUSIP:   Y7478M102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO FUJIAN        ISSUER            YES             FOR                  FOR

 SANAN GROUP CO., LTD. FOR PAYMENT OF INVESTMENT

INCOME UPON MATURITY AND TO XIAMEN SANAN ELECTRONICS

CO., LTD. FOR CAPITAL INCREASE LOAN

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE EXTERNAL INVESTMENTS BY WHOLLY-         ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY XIAMEN SANAN INTEGRATED CIRCUIT CO.,

 LTD.

PROPOSAL #4: ELECT REN KAI AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT YU FENG AS SUPERVISOR                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanan Optoelectronics Co., Ltd.

  TICKER:               600703                            CUSIP:   Y7478M102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR AND FIX THE REMUNERATION

PROPOSAL #8: APPROVE PROVISION OF BANK LOAN                        ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY-OWNED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanlam Ltd

  TICKER:               SLM                                  CUSIP:   S7302C137

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2: REAPPOINT ERNST & YOUNG INCORPORATED AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH JOHANNA DE VILLIERS AS

THE INDIVIDUAL AND DESIGNATED AUDITOR

PROPOSAL #3.1: ELECT KARABO NONDUMO AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT JOHAN VAN ZYL AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT FLIP RADEMEYER AS DIRECTOR             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4.2: RE-ELECT REJOICE SIMELANE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: RE-ELECT CHRIS SWANEPOEL AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: RE-ELECT IAN KIRK AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RE-ELECT PAUL BRADSHAW AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #6.2: ELECT KARABO NONDUMO AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #6.3: RE-ELECT FLIP RADEMEYER AS CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF EXECUTIVE                   ISSUER            YES             FOR                  FOR

DIRECTORS AND NON-EXECUTIVE DIRECTORS FOR THE

FINANCIAL YEAR ENDED 31 DECEMBER 2015

PROPOSAL #9: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED                ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #A: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS FOR THE PERIOD 1 JULY 2016 UNTIL 30 JUNE

PROPOSAL #B: APPROVE CANCELLATION OF THE AUTHORISED          ISSUER            YES             FOR                  FOR

BUT UNISSUED A AND B DEFERRED SHARES AND AMEND THE

MEMORANDUM OF INCORPORATION

PROPOSAL #C: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanofi India Limited

  TICKER:               500674                            CUSIP:   Y04875103

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND AND TWO SPECIAL DIVIDEND

PROPOSAL #3: APPROVE SRBC & CO.LLP AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT J. SIVESTRE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF S. AYYANGAR AS MANAGING DIRECTOR

PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

N. RAJARAM AS EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

L. GUERIN AS EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

A. SOOD AS EXECUTIVE DIRECTOR

PROPOSAL #10: ELECT ADITYA NARAYAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: ELECT USHA THORAT AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #12: ADOPT NEW ARTICLES OF ASSOCIATION                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanquan Food Co Ltd

  TICKER:               002216                            CUSIP:   Y98934105

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZANG DONGBIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanquan Food Co Ltd

  TICKER:               002216                            CUSIP:   Y98934105

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2.1: APPROVE ADJUSTMENT TO ISSUE PRICE AND         ISSUER            YES             FOR                  FOR

PRICING BASIS

PROPOSAL #2.2: APPROVE ADJUSTMENT TO ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ADJUSTMENT TO AMOUNT AND                 ISSUER            YES             FOR                  FOR

INTENDED USAGE OF RAISED FUNDS

PROPOSAL #2.4: APPROVE ADJUSTMENT TO RESOLUTION                 ISSUER            YES             FOR                  FOR

VALIDITY PERIOD

PROPOSAL #3: APPROVE ADJUSTMENT TO PLAN ON PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #4: APPROVE ADJUSTMENT TO FEASIBILITY                   ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE ADJUSTMENT TO COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanquan Food Co Ltd

  TICKER:               002216                            CUSIP:   Y98934105

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

 BY COMPANY AND WHOLLY-OWNED SUBSIDIARY AS WELL AS

RELATED AUTHORIZATION

PROPOSAL #10: APPROVE USE OF OWN FUNDS TO CONDUCT              ISSUER            YES             FOR                  FOR

FINANCIAL INVESTMENT

PROPOSAL #11: ELECT PANG DEHONG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.1: ELECT CHEN ZEMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.2: ELECT JIA LINGDA AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.3: ELECT CHEN NAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.4: ELECT CHEN XI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.5: ELECT ZHANG LEI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.6: ELECT LI NA AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.7: ELECT DU HAIBO AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.8: ELECT WANG XUEDE AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.9: ELECT ZANG DONGBIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sansiri PCL

  TICKER:               SIRI                                CUSIP:   Y7511B287

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT ANNUAL REPORT AND DIRECTORS'                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT KOVIT POSHYANANDA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT THONGCHAI JIRA-ALONGKORN AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT SUPANIT CHAIYAWAT AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT VICHAYA CHATIKAVANIJ AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: REDUCE REGISTERED CAPITAL AND AMEND                ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION TO REFLECT DECREASE IN

REGISTERED CAPITAL

PROPOSAL #10: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sansteel MinGuang Co., Ltd., Fujian

  TICKER:               002110                            CUSIP:   Y75035108

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO THE ISSUE PRICE IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO THE SHARE ISSUANCE IN COMPANY'S MAJOR

ASSET RESTRUCTURING - RAISING OF SUPPORT FUNDS

PROPOSAL #2: APPROVE ADJUSTMENT TO THE 2015 DAILY              ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS WITH PARTIAL SUBSIDIARIES

OF FUJIAN SANSTEEL (GROUP) CO., LTD.

PROPOSAL #3: APPROVE ADJUSTMENT TO THE 2015 DAILY              ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION WITH XIAMEN INTERNATIONAL

TRADE GROUP CO., LTD.

PROPOSAL #4: APPROVE ADJUSTMENT TO THE 2015 DAILY              ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS WITH PARTIAL SUBSIDIARIES

OF FUJIAN METALLURGICAL (HOLDINGS) CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sansteel MinGuang Co., Ltd., Fujian

  TICKER:               002110                            CUSIP:   Y75035108

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES         AGAINST           AGAINST

 PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

TO SPECIFIC PARTIES AS WELL AS RAISING SUPPORTING

PROPOSAL #2: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES         AGAINST           AGAINST

CONNECTION TO ASSETS PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES AS WELL AS RAISING SUPPORTING

FUNDS

PROPOSAL #3.1: APPROVE OVERALL PLAN                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.2.1: APPROVE TARGET ASSETS                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.2.2: APPROVE TRANSACTION PRICE AND                   ISSUER            YES         AGAINST           AGAINST

PRICING BASIS

PROPOSAL #3.2.3: APPROVE PAYMENT METHOD                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.2.4: APPROVE PAYMENT DEADLINE                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.2.5: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #3.2.6: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES         AGAINST           AGAINST

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.2.7: APPROVE CONTRACTUAL OBLIGATIONS AND         ISSUER            YES         AGAINST           AGAINST

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #3.2.8: APPROVE EMPLOYEE ARRANGEMENT                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3.1: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #3.3.2: APPROVE ISSUE MANNER                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3.3: APPROVE PRICING REFERENCE DATE AND          ISSUER            YES         AGAINST           AGAINST

ISSUE PRICE

PROPOSAL #3.3.4: APPROVE SUBSCRIPTION AMOUNT                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3.5: APPROVE LOCK-UP PERIOD                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3.6: APPROVE LISTING EXCHANGE                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4.1: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4.2: APPROVE ISSUE MANNER, TARGET                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIBERS AND SUBSCRIPTION METHOD

PROPOSAL #3.4.3: APPROVE PRICING REFERENCE DATE AND          ISSUER            YES         AGAINST           AGAINST

ISSUE PRICE

PROPOSAL #3.4.4: APPROVE AMOUNT AND INTENDED USAGE OF        ISSUER            YES         AGAINST           AGAINST

 SUPPORTING FUNDS

PROPOSAL #3.4.5: APPROVE ISSUE SIZE                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4.6: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4.7: APPROVE LISTING EXCHANGE                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.5: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #3.6: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #6: APPROVE RELEVANT CONDITIONAL TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENTS BETWEEN COMPANY AND OTHER TRANSACTION

PARTIES

PROPOSAL #7: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES         AGAINST           AGAINST

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #8: APPROVE AUDIT REPORT, APPRAISAL REPORT          ISSUER            YES         AGAINST           AGAINST

AND REMARKS REVIEW REPORT

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES         AGAINST           AGAINST

OBLIGATION BY FUJIAN SANSTEEL (GROUP) CO., LTD. AND

PARTY ACTING IN CONCERT FUJIAN SANSTEEL (GROUP)

SANMING CHEMICAL CO., LTD

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE MAJOR ASSET RESTRUCTURING

PROPOSAL #11: APPROVE COMMITMENT BY THE DIRECTORS AND        ISSUER            YES         AGAINST           AGAINST

 SENIOR MANAGEMENT MEMBERS IN CONNECTION TO THE MAJOR

 ASSET RESTRUCTURING

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE FROM COMMERCIAL BANKS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sansteel MinGuang Co., Ltd., Fujian

  TICKER:               002110                            CUSIP:   Y75035108

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS TO THE DEPRECIATION         ISSUER            YES             FOR                  FOR

YEAR OF PARTIAL FIXED ASSETS

PROPOSAL #2: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION WITH FUJIAN SANMING IRON AND STEEL

(GROUP) CO., LTD. AND ITS SUBSIDIARIES

PROPOSAL #3: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION WITH ASSOCIATE COMPANY

PROPOSAL #4: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION WITH XIAMEN INTERNATIONAL TRADE GROUP

CO., LTD. AND ITS SUBSIDIARIES

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION WITH FUJIAN METALLURGICAL (HOLDINGS) CO.,

 LTD. LTD. AND ITS SUBSIDIARIES

PROPOSAL #6: APPROVE ADJUSTMENT TO 2016 APPLICATION          ISSUER            YES             FOR                  FOR

OF BANK COMPREHENSIVE CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sansteel MinGuang Co., Ltd., Fujian

  TICKER:               002110                            CUSIP:   Y75035108

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 INVESTMENT PLAN (DRAFT)               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF                              ISSUER            YES             FOR                  FOR

GRANTTHORNTON CPAS AS AUDITOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Santam Ltd

  TICKER:               SNT                                  CUSIP:   S73323115

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH ZUHDI ABRAHAMS AS THE

INDIVIDUAL AND DESIGNATED AUDITOR

PROPOSAL #3: RE-ELECT MONWABISI FANDESO AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT IAN KIRK AS DIRECTOR                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: RE-ELECT DAWN MAROLE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT KOBUS MOLLER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT HENNIE NEL AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: RE-ELECT BRUCE CAMPBELL AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #9: RE-ELECT MONWABISI FANDESO AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #10: RE-ELECT GRANT GELINK AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #11: RE-ELECT TANTASWA NYOKA AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #12: ELECT MACHIEL REYNEKE AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #13: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 OF THE COMPANIES ACT

PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT

PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Santos Brasil Participacoes S.A.

  TICKER:               STBP11                            CUSIP:   P8338G111

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #3.2: ELECT DIRECTOR NOMINATED BY PREFERRED    SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

PROPOSAL #4.2: ELECT FISCAL COUNCIL MEMBER NOMINATED    SHAREHOLDER        YES         AGAINST               N/A

BY PREFERRED SHAREHOLDERS

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Santos Brasil Participacoes S.A.

  TICKER:               STBP11                            CUSIP:   P8338G111

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY CONVERSION OF PREFERRED SHARES            ISSUER            YES             FOR                  FOR

INTO COMMON SHARES AT RATIO OF 1:1

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Santos Brasil Participacoes S.A.

  TICKER:               STBP11                            CUSIP:   P8338G111

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONVERSION OF PREFERRED SHARES          ISSUER            YES             FOR                  FOR

INTO COMMON SHARES AT RATIO OF 1:1

PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES AND CONSOLIDATE BYLAWS             ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanxiang Co., Ltd.

  TICKER:               000863                            CUSIP:   Y7743E109

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE OF 6.5% EQUITY OF SHENZHEN         ISSUER            YES             FOR                  FOR

SANXIN REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE REPAYMENT OF THE CNY 351 MILLION        ISSUER            YES             FOR                  FOR

 INTEREST-FREE LOAN TO SHANGHAI SANXIANG INVESTMENT

HOLDINGS LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanxiang Co., Ltd.

  TICKER:               000863                            CUSIP:   Y7743E109

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SHANGHAI SANXIANG BUILDING DECORATION ENGINEERING

CO., LTD. BY SHANGHAI XIANGYUAN REAL ESTATE

DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanxiang Co., Ltd.

  TICKER:               000863                            CUSIP:   Y7743E109

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

SHANGHAI SANXIANG (GROUP) LIMITED TO SHANGHAI

XIANGDING PROPERTIES CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanxiang Co., Ltd.

  TICKER:               000863                            CUSIP:   Y7743E109

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO LOAN OF SHANGHAI SANXIANG (GROUP) CO.,

LTD. FROM SHANGHAI SANXIANG INVESTMENT HOLDINGS CO.,

LTD.

PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

ESTIMATES

PROPOSAL #8: APPROVE LAND RESERVES INVESTMENT LIMIT           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE INVESTMENT LIMIT IN PROJECT                ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #10: APPROVE 2016 ENTRUSTED ASSET MANAGEMENT        ISSUER            YES             FOR                  FOR

 USING OWN FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanxiang Co., Ltd.

  TICKER:               000863                            CUSIP:   Y7743E109

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT HUANG XIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT LI JIANGUANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sany Heavy Equipment International Holdings Co., Ltd.

  TICKER:               00631                              CUSIP:   G78163105

  MEETING DATE:   8/4/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE SUPPLEMENTAL MASTER PURCHASE            ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #1b: APPROVE 2015 ANNUAL CAP UNDER THE                 ISSUER            YES             FOR                  FOR

SUPPLEMENTAL MASTER PURCHASE AGREEMENT

PROPOSAL #2a: APPROVE SALES AGREEMENT AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

PROPOSAL #2b: APPROVE 2015 ANNUAL CAP UNDER THE SALES        ISSUER            YES             FOR                  FOR

 AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sany Heavy Equipment International Holdings Co., Ltd.

  TICKER:               631                                  CUSIP:   G78163105

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE SUPPLEMENTAL MASTER PURCHASE            ISSUER            YES             FOR                  FOR

AGREEMENT (2016) AND RELATED TRANSACTIONS

PROPOSAL #1b: APPROVE THE CAP UNDER SUPPLEMENTAL                ISSUER            YES             FOR                  FOR

MASTER PURCHASE AGREEMENT (2016)

PROPOSAL #2a: APPROVE SUPPLEMENTAL PRODUCTS SALES              ISSUER            YES             FOR                  FOR

AGREEMENT (2016) AND RELATED TRANSACTIONS

PROPOSAL #2b: APPROVE THE CAP UNDER SUPPLEMENTAL                ISSUER            YES             FOR                  FOR

PRODUCTS SALES AGREEMENT (2016)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sany Heavy Equipment International Holdings Co., Ltd.

  TICKER:               631                                  CUSIP:   G78163105

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE INVESTMENT AGREEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #1b: APPROVE RELATED TRANSACTIONS UNDER THE         ISSUER            YES             FOR                  FOR

INVESTMENT AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sany Heavy Equipment International Holdings Co., Ltd.

  TICKER:               631                                  CUSIP:   G78163105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT QI JIAN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT FU WEIZHONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT XIAO HUISHU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT XIANG WENBO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2e: ELECT MAO ZHONGWU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2f: ELECT XU YAXIONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2g: ELECT POON CHIU KWOK AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SANY Heavy Industry Co., Ltd.

  TICKER:               600031                            CUSIP:   Y75268105

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EMPLOYEE SHARE PURCHASE PLAN              ISSUER            YES             FOR                  FOR

(DRAFT) AND SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO EMPLOYEE

SHARE PURCHASE PLAN

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION               SHAREHOLDER        YES             FOR                  FOR

REGARDING TRANSFER OF PARTIAL SHARES OF WHOLLY-OWNED

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SANY Heavy Industry Co., Ltd.

  TICKER:               600031                            CUSIP:   Y75268105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE TO CONDUCT MORTGAGE AND                       ISSUER            YES             FOR                  FOR

FINANCIAL LEASING BUSINESS

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE USE OF IDLE FUNDS TO PURCHASE          ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #11: APPROVE TO CONDUCT FINANCIAL                          ISSUER            YES             FOR                  FOR

DERIVATIVES BUSINESS

PROPOSAL #12: APPROVE APPOINTMENT OF FINANCIAL                   ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #13: APPROVE APPOINTMENT OF INTERNAL CONTROL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #14: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #15.01: ELECT LIANG WENGEN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #15.02: ELECT TANG XIUGUO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #15.03: ELECT XIANG WENBO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR


 

PROPOSAL #15.04: ELECT YI XIAOGANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #15.05: ELECT LIANG ZAIZHONG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #15.06: ELECT HUANG JIANLONG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #16.01: ELECT SU ZIMENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.02: ELECT XU DINGBO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.03: ELECT TANG YA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.01: ELECT ZHAI XIAN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #17.02: ELECT YAO CHUANDA AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanyang Motor Co., Ltd.

  TICKER:               2206                                CUSIP:   Y7525U107

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sanyo Electric (Taiwan) Co Ltd

  TICKER:               1614                                CUSIP:   Y7526A100

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sappi Ltd

  TICKER:               SAP                                  CUSIP:   S73544108

  MEETING DATE:   2/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED SEPTEMBER 2015

PROPOSAL #2: ELECT ROB JAN RENDERS AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT FRITS BEURSKENS AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT STEVE BINNIE AS DIRECTOR                ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.3: RE-ELECT BOB DEKOCH AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: RE-ELECT KAREN OSAR AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: RE-ELECT RUDOLF THUMMER AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT LEN KONAR AS CHAIRMAN OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4.2: RE-ELECT FRITS BEURSKENS AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #4.3: RE-ELECT MIKE FALLON AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4.4: RE-ELECT PETER MAGEZA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4.5: RE-ELECT KAREN OSAR AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY AND APPOINT PATRICK SMIT AS THE

DESIGNATED REGISTERED AUDITOR

PROPOSAL #6.1: PLACE AUTHORISED BUT UNISSUED SHARES          ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS FOR THE PURPOSE OF THE

SAPPI LIMITED PERFORMANCE SHARE INCENTIVE TRUST

PROPOSAL #6.2: AUTHORISE ANY SUBSIDIARY TO SELL AND          ISSUER            YES             FOR                  FOR

TO TRANSFER TO THE SAPPI LIMITED SHARE INCENTIVE

TRUST AND THE SAPPI LIMITED PERFORMANCE SHARE

INCENTIVE TRUST SUCH SHARES AS MAY BE REQUIRED FOR

THE PURPOSES OF THE SCHEMES

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES

PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sasol Ltd

  TICKER:               SOL                                  CUSIP:   803866102

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3.1: RE-ELECT NOLITHA FAKUDE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT DR MANDLA GANTSHO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: RE-ELECT IMOGEN MKHIZE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: RE-ELECT STEPHEN WESTWELL AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #5.1: RE-ELECT COLIN BEGGS AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #5.2: RE-ELECT NOMGANDO MATYUMZA AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #5.3: RE-ELECT IMOGEN MKHIZE AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #5.4: RE-ELECT JJ NJEKE AS MEMBER OF THE              ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE


 

PROPOSAL #5.5: RE-ELECT STEPHEN WESTWELL AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #6: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE NON-EXECUTIVE DIRECTORS'                 ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #7.2: AUTHORISE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7.3: AUTHORISE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL FROM A DIRECTOR AND/OR A PRESCRIBED OFFICER

OF THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Saturday Co., Ltd.

  TICKER:               002291                            CUSIP:   Y261DZ109

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Saturday Co., Ltd.

  TICKER:               002291                            CUSIP:   Y261DZ109

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF WHOLLY-OWNED            ISSUER            YES             FOR                  FOR

SHOES INDUSTRIAL SUBSIDIARIES

PROPOSAL #2: APPROVE ESTABLISHMENT OF FASHION                     ISSUER            YES             FOR                  FOR

TECHNOLOGY SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sberbank of Russia PJSC

  TICKER:               SBER                                CUSIP:   X76317100

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS OF RUB 1.97 PER SHARE

PROPOSAL #4: RATIFY AUDITOR                                                     ISSUER             NO              N/A                  N/A

PROPOSAL #5.1: ELECT ESKO TAPANI AHO AS DIRECTOR                ISSUER             NO              N/A                  N/A


 

PROPOSAL #5.2: ELECT MARTIN GILMAN AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #5.3: ELECT GERMAN GREF AS DIRECTOR                       ISSUER             NO              N/A                  N/A

PROPOSAL #5.4: ELECT NADEZHDA IVANOVA AS DIRECTOR               ISSUER             NO              N/A                  N/A

PROPOSAL #5.5: ELECT SERGEY IGNATYEV AS DIRECTOR                ISSUER             NO              N/A                  N/A

PROPOSAL #5.6: ELECT ALEKSEY KUDRIN AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #5.7: ELECT GEORGY LUNTOVSKY AS DIRECTOR               ISSUER             NO              N/A                  N/A

PROPOSAL #5.8: ELECT VLADIMIR MAU AS DIRECTOR                      ISSUER             NO              N/A                  N/A

PROPOSAL #5.9: ELECT GENNADY MELIKYAN AS DIRECTOR               ISSUER             NO              N/A                  N/A

PROPOSAL #5.10: ELECT ALESSANDRO PROFUMO AS DIRECTOR         ISSUER             NO              N/A                  N/A

PROPOSAL #5.11: ELECT ANTON SILUANOV AS DIRECTOR                ISSUER             NO              N/A                  N/A

PROPOSAL #5.12: ELECT SERGEY SINELNIKOV-MURYLEV AS            ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #5.13: ELECT DMITRY TULIN AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #5.14: ELECT NADIA WELLS AS DIRECTOR                      ISSUER             NO              N/A                  N/A

PROPOSAL #5.15: ELECT SERGEY SHVETSOV AS DIRECTOR               ISSUER             NO              N/A                  N/A

PROPOSAL #6.1: ELECT NATALYA BORODINA AS MEMBER OF            ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.2: ELECT VLADIMIR VOLKOV AS MEMBER OF              ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.3: ELECT IRINA LITVINOVA AS MEMBER OF              ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.4: ELECT TATYANA DOMANSKAYA AS MEMBER OF         ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.5: ELECT YULIA ISAKHANOVA AS MEMBER OF            ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.6: ELECT ALEKSEY MINENKO AS MEMBER OF              ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #6.7: ELECT NATALYA REVINA AS MEMBER OF                ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #7: AMEND CHARTER                                                       ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER             NO              N/A                  N/A

LIABILITY INSURANCE FOR DIRECTORS, COMPANY, AND ITS

SUBSIDIARIES

PROPOSAL #9: AMEND TERMS OF REMUNERATION OF                        ISSUER             NO              N/A                  N/A

SUPERVISORY BOARD MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ScinoPharm Taiwan Ltd

  TICKER:               1789                                CUSIP:   Y7540Z107

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND

REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Essence Co ., Ltd.

  TICKER:               600061                            CUSIP:   Y8045P107

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN APPOINTMENT OF 2015            ISSUER            YES             FOR                  FOR

FINANCIAL AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Essence Co ., Ltd.

  TICKER:               600061                            CUSIP:   Y8045P107

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHU YAOBIN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Essence Co ., Ltd.

  TICKER:               600061                            CUSIP:   Y8045P107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8.01: ELECT WU WEIWEI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Power Holdings Co., Ltd.

  TICKER:               600886                            CUSIP:   Y3746G100

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS TO THE NON-                         ISSUER            YES             FOR                  FOR

COMPETITION COMMITMENT BY STATE DEVELOPMENT &

PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF WHOLLY          ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SDIC ELECTRIC POWER CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Power Holdings Co., Ltd.

  TICKER:               600886                            CUSIP:   Y3746G100

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF PLAN FOR PRIVATE         ISSUER            YES             FOR                  FOR

PLACEMENT

PROPOSAL #2: APPROVE SIGNING OF SHARE SUBSCRIPTION            ISSUER            YES             FOR                  FOR

TERMINATION AGREEMENT WITH SPECIFIC TARGETS

PROPOSAL #3.1: ELECT GUO QIGANG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.2: ELECT LUO SHAOXIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #3.3: ELECT FENG SUJING AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.4: ELECT ZOU BAOZHONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Power Holdings Co., Ltd.

  TICKER:               600886                            CUSIP:   Y3746G100

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY OWNED SUBSIDIARY JADEROCK INVESTMENT SINGAPORE

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY OWNED SUBSIDIARY REDROCK INVESTMENT LTD

PROPOSAL #3: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

APPLICATION OF STANDBY CREDIT LETTER OF WHOLLY OWNED

SUBSIDIARY REPSOL BEATRICE LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Power Holdings Co., Ltd.

  TICKER:               600886                            CUSIP:   Y3746G100

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO LESTER            ISSUER            YES             FOR                  FOR

LISTRIK PTE .LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO PT                   ISSUER            YES             FOR                  FOR

LESTERI BANTEN ENERGI

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO INCH CAPE        ISSUER            YES             FOR                  FOR

 OFFSHORE LIMITED


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Power Holdings Co., Ltd.

  TICKER:               600886                            CUSIP:   Y3746G100

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 ANNUAL OPERATION PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ADDITIONAL DAILY RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

2015 REPORT OF THE EVALUATION COMMITTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Power Holdings Co., Ltd.

  TICKER:               600886                            CUSIP:   Y3746G100

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF EQUITY IN SDIC            ISSUER            YES             FOR                  FOR

FINANCE CO., LTD. AND PARTICIPATE IN ITS CAPITAL

INCREASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Xinji Energy Co., Ltd.

  TICKER:               601918                            CUSIP:   Y7543B107

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REGISTRATION AND ISSUANCE OF              ISSUER            YES             FOR                  FOR

MEDIUM-TERM NOTES

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION TO EXPAND         ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SDIC Xinji Energy Co., Ltd.

  TICKER:               601918                            CUSIP:   Y7543B107

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH ANHUI CHUYUAN INDUSTRY AND TRADE CO., LTD.

PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SALE OF COAL WITH GUOTOU XUANCHENG POWER

CO., LTD.

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT CHEN PEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.02: ELECT DING HOUWEN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.03: ELECT LI GANG AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.04: ELECT JIA XIAOHUI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.05: ELECT HUANG SHUMING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #9.06: ELECT BAO ZHENGMING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.01: ELECT CHEN GUANTING AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT ZHANG LIGUO AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT MAO DEBING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT LIU HONGBO AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.02: ELECT XUE YUAN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.03: ELECT SHU YUQIANG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sealand Securities Co Ltd.

  TICKER:               000750                            CUSIP:   Y2941X108

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE 2016 SCALE OF SECURITIES SELF            ISSUER            YES             FOR                  FOR

PROPRIETOR AND RISK

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS


 

PROPOSAL #10: ELECT WU ZENGLIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: ELECT XIE SHENGXIU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Searainbow Holding Corp.

  TICKER:               000503                            CUSIP:   Y29815100

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY IN SUBSIDIARY        ISSUER            YES             FOR                  FOR

 TO CONTROLLING SHAREHOLDER

PROPOSAL #2: APPROVE ADJUSTMENT OF 2015 EMPLOYEE           SHAREHOLDER        YES             FOR                  FOR

SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Searainbow Holding Corp.

  TICKER:               000503                            CUSIP:   Y29815100

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

CONFIRMATION OF REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Security Bank Corporation

  TICKER:               SECB                                CUSIP:   Y7571C100

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON APRIL 28, 2015

PROPOSAL #2: APPROVE THE ANNUAL REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY THE ACTS, RESOLUTIONS, AND                   ISSUER            YES             FOR                  FOR

PROCEEDINGS OF THE BOARD OF DIRECTORS, THE MANAGEMENT

 COMMITTEES, OFFICERS, AND AGENTS OF THE CORPORATION

PROPOSAL #4: APPROVE 20 PERCENT INVESTMENT OF THE              ISSUER            YES             FOR                  FOR

BANK OF TOKYO-MITSUBISHI UFJ, LTD. IN SECURITY BANK

CORPORATION

PROPOSAL #5: APPROVE LISTING OF NEWLY ISSUED COMMON          ISSUER            YES             FOR                  FOR

SHARES WITH THE PHILIPPINE STOCK EXCHANGE

PROPOSAL #6.1: ELECT PHILIP T. ANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT ANASTASIA Y. DY AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT FREDERICK Y. DY AS DIRECTOR                ISSUER            YES             FOR                  FOR


 

PROPOSAL #6.4: ELECT TAKOYASHI FUTAE AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: ELECT JOSEPH R. HIGDON AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.6: ELECT JAMES JK HUNG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: ELECT TAKAHIRO ONISHI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.8: ELECT ALFONSO L. SALCEDO, JR. AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.9: ELECT RAFAEL F. SIMPAO, JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.10: ELECT PAUL Y. UNG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.11: ELECT ALBERTO S. VILLAROSA AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sekerbank TAS

  TICKER:               SKBNK                              CUSIP:   M82584109

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF        ISSUER            YES             FOR                  FOR

 MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN

MEETING MINUTES

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY EXTERNAL AUDITORS AND ACCEPT                ISSUER            YES             FOR                  FOR

AUDIT REPORT

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: CHANGE LOCATION OF COMPANY HEADQUARTERS         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Semirara Mining and Power Corp.

  TICKER:               SCC                                  CUSIP:   Y7628G112

  MEETING DATE:   5/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ANNUAL                 ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON MAY 4, 2015

PROPOSAL #2: APPROVE MANAGEMENT REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY THE ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND MANAGEMENT FROM THE DATE OF THE LAST

ANNUAL STOCKHOLDERS' MEETING UP TO THE DATE OF THIS

PROPOSAL #4: APPOINT SYCIP GORRES VELAYO & CO. AS              ISSUER            YES             FOR                  FOR

INDEPENDENT EXTERNAL AUDITOR

PROPOSAL #5.1: ELECT ISIDRO A. CONSUNJI AS A DIRECTOR        ISSUER            YES             FOR                  FOR


 

PROPOSAL #5.2: ELECT VICTOR A. CONSUNJI AS A DIRECTOR        ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #5.3: ELECT JORGE A. CONSUNJI AS A DIRECTOR         ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #5.4: ELECT CESAR A. BUENAVENTURA AS A                 ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #5.5: ELECT HERBERT M. CONSUNJI AS A                     ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #5.6: ELECT MARIA CRISTINA C. GOTIANUN AS A         ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #5.7: ELECT MA. EDWINA C. LAPERAL AS A                 ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #5.8: ELECT GEORGE G. SAN PEDRO AS A                     ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #5.9: ELECT JOSEFA CONSUELO C. REYES AS A            ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #5.10: ELECT VICTOR C. MACALINCAG AS A                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.11: ELECT ROGELIO M. MURGA AS A DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Senao International Co., Ltd.

  TICKER:               2450                                CUSIP:   Y7632F100

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT SU CHONG MING WITH ID NO.                   ISSUER            YES             FOR                  FOR

E102062XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT YE GONG LIANG WITH ID NO.                   ISSUER            YES             FOR                  FOR

R100075XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.8: ELECT NON-INDEPENDENT DIRECTOR NO. 6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.9: ELECT NON-INDEPENDENT DIRECTOR NO. 7       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.10: ELECT SUPERVISOR NO. 1                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.11: ELECT SUPERVISOR NO. 2                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.12: ELECT SUPERVISOR NO. 3                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SerComm Corp.

  TICKER:               5388                                CUSIP:   Y7670W106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT WANG PO YUAN, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

PACIFIC VENTURE PARTNERS CO., LTD. WITH SHAREHOLDER

NO. 730, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT LU HSUEH CHIN, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 ZHUOJIAN INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

17723, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT WANG WEI WITH SHAREHOLDER NO.            ISSUER            YES             FOR                  FOR

10968 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT LIN PIN WITH SHAREHOLDER NO. 4          ISSUER            YES             FOR                  FOR

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT CHU CHENG KUANG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 10970 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT SHIH CHIN TAI WITH ID NO.                   ISSUER            YES             FOR                  FOR

R101349XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT STEVE K. CHEN WITH ID                          ISSUER            YES             FOR                  FOR

NO.1958011XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT KUO JUI SUNG, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

AN LONG CO., LTD. WITH SHAREHOLDER NO. 27615, AS

SUPERVISOR

PROPOSAL #4.9: ELECT WEI YUNG TU, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

YCSY CO., LTD. WITH SHAREHOLDER NO. 77326, AS

SUPERVISOR

PROPOSAL #4.10: ELECT HSUEH PIN PIN WITH ID NO.                 ISSUER            YES             FOR                  FOR

A221369XXX AS SUPERVSIOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Severstal PAO

  TICKER:               CHMF                                CUSIP:   818150302

  MEETING DATE:   9/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX         ISSUER            YES             FOR                  FOR

MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Severstal PAO

  TICKER:               SVST                                CUSIP:   818150302

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 13.17          ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Severstal PAO

  TICKER:               CHMF                                CUSIP:   X7805W105

  MEETING DATE:   9/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX         ISSUER            YES             FOR                  FOR

MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Severstal PAO

  TICKER:               SVST                                CUSIP:   X7805W105

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 13.17          ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Severstal PJSC

  TICKER:               SVST                                CUSIP:   X7805W105

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ALEKSEY MORDASHOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #1.2: ELECT MIKHAIL NOSKOV AS DIRECT                      ISSUER            YES         AGAINST               N/A

PROPOSAL #1.3: ELECT VADIM LARIN AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #1.4: ELECT ALEKSEY KULICHENKO AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #1.5: ELECT VLADIMIR LUKIN AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #1.6: ELECT PHILIP DAYER AS DIRECTOR                      ISSUER            YES             FOR                  N/A

PROPOSAL #1.7: ELECT ALUN BOWEN AS DIRECTOR                         ISSUER            YES             FOR                  N/A

PROPOSAL #1.8: ELECT SAKARI TAMMINEN AS DIRECTOR                ISSUER            YES             FOR                  N/A

PROPOSAL #1.9: ELECT VLADIMIR MAU AS DIRECTOR                      ISSUER            YES             FOR                  N/A

PROPOSAL #1.10: ELECT ALEKSANDR AUZAN AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #2: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE INTERIM DIVIDENDS FOR FIRST                ISSUER            YES             FOR                  FOR

QUARTER OF FISCAL 2016

PROPOSAL #5.1: ELECT NIKOLAY LAVROV AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5.2: ELECT ROMAN ANTONOV AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #5.3: ELECT SVETLANA GUSEVA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6: RATIFY KPMG AS AUDITOR                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SGIS Songshan Co., Ltd.

  TICKER:               000717                            CUSIP:   Y7676V102

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING EXTERNAL INVESTMENT IN ESTABLISHMENT OF

JOINT INVESTMENT COMPANY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION WITH          ISSUER            YES             FOR                  FOR

SHANGHAI OUYEEL MATERIAL TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SGIS Songshan Co., Ltd.

  TICKER:               000717                            CUSIP:   Y7676V102

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 FINANCIAL DERIVATIVES                 ISSUER            YES             FOR                  FOR

INVESTMENT PLAN

PROPOSAL #2: APPROVE APPLICATION OF CNY26.4 BILLION          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE 17 BANKS

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO APPLICATION OF A MAXIMUM OF CNY2.6

BILLION ENTRUSTED LOAN BY COMPANY FROM BAOGANG GROUP

GUANGDONG SHAOGUAN STEEL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SGIS Songshan Co., Ltd.

  TICKER:               000717                            CUSIP:   Y7676V102

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED PLANNING OF MAJOR                ISSUER            YES             FOR                  FOR

ASSET RESTRUCTURING AND POSTPONEMENT OF RESUMPTION OF

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SGIS Songshan Co., Ltd.

  TICKER:               000717                            CUSIP:   Y7676V102

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AND              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR


 

PROPOSAL #7: APPROVE 2016 INFRASTRUCTURE TECHNOLOGY          ISSUER            YES             FOR                  FOR

PROJECTS INVESTMENT FRAMEWORK PLAN

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Aerospace Power Hi-Tech Co., Ltd.

  TICKER:               600343                            CUSIP:   Y7680H107

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS (DRAFT)

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS (DRAFT)

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                   ISSUER            YES             FOR                  FOR

(DRAFT)

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT             ISSUER            YES             FOR                  FOR

(DRAFT)

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION (PLAN)         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AMOUNT

PROPOSAL #7: APPROVE FINANCIAL SERVICES AGREEMENT              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND AEROSPACE TECHNOLOGY FINANCE

CO., LTD AS WELL AS RELATED PARTY TRANSACTION

PROPOSAL #8: ELECT CHENG XINJIAN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9: ELECT TAN YONGHUA AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Broadcast & TV Network Intermediary Co., Ltd.

  TICKER:               600831                            CUSIP:   Y3744U101

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 INVESTMENT IN FINANCIAL            ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #11: APPROVE EXTENSION IN RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD AND AUTHORIZATION PERIOD IN

CONNECTION TO THE PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Coal Industry Company Limited

  TICKER:               601225                            CUSIP:   Y7679D109

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY AND ASSETS OF        ISSUER            YES             FOR                  FOR

 SUBSIDIARIES AND PURCHASE OF EQUITY OF SUBSIDIARY OF

 SHAANXI COAL INDUSTRY GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Coal Industry Company Limited

  TICKER:               601225                            CUSIP:   Y7679D109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE GENERAL AUTHORIZATION REGARDING         ISSUER            YES             FOR                  FOR

ISSUANCE OF DEBT FINANCING INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Fenghuo Electronics Co., Ltd.

  TICKER:               000561                            CUSIP:   Y77011107

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF           SHAREHOLDER        YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016-2017 DAILY RELATED PARTY            ISSUER            YES             FOR                  FOR

TRANSACTION IMPLEMENTATION PLAN

PROPOSAL #8.1: ELECT TANG DAKAI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.2: ELECT SUN HONGKE AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.3: ELECT SONG TAO AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #8.4: ELECT ZHANG GUANGXU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.5: ELECT TAN YUECHENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.6: ELECT ZHAO LANPING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.1: ELECT YANG XIUYUN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.2: ELECT ZHANG JUNRUI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.3: ELECT LIAO LIANGHAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.1: ELECT BAI HAIJUN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.2: ELECT WANG YUEMING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.3: ELECT REN NAIQIANG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi International Trust Co., Ltd.

  TICKER:               000563                            CUSIP:   Y7700Z103

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF XIGEMA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS

PROPOSAL #8: APPROVE 2016 SECURITIES INVESTMENT PLAN         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi International Trust Co., Ltd.

  TICKER:               000563                            CUSIP:   Y7700Z103

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT XUE JIMIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT YAO WEIDONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT GUI QUANHAI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT ZHUO GUOQUAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT WANG XIAOFANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2.2: ELECT YIN XINGMIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT ZHANG JUNRUI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT DUAN XIAOCHANG AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LI YIHENG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF               SHAREHOLDER        YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Jinye Science Technology and Education Co., Ltd Group

  TICKER:               000812                            CUSIP:   Y77028101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES         AGAINST           AGAINST

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

PROPOSAL #2: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

CONSTITUTES AS A RELATED-PARTY TRANSACTION

PROPOSAL #3: APPROVE ASSETS PURCHASE BY CASH PAYMENT         ISSUER            YES         AGAINST           AGAINST

AND ISSUANCE OF NEW SHARES AS WELL AS RELATED PARTY

TRANSACTION

PROPOSAL #3.1: APPROVE TRANSACTION PARTIES                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.2: APPROVE TARGET ASSETS                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3: APPROVE TRANSACTION PRICE AND PRICE            ISSUER            YES         AGAINST           AGAINST

BASIS

PROPOSAL #3.4: APPROVE PAYMENT MANNER                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.5: APPROVE ISSUE MANNER                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.6: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.7: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.8: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES         AGAINST           AGAINST

ISSUE PRICE

PROPOSAL #3.9: APPROVE ISSUE AMOUNT                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.10: APPROVE ADJUSTMENT OF ISSUE PRICE               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.11: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.12: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES         AGAINST           AGAINST

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.13: APPROVE PROFIT COMMITMENTS,                        ISSUER            YES         AGAINST           AGAINST

COMPENSATION AND INCENTIVES

PROPOSAL #3.14: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #3.15: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.16: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES         AGAINST           AGAINST

COMPANY'S RELATED PARTY TRANSACTION REGARDING ASSETS

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES


 

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE CONDITIONAL ASSET PURCHASE BY            ISSUER            YES         AGAINST           AGAINST

ISSUE OF SHARES AND CASH PAYMENT AGREEMENT WITH

SHAREHOLDERS OF KUNMING RUIFENG PRINT CO., LTD

PROPOSAL #7: APPROVE AUDIT REPORT, SPECIAL AUDIT                ISSUER            YES         AGAINST           AGAINST

REPORT AND APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES         AGAINST           AGAINST

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #9: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES         AGAINST           AGAINST

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Jinye Science Technology and Education Co., Ltd Group

  TICKER:               000812                            CUSIP:   Y77028101

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 OPERATING RELATED-PARTY              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Ligeance Mineral Resources Co., Ltd.

  TICKER:               000697                            CUSIP:   Y7702Q101

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE 2015 AUDIT FEE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SHAANXI LIANSHI MINING LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ShaanXi Provincial Natural Gas Co., Ltd.

  TICKER:               002267                            CUSIP:   Y7676K106

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ShaanXi Provincial Natural Gas Co., Ltd.

  TICKER:               002267                            CUSIP:   Y7676K106

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN APPOINTMENT OF 2015            ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ShaanXi Provincial Natural Gas Co., Ltd.

  TICKER:               002267                            CUSIP:   Y7676K106

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YANG SHI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT ZHANG XINAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT ZHAO XUANMIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ShaanXi Provincial Natural Gas Co., Ltd.

  TICKER:               002267                            CUSIP:   Y7676K106

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 COMPLETION OF PRODUCTION            ISSUER            YES             FOR                  FOR

MANAGEMENT AND FIXED ASSETS INVESTMENT PLAN

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DRAFT PRODUCTION MANAGEMENT        ISSUER            YES             FOR                  FOR

 AND FIXED ASSETS INVESTMENT PLAN

PROPOSAL #8: APPROVE 2016 DRAFT FINANCIAL BUDGET                ISSUER            YES             FOR                  FOR

REPORT


 

PROPOSAL #9: APPROVE 2016 RELATED-PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

WITH XIANYANG NATURAL GAS CO., LTD.

PROPOSAL #10: APPROVE 2016 RELATED-PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH XIANYANG XINKE ENERGY CO., LTD.

PROPOSAL #11: APPROVE 2016 RELATED-PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH WEINAN NATURAL GAS CO., LTD.

PROPOSAL #12: APPROVE 2016 RELATED-PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH YANGLING LIQUEFIED NATURAL GAS INVESTMENT

DEVELOPMENT CO., LTD.

PROPOSAL #13: APPROVE 2016 RELATED-PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH TONGCHUAN NATURAL GAS CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ShaanXi Provincial Natural Gas Co., Ltd.

  TICKER:               002267                            CUSIP:   Y7676K106

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT HAO XIAOCHEN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.0: ELECT LI QIANYI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT DENG JUNXIAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.04: ELECT LIANG QIAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.05: ELECT HU HENGJIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.06: ELECT YANG SHI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.07: ELECT ZHANG NINGSHENG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.08: ELECT WU JIAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.09: ELECT HE YANMING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.10: ELECT ZHANG JUNRUI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.11: ELECT ZHAO XUANMIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.12: ELECT WANG ZHIWEI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT FANG JIAZHI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT HUO XIAOLI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT GU ZHIFEN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ADJUST ALLOWANCES OF DIRECTORS          ISSUER            YES         AGAINST           AGAINST

AND SUPERVISORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Xinghua Chemistry Co., Ltd.

  TICKER:               002109                            CUSIP:   Y7676J109

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: AUTHORIZE THE CHAIRMAN OF THE BOARD TO          ISSUER            YES             FOR                  FOR

SIGN THE LOAN CONTRACT FROM FINANCIAL INSTITUTION AS

WELL AS THE ASSET PLEDGE CONTRACT

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE CASH DIVIDENDS MANAGEMENT                 ISSUER            YES         AGAINST           AGAINST

SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Yanchang Petroleum Chemical Eng Co Ltd

  TICKER:               600248                            CUSIP:   Y7678L102

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY OPERATING RELATED-             ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #8: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: ELECT WANG DONG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE CHANGES IN ACCOUNTING                        ISSUER            YES             FOR                  FOR

ESTIMATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shaanxi Yanchang Petroleum Chemical Eng Co Ltd

  TICKER:               600248                            CUSIP:   Y7678L102

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPLETION OF RAISED FUNDS                 ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT AND USE OF SURPLUS RAISED FUNDS TO

 REPLENISH WORKING CAPTAIL

PROPOSAL #2: APPROVE SIGNING OF CONSTRUCTION CONTRACT        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shan Dong Sun Paper Industry Joint Stock Co., Ltd.

  TICKER:               002078                            CUSIP:   Y7681V105

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LI HONGXIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT LI NA AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT LIU ZEHUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT WANG ZONGLIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.1: ELECT ZHAO WEI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT CHEN GUANTING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT LUO YI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT WU YIANMIN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT YANG LINNA AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE CONFIRMATION ON THE ALLOWANCE OF        ISSUER            YES             FOR                  FOR

 INDEPENDENT DIRECTORS AND REMUNERATION OF

PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #6: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #6.3: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: APPROVE BOND INTEREST RATE                             ISSUER            YES             FOR                  FOR

PROPOSAL #6.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #6.8: APPROVE GUARANTEE ARRANGEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR


 

PROPOSAL #6.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #6.11: APPROVE AUTHORIZATION OF THE BOARD            ISSUER            YES             FOR                  FOR

REGARDING THE BOND ISSUANCE

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9: APPROVE PROVISION OF JOINT LIABILITY              ISSUER            YES             FOR                  FOR

GUARANTEE TO CONTROLLED SUBSIDIARY YANZHOU TIANZHANG

PAPER CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shan Dong Sun Paper Industry Joint Stock Co., Ltd.

  TICKER:               002078                            CUSIP:   Y7681V105

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE FROM FINANCIAL INSTITUTIONS

 BY COMPANY AND CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shan Dong Sun Paper Industry Joint Stock Co., Ltd.

  TICKER:               002078                            CUSIP:   Y7681V105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 AUDITOR

PROPOSAL #7.1: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION AND AGREEMENT WITH SHANDONG SHENGDE

INTERNATIONAL HOTEL CO., LTD.

PROPOSAL #7.2: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION AND AGREEMENT WITH SHANGHAI DONGSHENG NEW

 MATERIALS CO., LTD.

PROPOSAL #7.3: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION AND AGREEMENT WITH INTERNATIONAL PAPER &

SUN CARTONBOARD CO., LTD.

PROPOSAL #7.4: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION AND AGREEMENT WITH SHANDONG INTERNATIONAL

 PAPER SUN CARDBOARD CO., LTD.

PROPOSAL #7.5: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION AND AGREEMENT WITH SHANDONG WANGUO SUN

FOOD PACKAGING MATERIALS CO., LTD.

PROPOSAL #8: APPROVE EXPAND IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shan Dong Yisheng Livestock & Poultry Breeding Co Ltd

  TICKER:               002458                            CUSIP:   Y76849101

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EMPLOYEE STOCK OWNERSHIP PLAN            ISSUER            YES             FOR                  FOR

AND SUMMARY (DRAFT)

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE STOCK

OWNERSHIP PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shan Dong Yisheng Livestock & Poultry Breeding Co Ltd

  TICKER:               002458                            CUSIP:   Y76849101

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT REN SHENGHAO AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #1.2: ELECT SUN XIUNI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shan Dong Yisheng Livestock & Poultry Breeding Co Ltd

  TICKER:               002458                            CUSIP:   Y76849101

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Airlines Co., Ltd.

  TICKER:               200152                            CUSIP:   Y7682N102

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT MA CHONGXIAN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR


 

PROPOSAL #1.1.2: ELECT SUN XIUJIANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.3: ELECT MIAO LIUBIN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.1.4: ELECT JIANG CHENGDA AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.5: ELECT WANG JIEMING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.6: ELECT LI XIUQIN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.7: ELECT WANG MINGYUAN AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.8: ELECT XU GUOJIAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.1: ELECT LV HONGBING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.2: ELECT DUAN YALIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.3: ELECT WU CHAOPENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT WANG WUPING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT XUE RUITAO AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.3: ELECT DONG HONG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO EXPAND BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Airlines Co., Ltd.

  TICKER:               200152                            CUSIP:   Y7682N102

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 AIR CHINA LIMITED

PROPOSAL #7.2: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SICHUAN INTERNATIONAL AERO-ENGINE MAINTENANCE CO.,

PROPOSAL #8.1: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SHANDONG AVIATION GROUP CO., LTD.

PROPOSAL #8.2: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 TAIKOO (SHANDONG) AIRCRAFT ENGINEERING COMPANY

PROPOSAL #8.3: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SHANDONG XIANGYU AIRLINES TECHNOLOGICAL SERVICES

CO., LTD.


 

PROPOSAL #8.4: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SHANDONG AVIATION NEWAIR MEDIA CO., LTD.

PROPOSAL #8.5: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 AIR CHINA LIMITED

PROPOSAL #8.6: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 CHINA CARGO CO., LTD.

PROPOSAL #8.7: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 BEIJING AIRCRAFT MAINTENANCE AND ENGINEERING CORP.

PROPOSAL #8.8: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SICHUAN INTERNATIONAL AERO ENGINE MAINTENANCE CO.,

PROPOSAL #8.9: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 CHENGDU FALCON AIRCRAFT ENGINEERING SERVICES CO.,

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR AND THEIR        ISSUER            YES             FOR                  FOR

 REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Bohui Paper Industrial Co., Ltd.

  TICKER:               600966                            CUSIP:   Y767A4107

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF 2015 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #2: APPROVE SIGNING OF POWER SUPPLY CONTRACT        ISSUER            YES             FOR                  FOR

 AND STEAM SUPPLY CONTRACT WITH SHANDONG TIANYUAN

THERMOELECTRIC CO., LTD.

PROPOSAL #3: APPROVE SIGNING OF POWER SUPPLY CONTRACT        ISSUER            YES             FOR                  FOR

 AND STEAM SUPPLY CONTRACT BETWEEN WHOLLY-OWNED

SUBSIDIARIES JIANGSU BOHUI PAPER CO., LTD. AND

JIANGSU FENGYUAN THERMAL POWER CO., LTD.

PROPOSAL #4: APPROVE 2016 PROVISION OF GUARANTEE                ISSUER            YES         AGAINST           AGAINST

BETWEEN THE COMPANY AND SUBSIDIARIES

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

RELATED PARTIES SHANDONG HAILI CHEMICAL INDUSTRY CO.,

 LTD. AND JIANGSU HAILI CHEMICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Bohui Paper Industrial Co., Ltd.

  TICKER:               600966                            CUSIP:   Y767A4107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES         AGAINST           AGAINST

NEXT THREE YEARS (2016-2018)


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V104

  MEETING DATE:   7/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V104

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMMENCEMENT OF ASSET                          ISSUER            YES             FOR                  FOR

SECURITISATION OPERATION BY SHANDONG CHENMING

FINANCIAL LEASING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V104

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROPOSED GUARANTEE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE THE INTEGRATED TERMINAL OF                 ISSUER            YES             FOR                  FOR

HUANGGANG CHENMING PAPER CO., LTD. BY APPROXIMATELY

RMB351,203,000

PROPOSAL #3: APPROVE THE 600,000-TONNE LIQUID                     ISSUER            YES             FOR                  FOR

PACKAGING CARDBOARD PROJECT OF ZHANJIANG CHENMING

PAPER & PULP CO., LTD. BY APPROXIMATELY

RMB5,501,030,000

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT FULL TEXT AND                ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION FOR GENERAL BANK              ISSUER            YES             FOR                  FOR

CREDIT LINE

PROPOSAL #8: APPROVE ESTABLISHMENT OF SHANDONG                   ISSUER            YES             FOR                  FOR

CHENMING (QINGDAO) FINANCIAL LEASING CO., LTD.


 

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES         AGAINST           AGAINST

GENERAL CREDIT LINE TO RELATED SUBSIDIARIES

PROPOSAL #10.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.2: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.3: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.4: APPROVE ISSUE TARGET IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.6: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF SHORT-TERM COMMERCIAL

PAPERS

PROPOSAL #10.7: APPROVE MEASURES TO ENSURE SOLVENCY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF SHORT-TERM COMMERCIAL

PROPOSAL #10.8: APPROVE AUTHORIZATION IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #11.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF CORPORATE BONDS

PROPOSAL #11.2: APPROVE ISSUE TARGET AND PLACEMENT            ISSUER            YES             FOR                  FOR

AGREEMENTS FOR SHAREHOLDERS IN RELATION TO THE ISSUE

OF CORPORATE BONDS

PROPOSAL #11.3: APPROVE CLASS AND MATURITY IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.4: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.6: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.7: APPROVE LISTING IN RELATION TO THE            ISSUER            YES             FOR                  FOR

ISSUE OF CORPORATE BONDS

PROPOSAL #11.8: APPROVE MEASURES TO ENSURE SOLVENCY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.9: APPROVE AUTHORIZATION IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS

PROPOSAL #12.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.2: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.3: APPROVE ISSUE METHOD IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.4: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF CORPORATE BONDS UNDER PRIVATE

PROPOSAL #12.6: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS UNDER

PRIVATE PLACEMENT

PROPOSAL #12.7: APPROVE ISSUE TARGET IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.8: APPROVE LISTING IN RELATION TO THE            ISSUER            YES             FOR                  FOR

ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT


 

PROPOSAL #12.9: APPROVE MEASURES TO ENSURE SOLVENCY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS UNDER

PRIVATE PLACEMENT

PROPOSAL #12.10: APPROVE AUTHORIZATION IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #13.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE PLACEMENT

PROPOSAL #13.2: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE PLACEMENT

PROPOSAL #13.3: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.4: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.5: APPROVE ISSUE METHOD IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.6: APPROVE ISSUE TARGET IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.7: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF MEDIUM-TERM NOTES UNDER

PRIVATE PLACEMENT

PROPOSAL #13.8: APPROVE AUTHORIZATION IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #15.1: ELECT CHEN HONGGUO AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.2: ELECT YIN TONGYUAN AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.3: ELECT LI FENG AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.4: ELECT GENG GUANGLIN AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.5: ELECT WANG CHUNFANG AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.6: ELECT YANG GUIHUA AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.7: ELECT ZHANG HONG AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.8: ELECT PAN AILING AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.9: ELECT WANG FENGRONG AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.10: ELECT HUANG LEI AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.11: ELECT LIANG FU AS DIRECTOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.1: ELECT GAO JUNJIE AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.2: ELECT LIU JILU AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.3: ELECT ZHANG XIAOFENG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V104

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON USE OF PROCEEDS OF THE        ISSUER            YES             FOR                  FOR

 PREVIOUS PROCEEDS


 

PROPOSAL #2: APPROVE THE FORMULATION OF THE                        ISSUER            YES             FOR                  FOR

ADMINISTRATIVE MEASURES OF PROCEEDS

PROPOSAL #3: APPROVE SETTING UP OF ACCOUNT FOR THE            ISSUER            YES             FOR                  FOR

PROCEEDS FROM THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #4: APPROVE FORMULATION ON THE DIVIDEND                ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN

PROPOSAL #5: APPROVE CAPITAL INCREASE TO CHENMING          SHAREHOLDER        YES             FOR                  FOR

(QINGDAO) FINANCIAL LEASING COMPANY LIMITED

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #8: APPROVE FULFILLMENT OF CONDITIONS IN              ISSUER            YES             FOR                  FOR

RESPECT OF THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #9: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS OF THE NON-PUBLIC ISSUE OF A

PROPOSAL #10: APPROVE DILUTION OF CURRENT RETURNS AND        ISSUER            YES             FOR                  FOR

 REMEDIAL MEASURES UPON THE NON-PUBLIC OFFERING

PROPOSAL #11: APPROVE UNDERTAKINGS MADE BY DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT ON DILUTION OF CURRENT RETURNS

AND ADOPTION OF REMEDIAL MEASURES UPON THE NON-PUBLIC

 OFFERING OF COMPANY

PROPOSAL #12.1: APPROVE CLASS AND PAR VALUE IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.2: APPROVE METHOD AND TIMING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.3: APPROVE ISSUE PRICE AND THE PRINCIPLE        ISSUER            YES             FOR                  FOR

 FOR PRICING IN RELATION TO THE NON-PUBLIC ISSUE OF A

 SHARES

PROPOSAL #12.4: APPROVE ISSUE SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.5: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #12.6: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.7: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.8: APPROVE AMOUNT OF PROCEEDS AND THEIR         ISSUER            YES             FOR                  FOR

USE IN RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.9: APPROVE ARRANGEMENT FOR ACCUMULATED          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED PROFIT BEFORE COMPLETION OF ISSUE IN

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.10: APPROVE VALIDITY OF RESOLUTION IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #13: APPROVE PROPOSAL ON THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUE OF A SHARES

PROPOSAL #14: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AND THE NON-PUBLIC ISSUE OF SHARES

INVOLVING RELATED PARTY TRANSACTIONS

PROPOSAL #15: APPROVE CHANGE OF PROPOSAL OF THE NON-     SHAREHOLDER        YES             FOR                  FOR

PUBLIC ISSUE OF A SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V104

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON USE OF PROCEEDS OF THE        ISSUER            YES             FOR                  FOR

 PREVIOUS PROCEEDS

PROPOSAL #2: APPROVE THE FORMULATION OF THE                        ISSUER            YES             FOR                  FOR

ADMINISTRATIVE MEASURES OF PROCEEDS

PROPOSAL #3: APPROVE SETTING UP OF ACCOUNT FOR THE            ISSUER            YES             FOR                  FOR

PROCEEDS FROM THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #4: APPROVE FORMULATION ON THE DIVIDEND                ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN

PROPOSAL #5: APPROVE CAPITAL INCREASE TO CHENMING          SHAREHOLDER        YES             FOR                  FOR

(QINGDAO) FINANCIAL LEASING COMPANY LIMITED

PROPOSAL #6: APPROVE AMENDMENTS TO THE ARTICLES OF            ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AUTHORIZE BOARD TO DEAL WITH WITH                   ISSUER            YES             FOR                  FOR

MATTERS RELATING TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #8: APPROVE FULFILLMENT OF CONDITIONS IN              ISSUER            YES             FOR                  FOR

RESPECT OF THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #9: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS OF THE NON-PUBLIC ISSUE OF A

PROPOSAL #10: APPROVE DILUTION OF CURRENT RETURNS AND        ISSUER            YES             FOR                  FOR

 REMEDIAL MEASURES UPON THE NON-PUBLIC OFFERING

PROPOSAL #11: APPROVE UNDERTAKINGS MADE BY DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT ON DILUTION OF CURRENT RETURNS

AND ADOPTION OF REMEDIAL MEASURES UPON THE NON-PUBLIC

 OFFERING OF COMPANY

PROPOSAL #12.1: APPROVE CLASS AND PAR VALUE IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.2: APPROVE METHOD AND TIMING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.3: APPROVE ISSUE PRICE AND THE PRINCIPLE        ISSUER            YES             FOR                  FOR

 FOR PRICING IN RELATION TO THE NON-PUBLIC ISSUE OF A

 SHARES

PROPOSAL #12.4: APPROVE ISSUE SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.5: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #12.6: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.7: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.8: APPROVE AMOUNT OF PROCEEDS AND THEIR         ISSUER            YES             FOR                  FOR

USE IN RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.9: APPROVE ARRANGEMENT FOR ACCUMULATED          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED PROFIT BEFORE COMPLETION OF ISSUE IN

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.10: APPROVE VALIDITY OF RESOLUTION IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #13: APPROVE PROPOSAL ON THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUE OF A SHARES


 

PROPOSAL #14: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AND THE NON-PUBLIC ISSUE OF SHARES

INVOLVING RELATED PARTY TRANSACTIONS

PROPOSAL #15: APPROVE CHANGE OF PROPOSAL OF THE NON-     SHAREHOLDER        YES             FOR                  FOR

PUBLIC ISSUE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V112

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT FULL TEXT AND                ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION FOR GENERAL BANK              ISSUER            YES             FOR                  FOR

CREDIT LINE

PROPOSAL #8: APPROVE ESTABLISHMENT OF SHANDONG                   ISSUER            YES             FOR                  FOR

CHENMING (QINGDAO) FINANCIAL LEASING CO., LTD.

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES         AGAINST           AGAINST

GENERAL CREDIT LINE TO RELATED SUBSIDIARIES

PROPOSAL #10.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.2: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.3: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.4: APPROVE ISSUE TARGET IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.6: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF SHORT-TERM COMMERCIAL

PAPERS

PROPOSAL #10.7: APPROVE MEASURES TO ENSURE SOLVENCY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF SHORT-TERM COMMERCIAL

PROPOSAL #10.8: APPROVE AUTHORIZATION IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #11.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF CORPORATE BONDS

PROPOSAL #11.2: APPROVE ISSUE TARGET AND PLACEMENT            ISSUER            YES             FOR                  FOR

AGREEMENTS FOR SHAREHOLDERS IN RELATION TO THE ISSUE

OF CORPORATE BONDS

PROPOSAL #11.3: APPROVE CLASS AND MATURITY IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.4: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS


 

PROPOSAL #11.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.6: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.7: APPROVE LISTING IN RELATION TO THE            ISSUER            YES             FOR                  FOR

ISSUE OF CORPORATE BONDS

PROPOSAL #11.8: APPROVE MEASURES TO ENSURE SOLVENCY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.9: APPROVE AUTHORIZATION IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS

PROPOSAL #12.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.2: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.3: APPROVE ISSUE METHOD IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.4: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF CORPORATE BONDS UNDER PRIVATE

PROPOSAL #12.6: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS UNDER

PRIVATE PLACEMENT

PROPOSAL #12.7: APPROVE ISSUE TARGET IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.8: APPROVE LISTING IN RELATION TO THE            ISSUER            YES             FOR                  FOR

ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.9: APPROVE MEASURES TO ENSURE SOLVENCY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS UNDER

PRIVATE PLACEMENT

PROPOSAL #12.10: APPROVE AUTHORIZATION IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #13.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE PLACEMENT

PROPOSAL #13.2: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE PLACEMENT

PROPOSAL #13.3: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.4: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.5: APPROVE ISSUE METHOD IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.6: APPROVE ISSUE TARGET IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.7: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF MEDIUM-TERM NOTES UNDER

PRIVATE PLACEMENT

PROPOSAL #13.8: APPROVE AUTHORIZATION IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #15.1: ELECT CHEN HONGGUO AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.2: ELECT YIN TONGYUAN AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.3: ELECT LI FENG AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #15.4: ELECT GENG GUANGLIN AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.5: ELECT WANG CHUNFANG AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.6: ELECT YANG GUIHUA AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.7: ELECT ZHANG HONG AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.8: ELECT PAN AILING AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.9: ELECT WANG FENGRONG AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.10: ELECT HUANG LEI AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.11: ELECT LIANG FU AS DIRECTOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.1: ELECT GAO JUNJIE AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.2: ELECT LIU JILU AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.3: ELECT ZHANG XIAOFENG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V112

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON USE OF PROCEEDS OF THE        ISSUER            YES             FOR                  FOR

 PREVIOUS PROCEEDS

PROPOSAL #2: APPROVE THE FORMULATION OF THE                        ISSUER            YES             FOR                  FOR

ADMINISTRATIVE MEASURES OF PROCEEDS

PROPOSAL #3: APPROVE SETTING UP OF ACCOUNT FOR THE            ISSUER            YES             FOR                  FOR

PROCEEDS FROM THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #4: APPROVE FORMULATION ON THE DIVIDEND                ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN

PROPOSAL #5: APPROVE CAPITAL INCREASE TO CHENMING          SHAREHOLDER        YES             FOR                  FOR

(QINGDAO) FINANCIAL LEASING COMPANY LIMITED

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #8: APPROVE FULFILLMENT OF CONDITIONS IN              ISSUER            YES             FOR                  FOR

RESPECT OF THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #9: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS OF THE NON-PUBLIC ISSUE OF A

PROPOSAL #10: APPROVE DILUTION OF CURRENT RETURNS AND        ISSUER            YES             FOR                  FOR

 REMEDIAL MEASURES UPON THE NON-PUBLIC OFFERING

PROPOSAL #11: APPROVE UNDERTAKINGS MADE BY DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT ON DILUTION OF CURRENT RETURNS

AND ADOPTION OF REMEDIAL MEASURES UPON THE NON-PUBLIC

 OFFERING OF COMPANY

PROPOSAL #12.1: APPROVE CLASS AND PAR VALUE IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.2: APPROVE METHOD AND TIMING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.3: APPROVE ISSUE PRICE AND THE PRINCIPLE        ISSUER            YES             FOR                  FOR

 FOR PRICING IN RELATION TO THE NON-PUBLIC ISSUE OF A

 SHARES


 

PROPOSAL #12.4: APPROVE ISSUE SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.5: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #12.6: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.7: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.8: APPROVE AMOUNT OF PROCEEDS AND THEIR         ISSUER            YES             FOR                  FOR

USE IN RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.9: APPROVE ARRANGEMENT FOR ACCUMULATED          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED PROFIT BEFORE COMPLETION OF ISSUE IN

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.10: APPROVE VALIDITY OF RESOLUTION IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #13: APPROVE PROPOSAL ON THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUE OF A SHARES

PROPOSAL #14: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AND THE NON-PUBLIC ISSUE OF SHARES

INVOLVING RELATED PARTY TRANSACTIONS

PROPOSAL #15: APPROVE CHANGE OF PROPOSAL OF THE NON-     SHAREHOLDER        YES             FOR                  FOR

PUBLIC ISSUE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V112

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON USE OF PROCEEDS OF THE        ISSUER            YES             FOR                  FOR

 PREVIOUS PROCEEDS

PROPOSAL #2: APPROVE THE FORMULATION OF THE                        ISSUER            YES             FOR                  FOR

ADMINISTRATIVE MEASURES OF PROCEEDS

PROPOSAL #3: APPROVE SETTING UP OF ACCOUNT FOR THE            ISSUER            YES             FOR                  FOR

PROCEEDS FROM THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #4: APPROVE FORMULATION ON THE DIVIDEND                ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN

PROPOSAL #5: APPROVE CAPITAL INCREASE TO CHENMING          SHAREHOLDER        YES             FOR                  FOR

(QINGDAO) FINANCIAL LEASING COMPANY LIMITED

PROPOSAL #6: APPROVE AMENDMENTS TO THE ARTICLES OF            ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AUTHORIZE BOARD TO DEAL WITH WITH                   ISSUER            YES             FOR                  FOR

MATTERS RELATING TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #8: APPROVE FULFILLMENT OF CONDITIONS IN              ISSUER            YES             FOR                  FOR

RESPECT OF THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #9: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS OF THE NON-PUBLIC ISSUE OF A

PROPOSAL #10: APPROVE DILUTION OF CURRENT RETURNS AND        ISSUER            YES             FOR                  FOR

 REMEDIAL MEASURES UPON THE NON-PUBLIC OFFERING

PROPOSAL #11: APPROVE UNDERTAKINGS MADE BY DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT ON DILUTION OF CURRENT RETURNS

AND ADOPTION OF REMEDIAL MEASURES UPON THE NON-PUBLIC

 OFFERING OF COMPANY

PROPOSAL #12.1: APPROVE CLASS AND PAR VALUE IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES


 

PROPOSAL #12.2: APPROVE METHOD AND TIMING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.3: APPROVE ISSUE PRICE AND THE PRINCIPLE        ISSUER            YES             FOR                  FOR

 FOR PRICING IN RELATION TO THE NON-PUBLIC ISSUE OF A

 SHARES

PROPOSAL #12.4: APPROVE ISSUE SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.5: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #12.6: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.7: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.8: APPROVE AMOUNT OF PROCEEDS AND THEIR         ISSUER            YES             FOR                  FOR

USE IN RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.9: APPROVE ARRANGEMENT FOR ACCUMULATED          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED PROFIT BEFORE COMPLETION OF ISSUE IN

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.10: APPROVE VALIDITY OF RESOLUTION IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #13: APPROVE PROPOSAL ON THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUE OF A SHARES

PROPOSAL #14: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AND THE NON-PUBLIC ISSUE OF SHARES

INVOLVING RELATED PARTY TRANSACTIONS

PROPOSAL #15: APPROVE CHANGE OF PROPOSAL OF THE NON-     SHAREHOLDER        YES             FOR                  FOR

PUBLIC ISSUE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V120

  MEETING DATE:   7/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V120

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMMENCEMENT OF ASSET                          ISSUER            YES             FOR                  FOR

SECURITISATION OPERATION BY SHANDONG CHENMING

FINANCIAL LEASING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V120

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROPOSED GUARANTEE                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE THE INTEGRATED TERMINAL OF                 ISSUER            YES             FOR                  FOR

HUANGGANG CHENMING PAPER CO., LTD. BY APPROXIMATELY

RMB351,203,000

PROPOSAL #3: APPROVE THE 600,000-TONNE LIQUID                     ISSUER            YES             FOR                  FOR

PACKAGING CARDBOARD PROJECT OF ZHANJIANG CHENMING

PAPER & PULP CO., LTD. BY APPROXIMATELY

RMB5,501,030,000

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V120

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT FULL TEXT AND                ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION FOR GENERAL BANK              ISSUER            YES             FOR                  FOR

CREDIT LINE

PROPOSAL #8: APPROVE ESTABLISHMENT OF SHANDONG                   ISSUER            YES             FOR                  FOR

CHENMING (QINGDAO) FINANCIAL LEASING CO., LTD.

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES         AGAINST           AGAINST

GENERAL CREDIT LINE TO RELATED SUBSIDIARIES

PROPOSAL #10.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.2: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.3: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.4: APPROVE ISSUE TARGET IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #10.6: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF SHORT-TERM COMMERCIAL

PAPERS

PROPOSAL #10.7: APPROVE MEASURES TO ENSURE SOLVENCY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF SHORT-TERM COMMERCIAL

PROPOSAL #10.8: APPROVE AUTHORIZATION IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF SHORT-TERM COMMERCIAL PAPERS

PROPOSAL #11.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF CORPORATE BONDS

PROPOSAL #11.2: APPROVE ISSUE TARGET AND PLACEMENT            ISSUER            YES             FOR                  FOR

AGREEMENTS FOR SHAREHOLDERS IN RELATION TO THE ISSUE

OF CORPORATE BONDS

PROPOSAL #11.3: APPROVE CLASS AND MATURITY IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF CORPORATE BONDS


 

PROPOSAL #11.4: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.6: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.7: APPROVE LISTING IN RELATION TO THE            ISSUER            YES             FOR                  FOR

ISSUE OF CORPORATE BONDS

PROPOSAL #11.8: APPROVE MEASURES TO ENSURE SOLVENCY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS

PROPOSAL #11.9: APPROVE AUTHORIZATION IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS

PROPOSAL #12.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.2: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.3: APPROVE ISSUE METHOD IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.4: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF CORPORATE BONDS UNDER PRIVATE

PROPOSAL #12.6: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS UNDER

PRIVATE PLACEMENT

PROPOSAL #12.7: APPROVE ISSUE TARGET IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.8: APPROVE LISTING IN RELATION TO THE            ISSUER            YES             FOR                  FOR

ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #12.9: APPROVE MEASURES TO ENSURE SOLVENCY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF CORPORATE BONDS UNDER

PRIVATE PLACEMENT

PROPOSAL #12.10: APPROVE AUTHORIZATION IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE ISSUE OF CORPORATE BONDS UNDER PRIVATE PLACEMENT

PROPOSAL #13.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE PLACEMENT

PROPOSAL #13.2: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE PLACEMENT

PROPOSAL #13.3: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.4: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.5: APPROVE ISSUE METHOD IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.6: APPROVE ISSUE TARGET IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #13.7: APPROVE PROPOSED RESOLUTION VALIDITY         ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUE OF MEDIUM-TERM NOTES UNDER

PRIVATE PLACEMENT

PROPOSAL #13.8: APPROVE AUTHORIZATION IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF MEDIUM-TERM NOTES UNDER PRIVATE

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #15.1: ELECT CHEN HONGGUO AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #15.2: ELECT YIN TONGYUAN AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.3: ELECT LI FENG AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.4: ELECT GENG GUANGLIN AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.5: ELECT WANG CHUNFANG AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.6: ELECT YANG GUIHUA AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.7: ELECT ZHANG HONG AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.8: ELECT PAN AILING AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.9: ELECT WANG FENGRONG AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.10: ELECT HUANG LEI AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.11: ELECT LIANG FU AS DIRECTOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.1: ELECT GAO JUNJIE AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.2: ELECT LIU JILU AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.3: ELECT ZHANG XIAOFENG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V120

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON USE OF PROCEEDS OF THE        ISSUER            YES             FOR                  FOR

 PREVIOUS PROCEEDS

PROPOSAL #2: APPROVE THE FORMULATION OF THE                        ISSUER            YES             FOR                  FOR

ADMINISTRATIVE MEASURES OF PROCEEDS

PROPOSAL #3: APPROVE SETTING UP OF ACCOUNT FOR THE            ISSUER            YES             FOR                  FOR

PROCEEDS FROM THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #4: APPROVE FORMULATION ON THE DIVIDEND                ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN

PROPOSAL #5: APPROVE CAPITAL INCREASE TO CHENMING          SHAREHOLDER        YES             FOR                  FOR

(QINGDAO) FINANCIAL LEASING COMPANY LIMITED

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #8: APPROVE FULFILLMENT OF CONDITIONS IN              ISSUER            YES             FOR                  FOR

RESPECT OF THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #9: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS OF THE NON-PUBLIC ISSUE OF A

PROPOSAL #10: APPROVE DILUTION OF CURRENT RETURNS AND        ISSUER            YES             FOR                  FOR

 REMEDIAL MEASURES UPON THE NON-PUBLIC OFFERING

PROPOSAL #11: APPROVE UNDERTAKINGS MADE BY DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT ON DILUTION OF CURRENT RETURNS

AND ADOPTION OF REMEDIAL MEASURES UPON THE NON-PUBLIC

 OFFERING OF COMPANY

PROPOSAL #12.1: APPROVE CLASS AND PAR VALUE IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.2: APPROVE METHOD AND TIMING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUE OF A SHARES


 

PROPOSAL #12.3: APPROVE ISSUE PRICE AND THE PRINCIPLE        ISSUER            YES             FOR                  FOR

 FOR PRICING IN RELATION TO THE NON-PUBLIC ISSUE OF A

 SHARES

PROPOSAL #12.4: APPROVE ISSUE SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.5: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #12.6: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.7: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.8: APPROVE AMOUNT OF PROCEEDS AND THEIR         ISSUER            YES             FOR                  FOR

USE IN RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.9: APPROVE ARRANGEMENT FOR ACCUMULATED          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED PROFIT BEFORE COMPLETION OF ISSUE IN

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.10: APPROVE VALIDITY OF RESOLUTION IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #13: APPROVE PROPOSAL ON THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUE OF A SHARES

PROPOSAL #14: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AND THE NON-PUBLIC ISSUE OF SHARES

INVOLVING RELATED PARTY TRANSACTIONS

PROPOSAL #15: APPROVE CHANGE OF PROPOSAL OF THE NON-     SHAREHOLDER        YES             FOR                  FOR

PUBLIC ISSUE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Chenming Paper Holdings Ltd.

  TICKER:               200488                            CUSIP:   Y7682V120

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON USE OF PROCEEDS OF THE        ISSUER            YES             FOR                  FOR

 PREVIOUS PROCEEDS

PROPOSAL #2: APPROVE THE FORMULATION OF THE                        ISSUER            YES             FOR                  FOR

ADMINISTRATIVE MEASURES OF PROCEEDS

PROPOSAL #3: APPROVE SETTING UP OF ACCOUNT FOR THE            ISSUER            YES             FOR                  FOR

PROCEEDS FROM THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #4: APPROVE FORMULATION ON THE DIVIDEND                ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN

PROPOSAL #5: APPROVE CAPITAL INCREASE TO CHENMING          SHAREHOLDER        YES             FOR                  FOR

(QINGDAO) FINANCIAL LEASING COMPANY LIMITED

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AUTHORIZE BOARD TO DEAL WITH MATTERS              ISSUER            YES             FOR                  FOR

RELATING TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #8: APPROVE FULFILLMENT OF CONDITIONS IN              ISSUER            YES             FOR                  FOR

RESPECT OF THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #9: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS OF THE NON-PUBLIC ISSUE OF A

PROPOSAL #10: APPROVE DILUTION OF CURRENT RETURNS AND        ISSUER            YES             FOR                  FOR

 REMEDIAL MEASURES UPON THE NON-PUBLIC OFFERING


 

PROPOSAL #11: APPROVE UNDERTAKINGS MADE BY DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT ON DILUTION OF CURRENT RETURNS

AND ADOPTION OF REMEDIAL MEASURES UPON THE NON-PUBLIC

 OFFERING OF COMPANY

PROPOSAL #12.1: APPROVE CLASS AND PAR VALUE IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.2: APPROVE METHOD AND TIMING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.3: APPROVE ISSUE PRICE AND THE PRINCIPLE        ISSUER            YES             FOR                  FOR

 FOR PRICING IN RELATION TO THE NON-PUBLIC ISSUE OF A

 SHARES

PROPOSAL #12.4: APPROVE ISSUE SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.5: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #12.6: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.7: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.8: APPROVE AMOUNT OF PROCEEDS AND THEIR         ISSUER            YES             FOR                  FOR

USE IN RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.9: APPROVE ARRANGEMENT FOR ACCUMULATED          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED PROFIT BEFORE COMPLETION OF ISSUE IN

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #12.10: APPROVE VALIDITY OF RESOLUTION IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUE OF A SHARES

PROPOSAL #13: APPROVE PROPOSAL ON THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUE OF A SHARES

PROPOSAL #14: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AND THE NON-PUBLIC ISSUE OF SHARES

INVOLVING RELATED PARTY TRANSACTIONS

PROPOSAL #15: APPROVE CHANGE OF PROPOSAL OF THE NON-     SHAREHOLDER        YES             FOR                  FOR

PUBLIC ISSUE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Denghai Seeds Co., Ltd.

  TICKER:               002041                            CUSIP:   Y767A0113

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT TAO XUDONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.2: ELECT LI XUHUA AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.3: ELECT MAO LIHUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #7.4: ELECT WANG YUANZHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT LI XIAOXIA AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.6: ELECT WANG YULING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.7: ELECT WANG MINBANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.1: ELECT LI YUMING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.2: ELECT LI XIANGJIE AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.3: ELECT WANG FENGRONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.4: ELECT WANG LI AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: ELECT HAN SHUILIAN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.2: ELECT WANG HUANBANG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Geo-Mineral Co., Ltd.

  TICKER:               000409                            CUSIP:   Y2924J100

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER             NO              N/A                  N/A

PROPOSAL #2.1: APPROVE ISSUE SIZE AND ISSUE MANNER             ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER             NO              N/A                  N/A

SHAREHOLDERS

PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER             NO              N/A                  N/A

PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER             NO              N/A                  N/A

OF DETERMINATION

PROPOSAL #2.5: APPROVE BOND MATURITY AND TYPE                      ISSUER             NO              N/A                  N/A

PROPOSAL #2.6: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER             NO              N/A                  N/A

ISSUANCE

PROPOSAL #2.7: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER             NO              N/A                  N/A

REPAYMENT

PROPOSAL #2.8: APPROVE UNDERWRITING MANNER                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER             NO              N/A                  N/A

PROPOSAL #2.10: APPROVE TRADING ARRANGEMENT                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #2.12: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER             NO              N/A                  N/A

 HANDLE ALL RELATED MATTERS

PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE VIA                ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT

PROPOSAL #3.1: APPROVE ISSUE SIZE AND ISSUE MANNER             ISSUER             NO              N/A                  N/A

PROPOSAL #3.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER             NO              N/A                  N/A

SHAREHOLDERS


 

PROPOSAL #3.3: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER             NO              N/A                  N/A

PROPOSAL #3.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER             NO              N/A                  N/A

OF DETERMINATION

PROPOSAL #3.5: APPROVE BOND MATURITY AND TYPE                      ISSUER             NO              N/A                  N/A

PROPOSAL #3.6: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER             NO              N/A                  N/A

ISSUANCE

PROPOSAL #3.7: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER             NO              N/A                  N/A

REPAYMENT

PROPOSAL #3.8: APPROVE UNDERWRITING MANNER                           ISSUER             NO              N/A                  N/A

PROPOSAL #3.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER             NO              N/A                  N/A

PROPOSAL #3.10: APPROVE TRADING ARRANGEMENT                         ISSUER             NO              N/A                  N/A

PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3.12: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER             NO              N/A                  N/A

 HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Geo-Mineral Co., Ltd.

  TICKER:               000409                            CUSIP:   Y2924J100

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER             NO              N/A                  N/A

FINANCIAL BILL

PROPOSAL #2: APPROVE 2016 LOAN APPLICATION OF THE              ISSUER             NO              N/A                  N/A

COMPANY AND SUBSIDIARIES

PROPOSAL #3: APPROVE PROVISION OF GUARANTEES TO                 ISSUER             NO              N/A                  N/A

SUBSIDIARIES AND MUTUAL GUARANTEES BETWEEN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Geo-Mineral Co., Ltd.

  TICKER:               000409                            CUSIP:   Y2924J100

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 BORROWING FROM CONTROLLING         ISSUER            YES             FOR                  FOR

SHAREHOLDER AS WELL AS RELATED PARTY TRANSACTION

PROPOSAL #9: APPROVE BORROWING FROM CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDER AS WELL AS RELATED PARTY TRANSACTION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Geo-Mineral Co., Ltd.

  TICKER:               000409                            CUSIP:   Y2924J100

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPURCHASE OF SHARES WHICH HAVE         ISSUER            YES             FOR                  FOR

NOT COMPLETED THE PERFORMANCE COMMITMENT COMPENSATION

 IN CONNECTION TO MAJOR ASSET RESTRUCTURING

PROPOSAL #2: APPROVE GRANT OF SHARES WHICH HAVE NOT          ISSUER            YES             FOR                  FOR

COMPLETED THE PERFORMANCE COMMITMENT COMPENSATION IN

CONNECTION TO MAJOR ASSET RESTRUCTURING

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #4: APPROVE APPLICATION FOR CONTINUED                   ISSUER            YES             FOR                  FOR

SUSPENSION OF TRADING IN CONNECTION TO MAJOR ASSET

RESTRUCTURING

PROPOSAL #5: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISPOSAL AGREEMENT                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ACQUISITION AGREEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CAPITALIZATION OF CAPITAL               SHAREHOLDER        YES         AGAINST               N/A

RESERVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Gold Mining Co., Ltd.

  TICKER:               600547                            CUSIP:   Y76831109

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 SOCIAL RESPONSIBILITY                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #9: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE RE-APPOINTMENT OF AUDITOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE CHANGE APPOINTMENT OF INTERNAL         ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #13: APPROVE FINANCIAL SERVICES AGREEMENT            ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND SHANDONG GOLD GROUP FINANCE

CO., LTD


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Gold Mining Co., Ltd.

  TICKER:               600547                            CUSIP:   Y76831109

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI XIAOPING AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: ELECT LI GUOHONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT WANG PEIYUE AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT WANG XIAOLING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Gold Mining Co., Ltd.

  TICKER:               600547                            CUSIP:   Y76831109

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS RELATED TO ACQUISITION BY

ISSUANCE OF SHARES AS WELL AS RAISING SUPPORTING

PROPOSAL #2: APPROVE EXTENSION OF COMMITMENT TERM OF         ISSUER            YES             FOR                  FOR

FULFILLING IMPROVEMENT OF PENGLAI MINING LAND

PROPERTIES RIGHT BY SHANDONG GOLD NONFERROUS METAL

MINING GROUP CO., LTD, WANG ZHIQIANG AND YANTAI

JINMAO MINING CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Himile Mechanical Science & Technology Co Ltd.

  TICKER:               002595                            CUSIP:   Y767AC109

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF EXTERNAL ENTRUSTED         ISSUER            YES         AGAINST           AGAINST

LOAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Himile Mechanical Science & Technology Co Ltd.

  TICKER:               002595                            CUSIP:   Y767AC109

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN COMPANY'S BUSINESS              ISSUER            YES             FOR                  FOR

SCOPE AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Himile Mechanical Science & Technology Co Ltd.

  TICKER:               002595                            CUSIP:   Y767AC109

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hi-speed Co., Ltd.

  TICKER:               600350                            CUSIP:   Y767AH108

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL 2015 FINANCIAL BUDGET        ISSUER            YES             FOR                  FOR

 OF THE EXPANSION PROJECT OF JIQING HIGHWAY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hi-speed Co., Ltd.

  TICKER:               600350                            CUSIP:   Y767AH108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF SHINEWING CPAS AS        ISSUER            YES             FOR                  FOR

 2016 AUDITOR

PROPOSAL #8: ELECT WANG XIUFENG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9: ELECT MENG JIE AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hi-Speed Road and Bridge Co., Ltd.

  TICKER:               000498                            CUSIP:   Y1969Q102

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE JINAN TO QINGDAO HIGHWAY                 ISSUER            YES             FOR                  FOR

EXPANSION ENGINEERING PROJECT BIDDING PART 2


 

PROPOSAL #1.2: APPROVE JINAN TO QINGDAO HIGHWAY                 ISSUER            YES             FOR                  FOR

EXPANSION ENGINEERING PROJECT BIDDING PART 4

PROPOSAL #1.3: APPROVE JINAN TO QINGDAO HIGHWAY                 ISSUER            YES             FOR                  FOR

EXPANSION ENGINEERING PROJECT BIDDING PART 5

PROPOSAL #1.4: APPROVE JINAN TO QINGDAO HIGHWAY                 ISSUER            YES             FOR                  FOR

EXPANSION ENGINEERING PROJECT BIDDING PART 6

PROPOSAL #2: APPROVE INVESTMENT IN JINAN RAOCHENG              ISSUER            YES             FOR                  FOR

HIGH SPEED JINAN CONNECTING LINE PROJECT

PROPOSAL #3: ELECT JIANG CHENG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hi-Speed Road and Bridge Co., Ltd.

  TICKER:               000498                            CUSIP:   Y1969Q102

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE 2016 PROVISION OF MUTUAL                     ISSUER            YES             FOR                  FOR

GUARANTEE BETWEEN COMPANY AND SUBSIDIARIES

PROPOSAL #10: APPROVE ISSUANCE OF MEDIUM-TERM NOTES           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hi-Speed Road and Bridge Co., Ltd.

  TICKER:               000498                            CUSIP:   Y1969Q102

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE TYPE AND PAR VALUE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUANCE METHOD AND TIME                ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE PRICING BASIS, PRICE                       ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUANCE PRICE

PROPOSAL #2.06: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION PLAN FOR                     ISSUER            YES             FOR                  FOR

CUMULATIVE UNDISTRIBUTED EARNINGS BEFORE THIS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT AS WELL AS SIGNING OF

 CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH TARGET

 SUBSCRIBERS

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #8: APPROVE COMMITMENTS OF CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS FOR THE EFFECTIVE IMPLEMENTATION OF

COUNTER-DILUTION MEASURES IN CONNECTION TO 2016

PRIVATE PLACEMENT OF SHARES

PROPOSAL #9: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS FOR THE EFFECTIVE

IMPLEMENTATION OF COUNTER-DILUTION MEASURES IN

CONNECTION TO 2016 PRIVATE PLACEMENT OF SHARES

PROPOSAL #10: APPROVE FORMULATION OF MANAGEMENT                 ISSUER            YES             FOR                  FOR

SYSTEM OF RAISED FUNDS

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Homey Aquatic Development Co., Ltd.

  TICKER:               600467                            CUSIP:   Y767A8116

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE BOND TYPE AND BOND MATURITY           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE METHOD FOR REPAYMENT OF                 ISSUER            YES             FOR                  FOR

CAPITAL AND INTEREST

PROPOSAL #2.08: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.09: APPROVE LISTING OF THE BONDS                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.10: APPROVE GUARANTEE ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Homey Aquatic Development Co., Ltd.

  TICKER:               600467                            CUSIP:   Y767A8116

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF SHANDONG HEXIN            ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF BANK LOAN            ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9.01: ELECT TANG AIGUO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT BI JIANCHAO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hongda Mining Co., Ltd.

  TICKER:               600532                            CUSIP:   Y76813107

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT COOPERATION BETWEEN          ISSUER            YES             FOR                  FOR

COMPANY AND PRIVATE FUNDS

PROPOSAL #2: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT BY ASSOCIATE COMPANY AND PROVISION

 OF PERFORMANCE GUARANTEE

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO INVESTMENT COOPERATION AND

CONDITIONAL SHARE PURCHASE AGREEMENT

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hongda Mining Co., Ltd.

  TICKER:               600532                            CUSIP:   Y76813107

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE 2015 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #11: APPROVE 2015 ACTUAL DAILY RELATED-PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #12: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES             FOR                  FOR

CREDIT LINES AND LOAN FROM BANK BY COMPANY AND ITS

SUBSIDIARIES

PROPOSAL #13: APPROVE 2016 PROVISION OF EXTERNAL                ISSUER            YES             FOR                  FOR

GUARANTEE LINES ESTIMATES

PROPOSAL #14: APPROVE COMPANY 2015 INVESTMENT IN                ISSUER            YES             FOR                  FOR

GUARANTEED FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hongda Mining Co.,Ltd.

  TICKER:               600532                            CUSIP:   Y76813107

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #4.01: ELECT CUI ZHIHUO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.02: ELECT LV YANDONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.03: ELECT ZHANG HUI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.01: ELECT DING YISHENG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.02: ELECT ZHANG QIXIU AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.01: ELECT JIANG YI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT LIANG QIN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hualian Mining Holdings Co., Ltd.

  TICKER:               600882                            CUSIP:   Y7678G103

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPRESENTATION OF EXTERNAL                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING          SHAREHOLDER        YES             FOR                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hualian Mining Industry Holding Co., Ltd.

  TICKER:               600882                            CUSIP:   Y7678G103

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #8: APPROVE SOCIAL RESPONSIBILITY REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE CHANGE OF COMPANY NAME, BUSINESS        ISSUER            YES             FOR                  FOR

 SCOPE AND STOCK ABBREVIATION

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: APPROVE APPLICATION OF CREDIT LINES BY         ISSUER            YES             FOR                  FOR

THE COMPANY AND SUBSIDIARIES FROM FINANCIAL

INSTITUTIONS AND PROVISION OF GUARANTEE

PROPOSAL #12: APPROVE RE-APPOINTMENT OF AUDITOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #14.01: ELECT LV HOUJUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.02: ELECT BAI LIJUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hualian Mining Industry Holding Co., Ltd.

  TICKER:               600882                            CUSIP:   Y7678G103

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES         AGAINST           AGAINST

FOR MAJOR ASSET RESTRUCTURE COMPLIES WITH RELEVANT

LAWS AND REGULATIONS

PROPOSAL #2.01: APPROVE METHOD, TARGET ASSETS AND              ISSUER            YES         AGAINST           AGAINST

TRANSACTION PARTIES

PROPOSAL #2.02: APPROVE TRANSACTION PRICE, PRICING            ISSUER            YES         AGAINST           AGAINST

BASIS AND PAYMENT OF CONSIDERATION

PROPOSAL #2.03: APPROVE TRANSITIONAL ARRANGEMENTS               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.04: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES         AGAINST           AGAINST

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.05: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE DRAFT REPORT ON MAJOR ASSET                ISSUER            YES         AGAINST           AGAINST

RESTRUCTURE PLAN AND ITS SUMMARY

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL MAJOR              ISSUER            YES         AGAINST           AGAINST

ASSET SWAP AGREEMENT (REVISED)

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL PROFIT            ISSUER            YES         AGAINST           AGAINST

FORECAST COMPENSATION AGREEMENT (REVISED)

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES         AGAINST           AGAINST

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #9: APPROVE BASIS AND FAIRNESS OF PRICING             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE AUDIT REPORT, PRO FORMA REVIEW         ISSUER            YES         AGAINST           AGAINST

REPORT AND APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #11: APPROVE COMPLETENESS AND COMPLIANCE OF         ISSUER            YES         AGAINST           AGAINST

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO MAJOR ASSET RESTRUCTURE

PROPOSAL #13: APPROVE THE NOTION THAT COMPANY'S PLAN         ISSUER            YES         AGAINST           AGAINST

FOR PRIVATE PLACEMENT OF SHARES COMPLIES WITH

RELEVANT LAWS AND REGULATIONS

PROPOSAL #14.01: APPROVE TYPE AND PAR VALUE                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14.02: APPROVE ISSUANCE METHOD                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14.03: APPROVE ISSUE SIZE AND AMOUNT OF              ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #14.04: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #14.05: APPROVE ISSUANCE PRICE AND PRICING          ISSUER            YES         AGAINST           AGAINST

PRINCIPLES


 

PROPOSAL #14.06: APPROVE LOCK-UP PERIOD                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14.07: APPROVE LISTING EXCHANGE                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14.08: APPROVE AMOUNT AND USE OF PROCEEDS           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14.09: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14.10: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #15: APPROVE PLAN FOR PRIVATE PLACEMENT OF          ISSUER            YES         AGAINST           AGAINST

SHARES (REVISED)

PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES         AGAINST           AGAINST

THE USE OF PROCEEDS (REVISED)

PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #18: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT

PROPOSAL #19: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #20: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES         AGAINST           AGAINST

NEXT THREE YEARS

PROPOSAL #21: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #22: AMEND MANAGEMENT SYSTEM OF DIVIDENDS             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #23: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #24: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #25: APPROVE CHANGE IN COMPANY ADDRESS AND      SHAREHOLDER        YES             FOR                  N/A

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hualu-Hengsheng Chemical Co., Ltd.

  TICKER:               600426                            CUSIP:   Y76843104

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE DRAFT OF RESTRICTED STOCK              ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE PURPOSE OF INCENTIVE PLAN               ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE MANAGEMENT AGENCY OF                       ISSUER            YES             FOR                  FOR

INCENTIVE PLAN

PROPOSAL #1.03: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.04: APPROVE SOURCE AND NUMBER OF                       ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #1.05: APPROVE ALLOCATION OF RESTRICTED                ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #1.06: APPROVE SCHEDULE OF INCENTIVE PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #1.07: APPROVE GRANT PRICE AND PRICE-SETTING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #1.08: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.09: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN


 

PROPOSAL #1.10: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.11: APPROVE PROCEDURES TO GRANT AND                 ISSUER            YES             FOR                  FOR

UNLOCK THE RESTRICTED STOCKS

PROPOSAL #1.12: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.13: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.14: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #1.15: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #1.16: APPROVE OTHER IMPORTANT MATTERS                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE MANAGEMENT MEASURES OF INCENTIVE        ISSUER            YES             FOR                  FOR

 PLAN

PROPOSAL #3: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Hualu-Hengsheng Chemical Co., Ltd.

  TICKER:               600426                            CUSIP:   Y76843104

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF SHANDONG              ISSUER            YES             FOR                  FOR

HEXIN CPAS AS AUDITOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: ELECT WU FEI AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE PROJECT FOR 500,000 TONS OF              ISSUER            YES             FOR                  FOR

ETHYLENE GLYCOL PER YEAR

PROPOSAL #12: APPROVE FERTILIZER FUNCTIONALIZATION            ISSUER            YES             FOR                  FOR

PROJECT

PROPOSAL #13: APPROVE TECHNOLOGICAL TRANSFORMATION            ISSUER            YES             FOR                  FOR

PROJECT FOR ENERGY-SAVING AIR SEPARATION DEVICE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Huatai Paper Co., Ltd.

  TICKER:               600308                            CUSIP:   Y7680S103

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DUTY PERFORMANCE REPORT OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE 2016 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

PROPOSAL #10.01: ELECT ZHU YONGHE AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT ZHANG FENGSHAN AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.01: ELECT WANG ZEFENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT LI GANG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: ELECT WANG CUIZHEN AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #12.03: ELECT LI JIANJUN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Humon Smelting Co., Ltd.

  TICKER:               002237                            CUSIP:   Y76834103

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Inspur Software Co., Ltd.

  TICKER:               600756                            CUSIP:   Y7680N104

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (NOVEMBER 2015 REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Inspur Software Co., Ltd.

  TICKER:               600756                            CUSIP:   Y7680N104

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL 2015 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Iron and Steel Co., Ltd.

  TICKER:               600022                            CUSIP:   Y7677W109

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT BI ZHICHAO AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Iron and Steel Co., Ltd.

  TICKER:               600022                            CUSIP:   Y7677W109

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #7: APPROVE ACTUAL DAILY RELATED PARTY                 ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY MANAGEMENT TRANSACTION

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: ELECT DONG LIZHI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Iron and Steel Co., Ltd.

  TICKER:               600022                            CUSIP:   Y7677W109

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT XU YOUFANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT LUO DENGWU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ShanDong JinJing Science & Technology Co., Ltd.

  TICKER:               600586                            CUSIP:   Y7677B105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS 2016 AUDITOR

PROPOSAL #6: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Jinling Mining Co., Ltd.

  TICKER:               000655                            CUSIP:   Y7681C107

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS MEETINGS

PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF USAGE OF                ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #4: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

DECISION-MAKING SYSTEM

PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #7: ELECT DAI HANQIANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: ELECT SUN RUIZHAI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Jinling Mining Co., Ltd.

  TICKER:               000655                            CUSIP:   Y7681C107

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Longlive Bio-Technology Co., Ltd.

  TICKER:               002604                            CUSIP:   Y7685J108

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER             NO              N/A                  N/A

 PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

TO SPECIFIC PARTIES AS WELL AS RAISING SUPPORTING

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER             NO              N/A                  N/A

CONNECTION TO ASSETS PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES AS WELL AS RAISING SUPPORTING

FUNDS

PROPOSAL #2.1: APPROVE TRANSACTION PLAN                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: APPROVE TARGET ASSETS                                     ISSUER             NO              N/A                  N/A

PROPOSAL #2.3: APPROVE TARGET ASSET PRICE                             ISSUER             NO              N/A                  N/A

PROPOSAL #2.4: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER             NO              N/A                  N/A

 DURING THE TRANSITION PERIOD

PROPOSAL #2.5: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.7: APPROVE PRICING REFERENCE DATE AND              ISSUER             NO              N/A                  N/A

ISSUE PRICE

PROPOSAL #2.8: APPROVE ISSUE AMOUNT                                       ISSUER             NO              N/A                  N/A

PROPOSAL #2.9: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER             NO              N/A                  N/A

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #2.11: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER             NO              N/A                  N/A

RAISED FUNDS

PROPOSAL #2.12: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS


 

PROPOSAL #2.13: APPROVE PERFORMANCE COMMITMENT                    ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER             NO              N/A                  N/A

COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER             NO              N/A                  N/A

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #5: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER             NO              N/A                  N/A

AGREEMENT BY ISSUANCE OF NEW SHARES AND CASH PAYMENT,

 PROFIT FORECAST COMPENSATION AGREEMENT AND

SUPPLEMENTAL ASSET PURCHASE AGREEMENT

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER             NO              N/A                  N/A

AGREEMENT AND SUPPLEMENTAL SHARES SUBSCRIPTION

AGREEMENT

PROPOSAL #7: APPROVE RELEVANT AUDIT REPORT AND                   ISSUER             NO              N/A                  N/A

APPRAISAL REPORT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL RELATED MATTERS

PROPOSAL #9: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER             NO              N/A                  N/A

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #10: APPROVE REPORT ON THE USAGE OF                       ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Longlive Bio-Technology Co., Ltd.

  TICKER:               002604                            CUSIP:   Y7685J108

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS OF RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE ADJUSTMENT TO THE RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION REGARDING ASSET PURCHASE BY CASH PAYMENT

AND ISSUANCE OF NEW SHARES AS WELL AS OF RAISING

SUPPORTING FUNDS

PROPOSAL #2.1: APPROVE ADJUSTMENT TO THE TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS AND SUBSCRIPTION METHOD

PROPOSAL #2.2: APPROVE ADJUSTMENT TO THE PRICING                ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.3: APPROVE ADJUSTMENT TO THE ISSUE SIZE           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

AGREEMENT (2) ON THE ASSET PURCHASE BY CASH PAYMENT

AND ISSUANCE OF NEW SHARES AGREEMENT

PROPOSAL #4: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

AGREEMENT (2) ON THE CONDITIONAL SHARE SUBSCRIPTION

PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Longlive Bio-Technology Co., Ltd.

  TICKER:               002604                            CUSIP:   Y7685J108

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT RONG HUI AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11: APPROVE TRANSFER OF REMAINING RAISED            ISSUER            YES             FOR                  FOR

FUNDS TO COMPANY FOOD HEALTH PRODUCT GMP CONSTRUCTION

 PROJECT CAPITAL ACCOUNT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Lukang Pharmaceutical Co., Ltd.

  TICKER:               600789                            CUSIP:   Y7678Y104

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF SHANGHAI              ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE INVESTMENT IN THE CONSTRUCTION         ISSUER            YES             FOR                  FOR

OF LUKANG BIOMEDICAL CIRCULAR ECONOMY INDUSTRIAL PARK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Mining Machinery Group

  TICKER:               002526                            CUSIP:   Y7684R101

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YAN FENGCHUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT GUO LONG AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE CLOSING OF SUBSIDIARY'S MINE               ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Mining Machinery Group

  TICKER:               002526                            CUSIP:   Y7684R101

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION TO CHANGE         ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Mining Machinery Group

  TICKER:               002526                            CUSIP:   Y7684R101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF BEIJING                ISSUER            YES             FOR                  FOR

YONGTUO CPAS AS AUDITOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS AS WELL AS

ASSESSMENT REPORT

PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Mining Machinery Group

  TICKER:               002526                            CUSIP:   Y7684R101

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUPPLEMENTAL AUDIT FROM JANUARY         ISSUER            YES             FOR                  FOR

1, 2015 TO MAY 5, 2016 IN CONNECTION TO INVESTMENT IN

 CONSERVATIVE, STEADY AND OTHER LOW-RISK FINANCIAL

PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Molong Petroleum Machinery Co., Ltd.

  TICKER:               568                                  CUSIP:   Y76819138

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE


 

PROPOSAL #4: APPROVE 2015 AUDITED CONSOLIDATED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND REPORT OF AUDITORS

PROPOSAL #5: APPROVE NON-DISTRIBUTION OF FINAL                   ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #6.1.1: ELECT ZHANG ENRONG AS DIRECTOR AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6.1.2: ELECT ZHANG YUNSAN AS DIRECTOR AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6.1.3: ELECT GUO HUANRAN AS DIRECTOR AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6.1.4: ELECT YANG JIN AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6.1.5: ELECT GUO HONGLI AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6.1.6: ELECT WANG CHUNHUA AS DIRECTOR AND          ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #6.2.1: ELECT QIN XUECHANG AS DIRECTOR AND          ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6.2.2: ELECT JI YANSONG AS DIRECTOR AND          SHAREHOLDER        YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6.2.3: ELECT QUAN YUHUA AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #7.1: ELECT HAO LIANG AS SUPERVISOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #7.2: ELECT ZHANG JIULI AS SUPERVISOR AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #7.3: ELECT ZHENG JIANGUO AS SUPERVISOR AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #8: APPROVE APPLICATION TO THE PRC BANKS FOR        ISSUER            YES             FOR                  FOR

 INTEGRATED BANKING CREDIT LINE OF NOT MORE THAN CNY

6.2 BILLION AND AUTHORIZE ANY EXECUTIVE DIRECTOR TO

SIGN ALL THE CREDIT AGREEMENT, FINANCING AGREEMENT

AND OTHER DOCUMENTS RELATED TO THE COMPREHENSI

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES         AGAINST           AGAINST

SHOUGUANG BAOLONG, IMPORT AND EXPORT CORPORATION AND

MPM IN RELATION TO ITS APPLICATION FOR INTEGRATED

BANKING CREDIT FACILITIES

PROPOSAL #10: APPROVE SHINE WING CERTIFIED PUBLIC              ISSUER            YES             FOR                  FOR

ACCOUNTANTS LTD. (SPECIAL GENERAL PARTNERSHIP) AS

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Nanshan Aluminium Co., Ltd.

  TICKER:               600219                            CUSIP:   Y7680L108

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH RELEVANT LAWS AND REGULATIONS, ARTICLE

4 OF PROVISIONS ON ISSUES REGULATING THE MAJOR ASSET

RESTRUCTURING AND ARTICLE 43 OF THE MANAGEMENT

APPROACH REGARDING MAJOR ASSET RESTRUCTURING

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #3.01: APPROVE ISSUE TYPE AND PAR VALUE            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.02: APPROVE TARGET SUBSCRIBERS AND ISSUE    SHAREHOLDER        YES             FOR                  FOR

MANNER


 

PROPOSAL #3.03: APPROVE PRICING REFERENCE DATE,             SHAREHOLDER        YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #3.04: APPROVE ISSUE AMOUNT                                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.05: APPROVE LOCK-UP PERIOD AND LISTING        SHAREHOLDER        YES             FOR                  FOR

ARRANGEMENT

PROPOSAL #3.06: APPROVE ATTRIBUTION OF PROFIT AND          SHAREHOLDER        YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.07: APPROVE RESOLUTION VALIDITY PERIOD         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.08: APPROVE COMPENSATION PLAN                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4: APPROVE WHITE WASH WAIVER AND RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #5: APPROVE COMPLETENESS AND COMPLIANCE OF          ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #6: APPROVE REPORT (DRAFT) AND SUMMARY ON        SHAREHOLDER        YES             FOR                  FOR

COMPANY'S RELATED PARTY TRANSACTION IN CONNECTION TO

ACQUISITION BY ISSUANCE OF SHARES

PROPOSAL #7: APPROVE CONDITIONAL YILI POWER INDUSTRY         ISSUER            YES             FOR                  FOR

ASSETS PACKAGE ACQUISITION AGREEMENT

PROPOSAL #8: APPROVE RELEVANT AUDIT, APPRAISAL AND            ISSUER            YES             FOR                  FOR

OTHER DOCUMENTS

PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: APPROVE SIGNING OF PERFORMANCE                  SHAREHOLDER        YES             FOR                  FOR

COMMITMENT COMPENSATION AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong New Beiyang Information Technology Co., Ltd.

  TICKER:               002376                            CUSIP:   Y7683U105

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS TO THE COMPANY'S              ISSUER            YES             FOR                  FOR

SHARE ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #2: APPROVE AMENDMENTS TO THE COMPANY'S PLAN        ISSUER            YES             FOR                  FOR

 ON SHARE ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #3: APPROVE AMENDMENTS TO THE FEASIBILITY            ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #4.1: APPROVE SUPPLEMENTAL CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH WANG CHUNJIU IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #4.2: APPROVE SUPPLEMENTAL CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH YANG NING'EN IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #4.3: APPROVE SUPPLEMENTAL CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH ZHUHAI HENGQIN

HONGYI INVESTMENT ENTERPRISE (LIMITED PARTNERSHIP) IN

 CONNECTION TO THE PRIVATE PLACEMENT


 

PROPOSAL #4.4: APPROVE SUPPLEMENTAL CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH WEIHAI NORTHERN

ELECTRIC GROUP CO., LTD. IN CONNECTION TO THE PRIVATE

PROPOSAL #4.5: APPROVE SUPPLEMENTAL CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH HEFEI WEITONG

INVESTMENT CENTER (LIMITED PARTNERSHIP) IN CONNECTION

 TO THE PRIVATE PLACEMENT

PROPOSAL #4.6: APPROVE SUPPLEMENTAL CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH WEIHAI STATE-OWNED

 ASSETS MANAGEMENT (HOLDINGS) CO., LTD. IN CONNECTION

 TO THE PRIVATE PLACEMENT

PROPOSAL #4.7: APPROVE SUPPLEMENTAL CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH HUALING JINSHAN -

NEW NORTHERN SPECIAL ASSET MANAGEMENT PLAN IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #4.8: APPROVE SUPPLEMENTAL CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH CONG QIANGZI IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #4.9: APPROVE SUPPLEMENTAL CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH LUXIN CHUANGSHENG

EQUITY INVESTMENT CO., LTD. IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #4.10: APPROVE SUPPLEMENTAL CONDITIONAL                ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH XIAMEN SHIWEI

XIANFENG EQUITY INVESTMENT MANAGEMENT PARTNERSHIP

(LIMITED PARTNERSHIP) IN CONNECTION TO THE PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong New Beiyang Information Technology Co., Ltd.

  TICKER:               002376                            CUSIP:   Y7683U105

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: APPROVE DAILY RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH WEIHAI BEIYANG ELECTRIC GROUP CO.,

PROPOSAL #9.2: APPROVE DAILY RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANDONG HUALING ELECTRIC CO., LTD

PROPOSAL #9.3: APPROVE DAILY RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANDONG BAOYAN ELECTRIC CO., LTD

PROPOSAL #9.4: APPROVE DAILY RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANDONG NEW KANGWEI ELECTRONIC CO.,

PROPOSAL #9.5: APPROVE DAILY RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH WEIHAI XINGDI ELECTRONIC CO., LTD


 

PROPOSAL #9.6: APPROVE DAILY RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH WEIHAI BEIYANG ELECTRONIC

INFORMATION INCUBATOR CO., LTD

PROPOSAL #9.7: APPROVE DAILY RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH NANJING BAINIAN BANK EQUIPMENT

DEVELOPMENT CO., LTD

PROPOSAL #9.8: APPROVE DAILY RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH WEIHAI NEW BEIYANG ZHENGQI ROBOT

PROPOSAL #9.9: APPROVE DAILY RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANGHAI AOLINGE ELECTRONIC

PROPOSAL #9.10: APPROVE DAILY RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH BEIJING HUAXIN CHUANGYIN TECHNOLOGY

CO., LTD

PROPOSAL #9.11: APPROVE DAILY RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH XIAMEN YIRONG ELECTRICAL EQUIPMENT

CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong New Beiyang Information Technology Co., Ltd.

  TICKER:               002376                            CUSIP:   Y7683U105

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD OF PRIVATE PLACEMENT OF SHARES

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS RELATED TO EXTENSION OF

RESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT OF

PROPOSAL #3: ELECT ZHENG HUI AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Oriental Ocean Sci-Tech Co., Ltd.

  TICKER:               002086                            CUSIP:   Y76821126

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPOINT RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT X JAMES LI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: APPROVE USE OF IDLE OWN FUNDS TO INVEST        ISSUER            YES             FOR                  FOR

 IN FINANCIAL PRODUCTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Pharmaceutical Glass Co., Ltd.

  TICKER:               600529                            CUSIP:   Y7678P103

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER             NO              N/A                  N/A

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER             NO              N/A                  N/A

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER             NO              N/A                  N/A

PROPOSAL #2.03: APPROVE PRICING REFERENCE DATE AND            ISSUER             NO              N/A                  N/A

ISSUE PRICE

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #2.09: APPROVE INTENDED USAGE OF RAISED                ISSUER             NO              N/A                  N/A

FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER             NO              N/A                  N/A

OF NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER             NO              N/A                  N/A

CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER             NO              N/A                  N/A

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #6.01: APPROVE CONDITIONAL SHARES                          ISSUER             NO              N/A                  N/A

SUBSCRIPTION AGREEMENT WITH ZIBO XINLIAN INVESTMENT

CO., LTD. IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6.02: APPROVE CONDITIONAL SHARES                          ISSUER             NO              N/A                  N/A

SUBSCRIPTION AGREEMENT WITH YIYUAN COUNTY NANMA

STREET COLLECTIVE ASSET OPERATIONS MANAGEMENT CENTER

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6.03: APPROVE CONDITIONAL SHARES                          ISSUER             NO              N/A                  N/A

SUBSCRIPTION AGREEMENT WITH SHENZHEN JIAQIAO FUKAI

NO. 7 EQUITY INVESTMENT ENTERPRISE IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER             NO              N/A                  N/A

NEXT THREE YEARS (2015-2017)

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE ESTABLISHMENT OF SPECIAL RAISED         ISSUER             NO              N/A                  N/A

FUNDS ACCOUNT IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER             NO              N/A                  N/A

ASSOCIATION


 

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #13: APPROVE NO. 1 REPORT ON THE USAGE OF            ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #14: APPROVE NO. 2 REPORT ON THE USAGE OF            ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Pharmaceutical Glass Co., Ltd.

  TICKER:               600529                            CUSIP:   Y7678P103

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 100% EQUITIES IN         ISSUER            YES             FOR                  FOR

BAOTOU FENGHUI PACKAGE PRODUCT CO., LTD AND YIYUAN

XINAO PLASTIC PRODUCT CO., LTD

PROPOSAL #2: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Pharmaceutical Glass Co., Ltd.

  TICKER:               600529                            CUSIP:   Y7678P103

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF SHANGHAI              ISSUER            YES             FOR                  FOR

CPAS AS FINANCIAL AUDITOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE PROVISION OF INCENTIVE FUNDS               ISSUER            YES             FOR                  FOR

PROPOSAL #10.01: ELECT CHAI WEN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT HU YONGGANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #10.03: ELECT ZHANG JUN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.04: ELECT WANG XINGJUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.05: ELECT CHEN GANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.06: ELECT DU ZHAOGUI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT SUN YILAI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #11.02: ELECT CAI HONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT JIANG MIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT SU YUCAI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: ELECT SHEN YONGGANG AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Pharmaceutical Glass Co., Ltd.

  TICKER:               600529                            CUSIP:   Y7678P103

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Polymer Biochemicals Co Ltd

  TICKER:               002476                            CUSIP:   Y7684C104

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF THE PLAN FOR                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE TERMINATION OF THE SHARE                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENTS

PROPOSAL #3: APPROVE SIGNING OF TERMINATION AGREEMENT        ISSUER            YES             FOR                  FOR

 ON THE 100% EQUITY CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT

PROPOSAL #4: APPROVE SIGNING OF TERMINATION AGREEMENT        ISSUER            YES             FOR                  FOR

 ON THE EQUITY ACQUISITION PROFIT COMPENSATION

PROPOSAL #5: APPROVE REMOVAL OF LIU HAO AND ZHANG          SHAREHOLDER        YES             FOR                  N/A

YANG AS DIRECTORS

PROPOSAL #5.1: APPROVE REMOVAL OF LIU HAO AS DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5.2: APPROVE REMOVAL OF ZHANG YANG AS             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.1: ELECT DU BIN AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.2: ELECT XU ZHIWEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Polymer Biochemicals Co Ltd

  TICKER:               002476                            CUSIP:   Y7684C104

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A


 

PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER             NO              N/A                  N/A

AUDITOR

PROPOSAL #8: APPROVE TRANSFER OF EQUITY OF CONTROLLED        ISSUER             NO              N/A                  N/A

 SUBSIDIARY

PROPOSAL #9: APPROVE ACQUISITION OF EQUITY OF RALLY          ISSUER             NO              N/A                  N/A

CANADA RESOURCES LTD. BY POLYMER INTERNATIONAL (HONG

KONG) CO., LTD.

PROPOSAL #10: APPROVE MANAGEMENT SYSTEM FOR                        ISSUER             NO              N/A                  N/A

REMUNERATION OF DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Realcan Pharmaceutical Co Ltd.

  TICKER:               002589                            CUSIP:   Y7685B105

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING PRINCIPLES AND ISSUE          ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR 2015 PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH ZHANG RENHUA

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY ZHANG RENHUA


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Realcan Pharmaceutical Co Ltd.

  TICKER:               002589                            CUSIP:   Y7685B105

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #2: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE COMMITMENT FROM BOARD OF                     ISSUER            YES             FOR                  FOR

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Realcan Pharmaceutical Co Ltd.

  TICKER:               002589                            CUSIP:   Y7685B105

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES (REVISED)

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE ADJUSTMENT TO THE CONDITIONAL            ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT BETWEEN COMPANY AND

ZHANG RENHUA

PROPOSAL #6: APPROVE ADJUSTMENT TO COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY ZHANG RENHUA


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Realcan Pharmaceutical Co Ltd.

  TICKER:               002589                            CUSIP:   Y7685B105

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHANDONG SHANDA WIT SCIENCE AND TECHNOLOGY CO LTD

  TICKER:               000915                            CUSIP:   Y76793101

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Shengli Co., Ltd.

  TICKER:               000407                            CUSIP:   Y76799108

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF ENTIRE EQUITY IN              ISSUER            YES             FOR                  FOR

SHANDONG LUYU BUSINESS TRADE CO., LTD

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #3: APPROVE PROVISION OF MUTUAL FINANCIAL            ISSUER            YES             FOR                  FOR

GUARANTEES BETWEEN COMPANY AND QILU PROPERTIES CO.,

LTD OR ITS SUBSIDIARIES

PROPOSAL #4: APPROVE PROVISION OF MUTUAL FINANCIAL            ISSUER            YES             FOR                  FOR

GUARANTEES BETWEEN COMPANY AND RUNHUA GROUP CO., LTD

OR ITS SUBSIDIARIES


 

PROPOSAL #5: APPROVE PROVISION OF LOAN GUARANTEES              ISSUER            YES             FOR                  FOR

PROPORTION TO THE SHAREHOLDING RATIO OF ASSOCIATE

COMPANY JINAN LIHUASHENG LEXUS AUTO SALES SERVICE

CO., LTD

PROPOSAL #6: APPROVE CHANGE IN THE USAGE OF RAISED            ISSUER            YES             FOR                  FOR

FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Shengli Co., Ltd.

  TICKER:               000407                            CUSIP:   Y76799108

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD AND AUTHORIZATION PERIOD IN

CONNECTION TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Shengli Co., Ltd.

  TICKER:               000407                            CUSIP:   Y76799108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF WUYIGE CPAS LLP           ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND REMUNERATION OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Sinobioway Biomedicine Co., Ltd.

  TICKER:               002581                            CUSIP:   Y9894Z105

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT PAN AIHUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT YU XIUYUAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT YANG XIAOMIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT LUO DESHUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT ZHU QINGBING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT NI JIAN AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT TU YONG AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT ZHAO FURONG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #2.2: ELECT YAN XUEMING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS OF SHAREHOLDER RETURN        ISSUER            YES             FOR                  FOR

 PLAN IN THE NEXT THREE YEARS (2015-2017)

PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR PROVIDING            ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #6: AMEND MANAGEMENT SYSTEM FOR EXTERNAL              ISSUER            YES             FOR                  FOR

INVESTMENT

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF               SHAREHOLDER        YES             FOR                  FOR

ASSOCIATION TO EXPAND BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Sinobioway Biomedicine Co., Ltd.

  TICKER:               002581                            CUSIP:   Y9894Z105

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #8: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PARTICIPATION IN THE                            ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF M&A FUNDS

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #11: APPROVE AUTHORIZATION MATTERS IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO CORPORATE BOND ISSUANCE

PROPOSAL #12: APPROVE SAFEGUARD MEASURES OF DEBTS              ISSUER            YES             FOR                  FOR

REPAYMENT IN CONNECTION TO CORPORATE BOND ISSUANCE

PROPOSAL #13: APPROVE ESTABLISHMENT OF WHOLLY-OWNED      SHAREHOLDER        YES             FOR                  FOR

SUBSIDIARY AND TRANSFER OF ALL THE ASSETS AND

LIABILITIES OF THE PARENT COMPANY TO THE WHOLLY-OWNED

 SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ShanDong SunWay Petrochemical Engineering Co., Ltd.

  TICKER:               002469                            CUSIP:   Y7684B106

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

(2015)

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION (2015)               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL         ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Tyan Home Co., Ltd.

  TICKER:               600807                            CUSIP:   Y4442B106

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER             NO              N/A                  N/A

 REPORT

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER             NO              N/A                  N/A

CONFIRMATION OF REMUNERATION

PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN                      ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE REMUNERATION MANAGEMENT SYSTEM         ISSUER             NO              N/A                  N/A

OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #11: APPROVE ADDING PRICE ADJUSTMENT                 SHAREHOLDER         NO              N/A                  N/A

MECHANISM FOR PRIVATE PLACEMENT OF SHARES

PROPOSAL #12: APPROVE PRIVATE PLACEMENT OF SHARES          SHAREHOLDER         NO              N/A                  N/A

(REVISION)

PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON    SHAREHOLDER         NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #14: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER         NO              N/A                  N/A

SUPPLEMENTAL AGREEMENT (1)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Tyan Home Co., Ltd.

  TICKER:               600807                            CUSIP:   Y4442B106

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT WITH ANOTHER PARTY             ISSUER             NO              N/A                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Weigao Group Medical Polymer Co., Ltd.

  TICKER:               01066                              CUSIP:   Y76810103

  MEETING DATE:   10/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDEND DISTRIBUTION             ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Weigao Group Medical Polymer Co., Ltd.

  TICKER:               1066                                CUSIP:   Y76810103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 AUDITED CONSOLIDATED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #7: ELECT GONG JIAN BO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT XIA LIE BO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT LO WAI HUNG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT FU MING ZHONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT WANG JIN XIA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED H SHARE         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Weigao Group Medical Polymer Co., Ltd.

  TICKER:               1066                                CUSIP:   Y76810103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Wohua Pharmaceutical Co., Ltd.

  TICKER:               002107                            CUSIP:   Y76825101

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZHAO BINGXIAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2: ELECT ZHAO JUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT ZHANG GE AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT GAO XUEMIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT HOU SONGRONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT LIU YONGJIE AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT WANG GUIHUA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT PANG JUAN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT LV WEI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT MA JINZHU AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT ZHANG FAZHONG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT ZENG YINGZI SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Wohua Pharmaceutical Co., Ltd.

  TICKER:               002107                            CUSIP:   Y76825101

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Xingmin Wheel Co LTD

  TICKER:               002355                            CUSIP:   Y76839102

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME, SECURITY        ISSUER            YES             FOR                  FOR

 ABBREVIATION AND AMENDMENTS TO ARTICLES OF

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Xinhua Pharmaceutical Company Ltd

  TICKER:               00719                              CUSIP:   Y76811119

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FIRST PHASE EMPLOYEE STOCK         ISSUER            YES             FOR                  FOR

OWNERSHIP SCHEME (DRAFT) OF THE COMPANY BY WAY OF

SUBSCRIBING A SHARES IN THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #2: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE EMPLOYEE STOCK OWNERSHIP SCHEME

PROPOSAL #3: APPROVE THE CONNECTED TRANSACTIONS UNDER        ISSUER            YES             FOR                  FOR

 THE RULES GOVERNING THE LISTING OF SECURITIES ON THE

 STOCK EXCHANGE OF HONG KONG LIMITED

PROPOSAL #3.1: APPROVE CONNECTED PARTICIPANT NUMBERED        ISSUER            YES             FOR                  FOR

 1 IN THE CONNECTED PERSON PARTICIPATION TABLE

PROPOSAL #3.2: APPROVE CONNECTED PARTICIPANT NUMBERED        ISSUER            YES             FOR                  FOR

 2 IN THE CONNECTED PERSON PARTICIPATION TABLE

PROPOSAL #3.3: APPROVE CONNECTED PARTICIPANT NUMBERED        ISSUER            YES             FOR                  FOR

 3 IN THE CONNECTED PERSON PARTICIPATION TABLE

PROPOSAL #3.4: APPROVE CONNECTED PARTICIPANT NUMBERED        ISSUER            YES             FOR                  FOR

 4 IN THE CONNECTED PERSON PARTICIPATION TABLE

PROPOSAL #3.5: APPROVE CONNECTED PARTICIPANT NUMBERED        ISSUER            YES             FOR                  FOR

 5 IN THE CONNECTED PERSON PARTICIPATION TABLE

PROPOSAL #3.6: APPROVE CONNECTED PARTICIPANT NUMBERED        ISSUER            YES             FOR                  FOR

 6 IN THE CONNECTED PERSON PARTICIPATION TABLE

PROPOSAL #4: APPROVE SHAREHOLDER RETURN PLAN FOR THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #5: AMEND ADMINISTRATIVE MEASURES OF THE              ISSUER            YES             FOR                  FOR

COMPANY ON CAPITALS RAISED

PROPOSAL #6: APPROVE AGREEMENT BETWEEN THE COMPANY            ISSUER            YES             FOR                  FOR

AND SHANDONG HUALU HENGSHENG CHEMICAL COMPANY LIMITED

 AND THE PROPOSED ANNUAL CAPS

PROPOSAL #7: APPROVE AGREEMENT BETWEEN THE COMPANY            ISSUER            YES             FOR                  FOR

AND SHANDONG XINHUA PHARMACEUTICAL GROUP LIMITED AND

THE PROPOSED ANNUAL CAPS

PROPOSAL #1: APPROVE COMPANY'S FULFILLMENT OF                     ISSUER            YES             FOR                  FOR

CONDITIONS OF THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #2: APPROVE PLAN ON THE NON-PUBLIC OFFERING         ISSUER            YES             FOR                  FOR

OF A SHARES

PROPOSAL #2.1: APPROVE CLASS AND PAR VALUE IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #2.2: APPROVE METHOD AND TIME IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #2.3: APPROVE PRICE DETERMINATION DATE IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #2.4: APPROVE PRICE AND PRINCIPLE DATE IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #2.5: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC OFFERING OF A SHARES


 

PROPOSAL #2.6: APPROVE SUBSCRIBERS AND METHOD OF                ISSUER            YES             FOR                  FOR

SUBSCRIPTION IN RELATION TO THE NON-PUBLIC OFFERING

OF A SHARES

PROPOSAL #2.7: APPROVE FUND RAISING SIZE AND USE OF          ISSUER            YES             FOR                  FOR

PROCEEDS IN RELATION TO THE NON-PUBLIC OFFERING OF A

SHARES

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD FOR THE ISSUE          ISSUER            YES             FOR                  FOR

OF SHARES IN RELATION TO THE NON-PUBLIC OFFERING OF A

 SHARES

PROPOSAL #2.9: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #2.10: APPROVE ARRANGEMENT OF THE                          ISSUER            YES             FOR                  FOR

ACCUMULATED UNDISTRIBUTED PROFIT IN RELATION TO THE

NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #2.11: APPROVE SHAREHOLDERS' RESOLUTIONS              ISSUER            YES             FOR                  FOR

EFFECTIVE PERIOD IN RELATION TO THE NON-PUBLIC

OFFERING OF A SHARES

PROPOSAL #3: APPROVE PROPOSAL IN RELATION TO THE NON-        ISSUER            YES             FOR                  FOR

PUBLIC OFFERING OF A SHARES

PROPOSAL #4: APPROVE FEASIBILITY STUDY REPORT ON USE         ISSUER            YES             FOR                  FOR

OF PROCEEDS FROM THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #5: APPROVE CONNECTED TRANSACTIONS INVOLVED         ISSUER            YES             FOR                  FOR

IN THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #6: APPROVE SHARE SUBSCRIPTION AGREEMENT              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND VARIOUS SPECIFIC ENTITIES

PROPOSAL #6.1: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND SHANDONG JU YING INDUSTRIAL FUND

PARTNERSHIPS (LIMITED PARTNERSHIP) AND RELATED

TRANSACTIONS

PROPOSAL #6.2: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND SHANGHAI KAI SHI ASSETS MANAGEMENT

LIMITED AND RELATED TRANSACTIONS

PROPOSAL #6.3: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND BEIJING XIN CHENG DA RONG ASSETS

MANAGEMENT LIMITED AND RELATED TRANSACTIONS

PROPOSAL #6.4: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND CHONGQING BAO RUN EQUITY INVESTMENT

FUND MANAGEMENT COMPANY LIMITED AND RELATED

TRANSACTIONS

PROPOSAL #6.5: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND THE FIRST PHASE EMPLOYEE STOCK

OWNERSHIP SCHEME AND RELATED TRANSACTIONS

PROPOSAL #7: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Xinhua Pharmaceutical Company Ltd

  TICKER:               00719                              CUSIP:   Y76811119

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLAN ON THE NON-PUBLIC OFFERING         ISSUER            YES             FOR                  FOR

OF A SHARES

PROPOSAL #1.1: APPROVE CLASS AND PAR VALUE IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC OFFERING OF A SHARES


 

PROPOSAL #1.2: APPROVE METHOD AND TIME IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #1.3: APPROVE PRICE DETERMINATION DATE IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #1.4: APPROVE PRICE AND PRINCIPLE DATE IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #1.5: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #1.6: APPROVE SUBSCRIBERS AND METHOD OF                ISSUER            YES             FOR                  FOR

SUBSCRIPTION IN RELATION TO THE NON-PUBLIC OFFERING

OF A SHARES

PROPOSAL #1.7: APPROVE FUND RAISING SIZE AND USE OF          ISSUER            YES             FOR                  FOR

PROCEEDS IN RELATION TO THE NON-PUBLIC OFFERING OF A

SHARES

PROPOSAL #1.8: APPROVE LOCK-UP PERIOD FOR THE ISSUE          ISSUER            YES             FOR                  FOR

OF SHARES IN RELATION TO THE NON-PUBLIC OFFERING OF A

 SHARES

PROPOSAL #1.9: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #1.10: APPROVE ARRANGEMENT OF THE                          ISSUER            YES             FOR                  FOR

ACCUMULATED UNDISTRIBUTED PROFIT IN RELATION TO THE

NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #1.11: APPROVE SHAREHOLDERS' RESOLUTIONS              ISSUER            YES             FOR                  FOR

EFFECTIVE PERIOD IN RELATION TO THE NON-PUBLIC

OFFERING OF A SHARES

PROPOSAL #2: APPROVE PROPOSAL IN RELATION TO THE NON-        ISSUER            YES             FOR                  FOR

PUBLIC OFFERING OF A SHARES

PROPOSAL #3: APPROVE CONNECTED TRANSACTIONS INVOLVED         ISSUER            YES             FOR                  FOR

IN THE NON-PUBLIC OFFERING OF A SHARES

PROPOSAL #4: APPROVE SHARE SUBSCRIPTION AGREEMENT              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND VARIOUS SPECIFIC ENTITIES

PROPOSAL #4.1: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND SHANDONG JU YING INDUSTRIAL FUND

PARTNERSHIPS (LIMITED PARTNERSHIP) AND RELATED

TRANSACTIONS

PROPOSAL #4.2: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND SHANGHAI KAI SHI ASSETS MANAGEMENT

LIMITED AND RELATED TRANSACTIONS

PROPOSAL #4.3: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND BEIJING XIN CHENG DA RONG ASSETS

MANAGEMENT LIMITED AND RELATED TRANSACTIONS

PROPOSAL #4.4: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND CHONGQING BAO RUN EQUITY INVESTMENT

FUND MANAGEMENT COMPANY LIMITED AND RELATED

TRANSACTIONS

PROPOSAL #4.5: APPROVE SUBSCRIPTION AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 THE COMPANY AND THE FIRST PHASE EMPLOYEE STOCK

OWNERSHIP SCHEME AND RELATED TRANSACTIONS

PROPOSAL #5: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC OFFERING OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Xinhua Pharmaceutical Company Ltd

  TICKER:               719                                  CUSIP:   Y76811119

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ELECT XIAO FANGYU AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADOPT REMEDIAL MEASURES IN RELATION TO          ISSUER            YES             FOR                  FOR

DILUTION ON CURRENT RETURNS BY THE NON-PUBLIC ISSUE

OF A SHARES OF THE COMPANY

PROPOSAL #3: APPROVE UNDERTAKINGS GIVEN BY THE                   ISSUER            YES             FOR                  FOR

DIRECTORS AND SENIOR MANAGEMENT IN CONNECTION WITH

THE ADOPTION OF REMEDIAL MEASURES RELATING TO

DILUTION ON CURRENT RETURNS BY THE NON-PUBLIC ISSUE

OF A SHARES OF THE COMPANY

PROPOSAL #4: APPROVE CHANGE OF BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLE 13 OF THE ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shandong Xinhua Pharmaceutical Company Ltd

  TICKER:               719                                  CUSIP:   Y76811119

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND

PROPOSAL #6: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS AUDITORS

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shang Gong Group Co., Ltd.

  TICKER:               900924                            CUSIP:   Y7678C102

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL OPERATING REPORT         ISSUER            YES             FOR                  FOR

(INCLUDING 2016 OVERALL BUDGET)

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PAYMENT OF AUDITOR'S                   ISSUER            YES             FOR                  FOR

REMUNERATION AND 2016 RE-APPOINTMENT OF AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES


 

PROPOSAL #9: APPROVE MERGER BY ABSORPTION OF WHOLLY-         ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SHANGHAI SHANGGONG BUTTERFLY SEWING

MACHINE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shang Gong Group Co., Ltd.

  TICKER:               900924                            CUSIP:   Y7678C102

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING         ISSUER            YES             FOR                  FOR

IN CONNECTION TO MAJOR ASSET RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shang Hai Ya Tong Co., Ltd.

  TICKER:               600692                            CUSIP:   Y76991101

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ENTRUSTED LOANS TOWARDS SHANGHAI        ISSUER            YES             FOR                  FOR

 ZHONGJU DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shang Hai Ya Tong Co., Ltd.

  TICKER:               600692                            CUSIP:   Y76991101

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE OF NIUPENGGANG PORT                     ISSUER            YES             FOR                  FOR

DISTRICT ASSETS BY COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanggong Co, Ltd.

  TICKER:               900924                            CUSIP:   Y7678C102

  MEETING DATE:   10/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTIAL CHANGE IN RAISED FUND            ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT

PROPOSAL #2: APPROVE INVESTMENT IN TAIZHOU SHANGGONG         ISSUER            YES             FOR                  FOR

GEM SEWING TECHNOLOGY CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO GERMANY          ISSUER            YES             FOR                  FOR

BAIFU INDUSTRIAL SYSTEMS AND MACHINERY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai 2345 Network Holding Group Co., Ltd.

  TICKER:               002195                            CUSIP:   Y7683P106

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #8: AMEND WORKING SYSTEM FOR INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING IDLE RAISED FUNDS

PROPOSAL #10: APPROVE INVESTMENT IN FINANCIAL                     ISSUER            YES             FOR                  FOR

PRODUCTS USING OWN IDLE FUNDS

PROPOSAL #11.01: ELECT CHEN YUBING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.02: ELECT PANG SHENGDONG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.03: ELECT PAN SHILEI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.04: ELECT DAI XIAOHU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.05: ELECT QIU JUNQI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.06: ELECT LI JUAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.07: ELECT XU JUNMIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.08: ELECT SHI JIAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.09: ELECT XUE HAIBO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT LI ZHIQING AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.02: ELECT KANG FENG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai 3F New Materials Co., Ltd.

  TICKER:               600636                            CUSIP:   Y7681X101

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS (DRAFT)

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS (DRAFT)

PROPOSAL #3: APPROVE COMPLETE 2015 BUDGET                            ISSUER            YES             FOR                  FOR

IMPLEMENTATION STATUS AND 2016 OVERALL BUDGET MAJOR

INDICATORS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 RE-APPOINTMENT OF BDO CHINA        ISSUER            YES             FOR                  FOR

 SHU LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEE FOR    SHAREHOLDER        YES         AGAINST           AGAINST

THE FINANCIAL CREDIT OF SUBSIDIARIES AS WELL AS

MUTUAL FINANCING GUARANTEE BETWEEN SUBSIDIARIES


 

PROPOSAL #7: ELECT LIU WENJIA AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Aerospace Automobile Electromechanical Co., Ltd.

  TICKER:               600151                            CUSIP:   Y7681D105

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE AMENDMENT OF 2015 PRIVATE              ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENT FOR PLAN ON 2015                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS ACQUISITION

PROPOSAL #8.00: APPROVE MAJOR ASSETS ACQUISITION PLAN        ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: APPROVE OVERVIEW OF TRANSACTION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.04: APPROVE TRANSACTION REFERENCE DATE             ISSUER            YES             FOR                  FOR

PROPOSAL #8.05: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #8.06: APPROVE TRANSACTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #8.07: APPROVE TRANSACTION PRICE AND PRICE          ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #8.08: APPROVE EMPLOYEES LABOR RELATIONS               ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #10: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #11: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH

PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT AND                 ISSUER            YES             FOR                  FOR

EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #14: APPROVE CONDITIONAL AGREEMENT IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO SHANGHAI DELPHI EQUITY TRANSFER

AGREEMENT WITH DELPHI AUTOMOTIVE SYSTEMS SINGAPORE

PTE. LTD

PROPOSAL #15: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #17: APPROVE PROVISION OF LOAN GUARANTEES TO        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDIARY'S PHOTOVOLTAIC POWER PLANT

PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Aerospace Automobile Electromechanical Co., Ltd.

  TICKER:               600151                            CUSIP:   Y7681D105

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #2: APPROVE APPLICATION OF TWO-WAY CROSS-             ISSUER            YES         AGAINST           AGAINST

BORDER RMB CASH POOLING FROM COMMERCIAL BANKS

PROPOSAL #3: APPROVE APPLICATION OF FINANCIAL LEASING        ISSUER            YES             FOR                  FOR

 BUSINESS BY POWER PLANT PROJECT COMPANY FROM

AEROSPACE FINANCIAL LEASING COMPANY

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

PROJECT LOAN APPLIED BY ASSOCIATE IN PROPORTION TO

EQUITY

PROPOSAL #5: APPROVE APPLICATION OF M & A LOANS FROM         ISSUER            YES             FOR                  FOR

COMMERCIAL BANKS

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Aerospace Automobile Electromechanical Co., Ltd.

  TICKER:               600151                            CUSIP:   Y7681D105

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM AEROSPACE TECHNOLOGY FINANCE CO.,

LTD AS WELL AS TRANSFER OF PARTIAL CREDIT TO

PROPOSAL #9: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM COMMERCIAL BANKS AS WELL AS

TRANSFER OF PARTIAL CREDIT TO SUBSIDIARY

PROPOSAL #10: APPROVE APPLICATION OF FINANCIAL                   ISSUER            YES             FOR                  FOR

LEASING REGARDING PHOTOVOLTAIC POWER PLANT PROJECT

COMPANY FROM AEROSPACE FINANCIAL LEASING CO., LTD

PROPOSAL #11: APPROVE COMPANY'S "THIRTEEN FIVE"                 ISSUER            YES             FOR                  FOR

DEVELOPMENT PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai AJ Group Co., Ltd.

  TICKER:               600643                            CUSIP:   Y7679X105

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION (DRAFT)        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #8.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #8.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #8.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #8.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #8.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #8.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES

PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #11: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #13: APPROVE CONDITIONAL SHARES SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 AGREEMENT WITH SHANGHAI JUNEYAO (GROUP) CO., LTD. IN

 CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #15: APPROVE ANALYSIS ON THE DILUTION IN              ISSUER            YES             FOR                  FOR

SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #16: APPROVE COMMITMENT BY DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #17: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #18: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #19: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #20: APPROVE APPOINTMENT OF AGENCY IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #21: APPROVE CAPITAL INJECTION TO SHANGHAI          ISSUER            YES             FOR                  FOR

AJ TRUST & INVESTMENT CO., LTD.

PROPOSAL #22: APPROVE CAPITAL INJECTION TO SHANGHAI          ISSUER            YES             FOR                  FOR

AJ FINANCIAL LEASING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Bailian Group Ltd.

  TICKER:               600827                            CUSIP:   Y7682E102

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET SWAP BETWEEN CONTROLLED

SUBSIDIARY AND CONTROLLING SHAREHOLDER


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Bairun Investment Holding Group Co., Ltd.

  TICKER:               002568                            CUSIP:   Y76853103

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH CONTROLLING SHAREHOLDER

LIU XIAODONG

PROPOSAL #7: APPROVE EFFECT ON KEY FINANCIAL                       ISSUER            YES             FOR                  FOR

INDICATORS AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE COMMITMENTS OF CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT IN CONNECTION TO

COUNTER-DILUTION MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY LIU XIAODONG

PROPOSAL #13: APPROVE USE OF SURPLUS RAISED FUNDS AND        ISSUER            YES             FOR                  FOR

 INTEREST TO PERMANENTLY REPLENISH COMPANY'S WORKING

CAPITAL

PROPOSAL #14: APPROVE COMPANY'S 2016 COMPREHENSIVE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINE AND AUTHORIZE CHAIRMAN OF THE

BOARD'S EXTERNAL SIGNING OF BANK DEBT RELATED


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Bairun Investment Holding Group Co., Ltd.

  TICKER:               002568                            CUSIP:   Y76853103

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #6: APPROVE REPORT ON DEPOSIT AND USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Bairun Investment Holding Group Co., Ltd.

  TICKER:               002568                            CUSIP:   Y76853103

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #4: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT WITH

CONTROLLING SHAREHOLDER LIU XIAODONG

PROPOSAL #5: APPROVE ADJUSTMENT TO AUTHORIZATION                ISSUER            YES             FOR                  FOR

PERIOD OF BOARD TO HANDLE ALL RELATED MATTERS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY LIU XIAODONG (REVISED)

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (REVISED)


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Baosight Software Co., Ltd.

  TICKER:               900926                            CUSIP:   Y7691Z104

  MEETING DATE:   10/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.01: ELECT ZHANG XIAOBO AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Baosight Software Co., Ltd.

  TICKER:               900926                            CUSIP:   Y7691Z104

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF MAJOR CONTRACT WITH          ISSUER            YES             FOR                  FOR

CHINA TELECOM CORP., LTD. SHANGHAI BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Baosight Software Co., Ltd.

  TICKER:               600845                            CUSIP:   Y7691Z104

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF FINANCIAL AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE USAGE OF RAISED FUNDS ACCOUNT            ISSUER            YES             FOR                  FOR

BALANCE TO PERMANENTLY REPLENISH WORKING CAPITAL

PROPOSAL #10: APPROVE CONTINUANCE OF IMPLEMENTING              ISSUER            YES         AGAINST           AGAINST

DEFERRED PAYMENT OF INCENTIVE PLAN TO KEY CORE

PERSONNEL

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #12: APPROVE ALLOWANCES OF INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #13.01: ELECT WANG LI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT ZHANG SHUOGONG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR


 

PROPOSAL #13.03: ELECT XIA XUESONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #13.04: ELECT ZHU KEBING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.05: ELECT ZHU XIANGKAI AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #13.06: ELECT HUANG MINQIN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #14.01: ELECT XUE YUNKUI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.02: ELECT WANG XU AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.03: ELECT WU BIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #15.01: ELECT ZHANG XIAOBO AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: ELECT YE MEIFEN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Baosteel Packaging Co., Ltd.

  TICKER:               601968                            CUSIP:   Y768AE103

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ACTUAL REMUNERATION REPORT         ISSUER            YES             FOR                  FOR

OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #10: APPROVE FAIRNESS AND 2015 DAILY RELATED        ISSUER            YES             FOR                  FOR

 PARTY TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS ESTIMATE

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF PROVIDING            ISSUER            YES         AGAINST           AGAINST

EXTERNAL GUARANTEES

PROPOSAL #12: APPROVE TEMPORARY USE OF IDLE OWN FUNDS        ISSUER            YES             FOR                  FOR

 TO CONDUCT CASH MANAGEMENT

PROPOSAL #13: APPROVE ONSHORE GUARANTEE TO OFFSHORE          ISSUER            YES             FOR                  FOR

LOAN IN CONNECTION TO OVERSEAS FINANCING OF BAOGANG

PACKAGING HONG KONG CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Baosteel Packaging Co., Ltd.

  TICKER:               601968                            CUSIP:   Y768AE103

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.01: APPROVE SHARE TYPE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE METHOD AND TERM FOR THE                 ISSUER            YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #2.07: APPROVE CONVERSION PERIOD                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DETERMINATION OF CONVERSION          ISSUER            YES             FOR                  FOR

AMOUNT

PROPOSAL #2.09: APPROVE METHOD OF DETERMINATION AND          ISSUER            YES             FOR                  FOR

ADJUSTMENT TO THE CONVERSION PRICE

PROPOSAL #2.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT        ISSUER            YES             FOR                  FOR

 OF CONVERSION PRICE

PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST            ISSUER            YES             FOR                  FOR

CONVERSION

PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS         ISSUER            YES             FOR                  FOR

OF BOND HOLDERS

PROPOSAL #2.17: APPROVE REPORT ON THE DEPOSIT AND              ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #2.18: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.19: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.20: APPROVE DEPOSIT ACCOUNT FOR RAISED            ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

TRANSACTION

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #7: APPROVE FORMULATION OF RULES REGARDING          ISSUER            YES             FOR                  FOR

MEETING OF BOND HOLDERS

PROPOSAL #8: APPROVE PLAN ON PUBLIC ISSUANCE OF A-             ISSUER            YES             FOR                  FOR

SHARE CONVERTIBLE BONDS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Belling Co., Ltd.

  TICKER:               600171                            CUSIP:   Y7680P109

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT DONG HAORAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT LI RONGXIN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.03: ELECT JI XIAOZHONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.01: ELECT JIANG JUNCHENG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.02: ELECT WANG LIQIANG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Belling Co., Ltd.

  TICKER:               600171                            CUSIP:   Y7680P109

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE FINANCIAL SERVICES COOPERATION          ISSUER            YES             FOR                  FOR

RELATED TRANSACTION BETWEEN THE COMPANY AND CHINA

ELECTRONIC FINANCE CO., LTD

PROPOSAL #8: APPROVE 2016 APPLICATION FOR CNY 800              ISSUER            YES             FOR                  FOR

MILLION COMPREHENSIVE CREDIT LINES FROM BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Chengtou Holding Co., Ltd.

  TICKER:               600649                            CUSIP:   Y7689R106

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND 2016 DAILY RELATED-PARTY TRANSACTIONS


 

PROPOSAL #6: APPROVE 2016 COMPREHENSIVE CREDIT LINE          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #7: APPROVE TO DISTRIBUTE ALLOWANCES OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS AND REMUNERATION OF DIRECTORS,

SUPERVISORS

PROPOSAL #8: APPROVE PAYMENT OF AUDITOR'S                            ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #10.01: ELECT GAO CHAO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Chinafortune Co., Ltd.

  TICKER:               600621                            CUSIP:   Y7686G103

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.0: APPROVE COMPANY'S ELIGIBILITY FOR                ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #1.02: APPROVE ISSUE SIZE AND ISSUE MANNER           ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.04: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #1.06: APPROVE GUARANTEE METHOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.07: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #1.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.09: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Chinafortune Co., Ltd.

  TICKER:               600621                            CUSIP:   Y7686G103

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF COUNTER GUARANTEE TO

GUARANTOR OF COMPANY'S BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Chinafortune Co., Ltd.

  TICKER:               600621                            CUSIP:   Y7686G103

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PAYMENT OF 2015 AUDIT                          ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #8: APPROVE PROJECT RESERVE BUDGET                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 APPLICATION OF BANK LOAN             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INVESTMENT IN FINANCIAL                     ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION             SHAREHOLDER        YES             FOR                  FOR

REGARDING ACQUISITION OF JINSUI ROAD NO. 1398 REAL

ESTATE ASSET

PROPOSAL #12: APPROVE ADJUSTMENT TO ALLOWANCE OF           SHAREHOLDER        YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Chlor-Alkali Chemical Co., Ltd.

  TICKER:               900908                            CUSIP:   Y76771115

  MEETING DATE:   8/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: BY-ELECT ZHANG WEIMIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Chlor-Alkali Chemical Co., Ltd.

  TICKER:               900908                            CUSIP:   Y76771115

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING TRANSFER OF 44% EQUITY OF SHANGHAI TIANTAN

AUXILIARIES CO., LTD.

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING TRANSFER OF WUXI DISTRICT IDLE LAND

BUILDING STRUCTURE ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Chlor-Alkali Chemical Co., Ltd.

  TICKER:               900908                            CUSIP:   Y76771115

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #4.01: APPROVE 2015 FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: APPROVE 2016 FINANCIAL BUDGET REPORT         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.01: APPROVE APPLICATION OF BANK FINANCING        ISSUER            YES             FOR                  FOR

PROPOSAL #6.02: APPROVE APPLICATION OF FINANCING FROM        ISSUER            YES             FOR                  FOR

 HUAYI GROUP AND HUAYI FINANCE COMPANY

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 ANNUAL                 ISSUER            YES             FOR                  FOR

REPORT AUDITOR AND PAYMENT OF 2015 REMUNERATION

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF 2015 REMUNERATION

PROPOSAL #10: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11.01: ELECT HUANG DAILIE AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.02: ELECT LI NING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.03: ELECT ZHANG WEIMIN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.04: ELECT WANG WEI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.05: ELECT ZHANG WENLEI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #12.01: ELECT SHAO ZHENGZHONG AS INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #12.02: ELECT WANG JINSHAN AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.03: ELECT ZHAO ZIYE AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.01: ELECT GU LILI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT ZHANG HU AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.03: ELECT TANG LIANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Construction Group Co., Ltd.

  TICKER:               600170                            CUSIP:   Y7680W104

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE 2015 ACTUAL DAILY RELATED-PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 GUARANTEE PLAN AS WELL AS          ISSUER            YES             FOR                  FOR

AUTHORIZATION OF BOARD TO HANDLE THE PLAN

PROPOSAL #8: APPROVE 2016 INVESTMENT PLAN AS WELL AS         ISSUER            YES             FOR                  FOR

AUTHORIZATION OF BOARD TO HANDLE THE PLAN

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE RE-SIGNING OF DAILY RELATED              ISSUER            YES             FOR                  FOR

PARTY TRANSACTION AGREEMENT WITH SHANGHAI

CONSTRUCTION (GROUP) HEADQUARTERS

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION IN            ISSUER            YES             FOR                  FOR

CONNECTION TO TRANSFER OF RAISED FUNDS INVESTMENT

PROJECTS

PROPOSAL #13: APPROVE DRAFT ON CORE EMPLOYEE SHARE            ISSUER            YES             FOR                  FOR

PURCHASE PLAN (THROUGH SUBSCRIPTION OF PRIVATE

PLACEMENT)

PROPOSAL #14: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #15.01: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.03: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #15.04: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #15.05: APPROVE PRICING REFERENCE DATE AND          ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #15.06: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #15.07: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #15.08: APPROVE AMOUNT AND INTENDED USAGE OF        ISSUER            YES             FOR                  FOR

 RAISED FUNDS

PROPOSAL #15.09: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #15.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #17: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #18: APPROVE CONDITIONAL SHARES SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 AGREEMENT WITH CHANGJIANG PENSION INSURANCE CO., LTD

 IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #20: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #21: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #22: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO CORE EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #23: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT


 

PROPOSAL #24: APPROVE COUNTER-DILUTION MEASURES AND          ISSUER            YES             FOR                  FOR

RELATED COMMITMENT IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #25: APPROVE SPECIAL SELF-INSPECTION REPORT         ISSUER            YES             FOR                  FOR

AND RELATED COMMITMENT REGARDING COMPANY REAL ESTATE

BUSINESS

PROPOSAL #26.01: ELECT ZHOU PING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Construction Group Co., Ltd.

  TICKER:               600170                            CUSIP:   Y7680W104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT XU ZHENG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT HANG YINGWEI AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.03: ELECT ZHANG LIXIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.04: ELECT LIU HONGZHONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.05: ELECT DING XIAOWEN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #3.01: ELECT WU NIANZU AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT HU YIMING AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.03: ELECT LIANG WEIBIN AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT ZHOU PING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT HE SHILIN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.03: ELECT LIU GUANGLING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Datun Energy Resources Co., Ltd.

  TICKER:               600508                            CUSIP:   Y7680G109

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 75% EQUITY IN                   ISSUER            YES             FOR                  FOR

JIANGSU DATUN ALUMINUM CO., LTD.

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Datun Energy Resources Co., Ltd.

  TICKER:               600508                            CUSIP:   Y7680G109

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTIONS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND PAYMENT OF REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Datun Energy Resources Co., Ltd.

  TICKER:               600508                            CUSIP:   Y7680G109

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 100% EQUITY OF                 ISSUER            YES             FOR                  FOR

XUZHOU SIFANG ALUMINUM GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Dazhong Public Utilities (Group) Co Ltd.

  TICKER:               600635                            CUSIP:   Y7689D107

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE GENERAL                 ISSUER            YES             FOR                  FOR

MANAGER

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE PROVISION OF EXTERNAL FINANCING         ISSUER            YES         AGAINST           AGAINST

GUARANTEES FOR THE APPLICATION OF COMPREHENSIVE

CREDIT LINES OF CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #10: APPROVE WRITE-OFF OF OTHER RECEIVABLES         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF ULTRA SHORT-TERM        SHAREHOLDER        YES             FOR                  N/A

FINANCIAL BILL

PROPOSAL #12: APPROVE ISSUANCE OF SHORT-TERM                  SHAREHOLDER        YES             FOR                  N/A

FINANCING BILLS

PROPOSAL #13: APPROVE ISSUANCE OF MEDIUM-TERM NOTES       SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #14.01: ELECT ZOU XIAOLEI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Diesel Engine Co., Ltd.

  TICKER:               900920                            CUSIP:   Y7679L101

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10.01: ELECT ZHAO MAOQING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.02: ELECT GU YAOHUI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Dingli Technology Development (Group) Co., Ltd.

  TICKER:               900907                            CUSIP:   Y7690P123

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS (LUOYANG PENGQI PROJECT)

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS (FENGYUE ENVIRONMENTAL

PROPOSAL #10: APPROVE COMPANY RESTRUCTURING PROFIT            ISSUER            YES             FOR                  FOR

COMMITMENT STATUS SPECIAL REPORT

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY


 

PROPOSAL #12: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #15.01: ELECT XU BAOXING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #15.02: ELECT XU MINGJING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #15.03: ELECT ZHANG PENGQI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #15.04: ELECT SUN XIAOTONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #15.05: ELECT CAO WENFA AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #15.06: ELECT CAO JIAN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #16.01: ELECT YAN FASHAN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #16.02: ELECT TONG YAODA AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #16.03: ELECT WEI NI AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #17.01: ELECT SHAO KAIHAI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #17.02: ELECT LI KAILI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Dragon Corporation

  TICKER:               600630                            CUSIP:   Y7679W107

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTION

PROPOSAL #8: APPROVE 2016 FINANCIAL DERIVATIVE                   ISSUER            YES             FOR                  FOR

BUSINESS

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11.01: ELECT WANG WEIMIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR


 

PROPOSAL #11.02: ELECT XUE JIFENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT ZHOU JIAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.04: ELECT SHAO FENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.05: ELECT ZHAO HONGGUANG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.01: ELECT LIU XIAOGANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT XUE JUNDONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT CUI HAODAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT JIANG YUANKAI AS SUPERVISOR             ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT PAN YANJUN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai East-China Computer Co., Ltd.

  TICKER:               600850                            CUSIP:   Y76802100

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO ASSET PURCHASE BY CASH

PAYMENT AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

 OF SUPPORTING FUNDS

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #3.01: ELECT QIAN ZHIANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai East-China Computer Co., Ltd.

  TICKER:               600850                            CUSIP:   Y76802100

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE FUND LOAN LIMIT BETWEEN MEMBERS         ISSUER            YES         AGAINST           AGAINST

OF COMPANY'S FUND CENTER

PROPOSAL #8: APPROVE SIGNING OF FINANCIAL SERVICE              ISSUER            YES             FOR                  FOR

AGREEMENT WITH CETC FINANCE CO., LTD.

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CETC FINANCE CO., LTD.


 

PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12.01: ELECT LU YANAN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.01: ELECT WANG LINGLING AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Electric Group Co., Ltd.

  TICKER:               02727                              CUSIP:   Y76824104

  MEETING DATE:   9/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONVERSION OF DEBT INTEREST TO          ISSUER            YES             FOR                  FOR

EQUITY INTEREST IN GOSS INTERNATIONAL CORPORATION BY

SHANGHAI ELECTRIC (GROUP) COMPANY LIMITED AND

SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Electric Group Co., Ltd.

  TICKER:               2727                                CUSIP:   Y76824104

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE PARTIES TO THE TRANSACTION IN         ISSUER            YES             FOR                  FOR

RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

FOR ACQUISITION OF ASSETS

PROPOSAL #1.2: APPROVE TRANSACTION SUBJECTS IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

FOR ACQUISITION OF ASSETS

PROPOSAL #1.3: APPROVE BASIS OF PRICING AND                        ISSUER            YES             FOR                  FOR

TRANSACTION PRICE IN RELATION TO THE ASSETS SWAP AND

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.4: APPROVE ARRANGEMENT FOR PROFIT OR LOSS        ISSUER            YES             FOR                  FOR

 FOR THE PERIOD IN RELATION TO THE ASSETS SWAP AND

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.5: APPROVE PROCEDURES FOR TRANSFER OF              ISSUER            YES             FOR                  FOR

OWNERSHIP AND LIABILITY FOR BREACH OF CONTRACT IN

RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

FOR ACQUISITION OF ASSETS

PROPOSAL #1.6: APPROVE CLASS AND NOMINAL VALUE OF              ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE ASSETS SWAP

AND ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.7: APPROVE TARGET SUBSCRIBERS FOR SHARES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RELATION TO THE ASSETS SWAP AND

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.8: APPROVE METHOD OF ISSUANCE AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION FOR SHARES IN RELATION TO THE ASSETS

SWAP AND ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.9: APPROVE PRICING BENCHMARK DATE, BASIS         ISSUER            YES             FOR                  FOR

OF PRICING AND ISSUE PRICE FOR THE ISSUANCE OF SHARES

 IN RELATION TO THE ASSETS SWAP AND ISSUANCE OF

SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.10: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE ASSETS SWAP AND ISSUANCE OF

SHARES FOR ACQUISITION OF ASSETS


 

PROPOSAL #1.11: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

FOR ACQUISITION OF ASSETS

PROPOSAL #1.12: APPROVE LISTING PLACE OF THE SHARES          ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RELATION TO THE ASSETS SWAP AND

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.13: APPROVE TREATMENT FOR THE COMPANY'S          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED RETAINED EARNINGS PRIOR TO THE SHARES

ISSUANCE IN RELATION TO THE ASSETS SWAP AND ISSUANCE

OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.14: APPROVE VALIDITY OF THE RESOLUTIONS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

 FOR ACQUISITION OF ASSETS

PROPOSAL #1.15: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE ISSUANCE OF

SHARES FOR SUPPORTING FUNDS RAISING

PROPOSAL #1.16: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

METHODS OF SUBSCRIPTION  IN RELATION TO THE ISSUANCE

OF SHARES FOR SUPPORTING FUNDS RAISING

PROPOSAL #1.17: APPROVE ISSUE PRICE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUANCE OF SHARES FOR SUPPORTING FUNDS RAISING

PROPOSAL #1.18: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

  IN RELATION TO THE ISSUANCE OF SHARES FOR

SUPPORTING FUNDS RAISING

PROPOSAL #1.19: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF SHARES FOR SUPPORTING FUNDS

PROPOSAL #1.20: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE ISSUANCE OF SHARES FOR SUPPORTING

FUNDS RAISING

PROPOSAL #1.21: APPROVE STOCK EXCHANGE FOR THE                   ISSUER            YES             FOR                  FOR

PROPOSED LISTING IN RELATION TO THE ISSUANCE OF

SHARES FOR SUPPORTING FUNDS RAISING

PROPOSAL #1.22: APPROVE VALIDITY OF THE RESOLUTIONS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUANCE OF SHARES FOR SUPPORTING

FUNDS RAISING

PROPOSAL #2: APPROVE THE REPORT FOR ASSETS SWAP AND          ISSUER            YES             FOR                  FOR

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS AS WELL

AS SUPPORTING FUNDS RAISING BY THE COMPANY AND ITS

SUMMARY

PROPOSAL #3: APPROVE EXECUTION OF THE ASSETS SWAP AND        ISSUER            YES             FOR                  FOR

 ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

AGREEMENT WITH CONDITIONS PRECEDENT BETWEEN SHANGHAI

ELECTRIC (GROUP) CORPORATION AND THE COMPANY

PROPOSAL #4: APPROVE EXECUTION OF THE SHARE                        ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH CONDITIONS PRECEDENT

BETWEEN TARGET SUBSCRIBERS AND THE COMPANY

PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH RELEVANT            ISSUER            YES             FOR                  FOR

MATTERS OF THE TRANSACTIONS

PROPOSAL #6: APPROVE REPORT ON THE USE OF PROCEEDS            ISSUER            YES             FOR                  FOR

FROM THE PREVIOUS FUND RAISING ACTIVITY BY THE

PROPOSAL #1: APPROVE THE CONNECTED TRANSACTIONS                 ISSUER            YES             FOR                  FOR

INVOLVING ASSETS SWAP AND ISSUANCE OF SHARES FOR

ACQUISITION OF ASSETS AS WELL AS THE SUPPORTING FUNDS

 RAISING BY THE COMPANY

PROPOSAL #2: APPROVE THE INDEPENDENCE OF APPRAISAL            ISSUER            YES             FOR                  FOR

FIRMS, REASONABLENESS OF APPRAISAL ASSUMPTIONS,

RELEVANCE BETWEEN APPRAISAL METHODOLOGY AND PURPOSE

AND THE FAIRNESS OF VALUATION

PROPOSAL #3: APPROVE RELEVANT REPORTS AND AUDITED              ISSUER            YES             FOR                  FOR

FIGURES ISSUED BY AUDIT FIRMS AND ASSET APPRAISAL


 

PROPOSAL #4: APPROVE COMPLIANCE WITH THE RELEVANT              ISSUER            YES             FOR                  FOR

LAWS AND REGULATIONS OF THE ASSETS SWAP AND ISSUANCE

OF SHARES FOR ACQUISITION OF ASSETS AND SUPPORTING

FUNDS RAISING

PROPOSAL #5: APPROVE COMPLIANCE BY THE COMPANY WITH          ISSUER            YES             FOR                  FOR

CLAUSE 4 UNDER REQUIREMENTS ON CERTAIN ISSUES

CONCERNING REGULATING THE MATERIAL ASSET

REORGANIZATIONS OF LISTED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Electric Group Co., Ltd.

  TICKER:               2727                                CUSIP:   Y76824104

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE PARTIES TO THE TRANSACTION IN         ISSUER            YES             FOR                  FOR

RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

FOR ACQUISITION OF ASSETS

PROPOSAL #1.2: APPROVE TRANSACTION SUBJECTS IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

FOR ACQUISITION OF ASSETS

PROPOSAL #1.3: APPROVE BASIS OF PRICING AND                        ISSUER            YES             FOR                  FOR

TRANSACTION PRICE IN RELATION TO THE ASSETS SWAP AND

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.4: APPROVE ARRANGEMENT FOR PROFIT OR LOSS        ISSUER            YES             FOR                  FOR

 FOR THE PERIOD IN RELATION TO THE ASSETS SWAP AND

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.5: APPROVE PROCEDURES FOR TRANSFER OF              ISSUER            YES             FOR                  FOR

OWNERSHIP AND LIABILITY FOR BREACH OF CONTRACT IN

RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

FOR ACQUISITION OF ASSETS

PROPOSAL #1.6: APPROVE CLASS AND NOMINAL VALUE OF              ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE ASSETS SWAP

AND ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.7: APPROVE TARGET SUBSCRIBERS FOR SHARES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RELATION TO THE ASSETS SWAP AND

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.8: APPROVE METHOD OF ISSUANCE AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION FOR SHARES IN RELATION TO THE ASSETS

SWAP AND ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.9: APPROVE PRICING BENCHMARK DATE, BASIS         ISSUER            YES             FOR                  FOR

OF PRICING AND ISSUE PRICE FOR THE ISSUANCE OF SHARES

 IN RELATION TO THE ASSETS SWAP AND ISSUANCE OF

SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.10: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE ASSETS SWAP AND ISSUANCE OF

SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.11: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

FOR ACQUISITION OF ASSETS

PROPOSAL #1.12: APPROVE LISTING PLACE OF THE SHARES          ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RELATION TO THE ASSETS SWAP AND

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.13: APPROVE TREATMENT FOR THE COMPANY'S          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED RETAINED EARNINGS PRIOR TO THE SHARES

ISSUANCE IN RELATION TO THE ASSETS SWAP AND ISSUANCE

OF SHARES FOR ACQUISITION OF ASSETS

PROPOSAL #1.14: APPROVE VALIDITY OF THE RESOLUTIONS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ASSETS SWAP AND ISSUANCE OF SHARES

 FOR ACQUISITION OF ASSETS


 

PROPOSAL #1.15: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE ISSUANCE OF

SHARES FOR SUPPORTING FUNDS RAISING

PROPOSAL #1.16: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

METHODS OF SUBSCRIPTION  IN RELATION TO THE ISSUANCE

OF SHARES FOR SUPPORTING FUNDS RAISING

PROPOSAL #1.17: APPROVE ISSUE PRICE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUANCE OF SHARES FOR SUPPORTING FUNDS RAISING

PROPOSAL #1.18: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

  IN RELATION TO THE ISSUANCE OF SHARES FOR

SUPPORTING FUNDS RAISING

PROPOSAL #1.19: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF SHARES FOR SUPPORTING FUNDS

PROPOSAL #1.20: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE ISSUANCE OF SHARES FOR SUPPORTING

FUNDS RAISING

PROPOSAL #1.21: APPROVE STOCK EXCHANGE FOR THE                   ISSUER            YES             FOR                  FOR

PROPOSED LISTING IN RELATION TO THE ISSUANCE OF

SHARES FOR SUPPORTING FUNDS RAISING

PROPOSAL #1.22: APPROVE VALIDITY OF THE RESOLUTIONS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUANCE OF SHARES FOR SUPPORTING

FUNDS RAISING

PROPOSAL #2: APPROVE THE REPORT FOR ASSETS SWAP AND          ISSUER            YES             FOR                  FOR

ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS AS WELL

AS SUPPORTING FUNDS RAISING BY THE COMPANY AND ITS

SUMMARY

PROPOSAL #3: APPROVE EXECUTION OF THE ASSETS SWAP AND        ISSUER            YES             FOR                  FOR

 ISSUANCE OF SHARES FOR ACQUISITION OF ASSETS

AGREEMENT WITH CONDITIONS PRECEDENT BETWEEN SHANGHAI

ELECTRIC (GROUP) CORPORATION AND THE COMPANY

PROPOSAL #4: APPROVE EXECUTION OF THE SHARE                        ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH CONDITIONS PRECEDENT

BETWEEN TARGET SUBSCRIBERS AND THE COMPANY

PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH RELEVANT            ISSUER            YES             FOR                  FOR

MATTERS OF THE TRANSACTIONS

PROPOSAL #6: APPROVE REPORT ON THE USE OF PROCEEDS            ISSUER            YES             FOR                  FOR

FROM THE PREVIOUS FUND RAISING ACTIVITY BY THE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Electric Group Co., Ltd.

  TICKER:               2727                                CUSIP:   Y76824104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 REPORT OF THE FINANCIAL              ISSUER            YES             FOR                  FOR

RESULTS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PWC ZHONG TIAN AS PRC AUDITOR            ISSUER            YES             FOR                  FOR

AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #7: APPROVE RATIFICATION OF EMOLUMENTS PAID         ISSUER            YES             FOR                  FOR

TO DIRECTORS AND SUPERVISORS FOR THE YEAR OF 2015 AND

 APPROVE EMOLUMENTS OF DIRECTORS AND SUPERVISORS FOR

THE YEAR OF 2016

PROPOSAL #8: APPROVE RENEWAL OF LIABILITY INSURANCE          ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #9.1: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

SHANGHAI ELECTRIC WIND POWER EQUIPMENT CO., LTD.

PROPOSAL #9.2: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

SHANGHAI ELECTRIC WIND ENERGY CO., LTD.

PROPOSAL #9.3: APPROVE PROVISION OF GUARANTEE TO SEC-        ISSUER            YES         AGAINST           AGAINST

KSB NUCLEAR PUMPS & VALVES CO., LTD.

PROPOSAL #9.4: APPROVE PROVISION OF ELECTRONIC                   ISSUER            YES         AGAINST           AGAINST

BANKERS' ACCEPTANCES BY SHANGHAI ELECTRIC GROUP

FINANCE CO., LTD. TO THE SUBSIDIARIES OF SHANGHAI

ELECTRIC (GROUP) CORPORATION

PROPOSAL #10: ELECT LI JIANJIN AS DIRECTOR                       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Electric Group Co., Ltd.

  TICKER:               2727                                CUSIP:   Y76824112

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 REPORT OF THE FINANCIAL              ISSUER            YES             FOR                  FOR

RESULTS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PWC ZHONG TIAN AS PRC AUDITOR            ISSUER            YES             FOR                  FOR

AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE RATIFICATION OF EMOLUMENTS PAID         ISSUER            YES             FOR                  FOR

TO DIRECTORS AND SUPERVISORS FOR THE YEAR OF 2015 AND

 APPROVE EMOLUMENTS OF DIRECTORS AND SUPERVISORS FOR

THE YEAR OF 2016

PROPOSAL #8: APPROVE RENEWAL OF LIABILITY INSURANCE          ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SHANGHAI ELECTRIC WIND POWER EQUIPMENT CO., LTD.

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

SHANGHAI ELECTRIC WIND ENERGY CO., LTD.

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO SEC-         ISSUER            YES             FOR                  FOR

KSB NUCLEAR PUMPS & VALVES CO., LTD.

PROPOSAL #12: APPROVE PROVISION OF ELECTRONIC                     ISSUER            YES             FOR                  FOR

BANKERS' ACCEPTANCES BY SHANGHAI ELECTRIC GROUP

FINANCE CO., LTD. TO THE SUBSIDIARIES OF SHANGHAI

ELECTRIC (GROUP) CORPORATION

PROPOSAL #13: ELECT LI JIANJIN AS DIRECTOR                       SHAREHOLDER        YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Electric Power Co., Ltd.

  TICKER:               600021                            CUSIP:   Y7T829116

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REGISTRATION OF ULTRA SHORT-TERM        ISSUER            YES             FOR                  FOR

 FINANCIAL BILL

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

PERFORMANCE GUARANTEE OF SHANGHAI SHANGDIAN POWER

ENGINEERING CO., LTD.

PROPOSAL #3.01: ELECT WANG JIANGGONG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.02: ELECT WANG JINTAO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Electric Power Co., Ltd.

  TICKER:               600021                            CUSIP:   Y7T829116

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 EXTERNAL GUARANTEES                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF SHINEWING            ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE CAPITAL INJECTION IN FINANCIAL         ISSUER            YES             FOR                  FOR

LEASING COMPANY

PROPOSAL #11: APPROVE USE OF FUNDS FROM CORPORATE              ISSUER            YES             FOR                  FOR

BONDS OF STATE POWER INVESTMENT GROUP CO., LTD.

PROPOSAL #12: APPROVE REGISTRATION OF PRIVATE                     ISSUER            YES             FOR                  FOR

DIRECTIONAL DEBT FINANCING INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Feilo Acoustics Co., Ltd.

  TICKER:               600651                            CUSIP:   Y7681U107

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR LOAN         ISSUER            YES         AGAINST           AGAINST

APPLIED BY INVESTMENT ENTERPRISE

PROPOSAL #7: APPROVE EXTENSION IN RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD OF ISSUANCE OF OVERSEAS EURO BONDS BY

PROPOSAL #8.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #8.02: APPROVE GRANT PRICE AND METHOD OF              ISSUER            YES             FOR                  FOR

DETERMINATION

PROPOSAL #8.03: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF UNDERLYING STOCKS

PROPOSAL #8.04: APPROVE DURATION, GRANT DATE, LOCKING        ISSUER            YES             FOR                  FOR

 PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD OF

RESTRICTED STOCKS

PROPOSAL #8.05: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #8.06: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #8.07: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.08: APPROVE PROCEDURES TO IMPLEMENT,                ISSUER            YES             FOR                  FOR

GRANT AND UNLOCK THE RESTRICTED STOCKS

PROPOSAL #8.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #8.10: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #8.11: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #8.12: APPROVE PROCEDURES TO ADJUST THE                ISSUER            YES             FOR                  FOR

REPURCHASE PRICE AS WELL AS REPURCHASE CANCELLATION

PROPOSAL #9: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: APPROVE ANNUAL REPORT                                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

  TICKER:               600196                            CUSIP:   Y7687D109

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE              ISSUER            YES             FOR                  FOR

PARTICIPANTS AND THE SCOPE OF PARTICIPANTS OF THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.02: APPROVE SOURCE AND NUMBER OF                       ISSUER            YES             FOR                  FOR

RESTRICTED A SHARES UNDER THE RESTRICTED A SHARE

INCENTIVE SCHEME II

PROPOSAL #1.03: APPROVE ALLOCATION OF RESTRICTED A            ISSUER            YES             FOR                  FOR

SHARES GRANTED TO PARTICIPANTS UNDER THE RESTRICTED

ASHARE INCENTIVE SCHEME II


 

PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF                ISSUER            YES             FOR                  FOR

GRANT, LOCK-UP PERIOD, UNLOCKING DATE AND THE

RELEVANT LOCKUP PROVISIONS OF THE RESTRICTED A SHARE

INCENTIVE SCHEME II

PROPOSAL #1.05: APPROVE GRANT PRICE AND BASIS OF                ISSUER            YES             FOR                  FOR

DETERMINATION OF THE RESTRICTED A SHARE INCENTIVE

SCHEME II

PROPOSAL #1.06: APPROVE CONDITIONS OF GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING THE RESTRICTED A SHARES UNDER THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.07: APPROVE ADJUSTMENT METHOD AND                     ISSUER            YES             FOR                  FOR

PROCEDURES OF THE RESTRICTED A SHARE INCENTIVE SCHEME

 II

PROPOSAL #1.08: APPROVE ACCOUNTING TREATMENT FOR                ISSUER            YES             FOR                  FOR

RESTRICTED A SHARES OF THE RESTRICTED A SHARE

INCENTIVESCHEME II

PROPOSAL #1.09: APPROVE PROCEDURES OF GRANT AND                 ISSUER            YES             FOR                  FOR

UNLOCKING OF RESTRICTED A SHARES HELD BY PARTICIPANTS

 UNDER THE RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 COMPANY AND THE PARTICIPANTS

PROPOSAL #1.1: APPROVE VARIATION AND TERMINATION OF          ISSUER            YES             FOR                  FOR

THE RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.12: APPROVE PRINCIPLES OF REPURCHASING            ISSUER            YES             FOR                  FOR

AND CANCELLING THE RESTRICTED A SHARES UNDER

THERESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #2: APPROVE ADMINISTRATIVE MEASURES FOR THE         ISSUER            YES             FOR                  FOR

APPRAISAL SYSTEM OF THE RESTRICTED A SHARE INCENTIVE

SCHEME II (REVISED) OF SHANGHAI FOSUN PHARMACEUTICAL

(GROUP) CO., LTD.

PROPOSAL #3: APPROVE PROPOSED GRANT AND MANDATE TO            ISSUER            YES             FOR                  FOR

THE BOARD TO DEAL WITH MATTERS PERTAINING TO THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #4: APPROVE THE NEW GUARANTEE QUOTA OF THE          ISSUER            YES             FOR                  FOR

COMPANY FOR 2015

PROPOSAL #5: APPROVE THE PROVISION OF LOAN QUOTA TO          ISSUER            YES             FOR                  FOR

FOSUN INDUSTRIAL (HK) CO., LTD., A WHOLLY OWNED

SUBSIDIARY OF THE COMPANY

PROPOSAL #6: APPROVE THE BANK CREDIT APPLICATIONS OF         ISSUER            YES             FOR                  FOR

THE COMPANY

PROPOSAL #7: APPROVE THE PROPOSAL IN RESPECT OF THE          ISSUER            YES             FOR                  FOR

COMPLIANCE WITH THE CONDITIONS FOR PROPOSED ISSUANCE

OF CORPORATE BONDS BY COMPANY

PROPOSAL #8.01: APPROVE SIZE AND METHOD OF THE                   ISSUER            YES             FOR                  FOR

ISSUANCE IN RELATION TO THE CORPORATE BONDS BY

PROPOSAL #8.02: APPROVE  COUPON RATE AND ITS                       ISSUER            YES             FOR                  FOR

DETERMINATION MECHANISM IN RELATION TO THE CORPORATE

BONDS BY COMPANY

PROPOSAL #8.03: APPROVE MATURITY PERIOD, METHOD OF            ISSUER            YES             FOR                  FOR

PRINCIPAL REPAYMENT AND INTEREST PAYMENT, AND

OTHERSPECIFIC ARRANGEMENTS IN RELATION TO THE

CORPORATE BONDS BY COMPANY

PROPOSAL #8.04: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.05: APPROVE ISSUANCE TARGET AND PLACING          ISSUER            YES             FOR                  FOR

ARRANGEMENT FOR SHAREHOLDERS OF THE COMPANY IN

RELATION TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.06: APPROVE GUARANTEE ARRANGEMENT IN                ISSUER            YES             FOR                  FOR

RELATION TO THE CORPORATE BONDS BY COMPANY


 

PROPOSAL #8.07: APPROVE PROVISIONS ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

REPURCHASE IN RELATION TO THE CORPORATE BONDS BY

COMPANY

PROPOSAL #8.08: APPROVE CREDIT STANDING OF THE                   ISSUER            YES             FOR                  FOR

COMPANY AND SAFEGUARDS FOR DEBT REPAYMENT IN RELATION

 TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.09: APPROVE UNDERWRITING METHOD IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.10: APPROVE LISTING ARRANGEMENT IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.11: APPROVE VALIDITY OF THE RESOLUTIONS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #9: AUTHORIZE BOARD TO DEAL WITH MATTERS IN         ISSUER            YES             FOR                  FOR

RELATION TO THE REGISTRATION AND ISSUANCE OF

CORPORATE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

  TICKER:               600196                            CUSIP:   Y7687D109

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE              ISSUER            YES             FOR                  FOR

PARTICIPANTS AND THE SCOPE OF PARTICIPANTS OF THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.02: APPROVE SOURCE AND NUMBER OF                       ISSUER            YES             FOR                  FOR

RESTRICTED A SHARES UNDER THE RESTRICTED A SHARE

INCENTIVESCHEME II

PROPOSAL #1.03: APPROVE ALLOCATION OF RESTRICTED A            ISSUER            YES             FOR                  FOR

SHARES GRANTED TO PARTICIPANTS UNDER THE RESTRICTED

ASHARE INCENTIVE SCHEME II

PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF                ISSUER            YES             FOR                  FOR

GRANT, LOCK-UP PERIOD, UNLOCKING DATE AND THE

RELEVANT LOCKUP PROVISIONS OF THE RESTRICTED A SHARE

INCENTIVE SCHEME II

PROPOSAL #1.05: APPROVE GRANT PRICE AND BASIS OF                ISSUER            YES             FOR                  FOR

DETERMINATION OF THE RESTRICTED A SHARE INCENTIVE

SCHEME II

PROPOSAL #1.06: APPROVE CONDITIONS OF GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING THE RESTRICTED A SHARES UNDER THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.07: APPROVE ADJUSTMENT METHOD AND                     ISSUER            YES             FOR                  FOR

PROCEDURES OF THE RESTRICTED A SHARE INCENTIVE SCHEME

 II

PROPOSAL #1.08: APPROVE ACCOUNTING TREATMENT FOR                ISSUER            YES             FOR                  FOR

RESTRICTED A SHARES OF THE RESTRICTED A SHARE

INCENTIVESCHEME II

PROPOSAL #1.09: APPROVE PROCEDURES OF GRANT AND                 ISSUER            YES             FOR                  FOR

UNLOCKING OF RESTRICTED A SHARES HELD BY PARTICIPANTS

 UNDER THE RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 COMPANY AND THE PARTICIPANTS

PROPOSAL #1.11: APPROVE VARIATION AND TERMINATION OF         ISSUER            YES             FOR                  FOR

THE RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.12: APPROVE PRINCIPLES OF REPURCHASING            ISSUER            YES             FOR                  FOR

AND CANCELLING THE RESTRICTED A SHARES UNDER

THERESTRICTED A SHARE INCENTIVE SCHEME II


 

PROPOSAL #2: APPROVE ADMINISTRATIVE MEASURES FOR THE         ISSUER            YES             FOR                  FOR

APPRAISAL SYSTEM OF THE RESTRICTED A SHARE INCENTIVE

SCHEME II (REVISED) OF SHANGHAI FOSUN PHARMACEUTICAL

(GROUP) CO., LTD.

PROPOSAL #3: APPROVE PROPOSED GRANT AND MANDATE TO            ISSUER            YES             FOR                  FOR

THE BOARD TO DEAL WITH MATTERS PERTAINING TO THE

RESTRICTED A SHARE INCENTIVE SCHEME II

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

  TICKER:               600196                            CUSIP:   Y7687D109

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE IMPACT OF DILUTION OF                   ISSUER            YES             FOR                  FOR

CURRENT RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

 RELEVANT MEASURES TO BE TAKEN

PROPOSAL #2: APPROVE UNDERTAKINGS OF REMEDIAL                     ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE NON-

PUBLIC ISSUANCE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

  TICKER:               600196                            CUSIP:   Y7687D109

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #4: APPROVE 2015 FINAL ACCOUNTS REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL PROFIT DISTRIBUTION         ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING (SPECIAL         ISSUER            YES             FOR                  FOR

GENERAL PARTNERSHIP) AS PRC FINANCIAL REPORT AND

INTERNAL CONTROL REPORT AUDITORS AND ERNST & YOUNG AS

 INTERNATIONAL FINANCIAL REPORT AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE 2016 ESTIMATED ONGOING RELATED          ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #8: APPROVE 2015 APPRAISAL RESULTS AND                 ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS

PROPOSAL #9: APPROVE 2016 APPRAISAL PROGRAM OF                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE RENEWAL OF AND NEW ENTRUSTED            ISSUER            YES         AGAINST           AGAINST

LOAN QUOTA OF THE GROUP

PROPOSAL #11: APPROVE RENEWAL OF AND NEW GUARANTEE            ISSUER            YES             FOR                  FOR

QUOTA OF THE GROUP

PROPOSAL #12: APPROVE TOTAL BANK CREDIT APPLICATIONS         ISSUER            YES             FOR                  FOR

OF THE GROUP

PROPOSAL #13: APPROVE AUTHORIZATION TO THE MANAGEMENT        ISSUER            YES             FOR                  FOR

 TO DISPOSE OF LISTED SECURITIES


 

PROPOSAL #14: APPROVE ADJUSTMENTS OF ALLOWANCE OF              ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #15: APPROVE THE AMENDMENT OF BOARD RULES             ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE PROPOSED ISSUANCE OF THE                   ISSUER            YES             FOR                  FOR

RENEWABLE CORPORATE BONDS

PROPOSAL #16.1: APPROVE SIZE AND METHOD OF ISSUANCE          ISSUER            YES             FOR                  FOR

IN RELATION TO THE PROPOSED ISSUANCE OF THE RENEWABLE

 CORPORATE BONDS

PROPOSAL #16.2: APPROVE BOND RATE OR ITS                              ISSUER            YES             FOR                  FOR

DETERMINATION MECHANISM IN RELATION TO THE PROPOSED

ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #16.3: APPROVE MATURITY PERIOD, METHOD OF            ISSUER            YES             FOR                  FOR

PRINCIPAL PAYMENT AND INTEREST PAYMENT AND OTHER

SPECIFIC ARRANGEMENTS IN RELATION TO THE PROPOSED

ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #16.4: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE

PROPOSAL #16.5: APPROVE INVESTORS AND THE PLACING              ISSUER            YES             FOR                  FOR

AGREEMENT FOR SHAREHOLDERS IN RELATION TO THE

PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #16.6: APPROVE GUARANTEE IN RELATION TO THE         ISSUER            YES             FOR                  FOR

PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #16.7: APPROVE CREDIT STANDING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE

PROPOSAL #16.8: APPROVE UNDERWRITING IN RELATION TO          ISSUER            YES             FOR                  FOR

THE PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE

PROPOSAL #16.9: APPROVE LISTING AGREEMENT IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE

BONDS

PROPOSAL #16.10: APPROVE RESOLUTION VALIDITY IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED ISSUANCE OF THE RENEWABLE

CORPORATE BONDS

PROPOSAL #17: AUTHORIZE BOARD TO HANDLE ALL MATTERS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE REPORTING AND ISSUANCE OF THE

RENEWABLE CORPORATE BONDS

PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #19: APPROVE RESOLUTION IN RELATION TO THE          ISSUER            YES             FOR                  FOR

EXTENSION OF THE EFFECTIVE PERIOD FOR THE PROPOSED

NON-PUBLIC ISSUANCE

PROPOSAL #20: APPROVE RESOLUTION IN RELATION TO THE          ISSUER            YES             FOR                  FOR

EXTENSION OF THE EFFECTIVE PERIOD FOR AUTHORIZATION

OF THE PROPOSED NON-PUBLIC ISSUANCE

PROPOSAL #21.1: ELECT CHEN QIYU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #21.2: ELECT YAO FANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #21.3: ELECT GUO GUANGCHANG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #21.4: ELECT WANG QUNBIN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #21.5: ELECT KANG LAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #21.6: ELECT JOHN CHANGZHENG MA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #21.7: ELECT WANG CAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #22.1: ELECT CAO HUIMIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #22.2: ELECT JIANG XIAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #22.3: ELECT WONG TIN YAU KELVIN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #22.4: ELECT WAI SHIU KWAN DANNY AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #23.1: ELECT CAO GENXING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #23.2: ELECT GUAN YIMIN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

  TICKER:               600196                            CUSIP:   Y7687D117

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE              ISSUER            YES             FOR                  FOR

PARTICIPANTS AND THE SCOPE OF PARTICIPANTS OF THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.02: APPROVE SOURCE AND NUMBER OF                       ISSUER            YES             FOR                  FOR

RESTRICTED A SHARES UNDER THE RESTRICTED A SHARE

INCENTIVESCHEME II

PROPOSAL #1.03: APPROVE ALLOCATION OF RESTRICTED A            ISSUER            YES             FOR                  FOR

SHARES GRANTED TO PARTICIPANTS UNDER THE RESTRICTED

ASHARE INCENTIVE SCHEME II

PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF                ISSUER            YES             FOR                  FOR

GRANT, LOCK-UP PERIOD, UNLOCKING DATE AND THE

RELEVANT LOCKUP PROVISIONS OF THE RESTRICTED A SHARE

INCENTIVE SCHEME II

PROPOSAL #1.05: APPROVE GRANT PRICE AND BASIS OF                ISSUER            YES             FOR                  FOR

DETERMINATION OF THE RESTRICTED A SHARE INCENTIVE

SCHEME II

PROPOSAL #1.06: APPROVE CONDITIONS OF GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING THE RESTRICTED A SHARES UNDER THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.07: APPROVE ADJUSTMENT METHOD AND                     ISSUER            YES             FOR                  FOR

PROCEDURES OF THE RESTRICTED A SHARE INCENTIVE SCHEME

 II

PROPOSAL #1.08: APPROVE ACCOUNTING TREATMENT FOR                ISSUER            YES             FOR                  FOR

RESTRICTED A SHARES OF THE RESTRICTED A SHARE

INCENTIVESCHEME II

PROPOSAL #1.09: APPROVE PROCEDURES OF GRANT AND                 ISSUER            YES             FOR                  FOR

UNLOCKING OF RESTRICTED A SHARES HELD BY PARTICIPANTS

 UNDER THE RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 COMPANY AND THE PARTICIPANTS

PROPOSAL #1.11: APPROVE VARIATION AND TERMINATION OF         ISSUER            YES             FOR                  FOR

THE RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.12: APPROVE PRINCIPLES OF REPURCHASING            ISSUER            YES             FOR                  FOR

AND CANCELLING THE RESTRICTED A SHARES UNDER

THERESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #2: APPROVE ADMINISTRATIVE MEASURES FOR THE         ISSUER            YES             FOR                  FOR

APPRAISAL SYSTEM OF THE RESTRICTED A SHARE INCENTIVE

SCHEME II (REVISED) OF SHANGHAI FOSUN PHARMACEUTICAL

(GROUP) CO., LTD.

PROPOSAL #3: APPROVE PROPOSED GRANT AND MANDATE TO            ISSUER            YES             FOR                  FOR

THE BOARD TO DEAL WITH MATTERS PERTAINING TO THE

RESTRICTED A SHARE INCENTIVE SCHEME II


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

  TICKER:               600196                            CUSIP:   Y7687D117

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE              ISSUER            YES             FOR                  FOR

PARTICIPANTS AND THE SCOPE OF PARTICIPANTS OF THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.02: APPROVE SOURCE AND NUMBER OF                       ISSUER            YES             FOR                  FOR

RESTRICTED A SHARES UNDER THE RESTRICTED A SHARE

INCENTIVESCHEME II

PROPOSAL #1.03: APPROVE ALLOCATION OF RESTRICTED A            ISSUER            YES             FOR                  FOR

SHARES GRANTED TO PARTICIPANTS UNDER THE RESTRICTED

ASHARE INCENTIVE SCHEME II

PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF                ISSUER            YES             FOR                  FOR

GRANT, LOCK-UP PERIOD, UNLOCKING DATE AND THE

RELEVANT LOCKUP PROVISIONS OF THE RESTRICTED A SHARE

INCENTIVE SCHEME II

PROPOSAL #1.05: APPROVE GRANT PRICE AND BASIS OF                ISSUER            YES             FOR                  FOR

DETERMINATION OF THE RESTRICTED A SHARE INCENTIVE

SCHEME II

PROPOSAL #1.06: APPROVE CONDITIONS OF GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING THE RESTRICTED A SHARES UNDER THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.07: APPROVE ADJUSTMENT METHOD AND                     ISSUER            YES             FOR                  FOR

PROCEDURES OF THE RESTRICTED A SHARE INCENTIVE SCHEME

 II

PROPOSAL #1.08: APPROVE ACCOUNTING TREATMENT FOR                ISSUER            YES             FOR                  FOR

RESTRICTED A SHARES OF THE RESTRICTED A SHARE

INCENTIVESCHEME II

PROPOSAL #1.09: APPROVE PROCEDURES OF GRANT AND                 ISSUER            YES             FOR                  FOR

UNLOCKING OF RESTRICTED A SHARES HELD BY PARTICIPANTS

 UNDER THE RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 COMPANY AND THE PARTICIPANTS

PROPOSAL #1.1: APPROVE VARIATION AND TERMINATION OF          ISSUER            YES             FOR                  FOR

THE RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #1.12: APPROVE PRINCIPLES OF REPURCHASING            ISSUER            YES             FOR                  FOR

AND CANCELLING THE RESTRICTED A SHARES UNDER

THERESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #2: APPROVE ADMINISTRATIVE MEASURES FOR THE         ISSUER            YES             FOR                  FOR

APPRAISAL SYSTEM OF THE RESTRICTED A SHARE INCENTIVE

SCHEME II (REVISED) OF SHANGHAI FOSUN PHARMACEUTICAL

(GROUP) CO., LTD.

PROPOSAL #3: APPROVE PROPOSED GRANT AND MANDATE TO            ISSUER            YES             FOR                  FOR

THE BOARD TO DEAL WITH MATTERS PERTAINING TO THE

RESTRICTED A SHARE INCENTIVE SCHEME II

PROPOSAL #4: APPROVE THE NEW GUARANTEE QUOTA OF THE          ISSUER            YES             FOR                  FOR

COMPANY FOR 2015

PROPOSAL #5: APPROVE THE PROVISION OF LOAN QUOTA TO          ISSUER            YES             FOR                  FOR

FOSUN INDUSTRIAL (HK) CO., LTD., A WHOLLY OWNED

SUBSIDIARY OF THE COMPANY

PROPOSAL #6: APPROVE THE BANK CREDIT APPLICATIONS OF         ISSUER            YES             FOR                  FOR

THE COMPANY

PROPOSAL #7: APPROVE THE PROPOSAL IN RESPECT OF THE          ISSUER            YES             FOR                  FOR

COMPLIANCE WITH THE CONDITIONS FOR PROPOSED ISSUANCE

OF CORPORATE BONDS BY COMPANY


 

PROPOSAL #8.01: APPROVE SIZE AND METHOD OF THE                   ISSUER            YES             FOR                  FOR

ISSUANCE IN RELATION TO THE CORPORATE BONDS BY

PROPOSAL #8.02: APPROVE  COUPON RATE AND ITS                       ISSUER            YES             FOR                  FOR

DETERMINATION MECHANISM IN RELATION TO THE CORPORATE

BONDS BY COMPANY

PROPOSAL #8.03: APPROVE MATURITY PERIOD, METHOD OF            ISSUER            YES             FOR                  FOR

PRINCIPAL REPAYMENT AND INTEREST PAYMENT, AND

OTHERSPECIFIC ARRANGEMENTS IN RELATION TO THE

CORPORATE BONDS BY COMPANY

PROPOSAL #8.04: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.05: APPROVE ISSUANCE TARGET AND PLACING          ISSUER            YES             FOR                  FOR

ARRANGEMENT FOR SHAREHOLDERS OF THE COMPANY IN

RELATION TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.06: APPROVE GUARANTEE ARRANGEMENT IN                ISSUER            YES             FOR                  FOR

RELATION TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.07: APPROVE PROVISIONS ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

REPURCHASE IN RELATION TO THE CORPORATE BONDS BY

COMPANY

PROPOSAL #8.08: APPROVE CREDIT STANDING OF THE                   ISSUER            YES             FOR                  FOR

COMPANY AND SAFEGUARDS FOR DEBT REPAYMENT IN RELATION

 TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.09: APPROVE UNDERWRITING METHOD IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.10: APPROVE LISTING ARRANGEMENT IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #8.11: APPROVE VALIDITY OF THE RESOLUTIONS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE CORPORATE BONDS BY COMPANY

PROPOSAL #9: AUTHORIZE BOARD TO DEAL WITH MATTERS IN         ISSUER            YES             FOR                  FOR

RELATION TO THE REGISTRATION AND ISSUANCE OF

CORPORATE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

  TICKER:               600196                            CUSIP:   Y7687D117

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE IMPACT OF DILUTION OF                   ISSUER            YES             FOR                  FOR

CURRENT RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

 RELEVANT MEASURES TO BE TAKEN

PROPOSAL #2: APPROVE UNDERTAKINGS OF REMEDIAL                     ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE NON-

PUBLIC ISSUANCE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

  TICKER:               600196                            CUSIP:   Y7687D117

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE


 

PROPOSAL #4: APPROVE 2015 FINAL ACCOUNTS REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL PROFIT DISTRIBUTION         ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING (SPECIAL         ISSUER            YES             FOR                  FOR

GENERAL PARTNERSHIP) AS PRC FINANCIAL REPORT AND

INTERNAL CONTROL REPORT AUDITORS AND ERNST & YOUNG AS

 INTERNATIONAL FINANCIAL REPORT AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE 2016 ESTIMATED ONGOING RELATED          ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #8: APPROVE 2015 APPRAISAL RESULTS AND                 ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS

PROPOSAL #9: APPROVE 2016 APPRAISAL PROGRAM OF                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE RENEWAL OF AND NEW ENTRUSTED            ISSUER            YES         AGAINST           AGAINST

LOAN QUOTA OF THE GROUP

PROPOSAL #11: APPROVE RENEWAL OF AND NEW GUARANTEE            ISSUER            YES             FOR                  FOR

QUOTA OF THE GROUP

PROPOSAL #12: APPROVE TOTAL BANK CREDIT APPLICATIONS         ISSUER            YES             FOR                  FOR

OF THE GROUP

PROPOSAL #13: APPROVE AUTHORIZATION TO THE MANAGEMENT        ISSUER            YES             FOR                  FOR

 TO DISPOSE OF LISTED SECURITIES

PROPOSAL #14: APPROVE ADJUSTMENTS OF ALLOWANCE OF              ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #15: APPROVE THE AMENDMENT OF BOARD RULES             ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE PROPOSED ISSUANCE OF THE                   ISSUER            YES             FOR                  FOR

RENEWABLE CORPORATE BONDS

PROPOSAL #16.1: APPROVE SIZE AND METHOD OF ISSUANCE          ISSUER            YES             FOR                  FOR

IN RELATION TO THE PROPOSED ISSUANCE OF THE RENEWABLE

 CORPORATE BONDS

PROPOSAL #16.2: APPROVE BOND RATE OR ITS                              ISSUER            YES             FOR                  FOR

DETERMINATION MECHANISM IN RELATION TO THE PROPOSED

ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #16.3: APPROVE MATURITY PERIOD, METHOD OF            ISSUER            YES             FOR                  FOR

PRINCIPAL PAYMENT AND INTEREST PAYMENT AND OTHER

SPECIFIC ARRANGEMENTS IN RELATION TO THE PROPOSED

ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #16.4: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE

PROPOSAL #16.5: APPROVE INVESTORS AND THE PLACING              ISSUER            YES             FOR                  FOR

AGREEMENT FOR SHAREHOLDERS IN RELATION TO THE

PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #16.6: APPROVE GUARANTEE IN RELATION TO THE         ISSUER            YES             FOR                  FOR

PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #16.7: APPROVE CREDIT STANDING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE

PROPOSAL #16.8: APPROVE UNDERWRITING IN RELATION TO          ISSUER            YES             FOR                  FOR

THE PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE

PROPOSAL #16.9: APPROVE LISTING AGREEMENT IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE PROPOSED ISSUANCE OF THE RENEWABLE CORPORATE

BONDS

PROPOSAL #16.10: APPROVE RESOLUTION VALIDITY IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED ISSUANCE OF THE RENEWABLE

CORPORATE BONDS

PROPOSAL #17: AUTHORIZE BOARD TO HANDLE ALL MATTERS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE REPORTING AND ISSUANCE OF THE

RENEWABLE CORPORATE BONDS


 

PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #19: APPROVE RESOLUTION IN RELATION TO THE          ISSUER            YES             FOR                  FOR

EXTENSION OF THE EFFECTIVE PERIOD FOR THE PROPOSED

NON-PUBLIC ISSUANCE

PROPOSAL #20: APPROVE RESOLUTION IN RELATION TO THE          ISSUER            YES             FOR                  FOR

EXTENSION OF THE EFFECTIVE PERIOD FOR AUTHORIZATION

OF THE PROPOSED NON-PUBLIC ISSUANCE

PROPOSAL #21.1: ELECT CHEN QIYU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #21.2: ELECT YAO FANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #21.3: ELECT GUO GUANGCHANG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #21.4: ELECT WANG QUNBIN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #21.5: ELECT KANG LAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #21.6: ELECT JOHN CHANGZHENG MA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #21.7: ELECT WANG CAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #22.1: ELECT CAO HUIMIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #22.2: ELECT JIANG XIAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #22.3: ELECT WONG TIN YAU KELVIN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #22.4: ELECT WAI SHIU KWAN DANNY AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #23.1: ELECT CAO GENXING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #23.2: ELECT GUAN YIMIN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fudan Forward S&T Co., Ltd.

  TICKER:               600624                            CUSIP:   Y2617R104

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE PROVISION OF FINANCING                        ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 ALLOWANCES OF INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE APPOINTMENT OF BDO CHINA SHU            ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #11: APPROVE APPOINTMENT OF BDO CHINA SHU            ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS INTERNAL CONTROL AUDITOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Fudan Forward S&T Co., Ltd.

  TICKER:               600624                            CUSIP:   Y2617R104

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SHAO JUN AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHANGHAI FUDAN-ZHANGJIANG BIO-PHARMACEUTICAL CO.LTD

  TICKER:               1349                                CUSIP:   Y7682Y108

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND THE AUDITORS' REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND DISTRIBUTION PLAN

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AND                 ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS

INTERNATIONAL AND STATUTORY AUDITORS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #7: ELECT LIU XIAO LONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE SUPPLEMENTAL AGREEMENT, REVISED         ISSUER            YES             FOR                  FOR

ANNUAL CAP AND RELATED TRANSACTIONS

PROPOSAL #9: APPROVE PURCHASE OF WEALTH MANAGEMENT            ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #10: APPROVE REGULATIONS FOR INFORMATION              ISSUER            YES             FOR                  FOR

DISCLOSURE

PROPOSAL #11: APPROVE ADMINISTRATIVE RULES OF                     ISSUER            YES             FOR                  FOR

CONNECTED/RELATED-PARTY TRANSACTIONS

PROPOSAL #12: APPROVE ADMINISTRATIVE RULES OF USE OF         ISSUER            YES             FOR                  FOR

PROCEEDS

PROPOSAL #13: APPROVE REGULATIONS FOR FINANCING AND          ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEE

PROPOSAL #14: APPROVE ADMINISTRATIVE RULES OF MAJOR          ISSUER            YES             FOR                  FOR

DECISIONS ON INVESTMENT AND OPERATION

PROPOSAL #15: APPROVE RULES OF PROCEDURES FOR GENERAL        ISSUER            YES             FOR                  FOR

 MEETING

PROPOSAL #16: APPROVE RULES OF PROCEDURES FOR BOARD          ISSUER            YES             FOR                  FOR

MEETING

PROPOSAL #17: APPROVE RULES OF PROCEDURES FOR                     ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #18: APPROVE EXTENSION OF THE RESOLUTION              ISSUER            YES             FOR                  FOR

VALIDITY PERIOD IN RESPECT OF THE PROPOSED ISSUANCE

OF A SHARES

PROPOSAL #19: AUTHORIZE BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE ISSUANCE OF A SHARES


 

PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY-       SHAREHOLDER        YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHANGHAI FUDAN-ZHANGJIANG BIO-PHARMACEUTICAL CO.LTD

  TICKER:               1349                                CUSIP:   Y7682Y108

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF THE RESOLUTION                ISSUER            YES             FOR                  FOR

VALIDITY PERIOD IN RESPECT OF THE PROPOSED ISSUANCE

OF A SHARES

PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE ISSUANCE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Great Wisdom Co., Ltd.

  TICKER:               601519                            CUSIP:   Y7684Y106

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ALLOWANCE OF BOARD OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #2: APPROVE 2015 PHASE I EMPLOYEE STOCK                ISSUER            YES             FOR                  FOR

OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO EMPLOYEE STOCK OWNERSHIP PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Great Wisdom Co., Ltd.

  TICKER:               601519                            CUSIP:   Y7684Y106

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE                   ISSUER            YES             FOR                  FOR

APPLICATION FROM COMMERCIAL BANKS AND NON-BANK

FINANCIAL INSTITUTIONS

PROPOSAL #9: APPROVE PAYMENT OF 2015 REMUNERATION OF         ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Greencourt Investment Group Co., Ltd.

  TICKER:               900919                            CUSIP:   Y7679K103

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTERNAL INVESTMENT AND                       ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF GREENCOURT US WASHINGTON D.C HIGH-

END SCHOOL ZONE REAL ESTATE MEZZANINE FUNDS

PROPOSAL #2: APPROVE AUTHORIZATION OF TRANSFER OF 85%   SHAREHOLDER        YES             FOR                  FOR

 EQUITY IN SHANGHAI DAJIANG HOUCHAO INDUSTRIAL CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Greencourt Investment Group Co., Ltd.

  TICKER:               900919                            CUSIP:   Y7679K103

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 AUDITOR'S REMUNERATION AND         ISSUER            YES             FOR                  FOR

2016 APPOINTMENT OF AUDITOR

PROPOSAL #7: APPROVE PLEDGED AND MORTGAGED ASSETS OF         ISSUER            YES             FOR                  FOR

THE COMPANY AND ITS CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE LOANS OF THE COMPANY AND ITS              ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE EXTERNAL GUARANTEES OF THE                 ISSUER            YES         AGAINST           AGAINST

COMPANY AND ITS CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE TO AUTHORIZE DISPOSAL OF                   ISSUER            YES             FOR                  FOR

FINANCIAL ASSETS AVAILABLE FOR SALE

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE ANNUAL REPORT                                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Guangdian Electric Group Co Ltd

  TICKER:               601616                            CUSIP:   Y76851107

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HOU SONGRONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Guangdian Electric Group Co Ltd

  TICKER:               601616                            CUSIP:   Y76851107

  MEETING DATE:   1/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Guangdian Electric Group Co Ltd

  TICKER:               601616                            CUSIP:   Y76851107

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF DA HUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 AUDITOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10: APPROVE 2016 BANK FINANCING LIMIT                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Haixin Group Co., Ltd.

  TICKER:               600851                            CUSIP:   Y7682J101

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES         AGAINST           AGAINST

DECIDE ON THE GUARANTEE PLAN FOR 2016

PROPOSAL #6: APPROVE APPOINTMENT OF ZHONGHUA                       ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS 2016 FINANCIAL

PROPOSAL #7: APPROVE APPOINTMENT OF ZHONGHUA                       ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS 2016 INTERNAL

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EXTERNAL INVESTMENTS


 

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: ELECT GAO QIANSHAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: ELECT LI SIQUAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHANGHAI HANBELL PRECISE MACHINERY CO LTD

  TICKER:               002158                            CUSIP:   Y76832107

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING ACQUISITION OF EQUITY IN HANBELL PRECISE

MACHINERY CO., LTD BY WHOLLY-OWNED SUBSIDIARY HANBELL

 PRECISE MACHINERY HONG KONG LTD

PROPOSAL #2: APPROVE CAPITAL INJECTION IN WHOLLY-               ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY HANBELL PRECISE MACHINERY HONG KONG

PROPOSAL #3: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY HANBELL PRECISE MACHINERY

HONG KONG LTD

PROPOSAL #4: APPROVE TERMINATION OF AVOID COMPETITION        ISSUER            YES             FOR                  FOR

 AGREEMENT AND MUTUAL SUPPLY AGREEMENT

PROPOSAL #5: APPROVE AUTHORIZATION OF THE WHOLLY-               ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY HANBELL PRECISE MACHINERY HONG KONG

LTD TO CONTINUE TO ACQUIRE HANBELL PRECISE MACHINERY

PROPOSAL #6: ELECT HAN FENGJU AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHANGHAI HANBELL PRECISE MACHINERY CO LTD

  TICKER:               002158                            CUSIP:   Y76832107

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE AUTHORIZATION OF CHAIRMAN OF THE        ISSUER            YES             FOR                  FOR

 BOARD TO SIGN FINANCIAL CREDIT LINE AND DAILY

BUSINESS WITH BANKS

PROPOSAL #10: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #11: APPROVE 2015 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS


 

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Highly (Group) Co., Ltd.

  TICKER:               900910                            CUSIP:   Y7682U106

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES         AGAINST           AGAINST

GUARANTEE

PROPOSAL #9.01: ELECT MAO YIZHONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.02: ELECT XU JIANGUO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.01: ELECT XIN YI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Highly (Group) Co., Ltd.

  TICKER:               900910                            CUSIP:   Y7682U114

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ADDITIONAL DAILY RELATED-           ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #2: APPROVE PROVISION OF ADDITIONAL LOAN              ISSUER            YES             FOR                  FOR

GUARANTEES TO CONTROLLED SUBSIDIARIES

PROPOSAL #3.01: ELECT GE MING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT FENG GUODONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #4.01: ELECT GAN JUN AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Highly (Group) Co., Ltd.

  TICKER:               900910                            CUSIP:   Y7682U114

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES         AGAINST           AGAINST

GUARANTEE

PROPOSAL #9.01: ELECT MAO YIZHONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.02: ELECT XU JIANGUO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.01: ELECT XIN YI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Hile Bio-Technology Co., Ltd.

  TICKER:               603718                            CUSIP:   Y768AG108

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL  INVESTMENT IN                   ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS USING OWN IDLE FUNDS

PROPOSAL #2: APPROVE ADDITIONAL INVESTMENT IN CASH            ISSUER            YES             FOR                  FOR

MANAGEMENT USING IDLE RAISED FUNDS

PROPOSAL #3.01: ELECT ZHU QINGSHENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Hile Bio-Technology Co., Ltd.

  TICKER:               603718                            CUSIP:   Y768AG108

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Hile Bio-Technology Co., Ltd.

  TICKER:               603718                            CUSIP:   Y768AG108

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CREDIT LINE APPLICATION AND                ISSUER            YES             FOR                  FOR

ASSET MORTGAGE

PROPOSAL #2: APPROVE CREDIT LINE APPLICATION BY                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Industrial Development Co., Ltd.

  TICKER:               600748                            CUSIP:   Y7689G100

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF SHANGHAI CPAS         ISSUER            YES             FOR                  FOR

AND PAYMENT OF 2015 AUDIT FEES

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF GUARANTEE BY COMPANY'S

WHOLLY-OWNED SUBSIDIARY TO SHANGHAI INDUSTRIAL

PENSION DEVELOPMENT CO., LTD.

PROPOSAL #9.01: ELECT LU SHEN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT XU YOULI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT TANG JUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT YANG JIANWEI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #10.01: ELECT CAO HUIMIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT ZHANG YONGYUE AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT XIA LING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT LIU XIAOQI AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.02: ELECT YANG YINLONG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.03: ELECT CHEN YIYING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Industrial Holdings Ltd

  TICKER:               363                                  CUSIP:   Y7683K107

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT ZHOU JIE AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT ZHOU JUN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT CHENG HOI CHUEN, VINCENT AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Industrial Urban Development Group Ltd.

  TICKER:               563                                  CUSIP:   G8065B103

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: APPROVE FINAL DIVIDEND                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2b: APPROVE SPECIAL DIVIDEND                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT YANG BIAO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT YE WEIQI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT DOO WAI-HOI, WILLIAM AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3d: AUTHORIZE BOARD TO FIX THE REMUNERATION        ISSUER            YES             FOR                  FOR

 OF DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai International Airport Co., Ltd.

  TICKER:               600009                            CUSIP:   Y7682X100

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE RESIGNATION OF CAO WENJIAN AS        ISSUER            YES             FOR                  FOR

 SUPERVISOR

PROPOSAL #1.02: APPROVE RESIGNATION OF LIU XIANGMIN          ISSUER            YES             FOR                  FOR

AS SUPERVISOR

PROPOSAL #1.03: APPROVE RESIGNATION OF WANG BIN AS            ISSUER            YES             FOR                  FOR

SUPERVISOR

PROPOSAL #2.01: ELECT YANG YULUO AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT SHEN SHUJUN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT SHEN XIAOLING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.03: ELECT LIU SHAOJIE AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai International Airport Co., Ltd.

  TICKER:               600009                            CUSIP:   Y7682X100

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #7.01: ELECT JIA RUIJUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.02: ELECT YUAN SHUNZHOU AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #7.03: ELECT WANG XU AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.04: ELECT YU ZHOU AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.05: ELECT YANG PENG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.06: ELECT HUANG ZHENGLIN AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #8.01: ELECT CHEN DERONG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.02: ELECT YANG YULUO AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.03: ELECT HE WANPENG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #9.01: ELECT XIN SHUJUN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.02: ELECT SHEN XIAOLING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.03: ELECT LIU SHAOJIE AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai International Port (Group) Co., Ltd.

  TICKER:               600018                            CUSIP:   Y7683N101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION OF DEBT                     ISSUER            YES             FOR                  FOR

FINANCING LINE

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: ELECT BAI JINGTAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT LV SHENGZHOU AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE APPOINTMENT OF BDO CHINA SHU            ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jahwa United Co., Ltd.

  TICKER:               600315                            CUSIP:   Y7685E109

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT XIE WENJIAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT LIU DONG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT DENG MINGHUI AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.04: ELECT HAN MIN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT FU DING AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT HUANG YUCHANG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.03: ELECT SUN DAJIAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT LI XINHUI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #4.02: ELECT ZHENG LI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jahwa United Co., Ltd.

  TICKER:               600315                            CUSIP:   Y7685E109

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF          ISSUER            YES             FOR                  FOR

PARTIAL RESTRICTED STOCKS

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH CHINA PING AN INSURANCE (GROUP)

CO., LTD

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION IN            ISSUER            YES             FOR                  FOR

CONNECTION TO SUBSCRIPTION OF PING AN CONSUMPTION AND

 TECHNOLOGY FUND

PROPOSAL #11: APPROVE ADJUSTMENT TO ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #16: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jiabao Industry & Commerce (Group) Co., Ltd.

  TICKER:               600622                            CUSIP:   Y7686A106

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4.01: APPROVE FINANCIAL STATEMENTS                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: APPROVE 2016 FINANCIAL BUDGET REPORT         ISSUER            YES             FOR                  FOR

PROPOSAL #5.01: APPROVE PROFIT DISTRIBUTION                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #5.02: APPROVE CAPITALIZATION OF CAPITAL              ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #6: APPOINT ZHONGHUA CERTIFIED PUBLIC                   ISSUER            YES             FOR                  FOR

ACCOUNTANTS LLP AS 2016 AUDITOR AND PAYMENT OF

REMUNERATION

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8.01: APPROVE RESIGNATION OF DIRECTOR JIANG        ISSUER            YES             FOR                  FOR

 LIMIN

PROPOSAL #8.02: APPROVE RESIGNATION OF DIRECTOR PEI          ISSUER            YES             FOR                  FOR

JIAWEN

PROPOSAL #8.03: ELECT CHEN SHUANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.04: ELECT PAN YING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jiao Yun Group Co., Ltd.

  TICKER:               600676                            CUSIP:   Y76868101

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE RE-APPOINTMENT OF SHANGHAI CPAS         ISSUER            YES             FOR                  FOR

AS 2016 FINANCIAL AUDITOR

PROPOSAL #4: APPROVE RE-APPOINTMENT OF SHANGHAI CPAS         ISSUER            YES             FOR                  FOR

AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION OF ENTRUSTED LOAN            ISSUER            YES             FOR                  FOR

FROM SHANGHAI JIAOYUN (GROUP) CO., LTD. (RELATED

PARTY TRANSACTION)

PROPOSAL #8: APPROVE 2016 GUARANTEE PROVISION TO                ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIOMS

PROPOSAL #10: APPROVE 2015 PROFIT DISTRIBUTION                    ISSUER            YES             FOR                  FOR

PROPOSAL #11.01: APPROVE ADJUSTMENT TO ISSUE AMOUNT          ISSUER            YES             FOR                  FOR

AND ISSUE SIZE

PROPOSAL #11.02: APPROVE ADJUSTMENT TO PRICING                   ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #11.03: APPROVE ADJUSTMENT TO RESOLUTION              ISSUER            YES             FOR                  FOR

VALIDITY PERIOD

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #13: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (2ND REVISION)

PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (2ND REVISION)

PROPOSAL #15: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS (2ND REVISION)


 

PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (2ND REVISION)

PROPOSAL #17: APPROVE SIGNING OF 2ND SUPPLEMENTAL              ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT WITH

SHANGHAI JIAOYUN (GROUP) CO., LTD.

PROPOSAL #18.01: ELECT ZHU JIMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.02: ELECT LI ZHONGQIU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #18.03: ELECT YANG GUOPING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #18.04: ELECT JIANG SHUJIE AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #18.05: ELECT XUE HONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.01: ELECT WANG LIQUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.02: ELECT LIU CHANGKUI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.03: ELECT CHEN NAIWEI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #20.01: ELECT ZOU YING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #20.02: ELECT ZHOU ZHEN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #20.03: ELECT SI FUMIN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jiao Yun Group Co.,Ltd.

  TICKER:               600676                            CUSIP:   Y76868101

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE ADJUSTMENT TO THE PLAN FOR            ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #1.01: APPROVE ADJUSTMENT TO ISSUE SIZE AND         ISSUER            YES             FOR                  FOR

ISSUE SCALE

PROPOSAL #1.02: APPROVE ADJUSTMENT TO AMOUNT AND                ISSUER            YES             FOR                  FOR

INTENDED USAGE OF RAISED FUNDS

PROPOSAL #1.03: APPROVE ADJUSTMENT TO RESOLUTION                ISSUER            YES             FOR                  FOR

VALIDITY PERIOD

PROPOSAL #2: APPROVE ADJUSTMENTS  TO THE                              ISSUER            YES             FOR                  FOR

AUTHORIZATION PERIOD OF BOARD TO HANDLE ALL RELATED

TO PRIVATE PLACEMENT

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS (REVISED)

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT WITH SHANGHAI JIAOYUN GROUP

CO., LTD IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (REVISED)


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jiaoda Onlly Co Ltd.

  TICKER:               600530                            CUSIP:   Y7686F105

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF THE PLAN FOR                ISSUER            YES             FOR                  FOR

REPURCHASE OF COMPANY SHARES

PROPOSAL #2.01: ELECT LIU ZHENGDONG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jiaoda Onlly Co Ltd.

  TICKER:               600530                            CUSIP:   Y7686F105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                   ISSUER            YES             FOR                  FOR

(DRAFT)

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT              ISSUER            YES             FOR                  FOR

(DRAFT)

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #10: APPROVE REPORT ON DAMAGED INVENTORY AND        ISSUER            YES             FOR                  FOR

 WRITE-OFF OF BAD DEBT

PROPOSAL #11: ELECT RAO XINGGUO AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR             SHAREHOLDER        YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #13.01: APPROVE SHARE TYPE AND PAR VALUE          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.02: APPROVE ISSUE MANNER AND ISSUE TIME     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.03: APPROVE TARGET SUBSCRIBERS AND             SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #13.04: APPROVE ISSUE SIZE                                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.05: APPROVE PRICING REFERENCE DATE,           SHAREHOLDER        YES             FOR                  FOR

ISSUE PRICE AND PRICING BASIS

PROPOSAL #13.06: APPROVE LOCK-UP PERIOD                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.07: APPROVE LISTING EXCHANGE                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.08: APPROVE AMOUNT AND INTENDED USAGE OF   SHAREHOLDER        YES             FOR                  FOR

 RAISED FUNDS


 

PROPOSAL #13.09: APPROVE DISTRIBUTION ARRANGEMENT OF    SHAREHOLDER        YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #13.10: APPROVE RESOLUTION VALIDITY PERIOD       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14: APPROVE PLAN FOR PRIVATE PLACEMENT OF      SHAREHOLDER        YES             FOR                  FOR

NEW A SHARES

PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON    SHAREHOLDER        YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #16: APPROVE REPORT ON THE USAGE OF                  SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO             SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #18: APPROVE SIGNING OF CONDITIONAL CAPITAL    SHAREHOLDER        YES             FOR                  FOR

INJECTION AGREEMENT

PROPOSAL #19: APPROVE ESTABLISHMENT OF SPECIAL               SHAREHOLDER        YES             FOR                  FOR

ACCOUNT FOR RAISED FUNDS

PROPOSAL #20: APPROVE SHAREHOLDER RETURN PLAN IN THE    SHAREHOLDER        YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #21: APPROVE DILUTION IN SPOT-RETURN AND          SHAREHOLDER        YES             FOR                  FOR

COMMITMENTS BY RELEVANT PARTIES

PROPOSAL #22: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #23: AMEND RULES AND PROCEDURES REGARDING        SHAREHOLDER        YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #24: AMEND RELATED-PARTY TRANSACTION                 SHAREHOLDER        YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #25: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #26: AMEND WORKING SYSTEM FOR INDEPENDENT        SHAREHOLDER        YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jielong Industry Group Corporation Limited

  TICKER:               600836                            CUSIP:   Y7686E108

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE PRICING BASIS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #5: APPROVE ASSET VALUATIONS IN CONNECTION          ISSUER            YES             FOR                  FOR

TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE AUDIT APPRAISAL RESULTS IN                 ISSUER            YES             FOR                  FOR

CONNECTION TO PURCHASE OF EQUITY USING RAISED FUNDS

FROM THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SIGNING OF EQUITY TRANSFER                 ISSUER            YES             FOR                  FOR

AGREEMENT TO PURCHASE 100% EQUITY OF SHANGHAI YINUOER

 INDUSTRIAL GROUP CO., LTD., 25% EQUITY OF SHANGHAI

YINUOER SECURITY TECHNOLOGY CO., LTD., AND 31.03%

EQUITY OF BEIJING YINUOER PRINTING CO., LTD.

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE COMMITMENTS OF CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT IN CONNECTION TO THE

COUNTER-DILUTION MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #12: APPROVE PRO FORMA CONSOLIDATED                       ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENT AUDIT REPORTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jielong Industry Group Corporation Limited

  TICKER:               600836                            CUSIP:   Y7686E108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 AUTHORIZATION ON FINANCING         ISSUER            YES             FOR                  FOR

OF WHOLLY-OWNED SUBSIDIARIES AND CONTROLLED

SUBSIDIARIES AND GUARANTEE PROVISION

PROPOSAL #9: APPROVE 2016 LAND AUCTION OF AFFILIATED         ISSUER            YES             FOR                  FOR

REAL ESTATE ENTERPRISES AND MORTGAGE FINANCING PLAN

PROPOSAL #10: APPROVE 2016 ENTRUSTED ASSET MANAGEMENT        ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jin Jiang International Hotels Group Co., Ltd.

  TICKER:               2006                                CUSIP:   Y7688D108

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITORS' REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND DISTRIBUTION PLAN

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS, HONG              ISSUER            YES             FOR                  FOR

KONG CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL

AUDITORS AND AUTHORIZE AUDIT COMMITTEE OF THE BOARD

TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITORS AND AUTHORIZE AUDIT

COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ShangHai JinFeng Wine Company Limited

  TICKER:               600616                            CUSIP:   Y76823106

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO 2016 DAILY CONTINUOUS

RELATED-PARTY TRANSACTIONS

PROPOSAL #6: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY SHAOXING BAITA WINE CO., LTD.

PROPOSAL #8: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS FINANCIAL AUDITOR AND INTERNAL

CONTROL EDITOR AND AUTHORIZE BOARD OF DIRECTORS TO

FIX ITS REMUNERATION

PROPOSAL #9: APPROVE AMENDMENT TO ARTICLE OF                       ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10.01: ELECT GONG RUJIE AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.02: ELECT YANG FAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #10.03: ELECT CHEN GUOFANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.04: ELECT WU JIE AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.05: ELECT QIN BO AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.06: ELECT MAO YILIN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.01: ELECT HUANG ZEMIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT ZHAO CHUNUANG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT YAN YAN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT ZHANG JIAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: ELECT GAO JIANMIN SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai JinJiang International Industrial Investment Co., Ltd.

  TICKER:               900914                            CUSIP:   Y7686D118

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF SHANGHAI                   ISSUER            YES         AGAINST           AGAINST

JINJIANG AUTOMOBILE SERVICES IN CONNECTION TO

GUARANTEE PROVISION PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai JinJiang International Industrial Investment Co., Ltd.

  TICKER:               900914                            CUSIP:   Y7687J106

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF SHANGHAI                   ISSUER            YES         AGAINST           AGAINST

JINJIANG AUTOMOBILE SERVICES IN CONNECTION TO

GUARANTEE PROVISION PLAN


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jinjiang International Travel Co., Ltd.

  TICKER:               900929                            CUSIP:   Y76806101

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PAYMENT OF AUDITOR'S                            ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE ALLOWANCES OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: AUTHORIZE THE BOARD OF DIRECTORS TO                ISSUER            YES             FOR                  FOR

REDUCE THE PORTION OF FINANCIAL ASSETS HELD BY THE

COMPANY IN A TIMELY MANNER

PROPOSAL #10.01: ELECT SHAO XIAOMING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.02: ELECT BAO LEI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT CHEN LIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.04: ELECT ZHU QIAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.05: ELECT KANG MING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.06: ELECT ZHUANG QI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT LI DAPEI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT GU ZHONGXIAN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT ZHANG FAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT YE MING AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: ELECT ZHU YONGJIAN AS SUPERVISOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jinjiang Int'l. Hotels Development Co., Ltd.

  TICKER:               600754                            CUSIP:   Y7688C100

  MEETING DATE:   9/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT OF ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #2.01: ELECT YU MINLIANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2.02: ELECT GUO LIJUAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT CHEN LIMING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.04: ELECT XU MING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.05: ELECT LU ZHENGGANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.06: ELECT ZHAO JOHN HUAN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.01: ELECT YU MIAOGEN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT XIE RONGXING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT ZHANG FUBO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT WANG GUOXING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: ELECT MA MINGJU SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jinjiang Int'l. Hotels Development Co., Ltd.

  TICKER:               600754                            CUSIP:   Y7688C100

  MEETING DATE:   10/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2.00: APPROVE ACQUISITION OF ASSETS FROM            ISSUER            YES             FOR                  FOR

SPECIFIC PARTIES USING CASH

PROPOSAL #2.01: APPROVE TRANSACTION PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TRANSACTION OBJECTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PRICING BASIS AND TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE

PROPOSAL #2.05: APPROVE VALUATION ADJUSTMENTS                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE APPRAISAL REFERENCE DATE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DELIVERY AND BREACH LIABILITY        ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE SOURCE OF FUNDS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPLICATION OF LOAN FROM BANKS           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE RELEVANT AUDIT REPORT, REVIEW            ISSUER            YES             FOR                  FOR

REPORT AND EVALUATION REPORT OF THE TRANSACTION


 

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #9: APPROVE REPORT (DRAFT) ON THE COMPANY'S         ISSUER            YES             FOR                  FOR

MAJOR ASSETS ACQUISITION AND ITS SUMMARY

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jinjiang Int'l. Hotels Development Co., Ltd.

  TICKER:               600754                            CUSIP:   Y7688C100

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH JINJIANG HOTEL GROUP, HONGYI

INVESTMENT FUND, ETC IN CONNECTION TO THE PRIVATE

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE THE EFFECT OF THE PRIVATE                   ISSUER            YES             FOR                  FOR

PLACEMENT TO THE SPOT RETURN AND SPOT RETURN DILUTION

 SITUATION IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jinjiang Int'l. Hotels Development Co., Ltd.

  TICKER:               900934                            CUSIP:   Y7688C100

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PAYMENT OF AUDITORS AUDIT FEE             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE COMMITMENTS OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO COUNTER-DILUTION

MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jinqiao Export Processing Zone Development Co., Ltd.

  TICKER:               900911                            CUSIP:   Y4443D101

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLEDGING OF ASSETS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT WANG YING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT PENG WANGJUE AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.03: ELECT HA ER'MAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.04: ELECT MAO QIAOLI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT LU XIONGWEN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT YU BIN AS INDEPENDENT DIRECTOR     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Jinqiao Export Processing Zone Development Co., Ltd.

  TICKER:               900911                            CUSIP:   Y4443D101

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT AND        ISSUER            YES             FOR                  FOR

 OPERATION PLAN

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF LOAN GUARANTEE                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #10: APPROVE ADJUSTMENT TO ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #11.01: ELECT HUANG GUOPING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.02: ELECT WANG YING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT PENG WANGJUE AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.04: ELECT HA ERMAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT HUO JIAZHEN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT ZHANG MING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT LU XIONGWEN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.04: ELECT YU BINWEI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT QIAN MINHUA AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT WANG WENBO AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.03: ELECT ZHANG ZHANHONG AS SUPERVISOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Join Buy Co., Ltd.

  TICKER:               600838                            CUSIP:   Y76885105

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF PARTIAL EQUITY OF            ISSUER            YES             FOR                  FOR

SHANGHAI HAIDING INFORMATION ENGINEERING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Join Buy Co., Ltd.

  TICKER:               600838                            CUSIP:   Y76885105

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUDITOR'S REMUNERATION AND 2016         ISSUER            YES             FOR                  FOR

APPOINTMENT OF FINANCIAL AUDITOR AND INTERNAL CONTROL

 AUDITOR

PROPOSAL #7: ELECT ZHU MIN AS INDEPENDENT DIRECTOR         SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Kehua Bio-Engineering Co., Ltd.

  TICKER:               002022                            CUSIP:   Y7684L104

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE AUDITOR'S REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Lansheng Corp.

  TICKER:               600826                            CUSIP:   Y7686H101

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LISTING TRANSFER OF EQUITY OF            ISSUER            YES             FOR                  FOR

SHANGHAI CP GUOJIAN PHARMACEUTICAL CO., LTD AND

SHANGHAI LANSHENG GUOJIAN PHARMACEUTICAL CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Lansheng Corp.

  TICKER:               600826                            CUSIP:   Y7686H101

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE APPOINTMENT OF SHANGHAI CPAS               ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT CHEN XIAOHONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT ZHU LIXIN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SHANGHAI LANSHENG LIGHT INDUSTRIAL PRODUCTS IMPORT

AND EXPORT CO., LTD. AND RELATED-PARTY TRANSACTION

PROPOSAL #10: APPROVE PROVISION OF ENTRUSTED LOANS TO        ISSUER            YES         AGAINST           AGAINST

 SHANGHAI LANSHENG LIGHT INDUSTRIAL PRODUCTS IMPORT

AND EXPORT CO., LTD. AND RELATED-PARTY TRANSACTION

PROPOSAL #11: APPROVE USE OF IDLE FUNDS TO INVEST IN         ISSUER            YES             FOR                  FOR

SHORT-TERM FINANCIAL MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.

  TICKER:               900932                            CUSIP:   Y7686Q101

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS, ANNUAL WORK REPORT AND 2016 WORK PLAN

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 BUDGET FOR MAIN BUSINESS-           ISSUER            YES             FOR                  FOR

RELATED INVESTMENT PROJECT ESTIMATES

PROPOSAL #8: APPROVE 2016 FINANCING PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 ACCEPTANCE OF LOANS FROM          ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDERS

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #12: APPROVE CORPORATE BOND ISSUANCE                      ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #14: APPROVE 2016 APPOINTMENT OF FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #15: APPROVE 2016 DIRECTOR AND SUPERVISORS          ISSUER            YES             FOR                  FOR

REMUNERATION BUDGET

PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.

  TICKER:               900932                            CUSIP:   Y7686Q101

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ELECT YAN XUEHAI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.

  TICKER:               900932                            CUSIP:   Y7686Q119

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS, ANNUAL WORK REPORT AND 2016 WORK PLAN

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 BUDGET FOR MAIN BUSINESS-           ISSUER            YES             FOR                  FOR

RELATED INVESTMENT PROJECTS

PROPOSAL #8: APPROVE 2016 FINANCING PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 ACCEPTANCE OF LOANS FROM          ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDERS

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #12: APPROVE CORPORATE BOND ISSUANCE                      ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #14: APPROVE 2016 APPOINTMENT OF FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #15: APPROVE 2016 DIRECTOR AND SUPERVISORS          ISSUER            YES             FOR                  FOR

REMUNERATION BUDGET

PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.

  TICKER:               900932                            CUSIP:   Y7686Q119

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YAN XUEHAI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Luxin Packing Materials Science & Technology Co. Ltd.

  TICKER:               002565                            CUSIP:   Y775B1105

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES


 

PROPOSAL #2.1: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIBERS

PROPOSAL #2.2: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.4: APPROVE ISSUE SIZE AND SUBSCRIPTION            ISSUER            YES         AGAINST           AGAINST

METHOD

PROPOSAL #2.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES         AGAINST           AGAINST

 SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES         AGAINST           AGAINST

VALIDITY OF HYPOTHESIS AND CONCLUSION, AND

SUITABILITY OF VALUATION APPROACH

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Luxin Packing Materials Science & Technology Co. Ltd.

  TICKER:               002565                            CUSIP:   Y775B1105

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Luxin Packing Materials Science & Technology Co. Ltd.

  TICKER:               002565                            CUSIP:   Y775B1105

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

2016 SEMI-ANNUAL PROFIT DISTRIBUTION

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION


 

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK CREDIT LINES APPLIED BY SHANGHAI SHUNHAO

INTERNATIONAL TRADE CO., LTD.

PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS AND UNPAID DIRECTOR ALLOWANCES

PROPOSAL #11: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Luxin Packing Materials Science & Technology Co. Ltd.

  TICKER:               002565                            CUSIP:   Y775B1105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Maling Aquarius Co., Ltd.

  TICKER:               600073                            CUSIP:   Y7687M109

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF 2015 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR AS WELL AS PAYMENT OF

REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Maling Aquarius Co., Ltd.

  TICKER:               600073                            CUSIP:   Y7687M109

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT XIA XUSHENG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE OF

SUBSIDIARY SHANGHAI FOOD IMPORT & EXPORT CO., LTD,

AMOUNTING TO CNY 290 MILLION, FROM CHINA EVERBRIGHT

BANK SHANGHAI BRANCH AS WELL AS OTHER 5 BANKS

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE OF INDIRECT

SUBSIDIARY SHANGHAI FOOD IMPORT & EXPORT POULTRY CO.,

 LTD, AMOUNTING TO CNY 20 MILLION, FROM CHINA

EVERBRIGHT BANK SHANGHAI BRANCH

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES             FOR                  FOR

SHANGHAI DINGYING AGRICULTURE CO., LTD, AMOUNTING TO

CNY 60 MILLION, FROM GUANGMING FOOD GROUP FINANCE

CO., LTD, AGRICULTURAL BANK OF CHINA SHANGHAI BAOSHAN

 BRANCH, INDUSTRIAL AND COMMERCIAL BANK OF CHINA SH

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE OF

SUBSIDIARY SHANGHAI MEILIN HONG KONG CO., LTD,

AMOUNTING TO USD 10 MILLION, FROM UNITED OVERSEAS

BANK HONG KONG BRANCH AS WELL AS OTHER 6 BANKS

PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINE, AMOUNTING TO CNY 803 MILLION FROM

AGRICULTURAL BANK OF CHINA BEIXINJING BRANCH


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Maling Aquarius Co., Ltd.

  TICKER:               600073                            CUSIP:   Y7687M109

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Mechanical and Electrical Industry Co., Ltd.

  TICKER:               600835                            CUSIP:   Y7691T108

  MEETING DATE:   8/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DEBT TO EQUITY TRANSFORMATION BY        ISSUER            YES         AGAINST           AGAINST

 THE COMPANY AND SHANGHAI ELECTRIC (GROUP)

CORPORATION TOWARDS THE DEBT OF GOSS INTERNATIONAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Mechanical and Electrical Industry Co., Ltd.

  TICKER:               600835                            CUSIP:   Y7691T108

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF                              ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITOR

PROPOSAL #7: APPROVE RESIGNATION OF DIRECTOR CHEN              ISSUER            YES             FOR                  FOR

HONG

PROPOSAL #8: APPROVE RESIGNATION OF DIRECTOR WANG              ISSUER            YES             FOR                  FOR

XINPING

PROPOSAL #9.01: ELECT CHEN JIAMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #9.02: ELECT FU HAIYING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Metersbonwe Fashion & Accessories Co., Ltd.

  TICKER:               002269                            CUSIP:   Y7686S107

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #1.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING MANNER

PROPOSAL #1.3: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Metersbonwe Fashion & Accessories Co., Ltd.

  TICKER:               002269                            CUSIP:   Y7686S107

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE 2016 CREDIT LINE SCALE                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #13: APPROVE DEPOSIT BUSINESS IN SHANGHAI            ISSUER            YES             FOR                  FOR

HUARUI BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Modern Pharmaceutical Co., Ltd.

  TICKER:               600420                            CUSIP:   Y76874117

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE CONTINUED PROVISION OF GUARANTEE        ISSUER            YES             FOR                  FOR

 TO WHOLLY-OWNED SUBSIDIARY SHANGHAI MODERN

PHARMACEUTICAL HAIMEN CO., LTD.

PROPOSAL #8: APPROVE CONTINUED PROVISION OF GUARANTEE        ISSUER            YES             FOR                  FOR

 TO WHOLLY-OWNED SUBSIDIARY SHANGHAI MODERN

PHARMACEUTICAL MARKETING CO., LTD.

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROFIT DISTRIBUTION                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Modern Pharmaceutical Co., Ltd.

  TICKER:               600420                            CUSIP:   Y76874117

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS IN COMPANY'S                     ISSUER            YES             FOR                  FOR

DEVELOPMENT STRATEGY POSITIONING AND OBJECTIVES

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS

 RAISING SUPPORTING FUNDS

PROPOSAL #3.01: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE PAYMENT OF CONSIDERATION                ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE CASH PAYMENT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE TYPE AND PAR VALUE                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE ISSUANCE METHOD, TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS AND SUBSCRIPTION METHOD

PROPOSAL #3.08: APPROVE PRICING PRINCIPLES AND ISSUE         ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #3.09: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE LOCK-UP PERIOD ARRANGEMENTS           ISSUER            YES             FOR                  FOR

PROPOSAL #3.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.12: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.13: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.14: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP


 

PROPOSAL #3.15: APPROVE PROFIT FORECAST AND                        ISSUER            YES             FOR                  FOR

COMPENSATION OBLIGATION

PROPOSAL #3.16: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3.17: APPROVE TYPE AND PAR VALUE IN                     ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.18: APPROVE ISSUANCE METHOD IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.19: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #3.20: APPROVE ISSUANCE PRICE AND PRICING            ISSUER            YES             FOR                  FOR

BASIS IN CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.21: APPROVE AMOUNT OF PROCEEDS AND ISSUE         ISSUER            YES             FOR                  FOR

SIZE

PROPOSAL #3.22: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.23: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.24: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.25: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #3.26: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH RELATED PROVISIONS OF THE MANAGEMENT

APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

CONSTITUTE AS MAJOR ASSET RESTRUCTURE

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

DOES NOT CONSTITUTE AS BACKDOOR LISTING

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

ACQUISITION BY SHARE ISSUANCE AGREEMENT AND

ACQUISITION BY SHARE ISSUANCE AND CASH AGREEMENT

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT

PROPOSAL #10: APPROVE SIGNING OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

SUPPLEMENTAL ACQUISITION BY SHARE ISSUANCE AGREEMENT

AND SUPPLEMENTAL ACQUISITION BY SHARE ISSUANCE AND

CASH AGREEMENT

PROPOSAL #11: APPROVE SIGNING OF CONDITIONAL PROFIT          ISSUER            YES             FOR                  FOR

FORECAST COMPENSATION AGREEMENT

PROPOSAL #12: APPROVE REPORT (DRAFT) AND SUMMARY ON          ISSUER            YES             FOR                  FOR

ACQUISITION BY SHARE ISSUANCE AND CASH AS WELL AS

RAISING SUPPORTING FUNDS AND RELATED-PARTY

PROPOSAL #13: APPROVE COMPLETENESS AND COMPLIANCE OF         ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #14: APPROVE WHITE WASH WAIVER AND RELATED          ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

PROPOSAL #15: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai New Huang Pu Real Estate Co., Ltd.

  TICKER:               600638                            CUSIP:   Y7689A103

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE VIA                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai New Huang Pu Real Estate Co., Ltd.

  TICKER:               600638                            CUSIP:   Y7689A103

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PAYMENT FOR REMUNERATION OF BDO         ISSUER            YES             FOR                  FOR

CHINA SHU LUN PAN CPAS LLP AND APPOINTMENT OF 2016

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #6.01: ELECT YE GUIFENG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.02: ELECT GAN XIANGNAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #6.03: ELECT SHI AIYU AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.01: ELECT QIAN SHAN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai New World Co., Ltd.

  TICKER:               600628                            CUSIP:   Y76884108

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF CANCELLATION                       ISSUER            YES             FOR                  FOR

AGREEMENT REGARDING THE CONDITIONAL SHARE

SUBSCRIPTION AGREEMENT WITH SHANGHAI HUANGPU DISTRICT

 STATE-OWNED ASSETS SUPERVISION AND ADMINISTRATION

PROPOSAL #2: APPROVE SIGNING OF CANCELLATION                       ISSUER            YES             FOR                  FOR

AGREEMENT REGARDING THE CONDITIONAL SHARE

SUBSCRIPTION AGREEMENT WITH SHANGHAI NEW WORLD


 

PROPOSAL #3.00: APPROVE ADJUSTMENT TO THE PLAN FOR            ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.04: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING PRINCIPLE

PROPOSAL #3.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES (REVISED)

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai New World Co., Ltd.

  TICKER:               600628                            CUSIP:   Y76884108

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITORS AND FIX         ISSUER            YES             FOR                  FOR

THE REMUNERATION

PROPOSAL #6: APPROVE FORMULATION OF MANAGEMENT SYSTEM        ISSUER            YES             FOR                  FOR

 FOR ACCOUNTING POLICIES, CHANGES IN ACCOUNTING

ESTIMATES AND ACCOUNTING ERRORS

PROPOSAL #7: APPROVE APPLICATION OF BANK LOAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Nine Dragon Tourism Co., Ltd.

  TICKER:               600555                            CUSIP:   Y7687Q118

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE OF EQUITY OF CHINA DRAGON          ISSUER            YES             FOR                  FOR

SECURITIES CO., LTD.

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMOVAL OF LI QINFU AS DIRECTOR     SHAREHOLDER        YES         AGAINST               N/A


 

PROPOSAL #4: APPROVE REMOVAL OF LI MENGQIANG AS             SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5: ELECT XU LINXIANG AS INDEPENDENT                 SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #6: ELECT FU JINDE AS INDEPENDENT DIRECTOR       SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Nine Dragon Tourism Co., Ltd.

  TICKER:               600555                            CUSIP:   Y7687Q118

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIAO HONGYU AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT LI QIANG AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT YANG YINGMING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR AND RESIGNATION OF YANG WEIDONG AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4: ELECT QUAN DONG AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE CHANGE IN COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CHANGE IN REGISTERED ADDRESS               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Oriental Pearl Media Co., Ltd.

  TICKER:               600637                            CUSIP:   Y0875J103

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATING PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES ISSUED BY SHENZHEN MTC CO., LTD

PROPOSAL #2: APPROVE 2015 ADDITIONAL DAILY                          ISSUER            YES             FOR                  FOR

OPERATIONAL RELATED-PARTY TRANSACTIONS

PROPOSAL #3: APPROVE PROVISION OF DEVELOPMENT LOAN            ISSUER            YES             FOR                  FOR

GUARANTEES BY WHOLLY OWNED SUBSIDIARY, SHANGHAI

ORIENTAL PEARL INVESTMENT MANAGEMENT CO., LTD TO THE

PROJECT "CHENGDU HEXIN ISLAND PROJECT"

PROPOSAL #4: APPROVE APPOINTMENT OF 2015 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR AND AUTHORIZATION OF

BOARD TO FIX THE REMUNERATION

PROPOSAL #5: ELECT CHEN YUREN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Oriental Pearl Media Co., Ltd.

  TICKER:               600637                            CUSIP:   Y0875J103

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE FORMULATION OF EXTERNAL                       ISSUER            YES             FOR                  FOR

GUARANTEE MANAGEMENT SYSTEM

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

IMPORT-EXPORT BUSINESS

PROPOSAL #11: ELECT ZHANG WEI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Pharmaceuticals Holding Co., Ltd.

  TICKER:               601607                            CUSIP:   Y7685S108

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINAL ACCOUNTS REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PAYMENT OF AUDITOR'S FEES FOR            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS DOMESTIC AUDITOR AND

PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITOR

PROPOSAL #8: APPROVE 2016 PROPOSAL REGARDING EXTERNAL        ISSUER            YES             FOR                  FOR

 GUARANTEES

PROPOSAL #9: APPROVE RENEWAL OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

AGREEMENT WITH SHANGHAI SHANGSHI GROUP FINANCE CO.,

LTD. AND CONTINUING CONNECTED TRANSACTIONS

PROPOSAL #10: APPROVE RENEWAL OF JIANGXI NANHUA                 ISSUER            YES             FOR                  FOR

MEDICINES CONTINUING CONNECTED TRANSACTIONS FRAMEWORK

 AGREEMENT AND CONTINUING CONNECTED TRANSACTIONS

PROPOSAL #11: APPROVE FORMULATION OF THE                              ISSUER            YES             FOR                  FOR

IMPLEMENTATION RULES OF CUMULATIVE VOTING SYSTEM


 

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.01: ELECT ZHOU JIE AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: ELECT CHO MAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #15.03: ELECT LI YONGZHONG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #15.04: ELECT SHEN BO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #15.05: ELECT LI AN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #16.01: ELECT WAN KAM TO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #16.02: ELECT TSE CHO CHE, EDWARD AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.03: ELECT CAI JIANGNAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #16.04: ELECT HONG LIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #17.01: ELECT XU YOULI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #17.02: ELECT XIN KENG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Pharmaceuticals Holding Co., Ltd.

  TICKER:               601607                            CUSIP:   Y7685S116

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINAL ACCOUNTS REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PAYMENT OF AUDITOR'S FEES FOR            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS DOMESTIC AUDITOR AND

PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITOR

PROPOSAL #8: APPROVE 2016 PROPOSAL REGARDING EXTERNAL        ISSUER            YES             FOR                  FOR

 GUARANTEES

PROPOSAL #9: APPROVE RENEWAL OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

AGREEMENT WITH SHANGHAI SHANGSHI GROUP FINANCE CO.,

LTD. AND CONTINUING CONNECTED TRANSACTIONS

PROPOSAL #10: APPROVE RENEWAL OF JIANGXI NANHUA                 ISSUER            YES             FOR                  FOR

MEDICINES CONTINUING CONNECTED TRANSACTIONS FRAMEWORK

 AGREEMENT AND CONTINUING CONNECTED TRANSACTIONS

PROPOSAL #11: APPROVE FORMULATION OF THE                              ISSUER            YES             FOR                  FOR

IMPLEMENTATION RULES OF CUMULATIVE VOTING SYSTEM

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #13: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.01: ELECT ZHOU JIE AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: ELECT CHO MAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #15.03: ELECT LI YONGZHONG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #15.04: ELECT SHEN BO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #15.05: ELECT LI AN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #16.01: ELECT WAN KAM TO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #16.02: ELECT TSE CHO CHE, EDWARD AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.03: ELECT CAI JIANGNAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #16.04: ELECT HONG LIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #17.01: ELECT XU YOULI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #17.02: ELECT XIN KENG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Phoenix Enterprise (Group) Co., Ltd.

  TICKER:               600679                            CUSIP:   Y4450D101

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT WANG GUOBAO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT WANG CHAOYANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.03: ELECT ZHOU WEIZHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.04: ELECT XI DEHUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.05: ELECT XU BIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT WU WENFANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT ZHANG WENQING AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT ZHAO ZIYE AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT FENG BO AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: ELECT MIAO WEIDONG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Phoenix Enterprise (Group) Co., Ltd.

  TICKER:               900916                            CUSIP:   Y4450D101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 PLAN

PROPOSAL #7: APPROVE 2015 AUDITOR'S REMUNERATION AND         ISSUER            YES             FOR                  FOR

2016 APPOINTMENT OF AUDITOR

PROPOSAL #8: APPROVE PROFIT FORECAST ACTUALIZATION OF        ISSUER            YES             FOR                  FOR

 HUAJIU FUTIAO

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: APPROVE SIGNING OF LEASING AGREEMENT BY        ISSUER            YES             FOR                  FOR

 THE COMPANY AND CONTROLLED SUBSIDIARIES WITH RELATED

 PARTIES

PROPOSAL #12: APPROVE SINGING OF BICYCLE PURCHASE              ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT BY THE COMPANY AND CONTROLLED

SUBSIDIARIES WITH RELATED PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Potevio Co., Ltd.

  TICKER:               600680                            CUSIP:   Y76893109

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION TO EXPAND         ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

PROPOSAL #2.01: ELECT ZHANG XIAOCHENG AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.02: ELECT CHENG WEI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT JIANG JIANPING AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.04: ELECT ZHENG JIANHUA AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.05: ELECT XU QIAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.06: ELECT HAN ZHIJIE AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT LI JIANPING AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT HE HEPING AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.03: ELECT XIE ZHONGHUA AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT LI LINPENG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT XIONG SI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Potevio Co., Ltd.

  TICKER:               600680                            CUSIP:   Y76893109

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WITHDRAWAL OF INVESTMENT IN                ISSUER            YES             FOR                  FOR

SHANGHAI PUTIAN ZHILU NEW ENERGY TECHNOLOGY CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Potevio Co., Ltd.

  TICKER:               900930                            CUSIP:   Y76893109

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF ENTRUSTED LOAN            ISSUER            YES             FOR                  FOR

FROM CONTROLLING SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Potevio Co., Ltd.

  TICKER:               900930                            CUSIP:   Y76893109

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 BANK CREDIT LINE                          ISSUER            YES             FOR                  FOR

APPLICATIONS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT OF INTERNAL CONTROL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #11: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Potevio Co., Ltd.

  TICKER:               900930                            CUSIP:   Y76893117

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF ENTRUSTED LOAN            ISSUER            YES             FOR                  FOR

FROM CONTROLLING SHAREHOLDER


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Potevio Co., Ltd.

  TICKER:               900930                            CUSIP:   Y76893117

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 BANK CREDIT LINE                          ISSUER            YES             FOR                  FOR

APPLICATIONS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT OF INTERNAL CONTROL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #11: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Pret Composites Co Ltd.

  TICKER:               002324                            CUSIP:   Y76881104

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTERNAL INVESTMENT BY WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY

PROPOSAL #2: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY

PROPOSAL #3: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Pret Composites Co Ltd.

  TICKER:               002324                            CUSIP:   Y76881104

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #10: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY THE WHOLLY-

OWNED SUBSIDIARY

PROPOSAL #11: APPROVE RE-APPOINTMENT OF 2016 AUDITOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Pret Composites Co Ltd.

  TICKER:               002324                            CUSIP:   Y76881104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND TIME                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                      SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                 SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICE BASIS AND ISSUE PRICE         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                               SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.7: APPROVE USE OF PROCEEDS                              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF        SHAREHOLDER        YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF          SHAREHOLDER        YES             FOR                  FOR

SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE NO NEED FOR REPORT ON THE USAGE         ISSUER            YES             FOR                  FOR

OF PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN        SHAREHOLDER        YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (REVISED)

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE COMMITMENT FROM DIRECTORS,                 ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES

 IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #12: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #13: APPROVE SIGNING OF SUPPLEMENTAL                 SHAREHOLDER        YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT WITH SPECIFIC PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Pudong Development Bank Co., Ltd.

  TICKER:               600000                            CUSIP:   Y7689F102

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6.01: ELECT SHAO YALIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.02: ELECT GU JIANZHONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.03: ELECT SHA YUEJIA AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.04: ELECT ZHU MIN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.05: ELECT DONG XIUMING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.06: ELECT HUA RENCHANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.07: ELECT WANG ZHE AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.08: ELECT TIAN SUNING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.09: ELECT QIAO WENJUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.10: ELECT ZHANG MING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.11: ELECT YUAN ZHIGANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.12: ELECT JI XIAOHUI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.13: ELECT LIU XINYI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.14: ELECT JIANG MINGSHENG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.15: ELECT PAN WEIDONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.01: ELECT LV YONG AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #7.02: ELECT CHEN BICHANG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #7.03: ELECT LI QINFENG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #7.04: ELECT SUN JIANPING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7.05: ELECT ZHAO JIUSU AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.06: ELECT CHEN SHIMIN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE MANAGEMENT SYSTEM ON REDUCING            ISSUER            YES         AGAINST           AGAINST

NON-PERFORMING LOANS

PROPOSAL #9: APPROVE PLAN FOR FINANCIAL BOND ISSUANCE        ISSUER            YES             FOR                  FOR

 AND RELATED AUTHORIZATION

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF ORDINARY SHARES

PROPOSAL #11.01: APPROVE TYPE AND PAR VALUE                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.02: APPROVE ISSUANCE MANNER                              ISSUER            YES             FOR                  FOR

PROPOSAL #11.03: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #11.04: APPROVE ISSUANCE PRICE AND PRICING          ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #11.05: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #11.06: APPROVE AMOUNT AND INTENDED USAGE OF        ISSUER            YES             FOR                  FOR

 RAISED FUNDS

PROPOSAL #11.07: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #11.08: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #11.09: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #11.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PRIVATE PLACEMENT OF ORDINARY          ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #15: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #16: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT

PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT OF

ORDINARY SHARES

PROPOSAL #18: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT OF ORDINARY SHARES

PROPOSAL #19: APPROVE COMMITMENTS OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS FOR COUNTER-DILUTION

MEASURES IN CONNECTION TO PRIVATE PLACEMENT OF

ORDINARY SHARES

PROPOSAL #20: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #21: APPROVE MEDIUM-TERM CAPITAL PLAN (2016-        ISSUER            YES             FOR                  FOR

2018)


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Pudong Road & Bridge Construction Co., Ltd.

  TICKER:               600284                            CUSIP:   Y7687U101

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 LOAN AMOUNT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 STRUCTURED DEPOSITS                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION WITH CONTROLLED SUBSIDIARY SHANGHAI

PUDONG NEW AREA CONSTRUCTION (GROUP) CO., LTD.

PROPOSAL #9: APPROVE SIGNING OF BANK-ENTERPRISE                 ISSUER            YES             FOR                  FOR

COOPERATION AGREEMENT WITH SHANGHAI PUDONG

DEVELOPMENT GROUP FINANCE CO., LTD. AND RELATED-PARTY

PROPOSAL #10: APPROVE PROJECT INVESTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE DECREASE IN REGISTERED CAPITAL         ISSUER            YES             FOR                  FOR

IN CONTROLLED SUBSIDIARY SHANGHAI BEITONG INVESTMENT

DEVELOPMENT CO., LTD. AND RELATED-PARTY TRANSACTION

PROPOSAL #12: APPROVE 2016 APPOINTMENT OF AUDITOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Qiangsheng Holding Co., Ltd.

  TICKER:               600662                            CUSIP:   Y7689K101

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHOU YAODONG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.01: ELECT LI ZHONGQIU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT YANG BING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Qiangsheng Holding Co., Ltd.

  TICKER:               600662                            CUSIP:   Y7689K101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINTMENT OF FINANCIAL AUDITOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPOINTMENT OF INTERNAL CONTROL AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #9: ELECT CHEN FANG AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai RAAS Blood Products Co., Ltd.

  TICKER:               002252                            CUSIP:   Y7687Z100

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASING OF RISK INVESTMENT            ISSUER            YES         AGAINST           AGAINST

AMOUNT AND TERM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai RAAS Blood Products Co., Ltd.

  TICKER:               002252                            CUSIP:   Y7687Z100

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8.1a: ELECT ZHENG YUEWEN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.1b: ELECT KIEU HOANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.1c: ELECT CHEN JIE AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.1d: ELECT XU JUN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.1e: ELECT TOMMY TRONG HOANG AS NON-                  ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.2a: ELECT XUE LEI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8.2b: ELECT ZHOU ZHIPING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #8.2c: ELECT TAN JINSONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.1: ELECT LI YAO AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT BINH HOANG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE APPLICATION OF LOANS FROM                 ISSUER            YES             FOR                  FOR

COMMERCIAL BANKS AND OTHER QUALIFIED CORPORATE

INSTITUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Runda Medical Technology Co., Ltd.

  TICKER:               603108                            CUSIP:   Y7T88T108

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARY HARBIN RUNDA KANGTAI BIO TECHNOLOGY CO.,

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARY SHANGHAI KANGXIANG HEALTH EQUIPMENT CO.,

PROPOSAL #3.01: ELECT XU JIQIANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Runda Medical Technology Co., Ltd.

  TICKER:               603108                            CUSIP:   Y7T88T108

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF FRAMEWORK AGREEMENT WITH RELATED

 PARTY

PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PROVISION OF GUARANTEE TO RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Runda Medical Technology Co., Ltd.

  TICKER:               603108                            CUSIP:   Y7T88T108

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE OTHER CONDITIONS ON COMPANY                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE AMENDMENTS ON PLAN FOR PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #4: APPROVE AMENDMENTS ON COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

IMPACT ON COMPANY MAJOR FINANCIAL INDEX AND RELATED

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE COMMITMENT FROM DIRECTORS,                 ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Runda Medical Technology Co., Ltd.

  TICKER:               603108                            CUSIP:   Y7T88T108

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES BY          ISSUER            YES             FOR                  FOR

THE COMPANY AND SUBSIDIARIES FROM BANK AND OTHER

FINANCIAL INSTITUTIONS

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10: AMEND MAJOR INVESTMENT AND TRANSACTION         ISSUER            YES             FOR                  FOR

DECISION SYSTEM

PROPOSAL #11: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #12: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Shenda Co., Ltd.

  TICKER:               600626                            CUSIP:   Y7691U105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE GENERAL MANAGER             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE NO CAPITALIZATION OF CAPITAL              ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #7: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #10: APPROVE OPERATORS' PERFORMANCE CASH              ISSUER            YES             FOR                  FOR

REWARD


 

PROPOSAL #11: APPROVE 2016 OPERATORS' PERFORMANCE              ISSUER            YES             FOR                  FOR

EVALUATION INCENTIVES

PROPOSAL #12: APPROVE GUARANTEE PLAN                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13: APPROVE TO APPOINT AUDITOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE TO APPOINT INTERNAL AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #15: INVESTMENT IN FINANCIAL PRODUCTS ISSUED        ISSUER            YES             FOR                  FOR

 BY THE BANKS

PROPOSAL #16: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #17.01: APPROVE TYPE AND PAR VALUE                         ISSUER            YES             FOR                  FOR

PROPOSAL #17.02: APPROVE ISSUANCE METHOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #17.03: APPROVE PRICING REFERENCE DATE,                ISSUER            YES             FOR                  FOR

PRICING PRINCIPLES AND ISSUANCE PRICE

PROPOSAL #17.04: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #17.05: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #17.06: APPROVE LOCK-UP PERIOD ARRANGEMENTS         ISSUER            YES             FOR                  FOR

PROPOSAL #17.07: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #17.08: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #17.09: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #17.10: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #18: AMEND PRIVATE PLACEMENT OF SHARES                  ISSUER            YES             FOR                  FOR

PROPOSAL #19: AMEND FEASIBILITY ANALYSIS REPORT ON            ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #20: APPROVE SHARE SUBSCRIPTION AGREEMENT            ISSUER            YES             FOR                  FOR

AND RELATED TRANSACTIONS

PROPOSAL #21: APPROVE WHITE WASH WAIVER AND RELATED          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #23: AMEND COUNTER-DILUTION MEASURES IN                ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #24: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #25.01: ELECT TANG CHUNFANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #25.02: ELECT LU ZHIJUN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #25.03: ELECT YAO MINGHUA AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #25.04: ELECT YU BING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #25.05: ELECT CAI WENMIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #26.01: ELECT HU ZUMING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #26.02: ELECT YU TIECHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #26.03: ELECT YUAN SHUMIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #27.01: ELECT SHAO YINGHAO AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #27.02: ELECT LIANG JINSHAN AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Shenhua Holdings Co., Ltd.

  TICKER:               600653                            CUSIP:   Y7691W101

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF NOT MORE THAN CNY            ISSUER            YES             FOR                  FOR

1.5 BILLION DEBT FINANCING INSTRUMENTS

PROPOSAL #2: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES             FOR                  FOR

SHANGHAI BRILLIANCE AUTO RENTAL CO., LTD.

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING FINANCING PLAN OF SHANGHAI BRILLIANCE AUTO

RENTAL CO., LTD FROM LUJIN SHENHUA FINANCIAL LEASING

SHANGHAI CO., LTD

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PROVISION OF GUARANTEES TO SHANGHAI

DONGCHANG AUTO INVESTMENT CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Shenhua Holdings Co., Ltd.

  TICKER:               600653                            CUSIP:   Y7691W101

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION OF FINANCING TO LUJINSHEN HUA

PROPOSAL #8: APPROVE 2016 GUARANTEE PLAN FOR                       ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF ZHONGHUA              ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITOR

PROPOSAL #10: APPROVE PROVISION OF COUNTER GUARANTEE         ISSUER            YES             FOR                  FOR

TO HUACHEN GROUP AUTO HOLDING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Shenqi Pharmaceutical Investment Management Co., Ltd.

  TICKER:               900904                            CUSIP:   Y7695W107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND AUDIT        ISSUER            YES             FOR                  FOR

 FEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHANGHAI SHENTONG METRO CO LTD

  TICKER:               600834                            CUSIP:   Y7686N108

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHANGHAI SHENTONG METRO CO LTD

  TICKER:               600834                            CUSIP:   Y7686N108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 BUDGET ESTABLISHMENT AND            ISSUER            YES             FOR                  FOR

OPERATION PLAN

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF SHANGHAI              ISSUER            YES             FOR                  FOR

CPAS AS INTERNAL AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY ENTRUSTED OPERATION          ISSUER            YES             FOR                  FOR

MANAGEMENT AND MAINTENANCE SECURITY RELATED-PARTY

EXPENSES

PROPOSAL #9: ELECT LI BAILING AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Shibei Hi-Tech Co., Ltd.

  TICKER:               900902                            CUSIP:   Y7681P124

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENT AND              ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE AUTHORIZATION OF THE CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE BOARD TO ENGAGE IN LAND STORAGE

PROPOSAL #10: APPROVE AUTHORIZATION OF THE CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE BOARD TO CONDUCT FINANCING FOR THE COMPANY AND

 SUBSIDIARIES

PROPOSAL #11: APPROVE ACCEPTANCE OF FINANCIAL AID              ISSUER            YES             FOR                  FOR

FROM CONTROLLING SHAREHOLDER

PROPOSAL #12: APPROVE ADJUSTMENT TO ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #13: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #14: APPROVE SELF-INSPECTION REPORT                       ISSUER            YES             FOR                  FOR

REGARDING COMPANY'S USE OF LAND AND SALE OF REAL-

PROPOSAL #15: APPROVE DILUTION IN SPOT-RETURN AND              ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT (REVISED)

PROPOSAL #16: APPROVE COMMITMENT BY DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #17: APPROVE PLAN FOR PRIVATE PLACEMENT OF          ISSUER            YES             FOR                  FOR

NEW A SHARES (SECOND REVISION)

PROPOSAL #18: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (SECOND REVISION)

PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Shimao Co., Ltd.

  TICKER:               600823                            CUSIP:   Y7708Q105

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY OWNED SUBSIDIARIES SHANGHAI SHIMAO NEW

EXPERIENCE PROPERTIES CO., LTD AND SHIMAO PROPERTIES

MANAGEMENT CO., LTD

PROPOSAL #3: AMEND PARTIAL ARTICLES OF ASSOCIATION             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING ACQUISITION OF EQUITY IN SHANGHAI QIANSHE

INVESTMENT MANAGEMENT CO., LTD BY WHOLLY OWNED

SUBSIDIARY


 

PROPOSAL #5: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Shimao Co., Ltd.

  TICKER:               600823                            CUSIP:   Y7708Q105

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE 2016 PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PRICING BASIS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

MANNER

PROPOSAL #2.06: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHANGHAI SHIMAO

CONSTRUCTION CO., LTD.

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL EQUITY            ISSUER            YES             FOR                  FOR

ACQUISITION AGREEMENT WITH SHANGHAI SHIMAO

CONSTRUCTION CO., LTD.

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL EQUITY            ISSUER            YES             FOR                  FOR

ACQUISITION AGREEMENT WITH SHANGHAI SHIMAO

CONSTRUCTION CO., LTD. AND SHANGHAI SHIYING

INVESTMENT MANAGEMENT CO., LTD.

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL EQUITY            ISSUER            YES             FOR                  FOR

ACQUISITION AGREEMENT WITH FAR FLOURISH LIMITED

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE AUDIT EVALUATION RESULT OF THE         ISSUER            YES             FOR                  FOR

RAISED FUNDS INVESTMENT PROJECTS IN CONNECTION TO THE

 PRIVATE PLACEMENT

PROPOSAL #12: APPROVE SELF-INSPECTION REPORT                       ISSUER            YES             FOR                  FOR

REGARDING THE USAGE OF LAND AND SALE OF REAL ESTATE

IN CONNECTION TO THE 2016 PRIVATE PLACEMENT


 

PROPOSAL #13: APPROVE COMMITMENT LETTERS BY                        ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

REGARDING COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #14: APPROVE COMMITMENT LETTERS BY                        ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDERS AND ULTIMATE CONTROLLING

SHAREHOLDER REGARDING COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #15: APPROVE COMMITMENT LETTERS BY                        ISSUER            YES             FOR                  FOR

TRANSACTION COUNTERPARTY REGARDING COMPANY'S REAL

ESTATE BUSINESS

PROPOSAL #16: APPROVE DILUTION IN SPOT-RETURN AND              ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE 2016

PRIVATE PLACEMENT

PROPOSAL #17: APPROVE COMMITMENT BY CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #19: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

JOINT VENTURE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Shimao Co., Ltd.

  TICKER:               600823                            CUSIP:   Y7708Q105

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF SHANGHAI CPAS AS         ISSUER            YES             FOR                  FOR

2016 AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO JOINT        ISSUER            YES             FOR                  FOR

 VENTURE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai SK Petroleum & Chemical Equipment Corporation Ltd

  TICKER:               002278                            CUSIP:   Y7688K102

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT SUN YE AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT FANG XIAOYAO AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #1.3: ELECT HUANG JIALIU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT ZOU JIANHUA AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT GU CHENGYU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT JIN BINGRONG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.2: ELECT SUN DAJIAN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.1: ELECT XIE SHENGHUI AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT JIANG YIQIN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE APPOINTMENT OF 2015 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai SK Petroleum & Chemical Equipment Corporation Ltd

  TICKER:               002278                            CUSIP:   Y7688K102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 NON-DISTRIBUTION OF PROFIT         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING PARTIAL IDLE RAISED FUNDS

PROPOSAL #7: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Step Electric Corp

  TICKER:               002527                            CUSIP:   Y7688L100

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES         AGAINST           AGAINST

FOR ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF

SHARES AS WELL AS RAISING SUPPORTING FUNDS COMPLIES

WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #2: APPROVE ASSETS PURCHASE BY CASH PAYMENT         ISSUER            YES         AGAINST           AGAINST

AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #2.1: APPROVE TRANSACTION MANNER                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2: APPROVE TARGET ASSETS                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: APPROVE TRANSACTION PARTIES                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.4: APPROVE TRANSACTION PRICE AND PRICING         ISSUER            YES         AGAINST           AGAINST

BASIS

PROPOSAL #2.5: APPROVE CASH PAYMENT SCHEDULE                       ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #2.6: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER            YES         AGAINST           AGAINST

 DURING THE TRANSITION PERIOD

PROPOSAL #2.7: APPROVE TRANSFER OF OWNERSHIP OF THE          ISSUER            YES         AGAINST           AGAINST

UNDERLYING ASSET AND THE LIABILITY FOR BREACH OF

CONTRACTUAL OBLIGATIONS

PROPOSAL #2.8: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.9: APPROVE ISSUE MANNER, TARGET                        ISSUER            YES         AGAINST           AGAINST

SUBSCRIBERS AND SUBSCRIPTION METHOD

PROPOSAL #2.10: APPROVE PRICING PRINCIPLES AND ISSUE         ISSUER            YES         AGAINST           AGAINST

PRICE

PROPOSAL #2.11: APPROVE ISSUE SIZE                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.12: APPROVE LOCK-UP PERIOD                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.13: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.14: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #2.15: APPROVE PROFIT COMMITMENTS AND                   ISSUER            YES         AGAINST           AGAINST

COMPENSATION

PROPOSAL #2.16: APPROVE MANNER OF REWARD WHEN ACTUAL         ISSUER            YES         AGAINST           AGAINST

PROFIT IS HIGHER THAN COMMITTED NET PROFIT

PROPOSAL #2.17: APPROVE INTENDED USAGE OF FUNDS                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.18: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE REPORT (DRAFT) ON ASSETS                     ISSUER            YES         AGAINST           AGAINST

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS AND SUMMARY

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #6: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES         AGAINST           AGAINST

AGREEMENT BY ISSUE OF SHARES AND CASH PAYMENT AND

PROFIT FORECAST COMPENSATION AGREEMENT

PROPOSAL #7: APPROVE SUPPLEMENTAL AGREEMENT ON                   ISSUER            YES         AGAINST           AGAINST

CONDITIONAL ASSET PURCHASE AGREEMENT BY ISSUE OF

SHARES AND CASH PAYMENT AND SUPPLEMENTAL PROFIT

FORECAST COMPENSATION AGREEMENT

PROPOSAL #8: APPROVE AUDIT REPORT, PRO FORMA                       ISSUER            YES         AGAINST           AGAINST

FINANCIAL STATEMENTS AND APPRAISAL REPORT OF THE

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS

PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Step Electric Corp

  TICKER:               002527                            CUSIP:   Y7688L100

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF REAL ESTATE FOR          ISSUER            YES             FOR                  FOR

ROBOT PRODUCTION BY SHANGHAI STEP ROBOT CO., LTD.


 

PROPOSAL #2: APPROVE ACQUISITION OF LAND USE RIGHTS          ISSUER            YES             FOR                  FOR

FOR INTELLIGENT ROBOT FLEXIBLE WORKSTATION BY

SHANGHAI STEP ROBOT CO., LTD.

PROPOSAL #3: APPROVE ACQUISITION OF LAND USE RIGHTS          ISSUER            YES             FOR                  FOR

FOR CARS INTELLIGENT FLEXIBLE WELDING PRODUCTION LINE

 BY SHANGHAI XIAO'AO XIANGRONG AUTOMOTIVE INDUSTRY

EQUIPMENT CO., LTD.

PROPOSAL #4: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Step Electric Corp

  TICKER:               002527                            CUSIP:   Y7688L100

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS EXTERNAL AUDITOR

PROPOSAL #5: APPROVE 2016 ALLOWANCE OF CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE BOARD

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Step Electric Corp

  TICKER:               002527                            CUSIP:   Y7688L100

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF LAND FOR THE                ISSUER            YES             FOR                  FOR

CONSTRUCTION OF INDUSTRIAL ROBOT CONTROL AND DRIVE

SYSTEM INDUSTRIALIZATION BASE BY SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Tianchen Co Ltd

  TICKER:               600620                            CUSIP:   Y76934101

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #8: ELECT CHEN ZHIDONG AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Tongji Science & Technology Industrial Co., Ltd.

  TICKER:               600846                            CUSIP:   Y7692D102

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.01: ELECT DING JIEMIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT GAO GUOWU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT WANG MINGZHONG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.04: ELECT ZHANG YE AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.05: ELECT CHU YIYUN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.06: ELECT ZHANG CHI AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.07: ELECT SUN YIGONG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT HUO JIAZHEN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: ELECT DAI DAYONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Tongji Science & Technology Industrial Co., Ltd.

  TICKER:               600846                            CUSIP:   Y7692D102

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPLICATION OF BANK LOAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #11: APPROVE RE-APPOINTMENT OF FINANCIAL AND        ISSUER            YES             FOR                  FOR

 INTERNAL CONTROL AUDITOR AS WELL AS PAYMENT OF

REMUNERATION

PROPOSAL #12: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #13: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #14: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Tunnel Engineering Co., Ltd.

  TICKER:               600820                            CUSIP:   Y7692K106

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

RATIFY CONTINUING RELATED PARTY TRANSACTIONS IN

CONNECTION TO SUBCONTRACT OF PROJECT

PROPOSAL #7: APPROVE INVESTMENT IN THE SHAOTAI                   ISSUER            YES             FOR                  FOR

EXPRESSWAY (TAOZHOU SECTION) PPP PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai U9 Game Co., Ltd.

  TICKER:               600652                            CUSIP:   Y0002U104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6.01: ELECT WANG XINCHUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.02: ELECT WU YE AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Waigaoqiao Free Trade Zone Development Co., Ltd.

  TICKER:               600648                            CUSIP:   Y7688F103

  MEETING DATE:   9/2/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND AMEND        ISSUER            YES             FOR                  FOR

 ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE CHANGE IN PARTIAL RAISED FUND            ISSUER            YES             FOR                  FOR

PROJECT


 

PROPOSAL #3.01: ELECT LIU HONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT LIU YING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Waigaoqiao Free Trade Zone Development Co., Ltd.

  TICKER:               600648                            CUSIP:   Y7688F103

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE TO QUALIFIED INVESTORS

PROPOSAL #4.00: APPROVE CORPORATE BOND ISSUANCE TO            ISSUER            YES             FOR                  FOR

QUALIFIED INVESTORS

PROPOSAL #4.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #4.03: APPROVE BOND TYPE AND MATURITY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.04: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.05: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.06: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #4.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #4.08: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4.09: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #4.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.11: APPROVE COMPANY'S CREDITWORTHINESS            ISSUER            YES             FOR                  FOR

AND SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #4.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ESTABLISHMENT OF SPECIAL RAISED         ISSUER            YES             FOR                  FOR

FUNDS ACCOUNT

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Waigaoqiao Free Trade Zone Development Co., Ltd.

  TICKER:               900912                            CUSIP:   Y7688F103

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCING, GUARANTEE,                 ISSUER            YES         AGAINST           AGAINST

ENTRUSTED LOAN AND EXTERNAL LOAN PLAN

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 ANNUAL                 ISSUER            YES             FOR                  FOR

REPORT AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE ADJUSTMENT ON ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #10: APPROVE SUPPLEMENTAL AGREEMENT ON                 ISSUER            YES             FOR                  FOR

RESERVING OF COMMODITY HOUSING FROM TONGHAO COMPANY

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION, RULES            ISSUER            YES             FOR                  FOR

AND PROCEDURES REGARDING GENERAL MEETINGS OF

SHAREHOLDERS AS WELL AS RULES AND PROCEDURES

REGARDING GENERAL MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: APPROVE AUTHORIZATION REGARDING                     ISSUER            YES             FOR                  FOR

STOCKING UP OF REAL ESTATE PROJECT

PROPOSAL #13.01: ELECT PENG WANGJUE AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.02: ELECT SONG YAO AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.01: ELECT ZONG SHU AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Wanye Enterprises Co., Ltd.

  TICKER:               600641                            CUSIP:   Y7699G108

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHU XUDONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT LI YONGJUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.03: ELECT MENG DEQING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.04: ELECT CHEN MENGZHAO AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.01: ELECT ZHANG LUYANG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT ZENG QINGSHENG AS INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT DUAN XUEXIA AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT FAN XIAOYING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Wanye Enterprises Co., Ltd.

  TICKER:               600641                            CUSIP:   Y7699G108

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND PAYMENT FOR THE REMUNERATION OF THE

PREVIOUS YEAR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT FOR THE REMUNERATION OF

THE PREVIOUS YEAR

PROPOSAL #9.01: APPROVE PROVISION OF GUARANTEE                   ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 350 MILLION TO WHOLLY-OWNED

SUBSIDIARY HUNAN XIWO CONTRUCTION DEVELOPMENT CO.,

PROPOSAL #9.02: APPROVE PROVISION OF GUARANTEE                   ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 450 MILLION TO WHOLLY-OWNED

SUBSIDIARY WUXI WANYE REAL ESTATE DEVELOPMENT CO.,

PROPOSAL #10: APPROVE ADJUSTMENT TO REMUNERATION FOR         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE INCREASE IN FINANCING LIMIT              ISSUER            YES             FOR                  FOR

USING OWN FUNDS

PROPOSAL #12: APPROVE TRANSFER OF EQUITY IN                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SHANGHAI WANQI AIJIA REAL

ESTATE DEVELOPMENT CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Xin Nanyang Co Ltd

  TICKER:               600661                            CUSIP:   Y7686V100

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES         AGAINST           AGAINST

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT


 

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH SHANGHAI JIAODA INDUSTRY INVESTMENT

MANAGEMENT (GROUP) CO., LTD IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH SHANGHAI JIAODA INDUSTRIAL MANAGEMENT

CENTER IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH SHANGHAI CHENGDING XINYANGZI

INVESTMENT PARTNERSHIP LP IN CONNECTION TO THE

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH SHANGHAI SAILING MERGER INVESTMENT

FUND PARTNERSHIP LP IN CONNECTION TO THE PRIVATE

PROPOSAL #9: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH SHANGHAI SAILING XUNDA EQUITY

INVESTMENT FUND PARTNERSHIP LP IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #10: APPROVE CONDITIONAL SHARES SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH SHANGHAI DONGSHUN INVESTMENT CO.,

LTD. (NOW KNOWN AS ORIENTAL INTERNATIONAL GROUP

SHANGHAI INVESTMENT CO., LTD.) IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #11: APPROVE CONDITIONAL SHARES SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH MAO WEIYING IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #15: APPROVE PLAN ON 2015 PRIVATE PLACEMENT         ISSUER            YES         AGAINST           AGAINST

OF NEW A SHARES (REVISION)

PROPOSAL #16: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS UP TO DEC 31, 2015

PROPOSAL #17: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #18: APPROVE COMMITMENT FROM DIRECTORS AND          ISSUER            YES         AGAINST           AGAINST

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Xin Nanyang Co Ltd

  TICKER:               600661                            CUSIP:   Y7686V100

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #6.01: ELECT YU JUN AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Xinhua Media Co., Ltd.

  TICKER:               600825                            CUSIP:   Y7681R104

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PROVISION OF GUARANTEE TO SHANGHAI TIANXIA

YIJIA PROPERTIES CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Xinhua Media Co., Ltd.

  TICKER:               600825                            CUSIP:   Y7681R104

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 OPERATING RELATED-PARTY              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT LI SHUANG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE SUBSCRIPTION TO PHASE 8252 NEW          ISSUER            YES             FOR                  FOR

MEDIA INDUSTRY FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Xujiahui Commercial Co., Ltd.

  TICKER:               002561                            CUSIP:   Y76924102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF MANAGEMENT TO          ISSUER            YES             FOR                  FOR

USE OWN IDLE FUNDS TO INVEST IN GUARANTEED FINANCIAL

PRODUCTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Ya Tong Co., Ltd.

  TICKER:               600692                            CUSIP:   Y76991101

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE 2016 EXTERNAL GUARANTEE PLAN               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 ENTRUSTED LOAN FINANCING            ISSUER            YES         AGAINST           AGAINST

PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Yanhua Smartech Group Co Ltd

  TICKER:               002178                            CUSIP:   Y76920100

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Yanhua Smartech Group Co Ltd

  TICKER:               002178                            CUSIP:   Y76920100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DECREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Yaoji Playing Card Co., Ltd.

  TICKER:               002605                            CUSIP:   Y76927105

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES         AGAINST           AGAINST

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE ADJUSTED PLAN FOR ASSET PURCHASE        ISSUER            YES         AGAINST           AGAINST

 BY CASH PAYMENT AND ISSUANCE OF NEW SHARES AS WELL

AS RAISING SUPPORTING FUNDS

PROPOSAL #2.1: APPROVE ASSET PURCHASE BY CASH PAYMENT        ISSUER            YES         AGAINST           AGAINST

 AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #2.2: APPROVE TRANSACTION COUNTERPARTIES               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: APPROVE TARGET ASSETS                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.4: APPROVE PRICING PRINCIPLE AND ISSUE            ISSUER            YES         AGAINST           AGAINST

PRICE

PROPOSAL #2.5: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.6: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIBERS

PROPOSAL #2.7: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER            YES         AGAINST           AGAINST

 DURING THE TRANSITION PERIOD

PROPOSAL #2.8: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.11: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.12: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES         AGAINST           AGAINST

FUNDS

PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE CONFIRMATION ON THE NOTION THAT         ISSUER            YES         AGAINST           AGAINST

THE TRANSACTION CONSTITUTES AS MAJOR ASSET

RESTRUCTURING

PROPOSAL #4: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #5: APPROVE REPORT (DRAFT) AND SUMMARY                 ISSUER            YES         AGAINST           AGAINST

REGARDING COMPANY'S ASSET PURCHASE BY CASH PAYMENT

AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #6: APPROVE RE-SIGNING OF ASSET PURCHASE BY         ISSUER            YES         AGAINST           AGAINST

CASH PAYMENT AND ISSUANCE OF NEW SHARES AGREEMENT AND

 CORRESPONDING PROFIT COMPENSATION AGREEMENT WITH

ZHEJIANG WANSHENGDA INDUSTRY CO., LTD. AND SHENG ZHEN

PROPOSAL #7: APPROVE RELEVANT AUDIT REPORT AND                   ISSUER            YES         AGAINST           AGAINST

APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES         AGAINST           AGAINST

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #9: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES         AGAINST           AGAINST

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

TRANSACTION

PROPOSAL #10: APPROVE COMMITMENT BY ULTIMATE                       ISSUER            YES         AGAINST           AGAINST

CONTROLLING SHAREHOLDER REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE TRANSACTION

PROPOSAL #11: APPROVE COMMITMENT BY DIRECTORS AND              ISSUER            YES         AGAINST           AGAINST

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE TRANSACTION


 

PROPOSAL #12: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #13: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #14: APPROVE THE NOTION ON WHETHER OR NOT            ISSUER            YES         AGAINST           AGAINST

THE STOCK PRICE VOLATILITY ACHIEVED THE STANDARD

STATED IN ARTICLE 5 OF THE NOTICE ON REGULATING THE

INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE

ACTS OF ALL THE RELATED PARTIES

PROPOSAL #15: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES         AGAINST           AGAINST

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #16: APPROVE CAPITAL INJECTION TO ZHEJIANG          ISSUER            YES         AGAINST           AGAINST

WANSHENGDA POKER CO., LTD.

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Yaoji Playing Card Co., Ltd.

  TICKER:               002605                            CUSIP:   Y76927105

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER             NO              N/A                  N/A

OF RAISED FUNDS

PROPOSAL #8: APPROVE BANK COMPREHENSIVE CREDIT LINE          ISSUER             NO              N/A                  N/A

APPLICATION

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES FOR BANK        ISSUER             NO              N/A                  N/A

 DEBTS OF CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 REMUNERATION OF DIRECTORS,        ISSUER             NO              N/A                  N/A

 SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #11: APPROVE RELATED-PARTY TRANSACTION OF            ISSUER             NO              N/A                  N/A

LEASING PLANT TO RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Yimin Commercial Group Co., Ltd.

  TICKER:               600824                            CUSIP:   Y76994105

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 AND 2016 COMPANY'S ECONOMIC BUSINESS OBJECTIVES

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF BDO CHINA            ISSUER            YES             FOR                  FOR

SHU LUN PAN CPAS LLP AS AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Yuyuan Tourist Mart Co., Ltd.

  TICKER:               600655                            CUSIP:   Y7710N108

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE ADJUSTMENT IN PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #1.01: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ADJUSTMENT OF PLAN ON PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #3: APPROVE ADJUSTMENT OF FEASIBILITY                   ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES,                 ISSUER            YES             FOR                  FOR

IMPACT ON THE COMPANY'S MAJOR FINANCIAL INDEX AND

RELATED SUBJECT COMMITMENT IN CONNECTION TO THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Yuyuan Tourist Mart Co., Ltd.

  TICKER:               600655                            CUSIP:   Y7710N108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 LOAN PLAN AND GUARANTEE TO         ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #7: APPROVE PAYMENT OF REMUNERATION FOR 2015        ISSUER            YES             FOR                  FOR

 AUDITOR AND RE-APPOINTMENT OF AUDITOR

PROPOSAL #8: APPROVE PAYMENT OF REMUNERATION FOR 2015        ISSUER            YES             FOR                  FOR

 INTERNAL CONTROL AUDITOR AND RE-APPOINTMENT OF

INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE FINANCIAL SERVICE AGREEMENT WITH        ISSUER            YES             FOR                  FOR

 SHANGHAI FUXING HIGH-TECH GROUP FINANCE CO., LTD.

PROPOSAL #10: ELECT GONG PING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Yuyuan Tourist Mart Co., Ltd.

  TICKER:               600655                            CUSIP:   Y7710N108

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhangjiang Hi-Tech Park Development Co., Ltd.

  TICKER:               600895                            CUSIP:   Y7699D105

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE TO QUALIFIED INVESTORS

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE TO            ISSUER            YES             FOR                  FOR

QUALIFIED INVESTORS

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE MATURITY AND BOND TYPE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.09: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE CREDITWORTHINESS AND                       ISSUER            YES             FOR                  FOR

SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE TRANSFER OF EQUITY OF SHANGHAI      SHAREHOLDER        YES             FOR                  N/A

XINGKE PROPERTIES CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhangjiang Hi-Tech Park Development Co., Ltd.

  TICKER:               600895                            CUSIP:   Y7699D105

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT XI YONGPING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2: APPROVE ACQUISITION OF 100% EQUITY OF            ISSUER            YES             FOR                  FOR

SHANGHAI TANXI PROPERTY CO., LTD. AND RELATED CLAIMS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhangjiang Hi-Tech Park Development Co., Ltd.

  TICKER:               600895                            CUSIP:   Y7699D105

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCING PLAN AND USE OF          ISSUER            YES             FOR                  FOR

IDLE FUNDS TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #9.01: ELECT CHEN ZHIJUN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.02: ELECT XU JUNXUE AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhenhua Heavy Industries Co., Ltd.

  TICKER:               900947                            CUSIP:   Y7699F100

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE PRESIDENT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM FINANCIAL

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 DOMESTIC              ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #10: APPROVE PURCHASE OF LOW-RISK FINANCIAL         ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #12: APPROVE GUARANTEE PROVISION TO ZHENHUA         ISSUER            YES         AGAINST           AGAINST

OCEAN ENERGY (HONG KONG) CO., LTD.

PROPOSAL #13: APPROVE SIGNING OF DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION FRAMEWORK WITH CHINA COMMUNICATIONS

CONSTRUCTION COMPANY LIMITED

PROPOSAL #14: APPROVE ISSUANCE OF ULTRA SHORT-TERM        SHAREHOLDER        YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #15: APPROVE ISSUANCE OF PERPETUAL BONDS          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16: APPROVE EXPANSION OF BUSINESS SCOPE AND   SHAREHOLDER        YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhenhua Heavy Industries Co., Ltd.

  TICKER:               900947                            CUSIP:   Y7699F118

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE PRESIDENT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM FINANCIAL

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 DOMESTIC              ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #10: APPROVE PURCHASE OF LOW-RISK FINANCIAL         ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE GUARANTEE PROVISION TO ZHENHUA         ISSUER            YES         AGAINST           AGAINST

OCEAN ENERGY (HONG KONG) CO., LTD.

PROPOSAL #13: APPROVE SIGNING OF DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION FRAMEWORK WITH CHINA COMMUNICATIONS

CONSTRUCTION COMPANY LIMITED

PROPOSAL #14: APPROVE ISSUANCE OF ULTRA SHORT-TERM        SHAREHOLDER        YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #15: APPROVE ISSUANCE OF PERPETUAL BONDS          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16: APPROVE EXPANSION OF BUSINESS SCOPE AND   SHAREHOLDER        YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhixin Electric Co., Ltd.

  TICKER:               600517                            CUSIP:   Y7699H106

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE FINANCIAL SERVICES AGREEMENT              ISSUER            YES             FOR                  FOR

BETWEEN COMPANY AND CHINA POWER FINANCE CO., LTD.

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FORMULATION OF MANAGEMENT SYSTEM        ISSUER            YES             FOR                  FOR

 OF RELATED PARTY TRANSACTIONS

PROPOSAL #4: APPROVE ADDITIONAL 2015 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #5: APPROVE RELATED PARTY FRAMEWORK                       ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN COMPANY AND STATE GRID ELECTRIC

POWER RESEARCH INSTITUTE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhixin Electric Co., Ltd.

  TICKER:               600517                            CUSIP:   Y7699H106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEE AND         ISSUER            YES             FOR                  FOR

RELEVANT AUTHORIZATION OF SENIOR MANAGERS TO HANDLE

GUARANTEE MATTERS

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #12.01: ELECT ZHANG JIANWEI AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.02: ELECT WANG LONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT ZHANG NINGJIE AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.04: ELECT MIN TAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.05: ELECT ZHOU XU AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.06: ELECT CHEN YINGYI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #12.07: ELECT HU JIANGYI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.01: ELECT TANG RENHU AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #13.02: ELECT XIA QING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.03: ELECT PAN BIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.04: ELECT ZHAO CHUNGUANG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT ZHANG GUOHUI AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: ELECT LIN WENXIAO AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: ELECT LI JINGWEI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhongji Investment Holding Co., Ltd

  TICKER:               600634                            CUSIP:   Y76801102

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 EXTERNAL GUARANTEE AMOUNT           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhongji Investment Holding Co., Ltd

  TICKER:               600634                            CUSIP:   Y76801102

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING TRANSFER OF RAISED FUND INVESTMENT PROJECT

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO TRANSFER OF RAISED FUND

 INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhongji Investment Holding Co., Ltd

  TICKER:               600634                            CUSIP:   Y76801102

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT FORECAST REPORT FOR                 ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #11: APPROVE APPOINTMENT OF ZHONGHUA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS 2016 FINANCIAL

AND INTERNAL CONTROL AUDITOR

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #13.01: ELECT ZHANG JUNHONG AS SUPERVISOR             ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT XU LIUJING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zhongyida Co., Ltd.

  TICKER:               900906                            CUSIP:   Y1505Q111

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ADJUSTMENT TO THE REMUNERATION          ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE ADJUSTMENT TO THE REMUNERATION          ISSUER            YES             FOR                  FOR

OF SUPERVISORS

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT OF INDEPENDENT DIRECTORS     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9: ELECT FANG WENGE AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10: ELECT PANG SENYOU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11: ELECT SHEN XINMIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12: ELECT LI CHUNRONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13: ELECT ZHAO JINPENG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14: ELECT LIU MINGXU AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #15: ELECT ZHANG WEI AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #16: ELECT CHANG SHANSHAN AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #17: ELECT MA WENBIAO AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #18: ELECT ZHANG QIUXIA AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #19: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #20: APPROVE CHANGE IN REGISTERED ADDRESS        SHAREHOLDER        YES             FOR                  N/A

AND AMEND ARTICLES OF ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zijiang Enterprise Group Co., Ltd.

  TICKER:               600210                            CUSIP:   Y7699M105

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #4: APPROVE MUTUAL GUARANTEE BETWEEN THE              ISSUER            YES             FOR                  FOR

COMPANY AND CONTROLLING SHAREHOLDER SHANGHAI ZIJIANG

(GROUP) CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanghai Zijiang Enterprise Group Co., Ltd.

  TICKER:               600210                            CUSIP:   Y7699M105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #9: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL   SHAREHOLDER        YES             FOR                  N/A

 BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shangying Global Co Ltd

  TICKER:               600146                            CUSIP:   Y63656105

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2.00: APPROVE MAJOR ASSET SALES PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE TRANSACTION OBJECTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TRANSACTION PRICE AND PRICE          ISSUER            YES             FOR                  FOR

BASIS


 

PROPOSAL #2.04: APPROVE PAYMENT MANNER AND ASSETS              ISSUER            YES             FOR                  FOR

TRANSITION

PROPOSAL #2.05: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.06: APPROVE CONDITIONS OF AGREEMENT TO BE        ISSUER            YES             FOR                  FOR

 EFFECTIVE

PROPOSAL #3: APPROVE REPORT OF THE COMPANY'S MAJOR            ISSUER            YES             FOR                  FOR

ASSETS SALES AND ITS SUMMARY

PROPOSAL #4: APPROVE RELEVANT AUDIT REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET SALES OF LISTED

COMPANIES

PROPOSAL #6: APPROVE MAJOR ASSETS RESTRUCTURING PLAN         ISSUER            YES             FOR                  FOR

NOT CONSTITUTES AS A RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE CONDITIONAL ASSETS SALE                       ISSUER            YES             FOR                  FOR

AGREEMENT WITH TOLI COUNTY SHIFENG GOLD MINING CO.,

PROPOSAL #8: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTER RELATED TO THE MAJOR ASSETS SALES

PROPOSAL #10: APPROVE AMENDMENTS ON PHASE I EMPLOYEE         ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN

PROPOSAL #11: APPROVE PROVISION OF LOAN GUARANTEES TO        ISSUER            YES             FOR                  FOR

 SUBSIDIARY, DALIAN CHUANGYUAN NEW MATERIAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shangying Global Co Ltd

  TICKER:               600146                            CUSIP:   Y63656105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shangying Global Co Ltd

  TICKER:               600146                            CUSIP:   Y63656105

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE FROM                   ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER


 

PROPOSAL #2: APPROVE EXTENSION IN THE RESOLUTION           SHAREHOLDER        YES             FOR                  FOR

VALIDITY PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #3: APPROVE EXTENSION IN THE AUTHORIZATION      SHAREHOLDER        YES             FOR                  FOR

VALIDITY PERIOD OF THE BOARD TO HANDLE ALL MATTERS

RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shantou Dongfeng Printing Co Ltd

  TICKER:               601515                            CUSIP:   Y76992109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY TRANSACTION

 ESTIMATES

PROPOSAL #7: APPROVE 2015 AND 2016 REMUNERATION OF            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE APPOINTMENT OF JIANGSU SUYA                ISSUER            YES             FOR                  FOR

JINCHENG CPAS AND PAYMENT OF REMUNERATION

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #11.01: ELECT ZHANG BIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT LIAO ZHIMIN AS NON-INDEPENDENT        ISSUER            YES         AGAINST           AGAINST

 DIRECTOR

PROPOSAL #12.02: ELECT XIE MINGYOU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shantui Construction Machinery Co., Ltd.

  TICKER:               000680                            CUSIP:   Y7701J116

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT          ISSUER             NO              N/A                  N/A

AND DISPOSAL OF ASSETS

PROPOSAL #4: APPROVE REPORT OF BOARD OF SUPERVISORS          ISSUER             NO              N/A                  N/A

REGARDING PROVISION FOR ASSET IMPAIRMENT AND DISPOSAL

 OF ASSETS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A


 

PROPOSAL #8.1: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER             NO              N/A                  N/A

 SHANDONG SHANTUI MACHINERY CO., LTD.

PROPOSAL #8.2: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER             NO              N/A                  N/A

 SHANDONG WOLIN HEAVY MACHINERY CO., LTD.

PROPOSAL #8.3: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER             NO              N/A                  N/A

 SHANDONG SHANTUI SHENGFANG CONSTRUCTION MACHINERY

CO., LTD.

PROPOSAL #8.4: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER             NO              N/A                  N/A

 STRONG CO., LTD.

PROPOSAL #8.5: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER             NO              N/A                  N/A

 WEICHAI POWER CO., LTD.

PROPOSAL #8.6: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER             NO              N/A                  N/A

 SHANDONG RUICHI MACHINERY CO., LTD.

PROPOSAL #8.7: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER             NO              N/A                  N/A

 KOMATSU SHANTUI CONSTRUCTION MACHINERY CO., LTD.

PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICE              ISSUER             NO              N/A                  N/A

AGREEMENT

PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER             NO              N/A                  N/A

BANK CREDIT LINES

PROPOSAL #11: APPROVE CONSTRUCTION MACHINERY CREDIT          ISSUER             NO              N/A                  N/A

LINES COOPERATION BUSINESS WITH RELEVANT BANKS AND

FINANCIAL LEASING COMPANIES

PROPOSAL #12: APPROVE FINANCIAL LEASING BUSINESS                ISSUER             NO              N/A                  N/A

PROPOSAL #13: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER             NO              N/A                  N/A

PROPOSAL #14: ELECT WANG JUNWEI AS SUPERVISOR                 SHAREHOLDER         NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Coal International Energy Group Co., LTD.

  TICKER:               600546                            CUSIP:   Y15014106

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHAO JIANZE AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SHANXI COAL INTERNATIONAL ENERGY

GROUP JINCHENG CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Coal International Energy Group Co., LTD.

  TICKER:               600546                            CUSIP:   Y15014106

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING LEASING OF SUBSIDIARIES TO SHANMEI

INVESTMENT GROUP CO., LTD TO OPERATE

PROPOSAL #2: APPROVE ESTABLISHMENT OF PING AN SHANMEI        ISSUER            YES             FOR                  FOR

 ACCOUNT RECEIVABLE ASSET SUPPORT SPECIAL PLAN

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS REGARDING ESTABLISHMENT OF

 PING AN SHANMEI ACCOUNT RECEIVABLE ASSET SUPPORT

SPECIAL PLAN


 

PROPOSAL #4: APPROVE CARRYING-OUT OF NONE RECOURSE            ISSUER            YES             FOR                  FOR

FACTORING BUSINESS OF RECEIVABLE AND OTHER EQUITY

ASSETS

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS REGARDING CARRYING-OUT

NONE RECOURSE FACTORING BUSINESS OF RECEIVABLE AND

OTHER EQUITY ASSETS

PROPOSAL #6: APPROVE ISSUANCE OF DIRECTIONAL DEBT              ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS VIA PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF

DIRECTIONAL DEBT FINANCING INSTRUMENTS VIA PRIVATE

PLACEMENT

PROPOSAL #8: APPROVE OCCUPATION OF STOCK CAPITAL DUE    SHAREHOLDER        YES             FOR                  FOR

TO THE CONTRACT ASSETS AND SOLUTION FOR THE GUARANTEE

 MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Coal International Energy Group Co., LTD.

  TICKER:               600546                            CUSIP:   Y15014106

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE RULES ON REDEMPTION AND SALE-        ISSUER            YES             FOR                  FOR

BACK

PROPOSAL #2.05: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #2.08: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4.01: ELECT ZHAO JIANZE AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.02: ELECT SU QINGZHENG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #4.03: ELECT GONG LAIXI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.04: ELECT WANG SONGTAO AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #4.05: ELECT YANG PEIXIONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #4.06: ELECT RONG AIGUO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.07: ELECT KANG ZHENRU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.01: ELECT XIN MAOXUN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #5.02: ELECT WANG BAOYING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.03: ELECT LI DUANSHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.04: ELECT SUN SHUIQUAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.01: ELECT WANG YANLIN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT QIAO CHUNGUANG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.03: ELECT LI SULONG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.04: ELECT SU GUICHUN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Coal International Energy Group Co., LTD.

  TICKER:               600546                            CUSIP:   Y15014106

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY SHANXI HALL SINGH COAL MINING

CO., LTD

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE WHOLLY-OWNED SUBSIDIARY

SHANMEI INTERNATIONAL ENERGY GROUP HUAYUAN CO., LTD

PROPOSAL #3: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #4: ELECT LAN HAIKUI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5: APPROVE GUARANTEE PROVISION FOR THE           SHAREHOLDER        YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY THE WHOLLY-

OWNED SUBSIDIARY SHANXI COAL INTERNATIONAL ENERGY

GROUP QINGDAO CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Coal International Energy Group Co., LTD.

  TICKER:               600546                            CUSIP:   Y15014106

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #8: APPROVE ALLOWANCE OF DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ALLOWANCE OF SUPERVISORS                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY WHOLLY-OWNED

SUBSIDIARY SHANXI COAL INTERNATIONAL ENERGY GROUP

SHANXI CHENTIAN GUOMAO CO., LTD

PROPOSAL #12: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY WHOLLY-OWNED

SUBSIDIARY SHANXI JINSHIDA INTERNATIONAL TRADE CO.,

PROPOSAL #13: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

FINANCIAL LEASING APPLIED BY THE WHOLLY-OWNED

SUBSIDIARY TAIHANG SHIPPING CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Coking Co., Ltd.

  TICKER:               600740                            CUSIP:   Y7701S108

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN ULTIMATE CONTROLLING          ISSUER            YES             FOR                  FOR

SHAREHOLDER'S INDUSTRY COMPETITIONS COMMITMENT

PROPOSAL #2: APPROVE EXEMPTION ON FULFILLMENT OF                ISSUER            YES             FOR                  FOR

LARGEST SHAREHOLDER'S RELEVANT COMMITMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Coking Co., Ltd.

  TICKER:               600740                            CUSIP:   Y7701S108

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER            YES             FOR                  FOR

CPAS AS FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK LOAN APPLIED BY SHANXI SANWEI GROUP CO., LTD.

PROPOSAL #9: APPROVE APPLICATION OF LOAN USING                   ISSUER            YES             FOR                  FOR

PARTIAL LAND USE RIGHTS AS COLLATERAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Guoxin Energy Corporation Ltd.

  TICKER:               600617                            CUSIP:   Y7686K112

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SPECIAL REGARDING FULFILLMENT OF        ISSUER            YES             FOR                  FOR

 PROFIT COMMITMENT

PROPOSAL #7: APPOINT BDO CHINA SHU LUN PAN CPAS LLP          ISSUER            YES             FOR                  FOR

AS 2016 AUDITOR

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #9.01: APPROVE PROVISION OF NO MORE THAN CNY        ISSUER            YES             FOR                  FOR

 50 MILLION GUARANTEE BY SHANXI NATURAL GAS CO., LTD.

 TO LINFEN CHENGRAN NATURAL GAS LTD.

PROPOSAL #9.02: APPROVE PROVISION OF NO MORE THAN CNY        ISSUER            YES             FOR                  FOR

 17 MILLION GUARANTEE BY SHANXI COAL BED METHANE CO.,

 LTD. TO SHANXI QINSHUI GUIXIN COAL BED METHANE

COMPREHENSIVE UTILIZATION CO., LTD.

PROPOSAL #9.03: APPROVE PROVISION OF NO MORE THAN CNY        ISSUER            YES             FOR                  FOR

 33 MILLION GUARANTEE BY SHANXI COAL BED METHANE CO.,

 LTD. TO SHANXI QINSHUI GUIXIN COAL BED METHANE

COMPREHENSIVE UTILIZATION CO., LTD.

PROPOSAL #9.04: APPROVE PROVISION OF NO MORE THAN CNY        ISSUER            YES             FOR                  FOR

 100 MILLION GUARANTEE BY SHANXI COAL BED METHANE

CO., LTD. TO SHANXI QINSHUI GUIXIN COAL BED METHANE

COMPREHENSIVE UTILIZATION CO., LTD.

PROPOSAL #9.05: APPROVE PROVISION OF CNY  100 MILLION        ISSUER            YES             FOR                  FOR

 COUNTER GUARANTEE BY SHANXI NATURAL GAS CO., LTD. TO

 CONTROLLING SHAREHOLDER FOR THE CNY 200 MILLION

FINANCING LOAN BY SHANXI COMPRESSED NATURAL GAS GROUP

 CO., LTD. AND ITS SUBSIDIARIES

PROPOSAL #9.06: APPROVE PROVISION OF CNY  100 MILLION        ISSUER            YES             FOR                  FOR

 COUNTER GUARANTEE BY SHANXI NATURAL GAS CO., LTD. TO

 CONTROLLING SHAREHOLDER FOR THE CNY 200 MILLION

WORKING CAPITAL LOAN BY SHANXI COMPRESSED NATURAL GAS

 GROUP CO., LTD. FROM HUAXIA BANK

PROPOSAL #9.07: APPROVE PROVISION OF CNY  100 MILLION        ISSUER            YES             FOR                  FOR

 COUNTER GUARANTEE BY SHANXI NATURAL GAS CO., LTD. TO

 CONTROLLING SHAREHOLDER FOR THE CNY 200 MILLION

WORKING CAPITAL LOAN BY SHANXI COMPRESSED NATURAL GAS

 GROUP CO., LTD. FROM BANK OF CHINA

PROPOSAL #9.08: APPROVE PROVISION OF CNY  150 MILLION        ISSUER            YES             FOR                  FOR

 COUNTER GUARANTEE BY SHANXI NATURAL GAS CO., LTD. TO

 CONTROLLING SHAREHOLDER FOR THE CNY 300 MILLION

WORKING CAPITAL LOAN BY SHANXI COMPRESSED NATURAL GAS

 GROUP CO., LTD.

PROPOSAL #9.09: APPROVE PROVISION OF CNY  100 MILLION        ISSUER            YES             FOR                  FOR

 COUNTER GUARANTEE BY SHANXI NATURAL GAS CO., LTD. TO

 CONTROLLING SHAREHOLDER FOR THE CNY 200 MILLION

WORKING CAPITAL LOAN BY SHANXI COMPRESSED NATURAL GAS

 GROUP CO., LTD. FROM CHINA BOHAI BANK

PROPOSAL #9.10: APPROVE PROVISION OF NO MORE THAN CNY        ISSUER            YES             FOR                  FOR

 29.7 MILLION GUARANTEE BY SHANXI NATURAL GAS CO.,

LTD. TO SHANXI PUHUA GAS LTD.

PROPOSAL #9.11: APPROVE PROVISION OF NO MORE THAN CNY        ISSUER            YES             FOR                  FOR

 24.5 MILLION GUARANTEE BY SHANXI NATURAL GAS CO.,

LTD. TO SHANXI INTERNATIONAL ELECTRICITY NATURAL GAS

PROPOSAL #9.12: APPROVE PROVISION OF NO MORE THAN CNY        ISSUER            YES             FOR                  FOR

 40 MILLION GUARANTEE BY SHANXI NATURAL GAS CO., LTD.

 TO TAIYUAN GAS GROUP CO., LTD. FROM BANK OF CHINA


 

PROPOSAL #9.13: APPROVE PROVISION OF NO MORE THAN CNY        ISSUER            YES             FOR                  FOR

 40 MILLION GUARANTEE BY SHANXI NATURAL GAS CO., LTD.

 TO TAIYUAN GAS GROUP CO., LTD. FROM CHINA BOHAI BANK

PROPOSAL #9.14: APPROVE PROVISION OF NO MORE THAN CNY        ISSUER            YES             FOR                  FOR

 73.5 MILLION GUARANTEE BY SHANXI NATURAL GAS CO.,

LTD. TO SHANSI SANJIN NEW ENERGY DEVELOPMENT CO.,

PROPOSAL #10: APPROVE ISSUANCE OF NO MORE THAN CNY 4         ISSUER            YES             FOR                  FOR

BILLION ULTRA SHORT-TERM FINANCIAL BILL

PROPOSAL #11: APPROVE ISSUANCE OF NO MORE THAN CNY            ISSUER            YES             FOR                  FOR

3.6 BILLION ULTRA SHORT-TERM FINANCIAL BILL

PROPOSAL #12.01: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI QINSHUI GUIXIN COAL BED METHANE

COMPREHENSIVE UTILIZATION CO., LTD.

PROPOSAL #12.02: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH JINZHONG GUIXIN HESHENG MATERIALS TRADE CO.,

PROPOSAL #12.03: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI GUOXIN CLEAN ENERGY DEVELOPMENT AND

UTILIZATION CO., LTD.

PROPOSAL #12.04: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI GUOXIN ZHENGTAI NEW ENERGY CO., LTD.

PROPOSAL #12.05: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI SANJIN NEW ENERGY DEVELOPMENT CO., LTD.

PROPOSAL #12.06: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI COMPRESSED GAS GROUP JINDONG CO., LTD.

PROPOSAL #12.07: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHUOZHOU JINGSHUO NATURAL GAS PIPELINE CO., LTD.

PROPOSAL #12.08: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANX YUANDONG INDUSTRIAL CO., LTD.

PROPOSAL #12.09: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH ZHANGZI COUNTY YUANDONG GAS CO., LTD.

PROPOSAL #12.10: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH DATONG HUARUN GAS CO., LTD.

PROPOSAL #12.11: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI GUODIAN DINGXIANG GAS CO., LTD.

PROPOSAL #12.12: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH HUOZHOU HUARUN GAS CO., LTD.

PROPOSAL #12.13: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH LINFEN CHENGRAN NATURAL GAS CO., LTD.

PROPOSAL #12.14: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH PINGYAO YUANDONG GAS CO., LTD.

PROPOSAL #12.15: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI INTERNATIONAL ELECTRICITY NATURAL GAS

PROPOSAL #12.16: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI GUOXIN HESHENG NEW ENERGY CO., LTD.

PROPOSAL #12.17: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI GUOYUN LIQUEFIED NATURAL GAS DEVELOPMENT

CO., LTD.

PROPOSAL #12.18: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI HUARUN GUOXIN TRANSPORTATION ENERGY CO.,

LTD.

PROPOSAL #12.19: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI COMPRESSED NATURAL GAS GROUP JIAOCHENG

CO., LTD.

PROPOSAL #12.20: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI COMPRESSED NATURAL GAS GROUP LVLIANG CO.,

 LTD.


 

PROPOSAL #12.21: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI COMPRESSED NATURAL GAS GROUP XINZHOU CO.,

 LTD.

PROPOSAL #12.22: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI COMPRESSED NATURAL GAS GROUP CO., LTD.

TAIYUAN BRANCH

PROPOSAL #12.23: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI COMPRESSED NATURAL GAS GROUP YUNCHENG

CO., LTD.

PROPOSAL #12.24: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI YUANPING GUOXIN COMPRESSED NATURAL GAS

CO., LTD.

PROPOSAL #12.25: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANXI ZHONGYOU COMPRESSED NATURAL GAS CO., LTD.

PROPOSAL #12.26: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH TAIYUAN GAS GROUP CO., LTD.

PROPOSAL #12.27: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH XIAOYI NATURAL GAS CO., LTD.

PROPOSAL #12.28: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH YANGQU HUARUN CO., LTD.

PROPOSAL #12.29: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH YANGQUAN HUARUN GAS CO., LTD.

PROPOSAL #12.30: APPROVE RELATED PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH CHANGZHI GUOXIN YUANDONG GAS CO., LTD.

PROPOSAL #13.01: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI SANJIN NEW ENERGY DEVELOPMENT

 CO., LTD.

PROPOSAL #13.02: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI GUOXIN ZHENGTAI NEW ENERGY

CO., LTD.

PROPOSAL #13.03: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI GAS INDUSTRY GROUP CO., LTD.

PROPOSAL #13.04: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH DATONG HUARUN GAS CO., LTD.

PROPOSAL #13.05: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH YANGQUAN HUARUN GAS CO., LTD.

PROPOSAL #13.06: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH YANGQU HUARUN GAS CO., LTD.

PROPOSAL #13.07: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH HUOZHOU HUARUN GAS CO., LTD.

PROPOSAL #13.08: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP

CO., LTD.

PROPOSAL #13.09: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP

JIAOCHENG CO., LTD.

PROPOSAL #13.10: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP

YUNCHENG CO., LTD.

PROPOSAL #13.11: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP

LVLIANG CO., LTD.

PROPOSAL #13.12: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP

XINZHOU CO., LTD.

PROPOSAL #13.13: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS

JINDONG CO., LTD.


 

PROPOSAL #13.14: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI YUANPING GUOXIN COMPRESSED

NATURAL GAS CO., LTD.

PROPOSAL #13.15: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI ZHONGYOU COMPRESSED NATURAL

GAS CO., LTD.

PROPOSAL #13.16: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHUOZHOU JINGSHUO NATURAL GAS

PIPELINE CO., LTD.

PROPOSAL #13.17: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH LINFEN CHENGRAN NATURAL GAS CO.,

PROPOSAL #13.18: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH GUOXIAN CHENGRAN NATURAL GAS CO.,

PROPOSAL #13.19: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI INTERNATIONAL ELECTRICITY

NATURAL GAS CO., LTD.

PROPOSAL #13.20: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH TAIYUAN GAS GROUP CO., LTD.

PROPOSAL #13.21: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH PINGYAO YUANDONG GAS CO., LTD.

PROPOSAL #13.22: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH XIAOYI NATURAL GAS CO., LTD.

PROPOSAL #13.23: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI GUODIAN DINGXIANG GAS CO.,

PROPOSAL #13.24: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI HUARUN GUOXIN TRANSPORTATION

ENERGY CO., LTD.

PROPOSAL #13.25: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI GUOYUN LIQUEFIED NATURAL GAS

DEVELOPMENT CO., LTD.

PROPOSAL #13.26: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI GUOXIN HESHENG NEW ENERGY

CO., LTD.

PROPOSAL #13.27: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI JINDAFENG NATURAL GAS

DEVELOPMENT CO., LTD.

PROPOSAL #13.28: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP

LINFEN CO., LTD.

PROPOSAL #13.29: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH XINZHOU CHANGFENG GAS CO., LTD.

PROPOSAL #13.30: APPROVE 2016 RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHANXI QINSHUI GUOXIN COAL BED

METHANE COMPREHENSIVE UTILIZATION CO., LTD.

PROPOSAL #14.01: APPROVE SIGNING OF NATURAL GAS                 ISSUER            YES             FOR                  FOR

SUPPLY CONTRACT BETWEEN SHANXI NATURAL GAS CO., LTD.

AND YANGQUAN HUARUN GAS CO., LTD.

PROPOSAL #14.02: APPROVE SIGNING OF NATURAL GAS                 ISSUER            YES             FOR                  FOR

SUPPLY CONTRACT BETWEEN SHANXI NATURAL GAS CO., LTD.

AND DATONG HUARUN GAS CO., LTD.

PROPOSAL #14.03: APPROVE SIGNING OF NATURAL GAS                 ISSUER            YES             FOR                  FOR

SUPPLY CONTRACT BETWEEN SHANXI NATURAL GAS CO., LTD.

AND HONGDONG HUARUN HENFU GAS CO., LTD.

PROPOSAL #14.04: APPROVE SIGNING OF NATURAL GAS                 ISSUER            YES             FOR                  FOR

SUPPLY CONTRACT BETWEEN SHANXI NATURAL GAS CO., LTD.

AND HUOZHOU HUARUN GAS CO., LTD.

PROPOSAL #14.05: APPROVE SIGNING OF NATURAL GAS                 ISSUER            YES             FOR                  FOR

SUPPLY CONTRACT BETWEEN SHANXI NATURAL GAS CO., LTD.

AND YANGQU HUARUN GAS CO., LTD.


 

PROPOSAL #15: APPROVE WAIVER IN THE COMMITMENT BY              ISSUER            YES             FOR                  FOR

SHANXI GUOXIN ENERGY DEVELOPMENT GROUP CO., LTD.

PROPOSAL #16.01: ELECT LIANG XIEHU AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #16.02: ELECT LIU JUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #16.03: ELECT LAN XU AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #16.04: ELECT DU YINWU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #16.05: ELECT LING RENFENG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #16.06: ELECT LI XIAOBIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #16.07: ELECT YAN JINLONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #17.01: ELECT DING BAOSHAN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.02: ELECT PAN YIHUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.03: ELECT GAO HUI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.04: ELECT ZHANG KANGNING AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.01: ELECT WANG JIANHUA AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #18.02: ELECT WANG GANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #18.03: ELECT WANG WEI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Lanhua Sci-Tech Venture Co., Ltd.

  TICKER:               600123                            CUSIP:   Y7702G103

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF BEIJING XINGHUA          ISSUER            YES             FOR                  FOR

CPAS AS FINANCIAL AUDITOR AND THEIR REMUNERATION

PROPOSAL #8: ELECT LI YUMIN AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE CONSIGNED COAL PRODUCTS OF                ISSUER            YES             FOR                  FOR

LANHUA GROUP

PROPOSAL #11: APPROVE ESTIMATED PROVISION OF                       ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO SUBSIDIARIES


 

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE ADJUSTMENTS ON ESTIMATED BUDGET        ISSUER            YES             FOR                  FOR

 FOR INVESTMENT IN YUXI COAL MINE PROJECT

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE FOR YUXI        ISSUER            YES         AGAINST           AGAINST

 CAOL MINE PROJECT LOAN

PROPOSAL #15: APPROVE PROVISION OF GUARANTEE FOR BANK        ISSUER            YES             FOR                  FOR

 LOANS OF SHANXI LANHUA CLEAN ENERGY CO., LTD.

PROPOSAL #16: APPROVE PROVISION OF GUARANTEE FOR BANK        ISSUER            YES         AGAINST           AGAINST

 LOANS OF SHANXI LANHUA DANFENG CHEMICAL CO., LTD.

PROPOSAL #17: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

WORKING CAPITAL LOANS OF SHANXI LANHUA COAL CHEMICAL

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Lu'an Environmental Energy Development Co.Ltd

  TICKER:               601699                            CUSIP:   Y7699U107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE INTERNAL CONTROL EVALUATION              ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #13: APPROVE INTERNAL CONTROL AUDIT REPORT           ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE SOCIAL RESPONSIBILITY REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #15.01: ELECT YOU HAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.01: ELECT ZHAO LIXIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Securities Co Ltd

  TICKER:               002500                            CUSIP:   Y7700J109

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Securities Co Ltd

  TICKER:               002500                            CUSIP:   Y7700J109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS AND 2016 REMUNERATION DISTRIBUTION

PLAN OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE 2015 REMUNERATION OF SENIOR                ISSUER            YES             FOR                  FOR

MANAGEMENT MEMBERS AND EVALUATION ASSESSMENT

PROPOSAL #7.1: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SHANXI GUOXIN INVESTMENT GROUP, SHANXI FINANCE

INVESTMENT HOLDING GROUP CO., LTD AND THEIR RELATED

PARTY COMPANIES

PROPOSAL #7.2: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 TAIYUAN IRON GROUP CO., LTD

PROPOSAL #7.3: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SHANXI INTERNATIONAL POWER GROUP CO., LTD

PROPOSAL #7.4: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 OTHER RELATED PARTIES EXCLUDING COMPANY DIRECTORS,

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #7.5: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 DEUTSCHE BANK AG AND ITS RELATED PARTIES, WITH SZSE

LISTING RULES 10.1.5 RELATED NATURAL PERSON, WITH

WITHIN 12 MONTHS, SZSE STOCK LISTING RULES 10.1.3 OR

10.1.5 LEGAL PERSON OR NATURAL PERSON

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Securities Co Ltd

  TICKER:               002500                            CUSIP:   Y7700J109

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.1: APPROVE ISSUE SIZE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.3: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE, BOND INTEREST              ISSUER            YES             FOR                  FOR

RATE AND METHOD OF DETERMINATION

PROPOSAL #2.6: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE UNDERWRITING METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE GUARANTEE ARRANGEMENTS                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.13: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE ALL RELATED MATTERS

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR SHORT-        ISSUER            YES             FOR                  FOR

TERM CORPORATE BOND ISSUANCE

PROPOSAL #4.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #4.3: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #4.6: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: APPROVE UNDERWRITING METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.9: APPROVE GUARANTEE ARRANGEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #4.12: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE ALL RELATED MATTERS

PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR SHORT-        ISSUER            YES             FOR                  FOR

TERM FINANCING BILLS

PROPOSAL #6.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: APPROVE ISSUE RATE OR PRICE                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #6.6: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: APPROVE AUTHORIZATION OF THE BOARD TO         ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Taigang Stainless Steel Co., Ltd.

  TICKER:               000825                            CUSIP:   Y8481S102

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE FINANCIAL SERVICES AGREEMENT              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND TAIGANG GROUP FINANCIAL CO.,

LTD.

PROPOSAL #2: APPROVE CNY4 BILLION EQUIPMENT SALE-               ISSUER            YES             FOR                  FOR

LEASEBACK FINANCING AND LEASING BUSINESS WITH TAIGANG

 TIANJIN FINANCIAL LEASING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Taigang Stainless Steel Co., Ltd.

  TICKER:               000825                            CUSIP:   Y8481S102

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 OVERALL BUDGET                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FIXED ASSETS INVESTMENT              ISSUER            YES             FOR                  FOR

BUDGET

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #11: APPROVE 2016 FINANCIAL DERIVATIVES                ISSUER            YES             FOR                  FOR

HEDGING PROGRAM

PROPOSAL #12: APPROVE COMMERCIAL BILL PLEDGING                   ISSUER            YES             FOR                  FOR

BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Xinghuacun Fen Wine Factory Co., Ltd.

  TICKER:               600809                            CUSIP:   Y77013103

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION PLAN

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 ANNUAL                 ISSUER            YES             FOR                  FOR

AUDITOR, INTERNAL CONTROL AUDITOR AND PAYMENT OF 2015

 AUDIT FEES


 

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10.01: ELECT TAN ZHONGBAO AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.02: ELECT HAN JIANSHU AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #10.03: ELECT CHANG JIANWEI AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.04: ELECT LI MINGQIANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.05: ELECT GAO MING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.06: ELECT LIU WEIHUA AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.01: ELECT DU WENGUANG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.02: ELECT LI YUMIN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.03: ELECT WANG CHAOCHENG AS INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.01: ELECT SHUANG LIFENG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.02: ELECT WU AIMIN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.03: ELECT LI PEIJIE AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.04: ELECT SONG YAPENG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Xishan Coal & Electricity Power Co., Ltd.

  TICKER:               000983                            CUSIP:   Y7701C103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE EXPANSION OF BUSINESS SCOPE AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #12: ELECT CAO SHENGGEN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Zhangze Electric Power Co., Ltd.

  TICKER:               000767                            CUSIP:   Y7701M101

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INJECTION IN SHANXI                ISSUER            YES             FOR                  FOR

ZHANGZE ELECTRIC NEW ENERGY INVESTMENT CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES             FOR                  FOR

GUARANTEES TO SUBSIDIARIES

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING FINANCIAL LEASING BUSINESS BETWEEN

CONTROLLED SUBSIDIARY AND RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Zhangze Electric Power Co., Ltd.

  TICKER:               000767                            CUSIP:   Y7701M101

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION OF DATONG COAL              ISSUER             NO              N/A                  N/A

MINE GROUP CO., LTD. AS SUBSTITUTE ON CULTIVATION OF

THERMAL POWER AND NEW ENERGY PROJECTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Zhangze Electric Power Co., Ltd.

  TICKER:               000767                            CUSIP:   Y7701M101

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT FOR THE SUBSCRIPTION OF ABOUT 20-30% OF

THIS ISSUANCE BETWEEN COMPANY AND DATONG COAL MINE

GROUP CO., LTD.

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY DATONG COAL MINE GROUP CO., LTD.

PROPOSAL #11: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT


 

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Zhangze Electric Power Co., Ltd.

  TICKER:               000767                            CUSIP:   Y7701M101

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Zhangze Electric Power Co., Ltd.

  TICKER:               000767                            CUSIP:   Y7701M101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #8: APPROVE ADDITIONAL FINANCING GUARANTEE          ISSUER             NO              N/A                  N/A

FOR SHANXI ZHANGZE POWER NEW ENERGY INVESTMENT CO.,

PROPOSAL #9: APPROVE PROVIDING ENTRUSTED LOAN LINE            ISSUER             NO              N/A                  N/A

FOR SUBSIDIARY

PROPOSAL #10: APPROVE INVESTMENT AND CONSTRUCTION OF         ISSUER             NO              N/A                  N/A

ZHANGZE POWER PLANT 2 X 1 MILLION KILOWATT "USING

LARGE GENERATORS, SHUTTING DOWN SMALL GENERATING

UNITS" RECONSTRUCTION PROJECT

PROPOSAL #11.11: ELECT WEN SHENGYUAN AS NON-                       ISSUER             NO              N/A                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.12: ELECT XU GUOSHENG AS NON-INDEPENDENT        ISSUER             NO              N/A                  N/A

 DIRECTOR

PROPOSAL #11.13: ELECT HU YAOFEI AS NON-INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.14: ELECT XIA GUISUO AS NON-INDEPENDENT         ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.15: ELECT WANG ZHIJUN AS NON-INDEPENDENT        ISSUER             NO              N/A                  N/A

 DIRECTOR

PROPOSAL #11.16: ELECT ZHAO WENYANG AS NON-                         ISSUER             NO              N/A                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.17: ELECT LIU CHANG AS NON-INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.21: ELECT QIN QINGHUA AS INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.22: ELECT HU YUYUE AS INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTOR


 

PROPOSAL #11.23: ELECT LV YIMIN AS INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.24: ELECT YU CHUNHONG AS INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #12.1: ELECT BAI XIUBING AS SUPERVISOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #12.2: ELECT CAO XIANQING AS SUPERVISOR                ISSUER             NO              N/A                  N/A

PROPOSAL #12.3: ELECT YU ZHENGCHUN AS SUPERVISOR                ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shanxi Zhangze Electric Power Co., Ltd.

  TICKER:               000767                            CUSIP:   Y7701M101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT ESTABLISHMENT OF TONGMEI          ISSUER            YES             FOR                  FOR

DAYOU CAPITAL CO., LTD AS WELL AS RELATED PARTY

TRANSACTION

PROPOSAL #2: APPROVE PROVISION OF ENTRUSTED LOAN FOR         ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #4: APPROVE ADJUSTMENT ON PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF SHARES

PROPOSAL #5: APPROVE RE-SIGN OF SUBSCRIPTION                       ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #6: APPROVE AMENDMENT OF PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF SHARES

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shen Ma Industry Co., Ltd.

  TICKER:               600810                            CUSIP:   Y77406109

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE 2014 AND 2015 DAILY RELATED-               ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS AND APPROVE 2016 DAILY RELATED-

PARTY TRANSACTIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #9.01: ELECT WANG YU AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.02: ELECT YU QINGHAI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.03: ELECT ZHAO QUANSHAN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.04: ELECT LIU WUSONG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.05: ELECT XU GUOHONG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.01: ELECT WANG LIANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.02: ELECT WAN SHANFU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.03: ELECT GONG GUOSHUN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.04: ELECT ZHANG DIANZI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.05: ELECT ZHENG XIAOGUANG AS NON-                SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.06: ELECT WANG PING AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.07: ELECT DONG CHAO AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.08: ELECT ZHAO JING AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.09: ELECT ZHAO HAIPENG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shen Zhen Bauing Construction Holding Group Co., Ltd.

  TICKER:               002047                            CUSIP:   Y7742S109

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS TO THE PLAN FOR                ISSUER            YES             FOR                  FOR

ISSUANCE OF MEDIUM-TERM NOTES

PROPOSAL #2: APPROVE ADJUSTMENTS TO THE PLAN FOR                ISSUER            YES             FOR                  FOR

ISSUANCE OF SHORT-TERM FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shen Zhen Bauing Construction Holding Group Co., Ltd.

  TICKER:               002047                            CUSIP:   Y7742S109

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE 2016 CORPORATE BOND ISSUANCE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND TYPE AND MATURITY                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

FOR THE REPAYMENT OF INTEREST

PROPOSAL #2.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.6: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.8: APPROVE UNDERWRITING MANNER                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE METHOD TO INCREASE BOND                   ISSUER            YES             FOR                  FOR

CREDITABILITY

PROPOSAL #2.10: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenergy Co Ltd.

  TICKER:               600642                            CUSIP:   Y7T046109

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ASSOCIATE        ISSUER            YES             FOR                  FOR

 COMPANY ZHONGTIAN HECHUANG ENERGY CO., LTD.

PROPOSAL #2: ELECT ZHU ZONGYAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenergy Co Ltd.

  TICKER:               600642                            CUSIP:   Y7T046109

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF SHANGHAI              ISSUER            YES             FOR                  FOR

CPAS AS FINANCIAL AUDITOR AND PAYMENT OF 2015

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF SHANGHAI              ISSUER            YES             FOR                  FOR

CPAS AS INTERNAL CONTROL AUDITOR AND PAYMENT OF 2015

REMUNERATION

PROPOSAL #8: AMEND MANAGEMENT METHOD FOR THE                       ISSUER            YES             FOR                  FOR

ALLOWANCE OF INDEPENDENT DIRECTORS

PROPOSAL #9: ELECT FAN JIANLIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #10: ELECT LIU HAO AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sheng Yu Steel Co Ltd

  TICKER:               2029                                CUSIP:   Y7741C105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenghe Resources Holding Co., Ltd .

  TICKER:               600392                            CUSIP:   Y8817A106

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF RUIHUA CPAS            ISSUER            YES             FOR                  FOR

AS2016 AUDITOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #10: APPROVE 2015 INTERNAL CONTROL AUDIT              ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #11: APPROVE  REPORT ON THE USAGE OF                     ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #12: APPROVE 2016 APPLICATION OF FINANCING          ISSUER            YES         AGAINST           AGAINST

FROM FINANCIAL INSTITUTION AS WELL AS PROVISION OF

GUARANTEE

PROPOSAL #13.01: ELECT HU ZESONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.02: ELECT TANG GUANGYUE AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR


 

PROPOSAL #13.03: ELECT WENG RONGGUI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.04: ELECT ZHOU JIHAI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.05: ELECT ZHANG JINSONG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.06: ELECT YANG ZHENHAI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #14.01: ELECT WANG GUOZHEN AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.02: ELECT ZHANG LISHANG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #14.03: ELECT YAN A'RU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #15.01: ELECT LIAO LAN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #15.02: ELECT LI QI AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shengjing Bank Co Ltd

  TICKER:               02066                              CUSIP:   Y7704K102

  MEETING DATE:   8/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIVIDEND PLAN AFTER THE A SHARE         ISSUER            YES             FOR                  FOR

OFFERING

PROPOSAL #2: APPROVE PRICE STABILIZATION PLAN OF A            ISSUER            YES             FOR                  FOR

SHARES AFTER THE A SHARE OFFERING

PROPOSAL #3: APPROVE UNDERTAKING BY THE BANK IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE A SHARE OFFERING

PROPOSAL #4: APPROVE DILUTION OF CURRENT RETURNS AS A        ISSUER            YES             FOR                  FOR

 RESULT OF THE A SHARE OFFERING AND PROPOSED REMEDIAL

 MEASURES

PROPOSAL #5: APPROVE STATUS REPORT OF THE USAGE OF            ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AMENDMENTS TO THE PROCEDURES FOR        ISSUER            YES             FOR                  FOR

 GENERAL MEETINGS AND BOARD MEETINGS

PROPOSAL #7: APPROVE AMENDMENTS TO THE PROCEDURES FOR        ISSUER            YES             FOR                  FOR

 BOARD OF SUPERVISORS' MEETINGS

PROPOSAL #8: ELECT SUN YONGSHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROPOSED PLAN FOR THE A SHARE            ISSUER            YES             FOR                  FOR

OFFERING

PROPOSAL #10: APPROVE AMENDMENTS TO THE ARTICLE OF            ISSUER            YES             FOR                  FOR

THE ASSOCIATION IN RELATION TO THE A SHARE OFFERING

PROPOSAL #11: APPROVE PROPOSED ISSUANCE OF TIER 2              ISSUER            YES             FOR                  FOR

CAPITAL BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shengjing Bank Co Ltd

  TICKER:               2066                                CUSIP:   Y7704K102

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL ACCOUNTS            ISSUER            YES             FOR                  FOR

AND 2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG AND KPMG HUAZHEN LLP AS              ISSUER            YES             FOR                  FOR

INTERNATIONAL AND DOMESTIC AUDITORS RESPECTIVELY AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE ISSUANCE OF TIER 2 CAPITAL BONDS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE ADJUSTMENT OF RELEVANT MATTERS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE DILUTION OF IMMEDIATE RETURNS AS A

 RESULT OF THE INITIAL PUBLIC OFFERING OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenguan Holdings (Group) Ltd.

  TICKER:               829                                  CUSIP:   G8116M108

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: APPROVE FINAL DIVIDEND                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO HANDLE ALL MATTERS          ISSUER            YES             FOR                  FOR

RELATED TO PAYMENT OF FINAL DIVIDENDS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4a: ELECT ZHOU YAXIAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4b: ELECT SHI GUICHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4c: ELECT RU XIQUAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4d: ELECT MO YUNXI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4e: ELECT LOW JEE KEONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4f: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shengyi Technology Co., Ltd.

  TICKER:               600183                            CUSIP:   Y20965102

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF GP CPA AS 2016        ISSUER            YES             FOR                  FOR

 AUDITOR AND PAYMENT OF 2016 AUDIT FEE

PROPOSAL #8: APPROVE RE-APPOINTMENT OF GP CPA AS 2016        ISSUER            YES             FOR                  FOR

 INTERNAL CONTROL AUDITOR AND PAYMENT OF 2016 AUDIT

PROPOSAL #9.00: APPROVE 2016 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9.01: APPROVE 2016 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH SHANGHAI MEIWEI, MEIWEI TECHNOLOGY,

 GUANGZHOU MEIWEI, SHANGHAI KAISIER, GUANGZHOU

HITACHI, HONGKONG HITACHI, DONGGUAN MEIWEI, ORIENTAL

PRINTED CIRCUITS, ORIENTAL MANUFACTURING AND KUAIBAN

PROPOSAL #9.02: APPROVE 2016 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH YANGZHOU TIANQI NEW MATERIALS CO.,

LTD.

PROPOSAL #9.03: APPROVE 2016 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH DONGGUAN AIFULAI ELECTRONIC

MATERIALS CO., LTD., HONG KONG AIFULAI ELECTRONIC

MATERIALS CO., LTD., AND JIANGSU RUILIAN NEW

MATERIALS CO., LTD.

PROPOSAL #10: APPROVE ANNUAL PERFORMANCE INCENTIVE            ISSUER            YES         AGAINST           AGAINST

FUND IMPLEMENTING METHOD (2016 REVISION)

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12.01: ELECT HUANG XIAOGUANG AS NON-                SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.01: ELECT LI JUNYIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT ZHU XUEHUA AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenji Group Kunming Machine Tool Co. Ltd

  TICKER:               600806                            CUSIP:   Y7710Y112

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DAILY CONNECTED TRANSACTIONS              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND ITS JOINT VENTURE TOS KUNMING

 MACHINE TOOL MANUFACTURING COMPANY LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenji Group Kunming Machine Tool Co. Ltd

  TICKER:               300                                  CUSIP:   Y7710Y112

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALES CONTRACTS AND RELATED                ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenji Group Kunming Machine Tool Co. Ltd

  TICKER:               300                                  CUSIP:   Y7710Y112

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT REPORT OF BOARD OF DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT ANNUAL REPORT                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL BUDGET FOR THE YEAR            ISSUER            YES             FOR                  FOR

ENDING DEC. 31, 2016

PROPOSAL #5: APPROVE RUIHUA CERTIFIED PUBLIC                       ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS AUDITORS

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ACCEPT WORK REPORT OF INDEPENDENT NON-           ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE FROM          ISSUER            YES             FOR                  FOR

HENGFENG BANK KUNMING BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Chemical Industry Co., Ltd.

  TICKER:               000698                            CUSIP:   Y7742Q103

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT WANG DAZHUANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2: ELECT LI ZHONGCHEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT SUN ZESHENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT WANG YI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT LIU YI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT YANG ZHIGUO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT ZHAO XINAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT FAN CUNYAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT YAO HAIXIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT LI ZHONG AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT XU WEIDONG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.3: ELECT HU NING AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE CHANGE IN REGISTERED CAPITAL AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Chemical Industry Co., Ltd.

  TICKER:               000698                            CUSIP:   Y7742Q103

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STATE-OWNED LAND, BUILDINGS AND         ISSUER            YES             FOR                  FOR

SUPPORTING FACILITIES ACQUISITION AGREEMENT BETWEEN

COMPANY AND SHENYANG CITY TIEXI DISTRICT PEOPLE'S

GOVERNMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Chemical Industry Co., Ltd.

  TICKER:               000698                            CUSIP:   Y7742Q103

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 SUPPLEMENTAL DAILY RELATED         ISSUER            YES             FOR                  FOR

PARTY TRANSACTION

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #7: APPROVE 2016 PROVISION OF LOAN GUARANTEE        ISSUER            YES             FOR                  FOR

 TO SUBSIDIARIES

PROPOSAL #8: APPROVE CONTINUOUS PROVISION OF                       ISSUER            YES             FOR                  FOR

FINANCIAL SERVICES BY CHINA CHEMICAL INDUSTRY FINANCE

 CO., LTD. TO THE COMPANY

PROPOSAL #9: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE DEREGISTER OF SUBSIDIARY                   ISSUER            YES             FOR                  FOR

SHENYANG CHEMICAL GROUP TRANSPORTATION CO., LTD.

PROPOSAL #11: APPROVE ADDITION OF BUSINESS SCOPE OF          ISSUER            YES             FOR                  FOR

SUBSIDIARY SHENYANG PARAFFIN CHEMICAL CO., LTD.

PROPOSAL #12: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #13: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Jinbei Automotive Co Ltd.

  TICKER:               600609                            CUSIP:   Y4442G105

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YE ZHENGHUA AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: APPROVE ADDITIONAL 2015 LOAN APPLICATION        ISSUER            YES             FOR                  FOR

 AND PROVISION OF GUARANTEE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Jinbei Automotive Co Ltd.

  TICKER:               600609                            CUSIP:   Y769AP106

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF ENGINEERING,                       ISSUER            YES             FOR                  FOR

PROCUREMENT AND CONSTRUCTION AGREEMENT BY WHOLLY-

OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Jinbei Automotive Co Ltd.

  TICKER:               600609                            CUSIP:   Y769AP106

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Jinbei Automotive Co Ltd.

  TICKER:               600609                            CUSIP:   Y769AP106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTION

PROPOSAL #7: APPROVE ADDITIONAL 2016 LOAN LIMIT AND          ISSUER            YES         AGAINST           AGAINST

PROVISION OF GUARANTEE

PROPOSAL #8: APPROVE 2016 INVESTMENT PLAN OF                       ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Jinshan Energy Co., Ltd.

  TICKER:               600396                            CUSIP:   Y7743L103

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT JIN YUJUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT GUO HONGBO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #1.03: ELECT LIU LEI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT ZHANG LI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.05: ELECT ZHOU KEWEI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.06: ELECT YANG MAOSEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.07: ELECT LIN GANG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.08: ELECT CHENG GUOBIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.09: ELECT WANG SHIQUAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT LI ZENGFANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: ELECT LUO WEI AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Jinshan Energy Co., Ltd.

  TICKER:               600396                            CUSIP:   Y7743L103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS OF            ISSUER            YES             FOR                  FOR

THE COMPANY AND CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #10: APPROVE REMUNERATION OF CHAIRMAN OF THE        ISSUER            YES             FOR                  FOR

 BOARD

PROPOSAL #11: APPROVE ALLOWANCE OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #12.01: ELECT YU XUEMIN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.02: ELECT CHEN AIMIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.03: ELECT GAO YIYUN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Machine Tool Co., Ltd.

  TICKER:               000410                            CUSIP:   Y7743A107

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN COMMITMENT OF                       ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER SHENYANG MACHINE TOOL (GROUP)

 CO., LTD. WITH REGARDS TO AVOIDING COMPETITION

WITHIN THE INDUSTRY

PROPOSAL #2: APPROVE ADDITIONAL 2015 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Machine Tool Co., Ltd.

  TICKER:               000410                            CUSIP:   Y7743A107

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #2: APPROVE REPORT ON THE USAGE OF                    SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #3: APPROVE ANALYSIS ON EFFECT OF DILUTION      SHAREHOLDER        YES             FOR                  FOR

AND APPROVE COUNTER-DILUTION MEASURES IN CONNECTION

TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenyang Machine Tool Co., Ltd.

  TICKER:               000410                            CUSIP:   Y7743A107

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE LEASING OF LAND AND HOUSING OF          ISSUER            YES             FOR                  FOR

GROUP COMPANY

PROPOSAL #8: APPROVE SIGNING OF TECHNOLOGY LICENSING         ISSUER            YES             FOR                  FOR

CONTRACT

PROPOSAL #9: APPROVE RE-APPOINTMENT OF DA HUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 AUDITOR

PROPOSAL #10: APPROVE AUTHORIZATION OF THE MANAGEMENT        ISSUER            YES             FOR                  FOR

 TO HANDLE MATTERS REGARDING APPLICATION OF 2016

CREDIT LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #11: APPROVE AUTHORIZATION OF YOUNISI                   ISSUER            YES         AGAINST           AGAINST

FINANCIAL LEASING (SHANGHAI) CO., LTD. TO ENGAGE IN

FINANCIAL LEASING BUSINESS


 

PROPOSAL #12: APPROVE MUTUAL GUARANTEE WITH WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY

PROPOSAL #13: ELECT ZHANG LIMING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: ELECT LIU HAIJIE AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Agricultural Products Co., Ltd.

  TICKER:               000061                            CUSIP:   Y7741H104

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PUBLIC LISTING              ISSUER            YES             FOR                  FOR

CONDITIONS IN CONNECTION TO TRANSFER OF 100% EQUITY

IN SHENZHEN AGRICULTURAL EXCHANGE BUILDING CO., LTD.

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ESTABLISHMENT OF SHENZHEN                   ISSUER            YES             FOR                  FOR

AGRICULTURAL PRODUCTS CIRCULATION INDUSTRY

DEVELOPMENT FUND (LP)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Agricultural Products Co., Ltd.

  TICKER:               000061                            CUSIP:   Y7741H104

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ADJUSTMENT TO THE GUANGXI                   ISSUER            YES             FOR                  FOR

HAIJIXING INVESTMENT PROJECT AND USAGE OF RAISED

PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 RE-APPOINTMENT OF AUDITOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Airport Co., Ltd.

  TICKER:               000089                            CUSIP:   Y7741V103

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT SHEN JIAN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT LUO YI AS SUPERVISOR                             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Airport Co., Ltd.

  TICKER:               000089                            CUSIP:   Y7741V103

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTION

PROPOSAL #7: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Aisidi Co., Ltd.

  TICKER:               002416                            CUSIP:   Y77227109

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WHOLLY-OWNED SUBSIDIARY AISIDI          ISSUER            YES             FOR                  FOR

(HONG KONG) CO., LTD. TO INVEST IN CREDIT CHINA

HOLDINGS CO., LTD.

PROPOSAL #2: APPROVE 2016 APPLICATION OF NOT MORE              ISSUER            YES             FOR                  FOR

THAN CNY 24.25 BILLION COMPREHENSIVE CREDIT LINE FROM

PROPOSAL #3: APPROVE 2015 INTEGRATED MANAGEMENT OF            ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #4: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER            YES             FOR                  FOR

THE FOREIGN BANK FINANCING OF WHOLLY-OWNED SUBSIDIARY

 AISIDI (HONG KONG) CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Aisidi Co., Ltd.

  TICKER:               002416                            CUSIP:   Y77227109

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE APPLICATION OF WHOLLY-

OWNED SUBSIDIARY TIBET KU'AI COMMUNICATIONS CO., LTD.

PROPOSAL #2: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE APPLICATION OF WHOLLY-

OWNED SUBSIDIARY SHENZHEN COODOO DIGITAL CO., LTD.

PROPOSAL #3: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE APPLICATION OF WHOLLY-

OWNED SUBSIDIARY SHENZHEN CAIMENG TECHNOLOGY CO.,


 

PROPOSAL #4: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE APPLICATION OF WHOLLY-

OWNED SUBSIDIARY BEIJING KUREN COMMUNICATION

TECHNOLOGY CO., LTD.

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Batian Ecotypic Engineering Co., Ltd.

  TICKER:               002170                            CUSIP:   Y77225103

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES TO SPECIFIC PARTIES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

TO SPECIFIC PARTIES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Batian Ecotypic Engineering Co., Ltd.

  TICKER:               002170                            CUSIP:   Y77225103

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHAO QING AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2: ELECT WU JIANPENG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Batian Ecotypic Engineering Co., Ltd.

  TICKER:               002170                            CUSIP:   Y77225103

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT FROM BOARD OF                     ISSUER            YES             FOR                  FOR

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #3: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Batian Ecotypic Engineering Co., Ltd.

  TICKER:               002170                            CUSIP:   Y77225103

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Bauing Construction Holding Group Co., Ltd.

  TICKER:               002047                            CUSIP:   Y7742S109

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS


 

PROPOSAL #10: APPROVE 2016 REMUNERATION OF DIRECTORS,        ISSUER            YES             FOR                  FOR

 SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #12.1: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #12.2: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #12.3: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

PROPOSAL #12.4: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.5: APPROVE SUBSCRIPTION METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.6: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.7: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #12.8: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #12.9: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #12.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #14: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #16: APPROVE SUBSCRIPTION AGREEMENT AND                ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #17: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #19: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #20: APPROVE WHITEWASH WAIVER AND RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Centralcon Investment Holding Co., Ltd.

  TICKER:               000042                            CUSIP:   Y8345B105

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING ACQUISITION OF EQUITY OF AN OFFSHORE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Centralcon Investment Holding Co., Ltd.

  TICKER:               000042                            CUSIP:   Y8345B105

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ON              ISSUER            YES             FOR                  FOR

ACQUISITION OF 100% STAKE IN CHENGDU ZHONGZHOU

INVESTMENT CO., LTD.


 

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION ON              ISSUER            YES             FOR                  FOR

ACQUISITION OF 100% STAKE IN QINGDAO WANGZHOU

INDUSTRIAL CO., LTD. AND QINGDAO LIANSHUN REAL ESTATE

 CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARY SHENZHEN XIANGJIANG PROPERTIES CO., LTD.

FOR BANK LOANS AMOUNTING TO CNY 1 BILLION

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES             FOR                  FOR

LOANS OF SUBSIDIARY CHENGDU GALAXY BAY REAL ESTATE

DEVELOPMENT CO., LTD.

PROPOSAL #5: APPROVE PROVISION OF COUNTER GUARANTEE          ISSUER            YES             FOR                  FOR

TO THE LOANS OF SUBSIDIARY ZHONGZHOU INVESTMENT

HOLDINGS (HONG KONG) CO., LTD.

PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINE FROM         ISSUER            YES             FOR                  FOR

BANK OF EAST ASIA (CHINA) CO., LTD. SHENZHEN BRANCH

AND PROVISION OF GUARANTEE TO SUBSIDIARY

PROPOSAL #7: APPROVE PROVISION OF COUNTER GUARANTEE          ISSUER            YES             FOR                  FOR

FOR THE LOAN AMOUNTING TO HKD 500 MILLION APPLIED BY

ZHONGZHOU INVESTMENT HOLDINGS (HONG KONG) CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Centralcon Investment Holding Co., Ltd.

  TICKER:               000042                            CUSIP:   Y8345B105

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCING GUARANTEE        ISSUER            YES             FOR                  FOR

 TO SUBSIDIARY CENTRALCON (HUOTAN) CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE          ISSUER            YES             FOR                  FOR

TO THE LOAN OF SUBSIDIARY CENTRALCON INVESTMENT

HOLDINGS (HONG KONG) LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Centralcon Investment Holding Co., Ltd.

  TICKER:               000042                            CUSIP:   Y8345B105

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE TIME                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES             FOR                  FOR

PRICING MANNER AND ISSUE PRICE

PROPOSAL #2.7: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

FUNDS


 

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE CONDITIONAL SHARE SUBSCRIPTION          ISSUER            YES             FOR                  FOR

AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE COMMITMENT OF DIRECTORS, SENIOR        ISSUER            YES             FOR                  FOR

 MANAGERS, CONTROLLING SHAREHOLDER AND ULTIMATE

CONTROLLING SHAREHOLDER ON COUNTER-DILUTION MEASURES

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

LOAN OF SUBSIDIARY CHENGDU CULTURE AND TOURISM PANDA

TOWN INVESTMENT CO., LTD. AMOUNTING TO CNY 600

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

LOAN OF SUBSIDIARY CHENGDU CULTURE AND TOURISM PANDA

TOWN INVESTMENT CO., LTD. AMOUNTING TO CNY 800

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Centralcon Investment Holding Co., Ltd.

  TICKER:               000042                            CUSIP:   Y8345B105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 GUARANTEE AMOUNT                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE STRATEGIC COOPERATION WITH PING         ISSUER            YES         AGAINST           AGAINST

AN TRUST CO., LTD. AND PROVISION OF GUARANTEE TO

CONTROLLED SUBSIDIARY

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARY CHENGDU GALAXY BAY REAL ESTATE DEVELOPMENT

 CO., LTD.


 

PROPOSAL #10: APPROVE PROVISION OF LOAN GUARANTEE TO         ISSUER            YES             FOR                  FOR

SUBSIDIARY SHENZHEN XIANGJIANG PROPERTY CO., LTD.

AMOUNTING TO CNY 520 MILLION

PROPOSAL #11: APPROVE DRAFT EMPLOYEE SHARE PURCHASE      SHAREHOLDER        YES             FOR                  FOR

PLAN AND ITS SUMMARY

PROPOSAL #12: APPROVE FORMULATION OF MANAGEMENT             SHAREHOLDER        YES             FOR                  FOR

SYSTEM OF EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO      SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #14: APPROVE SPECIAL REPORT ON WHETHER OR        SHAREHOLDER        YES             FOR                  FOR

NOT COMPANY'S REAL-ESTATE BUSINESS CONSISTS OF IDLING

 LAND, SPECULATION AND HOARDING, DRIVING-UP PRICES

AND OTHER PROBLEMS AS WELL AS COMMITMENT BY RELEVANT

PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Chiwan Wharf Holdings Ltd.

  TICKER:               200022                            CUSIP:   Y1565S106

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT YUAN YUHUI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Chiwan Wharf Holdings Ltd.

  TICKER:               200022                            CUSIP:   Y1565S106

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PAN KE AS NON-INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2: ELECT YU SHIXIN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Chiwan Wharf Holdings Ltd.

  TICKER:               200022                            CUSIP:   Y1565S106

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT SHI WEI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT LV SHENGZHOU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT QU JIANDONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Chiwan Wharf Holdings Ltd.

  TICKER:               200022                            CUSIP:   Y1565S106

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Chiwan Wharf Holdings Ltd.

  TICKER:               200022                            CUSIP:   Y1565S114

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PAN KE AS NON-INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2: ELECT YU SHIXIN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Chiwan Wharf Holdings Ltd.

  TICKER:               200022                            CUSIP:   Y1565S114

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT SHI WEI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT LV SHENGZHOU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT QU JIANDONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Chiwan Wharf Holdings Ltd.

  TICKER:               200022                            CUSIP:   Y1565S114

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Clou Electronics Co., Ltd.

  TICKER:               002121                            CUSIP:   Y7740F109

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER             NO              N/A                  N/A

WHOLLY-OWNED INDIRECT SUBSIDIARY


 

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE ADJUSTMENT TO THE PLAN FOR                 ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES TO SPECIFIC PARTIES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER             NO              N/A                  N/A

PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER             NO              N/A                  N/A

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #3.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER             NO              N/A                  N/A

PROPOSAL #3.5: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #3.6: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #3.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER             NO              N/A                  N/A

RAISED FUNDS

PROPOSAL #3.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #3.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER             NO              N/A                  N/A

PROPOSAL #3.10: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE ADJUSTMENT TO THE PLAN ON 2015          ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #5: APPROVE ADJUSTMENT TO THE FEASIBILITY            ISSUER             NO              N/A                  N/A

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE THE NOTION THAT SUBSCRIPTION TO         ISSUER             NO              N/A                  N/A

THE SHARES BY PARTIAL SUBSCRIBERS CONSTITUTES AS

RELATED PARTY TRANSACTION

PROPOSAL #9: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER             NO              N/A                  N/A

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER             NO              N/A                  N/A

 OBLIGATION BY RAO LUHUA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Clou Electronics Co., Ltd.

  TICKER:               002121                            CUSIP:   Y7740F109

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE ADDITIONAL APPLICATION OF BANK          ISSUER            YES             FOR                  FOR

CREDIT LINE BY SUBSIDIARY

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO ASSOCIATE        ISSUER            YES             FOR                  FOR

 COMPANY

PROPOSAL #5: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE

PROPOSAL #6.1: ELECT RAO LUHUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #6.2: ELECT NIE ZHIYONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT HUANG YOUPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.4: ELECT GUI GUOCAI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.5: ELECT WANG JIAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.6: ELECT AI MIN AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.1: ELECT DUAN ZHONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.2: ELECT LIANG JINHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.3: ELECT SHENG BAOJUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.1: ELECT MA MINGFANG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: ELECT RUAN HAIMING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Clou Electronics Co., Ltd.

  TICKER:               002121                            CUSIP:   Y7740F109

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT ON REMUNERATION OF            ISSUER            YES             FOR                  FOR

2015 FINANCIAL AUDITOR

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #3.4: APPROVE THE REPAYMENT OF PRINCIPAL AND        ISSUER            YES             FOR                  FOR

 INTEREST

PROPOSAL #3.5: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE RULES ON REDEMPTION AND SALE-         ISSUER            YES             FOR                  FOR

BACK

PROPOSAL #3.9: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #3.10: APPROVE TRADING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #3.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS


 

PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE TO QUALIFIED INVESTORS

PROPOSAL #6: APPROVE CORPORATE BOND ISSUANCE TO                 ISSUER            YES             FOR                  FOR

QUALIFIED INVESTORS

PROPOSAL #6.1: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: APPROVE BOND INTEREST RATE AND THE              ISSUER            YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #6.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: APPROVE RULES ON REDEMPTION AND SALE-         ISSUER            YES             FOR                  FOR

BACK

PROPOSAL #6.8: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #6.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #6.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #8: APPROVE EXPAND BUSINESS SCOPE AS WELL AS        ISSUER            YES             FOR                  FOR

 AMENDMENTS TO ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Clou Electronics Co., Ltd.

  TICKER:               002121                            CUSIP:   Y7740F109

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #2: APPROVE PROVISION OF COUNTER-GUARANTEE          ISSUER            YES             FOR                  FOR

TO DEBT OF SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Clou Electronics Co., Ltd.

  TICKER:               002121                            CUSIP:   Y7740F109

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO THE GUARANTEE                ISSUER            YES             FOR                  FOR

PROVISION PERIOD TO WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES BY THE COMPANY AND

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #10.1: APPROVE 2015 REMUNERATION OF DIRECTOR        ISSUER            YES             FOR                  FOR

 RAO LUHUA

PROPOSAL #10.2: APPROVE 2015 REMUNERATION OF DIRECTOR        ISSUER            YES             FOR                  FOR

 NIE ZHIYONG

PROPOSAL #10.3: APPROVE 2015 REMUNERATION OF DIRECTOR        ISSUER            YES             FOR                  FOR

 HUANG YOUPING

PROPOSAL #10.4: APPROVE 2015 REMUNERATION OF DIRECTOR        ISSUER            YES             FOR                  FOR

 GUI GUOCAI

PROPOSAL #10.5: APPROVE 2015 REMUNERATION OF OTHER            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11.1: APPROVE 2015 REMUNERATION OF                       ISSUER            YES             FOR                  FOR

SUPERVISOR MA MINGFANG

PROPOSAL #11.2: APPROVE 2015 REMUNERATION OF                       ISSUER            YES             FOR                  FOR

SUPERVISOR RUAN HAIMING

PROPOSAL #11.3: APPROVE 2015 REMUNERATION OF                       ISSUER            YES             FOR                  FOR

SUPERVISOR WEI YUQI

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #13: APPROVE ADJUSTMENT TO COMPANY'S                     ISSUER            YES             FOR                  FOR

BUSINESS SCOPE AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Clou Electronics Co., Ltd.

  TICKER:               002121                            CUSIP:   Y7740F109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ADJUSTMENT TO PLAN ON PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF SHARES

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #4: APPROVE PRIVATE PLACEMENT OF SHARES                ISSUER            YES             FOR                  FOR

CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #5: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Clou Electronics Co., Ltd.

  TICKER:               002121                            CUSIP:   Y7740F109

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE AMOUNT AND USE OF PROCEEDS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ADJUSTMENT TO PLAN ON PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF SHARES

PROPOSAL #3: APPROVE ADJUSTMENT TO FEASIBILITY                   ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE USE OF PROCEEDS

PROPOSAL #4: APPROVE THE NOTION THAT SUBSCRIPTION BY         ISSUER            YES             FOR                  FOR

PARTIAL TARGET SUBSCRIBERS CONSTITUTES AS RELATED

PARTY TRANSACTION

PROPOSAL #5: APPROVE SUPPLEMENTAL CONDITIONAL SHARE          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH PARTIAL TARGET

PROPOSAL #6: APPROVE ADJUSTMENT TO IMPACT OF DILUTION        ISSUER            YES             FOR                  FOR

 OF CURRENT RETURNS AND THE RELEVANT MEASURES TO BE

TAKEN

PROPOSAL #7: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Coship Electronics Co., Ltd.

  TICKER:               002052                            CUSIP:   Y7740C106

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN GLOBAL UNITED                ISSUER             NO              N/A                  N/A

TECHNOLOGY CO., LTD

PROPOSAL #2: APPROVE PARTICIPATION IN THE                            ISSUER             NO              N/A                  N/A

ESTABLISHMENT OF GONGQINGCHENG HONGTOU ORIGIN FUND

MANAGEMENT CO., LTD

PROPOSAL #3: APPROVE PARTICIPATION IN THE                            ISSUER             NO              N/A                  N/A

ESTABLISHMENT OF GONGQINGCHENG LIELONG TECHNOLOGY

DEVELOPMENT CO., LTD

PROPOSAL #4: APPROVE PARTICIPATION IN THE                            ISSUER             NO              N/A                  N/A

ESTABLISHMENT OF SHENZHEN QIANHAI TONGZHOU INTERNET

FINANCIAL SERVICE CO., LTD

PROPOSAL #5: APPROVE APPLICATION OF LOAN FROM CHINA          ISSUER             NO              N/A                  N/A

GREAT WALL ASSET MANAGEMENT CORP

PROPOSAL #6: ELECT YAN XIAOBEI AS NON-INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Coship Electronics Co., Ltd.

  TICKER:               002052                            CUSIP:   Y7740C106

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF PARTICIPATION AND        ISSUER            YES             FOR                  FOR

 ESTABLISHMENT OF GONGQINGCHENG HONGTOU YUANCHUANG

FUND MANAGEMENT CO., LTD


 

PROPOSAL #2: APPROVE TERMINATION OF ACQUISITION OF            ISSUER            YES             FOR                  FOR

100% EQUITY IN SHENZHEN QUANZHIDA TELECOMMUNICATION

CO., LTD

PROPOSAL #3: APPROVE APPLICATION FOR COMPANY 2016              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

PROPOSAL #4: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY, HUBEI TONGZHOU ELECTRIC CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Coship Electronics Co., Ltd.

  TICKER:               002052                            CUSIP:   Y7740C106

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REMUNERATION ASSESSMENT OF         ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Danbond Technology Co., Ltd.

  TICKER:               002618                            CUSIP:   Y7745U101

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Das Intellitech Co Ltd

  TICKER:               002421                            CUSIP:   Y7740M104

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ELECT ZHAO CHENG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

APPLICATION OF BUYER CREDIT FROM BANK OF BEIJING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Das Intellitech Co Ltd

  TICKER:               002421                            CUSIP:   Y7740M104

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

ZHONGMEI KUANGJIAN GENERAL HOSPITAL

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #4: AMEND EXTERNAL INVESTMENT MANAGEMENT              ISSUER            YES             FOR                  FOR

SYSTEMS

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #6: AMEND ASSET IMPAIRMENT MANAGEMENT SYSTEM        ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ASSET LOSS MANAGEMENT SYSTEM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Das Intellitech Co Ltd

  TICKER:               002421                            CUSIP:   Y7740M104

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 REMUNERATION OF                          ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Das Intellitech Co Ltd

  TICKER:               002421                            CUSIP:   Y7740M104

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY


 

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES APPLIED BY CONTROLLED

 SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Deren Electronic Co., Ltd

  TICKER:               002055                            CUSIP:   Y7740E102

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Deren Electronic Co., Ltd

  TICKER:               002055                            CUSIP:   Y7740E102

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Desay Battery Technology Co., Ltd.

  TICKER:               000049                            CUSIP:   Y7742A108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

DIVIDEND DISTRIBUTION

PROPOSAL #3: APPROVE 2016 APPOINTMENT OF EXTERNAL              ISSUER            YES             FOR                  FOR

AUDITOR AND PAYMENT OF 2015 AUDIT FEES

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE USAGE OF OWN FUNDS TO INVEST IN         ISSUER            YES             FOR                  FOR

BANK FINANCIAL PRODUCTS


 

PROPOSAL #8: APPROVE USAGE OF OWN FUNDS TO DEVELOP            ISSUER            YES             FOR                  FOR

FINANCIAL DERIVATIVE PRODUCT BUSINESS

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO               SHAREHOLDER        YES         AGAINST           AGAINST

ASSOCIATE COMPANY HUIZHOU EPOWER ELECTRONICS CO.,

LTD. BY HUIZHOU BLUEWAY ELECTRONICS CO., LTD.

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Energy Group Co., Ltd.

  TICKER:               000027                            CUSIP:   Y7740R103

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO MANZHOU          ISSUER            YES             FOR                  FOR

LIDA LAIHU THERMOELECTRICITY CO., LTD.

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Energy Group Co., Ltd.

  TICKER:               000027                            CUSIP:   Y7740R103

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND PROFIT         ISSUER            YES             FOR                  FOR

DISTRIBUTION

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINES                ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 2.5 BILLION

PROPOSAL #7: APPROVE INVESTMENT IN THE ESTABLISHMENT         ISSUER            YES             FOR                  FOR

OF SHENZHEN EASTERN ENVIRONMENTAL POWER PLANT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Energy Group Co., Ltd.

  TICKER:               000027                            CUSIP:   Y7740R103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT XIONG PEIJIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECETOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen ESUN Display Co., Ltd.

  TICKER:               002751                            CUSIP:   Y7T418100

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LIU MENGLONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #1.2: ELECT XIANG KAIBING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.3: ELECT WANG YUZHENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT PENG KANGXIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT ZHAO RUIYUAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT ZHONG TIANHUA AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1: ELECT ZHOU RUI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT ZHAO JINLLIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT WANG XIAOLING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT JIANG WENBIN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT XU YANPEI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen ESUN Display Co., Ltd.

  TICKER:               002751                            CUSIP:   Y7T418100

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 AUDITOR'S REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL RULES                ISSUER            YES             FOR                  FOR

IMPLEMENTATION CHECKLIST

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 FINANCIAL BUDGET REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 APPLICATION OF CREDIT                ISSUER            YES             FOR                  FOR

LINES FROM VARIOUS BANKS

PROPOSAL #12: APPROVE 2016 RE-APPOINTMENT OF AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE 2016 REMUNERATION OF DIRECTORS,        ISSUER            YES             FOR                  FOR

 SUPERVISORS AND SENIOR MANAGEMENT MEMBERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Expressway Company Ltd.

  TICKER:               00548                              CUSIP:   Y7741B107

  MEETING DATE:   8/20/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY MEI            ISSUER            YES             FOR                  FOR

WAH COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Expressway Company Ltd.

  TICKER:               00548                              CUSIP:   Y7741B107

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AGREEMENT BETWEEN THE COMPANY            ISSUER            YES             FOR                  FOR

AND TRANSPORT COMMISSION OF SHENZHEN MUNICIPALITY,

TOLL ADJUSTMENT AND COMPENSATION ARRANGEMENTS IN

NANGUANG EXPRESSWAY, YANPAI EXPRESSWAY, YANBA

EXPRESSWAY AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Expressway Company Ltd.

  TICKER:               548                                  CUSIP:   Y7741B107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED ACCOUNTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISTRIBUTION SCHEME OF PROFITS          ISSUER            YES             FOR                  FOR

INCLUDING DECLARATION OF FINAL DIVIDEND

PROPOSAL #5: APPROVE 2016 BUDGET REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INVESTMENT IN OUTER RING SECTION        ISSUER            YES             FOR                  FOR

 A

PROPOSAL #7.01: APPROVE ISSUE SIZE AND METHOD IN                ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

MANDATE

PROPOSAL #7.02: APPROVE TYPE OF DEBENTURES IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

PROPOSAL #7.03: APPROVE MATURITY OF DEBENTURES IN              ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

MANDATE

PROPOSAL #7.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS IN RELATION

 TO THE ISSUE OF DEBENTURES UNDER GENERAL MANDATE

PROPOSAL #7.05: APPROVE INTEREST RATE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF DEBENTURES UNDER GENERAL MANDATE

PROPOSAL #7.06: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF DEBENTURES UNDER GENERAL MANDATE

PROPOSAL #7.07: APPROVE LISTING IN RELATION TO THE            ISSUER            YES             FOR                  FOR

ISSUE OF DEBENTURES UNDER GENERAL MANDATE


 

PROPOSAL #7.08: APPROVE GUARANTEE IN RELATION TO THE         ISSUER            YES             FOR                  FOR

ISSUE OF DEBENTURES UNDER GENERAL MANDATE

PROPOSAL #7.09: APPROVE RESOLUTION VALIDITY IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

MANDATE

PROPOSAL #7.10: AUTHORIZE BOARD OR ANY TWO DIRECTORS         ISSUER            YES             FOR                  FOR

DULY AUTHORIZED BY THE BOARD TO HANDLE ALL MATTERS IN

 RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

MANDATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Expressway Company Ltd.

  TICKER:               548                                  CUSIP:   Y7741B107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE              ISSUER            YES             FOR                  FOR

PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF

 THE PARTICIPANTS IN RELATION TO THE RESTRICTED A

SHARE INCENTIVE SCHEME

PROPOSAL #1.02: APPROVE GRANT PRICE OF THE RESTRICTED        ISSUER            YES             FOR                  FOR

 SHARES AND THE BASIS OF DETERMINATION IN RELATION TO

 THE RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.03: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF THE RESTRICTED SHARES IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF                ISSUER            YES             FOR                  FOR

GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT

 PERIOD OF THE INCENTIVE SCHEME

PROPOSAL #1.05: APPROVE CONDITIONS OF GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING THE RESTRICTED SHARES IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.06: APPROVE ADJUSTMENT METHOD AND                     ISSUER            YES             FOR                  FOR

PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME

PROPOSAL #1.07: APPROVE ACCOUNTING TREATMENT OF THE          ISSUER            YES             FOR                  FOR

RESTRICTED SHARES IN RELATION TO THE RESTRICTED A

SHARE INCENTIVE SCHEME

PROPOSAL #1.08: APPROVE PROCEDURES OF IMPLEMENTATION,        ISSUER            YES             FOR                  FOR

 GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME

PROPOSAL #1.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 COMPANY OR THE PARTICIPANTS IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.10: APPROVE IMPLEMENTATION OF THE                     ISSUER            YES             FOR                  FOR

INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY OR

THE PARTICIPANTS

PROPOSAL #1.11: APPROVE ADJUSTMENT OF THE REPURCHASE         ISSUER            YES             FOR                  FOR

PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF

REPURCHASING AND CANCELLING IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #2: APPROVE MANAGEMENT, IMPLEMENTATION AND          ISSUER            YES             FOR                  FOR

APPRAISAL MEASURES FOR THE INCENTIVE SCHEME

PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE RESTRICTED A SHARE INCENTIVE

PROPOSAL #4: APPROVE CONNECTED TRANSACTIONS IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME

AND THE CONNECTED PARTICIPANTS TO PARTICIPATE IN THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #5: ELECT CHEN TAO AS DIRECTOR                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR FEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Expressway Company Ltd.

  TICKER:               548                                  CUSIP:   Y7741B107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE              ISSUER            YES             FOR                  FOR

PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF

 THE PARTICIPANTS IN RELATION TO THE RESTRICTED A

SHARE INCENTIVE SCHEME

PROPOSAL #1.02: APPROVE GRANT PRICE OF THE RESTRICTED        ISSUER            YES             FOR                  FOR

 SHARES AND THE BASIS OF DETERMINATION IN RELATION TO

 THE RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.03: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF THE RESTRICTED SHARES IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF                ISSUER            YES             FOR                  FOR

GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT

 PERIOD OF THE INCENTIVE SCHEME

PROPOSAL #1.05: APPROVE CONDITIONS OF GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING THE RESTRICTED SHARES IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.06: APPROVE ADJUSTMENT METHOD AND                     ISSUER            YES             FOR                  FOR

PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME

PROPOSAL #1.07: APPROVE ACCOUNTING TREATMENT OF THE          ISSUER            YES             FOR                  FOR

RESTRICTED SHARES IN RELATION TO THE RESTRICTED A

SHARE INCENTIVE SCHEME

PROPOSAL #1.08: APPROVE PROCEDURES OF IMPLEMENTATION,        ISSUER            YES             FOR                  FOR

 GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME

PROPOSAL #1.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 COMPANY OR THE PARTICIPANTS IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.10: APPROVE IMPLEMENTATION OF THE                     ISSUER            YES             FOR                  FOR

INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY OR

THE PARTICIPANTS

PROPOSAL #1.11: APPROVE ADJUSTMENT OF THE REPURCHASE         ISSUER            YES             FOR                  FOR

PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF

REPURCHASING AND CANCELLING IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #2: APPROVE MANAGEMENT, IMPLEMENTATION AND          ISSUER            YES             FOR                  FOR

APPRAISAL MEASURES FOR THE INCENTIVE SCHEME

PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE RESTRICTED A SHARE INCENTIVE

PROPOSAL #4: APPROVE CONNECTED TRANSACTIONS IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME

AND THE CONNECTED PARTICIPANTS TO PARTICIPATE IN THE

RESTRICTED A SHARE INCENTIVE SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Expressway Company Ltd.

  TICKER:               548                                  CUSIP:   Y7741G114

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED ACCOUNTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISTRIBUTION SCHEME OF PROFITS          ISSUER            YES             FOR                  FOR

INCLUDING DECLARATION OF FINAL DIVIDEND

PROPOSAL #5: APPROVE 2016 BUDGET REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INVESTMENT IN OUTER RING SECTION        ISSUER            YES             FOR                  FOR

 A

PROPOSAL #7.01: APPROVE ISSUE SIZE AND METHOD IN                ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

MANDATE

PROPOSAL #7.02: APPROVE TYPE OF DEBENTURES IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

PROPOSAL #7.03: APPROVE MATURITY OF DEBENTURES IN              ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

MANDATE

PROPOSAL #7.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS IN RELATION

 TO THE ISSUE OF DEBENTURES UNDER GENERAL MANDATE

PROPOSAL #7.05: APPROVE INTEREST RATE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUE OF DEBENTURES UNDER GENERAL MANDATE

PROPOSAL #7.06: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUE OF DEBENTURES UNDER GENERAL MANDATE

PROPOSAL #7.07: APPROVE LISTING IN RELATION TO THE            ISSUER            YES             FOR                  FOR

ISSUE OF DEBENTURES UNDER GENERAL MANDATE

PROPOSAL #7.08: APPROVE GUARANTEE IN RELATION TO THE         ISSUER            YES             FOR                  FOR

ISSUE OF DEBENTURES UNDER GENERAL MANDATE

PROPOSAL #7.09: APPROVE RESOLUTION VALIDITY IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

MANDATE

PROPOSAL #7.10: AUTHORIZE BOARD OR ANY TWO DIRECTORS         ISSUER            YES             FOR                  FOR

DULY AUTHORIZED BY THE BOARD TO HANDLE ALL MATTERS IN

 RELATION TO THE ISSUE OF DEBENTURES UNDER GENERAL

MANDATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Expressway Company Ltd.

  TICKER:               548                                  CUSIP:   Y7741G114

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE              ISSUER            YES             FOR                  FOR

PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF

 THE PARTICIPANTS IN RELATION TO THE RESTRICTED A

SHARE INCENTIVE SCHEME

PROPOSAL #1.02: APPROVE GRANT PRICE OF THE RESTRICTED        ISSUER            YES             FOR                  FOR

 SHARES AND THE BASIS OF DETERMINATION IN RELATION TO

 THE RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.03: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF THE RESTRICTED SHARES IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF                ISSUER            YES             FOR                  FOR

GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT

 PERIOD OF THE INCENTIVE SCHEME


 

PROPOSAL #1.05: APPROVE CONDITIONS OF GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING THE RESTRICTED SHARES IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.06: APPROVE ADJUSTMENT METHOD AND                     ISSUER            YES             FOR                  FOR

PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME

PROPOSAL #1.07: APPROVE ACCOUNTING TREATMENT OF THE          ISSUER            YES             FOR                  FOR

RESTRICTED SHARES IN RELATION TO THE RESTRICTED A

SHARE INCENTIVE SCHEME

PROPOSAL #1.08: APPROVE PROCEDURES OF IMPLEMENTATION,        ISSUER            YES             FOR                  FOR

 GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME

PROPOSAL #1.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 COMPANY OR THE PARTICIPANTS IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.10: APPROVE IMPLEMENTATION OF THE                     ISSUER            YES             FOR                  FOR

INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY OR

THE PARTICIPANTS

PROPOSAL #1.11: APPROVE ADJUSTMENT OF THE REPURCHASE         ISSUER            YES             FOR                  FOR

PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF

REPURCHASING AND CANCELLING IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #2: APPROVE MANAGEMENT, IMPLEMENTATION AND          ISSUER            YES             FOR                  FOR

APPRAISAL MEASURES FOR THE INCENTIVE SCHEME

PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE RESTRICTED A SHARE INCENTIVE

PROPOSAL #4: APPROVE CONNECTED TRANSACTIONS IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME

AND THE CONNECTED PARTICIPANTS TO PARTICIPATE IN THE

RESTRICTED A SHARE INCENTIVE SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Expressway Company Ltd.

  TICKER:               548                                  CUSIP:   Y7741G114

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE              ISSUER            YES             FOR                  FOR

PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF

 THE PARTICIPANTS IN RELATION TO THE RESTRICTED A

SHARE INCENTIVE SCHEME

PROPOSAL #1.02: APPROVE GRANT PRICE OF THE RESTRICTED        ISSUER            YES             FOR                  FOR

 SHARES AND THE BASIS OF DETERMINATION IN RELATION TO

 THE RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.03: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF THE RESTRICTED SHARES IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF                ISSUER            YES             FOR                  FOR

GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT

 PERIOD OF THE INCENTIVE SCHEME

PROPOSAL #1.05: APPROVE CONDITIONS OF GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING THE RESTRICTED SHARES IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.06: APPROVE ADJUSTMENT METHOD AND                     ISSUER            YES             FOR                  FOR

PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME

PROPOSAL #1.07: APPROVE ACCOUNTING TREATMENT OF THE          ISSUER            YES             FOR                  FOR

RESTRICTED SHARES IN RELATION TO THE RESTRICTED A

SHARE INCENTIVE SCHEME

PROPOSAL #1.08: APPROVE PROCEDURES OF IMPLEMENTATION,        ISSUER            YES             FOR                  FOR

 GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME


 

PROPOSAL #1.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 COMPANY OR THE PARTICIPANTS IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #1.10: APPROVE IMPLEMENTATION OF THE                     ISSUER            YES             FOR                  FOR

INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY OR

THE PARTICIPANTS

PROPOSAL #1.11: APPROVE ADJUSTMENT OF THE REPURCHASE         ISSUER            YES             FOR                  FOR

PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF

REPURCHASING AND CANCELLING IN RELATION TO THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #2: APPROVE MANAGEMENT, IMPLEMENTATION AND          ISSUER            YES             FOR                  FOR

APPRAISAL MEASURES FOR THE INCENTIVE SCHEME

PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE RESTRICTED A SHARE INCENTIVE

PROPOSAL #4: APPROVE CONNECTED TRANSACTIONS IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME

AND THE CONNECTED PARTICIPANTS TO PARTICIPATE IN THE

RESTRICTED A SHARE INCENTIVE SCHEME

PROPOSAL #5: ELECT CHEN TAO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR FEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Fastprint Circuit Tech Co., Ltd.

  TICKER:               002436                            CUSIP:   Y7744R109

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE OVERSEAS COOPERATION BY                       ISSUER            YES             FOR                  FOR

SUBSIDIARY FASTPRINT HONG KONG CO., LTD. TO ESTABLISH

 OVERSEAS M & A FUNDS

PROPOSAL #2: APPROVE ACQUISITION OF 70% EQUITY OF              ISSUER            YES             FOR                  FOR

RUNCORE CO., LTD. VIA CAPITAL INJECTION

PROPOSAL #3: APPROVE INVALIDITY OF THE THIRD EXERCISE        ISSUER            YES             FOR                  FOR

 DATE IN CONNECTION TO FIRST STOCK OPTION INCENTIVE

PROPOSAL #4: APPROVE ADJUSTMENTS TO THE AMOUNT AND            ISSUER            YES             FOR                  FOR

EXERCISE PRICE IN CONNECTION TO THE FIRST STOCK

OPTION INCENTIVE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Fastprint Circuit Tech Co., Ltd.

  TICKER:               002436                            CUSIP:   Y7744R109

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOWANCE OF SUPERVISORS                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #8: APPROVE RE-APPOINTMENT OF ZHONGHUA                 ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITOR

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #10: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Feima International Supply Chain Co., Ltd.

  TICKER:               002210                            CUSIP:   Y7743U103

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DAILY RELATED TRANSACTION                   ISSUER            YES             FOR                  FOR

AGREEMENT WITH SHENZHEN QIANHAI QIHANG SUPPLY CHAIN

MANAGEMENT CO., LTD

PROPOSAL #2: APPROVE DAILY RELATED TRANSACTION                   ISSUER            YES             FOR                  FOR

AGREEMENT WITH GUANGDONG GUANGWU SUPPLY CHAIN

MANAGEMENT CO., LTD

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #4.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: APPROVE BOND MATURITY AND BOND TYPE             ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

AND TERM FOR THE REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #4.7: APPROVE RAISE THE PAR VALUE RATE                 ISSUER            YES             FOR                  FOR

OPTION, RULES ON REDEMPTION AND SALE-BACK

PROPOSAL #4.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #4.9: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.10: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #4.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.12: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #6.1.1: ELECT HUANG ZHUANGMIAN AS NON-                  ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.1.2: ELECT ZHAO ZIJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.1.3: ELECT HUANG SHANMIN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.1.4: ELECT ZHANG JIANJIANG AS NON-                    ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.1.5: ELECT CAO JIE AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #6.1.6: ELECT WANG LIMEI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2.1: ELECT WANG GUOWEN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2.2: ELECT ZHANG GECHU AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2.3: ELECT YAN JINFA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.1: ELECT LUO ZHAOLIANG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #7.2: ELECT QIAO KANG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Feima International Supply Chain Co., Ltd.

  TICKER:               002210                            CUSIP:   Y7743U103

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL AUDIT REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #9: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #10: APPROVE 2016 APPLICATION FOR                          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

PROPOSAL #11: APPROVE 2016 PROVISION OF GUARANTEES TO        ISSUER            YES             FOR                  FOR

 SUBSIDIARIES, ASSOCIATE SUBSIDIARIES AND ITS

SUBSIDIARIES

PROPOSAL #12: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #13: AMEND MANAGEMENT SYSTEM FOR EXTERNAL            ISSUER            YES             FOR                  FOR

INVESTMENT

PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS

PROPOSAL #15: APPROVE ADJUSTMENT TO ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Fenda Technology Co., Ltd.

  TICKER:               002681                            CUSIP:   Y7746N106

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.1: APPROVE ISSUE SIZE AND ISSUE MANNER             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE TRADING OF BONDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Fenda Technology Co., Ltd.

  TICKER:               002681                            CUSIP:   Y7746N106

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT XIE YUPING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Fenda Technology Co., Ltd.

  TICKER:               002681                            CUSIP:   Y7746N106

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Fenda Technology Co., Ltd.

  TICKER:               002681                            CUSIP:   Y7746N106

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION         ISSUER            YES             FOR                  FOR

OF UNDERLYING STOCKS


 

PROPOSAL #1.3: APPROVE DURATION, GRANT DATE, LOCK-UP         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND RESTRICTION ON SALE

PROPOSAL #1.4: APPROVE GRANT PRICE AND METHOD OF                ISSUER            YES             FOR                  FOR

DETERMINATION

PROPOSAL #1.5: APPROVE CONDITION FOR GRANTING AND              ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.6: APPROVE METHOD AND PROCEDURE TO                   ISSUER            YES             FOR                  FOR

ADJUSTMENT THE INCENTIVE PLAN

PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE PROCEDURES TO IMPLEMENT THE            ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AS WELL AS GRANTING AND UNLOCKING

PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE         ISSUER            YES             FOR                  FOR

PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.10: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.11: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Fuanna Bedding and Furnishing Co., Ltd.

  TICKER:               002327                            CUSIP:   Y77448101

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT WU JIAN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #1.2: ELECT XU QINGXIAN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Fuanna Bedding and Furnishing Co., Ltd.

  TICKER:               002327                            CUSIP:   Y77448101

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF RESTRICTED STOCK                   ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION         ISSUER            YES             FOR                  FOR

OF RESTRICTED STOCKS

PROPOSAL #1.3: APPROVE DURATION, GRANT DATE, LOCKING         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD

PROPOSAL #1.4: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING


 

PROPOSAL #1.6: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.7: APPROVE RESTRICTED STOCK REPURCHASE            ISSUER            YES             FOR                  FOR

AND CANCELLATION

PROPOSAL #1.8: APPROVE ACCOUNTING TREATMENT AND FAIR         ISSUER            YES             FOR                  FOR

VALUE ESTIMATES

PROPOSAL #1.9: APPROVE PROCEDURES FOR IMPLEMENTATION         ISSUER            YES             FOR                  FOR

OF STOCK INCENTIVE PLAN, GRANTING AND UNLOCKING OF

THE RESTRICTED STOCKS

PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.11: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Fuanna Bedding and Furnishing Co., Ltd.

  TICKER:               002327                            CUSIP:   Y77448101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 FINANCIAL AUDITOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Gas Corp Ltd.

  TICKER:               601139                            CUSIP:   Y7T44L108

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 PROVISION OF INTERNAL LOAN         ISSUER            YES             FOR                  FOR

TO CONTROLLED SUBSIDIARY GANZHOU SHENRAN NATURAL GAS

CO., LTD.

PROPOSAL #9: APPROVE 2016 PROVISION OF INTERNAL LOAN         ISSUER            YES             FOR                  FOR

TO CONTROLLED SUBSIDIARY WUZHOU SHENRAN NATURAL GAS

CO., LTD.

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #11: APPROVE CORPORATE BOND ISSUANCE                      ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Glory Medical Co., Ltd.

  TICKER:               002551                            CUSIP:   Y7745C101

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF 2015 AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Glory Medical Co., Ltd.

  TICKER:               002551                            CUSIP:   Y7745C101

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINE FROM BANK OF BEIJING AND PROVISION OF

GUARANTEE TO THE BUSINESS CREDIT OF BUYERS

PROPOSAL #2: APPROVE APPLICATION OF BUSINESS CREDIT          ISSUER            YES             FOR                  FOR

FOR BUYERS FROM INDUSTRIAL BANK AND PROVISION OF

GUARANTEE

PROPOSAL #3: APPROVE APPLICATION OF BUSINESS CREDIT          ISSUER            YES             FOR                  FOR

FOR CLIENTS FROM BANKS AND PROVISION OF GUARANTEE

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES             FOR                  FOR

CREDIT LINE OF CONTROLLED SUBSIDIARY PUERDE HOLDINGS

CO., LTD. FROM HSBC

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Glory Medical Co., Ltd.

  TICKER:               002551                            CUSIP:   Y7745C101

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER            YES             FOR                  FOR

THE BOARD TO HANDLE ALL RELATED MATTERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Glory Medical Co., Ltd.

  TICKER:               002551                            CUSIP:   Y7745C101

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE FINANCIAL REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 BETWEEN CONTROLLED SUBSIDIARY SINO PROTECTION

(HEFEI) MEDICAL PRODUCTS CO., LTD AND SINO PROTECTION

 HOLDINGS CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Gongjin Electronics Co., Ltd.

  TICKER:               603118                            CUSIP:   Y7T45L107

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE REVISED DRAFT OF RESTRICTED          ISSUER            YES             FOR                  FOR

STOCK INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.02: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF UNDERLYING STOCKS

PROPOSAL #1.03: APPROVE DURATION, GRANT DATE, LOCKING        ISSUER            YES             FOR                  FOR

 PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD OF

RESTRICTED STOCKS

PROPOSAL #1.04: APPROVE GRANT PRICE AND PRICE-SETTING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #1.05: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.06: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.07: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.08: APPROVE PROCEDURES TO IMPLEMENT,                ISSUER            YES             FOR                  FOR

GRANT AND UNLOCK THE RESTRICTED STOCKS

PROPOSAL #1.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.10: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.11: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS


 

PROPOSAL #3: APPROVE INCLUSION OF ULTIMATE                          ISSUER            YES         AGAINST           AGAINST

CONTROLLING SHAREHOLDER TANG FONAN'S RELATIVE TANG

XIAOLIN AS PLAN PARTICIPANT

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #6: APPROVE ADJUSTMENT TO THE PLAN FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #7: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Gongjin Electronics Co., Ltd.

  TICKER:               603118                            CUSIP:   Y7T45L107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT XIA SHUTAO AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.01: APPROVE REMUNERATION OF CHAIRMAN              ISSUER            YES             FOR                  FOR

WANG DAWEI

PROPOSAL #11.02: APPROVE REMUNERATION OF DIRECTOR AND        ISSUER            YES             FOR                  FOR

 GENERAL MANAGER TANG FUNAN

PROPOSAL #11.03: APPROVE REMUNERATION OF VICE-                    ISSUER            YES             FOR                  FOR

CHAIRMAN AND OPERATIONS ASSISTANT GENERAL MANAGER HU

PROPOSAL #11.04: APPROVE REMUNERATION OF DIRECTOR AND        ISSUER            YES             FOR                  FOR

 ASSISTANT GENERAL MANAGER WANG ZHIBO

PROPOSAL #11.05: APPROVE REMUNERATION OF DIRECTORS            ISSUER            YES             FOR                  FOR

AND SECRETARY OF THE BOARD HE YIMENG

PROPOSAL #11.06: APPROVE REMUNERATION OF DIRECTOR              ISSUER            YES             FOR                  FOR

YANG SHOUQUAN

PROPOSAL #11.07: APPROVE REMUNERATION OF DIRECTOR LI         ISSUER            YES             FOR                  FOR

JUEQING

PROPOSAL #11.08: APPROVE REMUNERATION STANDARD OF              ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #11.09: APPROVE REMUNERATION OF CHAIRMAN OF         ISSUER            YES             FOR                  FOR

THE BOARD OF SUPERVISORS QI JIANZHONG


 

PROPOSAL #11.10: APPROVE REMUNERATION OF SUPERVISOR          ISSUER            YES             FOR                  FOR

LI TAO

PROPOSAL #11.11: APPROVE REMUNERATION OF SUPERVISOR          ISSUER            YES             FOR                  FOR

YIN ZEWANG

PROPOSAL #12: APPROVE GUARANTEE PROVISION TO WHOLLY-         ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Grandland Decoration Group Co Ltd

  TICKER:               002482                            CUSIP:   Y7744Y104

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YAN XUFEI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SHENZHEN GRANDLAND FANGTE WALL

TECHNOLOGY CO., LTD (PROPORTIONAL TO THE APPLICATION

OF CNY 100 MILLION COMPREHENSIVE CREDIT LINE FROM

BANK OF COMMUNICATIONS CO., LTD SHENZHEN BRANCH)

PROPOSAL #3: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SHENZHEN GRANDLAND FANGTE WALL

TECHNOLOGY CO., LTD (PROPORTIONAL TO THE APPLICATION

OF CNY 50 MILLION COMPREHENSIVE CREDIT LINE FROM HUA

XIA BANK CO., LTD SHENZHEN GREATER CHINA BRANCH)

PROPOSAL #4: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SHENZHEN GRANDLAND FANGTE WALL

TECHNOLOGY CO., LTD (PROPORTIONAL TO THE APPLICATION

OF CNY 100 MILLION COMPREHENSIVE CREDIT LINE FROM

CHINA EVERBRIGHT BANK CO., LTD SHENZHEN BRANCH)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Grandland Decoration Group Co Ltd

  TICKER:               002482                            CUSIP:   Y7744Y104

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN REGISTERED ADDRESS AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Grandland Decoration Group Co Ltd

  TICKER:               002482                            CUSIP:   Y7744Y104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF USE OF PARTIAL            ISSUER            YES             FOR                  FOR

RAISED FUNDS FROM INITIAL PRIVATE PLACEMENT TO INVEST

 IN PROJECT AND USE OF REMAINING RAISED FUNDS TO

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #2: APPROVE USE OF REMAINING EXCESS RAISED          ISSUER            YES             FOR                  FOR

FUNDS FROM INITIAL PRIVATE PLACEMENT AND INTEREST TO

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #3: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PARTIAL REMUNERATION OF                       ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 AUDITOR

PROPOSAL #10: ELECT YANG WEIQIANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #13: ELECT HUANG LEMING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHENZHEN GUANGJU ENERGY CO LTD

  TICKER:               000096                            CUSIP:   Y7742D102

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

DIVIDENDS DISTRIBUTION

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #7: APPROVE 2016 INTERNAL FINANCIAL                       ISSUER            YES             FOR                  FOR

ASSISTANCE

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR AND TO FIX THEIR

 REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Hepalink Pharmaceutical Co., Ltd.

  TICKER:               002399                            CUSIP:   Y7744K104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Heungkong Holding Co., Ltd.

  TICKER:               600162                            CUSIP:   Y76785107

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE DRAFT OF RESTRICTED STOCK              ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE TYPE, SOURCE AND NUMBER OF            ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #1.02: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.03: APPROVE ALLOCATION OF RESTRICTED                ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #1.04: APPROVE DURATION, LOCK-UP PERIOD AND         ISSUER            YES             FOR                  FOR

WAITING PERIOD

PROPOSAL #1.05: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.06: APPROVE GRANT PRICE AND PRICE-SETTING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #1.07: APPROVE ADJUSTMENT METHOD AND                     ISSUER            YES             FOR                  FOR

PROCEDURE REGARDING NUMBER OF UNDERLYING STOCKS,

EXERCISE PRICE AND PRICE-SETTING BASIS

PROPOSAL #1.08: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #1.09: APPROVE OTHER AGENDA THAT REQUIRE              ISSUER            YES             FOR                  FOR

SHAREHOLDERS MEETING VOTING

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Heungkong Holding Co., Ltd.

  TICKER:               600162                            CUSIP:   Y76785107

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHAI DONGLIANG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT XIE YUWU AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.03: ELECT LI SHAOZHEN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT LIU HAOYUN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Heungkong Holding Co., Ltd.

  TICKER:               600162                            CUSIP:   Y76785107

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES         AGAINST           AGAINST

FOR ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF

SHARES AS WELL AS RAISING SUPPORTING FUNDS COMPLIES

WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #2: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

DOES NOT BELONG TO ARTICLE 13 OF THE MANAGEMENT

APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THE STOCK PRICE         ISSUER            YES         AGAINST           AGAINST

FLUCTUATION HAS NOT REACHED ARTICLE 5 OF REGULATING

THE INFORMATION DISCLOSURE OF LISTED COMPANIES AND

THE ACTS OF ALL THE RELATED PARTIES

PROPOSAL #6.00: APPROVE PLAN ON RELATED PARTY                     ISSUER            YES         AGAINST           AGAINST

TRANSACTION IN CONNECTION TO ASSET PURCHASE BY CASH

PAYMENT AND ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #6.01: APPROVE TRANSACTION PARTIES IN                   ISSUER            YES         AGAINST           AGAINST

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF SHARES

PROPOSAL #6.02: APPROVE TARGET ASSETS IN CONNECTION          ISSUER            YES         AGAINST           AGAINST

TO ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF

PROPOSAL #6.03: APPROVE TARGET PRICE AND PRICING                ISSUER            YES         AGAINST           AGAINST

BASIS IN CONNECTION TO ASSET PURCHASE BY CASH PAYMENT

 AND ISSUANCE OF SHARES

PROPOSAL #6.04: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES         AGAINST           AGAINST

LOSS DURING THE TRANSITION PERIOD IN CONNECTION TO

ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF SHARES

PROPOSAL #6.05: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER            YES         AGAINST           AGAINST

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF SHARES

PROPOSAL #6.06: APPROVE ISSUE MANNER, TARGET                       ISSUER            YES         AGAINST           AGAINST

SUBSCRIBERS AND SUBSCRIPTION METHOD IN CONNECTION TO

ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF SHARES

PROPOSAL #6.07: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER            YES         AGAINST           AGAINST

 IN CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF SHARES

PROPOSAL #6.08: APPROVE ISSUE AMOUNT IN CONNECTION TO        ISSUER            YES         AGAINST           AGAINST

 ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF

PROPOSAL #6.09: APPROVE ADJUSTMENT PLANS TO ISSUE              ISSUER            YES         AGAINST           AGAINST

PRICE IN CONNECTION TO ASSET PURCHASE BY CASH PAYMENT

 AND ISSUANCE OF SHARES

PROPOSAL #6.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS IN CONNECTION TO ASSET

PURCHASE BY CASH PAYMENT AND ISSUANCE OF SHARES

PROPOSAL #6.11: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES         AGAINST           AGAINST

 CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF SHARES

PROPOSAL #6.12: APPROVE LISTING EXCHANGE IN                        ISSUER            YES         AGAINST           AGAINST

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF SHARES

PROPOSAL #6.13: APPROVE TRANSFER OF OWNERSHIP OF THE         ISSUER            YES         AGAINST           AGAINST

UNDERLYING ASSET AND THE LIABILITY FOR BREACH OF

CONTRACTUAL OBLIGATIONS IN CONNECTION TO ASSET

PURCHASE BY CASH PAYMENT AND ISSUANCE OF SHARES


 

PROPOSAL #6.14: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES         AGAINST           AGAINST

 CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF SHARES

PROPOSAL #6.15: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER            YES         AGAINST           AGAINST

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #6.16: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES         AGAINST           AGAINST

SUBSCRIBERS IN CONNECTION TO RAISING OF SUPPORTING

FUNDS

PROPOSAL #6.17: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER            YES         AGAINST           AGAINST

 IN CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #6.18: APPROVE ISSUE AMOUNT IN CONNECTION TO        ISSUER            YES         AGAINST           AGAINST

 RAISING OF SUPPORTING FUNDS

PROPOSAL #6.19: APPROVE ADJUSTMENT PLANS TO ISSUE              ISSUER            YES         AGAINST           AGAINST

PRICE IN CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #6.20: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES         AGAINST           AGAINST

FUNDS IN CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #6.21: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES         AGAINST           AGAINST

 CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #6.22: APPROVE LISTING EXCHANGE IN                        ISSUER            YES         AGAINST           AGAINST

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #6.23: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH OPINION 12 OF THE RESTRUCTURING METHOD

AND RELATED PROVISIONS

PROPOSAL #8: APPROVE REPLACEMENT OF OWN FUNDS ALREADY        ISSUER            YES         AGAINST           AGAINST

 INVESTED IN PROJECTS USING RAISED FUNDS

PROPOSAL #9: APPROVE RELEVANT AUDIT REPORT, REVIEW            ISSUER            YES         AGAINST           AGAINST

REPORT AND EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #10: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #11: APPROVE CLARIFICATION OF THE                          ISSUER            YES         AGAINST           AGAINST

TRANSACTION'S PRICING BASIS, FAIRNESS AND VALIDITY

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES         AGAINST           AGAINST

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #13: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES         AGAINST           AGAINST

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #14: APPROVE CONDITIONAL ASSET PURCHASE                ISSUER            YES         AGAINST           AGAINST

AGREEMENT BY ISSUANCE OF SHARES AND CASH PAYMENT WITH

 HEUNGKONG GROUP CO., LTD., NANFANG HEUNGKONG GROUP

CO., LTD., AND SHENZHEN JINHAIMA INDUSTRIAL CO., LTD.

PROPOSAL #15: APPROVE SUPPLEMENTAL CONDITIONAL ASSET         ISSUER            YES         AGAINST           AGAINST

PURCHASE AGREEMENT BY ISSUANCE OF SHARES AND CASH

PAYMENT WITH HEUNGKONG GROUP CO., LTD., NANFANG

HEUNGKONG GROUP CO., LTD., AND SHENZHEN JINHAIMA

INDUSTRIAL CO., LTD.

PROPOSAL #16: APPROVE CONDITIONAL PROFIT COMPENSATION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH HEUNGKONG GROUP CO., LTD., NANFANG

HEUNGKONG GROUP CO., LTD., AND SHENZHEN JINHAIMA

INDUSTRIAL CO., LTD.

PROPOSAL #17: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES         AGAINST           AGAINST

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION


 

PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS

PROPOSAL #19: APPROVE COUNTER-DILUTION MEASURES FOR          ISSUER            YES         AGAINST           AGAINST

THE CURRENT PERIOD IN CONNECTION TO THE TRANSACTION

PROPOSAL #20: APPROVE SPECIAL SELF-INSPECTION REPORT         ISSUER            YES         AGAINST           AGAINST

OF COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #21: APPROVE COMMITMENT LETTER OF DIRECTORS,        ISSUER            YES         AGAINST           AGAINST

 SUPERVISORS, SENIOR MANAGEMENT, CONTROLLING

SHAREHOLDER, TRANSACTION PARTIES, AND ULTIMATE

CONTROLLING SHAREHOLDER IN CONNECTION TO LAND

INSPECTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Heungkong Holding Co., Ltd.

  TICKER:               600162                            CUSIP:   Y76785107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REAL ESTATE PROJECT                     ISSUER            YES             FOR                  FOR

EXPANSION INVESTMENT PLAN

PROPOSAL #8: APPROVE 2016 GUARANTEE PROVISION PLAN            ISSUER            YES         AGAINST           AGAINST

FOR SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #11.01: ELECT DI MEIQING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.02: ELECT XIU SHANCHENG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.03: ELECT DI DONGLIANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.04: ELECT XIE YUWU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.05: ELECT FAN FEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.06: ELECT LI SHAOZHEN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #11.07: ELECT LIU YUNGUO AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.08: ELECT WANG YONGMEI AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.09: ELECT XIE JIAWEI AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.01: ELECT HUANG ZHIWEI AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #12.02: ELECT LIU HAOYUN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen HiFuture Electric Co., Ltd.

  TICKER:               002168                            CUSIP:   Y7743B105

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WORKING SYSTEM FOR INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Hongtao Decoration Co Ltd.

  TICKER:               002325                            CUSIP:   Y77447103

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE          ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #2.1: APPROVE BOND TYPE                                            ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE BOND INTEREST RATE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE DURATION AND MANNER OF PAYMENT        ISSUER            YES             FOR                  FOR

 OF INTEREST

PROPOSAL #2.7: APPROVE CONVERSION PERIOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION            ISSUER            YES             FOR                  FOR

PRICE AND ADJUSTMENT

PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT         ISSUER            YES             FOR                  FOR

OF CONVERSION PRICE

PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE            ISSUER            YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION AND METHOD ON

HANDLING FRACTIONAL SHARES UPON CONVERSION

PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST            ISSUER            YES             FOR                  FOR

CONVERSION

PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS         ISSUER            YES             FOR                  FOR

OF BOND HOLDERS

PROPOSAL #2.17: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS AND IMPLEMENTATION METHOD

PROPOSAL #2.18: APPROVE GUARANTEE EVENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE DEPOSIT OF RAISED FUNDS                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PUBLIC ISSUANCE OF                 ISSUER            YES             FOR                  FOR

CONVERTIBLE BONDS

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #8: APPROVE ISSUANCE OF SHORT-TERM FINANCING   SHAREHOLDER        YES             FOR                  FOR

 BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Hongtao Decoration Co Ltd.

  TICKER:               002325                            CUSIP:   Y77447103

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE PUBLIC

 ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PUBLIC ISSUANCE OF

CONVERTIBLE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Hongtao Decoration Co Ltd.

  TICKER:               002325                            CUSIP:   Y77447103

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR


 

PROPOSAL #6: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #7: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION (SHAREHOLDER   SHAREHOLDER        YES         AGAINST               N/A

 PROPOSAL)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHENZHEN HUAQIANG INDUSTRY CO LTD

  TICKER:               000062                            CUSIP:   Y7741A109

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE USE OF IDLE OWN FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN BANK FINANCIAL PRODUCTS

PROPOSAL #6.1: ELECT YANG LIN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Infinova Ltd

  TICKER:               002528                            CUSIP:   Y77455106

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE ADJUSTMENT IN PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #3: APPROVE ADJUSTMENT IN PLAN FOR PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES (REVISED)

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Infinova Ltd

  TICKER:               002528                            CUSIP:   Y77455106

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE 2015 UNREALIZED PERFORMANCE                ISSUER            YES             FOR                  FOR

FORECAST OF SWANN COMMUNICATIONS PTY. LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Infinova Ltd

  TICKER:               002528                            CUSIP:   Y77455106

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE NUMBER, SOURCE, TYPE AND SIZE         ISSUER            YES             FOR                  FOR

OF UNDERLYING STOCKS

PROPOSAL #1.3: APPROVE PLAN PARTICIPANTS AND                       ISSUER            YES             FOR                  FOR

ALLOCATION OF STOCK OPTION

PROPOSAL #1.4: APPROVE DURATION, GRANT DATE, WAITING         ISSUER            YES             FOR                  FOR

PERIOD, EXERCISE DATE AND LOCK-UP PERIOD

PROPOSAL #1.5: APPROVE EXERCISE PRICE AND PRICE-                ISSUER            YES             FOR                  FOR

SETTING BASIS

PROPOSAL #1.6: APPROVE GRANT CONDITIONS, EFFECTIVITY         ISSUER            YES             FOR                  FOR

ARRANGEMENT AND EXERCISE CONDITIONS

PROPOSAL #1.7: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.8: APPROVE PROCEDURES TO GRANT AND                   ISSUER            YES             FOR                  FOR

EXERCISE THE RESTRICTED STOCKS OPTION

PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE         ISSUER            YES             FOR                  FOR

PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.10: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN & OTHER MATTERS

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO STOCK OPTION INCENTIVE PLAN

PROPOSAL #4: APPROVE DRAFT OF EMPLOYEE SHARE PURCHASE        ISSUER            YES             FOR                  FOR

 PLAN AND ITS SUMMARY

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen International Holdings Ltd.

  TICKER:               00152                              CUSIP:   G8086V146

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THREE EXPRESSWAYS ADJUSTMENT              ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE LONGDA ADJUSTMENT AGREEMENT AND         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen International Holdings Ltd.

  TICKER:               00152                              CUSIP:   G8086V146

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT GAO LEI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LEUNG MING YUEN, SIMON AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT NIP YUN WING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen International Holdings Ltd.

  TICKER:               00152                              CUSIP:   G8086V146

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONCESSION AGREEMENT, JOINT                ISSUER            YES             FOR                  FOR

INVESTMENT AND CONSTRUCTION AGREEMENT AND RELATED

TRANSACTIONS

PROPOSAL #2: APPROVE KPMG AS AUDITOR AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Investment Ltd.

  TICKER:               604                                  CUSIP:   Y7743P120

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: ELECT HUANG WEI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Investment Ltd.

  TICKER:               604                                  CUSIP:   Y7743P120

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: ELECT HUANG YIGE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT WU WAI CHUNG MICHAEL AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT WONG YAU KAR DAVID AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE KPMG AS AUDITOR AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #11: APPROVE GRANT OF OPTIONS UNDER THE                ISSUER            YES             FOR                  FOR

SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Invt Electric Co Ltd

  TICKER:               002334                            CUSIP:   Y77449109

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 PHASE II RESTRICTED STOCKS         ISSUER             NO              N/A                  N/A

INCENTIVE PLAN (DRAFT) AND SUMMARY

PROPOSAL #1.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER             NO              N/A                  N/A

PARTICIPANTS

PROPOSAL #1.02: APPROVE SOURCE AND NUMBER OF                       ISSUER             NO              N/A                  N/A

UNDERLYING STOCKS

PROPOSAL #1.03: APPROVE ALLOCATION OF RESTRICTED                ISSUER             NO              N/A                  N/A

STOCKS

PROPOSAL #1.04: APPROVE DURATION, GRANT DATE,                     ISSUER             NO              N/A                  N/A

UNLOCKING PERIOD, LOCK-UP PERIOD AND RESTRICTION ON

SALE OF RESTRICTED STOCKS

PROPOSAL #1.05: APPROVE GRANT PRICE AND PRICE-SETTING        ISSUER             NO              N/A                  N/A

 BASIS

PROPOSAL #1.06: APPROVE CONDITIONS FOR GRANTING AND          ISSUER             NO              N/A                  N/A

UNLOCKING

PROPOSAL #1.07: APPROVE METHODS AND PROCEDURES TO              ISSUER             NO              N/A                  N/A

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.08: APPROVE ACCOUNTING TREATMENT                       ISSUER             NO              N/A                  N/A

PROPOSAL #1.09: APPROVE PROCEDURES TO GRANT AND                 ISSUER             NO              N/A                  N/A

UNLOCK THE RESTRICTED STOCKS

PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER             NO              N/A                  N/A

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.11: APPROVE PROCEDURES TO IMPLEMENT THE          ISSUER             NO              N/A                  N/A

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.12: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER             NO              N/A                  N/A

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER             NO              N/A                  N/A

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS


 

PROPOSAL #4: APPROVE INCLUSION OF ULTIMATE                          ISSUER             NO              N/A                  N/A

CONTROLLING SHAREHOLDER HUANG SHENLI AS PARTICIPANT

OF THE 2016 PHASE II RESTRICTED STOCKS INCENTIVE PLAN

PROPOSAL #5: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER             NO              N/A                  N/A

 USING OWN FUNDS

PROPOSAL #6: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER             NO              N/A                  N/A

 USING IDLE RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Invt Electric Co Ltd

  TICKER:               002334                            CUSIP:   Y77449109

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Invt Electric Co Ltd

  TICKER:               002334                            CUSIP:   Y77449109

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING TRANSFER OF PARTIAL EQUITY IN CONTROLLED

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Jieshun Science And Technology Industry Co Ltd

  TICKER:               002609                            CUSIP:   Y7745T104

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG JIANJUN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE RE-APPOINTMENT OF 2015 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Jieshun Science And Technology Industry Co Ltd

  TICKER:               002609                            CUSIP:   Y7745T104

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Jieshun Science And Technology Industry Co Ltd

  TICKER:               002609                            CUSIP:   Y7745T104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT TANG JIAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2: ELECT LIU CUIYING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT ZHAO YONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.4: ELECT ZHOU YU AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.5: ELECT XU BO AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.6: ELECT ZHANG HUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.1: ELECT WANG LIZONG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.2: ELECT LI WEIXIANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.3: ELECT ZHANG JIANJUN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.1: ELECT XU JIANSHENG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: ELECT WU JINFANG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE EMPLOYEE SHARES PURCHASE PLAN            ISSUER            YES             FOR                  FOR

(DRAFT) AND SUMMARY

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Jinjia Color Printing Group Co., Ltd.

  TICKER:               002191                            CUSIP:   Y7743D101

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF COMPANY'S                 ISSUER            YES             FOR                  FOR

DEVELOPMENT STRATEGY PLAN FOR THE NEXT 5 YEARS (2016-

2020)

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Jinjia Color Printing Group Co., Ltd.

  TICKER:               002191                            CUSIP:   Y7743D101

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kaifa Technology Co., Ltd.

  TICKER:               000021                            CUSIP:   Y7740Z105

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TO CONDUCT DERIVATIVE BUSINESS           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE APPLICATION OF BANK                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM EXPORT-IMPORT BANK OF

 CHINA SHENZHEN BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kaifa Technology Co., Ltd.

  TICKER:               000021                            CUSIP:   Y7740Z105

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT YANG LIN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT CHEN ZHUJIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2: ELECT QIU DALIANG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT LI ZHAOMING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kaifa Technology Co., Ltd.

  TICKER:               000021                            CUSIP:   Y7740Z105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #7: APPROVE TO CONDUCT DERIVATIVES                        ISSUER            YES             FOR                  FOR

INVESTMENT BUSINESS

PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #10: APPROVE 2016 PROVISION OF PERFORMANCE          ISSUER            YES             FOR                  FOR

GUARANTEE TO CMEC

PROPOSAL #11.1: ELECT TAN WENZHI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.2: ELECT JIA HAIYING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.3: ELECT ZHENG GUORONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.4: ELECT ZHU LIFENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.5: ELECT YANG LIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.6: ELECT CHEN ZHUJIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.1: ELECT PANG DATONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.2: ELECT XIE HANZHU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.3: ELECT QIU DALIANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13: APPROVE REMUNERATION STANDARD OF BOARD         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kingdom Sci-Tech Co., Ltd.

  TICKER:               600446                            CUSIP:   Y7742M102

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINE

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY SHEN ZHEN CHIPS INFORMATION S&T


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kingdom Sci-Tech Co., Ltd.

  TICKER:               600446                            CUSIP:   Y7742M102

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY SHENZHEN QIPUSHENG INFORMATION

TECHNOLOGY CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kingdom Sci-Tech Co., Ltd.

  TICKER:               600446                            CUSIP:   Y7742M102

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kingdom Sci-Tech Co., Ltd.

  TICKER:               600446                            CUSIP:   Y7742M102

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND PARTIAL ARTICLES OF ASSOCIATION             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kingdom Sci-Tech Co., Ltd.

  TICKER:               600446                            CUSIP:   Y7742M102

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY SHENZHEN CHIPS INFORMATION S&T

CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kingdom Sci-Tech Co., Ltd.

  TICKER:               600446                            CUSIP:   Y7742M102

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.: APPROVE SHARE TYPE AND PAR VALUE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING PRINCIPLE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ADJUSTMENT TO PLAN ON PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE ADJUSTMENT TO COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE TERMINATION OF CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN QIANHAI

LIANLIYANG INVESTMENT CO., LTD.

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE ESTABLISHMENT OF RAISED FUNDS          ISSUER            YES             FOR                  FOR

SPECIAL ACCOUNT

PROPOSAL #11: APPROVE APPOINTMENT OF AGENCY IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE TERMINATION OF PHASE 1 EMPLOYEE        ISSUER            YES             FOR                  FOR

 SHARE PURCHASE PLAN

PROPOSAL #14: ELECT HUANG YUXIANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Kingdom Sci-Tech Co., Ltd.

  TICKER:               600446                            CUSIP:   Y7742M102

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF EMPLOYEE SHARE PURCHASE        ISSUER            YES             FOR                  FOR

 PLAN AND ITS SUMMARY

PROPOSAL #2: APPROVE MANAGEMENT RULES OF PHASE 2                ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Laibao Hi-Tech Co., Ltd.

  TICKER:               002106                            CUSIP:   Y77431107

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUDIT REPORT                                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPOINTMENT OF AUDITOR AND PAYMENT OF            ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #8.01: ELECT ZANG WEIDONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.02: ELECT CHEN ZHENLONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.03: ELECT LIAO LIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.04: ELECT LAI DEMING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.05: ELECT HOU TING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.06: ELECT LI SHAOZONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.07: ELECT LIANG XINHUI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.08: ELECT WANG XINGCUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #9.01: ELECT ZHANG BAIZHE AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT XIONG CHUXIONG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT DU WENJUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT JIANG DAXING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #10.01: ELECT GONG KE AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.02: ELECT ZHANG WEI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Mason Technologies Co. Ltd.

  TICKER:               002654                            CUSIP:   Y7746E106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT SU JUN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT ZHAO LIWEI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: AMEND INVESTMENT MANAGEMENT SYSTEM                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DETAILED RULES FOR ONLINE VOTING        ISSUER            YES             FOR                  FOR

 OF THE SHAREHOLDERS GENERAL MEETING

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Mindata Holding Co., Ltd.

  TICKER:               002137                            CUSIP:   Y77434101

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL OF ASSETS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ADDITIONAL CASH MANAGEMENT LIMIT        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen MTC Co., Ltd.

  TICKER:               002429                            CUSIP:   Y7744S107

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CANCELLATION OF CONDITIONAL                ISSUER             NO              N/A                  N/A

SHARES SUBSCRIPTION AGREEMENT AND SUPPLEMENTAL

AGREEMENT WITH SHANGHAI MEDIA & ENTERTAINMENT GROUP

CO., LTD. IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE ADJUSTMENT TO THE SHARE ISSUANCE        ISSUER             NO              N/A                  N/A

 VIA PRIVATE PLACEMENT WITH SPECIFIC PARTIES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER             NO              N/A                  N/A

PROPOSAL #2.3: APPROVE ISSUE SCALE AND SIZE                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE AND              ISSUER             NO              N/A                  N/A

ISSUE PRICE

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER             NO              N/A                  N/A


 

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER             NO              N/A                  N/A

 A SHARES (SECOND AMENDED DRAFT)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS (SECOND AMENDED

DRAFT)

PROPOSAL #5: APPROVE THE NOTION THAT THE SIGNING OF          ISSUER             NO              N/A                  N/A

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT AND

SUPPLEMENTAL AGREEMENT WITH SHANGHAI ORIENTAL PEARL

NEW MEDIA CO., LTD. CONSTITUTES AS RELATED PARTY

TRANSACTION

PROPOSAL #6: APPROVE SECOND SUPPLEMENTAL CONDITIONAL         ISSUER             NO              N/A                  N/A

SHARES SUBSCRIPTION AGREEMENT WITH SHANGHAI ORIENTAL

PEARL NEW MEDIA CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen MTC Co., Ltd.

  TICKER:               002429                            CUSIP:   Y7744S107

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY, BEIJING FENGXING ONLINE

TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen MTC Co., Ltd.

  TICKER:               002429                            CUSIP:   Y7744S107

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen MTC Co., Ltd.

  TICKER:               002429                            CUSIP:   Y7744S107

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION WITH PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE COMMITMENTS RELATED TO COUNTER-         ISSUER            YES             FOR                  FOR

DILUTION MEASURES IN CONNECTION WITH PRIVATE

PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE          SHAREHOLDER        YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR THE           SHAREHOLDER        YES             FOR                  FOR

CREDIT LINES APPLIED BY THE SUBSIDIARY

PROPOSAL #5: APPROVE 2016 FORWARD FOREIGN EXCHANGE        SHAREHOLDER        YES             FOR                  FOR

TRANSACTIONS


 

PROPOSAL #6: APPROVE USE OF IDLE FUND TO CONDUCT           SHAREHOLDER        YES             FOR                  FOR

ENTRUSTED ASSET MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen MTC Co., Ltd.

  TICKER:               002429                            CUSIP:   Y7744S107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen MTC Co., Ltd.

  TICKER:               002429                            CUSIP:   Y7744S107

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT GU WEI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT KANG JIAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT QUAN JINSONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT YAN ZHIRONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT YAO XIAOCONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT ZHANG LI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT FAN WEIQIANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE TO ADJUST THE ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: ELECT LUO TAO AS SUPERVISOR                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen MTC Co., Ltd.

  TICKER:               002429                            CUSIP:   Y7744S107

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

FIX THE REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Neptunus Bioengineering Co., Ltd.

  TICKER:               000078                            CUSIP:   Y7741K107

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ASSISTANCE OF PROVISION OF                 ISSUER            YES             FOR                  FOR

MORTGAGE GUARANTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Neptunus Bioengineering Co., Ltd.

  TICKER:               000078                            CUSIP:   Y7741K107

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #3: APPROVE SUPPLEMENTAL AGREEMENT REGARDING        ISSUER            YES             FOR                  FOR

 EQUITY TRANSFER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Neptunus Bioengineering Co., Ltd.

  TICKER:               000078                            CUSIP:   Y7741K107

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: APPROVE ADJUSTMENT TO THE MEMBER OF THE         ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #4: ELECT XU ZHANKUI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Neptunus Bioengineering Co., Ltd.

  TICKER:               000078                            CUSIP:   Y7741K107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE WRITE-OFF OF BAD DEBT AND                   ISSUER            YES             FOR                  FOR

PROVISION FOR IMPAIRMENT

PROPOSAL #7: APPROVE CREDIT LINE APPLICATION BY THE          ISSUER            YES             FOR                  FOR

COMPANY AND SUBSIDIARY

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AND              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE CREDIT LINE APPLICATION FROM            ISSUER            YES             FOR                  FOR

PING AN BANK

PROPOSAL #13: APPROVE EXTENSION IN THE RESOLUTION          SHAREHOLDER        YES             FOR                  FOR

VALIDITY PERIOD IN CONNECTION TO THE PRIVATE

PROPOSAL #14: APPROVE EXTENSION IN THE AUTHORIZATION    SHAREHOLDER        YES             FOR                  FOR

PERIOD OF THE BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Neptunus Bioengineering Co., Ltd.

  TICKER:               000078                            CUSIP:   Y7741K107

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT WITH ANOTHER PARTY             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen New Nanshan Holding (Group) Co., Ltd.

  TICKER:               002314                            CUSIP:   Y97256104

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF 2015 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT SHANG YUEXIANG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen New Nanshan Holding (Group) Co., Ltd.

  TICKER:               002314                            CUSIP:   Y97256104

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE USE OF TERMINATED PORTION OF              ISSUER            YES             FOR                  FOR

FUND RAISING INVESTMENT PROJECT AND EXCESS RAISED

FUNDS TO REPLENISH WORKING CAPITAL


 

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINES FROM

FINANCIAL INSTITUTIONS

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen New Nanshan Holding (Group) Co., Ltd.

  TICKER:               002314                            CUSIP:   Y97256104

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CONTINUING                   ISSUER            YES             FOR                  FOR

SUSPENSION AFTER SUSPENSION PERIOD EXPIRED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen New Nanshan Holding (Group) Co., Ltd.

  TICKER:               002314                            CUSIP:   Y97256104

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTERNAL INVESTMENT AS WELL AS          ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Noposion Pesticide Co., Ltd.

  TICKER:               002215                            CUSIP:   Y7743V101

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE 2015 PRIVATE PLACEMENT OF NEW A         ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE PAR VALUE                                            ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE MANNER AND SUBSCRIPTION         ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ISSUE PRICE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE RESTRICTED STOCK PLAN AND STOCK         ISSUER            YES             FOR                  FOR

OPTION INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #8.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #8.2: APPROVE SOURCE AND NUMBER OF                        ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #8.3: APPROVE ALLOCATION OF RESTRICTED                 ISSUER            YES             FOR                  FOR

STOCKS AND STOCK OPTIONS

PROPOSAL #8.4: APPROVE DURATION, GRANT DATE, EXERCISE        ISSUER            YES             FOR                  FOR

 DATE, AND LOCK-UP PERIOD

PROPOSAL #8.5: APPROVE EXERCISE PRICE FOR STOCK                 ISSUER            YES             FOR                  FOR

OPTION, GRANT PRICE AND PRICE-SETTING BASIS FOR

RESTRICTED STOCK

PROPOSAL #8.6: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #8.7: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #8.8: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.9: APPROVE PROCEDURES TO GRANT AND                   ISSUER            YES             FOR                  FOR

EXERCISE THE RESTRICTED STOCKS OPTION AND PROCEDURES

TO GRANT AND UNLOCK THE RESTRICTED STOCKS

PROPOSAL #8.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #8.11: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN & OTHER MATTERS

PROPOSAL #8.12: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #9: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #13: APPROVE GUARANTEE PROVISION TO                       ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY, JIANGSU CHANGLONG AGRICULTURAL

CHEMICAL CO., LTD.

PROPOSAL #14: APPROVE GUARANTEE PROVISION TO                       ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY, JIANGSU CHANGLONG CHEMICAL CO.,


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Noposion Pesticide Co., Ltd.

  TICKER:               002215                            CUSIP:   Y7743V101

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMOVAL OF COMMITMENT BY                     ISSUER            YES             FOR                  FOR

COMPANY'S SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Noposion Pesticide Co., Ltd.

  TICKER:               002215                            CUSIP:   Y7743V101

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE 2015 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2015 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES             FOR                  FOR

ASSOCIATE SUBSIDIARY JIANGSU CHANGLONG AGRICULTURAL

CHEMICAL CO., LTD

PROPOSAL #12: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES             FOR                  FOR

ASSOCIATE SUBSIDIARY JIANGSU CHANGLONG CHEMICAL CO.,

LTD

PROPOSAL #13: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES APPLIED BY DISTRIBUTORS

PROPOSAL #14: APPROVE MANAGEMENT SYSTEM FOR PROVIDING        ISSUER            YES             FOR                  FOR

 EXTERNAL GUARANTEES

PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #16: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #17.1: APPROVE SHARE TYPE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #17.2: APPROVE PAR VALUE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #17.3: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #17.4: APPROVE ISSUE MANNER AND SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 METHOD

PROPOSAL #17.5: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #17.6: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #17.7: APPROVE ISSUE PRICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #17.8: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #17.9: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #17.10: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #17.11: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE ADJUSTMENT OF PLAN ON PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #19: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #20: APPROVE COUNTER-DILUTION MEASURES AND          ISSUER            YES             FOR                  FOR

RELATED MAJOR COMMITMENT IN CONNECTION TO THE PRIVATE

 PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Noposion Pesticide Co., Ltd.

  TICKER:               002215                            CUSIP:   Y7743V101

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN ESTABLISHING                 ISSUER            YES             FOR                  FOR

FINANCIAL LEASING COMPANY

PROPOSAL #2: ELECT LONG XIAOJUN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT ON THE USAGE OF                    SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Noposion Pesticide Co., Ltd.

  TICKER:               002215                            CUSIP:   Y7743V101

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WAIVER OF PROPORTIONAL CAPITAL          ISSUER            YES             FOR                  FOR

INCREASE RIGHT IN SUBSIDIARY SHENZHEN NONGJINQUAN

FINANCIAL SERVICES CO., LTD.

PROPOSAL #2: APPROVE COMPREHENSIVE BANK CREDIT LINE          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #3: APPROVE ENGAGEMENT IN FORWARD FOREIGN            ISSUER            YES             FOR                  FOR

EXCHANGE BUSINESS

PROPOSAL #4: APPROVE TRANSFER OF 35% EQUITY OF               SHAREHOLDER        YES             FOR                  FOR

CHANGLONG CHEMICAL

PROPOSAL #5: APPROVE WAIVER OF PRE-EMPTIVE RIGHT IN      SHAREHOLDER        YES             FOR                  FOR

ASSOCIATE COMPANY CHANGLONG AGROCHEMICAL

PROPOSAL #6: APPROVE CHANGE IN REGISTERED CAPITAL          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE                     SHAREHOLDER        YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen O-Film Tech Co Ltd

  TICKER:               002456                            CUSIP:   Y7744T105

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #7: APPROVE MATTERS REGARDING BANK CREDIT            ISSUER            YES             FOR                  FOR

LINES AND GUARANTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen O-Film Tech Co Ltd

  TICKER:               002456                            CUSIP:   Y7744T105

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #2: APPROVE CHANGE IN THE PREVIOUS RAISED            ISSUER            YES             FOR                  FOR

FUND INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen O-Film Tech Co Ltd

  TICKER:               002456                            CUSIP:   Y7744T105

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BANK CREDIT LINES AND GUARANTEES        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENT TO DECISION-MAKING              ISSUER            YES             FOR                  FOR

SYSTEM OF EXTERNAL INVESTMENTS

PROPOSAL #3: ELECT GAO WEIMIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen O-Film Tech Co Ltd

  TICKER:               002456                            CUSIP:   Y7744T105

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE BANK CREDIT LINE AND GUARANTEE         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE CARRY-OUT BILL POOL BUSINESS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen O-Film Tech Co Ltd

  TICKER:               002456                            CUSIP:   Y7744T105

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #2: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Overseas Chinese Town Holding Co., Ltd

  TICKER:               000069                            CUSIP:   Y7742V102

  MEETING DATE:   11/6/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF WHOLLY-         ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SHENZHEN OVERSEAS CHINESE TOWN ASSET

 MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Overseas Chinese Town Holding Co., Ltd

  TICKER:               000069                            CUSIP:   Y7742V102

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE PAR VALUE AND ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND                     ISSUER            YES             FOR                  FOR

REPAYMENT METHOD


 

PROPOSAL #2.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE GUARANTEE ARRANGEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.9: APPROVE UNDERWRITING METHOD AND                   ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT

PROPOSAL #2.10: APPROVE CREDITWORTHINESS AND                       ISSUER            YES             FOR                  FOR

SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Overseas Chinese Town Holding Co., Ltd

  TICKER:               000069                            CUSIP:   Y7742V102

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2016-2017 APPLICATION OF                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE FINANCING CREDIT LINES FROM BANKS AND

OTHER FINANCIAL INSTITUTIONS

PROPOSAL #6: APPROVE 2016-2017 APPLICATION OF                     ISSUER            YES             FOR                  FOR

ENTRUSTED LOANS TO OCT GROUP CORPORATION

PROPOSAL #7: APPROVE 2016-2017 PROVISION OF                        ISSUER            YES             FOR                  FOR

GUARANTEES TO CONTROLLED SUBSIDIARIES BY THE COMPANY

AND CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Prolto Supply Chain Management Co., Ltd

  TICKER:               002769                            CUSIP:   Y77494105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS


 

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CAPITALIZATION OF CAPITAL                   ISSUER            YES             FOR                  FOR

RESERVES AND PROFIT DISTRIBUTION AND AMEND THE

CORRESPONDING ARTICLES OF ASSOCIATION

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Prolto Supply Chain Management Co., Ltd

  TICKER:               002769                            CUSIP:   Y77494105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG XIN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Properties & Resources Development Group Ltd.

  TICKER:               000011                            CUSIP:   Y77418112

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Rapoo Technology Co., Ltd.

  TICKER:               002577                            CUSIP:   Y7745K103

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF SUBSIDIARY        ISSUER            YES             FOR                  FOR

 BEIJING LEHUI TIANXIA TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Rapoo Technology Co., Ltd.

  TICKER:               002577                            CUSIP:   Y7745K103

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.3: APPROVE ISSUE SIZE AND SUBSCRIPTION            ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.4: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #7: APPROVE CHANGE BUSINESS SCOPE                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Rapoo Technology Co., Ltd.

  TICKER:               002577                            CUSIP:   Y7745K103

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT AND 2016

REMUNERATION PLAN

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE USE OF PARTIAL EXCESS RAISED              ISSUER            YES             FOR                  FOR

FUNDS TO PERMANENTLY REPLENISH WORKING CAPITAL

PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION AND                 ISSUER            YES             FOR                  FOR

INFORMATION DISCLOSURE MANAGEMENT SYSTEM

PROPOSAL #12.1: ELECT ZENG HAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.2: ELECT YU XIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #12.3: ELECT YU RONG AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.1: ELECT LI MIAN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #13.2: ELECT FENG DONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.1: ELECT LI DAN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #14.2: ELECT ZENG XUEQIN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Salubris Pharmaceuticals Co., Ltd.

  TICKER:               002294                            CUSIP:   Y77443102

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHENZHEN SDG INFORMATION CO LTD

  TICKER:               000070                            CUSIP:   Y7741L105

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE EXEMPTION IN THE FULFILLMENT OF         ISSUER            YES             FOR                  FOR

INCENTIVE MECHANISM COMMITMENT BY CONTROLLING

SHAREHOLDER DURING EQUITY RESTRUCTURING

PROPOSAL #8: APPROVE GUANGWANG TECHNOLOGY GUANGMING          ISSUER            YES             FOR                  FOR

NEW DISTRICT INDUSTRIAL PARK CONSTRUCTION AND

EXPANSION PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Selen Science & Technology Co., Ltd.

  TICKER:               002341                            CUSIP:   Y7744D100

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES


 

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBERS

PROPOSAL #8: APPROVE DRAFT AND SUMMARY OF PHASE I              ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN (THROUGH SUBSCRIPTION TO

 PRIVATE PLACEMENT)

PROPOSAL #9: APPROVE MANAGEMENT METHOD OF PHASE I              ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #10: APPROVE SIGNING OF EMPLOYEE SHARE                 ISSUER            YES             FOR                  FOR

PURCHASE PLAN MANAGEMENT CONTRACT

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE I EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #13: APPROVE DILUTION IN SPOT-RETURN AND              ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #14: APPROVE COMMITMENT BY DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #15: APPROVE ESTABLISHMENT OF SPECIAL                   ISSUER            YES             FOR                  FOR

STORAGE ACCOUNT FOR THE RAISED FUNDS FROM PRIVATE

PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #17: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Selen Science & Technology Co., Ltd.

  TICKER:               002341                            CUSIP:   Y7744D100

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES             FOR                  FOR

BY WHOLLY-OWNED SUBSIDIARY AND COMPANY'S GUARANTEE

PROVISION

PROPOSAL #9: APPROVE APPLICATION FOR RENEWAL OF BANK         ISSUER            YES         AGAINST           AGAINST

CREDIT LINE OF CONTROLLED INDIRECT SUBSIDIARY AND

CONTINUED PROVISION OF ASSET COLLATERAL GUARANTEE BY

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Selen Science & Technology Co., Ltd.

  TICKER:               002341                            CUSIP:   Y7744D100

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES (REVISED)

PROPOSAL #2: APPROVE SUPPLEMENTAL SUBSCRIPTION                   ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS (REVISED)

PROPOSAL #4: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN (REVISED)

PROPOSAL #5: APPROVE UNDERTAKINGS OF REMEDIAL                     ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT (REVISED)

PROPOSAL #6: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT CONSTITUTES AS RELATED PARTY

TRANSACTION

PROPOSAL #7: APPROVE RENEWAL OF APPLICATION OF BANK          ISSUER            YES             FOR                  FOR

CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY AND CONTINUED

PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #8: APPROVE 2016 PROVISION OF FINANCIAL                ISSUER            YES         AGAINST           AGAINST

ASSISTANCE TO CONTROLLED SUBSIDIARIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Selen Science & Technology Co., Ltd.

  TICKER:               002341                            CUSIP:   Y7744D100

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING LITHIUM BATTERY PLASTIC         ISSUER            YES             FOR                  FOR

FILM FLEXIBLE PACK PROJECT SPECIAL ACQUISITION LOAN

CONTRACT WITH CHINA MERCHANTS BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Selen Science & Technology Co., Ltd.

  TICKER:               002341                            CUSIP:   Y7744D100

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR BANK         ISSUER            YES             FOR                  FOR

CREDIT LINE APPLICATION OF WHOLLY-OWNED SUBSIDIARY

SUZHOU SELEN SUPER CLEAN TECHNOLOGY CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR BANK         ISSUER            YES             FOR                  FOR

CREDIT LINE APPLICATION OF WHOLLY-OWNED SUBSIDIARY

SELEN TECHNOLOGY (CHANGZHOU) CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Special Economic Zone Real Estate & Properties (Group) Co., Ltd.

  TICKER:               200029                            CUSIP:   Y7741W119

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

PROFIT DISTRIBUTION

PROPOSAL #5: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF FINANCIAL AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Sunlord Electronics Co., Ltd.

  TICKER:               002138                            CUSIP:   Y77435108

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2015 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Tagen Group Co., Ltd.

  TICKER:               000090                            CUSIP:   Y7743F106

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 COMPREHENSIVE BANK CREDIT          ISSUER            YES             FOR                  FOR

LINE APPLICATION AND GUARANTEE MATTERS OF COMPANY AND

 SUBSIDIARIES

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR AND PAYMENT OF

THEIR REMUNERATION

PROPOSAL #8: APPROVE AUTHORIZE TO TIMELY REDUCE THE          ISSUER            YES             FOR                  FOR

SHARES OF SHENZHEN LAIBAO HI-TECH CO., LTD.

PROPOSAL #9: APPROVE TO ADJUST THE REMUNERATION OF            ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE CREDIT LINE APPLICATIONS AND            ISSUER            YES             FOR                  FOR

GUARANTEE MATTERS OF THE COMPANY AND SUBSIDIARIES

FROM CITIC BANK AND CHINA ZHESHANG BANK

PROPOSAL #12: APPROVE BANK CREDIT LINE APPLICATIONS,         ISSUER            YES             FOR                  FOR

GUARANTEES AND PLEDGE MATTERS OF SUBSIDIARIES

PROPOSAL #13: APPROVE TO REDUCE THE PORTION OF RAISE         ISSUER            YES             FOR                  FOR

FUNDS INVESTMENT SCALE AND TO REPLENISH WORKING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Tellus Holding Co., Ltd.

  TICKER:               200025                            CUSIP:   Y7741Y115

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                   ISSUER             NO              N/A                  N/A

(DOMESTIC AND FOREIGN)

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER             NO              N/A                  N/A

AS FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE USE OF PORTION OF IDLE RAISED            ISSUER             NO              N/A                  N/A

FUNDS AND OWN FUNDS TO INVEST IN BANK FINANCIAL

PRODUCTS

PROPOSAL #9: AMEND INFORMATION DISCLOSURE WORK SYSTEM        ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE DETAILED RULES FOR ONLINE                 ISSUER             NO              N/A                  N/A

VOTING OF THE SHAREHOLDERS GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Tellus Holding Co., Ltd.

  TICKER:               200025                            CUSIP:   Y7741Y115

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF EXEMPTION FOR              ISSUER            YES             FOR                  FOR

FULFILLMENT OF INCENTIVE MECHANISM COMMITMENT BY

CONTROLLING SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Textile (Holdings) Co. Ltd.

  TICKER:               000045                            CUSIP:   Y7741Z112

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CHANGE OF USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS OF TFT-LCD POLAROID PROJECT II

PROPOSAL #7: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Topray Solar Co., Ltd.

  TICKER:               002218                            CUSIP:   Y7743W109

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS OF REMUNERATION OF            ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

AND ASSESSMENT MANAGEMENT SYSTEM

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Topraysolar Co., Ltd.

  TICKER:               002218                            CUSIP:   Y7743W109

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7.1: ELECT CHEN WUKUI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.2: ELECT LI FENLI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.3: ELECT LIN XIAOFENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.4: ELECT LIU QIANG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.5: ELECT CHEN CHEN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.6: ELECT ZHANG XUEBIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.7: ELECT GUO BAOPING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.8: ELECT FENG DONG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.9: ELECT LI QINGYUAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.1: ELECT XIE WENJUN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.2: ELECT GUO YESHENG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Topraysolar Co., Ltd.

  TICKER:               002218                            CUSIP:   Y7743W109

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF PHASE I EMPLOYEE SHARE         ISSUER            YES             FOR                  FOR

PURCHASE PLAN AND ITS SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PHASE I EMPLOYEE SHARE

PURCHASE PLAN


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Topway Video Communication Co., Ltd.

  TICKER:               002238                            CUSIP:   Y7743X107

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLAN FOR RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION REGARDING MAJOR ASSET ACQUISITION

PROPOSAL #1.1: APPROVE TARGET ASSET AND TRANSACTION          ISSUER            YES             FOR                  FOR

PARTIES

PROPOSAL #1.2: APPROVE TRANSACTION PRICE AND BASIS OF        ISSUER            YES             FOR                  FOR

 PRICING

PROPOSAL #1.3: APPROVE CASH PAYMENT FOR THE                        ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #1.4: APPROVE COMPLETION DATE FOR DELIVERY          ISSUER            YES             FOR                  FOR

OF THE UNDERLYING ASSET

PROPOSAL #1.5: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER            YES             FOR                  FOR

 DURING THE TRANSITION PERIOD

PROPOSAL #1.6: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTIONS REGARDING MAJOR ASSETS

ACQUISITION AND ITS SUMMARY

PROPOSAL #3: APPROVE CONDITIONAL ASSET PURCHASE BY            ISSUER            YES             FOR                  FOR

CASH PAYMENT AGREEMENT AND SUPPLEMENTAL AGREEMENT

WITH TRANSACTION COUNTERPARTY

PROPOSAL #4: APPROVE CONDITIONAL PROFIT FORECAST                ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT AND SUPPLEMENTAL AGREEMENT

WITH TRANSACTION COUNTERPARTY

PROPOSAL #5: APPROVE RELEVANT AUDIT REPORT AND ASSET         ISSUER            YES             FOR                  FOR

EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #6: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE COMPANY'S MAJOR ASSETS                        ISSUER            YES             FOR                  FOR

ACQUISITION COMPLIES WITH RELEVANT LAWS

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTER RELATED TO THE MAJOR ASSETS SALES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Topway Video Communication Co., Ltd.

  TICKER:               002238                            CUSIP:   Y7743X107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AND PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: ELECT LIN YANG AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Woer Heat-Shrinkable Material Co., Ltd.

  TICKER:               002130                            CUSIP:   Y77433103

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF EQUITY MORTGAGE          ISSUER            YES             FOR                  FOR

LOAN

PROPOSAL #2: APPROVE APPLICATION OF EQUITY LOANS FROM   SHAREHOLDER        YES             FOR                  FOR

 FINANCIAL INSTITUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Woer Heat-Shrinkable Material Co., Ltd.

  TICKER:               002130                            CUSIP:   Y77433103

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #2: APPROVE SUBCRIPTION TO THE PRIVATE             SHAREHOLDER        YES             FOR                  FOR

PLACEMENT OF CHANGYUAN GROUP LTD WITHIN CNY 100

MILLION TO CNY 200 MILLION

PROPOSAL #3: APPROVE SIGNING OF CONDITIONAL PRIVATE      SHAREHOLDER        YES             FOR                  FOR

PLACEMENT SHARE SUBSCRIPTION AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Woer Heat-Shrinkable Material Co., Ltd.

  TICKER:               002130                            CUSIP:   Y77433103

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE AND ISSUE MANNER             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE DEBT SERVICE METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.7: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #2.8: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE PROVISION OF COUNTER GUARANTEE      SHAREHOLDER        YES             FOR                  FOR

FOR COMPANY CORPORATE BOND ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Woer Heat-Shrinkable Material Co., Ltd.

  TICKER:               002130                            CUSIP:   Y77433103

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE BOARD

PROPOSAL #9: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Wongtee International Enterprise Co., Ltd.

  TICKER:               000056                            CUSIP:   Y7741Q104

  MEETING DATE:   11/6/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Wongtee International Enterprise Co., Ltd.

  TICKER:               000056                            CUSIP:   Y7741Q104

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT TANG RUOMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT LIN QINGHUI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #1.3: ELECT LIU XIAOHONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LIU HAIBO AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT LONG GUANGMING AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Wongtee International Enterprise Co., Ltd.

  TICKER:               200056                            CUSIP:   Y7741Q104

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF ENTRUSTED LOAN BY        ISSUER            YES             FOR                  FOR

 SHENZHEN RONGFA INVESTMENT CO., LTD. AND PROVISION

OF GUARANTEE BY COMPANY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO SIGNING OF PROPERTY SERVICES CONTRACT

BETWEEN COMPANY AND CONTROLLING SHAREHOLDER'S

SUBSIDIARIES

PROPOSAL #3.1: ELECT QIAN PENGFEI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.1: ELECT MA CHANG AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE CHANGE OF THE REGISTERED ADDRESS        ISSUER            YES             FOR                  FOR

 AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #6: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Wongtee International Enterprise Co., Ltd.

  TICKER:               200056                            CUSIP:   Y7741Q104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITED FINANCIAL REPORT                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #8.1: ELECT WANG PEI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Wongtee International Enterprise Co., Ltd.

  TICKER:               200056                            CUSIP:   Y7741Q112

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITED FINANCIAL REPORT                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #8.1: ELECT WANG PEI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Worldunion Properties Consultancy Inc.

  TICKER:               002285                            CUSIP:   Y77440108

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Worldunion Properties Consultancy Inc.

  TICKER:               002285                            CUSIP:   Y77440108

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES         AGAINST           AGAINST

AGREEMENT ON THE SHARE TRANSFER AGREEMENT REGARDING

ACQUISITION OF 51% EQUITY OF XIAMEN LIDANXING

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES


 

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #8: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #11: APPROVE REFORMULATION OF MANAGEMENT              ISSUER            YES             FOR                  FOR

SYSTEM OF RAISED FUNDS

PROPOSAL #12: APPROVE DRAFT OF RESTRICTED STOCK                 ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #12.1: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #12.2: APPROVE SOURCE AND NUMBER OF                       ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #12.3: APPROVE ALLOCATION OF RESTRICTED                ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #12.4: APPROVE DURATION, GRANT DATE, LOCK-UP        ISSUER            YES             FOR                  FOR

 PERIOD, UNLOCKING PERIOD AND RELEVANT RESTRICTION ON

 SALE

PROPOSAL #12.5: APPROVE GRANT PRICE AND PRICE SETTING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #12.6: APPROVE CONDITION OF GRANTING AND              ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #12.7: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #12.8: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.9: APPROVE PROCEDURES TO IMPLEMENT,                ISSUER            YES             FOR                  FOR

GRANT AND UNLOCK THE INCENTIVE PLAN

PROPOSAL #12.10: APPROVE RIGHTS AND OBLIGATIONS OF            ISSUER            YES             FOR                  FOR

THE PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #12.11: APPROVE CONDITIONS TO CHANGE OR                ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #12.12: APPROVE PRINCIPLE OF RESTRICTED                ISSUER            YES             FOR                  FOR

STOCK REPURCHASE CANCELLATION

PROPOSAL #13: APPROVE METHODS TO ASSESS THE                        ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO RESTRICTED STOCK

INCENTIVE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Worldunion Properties Consultancy Inc.

  TICKER:               002285                            CUSIP:   Y77440108

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SHENZHEN WORLDUNION MICROLOAN CO., LTD.

PROPOSAL #9: APPROVE 2016 TRANSFER OF CREDIT-LINE-             ISSUER            YES             FOR                  FOR

BASED ASSETS TO SHENZHEN WORLDUNION MICROLOAN CO.,

PROPOSAL #10: APPROVE 2016 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT

PROPOSAL #11: APPROVE 2016 REMUNERATION OF                          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE        ISSUER            YES             FOR                  FOR

 FOR DIRECTORS AND SENIOR MANAGEMENT

PROPOSAL #13: APPROVE PURCHASE OF LIABILITY INSURANCE        ISSUER            YES             FOR                  FOR

 FOR SUPERVISORS

PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #15: APPROVE REPORT ON THE USAGE OF                  SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Worldunion Properties Consultancy Inc.

  TICKER:               002285                            CUSIP:   Y77440108

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESTRUCTURING OF CONTROLLED                ISSUER            YES             FOR                  FOR

SUBSIDIARY AND APPLICATION FOR PUBLIC LISTING ON

NATIONAL EQUITIES AND QUOTATIONS SYSTEM

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Yan Tian Port Holdings Co., Ltd.

  TICKER:               000088                            CUSIP:   Y7742W100

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION AND NO                 ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER             NO              N/A                  N/A


 

PROPOSAL #7: ELECT WANG XIAN AS SUPERVISOR                       SHAREHOLDER         NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Zhenye (Group) Co., Ltd.

  TICKER:               000006                            CUSIP:   Y77425109

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO BANK          ISSUER            YES             FOR                  FOR

DEBT OF WHOLLY-OWNED SUBSIDIARY GUANGZHOU ZHENFA REAL

 ESTATE DEVELOPMENT CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Zhenye (Group) Co., Ltd.

  TICKER:               000006                            CUSIP:   Y77425109

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Zhenye (Group) Co., Ltd.

  TICKER:               000006                            CUSIP:   Y77425109

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEES              ISSUER            YES             FOR                  FOR

LINES TO SUBSIDIARIES

PROPOSAL #7: APPROVE 2016 OVERALL RISK MANAGEMENT              ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Zhongjin Lingnan Nonfement Co., Ltd.

  TICKER:               000060                            CUSIP:   Y77458100

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1.1: ELECT WANG LIXIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LIU FANGLAI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Zhongjin Lingnan Nonfement Co., Ltd.

  TICKER:               000060                            CUSIP:   Y77458100

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEE                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #8: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2015 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: ELECT QI SIYIN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Zhongjin Lingnan Nonfement Co., Ltd.

  TICKER:               000060                            CUSIP:   Y77458100

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING BASIS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #9: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

IN CONNECTION TO REAL ESTATE BUSINESS

PROPOSAL #10: APPROVE COMMITMENTS OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS, SENIOR MANAGEMENT AND CONTROLLING

SHAREHOLDER IN CONNECTION TO THE REAL ESTATE BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Zowee Technology Co Ltd

  TICKER:               002369                            CUSIP:   Y7744H101

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS


 

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH XIA CHUANWU IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY WHOLLY OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhen Zowee Technology Co Ltd

  TICKER:               002369                            CUSIP:   Y7744H101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION OF 2016                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES BY COMPANY AND

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #8: APPROVE ADJUSTMENT TO PROVISION OF                 ISSUER            YES             FOR                  FOR

GUARANTEE BY COMPANY TO COMPREHENSIVE BANK CREDIT

LINES OF WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 DAILY OPERATIONAL RELATED          ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #11.1: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #11.2: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #11.3: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #11.4: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #11.5: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.6: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.7: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #11.8: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #11.9: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #11.10: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2ND ADJUSTMENT TO 2015 PLAN ON         ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES


 

PROPOSAL #13: APPROVE CHANGE IN THE NAME OF THE 2015         ISSUER            YES             FOR                  FOR

RAISED FUNDS PROJECT

PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (2ND ADJUSTMENT)

PROPOSAL #17: APPROVE SIGNING OF CONDITIONAL SHARES          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBERS

PROPOSAL #18: APPROVE SUPPLEMENTAL CONDITIONAL SHARES        ISSUER            YES             FOR                  FOR

 SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBERS

PROPOSAL #19: APPROVE AMENDMENT TO COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #20: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #21: APPROVE REPORT ON THE USAGE OF                  SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shenzhou International Group Holdings Ltd.

  TICKER:               2313                                CUSIP:   G8087W101

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL                 ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #3: ELECT MA JIANRONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CHEN ZHIFEN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CHEN GENXIANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT CHEN XU AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shih Wei Navigation Co., Ltd.

  TICKER:               5608                                CUSIP:   Y7755H107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shijiazhuang Changshan Textile Co., Ltd.

  TICKER:               000158                            CUSIP:   Y7789J103

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shijiazhuang Changshan Textile Co., Ltd.

  TICKER:               000158                            CUSIP:   Y7789J103

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION          ISSUER            YES             FOR                  FOR

TO WHOLLY-OWNED SUBSIDIARIES INCLUDING BEIMING

SOFTWARE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shijiazhuang Changshan Textile Co., Ltd.

  TICKER:               000158                            CUSIP:   Y7789J103

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: PPROVE ADJUSTMENT TO THE ALLOWANCE OF            ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHIJIAZHUANG DONGFANG THERMOELECTRIC CO LTD

  TICKER:               000958                            CUSIP:   Y7789P109

  MEETING DATE:   10/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHIJIAZHUANG DONGFANG THERMOELECTRIC CO LTD

  TICKER:               000958                            CUSIP:   Y7789P109

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI GUWANG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SHIJIAZHUANG DONGFANG THERMOELECTRIC CO LTD

  TICKER:               000958                            CUSIP:   Y7789P109

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT NIE YITAO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE DEPOSIT, CREDIT, SETTLEMENT AND         ISSUER            YES             FOR                  FOR

OTHER BUSINESSES WITH CHINA POWER INVESTMENT

FINANCIAL CO., LTD.

PROPOSAL #9: APPROVE APPLICATION OF LOAN FROM                     ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTIONS

PROPOSAL #10: APPROVE RE-APPOINTMENT OF SHINEWING              ISSUER            YES             FOR                  FOR

CPAS AS 2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION WITH         ISSUER            YES             FOR                  FOR

CPI YUANDA ENVIRONMENTAL-PROTECTION ENGINEERING CO.,

LTD.

PROPOSAL #12: APPROVE CHANGE OF COMPANY NAME AND                ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #13: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shijiazhuang Yiling Pharmaceutical Co., Ltd.

  TICKER:               002603                            CUSIP:   Y7745S106

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND TO ARTICLES OF ASSOCIATION                      ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shijiazhuang Yiling Pharmaceutical Co., Ltd.

  TICKER:               002603                            CUSIP:   Y7745S106

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE 2015 PRIVATE PLACEMENT OF NEW A         ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE AMOUNT OF RAISED FUNDS                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shijiazhuang Yiling Pharmaceutical Co., Ltd.

  TICKER:               002603                            CUSIP:   Y7745S106

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS


 

PROPOSAL #4: AMEND WORKING SYSTEM FOR INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #6: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND INVESTORS RELATION MANAGEMENT                ISSUER            YES             FOR                  FOR

SYSTEM

PROPOSAL #8: APPROVE EFFECT OF THE DILUTION IN SPOT-         ISSUER            YES             FOR                  FOR

RETURN TOWARDS KEY FINANCIAL INDICATORS OF THE

COMPANY AND COUNTER-DILUTION MEASURES IN CONNECTION

TO THE 2015 PRIVATE PLACEMENT

PROPOSAL #9: APPROVE COMMITMENT FROM BOARD OF                     ISSUER            YES             FOR                  FOR

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE 2015

PRIVATE PLACEMENT

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING HOUSE LEASING

PROPOSAL #11: APPROVE ENTRUSTED MANAGEMENT AGREEMENT         ISSUER            YES             FOR                  FOR

BETWEEN SUBSIDIARY AND HEBEI YILING HOSPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shijiazhuang Yiling Pharmaceutical Co., Ltd.

  TICKER:               002603                            CUSIP:   Y7745S106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                    SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shimao Property Holdings Ltd.

  TICKER:               813                                  CUSIP:   G81043104

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT TANG FEI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LIAO LUJIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.3: ELECT KAN NAIGUI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT LU HONG BING AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES         AGAINST           AGAINST

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shimge Pump Industry Group Co., Ltd.

  TICKER:               002532                            CUSIP:   Y9894M104

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.5: APPROVE ISSUE SIZE AND ISSUE AMOUNT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE RELATION OF TARGET SUBSCRIBERS        ISSUER            YES             FOR                  FOR

 AND COMPANY

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES AS              ISSUER            YES             FOR                  FOR

WELL AS RELEVANT COMMITMENT IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #6: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE THE NOTION THAT THE COMPANY DOES        ISSUER            YES             FOR                  FOR

 NOT NEED TO PREPARE THE REPORT ON THE USAGE OF

PREVIOUSLY RAISED FUNDS


 

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #11: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shimge Pump Industry Group Co., Ltd.

  TICKER:               002532                            CUSIP:   Y9894M104

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT (REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shin Kong Financial Holding Co., Ltd.

  TICKER:               2888                                CUSIP:   Y7753X104

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CHANGE OF USE OF FUNDS FROM                ISSUER            YES             FOR                  FOR

THIRD ISSUANCE OF DOMESTIC UNSECURED CONVERTIBLE

CORPORATE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shin Zu Shing Co., Ltd.

  TICKER:               3376                                CUSIP:   Y7755T101

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5.1: ELECT JHENG JHIH-FA WITH ID NO.                   ISSUER            YES             FOR                  FOR

F120622XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT LU JHENG-JHONG WITH ID NO.                 ISSUER            YES             FOR                  FOR

F120782XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT LV SHENGNAN WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 2 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT LV MINWEN WITH SHAREHOLDER NO. 1   SHAREHOLDER        YES         AGAINST               N/A

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT LIN QINGZHENG AS NON-INDEPENDENT   SHAREHOLDER        YES         AGAINST               N/A

 DIRECTOR

PROPOSAL #5.6: ELECT RUAN CHAOZONG WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 68 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT MAO YINGFU AS NON-INDEPENDENT        SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.8: ELECT CAI YANGZONG AS SUPERVISOR              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.9: ELECT WU QIONGHUA WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 18 AS SUPERVISOR

PROPOSAL #5.10: ELECT XU HUANG BU DIE WITH                      SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDER NO. 12 AS SUPERVISOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shindoo Chemical Industry Co., Ltd.

  TICKER:               002539                            CUSIP:   Y77476102

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PHASE I EMPLOYEE STOCK OWNERSHIP        ISSUER            YES             FOR                  FOR

 PLAN AND SUMMARY (DRAFT)

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE I EMPLOYEE STOCK

OWNERSHIP PLAN

PROPOSAL #3: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shindoo Chemi-Industry Co.,Ltd

  TICKER:               002539                            CUSIP:   Y77476102

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

PROPOSAL #6.1: APPROVE 2016 COMPANY AND ITS                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES DAILY RELATED-PARTY

TRANSACTIONS WITH ULTIMATE CONTROLLING SHAREHOLDER

PROPOSAL #6.2: APPROVE 2016 COMPANY AND ITS                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES DAILY RELATED-PARTY

TRANSACTIONS WITH ASSOCIATE CONTROLLING SHAREHOLDERS

PROPOSAL #7: APPROVE RE-APPOINTMENT 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2016 APPLICATION FOR NOT MORE            ISSUER            YES             FOR                  FOR

THAN CNY5 BILLION COMPREHENSIVE CREDIT LINES FROM

PROPOSAL #9: APPROVE 2016 GUARANTEE PROVISION FOR THE        ISSUER            YES         AGAINST           AGAINST

 NOT MORE THAN CNY4 BILLION COMPREHENSIVE CREDIT

LINES APPLIED BY THE CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #11.1: ELECT MOU JIAYUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.2: ELECT SONG RUI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.3: ELECT ZHANG GUANGXI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.4: ELECT YIN HUI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.5: ELECT WANG SHENGBIN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.6: ELECT ZHOU WEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.1: ELECT ZHONG YANGFEI AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.2: ELECT HUANG HUAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.3: ELECT CHEN WEILIANG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.1: ELECT DENG LUNMING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13.2: ELECT ZENG GUIJU AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shining Building Business Co., Ltd.

  TICKER:               5531                                CUSIP:   Y77507104

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT LAI,ZHENG-YI, REPRESENTING DING         ISSUER            YES             FOR                  FOR

LIN INVESTMENT DEVELOPMENT CO., LTD WITH SHAREHOLDER

NO.9 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT A REPRESENTATIVE OF DING ZHENG          ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD WITH SHAREHOLDER NO.8 AS NON-

INDEPENDENT DIRECTOR


 

PROPOSAL #4.3: ELECT A REPRESENTATIVE OF ZHENG JI              ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD WITH SHAREHOLDER NO.532 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT A REPRESENTATIVE OF YI YANG                ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD WITH SHAREHOLDER NO.856 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT A REPRESENTATIVE OF XIANG LIN            ISSUER            YES             FOR                  FOR

DEPARTMENT STORES CO. LTD WITH SHAREHOLDER NO.664 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT QIU,WEN-RUI WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.535 AS INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT ZENG,YAO-HUANG WITH ID                        ISSUER            YES             FOR                  FOR

NO.S100245XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT A REPRESENTATIVE OF RONG YANG            ISSUER            YES             FOR                  FOR

INVESTMENT DEVELOPMENT CO., LTD WITH SHAREHOLDER

NO.1531 AS SUPERVISOR

PROPOSAL #4.9: ELECT A REPRESENTATIVE OF ZHENG DA              ISSUER            YES             FOR                  FOR

INVESTMENT CO LTD WITH SHAREHOLDER NO.537 AS

PROPOSAL #4.10: ELECT A REPRESENTATIVE OF HENG RONG          ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD WITH SHAREHOLDER NO.538 AS

SUPERVISOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shinkong Synthetic Fibers Corporation

  TICKER:               1409                                CUSIP:   Y77522103

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shinva Medical Instrument Co., Ltd.

  TICKER:               600587                            CUSIP:   Y7680Z107

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE 2015 PRIVATE PLACEMENT OF NEW        ISSUER            YES         AGAINST           AGAINST

 A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.03: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES         AGAINST           AGAINST

ISSUE PRICE

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.08: APPROVE INTENDED USAGE AND AMOUNT OF         ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES         AGAINST           AGAINST

OF NEW A SHARES

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO 2015 PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE PHASE 1 EMPLOYEE STOCK OWNERSHIP        ISSUER            YES         AGAINST           AGAINST

 PLAN (REVISED) AND ITS SUMMARY

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO EMPLOYEE STOCK

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shinva Medical Instrument Co., Ltd.

  TICKER:               600587                            CUSIP:   Y7680Z107

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DILUTION IN SPOT RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shinva Medical Instrument Co., Ltd.

  TICKER:               600587                            CUSIP:   Y7680Z107

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF EMPLOYEE SHARE            ISSUER            YES             FOR                  FOR

PURCHASE PLAN

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #3.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.06: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shinva Medical Instrument Co., Ltd.

  TICKER:               600587                            CUSIP:   Y7680Z107

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE PROVISION AND ALLOCATION OF                ISSUER            YES             FOR                  FOR

INCENTIVE BONUSES

PROPOSAL #8: APPROVE APPOINTMENT OF SHANGHAI CPAS AS         ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE EXTERNAL GUARANTEES                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINES AND CORRESPONDING AUTHORIZATION

PROPOSAL #11: APPROVE APPLICATION FOR ISSUANCE OF              ISSUER            YES             FOR                  FOR

ULTRA SHORT-TERM FINANCING BILLS


 

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #13: ELECT ZHAO YU AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shoprite Holdings Ltd

  TICKER:               SHP                                  CUSIP:   S76263102

  MEETING DATE:   10/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH ANTON WENTZEL AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #3: RE-ELECT DR CHRISTOFFEL WIESE AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: RE-ELECT EDWARD KIESWETTER AS DIRECTOR           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: RE-ELECT JACOBUS LOUW AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT JOHANNES BASSON AS CHAIRPERSON         ISSUER            YES             FOR                  FOR

OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #7: RE-ELECT JACOBUS LOUW AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #8: RE-ELECT JACOBUS FOUCHE AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #9: RE-ELECT JOSEPH ROCK AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #10: PLACE AUTHORISED BUT UNISSUED SHARES            ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #11: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #12: AUTHORISE RATIFICATION OF APPROVED                ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #13: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 OF THE COMPANIES ACT

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE SCHEME OF ARRANGEMENT RELATING          ISSUER            YES             FOR                  FOR

TO SHOPRITE HOLDINGS FIVE PERCENT CUMULATIVE

PREFERENCE SHARES

PROPOSAL #6: APPROVE SCHEME OF ARRANGEMENT RELATING          ISSUER            YES             FOR                  FOR

TO SHOPRITE HOLDINGS SECOND FIVE PERCENT CUMULATIVE

PREFERENCE SHARES

PROPOSAL #7: APPROVE SCHEME OF ARRANGEMENT RELATING          ISSUER            YES             FOR                  FOR

TO SHOPRITE HOLDINGS THIRD FIVE PERCENT CUMULATIVE

PREFERENCE SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shougang Concord International Enterprises Co. Ltd.

  TICKER:               697                                  CUSIP:   Y78299107

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: ELECT ZHANG GONGYAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT LI SHAOFENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2C: ELECT SHU HONG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2D: ELECT LEUNG SHUN SANG, TONY AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2E: ELECT KAN LAI KUEN, ALICE AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5:  AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shree Cement Ltd.

  TICKER:               500387                            CUSIP:   Y7757Y132

  MEETING DATE:   11/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM PAYMENT OF INTERIM DIVIDEND                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT H. M. BANGUR AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE B. R. MAHESWARI & COMPANY AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: ELECT S. K. SHELGIKAR AS  INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: AUTHORIZE REMUNERATION OF COST AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shriram Transport Finance Company Limited

  TICKER:               511218                            CUSIP:   Y7758E119

  MEETING DATE:   7/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shriram Transport Finance Company Limited

  TICKER:               511218                            CUSIP:   Y7758E119

  MEETING DATE:   7/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE S. R. BATLIBOI & CO. LLP AND              ISSUER            YES             FOR                  FOR

G.D. APTE & CO. AS JOINT AUDITORSS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE VACANCY ON THE BOARD RESULTING          ISSUER            YES             FOR                  FOR

FROM THE RETIREMENT OF R. SRIDHAR

PROPOSAL #5: ELECT S. SRIDHAR AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT D.V. RAVI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBT SECURITIES             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shuangliang Eco-Energy Systems Co., Ltd.

  TICKER:               600481                            CUSIP:   Y5054R107

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE 2016 EXTERNAL GUARANTEE LIMIT         SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #8: APPROVE 2016 EXTERNAL GUARANTEE LIMIT         SHAREHOLDER        YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shunfa Hengye Corp.

  TICKER:               000631                            CUSIP:   Y1293W106

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.5: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LISTING EXCHANGE OR TRADING            ISSUER            YES             FOR                  FOR

EXCHANGE

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shunfa Hengye Corp.

  TICKER:               000631                            CUSIP:   Y1293W106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO 2015 PROFIT

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

APPROVE THE LAND STORAGE INVESTMENT LIMIT

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

APPROVE THE INVESTMENT LIMIT IN SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 PROVISION OF LOAN                        ISSUER            YES             FOR                  FOR

GUARANTEES TO SUBSIDIARIES


 

PROPOSAL #10: APPROVE RE-APPOINTMENT OF FINANCIAL AND        ISSUER            YES             FOR                  FOR

 INTERNAL CONTROL AUDITOR AND PAYMENT OF THEIR

REMUNERATION

PROPOSAL #11: APPROVE EXTENSION OF RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF PRIVATE PLACEMENT

PROPOSAL #12: APPROVE EXTENSION OF AUTHORIZATION                ISSUER            YES             FOR                  FOR

PERIOD OF BOARD IN CONNECTION TO THE PRIVATE

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: APPROVE FINANCIAL SERVICES FRAMEWORK            ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN THE COMPANY AND WANXIANG FINANCIAL

CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shunfeng International Clean Energy Ltd.

  TICKER:               01165                              CUSIP:   G8116S105

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT ZHANG YI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT SHI JIANMIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT WANG YU AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT LU BIN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shunrong Sanqi Interactive Entertainment Network Tech Co., Ltd.

  TICKER:               002555                            CUSIP:   Y9717X105

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF 2015 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENT TO 2015 DAILY RELATED         ISSUER            YES             FOR                  FOR

PARTY TRANSACTION FORECAST

PROPOSAL #3: ELECT CHENG LIN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shunrong Sanqi Interactive Entertainment Network Tech Co., Ltd.

  TICKER:               002555                            CUSIP:   Y9717X105

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shunrong Sanqi Interactive Entertainment Network Tech Co., Ltd.

  TICKER:               002555                            CUSIP:   Y9717X105

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO EXTERNAL INVESTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Shunrong Sanqi Interactive Entertainment Network Tech Co., Ltd.

  TICKER:               002555                            CUSIP:   Y9717X105

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siam City Cement Public Co., Ltd.

  TICKER:               SCCC                                CUSIP:   Y7887N139

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND PAYMENT        ISSUER            YES             FOR                  FOR

 OF DIVIDENDS

PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #6.1: ELECT CHACHCHON RATANARAK AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT DAVID ALEXANDER NEWBIGGING AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT SIVA MAHASANDANA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT CHARIN SATCHAYAN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siam Commercial Bank PCL

  TICKER:               SCB                                  CUSIP:   Y7905M113

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF ENTIRE CHARTER            ISSUER            YES             FOR                  FOR

CAPITAL IN VINASIAM BANK

PROPOSAL #2: AUTHORIZE BOARD TO DETERMINE CONDITIONS         ISSUER            YES             FOR                  FOR

AND OTHER DETAILS IN RELATION TO THE ACQUISITION OF

ENTIRE CHARTER CAPITAL IN VINASIAM BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siam Commercial Bank PCL

  TICKER:               SCB                                  CUSIP:   Y7905M113

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #4: APPROVE DIRECTORS' REMUNERATION AND                ISSUER            YES             FOR                  FOR

BONUS

PROPOSAL #5.1: ELECT ANAND PANYARACHUN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT PRASAN CHUAPHANICH AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT CHAKKRIT PARAPUNTAKUL AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.4: ELECT KANNIKAR CHALITAPORN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT THAWEESAK KOANANTAKOOL AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT KAN TRAKULHOON AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: AMEND MEMORANDUM OF ASSOCIATION TO                 ISSUER            YES             FOR                  FOR

REFLECT CHANGES REGISTERED CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siam Global House Public Co Ltd.

  TICKER:               GLOBAL                            CUSIP:   Y78719120

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS AND                   ISSUER            YES             FOR                  FOR

APPROVE FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #4: REDUCE REGISTERED CAPITAL AND AMEND                ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION TO REFLECT CHANGE IN

REGISTERED CAPITAL


 

PROPOSAL #5: INCREASE REGISTERED CAPITAL TO SUPPORT          ISSUER            YES             FOR                  FOR

STOCK DIVIDEND PAYMENT AND AMEND MEMORANDUM OF

ASSOCIATION TO REFLECT INCREASE IN REGISTERED CAPITAL

PROPOSAL #6: ALLOCATION OF SHARES TO SUPPORT STOCK            ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #7: APPROVE M&R ASSOCIATES CO. LTD AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND FIX THEIR REMUNERATION

PROPOSAL #8.1: ELECT PHORNSIRI THIVAVARNWONGS AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.2: ELECT PORNSAK SAKPHANPANOM AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: ELECT ANAWAT SURIYAWANAKUL AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION AND BONUS OF                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: AMEND MEMORANDUM OF ASSOCIATION RE:              ISSUER            YES             FOR                  FOR

COMPANY'S OBJECTIVE

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sibanye Gold Ltd

  TICKER:               SGL                                  CUSIP:   S7627H100

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORISE ISSUE OF MORE THAN 30 PERCENT         ISSUER            YES             FOR                  FOR

OF THE COMPANY'S ISSUED SHARE CAPITAL

PROPOSAL #1: APPROVE CATEGORY 1 TRANSACTION WITH                ISSUER            YES             FOR                  FOR

RUSTENBURG PLATINUM MINES

PROPOSAL #2: APPROVE ALLOTMENT AND ISSUE OF SIBANYE          ISSUER            YES             FOR                  FOR

SHARES (I) THE CONSIDERATION SHARES TO RPM AND (II)

SIBANYE SHARES TO VARIOUS INVESTORS THROUGH A VCP FOR

 THE PAYMENT OF THE PURCHASE PRICE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sibanye Gold Ltd

  TICKER:               SGL                                  CUSIP:   S7627H100

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #2: RE-ELECT BARRY DAVISON AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT NEAL FRONEMAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT NKOSEMNTU NIKA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT SUSAN VAN DER MERWE AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT JIYU YUAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT KEITH RAYNER AS CHAIRMAN OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #8: RE-ELECT RICHARD MENELL AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #9: RE-ELECT NKOSEMNTU NIKA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE


 

PROPOSAL #10: RE-ELECT SUSAN VAN DER MERWE AS MEMBER         ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #11: PLACE AUTHORISED BUT UNISSUED SHARES            ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #12: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 AND 45 OF THE ACT

PROPOSAL #3: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Chengfa Aero Science and Technology Co., Ltd.

  TICKER:               600391                            CUSIP:   Y79333103

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2016 ANNUAL OPERATION PLAN AND          ISSUER            YES             FOR                  FOR

INVESTMENT PLAN

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8.01: APPROVE 2015 DAILY RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8.02: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: SALE OF GOODS ESTIMATED AMOUNT: CNY

 872.015 MILLION

PROPOSAL #8.03: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: PROCUREMENT OF MATERIAL ESTIMATED

AMOUNT: CNY 548.4724 MILLION

PROPOSAL #8.04: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: PROVIDING LABOR ESTIMATED AMOUNT:

CNY 15.505 MILLION

PROPOSAL #8.05: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: ACCEPTING LABOR ESTIMATED AMOUNT:

CNY 68.508 MILLION

PROPOSAL #8.06: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: LEASE OF ASSETS ESTIMATED AMOUNT:

CNY 0.833 MILLION

PROPOSAL #8.07: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: RENT OF ASSETS ESTIMATED AMOUNT:

CNY 44.2852 MILLION


 

PROPOSAL #8.08: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: RESEARCH PROJECT AMOUNT: CNY 56,500

PROPOSAL #8.09: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: PROCUREMENT OF EQUIPMENT ESTIMATED

AMOUNT: CNY 155.2646 MILLION

PROPOSAL #8.10: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: BORROWING FROM RELATED PARTY

ESTIMATED AMOUNT: CNY 1.35 BILLION

PROPOSAL #8.11: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: HOSTING REVENUE FROM METERING

PROPOSAL #8.12: APPROVE 2016 RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION PLAN: CONTINUED ACCEPTING PARTIAL ASSETS

BUSINESS FROM CHENGFA GROUP, ENTRUSTED AMOUT: CNY 10

PROPOSAL #9: APPROVE 2015 BOARD FEES STATEMENT AND            ISSUER            YES         AGAINST           AGAINST

APPROVE 2016 BOARD FEES STATEMENT

PROPOSAL #10: APPROVE 2016 ALLOWANCE STANDARD OF                ISSUER            YES         AGAINST           AGAINST

INDEPENDENT DIRECTORS

PROPOSAL #11.01: APPROVE APPOINTMENT OF UNION POWER          ISSUER            YES             FOR                  FOR

CPAS AS COMPANY 2016 ANNUAL AUDITOR, 1 YEAR TERM,

AUDIT FEE CNY 400,000 (INCLUSIVE OF TRANSPORTATION

AND PENSION FEE)

PROPOSAL #11.02: APPROVE APPOINTMENT OF UNION POWER          ISSUER            YES             FOR                  FOR

CPAS AS COMPANY 2016 INTERNAL CONTROL AUDITOR, 1 YEAR

 TERM, AUDIT FEE CNY 400,000 (INCLUSIVE OF

TRANSPORTATION AND PENSION FEE)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Chengfei Integration Technology Corp. Ltd.

  TICKER:               002190                            CUSIP:   Y79254119

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Chengfei Integration Technology Corp. Ltd.

  TICKER:               002190                            CUSIP:   Y79254119

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LI ZONGSHUN  AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT NI YONGFENG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT SUN YUKUI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT ZHOU HUANMING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.5: ELECT SHI XIAOQIN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT GU RONGFANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT AN JINYAO AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Chengfei Integration Technology Corp. Ltd.

  TICKER:               002190                            CUSIP:   Y79254119

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 FINANCING SCALE AND                     ISSUER            YES             FOR                  FOR

RELEVANT AUTHORIZATION

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Chuantou Energy Co., Ltd.

  TICKER:               600674                            CUSIP:   Y7925C103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCING PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Em Technology Co Ltd.

  TICKER:               601208                            CUSIP:   Y7929F102

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT TAN HONG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT HE YAN AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Em Technology Co Ltd.

  TICKER:               601208                            CUSIP:   Y7929F102

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF AUDIT FEE

PROPOSAL #8: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE 2015 ACTUAL DAILY RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTION ESTIMATES

PROPOSAL #11: APPROVE USE OF REMAINING FUNDS FROM              ISSUER            YES             FOR                  FOR

INITIAL PRIVATE PLACEMENT RAISED FUNDS AND INTEREST

TO REPLENISH WORKING CAPITAL

PROPOSAL #12: APPROVE AMENDMENT TO PERFORMANCE                   ISSUER            YES             FOR                  FOR

COMMITMENT AND COMPENSATION PROVISION IN CONNECTION

TO THE EQUITY TRANSFER AGREEMENT

PROPOSAL #13: APPROVE PAYMENT OF REMUNERATION OF                ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT AND

CONFIRMATION OF 2016 REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Expressway Company Ltd.

  TICKER:               00107                              CUSIP:   Y79325109

  MEETING DATE:   8/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT NI SHILIN AS DIRECTOR OF THE FIFTH        ISSUER            YES             FOR                  FOR

 SESSION OF BOARD AND APPROVE HIS REMUNERATION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Expressway Company Ltd.

  TICKER:               107                                  CUSIP:   Y79325109

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONSTRUCTION FRAMEWORK AGREEMENT        ISSUER            YES             FOR                  FOR

 A, ANNUAL CAP AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE CONSTRUCTION FRAMEWORK AGREEMENT        ISSUER            YES             FOR                  FOR

 B, ANNUAL CAP AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE PURCHASE FRAMEWORK AGREEMENT,            ISSUER            YES             FOR                  FOR

ANNUAL CAP AND RELATED TRANSACTIONS


 

PROPOSAL #4: APPROVE ISSUANCE OF NON-FINANCIAL                   ISSUER            YES             FOR                  FOR

CORPORATE DEBT FINANCING INSTRUMENTS AND RELATED

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Expressway Company Ltd.

  TICKER:               107                                  CUSIP:   Y79325109

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 PROPOSED PROFIT                            ISSUER            YES             FOR                  FOR

APPROPRIATIONS AND DIVIDEND DISTRIBUTION PLAN

PROPOSAL #2: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: ACCEPT 2015 WORK REPORT OF SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: ACCEPT 2015 DUTY PERFORMANCE REPORT OF          ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #5: ACCEPT 2015 AUDITED FINANCIAL REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET PROPOSAL           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS PRC AUDITOR AND AUTHORIZE BOARD TO FIX

 THEIR REMUNERATION

PROPOSAL #8: APPROVE ERNST & YOUNG CERTIFIED PUBLIC          ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS INTERNATIONAL AUDITOR AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Expressway Company Ltd.

  TICKER:               107                                  CUSIP:   Y79325117

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONSTRUCTION FRAMEWORK AGREEMENT        ISSUER            YES             FOR                  FOR

 A, ANNUAL CAP AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE CONSTRUCTION FRAMEWORK AGREEMENT        ISSUER            YES             FOR                  FOR

 B, ANNUAL CAP AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE PURCHASE FRAMEWORK AGREEMENT,            ISSUER            YES             FOR                  FOR

ANNUAL CAP AND RELATED TRANSACTIONS

PROPOSAL #4: APPROVE ISSUANCE OF NON-FINANCIAL                   ISSUER            YES             FOR                  FOR

CORPORATE DEBT FINANCING INSTRUMENTS AND RELATED

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Expressway Company Ltd.

  TICKER:               107                                  CUSIP:   Y79325117

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 PROPOSED PROFIT                            ISSUER            YES             FOR                  FOR

APPROPRIATIONS AND DIVIDEND DISTRIBUTION PLAN

PROPOSAL #2: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: ACCEPT 2015 WORK REPORT OF SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE


 

PROPOSAL #4: ACCEPT 2015 DUTY PERFORMANCE REPORT OF          ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET PROPOSAL           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS PRC AUDITOR AND AUTHORIZE BOARD TO FIX

 THEIR REMUNERATION

PROPOSAL #8: APPROVE ERNST & YOUNG CERTIFIED PUBLIC          ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS INTERNATIONAL AUDITOR AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Golden Summit (Group) Joint-Stock Co., Ltd

  TICKER:               600678                            CUSIP:   Y79326107

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 FINANCING LIMIT                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE EXTERNAL GUARANTEE                              ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE OVERALL RISK MANAGEMENT WORK            ISSUER            YES             FOR                  FOR

REPORT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SICHUAN GUODONG CONSTRUCTION CO LTD

  TICKER:               600321                            CUSIP:   Y7932V102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #10: APPROVE APPOINTMENT OF PAN-CHINA                   ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

FINANCIAL AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Haite High-Tech Co Ltd

  TICKER:               002023                            CUSIP:   Y7931C105

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #10: APPROVE CHANGE IN MAIN IMPLEMENTING              ISSUER            YES             FOR                  FOR

BODY OF PARTIAL RAISED FUNDS INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Haite High-Tech Co Ltd

  TICKER:               002023                            CUSIP:   Y7931C105

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LI BIAO AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT ZHENG DEHUA AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT YANG HONGYING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.4: ELECT WAN TAO AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT XIN HAO AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LIU XIAOWEN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT GUO QUANFANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2.3: ELECT WANG JIANHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT WANG TINGFU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT OU ZHI AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT YU GANG AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Hebang Biotechnology Co., Ltd.

  TICKER:               603077                            CUSIP:   Y7931D103

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR 2015  PRIVATE PLACEMENT        ISSUER            YES             FOR                  FOR

 OF NEW SHARES

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Hebang Biotechnology Co., Ltd.

  TICKER:               603077                            CUSIP:   Y7931D103

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RISK DISCLOSURE AND COUNTER-               ISSUER            YES             FOR                  FOR

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT


 

PROPOSAL #2: APPROVE COMMITMENT OF CONTROLLING                   ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT IN CONNECTION TO THE

COUNTER-DILUTION MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL        ISSUER            YES             FOR                  FOR

 BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Hebang Biotechnology Co., Ltd.

  TICKER:               603077                            CUSIP:   Y7931D103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 FINANCING PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 EXTERNAL GUARANTEE                       ISSUER            YES             FOR                  FOR

AUTHORIZATION

PROPOSAL #9: ELECT ZENG XIAOPING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Hejia Co., Ltd.

  TICKER:               600093                            CUSIP:   Y79329101

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES             FOR                  FOR

COMMERCIAL ACCEPTANCE BILLS BY CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE CHANGE IN THE USAGE OF PARTIAL          ISSUER            YES             FOR                  FOR

RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Hejia Co., Ltd.

  TICKER:               600093                            CUSIP:   Y79329101

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SHENZHEN DIANZHONG COMMERCIAL

FACTORING CO., LTD. FOR CREDIT LINE AMOUNTING TO CNY

2 BILLION

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY YUNNAN DIANZHONG SUPPLY CHAIN

MANAGEMENT CO., LTD. FOR CREDIT LINE AMOUNTING TO CNY

 1 BILLION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Hejia Co., Ltd.

  TICKER:               600093                            CUSIP:   Y79329101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BEIJING                   ISSUER            YES             FOR                  FOR

TIANYUANQUAN ACCOUNTING FIRM CO., LTD. AS 2016

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Hongda Co., Ltd.

  TICKER:               600331                            CUSIP:   Y7932M102

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #8: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #11.01: ELECT ZHOU JIAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Jiuzhou Electric Co Ltd

  TICKER:               000801                            CUSIP:   Y6035F105

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE LAUNCHING OF FINANCIAL                        ISSUER            YES             FOR                  FOR

DERIVATIVE PRODUCTS BUSINESS

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE 2016 APPOINT OF AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 APPOINT OF INTERNAL                   ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

JIUZHOU (HONG KONG) MULTIMEDIA CO., LTD.

PROPOSAL #12: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Kelun Pharmaceutical Co., Ltd.

  TICKER:               002422                            CUSIP:   Y7931Q104

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONFIRMATION REGARDING                        ISSUER            YES             FOR                  FOR

REPURCHASE OF THE COMPANY'S SHARES BY MEANS OF

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Kelun Pharmaceutical Co., Ltd.

  TICKER:               002422                            CUSIP:   Y7931Q104

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GUO YUNPEI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Kelun Pharmaceutical Co., Ltd.

  TICKER:               002422                            CUSIP:   Y7931Q104

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #7: APPROVE FINANCING BY THE COMPANY AND              ISSUER            YES             FOR                  FOR

SUBSIDIARIES FROM BANK AND OTHER FINANCIAL

PROPOSAL #8: APPROVE ISSUANCE OF NON-FINANCIAL                   ISSUER            YES             FOR                  FOR

CORPORATE DEBT FINANCING INSTRUMENT

PROPOSAL #9: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INVESTMENT IN THE CONSTRUCTION    SHAREHOLDER        YES             FOR                  FOR

OF BIOMEDICAL INDUSTRIAL PARK PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Languang Development Co., Ltd.

  TICKER:               600466                            CUSIP:   Y7933E109

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO RE-SIGNING OF FINANCING AND GUARANTEE

PROVISION AGREEMENT (DRAFT) BETWEEN COMPANY AND

LANGUANG INVESTMENT HOLDINGS GROUP CO., LTD. AND ITS

SUBSIDIARIES

PROPOSAL #9: APPROVE GUARANTEE PROVISION TO ENTRUSTED        ISSUER            YES             FOR                  FOR

 DEVELOPMENT MANAGEMENT OF SHUNXIN LANGUANG

NIULANSHAN PROJECT BY CONTROLLED INDIRECT SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Languang Development Co., Ltd.

  TICKER:               600466                            CUSIP:   Y7933E109

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION          ISSUER            YES             FOR                  FOR

FOR CONTROLLED (INDIRECT) SUBSIDIARY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Meifeng Chemical Industry Co., Ltd.

  TICKER:               000731                            CUSIP:   Y7932U104

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: ELECT JI YANSONG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

BETWEEN COMPANY AND CHINA PETROLEUM & CHEMICAL CO.,

LTD SOUTHWEST BRANCH

PROPOSAL #9: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Road & Bridge Co., Ltd.

  TICKER:               600039                            CUSIP:   Y7932N100

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT


 

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH CONTROLLING SHAREHOLDER IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #10: APPROVE COMMITMENT BY CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS, DIRECTORS AND SENIOR MANAGEMENT MEMBERS

 REGARDING COUNTER-DILUTION MEASURES IN CONNECTION TO

 THE PRIVATE PLACEMENT

PROPOSAL #11: APPROVE LEGALITY OF COMPANY'S REAL                ISSUER            YES             FOR                  FOR

ESTATE DEVELOPMENT BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Road & Bridge Co., Ltd.

  TICKER:               600039                            CUSIP:   Y7932N100

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER             NO              N/A                  N/A

SUMMARY

PROPOSAL #5: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #6: APPROVE 2016 CREDIT AND GUARANTEE PLAN           ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 CREDIT AND GUARANTEE PLAN           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #7: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION                ISSUER             NO              N/A                  N/A

REPORT

PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #9: APPROVE PARTICIPATION IN THE INVESTMENT    SHAREHOLDER         NO              N/A                  N/A

AND CONSTRUCTION OF GUANG'AN CROSS-BOARDER HIGHWAY

EAST LINK AND YU-GUANG HIGHWAY EXTENSION PROJECT BY

SICHUAN ROAD & BRIDGE (GROUP) CO., LTD.

PROPOSAL #9: APPROVE PARTICIPATION IN THE INVESTMENT    SHAREHOLDER        YES             FOR                  FOR

AND CONSTRUCTION OF GUANG'AN CROSS-BOARDER HIGHWAY

EAST LINK AND YU-GUANG HIGHWAY EXTENSION PROJECT BY

SICHUAN ROAD & BRIDGE (GROUP) CO., LTD.


 

PROPOSAL #10: APPROVE PARTICIPATION IN THE INVESTMENT   SHAREHOLDER        YES             FOR                  FOR

 AND CONSTRUCTION OF G8515 LINE RONGCHANG-LUZHOU

EXPRESSWAY PROJECT BY SICHUAN ROAD & BRIDGE (GROUP)

CO., LTD.

PROPOSAL #10: APPROVE PARTICIPATION IN THE INVESTMENT   SHAREHOLDER         NO              N/A                  N/A

 AND CONSTRUCTION OF G8515 LINE RONGCHANG-LUZHOU

EXPRESSWAY PROJECT BY SICHUAN ROAD & BRIDGE (GROUP)

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Road & Bridge Co., Ltd.

  TICKER:               600039                            CUSIP:   Y7932N100

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: AMEND ISSUE SIZE                                            ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: AMEND ISSUE PRICE AND PRICE BASIS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND PLAN ON PRIVATE PLACEMENT OF                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #3: APPROVE SUBSCRIPTION SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

AGREEMENT WITH CONTROLLING SHAREHOLDER AS WELL AS

RELATED PARTY TRANSACTION

PROPOSAL #4: AMEND COUNTER-DILUTION MEASURES IN                 ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SICHUAN SHUANGMA CEMENT CO

  TICKER:               000935                            CUSIP:   Y7932Y106

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT QI XIAOMEI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT HU MEIMEI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SICHUAN SHUANGMA CEMENT CO

  TICKER:               000935                            CUSIP:   Y7932Y106

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS OF COMMITMENT MATTERS        ISSUER            YES             FOR                  FOR

 BY ULTIMATE CONTROLLING SHAREHOLDER

PROPOSAL #2: ELECT JORGE BAIGORRI LOPEZ AS NON-              SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SICHUAN SHUANGMA CEMENT CO

  TICKER:               000935                            CUSIP:   Y7932Y106

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HUANG CANWEN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2: APPROVE CANCELLATION OF SICHUAN SHUANGMA        ISSUER            YES             FOR                  FOR

 CEMENT CO MIANYANG BRANCH

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO               SHAREHOLDER        YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SICHUAN SHUANGMA CEMENT CO

  TICKER:               000935                            CUSIP:   Y7932Y106

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION AND WRITE-OFF OF ASSET        ISSUER            YES             FOR                  FOR

 IMPAIRMENT

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DEVELOPMENT STRATEGY                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REPURCHASE OF COMPENSATIONABLE         ISSUER            YES             FOR                  FOR

SHARES FROM LAFARGE CHINA OFFSHORE HOLDING COMPANY

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO EARNINGS

COMPENSATION FROM LAFARGE CHINA OFFSHORE HOLDING

COMPANY

PROPOSAL #12.01: ELECT SUN JIAN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.02: ELECT LIU JIE'OU AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Tianqi Lithium Industries, Inc.

  TICKER:               002466                            CUSIP:   Y79327105

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL        ISSUER            YES             FOR                  FOR

 BILLS AND MEDIUM-TERM NOTES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Tianqi Lithium Industries, Inc.

  TICKER:               002466                            CUSIP:   Y79327105

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 RELATED PARTY TRANSACTION           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Tianyi Science & Technology Co Ltd

  TICKER:               600378                            CUSIP:   Y7932E100

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT WANG XIAODONG AS NON-                     SHAREHOLDER         NO              N/A                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT SU JINGYI AS NON-INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.03: ELECT WU YU AS NON-INDEPENDENT               SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.04: ELECT LIU YUFEI AS NON-INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT CHEN SHUPING AS INDEPENDENT          SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT SUN TENGLIANG AS INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT YUAN SHAOHUI AS SUPERVISOR            SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #3.02: ELECT LIN BIHUA AS SUPERVISOR                 SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #3.03: ELECT YU CHANGHONG AS SUPERVISOR            SHAREHOLDER         NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Tianyi Science & Technology Co Ltd

  TICKER:               600378                            CUSIP:   Y7932E100

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE PAYMENT OF 2015 FINANCIAL REPORT        ISSUER            YES             FOR                  FOR

 AUDIT FEES AND INTERNAL CONTROL AUDIT FEES


 

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #9: APPROVE CONFIRMATION OF 2015 ASSESSMENT         ISSUER            YES             FOR                  FOR

OF PERFORMANCE INCENTIVE AND ALLOWANCE OF DIRECTORS,

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #10: APPROVE CONFIRMATION OF 2016 BASIC                ISSUER            YES             FOR                  FOR

REMUNERATION OF SENIOR MANAGEMENT

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Tuopai Shede Wine Co Ltd.

  TICKER:               600702                            CUSIP:   Y7932G105

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF SHINEWING            ISSUER            YES             FOR                  FOR

CPAS AS FINANCIAL AUDITOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF SHINEWING            ISSUER            YES             FOR                  FOR

CPAS AS INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Western Resources Holding Co., Ltd.

  TICKER:               600139                            CUSIP:   Y20963107

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 PROVISION OF FINANCING                ISSUER            YES             FOR                  FOR

GUARANTEE BY SUBSIDIARY TO CAR CUSTOMERS

PROPOSAL #2: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #3: APPROVE APPLICATION OF INTEREST-FREE          SHAREHOLDER        YES             FOR                  FOR

LOAN FROM CONTROLLING SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Western Resources Holding Co., Ltd.

  TICKER:               600139                            CUSIP:   Y20963107

  MEETING DATE:   3/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 FINANCING CREDIT LINES OF          ISSUER            YES             FOR                  FOR

COMPANY AND VARIOUS SUBSIDIARIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Western Resources Holding Co., Ltd.

  TICKER:               600139                            CUSIP:   Y20963107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 AUDITOR

PROPOSAL #10: APPROVE APPOINTMENT OF RUIHUA CPAS AS          ISSUER            YES             FOR                  FOR

2016 INTERNAL CONTROL AUDITOR

PROPOSAL #11: APPROVE 2016 GUARANTEE PROVISION PLAN          ISSUER            YES         AGAINST           AGAINST

TO SUBSIDIARIES

PROPOSAL #12: APPROVE 2016 PROVISION OF FINANCING              ISSUER            YES             FOR                  FOR

GUARANTEE BY SUBSIDIARY TO CAR PURCHASING CLIENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Xichang Electric Power Co., Ltd.

  TICKER:               600505                            CUSIP:   Y7932H103

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Xichang Electric Power Co., Ltd.

  TICKER:               600505                            CUSIP:   Y7932H103

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CUMULATIVE VOTING METHOD TO                ISSUER            YES             FOR                  FOR

ELECT BOARD OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Xichang Electric Power Co., Ltd.

  TICKER:               600505                            CUSIP:   Y7932H103

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT QIN SONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #1.02: ELECT GU QIANG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT ZHANG MIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT ZHAO FANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.05: ELECT ZHOU LIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.06: ELECT HUANG XIAOQIANG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.07: ELECT LIU YI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.08: ELECT TIAN XUENONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.09: ELECT ZHENG CHUNLIN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.10: ELECT LU DAIFU AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.11: ELECT LI HUI AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.12: ELECT JING RUNTIAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.13: ELECT JI LI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #1.14: ELECT  FAN ZILI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT YANG RONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: ELECT LING XIANFU AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: ELECT CHEN DAIYOU AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Xichang Electric Power Co., Ltd.

  TICKER:               600505                            CUSIP:   Y7932H103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Yahua Industrial Group Company Limited

  TICKER:               002497                            CUSIP:   Y7933T106

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MANAGEMENT SYSTEM FOR PROVIDING            ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES


 

PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES            ISSUER            YES             FOR                  FOR

AND SHORT-TERM FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sichuan Yahua Industrial Group Company Limited

  TICKER:               002497                            CUSIP:   Y7933T106

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 ALLOWANCE STANDARD OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #9: APPROVE USE OF EXCESS RAISED FUNDS TO            ISSUER            YES             FOR                  FOR

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #10: APPROVE 2016 REMUNERATION STANDARD OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #11: APPROVE EXPANSION OF BUSINESS SCOPE AND        ISSUER            YES             FOR                  FOR

 AMENDMENTS TO ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sidi Kerir Petrochemicals Co.

  TICKER:               SKPC                                CUSIP:   M8411S100

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS

PROPOSAL #5: APPROVE SITTING FEES OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 2016

PROPOSAL #6: RATIFY AUDITORS AND FIX HIS REMUNERATION        ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY 2015        ISSUER             NO              N/A                  N/A

 AND 2016

PROPOSAL #8: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siemens Limited

  TICKER:               500550                            CUSIP:   Y7934G137

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT JOHANNES APITZSCH AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE S R B V & CO. LLP AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

SIEMENS AKTIENGESELLSCHAFT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siemens Limited

  TICKER:               SIEMENS                          CUSIP:   Y7934G137

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE AND TRANSFER OF THE                     ISSUER            YES             FOR                  FOR

COMPANY'S HEALTHCARE UNDERTAKING TO SIEMENS

HEALTHCARE PRIVATE LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sigurd Microelectronics Corp.

  TICKER:               6257                                CUSIP:   Y79355106

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #6: APPROVE ACQUISITION OF SHARES BY CASH             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Silergy Corp

  TICKER:               6415                                CUSIP:   G8190F102

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT SHUN SYONG KE AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #1.2: ELECT YONG SONG CAI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT HONG JI LI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #1.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #1.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #1.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Silicon Integrated Systems Corp.

  TICKER:               2363                                CUSIP:   Y7935P102

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: APPROVE CAPITAL REDUCTION TO OFFSET                ISSUER            YES             FOR                  FOR

LOSSES

PROPOSAL #7.1: ELECT WANG WUN JIE, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

UMC WITH SHAREHOLDER NO.337340 AS NON-INDEPENDENT

DIRECTOR

PROPOSAL #7.2: ELECT JIAN CHENG CIAN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO.363743 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.3: ELECT CHEN WUN SI WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.400362 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT LIOU SING SEN WTH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.21590 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT SYU SHIH JHONG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.529523 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.6: ELECT HUANG CAI WANG WITH ID                        ISSUER            YES             FOR                  FOR

NO.Q120683XXX AND SHAREHOLDER NO. 245480 AS

INDEPENDENT DIRECTOR

PROPOSAL #7.7: ELECT LUO RUEI SIANG WITH ID                        ISSUER            YES             FOR                  FOR

NO.J101175XXX AND SHAREHOLDER NO. 541512 AS

INDEPENDENT DIRECTOR


 

PROPOSAL #7.8: ELECT JHENG WAN LING, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF SYUN JIE INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.555665, AS SUPERVISOR

PROPOSAL #7.9: ELECT GUAN JYUN WITH ID NO.J120460XXX         ISSUER            YES             FOR                  FOR

AND SHAREHOLDER NO. 525671 AS SUPERVISOR

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siliconware Precision Industries Co., Ltd.

  TICKER:               2325                                CUSIP:   827084864

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siliconware Precision Industries Co., Ltd.

  TICKER:               2325                                CUSIP:   827084864

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN FOR PROFIT DISTRIBUTION               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siliconware Precision Industries Co., Ltd.

  TICKER:               2325                                CUSIP:   Y7934R109

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siliconware Precision Industries Co., Ltd.

  TICKER:               2325                                CUSIP:   Y7934R109

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN FOR PROFIT DISTRIBUTION               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Silitech Technology Corp Ltd

  TICKER:               3311                                CUSIP:   Y7934Y104

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Silver Plaza Group Co., Ltd.

  TICKER:               600858                            CUSIP:   Y7937G100

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING RENTING OF OFFICE SPACE

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF ENTRUSTED OPERATION MANAGEMENT

AGREEMENT

PROPOSAL #3: APPROVE ALLOWANCE OF DIRECTORS AND                 ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REMUNERATION OF INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5.01: ELECT ZHANG WENSHENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #5.02: ELECT WANG ZHISHENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #5.03: ELECT MENG QINGQI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.01: ELECT ZHOU LIGUO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.02: ELECT DENG LANSONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.01: ELECT ZHANG JIANJUN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #7.02: ELECT ZHANG ZHIJUN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Silver Plaza Group Co., Ltd.

  TICKER:               600858                            CUSIP:   Y7937G100

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES         AGAINST           AGAINST

PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS RAISING

 OF SUPPORTING FUNDS

PROPOSAL #2: APPROVE PLAN FOR ASSET PURCHASE BY                 ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF NEW SHARES AS WELL AS RAISING OF

SUPPORTING FUNDS

PROPOSAL #2.01: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES         AGAINST           AGAINST

 NEW SHARES AS WELL AS RAISING OF SUPPORTING FUNDS

PROPOSAL #2.02: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.03: APPROVE ISSUE MANNER                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.06: APPROVE TARGET ASSETS                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.07: APPROVE PRICING BASIS AND TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 PRICE OF THE TARGET ASSETS

PROPOSAL #2.08: APPROVE ISSUE SIZE                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.09: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES         AGAINST           AGAINST

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.10: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.11: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #2.12: APPROVE ISSUE PRICE, PRICING BASIS            ISSUER            YES         AGAINST           AGAINST

AND ISSUE SIZE IN CONNECTION TO RAISING OF SUPPORTING

PROPOSAL #2.13: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES         AGAINST           AGAINST

TO RAISING OF SUPPORTING FUNDS

PROPOSAL #2.14: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES         AGAINST           AGAINST

FUNDS

PROPOSAL #2.15: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.16: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #2.17: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES         AGAINST           AGAINST

COMPANY'S RELATED PARTY TRANSACTION REGARDING ASSETS

PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS RAISING

 OF SUPPORTING FUNDS

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE RELEVANT AUDIT REPORT,                        ISSUER            YES         AGAINST           AGAINST

EVALUATION REPORT AND ASSET APPRAISAL REPORT

PROPOSAL #6: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES         AGAINST           AGAINST

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF


 

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL AND                 ISSUER            YES         AGAINST           AGAINST

SUPPLEMENTAL AGREEMENT REGARDING ASSET PURCHASE BY

ISSUANCE OF NEW SHARES

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL AND                 ISSUER            YES         AGAINST           AGAINST

SUPPLEMENTAL SHARE SUBSCRIPTION AGREEMENT

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION CONTRACT

PROPOSAL #10: APPROVE SIGNING OF TARGET ASSET                     ISSUER            YES         AGAINST           AGAINST

IMPAIRMENT COMPENSATION AGREEMENT

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES         AGAINST           AGAINST

REGARDING SIGNING OF CONDITIONAL HOUSE LEASING

CONTRACT WITH RELATED PARTY

PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES         AGAINST           AGAINST

REGARDING SIGNING OF CONDITIONAL SHOPPING CARD

MANAGEMENT AGREEMENT WITH RELATED PARTY

PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT IN         ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE ASSET PURCHASE BY ISSUANCE OF NEW

SHARES AS WELL AS RAISING OF SUPPORTING FUNDS

PROPOSAL #14: APPROVE RISK WARNING REGARDING DILUTION        ISSUER            YES         AGAINST           AGAINST

 IN SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE TRANSACTION

PROPOSAL #15: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES         AGAINST           AGAINST

 OBLIGATION BY SHANDONG BUSINESS GROUP CO., LTD. AND

SHANDONG SILVER PLAZA CO., LTD.

PROPOSAL #16: APPROVE PHASE I EMPLOYEE SHARE PURCHASE        ISSUER            YES         AGAINST           AGAINST

 PLAN (DRAFT) AND SUMMARY

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO PHASE I EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #18: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #19: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Silver Plaza Group Co., Ltd.

  TICKER:               600858                            CUSIP:   Y7937G100

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE 2016 FINANCING LIMIT                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE SIGNING OF DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION AGREEMENT


 

PROPOSAL #11: APPROVE SIGNING OF FINANCIAL SERVICES          ISSUER            YES             FOR                  FOR

AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sime Darby Berhad

  TICKER:               SIME                                CUSIP:   Y7962G108

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT YUSOF BASIRAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ZAITON MOHD HASSAN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT LIM HAW KUANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE RENEWAL OF EXISTING                              ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MANDATE AND IMPLEMENTATION OF NEW

SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY

PROPOSAL #9: APPROVE ISSUANCE OF NEW ORDINARY SHARES         ISSUER            YES             FOR                  FOR

UNDER THE DIVIDEND REINVESTMENT PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Simplo Technology Co., Ltd.

  TICKER:               6121                                CUSIP:   Y7987E104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SINBON Electronics Co., Ltd.

  TICKER:               3023                                CUSIP:   Y7989R103

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES


 

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sincere Navigation Corp.

  TICKER:               2605                                CUSIP:   Y7991E108

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6.1: ELECT LI YEN SUNG WITH ID NO.                       ISSUER            YES         AGAINST           AGAINST

H102119XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT MAO KUAN HAI WITH ID NO.                     ISSUER            YES         AGAINST           AGAINST

488358XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT XU ZHIQIN WITH SHAREHOLDER NO. 1   SHAREHOLDER        YES         AGAINST               N/A

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT CAI JINGBEN WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 5 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT XU JIGAO WITH SHAREHOLDER NO. 10   SHAREHOLDER        YES         AGAINST               N/A

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT A REPRESENTATIVE FROM ORIENTAL      SHAREHOLDER        YES         AGAINST               N/A

DYNASTIES LTD WITH SHAREHOLDER NO. 88614 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT A REPRESENTATIVE FROM JUNFENG        SHAREHOLDER        YES         AGAINST               N/A

ENTERPRISE LTD WITH SHAREHOLDER NO. 92013 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #6.8: ELECT A REPRESENTATIVE FROM QINGSHAN      SHAREHOLDER        YES         AGAINST               N/A

INVESTMENT CO., LTD WITH SHAREHOLDER NO. 21 AS

SUPERVISOR

PROPOSAL #6.9: ELECT CHEN HUIJIN WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 29 AS SUPERVISOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sino Biopharmaceutical Ltd.

  TICKER:               01177                              CUSIP:   G8167W138

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES         AGAINST           AGAINST

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sino Biopharmaceutical Ltd.

  TICKER:               1177                                CUSIP:   G8167W138

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT TSE, THERESA Y Y AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT XU XIAOYANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT TSE HSIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT LU ZHENGFEI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT LI DAKUI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #10A: APPROVE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10B: AUTHORIZE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10C: AUTHORIZE REISSUANCE OF REPURCHASED            ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sino Thai Engineering & Construction Public Company Limited

  TICKER:               STEC                                CUSIP:   Y8048P229

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT CHAMNI JANCHAI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT WORAPHANT CHONTONG AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT SURAPAN POOMKAEW AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT CHAIYONG SATJIPANON AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMITTEE MEMBERS

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sino-American Silicon Products Inc

  TICKER:               5483                                CUSIP:   Y8022X107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinochem International Co., Ltd.

  TICKER:               600500                            CUSIP:   Y80231106

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.04: APPROVE LISTING EXCHANGE MANNER                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND MATURITY AND TYPE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE GUARANTEE MANNER                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL AMOUNTING TO NO MORE THAN CNY 2

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinochem International Co., Ltd.

  TICKER:               600500                            CUSIP:   Y80231106

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE 2015 FINANCIAL AUDITOR FEE AS            ISSUER            YES             FOR                  FOR

WELL AS RE-APPOINTMENT OF ERNST & YOUNG CPAS AS

COMPANY 2016 FINANCIAL AUDITOR

PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE USE OF EXCESS RAISED FUNDS FROM         ISSUER            YES             FOR                  FOR

WARRANTS ON CONVERTIBLE BONDS TO PERMANENTLY

REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #9: APPROVE AMENDMENTS ON COOPERATION LIMIT         ISSUER            YES             FOR                  FOR

OF FINANCIAL SERVICE FRAMEWORK AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinodata Co Ltd

  TICKER:               002657                            CUSIP:   Y7762H108

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING IDLE RAISED FUNDS

PROPOSAL #2: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN IDLE FUNDS

PROPOSAL #3: APPROVE REPLENISHMENT OF CAPITAL                     ISSUER            YES             FOR                  FOR

PREVIOUSLY INVESTED IN PROJECTS TO BE FUNDED WITH

RAISED CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinodata Co Ltd

  TICKER:               002657                            CUSIP:   Y7762H108

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CHANGE BUSINESS SCOPE                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE 2016 CREDIT PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE USE OF SAVED AND REMAINING                 ISSUER            YES             FOR                  FOR

RAISED FUNDS TO PERMANENTLY SUPPLEMENT WORKING

PROPOSAL #10: APPROVE 2016 ALLOWANCE OF INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: APPROVE 2015 ALLOWANCE OF CHAIRMAN OF          ISSUER            YES             FOR                  FOR

THE BOARD


 

PROPOSAL #12: APPOINTMENT OF AUDITOR                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinofert Holdings Ltd.

  TICKER:               297                                  CUSIP:   G8403G103

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FERTILIZER SALES CO-OPERATION            ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT AND RELATED ANNUAL CAPS

PROPOSAL #2: APPROVE SULPHUR IMPORT FRAMEWORK                     ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED ANNUAL CAPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinofert Holdings Ltd.

  TICKER:               297                                  CUSIP:   G8403G103

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT NING GAO NING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT WANG HONG JUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3C: ELECT HARRY YANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3D: ELECT TSE HAU YIN, ALOYSIUS AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinolink Securities Co., Ltd.

  TICKER:               600109                            CUSIP:   Y8004P106

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENT TO THE PLAN FOR            ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD


 

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENT OF PLAN ON PRIVATE              ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE AMENDMENT OF FEASIBILITY                     ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AMENDMENT OF COUNTER-DILUTION            ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinolink Securities Co., Ltd.

  TICKER:               600109                            CUSIP:   Y8004P106

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7.00: APPROVE 2016 DAILY RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7.01: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH ULTIMATE CONTROLLING SHAREHOLDER AS WELL AS

YONGJIN INVESTMENT HOLDINGS CO., LTD., YUNNAN

INTERNATIONAL TRUST CO., LTD. AND OTHER RELATED

PARTIES CONTROLLED UNDER ONE ULTIMATE CONTROLLING

SHAREHOLDER

PROPOSAL #7.02: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH QINGHUA HOLDING CO., LTD.

PROPOSAL #7.03: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH GFUND MANAGEMENT CO., LTD. AND OTHER ASSOCIATES

PROPOSAL #7.04: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH DIRECTORS, SUPERVISORS , SENIOR MANAGEMENT

MEMBERS AND OTHER RELATED PARTIES

PROPOSAL #8: APPROVE 2015 REPORT ON USAGE OF RAISED          ISSUER            YES             FOR                  FOR

FUNDS


 

PROPOSAL #9: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #10: APPROVE AMENDMENT ON PLAN FOR PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #11: APPROVE AMENDMENT ON COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO PRIVATE PLACEMENT OF NEW A

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinolink Securities Co., Ltd.

  TICKER:               600109                            CUSIP:   Y8004P106

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT RAN YUN AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT JIN PENG AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT DU HANG AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT XU XUN AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT LIU JIANGNAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT CAO YUANGANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.7: ELECT HE QIANG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT LEI JIASU AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT ZHAO XUEYUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT ZOU CHUAN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT ZHANG WEIHONG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinolink Worldwide Holdings Ltd.

  TICKER:               1168                                CUSIP:   G8165B102

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT TANG YUI MAN FRANCIS AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT CHEN WEI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT OU JIN YI HUGO AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2a4: ELECT TIAN JIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #4B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4D: APPROVE REFRESHMENT OF SCHEME MANDATE          ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinoma International Engineering Co., Ltd.

  TICKER:               600970                            CUSIP:   Y80024105

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #2: APPROVE CONTINUED FINANCIAL SERVICES              ISSUER            YES             FOR                  FOR

AGREEMENT WITH SINOMA GROUP FINANCE CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #5: ELECT LI GANG AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ZHAO HUIFENG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinoma International Engineering Co., Ltd.

  TICKER:               600970                            CUSIP:   Y80024105

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE COMPANY FOREIGN EXCHANGE HEDGING        ISSUER            YES             FOR                  FOR

 TRANSACTION LINES

PROPOSAL #8: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #9: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILLS

PROPOSAL #10: APPROVE MANAGEMENT SYSTEM FOR PROVIDING        ISSUER            YES             FOR                  FOR

 EXTERNAL GUARANTEES

PROPOSAL #11: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE APPLIED BY THE WHOLLY-

OWNED SUBSIDIARY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinoma Science & Technology Co., Ltd.

  TICKER:               002080                            CUSIP:   Y80025102

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR ISSUANCE OF NOT         ISSUER            YES             FOR                  FOR

MORE THAN CNY 2.9 BILLION DIRECT DEBT FINANCING

INSTRUMENTS

PROPOSAL #2: APPROVE 2014 REMUNERATION OF CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE BOARD

PROPOSAL #3: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES             FOR                  FOR

ASSISTANCE BY SINOMA GROUP FINANCE CO., LTD.

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE OF SINOMA TECHNOLOGY

(CHENGDU) CO., LTD. AMOUNTING TO CNY 50 MILLION

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE OF SINOMA TECHNOLOGY

(JIUQUAN) WIND TURBINE BLADES CO., LTD. AMOUNTING TO

CNY 580 MILLION

PROPOSAL #6: APPROVE 2015 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinoma Science & Technology Co., Ltd.

  TICKER:               002080                            CUSIP:   Y80025102

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ASSETS PURCHASE BY ISSUANCE OF NEW

SHARES AND RAISING SUPPORTING FUNDS

PROPOSAL #2.01: APPROVE OVERALL PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PRICING BASIS AND TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE

PROPOSAL #2.05: APPROVE OVERVIEW OF TRANSACTION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE ISSUE PRICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS


 

PROPOSAL #2.13: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.15: APPROVE ISSUANCE PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.16: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.17: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.18: APPROVE ISSUE PRICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.20: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.21: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.22: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.23: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.24: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.25: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE REPORT (DRAFT) ON RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION IN CONNECTION TO COMPANY'S ASSETS

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #5: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT BY ISSUE OF SHARES AND CASH

PAYMENT, ITS SUPPLEMENTAL AGREEMENT AND PROFIT

FORECAST COMPENSATION AGREEMENT WITH CHINA NATIONAL

MATERIALS CO., LTD.

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT AND ITS SUPPLEMENT

PROPOSAL #8: APPROVE SUBSCRIPTION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

INITIAL MANAGEMENT AND CORE BACKBONE IN COMPANY'S

EQUITY INVESTMENT PLAN (DRAFT) BY PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SIGNING OF CHANGJIANG SINOMA              ISSUER            YES             FOR                  FOR

SAILING NO. 1 DIRECTED ASSET MANAGEMENT PRODUCT

CONTRACT BETWEEN COMPANY AND CHANGJIANG PENSION

INSURANCE CO., LTD.

PROPOSAL #10: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #11: APPROVE RELEVANT AUDIT REPORT AND                 ISSUER            YES             FOR                  FOR

EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #13: APPROVE APPOINTMENT OF INTERMEDIARY              ISSUER            YES             FOR                  FOR

SERVICE INSTITUTIONS FOR THE TRANSACTION

PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS


 

PROPOSAL #15: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO RELATED PARTY

TRANSACTION IN CONNECTION TO ASSET PURCHASE BY

ISSUANCE OF NEW SHARES AND RAISING OF SUPPORTING

PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE EQUITY

PROPOSAL #18: APPROVE GUARANTEE PROVISION TO NEWLY            ISSUER            YES             FOR                  FOR

ADDED RELATED PARTY FOLLOWING THE ASSET PURCHASE BY

ISSUANCE OF NEW SHARES

PROPOSAL #19: APPROVE SIGNING OF THREE-WAY AGREEMENT         ISSUER            YES             FOR                  FOR

IN CONNECTION TO TRANSFER OF TAISHAN FIBERGLASS INC.

PROPOSAL #20: APPROVE SIGNING OF CHANGJIANG SINOMA            ISSUER            YES             FOR                  FOR

SAILING NO. 1 DIRECTED ASSET MANAGEMENT PRODUCT 

SUPPLEMENTAL CONTRACT BETWEEN COMPANY AND CHANGJIANG

PENSION INSURANCE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinoma Science & Technology Co., Ltd.

  TICKER:               002080                            CUSIP:   Y80025102

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF LITHIUM BATTERY DIAPHRAGM PRODUCTION LINE PROJECT

WITH ANNUAL OUTPUT OF 200 MILLION SQUARE METERS

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinoma Science & Technology Co., Ltd.

  TICKER:               002080                            CUSIP:   Y80025102

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION POLICY                 ISSUER            YES             FOR                  FOR

ADJUSTMENT AND 2015 PROFIT DISTRIBUTION

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE 2016 LOAN ESTIMATE AND RELEVANT         ISSUER            YES             FOR                  FOR

AUTHORIZATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinoma Science & Technology Co., Ltd.

  TICKER:               002080                            CUSIP:   Y80025102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE REGISTERED CAPITAL AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL SERVICES PROVIDED BY          ISSUER            YES             FOR                  FOR

SINOMA GROUP FINANCE CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinomach Automobile Co., Ltd.

  TICKER:               600335                            CUSIP:   Y8003S101

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT DING HONGXIANG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT WANG SHUQING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.03: ELECT JIAO RONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.04: ELECT XIA WENDI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.05: ELECT ZHANG ZHIYU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.06: ELECT CHEN ZHONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT WANG PU AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: ELECT DIAO JIANSHEN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT LI MINGGAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT QUAN HUAQIANG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT XIE ENTING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinomach Automobile Co., Ltd.

  TICKER:               600335                            CUSIP:   Y8003S101

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER             NO              N/A                  N/A

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER             NO              N/A                  N/A

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE AND            ISSUER             NO              N/A                  N/A

ISSUE PRICE


 

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.06: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER             NO              N/A                  N/A

RAISED FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE ADJUSTMENT ON PLAN FOR PRIVATE          ISSUER             NO              N/A                  N/A

PLACEMENT OF NEW SHARES

PROPOSAL #4: APPROVE ADJUSTMENT ON FEASIBILITY                   ISSUER             NO              N/A                  N/A

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE ADJUSTMENT ON COUNTER-DILUTION          ISSUER             NO              N/A                  N/A

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinomach Automobile Co., Ltd.

  TICKER:               600335                            CUSIP:   Y8003S101

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF PAN-CHINA            ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR AND

 PAYMENT OF 2015 REMUNERATION

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM FINANCIAL

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: AMEND MANAGEMENT SYSTEM FOR EXTERNAL            ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #11: APPROVE 2016 PROVISION OF GUARANTEES TO        ISSUER            YES         AGAINST           AGAINST

 SUBSIDIARIES

PROPOSAL #12: APPROVE PROVISION OF GUARANTEES BY                ISSUER            YES             FOR                  FOR

SUBSIDIARIES FOR THE CAR MORTGAGE LOANS OF CLIENTS

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sino-Ocean Land Holdings Ltd.

  TICKER:               3377                                CUSIP:   Y8002N103

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT LI MING AS DIRECTOR AND AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX HIS REMUNERATION

PROPOSAL #3B: ELECT LI HU AS DIRECTOR AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX HIS REMUNERATION

PROPOSAL #3C: ELECT WANG YEYI AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3D: ELECT SUM PUI YING AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3E: ELECT WEN HAICHENG AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3F: ELECT LI HONGBO AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3G: ELECT YAO DAFENG AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3H: ELECT SHANGGUAN QING AS DIRECTOR AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #3I: ELECT TSANG HING LUNG AS DIRECTOR AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3J: ELECT HAN XIAOJING AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3K: ELECT WANG ZHIFENG AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3L: ELECT SUEN MAN TAK AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3M: ELECT JIN QINGJUN JUNG AS DIRECTOR AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #6: CHANGE ENGLISH AND CHINESE NAME OF                 ISSUER            YES             FOR                  FOR

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SinoPac Financial Holdings Co. Ltd.

  TICKER:               2890                                CUSIP:   Y8009U100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE COMPANY'S FUND RAISING PLAN FOR         ISSUER            YES             FOR                  FOR

LONG-TERM CAPITAL NEEDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SINOPEC Engineering Group Co Ltd

  TICKER:               02386                              CUSIP:   Y80359105

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK              ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #2: APPROVE ENGINEERING AND CONSTRUCTION              ISSUER            YES             FOR                  FOR

SERVICES FRAMEWORK AGREEMENT

PROPOSAL #3: ELECT ZHANG JIANHUA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LI GUOQING AS DIRECTORR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT LU DONG AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT YAN SHAOCHUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT HUI CHIU CHUNG, STEPHEN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT JIN YONG AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT YE ZHENG AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT DENG QUNWEI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT ZHOU YINGGUAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT WANG GUOLIANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT WANG CUNTING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SINOPEC Engineering Group Co Ltd

  TICKER:               2386                                CUSIP:   Y80359105

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT REPORT OF THE BOARD OF DIRECTORS         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT REPORT OF THE SUPERVISORY                     ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINAL DIVIDEND DISTRIBUTION PLAN        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INTERIM PROFIT DISTRIBUTION PLAN        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE GRANT THORNTON CHINA (SPECIAL            ISSUER            YES             FOR                  FOR

GENERAL PARTNERSHIP) AND GRANT THORNTON HONG KONG

LIMITED AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION


 

PROPOSAL #7: APPROVE BUSINESS OPERATION PLAN,                     ISSUER            YES             FOR                  FOR

INVESTMENT PLAN AND FINANCIAL BUDGET PLAN

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SINOPEC Engineering Group Co Ltd

  TICKER:               2386                                CUSIP:   Y80359105

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopec Kantons Holdings Ltd

  TICKER:               934                                  CUSIP:   G8165U100

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT XIANG XIWEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT DAI LIQI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LI JIANXIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT WANG GUOTAO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT FONG CHUNG, MARK AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopec Oilfield Equipment Corp.

  TICKER:               000852                            CUSIP:   Y4446M108

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT RU JUN AS NON-INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopec Oilfield Equipment Corp.

  TICKER:               000852                            CUSIP:   Y4446M108

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE 2016 RELATED-PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

OF LOANS AND DEPOSIT IN RELATED FINANCE COMPANY

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopec Oilfield Service Corp.

  TICKER:               01033                              CUSIP:   Y8038V103

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 MUTUAL PRODUCT SUPPLY                 ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, MAJOR CONTINUING CONNECTED

TRANSACTIONS AND PROPOSED ANNUAL CAPS

PROPOSAL #2: APPROVE 2015 GENERAL SERVICES FRAMEWORK         ISSUER            YES             FOR                  FOR

AGREEMENT, MAJOR CONTINUING CONNECTED TRANSACTIONS

AND PROPOSED ANNUAL CAPS

PROPOSAL #3: APPROVE 2015 ENGINEERING AND                            ISSUER            YES             FOR                  FOR

CONSTRUCTION SERVICES FRAMEWORK AGREEMENT, MAJOR

CONTINUING CONNECTED TRANSACTIONS AND PROPOSED ANNUAL

PROPOSAL #4: APPROVE 2015 FINANCIAL SERVICES                       ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, MAJOR CONTINUING CONNECTED

TRANSACTIONS AND PROPOSED ANNUAL CAPS

PROPOSAL #5: ELECT JAMES PAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopec Oilfield Service Corp.

  TICKER:               1033                                CUSIP:   Y8038V103

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE


 

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITOR'S REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE GRANT THORNTON (SPECIAL GENERAL         ISSUER            YES             FOR                  FOR

PARTNERSHIP) AS DOMESTIC AUDITOR AND INTERNAL CONTROL

 AUDITOR AND GRANT THORNTON HONG KONG LIMITED AS

INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #6: ELECT SUN QINGDE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO ISSUE DEBT FINANCING         ISSUER            YES         AGAINST           AGAINST

INSTRUMENTS

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopec Shandong Taishan Petroleum Co., Ltd.

  TICKER:               000554                            CUSIP:   Y76803108

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WU YANMING AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopec Shandong Taishan Petroleum Co., Ltd.

  TICKER:               000554                            CUSIP:   Y76803108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITORS AND        ISSUER            YES             FOR                  FOR

 FIX THE REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopec Shanghai Petrochemical Co. Ltd.

  TICKER:               338                                  CUSIP:   Y80373106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT 2016 FINANCIAL BUDGET REPORT                ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC

AUDITORS AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopec Shanghai Petrochemical Co. Ltd.

  TICKER:               338                                  CUSIP:   Y80373114

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT 2016 FINANCIAL BUDGET REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC

AUDITORS AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopharm Group Co., Ltd.

  TICKER:               01099                              CUSIP:   Y8008N107

  MEETING DATE:   8/20/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF CORPORATE BONDS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopharm Group Co., Ltd.

  TICKER:               01099                              CUSIP:   Y8008N107

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO THE RULES OF             SHAREHOLDER        YES             FOR                  FOR

PROCEDURES OF THE BOARD OF DIRECTORS

PROPOSAL #2: ELECT LIAN WANYONG AS DIRECTOR AND             SHAREHOLDER        YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3: ELECT LI XIAOJUAN AS SUPERVISOR AND           SHAREHOLDER        YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF               SHAREHOLDER        YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopharm Group Co., Ltd.

  TICKER:               1099                                CUSIP:   Y8008N107

  MEETING DATE:   3/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHUO FUMIN AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinopharm Group Co., Ltd.

  TICKER:               1099                                CUSIP:   Y8008N107

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND

THE AUDITORS' REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: AUTHORIZE SUPERVISORY COMMITTEE TO FIX          ISSUER            YES             FOR                  FOR

REMUNERATION OF SUPERVISORS

PROPOSAL #7: AUTHORIZE BOARD TO APPROVE GUARANTEES IN        ISSUER            YES             FOR                  FOR

 FAVOR OF THIRD PARTIES

PROPOSAL #8: ELECT WU YIJIAN AS DIRECTOR AND                       ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND EXECUTE A

 SERVICE CONTRACT OR SUPPLEMENTAL AGREEMENTS OR DEEDS

PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS AND RELATED TRANSACTIONS

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE ERNST & YOUNG HUA MING LLP AS      SHAREHOLDER        YES             FOR                  FOR

THE DOMESTIC AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

 REMUNERATION

PROPOSAL #12: APPROVE ERNST & YOUNG AS THE                      SHAREHOLDER        YES             FOR                  FOR

INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sino-Platinum Metals Co., Ltd.

  TICKER:               600459                            CUSIP:   Y8041D108

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #6: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #7.01: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK CREDIT LINE OF KUNMING SINO-PLATINUM METALS

CATALYST CO., LTD.

PROPOSAL #7.02: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK CREDIT LINE OF SINO-PLATINUM METALS RESOURCES

(YIMEN) CO., LTD.

PROPOSAL #7.03: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK CREDIT LINE OF SINO-PLATINUM METALS (SHANGHAI)

CO., LTD.

PROPOSAL #7.04: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK CREDIT LINE OF SINO-PLATINUM METALS

INTERNATIONAL TRADE CO., LTD.

PROPOSAL #8: APPROVE PROVISION OF BANK ACCEPTANCE              ISSUER            YES             FOR                  FOR

COLLATERAL GUARANTEE FOR DEVELOPMENT OF PRECIOUS

METAL WASTE RECYCLING BUSINESS OF SINO-PLATINUM

METALS RESOURCES (YIMEN) CO., LTD.

PROPOSAL #9: APPROVE 2016 PROVISION OF SHORT-TERM              ISSUER            YES             FOR                  FOR

LOANS TO CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 PRECIOUS METALS HEDGING            ISSUER            YES             FOR                  FOR

STRATEGY

PROPOSAL #11: APPROVE RE-APPOINTMENT OF RUIHUA CPAS          ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR

PROPOSAL #12: APPROVE RE-APPOINTMENT OF RUIHUA CPAS          ISSUER            YES             FOR                  FOR

AS INTERNAL CONTROL AUDITOR

PROPOSAL #13: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #14: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sino-Platinum Metals Co., Ltd.

  TICKER:               600459                            CUSIP:   Y8041D108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3.01: ELECT GUO JUNMEI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT PAN ZAIFU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT XU CUIFEN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.04: ELECT XU YA AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT YE PING AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: ELECT WANG ZIFAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #4.03: ELECT LIU HAILAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.01: ELECT ZHUANG DIANXIANG AS SUPERVISOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: ELECT CHEN LI AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinosoft Technology Group Limited

  TICKER:               1297                                CUSIP:   G81875109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT KANG CHOON KIAT AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT KWAUK TEH MING, WALTER AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinosteel Engineering & Technology Co., Ltd.

  TICKER:               000928                            CUSIP:   Y4443Q102

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2: APPROVE NEW DAILY RELATED PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #3: APPROVE RE-ENACTMENT OF SYSTEM OF                   ISSUER            YES             FOR                  FOR

PROVIDING EXTERNAL GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinosteel Engineering & Technology Co., Ltd.

  TICKER:               000928                            CUSIP:   Y4443Q102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: ELECT HE HAIDONG AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ACTUAL 2015 DAILY RELATED-PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 APPOINTMENT OF AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE COMMITMENTS OF RELATED ENTITIES        ISSUER            YES             FOR                  FOR

 FOR THE COUNTER-DILUTION MEASURES IN CONNECTION TO

PRIVATE PLACEMENT

PROPOSAL #13: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES BY WHOLLY-OWNED SUBSIDIARY SINOSTEEL

EQUIPMENT CO., LTD. FROM FINANCIAL INSTITUTIONS

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #15: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinosteel Engineering & Technology Co., Ltd.

  TICKER:               000928                            CUSIP:   Y4443Q102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO HIGHEST GUARANTEE         ISSUER            YES             FOR                  FOR

PROVISION LIMIT TO SUBSIDIARY

PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinosteel Engineering & Technology Co., Ltd.

  TICKER:               000928                            CUSIP:   Y4443Q102

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinotrans Air Transportation Development Co., Ltd.

  TICKER:               600270                            CUSIP:   Y4241M105

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHANG JIANWEI AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT ZHANG MIAO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT LI GUANPENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #1.04: ELECT GAO WEI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.05: ELECT LIU RUILING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.06: ELECT CAI BING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT NING YAPING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT XU YANG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: ELECT XU JIABIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT DAI JUN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT GAO GUOJUN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinotrans Air Transportation Development Co., Ltd.

  TICKER:               600270                            CUSIP:   Y4241M105

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF DELOITTE                 ISSUER            YES             FOR                  FOR

TOUCHE TOHMATSU CPA AS AUDITOR

PROPOSAL #9: APPROVE CONTINUED SIGNING OF DAILY                 ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS FRAMEWORK AGREEMENT WITH

RELATED JOINT VENTURES

PROPOSAL #10: APPROVE FINANCIAL SERVICE AGREEMENT              ISSUER            YES             FOR                  FOR

WITH SINOTRANS FINANCE CO., LTD.

PROPOSAL #11: APPROVE DAILY RELATED PARTY TRANSACTION   SHAREHOLDER        YES             FOR                  FOR

 FRAMEWORK AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinotrans Ltd.

  TICKER:               598                                  CUSIP:   Y6145J104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND        ISSUER            YES             FOR                  FOR

 AUDITORS' REPORT


 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL AND        ISSUER            YES             FOR                  FOR

 FINAL DIVIDEND

PROPOSAL #5: AUTHORIZE BOARD TO DECIDE ON MATTERS              ISSUER            YES             FOR                  FOR

RELATING TO THE DECLARATION, PAYMENT AND

RECOMMENDATION OF 2016 INTERIM DIVIDENDS

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS PRC AUDITOR AND

DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR AND

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: ELECT LU ZHENGFEI AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinotrans Ltd.

  TICKER:               598                                  CUSIP:   Y6145J104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinotrans Ltd.

  TICKER:               598                                  CUSIP:   Y6145J104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CMB FINANCIAL SERVICES AGREEMENT        ISSUER            YES             FOR                  FOR

 AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinotrans Shipping Ltd

  TICKER:               368                                  CUSIP:   Y8014Y105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4.1: AUTHORIZE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4.2: APPROVE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #4.3: AUTHORIZE REISSUANCE OF REPURCHASED            ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinotrans Shipping Ltd

  TICKER:               368                                  CUSIP:   Y8014Y105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE NEW SUPPLEMENTAL PARENT MASTER          ISSUER            YES             FOR                  FOR

SERVICES AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE HOI TUNG MASTER SERVICES                     ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE CMG INDUSTRIAL MAINTENANCE AND          ISSUER            YES             FOR                  FOR

REPAIRING SERVICES AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #4: APPROVE CMG LOGISTIC SERVICES AGREEMENT         ISSUER            YES             FOR                  FOR

AND RELATED TRANSACTIONS

PROPOSAL #5: APPROVE NEW SINOCHART MASTER SERVICES            ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #6: APPROVE NEW SNL MASTER SERVICES                       ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #7: APPROVE NEW SUPPLEMENTAL PARENT MASTER          ISSUER            YES             FOR                  FOR

CHARTERING AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #8: APPROVE CMG ENERGY MASTER CHARTERING              ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #9: APPROVE NEW SINOCHART MASTER CHARTERING         ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #10: APPROVE NEW SNL MASTER CHARTERING                 ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #11: APPROVE NEW SINOTRANS FINANCIAL                     ISSUER            YES             FOR                  FOR

SERVICES FRAMEWORK AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #12: APPROVE CMB FINANCIAL SERVICES                       ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinotruk (Hong Kong) Ltd

  TICKER:               3808                                CUSIP:   Y8014Z102

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT CAI DONG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT ANDREAS HERMANN RENSCHLER AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3C: ELECT JOACHIM GERHARD DREES AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3D: ELECT LIN ZHIJUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3E: ELECT WANG DENGFENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3F: ELECT ZHAO HANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3G: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE 2018 HOWO LOAN AGREEMENT AND              ISSUER            YES             FOR                  FOR

ANNUAL CAPS

PROPOSAL #6: APPROVE 2018 SINOTRUK DEPOSIT                          ISSUER            YES             FOR                  FOR

AGREEMENTAND ANNUAL CAPS

PROPOSAL #7: APPROVE REVISED PRODUCTS SALES ANNUAL            ISSUER            YES             FOR                  FOR

CAPS CONFIRMATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinovel Wind Group Co., Ltd.

  TICKER:               601558                            CUSIP:   Y80150108

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE OPERATIONAL PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: ELECT ZHAO HUI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sinyi Realty Inc.

  TICKER:               9940                                CUSIP:   Y8062B106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6.1: ELECT CHOU CHUN-CHI WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT CHOU WANG MEI-WEN, A                            ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF SINYI CO., LTD. WITH SHAREHOLDER

NO. 84, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT CHUEH CHIEN-PING, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF SINYI CO., LTD. WITH SHAREHOLDER

NO. 84, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT JHAN HONG-JHIH WITH ID NO.                 ISSUER            YES             FOR                  FOR

M120408XXX, AS INDEPENDENT DIRECTOR


 

PROPOSAL #6.5: ELECT SU JYUN-BIN WITH ID NO.                       ISSUER            YES             FOR                  FOR

H122000XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT HONG SAN-XIONG WITH ID NO.                 ISSUER            YES             FOR                  FOR

A101349XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT LIU SHUN-ZEN WITH ID NO.                     ISSUER            YES             FOR                  FOR

A123194XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

CHOU CHUN-CHI

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

CHOU WANG MEI-WEN, A REPRESENTATIVE OF SINYI CO.,

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

JHAN HONG-JHIH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sistema JSFC

  TICKER:               AFKS                                CUSIP:   48122U204

  MEETING DATE:   6/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF RUB 0.67 PER SHARE

PROPOSAL #4.1: ELECT ALEXEY GURYEV AS  MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.2: ELECT EKATERINA KUZNETSOVA AS MEMBER          ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #4.3: ELECT ALEXEY LIPSKY AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #5.1: ELECT SERGEY BOEV AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: ELECT ANDREY DUBOVSKOV AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.3: ELECT VLADIMIR EVTUSHENKOV AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.4: ELECT FELIKS EVTUSHENKOV AS DIRECTOR           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.5: ELECT PATRICK CLANWILLIAM AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.6: ELECT ROBERT KOCHARYAN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.7: ELECT JEANNOT KRECKE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.8: ELECT PETER MANDELSON AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.9: ELECT ROGER MUNNINGS AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.10: ELECT MIKHAIL SHAMOLIN AS DIRECTOR             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.11: ELECT DAVID YAKOBASHVILI AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RATIFY ZAO DELOITTE AND TOUCHE CIS AS         ISSUER            YES             FOR                  FOR

AUDITOR FOR RAS

PROPOSAL #6.2: RATIFY ZAO DELOITTE AND TOUCHE CIS AS         ISSUER            YES             FOR                  FOR

AUDITOR FOR IFRS

PROPOSAL #7: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sitronix Technology Corp.

  TICKER:               8016                                CUSIP:   Y8118H107

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sixth of October Development & Investment (SODIC)

  TICKER:               OCDI                                CUSIP:   M84139100

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EMPLOYEE AND EXECUTIVE INCENTIVE        ISSUER             NO              N/A                  N/A

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sixth of October Development & Investment (SODIC)

  TICKER:               OCDI                                CUSIP:   M84139100

  MEETING DATE:   4/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS FOR          ISSUER             NO              N/A                  N/A

FY 2015 AND FY 2016

PROPOSAL #6: APPROVE SITTING FEES OF DIRECTORS AND            ISSUER             NO              N/A                  N/A

FIX REMUNERATION OF CHAIRMAN FOR FY 2016

PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY 2015        ISSUER             NO              N/A                  N/A

 AND FY 2016

PROPOSAL #8: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #9: APPROVE CHANGES IN THE COMPOSITION OF            ISSUER             NO              N/A                  N/A

THE BOARD FOR FY 2015


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Siyuan Electric Co., Ltd.

  TICKER:               002028                            CUSIP:   Y7688J105

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SKS Microfinance Ltd.

  TICKER:               533228                            CUSIP:   Y8084Y100

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE COMPANY NAME AND AMEND MEMORANDUM        ISSUER            YES             FOR                  FOR

 OF ASSOCIATION TO REFLECT CHANGE IN COMPANY NAME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Skyworth Digital Co., Ltd.

  TICKER:               000810                            CUSIP:   Y7932T107

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE EXECUTION STATUS OF PROFIT                 ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT

PROPOSAL #9: APPROVE AMENDMENTS ON RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTION MANAGEMENT SYSTEM

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING USE OF OWN FUNDS TO INVEST IN FINANCIAL

PRODUCTS

PROPOSAL #12: APPROVE RE-APPOINTMENT OF 2016 AUDITOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SLC Agricola S.A.

  TICKER:               SLCE3                              CUSIP:   P8711D107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SM Investments Corporation

  TICKER:               SM                                    CUSIP:   Y80676102

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF STOCKHOLDERS'              ISSUER            YES             FOR                  FOR

ANNUAL MEETING HELD ON APRIL 29, 2015

PROPOSAL #2: APPROVE THE ANNUAL REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS AND EXECUTIVE OFFICERS

PROPOSAL #4: APPROVE THE DECLARATION OF STOCK                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5: APPROVE INCREASE IN THE AUTHORIZED                 ISSUER            YES             FOR                  FOR

CAPITAL STOCK AND THE AMENDMENT OF ARTICLE SEVEN OF

THE AMENDED ARTICLES OF INCORPORATION

PROPOSAL #6.1: ELECT HENRY SY, SR. AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT TERESITA T. SY AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT HENRY T. SY, JR. AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT HARLEY T. SY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: ELECT JOSE T. SIO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.6: ELECT AH DOO LIM AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: ELECT JOSEPH R. HIGDON AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.8: ELECT TOMASA H. LIPANA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT SYCIP GORRES VELAYO & CO. AS                 ISSUER            YES             FOR                  FOR

EXTERNAL AUDITOR

PROPOSAL #8: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SM Prime Holdings, Inc.

  TICKER:               SMPH                                CUSIP:   Y8076N112

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING HELD        ISSUER            YES             FOR                  FOR

 ON APRIL 14, 2015

PROPOSAL #2: APPROVE ANNUAL REPORT FOR THE YEAR 2015         ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY ALL ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND THE MANAGEMENT FROM THE DATE OF THE

LAST ANNUAL STOCKHOLDERS' MEETING UP TO THE DATE OF

PROPOSAL #4.1: ELECT HENRY T. SY, JR. AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT HANS T. SY AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT HERBERT T. SY AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT JORGE T. MENDIOLA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT JEFFREY C. LIM AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT JOSE L. CUISIA, JR. AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: ELECT GREGORIO U. KILAYKO AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: ELECT JOSELITO H. SIBAYAN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT SYCIP GORRES VELAYO & CO. AS                 ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITORS

PROPOSAL #6: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SMI Holdings Group Ltd.

  TICKER:               00198                              CUSIP:   G8229F107

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SMI Holdings Group Ltd.

  TICKER:               00198                              CUSIP:   G8229F107

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT CHENG CHI CHUNG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT YANG RONGBING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT ZHOU LIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT ZHANG YONGDONG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: ELECT YAP ALLAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.6: ELECT PANG HONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: ELECT LI FUSHENG AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.8: ELECT KAM CHI SING AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.9: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Smiles SA

  TICKER:               SMLE3                              CUSIP:   P8T12E100

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

PROPOSAL #4: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Smiles SA

  TICKER:               SMLE3                              CUSIP:   P8T12E100

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND BYLAWS TO REFLECT CHANGES IN                 ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sociedad Quimica y Minera de Chile S.A. SQM

  TICKER:               SQM-B                              CUSIP:   833635105

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT ANNUAL REPORT AND ACCOUNT                     ISSUER            YES             FOR                  FOR

INSPECTORS' REPORT

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT INTERNAL STATUTORY AUDITORS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE REPORT REGARDING RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE INVESTMENT AND FINANCING POLICY         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #8: APPROVE EVENTUAL DIVIDEND OF $150                   ISSUER            YES             FOR                  FOR

MILLION

PROPOSAL #9: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REPORT ON BOARD'S EXPENSES                ISSUER            YES             FOR                  FOR

PROPOSAL #11.a: ELECT DIRECTORS                                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11.b: ELECT EDWARD J. WAITZER AS                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: RECEIVE MATTERS RELATED TO DIRECTORS'          ISSUER            YES             FOR                  FOR

COMMITTEE, SAFETY, HEALTH AND ENVIRONMENTAL

COMMITTEE, AND CORPORATE GOVERNANCE COMMITTEE

PROPOSAL #14: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sociedad Quimica y Minera de Chile S.A. SQM

  TICKER:               SQM-B                              CUSIP:   P8716X108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT ANNUAL REPORT AND ACCOUNT                     ISSUER            YES             FOR                  FOR

INSPECTORS' REPORT

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT INTERNAL STATUTORY AUDITORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT REGARDING RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE INVESTMENT AND FINANCING POLICY         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #8: APPROVE EVENTUAL DIVIDEND OF $150                   ISSUER            YES             FOR                  FOR

MILLION

PROPOSAL #9: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REPORT ON BOARD'S EXPENSES                ISSUER            YES             FOR                  FOR

PROPOSAL #11.a: ELECT DIRECTORS                                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11.b: ELECT EDWARD J. WAITZER AS                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: RECEIVE MATTERS RELATED TO DIRECTORS'          ISSUER            YES             FOR                  FOR

COMMITTEE, SAFETY, HEALTH AND ENVIRONMENTAL

COMMITTEE, AND CORPORATE GOVERNANCE COMMITTEE

PROPOSAL #14: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Soda Sanayii AS

  TICKER:               SODA                                CUSIP:   M9067M108

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND          ISSUER            YES             FOR                  FOR

AUTHORIZE PRESIDING COUNCIL TO SIGN THE MEETING

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Soft-World International Corp.

  TICKER:               5478                                CUSIP:   Y80720108

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SOHO China Ltd.

  TICKER:               00410                              CUSIP:   G82600100

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SPECIAL DIVIDEND AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #2: ELECT SUN QIANG CHANG AS DIRECTOR AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3: ELECT XIONG MING HUA AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SOHO China Ltd.

  TICKER:               410                                  CUSIP:   G82600100

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE SPECIAL DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT PAN SHIYI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CHA MOU ZING, VICTOR AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Solartech Energy Corp.

  TICKER:               3561                                CUSIP:   Y806AL105

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sollers PJSC

  TICKER:               SVAV                                CUSIP:   X7548N107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

OMISSION OF DIVIDENDS

PROPOSAL #3.1: ELECT VERONIKA ANTONOVA AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #3.2: ELECT RUBEN VARDANYAN AS DIRECTOR                ISSUER            YES             FOR                  N/A


 

PROPOSAL #3.3: ELECT ANDREY DEMENTYEV AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #3.4: ELECT ALEKSANDR IKONNIKOV AS DIRECTOR         ISSUER            YES             FOR                  N/A

PROPOSAL #3.5: ELECT ZOYA KAIKA AS DIRECTOR                         ISSUER            YES         AGAINST               N/A

PROPOSAL #3.6: ELECT LUKA MARABOTTINI AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #3.7: ELECT NIKITA MISHIN AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #3.8: ELECT NIKOLAY SOBOLEV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.9: ELECT ALEXANDER WILLIAMS AS DIRECTOR           ISSUER            YES             FOR                  N/A

PROPOSAL #3.10: ELECT VIKTOR KHVESENYA AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #3.11: ELECT FRANZ HILGERT AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #3.12: ELECT VADIM SHVETSOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.13: ELECT ALEKSANDR SHEVCHUK AS DIRECTOR         ISSUER            YES             FOR                  N/A

PROPOSAL #4.1: ELECT SVETLANA KRASNOPOLSKAYA AS                 ISSUER            YES             FOR                  FOR

MEMBER OF AUDIT COMMISSION

PROPOSAL #4.2: ELECT ILYA MITROKHIN AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.3: ELECT ELENA NISHANOVA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5.1: RATIFY AVAL- YAROSLAVS AS AUDITOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: RATIFY BAKER TILLY RUS AUDIT AS                   ISSUER            YES         AGAINST           AGAINST

AUDITOR

PROPOSAL #5.3: RATIFY AKG BIZNES-KRUG OOO AS AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #9: APPROVE RELATED-PARTY TRANSACTION WITH          ISSUER            YES             FOR                  FOR

VNESHECONOMBANK AND FORD SOLLERS NETHERLANDS RE:

PLEDGE OF SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sonae Sierra Brasil SA

  TICKER:               SSBR3                              CUSIP:   P8731D103

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT DIRECTORS AND APPOINT BOARD                   ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #5.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #6: ELECT CHAIRMAN AND SECRETARY OF MEETING         ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sonda S.A.

  TICKER:               SONDA                              CUSIP:   P87262104

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME, DIVIDENDS         ISSUER            YES             FOR                  FOR

AND FUTURE DIVIDEND POLICY

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE; APPROVE BUDGET OF DIRECTORS'

COMMITTEE

PROPOSAL #6: APPOINT AUDITORS AND DESIGNATE RISK                ISSUER            YES             FOR                  FOR

ASSESSMENT COMPANIES

PROPOSAL #7: DESIGNATE NEWSPAPER TO PUBLISH                        ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Songz Automobile Air Conditioning Co., Ltd.

  TICKER:               002454                            CUSIP:   Y76847105

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PHASE II RESTRICTED STOCK                   ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE AND NUMBER OF                        ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS AND ALLOCATION

PROPOSAL #1.3: APPROVE DURATION, GRANT DATE, LOCK-UP         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND LOCKING PERIOD OF

RESTRICTED STOCKS

PROPOSAL #1.4: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.6: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE PROCEDURES TO IMPLEMENTATION,         ISSUER            YES             FOR                  FOR

GRANT AND UNLOCK THE RESTRICTED STOCK INCENTIVE PLAN

PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE         ISSUER            YES             FOR                  FOR

PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.10: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.11: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS (REVISED DRAFT)


 

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Songz Automobile Air Conditioning Co., Ltd.

  TICKER:               002454                            CUSIP:   Y76847105

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT JI ANKANG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Songz Automobile Air Conditioning Co., Ltd.

  TICKER:               002454                            CUSIP:   Y76847105

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION EXCESS AMOUNT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Songz Automobile Air Conditioning Co., Ltd.

  TICKER:               002454                            CUSIP:   Y76847105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF A SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER             NO              N/A                  N/A

PROPOSAL #2.3: APPROVE PRICING PARTIES AND RELATION          ISSUER             NO              N/A                  N/A

WITH COMPANY

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING MANNER        ISSUER             NO              N/A                  N/A

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.8: APPROVE USE OF PROCEEDS                                  ISSUER             NO              N/A                  N/A


 

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER             NO              N/A                  N/A

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE CONDITIONAL SHARE SUBSCRIPTION          ISSUER             NO              N/A                  N/A

AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL RELATED MATTERS

PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER             NO              N/A                  N/A

RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #11: APPROVE THE NOTION THAT THE COMPANY              ISSUER             NO              N/A                  N/A

DOES NOT NEED TO PREPARE REPORT ON THE USAGE OF

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sonix Technology Co., Ltd.

  TICKER:               5471                                CUSIP:   Y8071M101

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Soochow Securities Co., Ltd.

  TICKER:               601555                            CUSIP:   Y8074Z109

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #7: APPROVE 2016 PROPRIETARY INVESTMENT                ISSUER            YES             FOR                  FOR

SCALE

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #9.01: ELECT FAN LI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT ZHU JIAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT SONG ZIZHOU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT QIAN XIAOHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #9.05: ELECT ZHU JIANGEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.06: ELECT ZHANG TONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.07: ELECT JIN DEHUAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.08: ELECT PEI PING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.09: ELECT HAN XIAOMEI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.10: ELECT HUANG ZUYAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.01: ELECT YUAN WEIJING AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: ELECT TANG HUA AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.03: ELECT LI MEIYING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #10.04: ELECT MA XIAO AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sou Yu Te Fashion Co., Ltd.

  TICKER:               002503                            CUSIP:   Y209B8100

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #10: APPROVE 2015 SPECIAL REPORT ON THE                ISSUER            YES             FOR                  FOR

DEPOSIT AND USAGE OF RAISED FUNDS

PROPOSAL #11: APPROVE RE-EXTENSION OF CONSTRUCTION            ISSUER            YES             FOR                  FOR

PERIOD OF RAISED FUNDS INVESTMENT PROJECTS

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES         AGAINST           AGAINST

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               South Huiton Co., Ltd.

  TICKER:               000920                            CUSIP:   Y8090H109

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT HUANG JIXIANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT CUI JINGQUAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.03: ELECT CAI ZHIQI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT WANG LIMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT CAI DONG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT HAN WEIHONG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT TIAN ALING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #5: APPROVE OVERALL PLAN FOR CORPORATE BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #5.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #5.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #5.04: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.05: APPROVE BOND INTEREST RATE AND                   ISSUER            YES             FOR                  FOR

PAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #5.06: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #5.07: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.08: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #5.09: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #5.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #5.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               South Huiton Co., Ltd.

  TICKER:               000920                            CUSIP:   Y8090H109

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               South Valley Cement

  TICKER:               SVCE                                CUSIP:   M84803101

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 2016

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY 2015        ISSUER             NO              N/A                  N/A

 AND FY 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Southwest Securities Co., Ltd.

  TICKER:               600369                            CUSIP:   Y1584M106

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

POVERTY ALLEVIATION AND DEVELOPMENT PROJECT OF

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Southwest Securities Co., Ltd.

  TICKER:               600369                            CUSIP:   Y1584M106

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION REGARDING ISSUANCE        ISSUER            YES             FOR                  FOR

 OF DOMESTIC AND FOREIGN DEBT FINANCING INSTRUMENTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Southwest Securities Co., Ltd.

  TICKER:               600369                            CUSIP:   Y1584M106

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIAO QINGXUAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Southwest Securities Co., Ltd.

  TICKER:               600369                            CUSIP:   Y1584M106

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5.00: APPROVE 2015 DAILY RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #5.01: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CHONGQING YUFU AND ITS RELATED ASSOCIATE

COMPANIES, CHONGQING AGRICULTURAL COMMERCIAL BANK,

CHONGQING BANK, CHONGQING SANXIAN GUARANTEE,

CHONGQING YINHAI FINANCIAL LEASING AS WELL AS OTHER

PROPOSAL #5.02: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CHINA JIANYIN INVESTMENT CO., LTD, ZHONGJIANTOU

TRUST CO., LTD AS WELL AS OTHER RELATED ASSOCIATE

PROPOSAL #5.03: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CHONGQING JIANGBEIZUI CBD INVESTMENT GROUP CO.,

LTD AS WELL AS OTHER ASSOCIATE COMPANIES

PROPOSAL #5.04: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CHONGQING URBAN CONSTRUCTION INVESTMENT GROUP

CO., LTD AS WELL AS OTHER ASSOCIATE COMPANIES

PROPOSAL #5.05: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CHONGQING EXPRESSWAY GROUP CO., LTD AS WELL AS

ITS ASSOCIATE COMPANIES

PROPOSAL #5.06: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CHONGQING INTL TRUST, YIMIN FUND MANAGEMENT CO.,

 LTD, CHONGQING SANXIA BANK, CHONGQING YUPEI

EXPRESSWAY AND OTHER ASSOCIATE COMPANIES

PROPOSAL #5.07: APPROVE OTHER REMAINING RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTION EXCEPT FROM AGENDA 5.01 TO 5.06

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SPCG Public Company Ltd.

  TICKER:               SPCG                                CUSIP:   Y8118C124

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE PERFORMANCE OF THE COMPANY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, AUDIT        ISSUER            YES             FOR                  FOR

 COMMITTEE, AND NOMINATION AND REMUNERATION COMMITTEE

PROPOSAL #6: APPROVE BONUS OF DIRECTORS FOR YEAR 2015        ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT WANDEE KHUNCHORNYAKONG JULJARERN        ISSUER            YES             FOR                  FOR

 AS DIRECTOR

PROPOSAL #7.2: ELECT JIRAKOM PADUMANON AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT WANCHAI WISUTTINAN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SPIC Yuanda Environmental-Protection Co.,Ltd.

  TICKER:               600292                            CUSIP:   Y1584R105

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHENG WUSHENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sporton International Inc.

  TICKER:               6146                                CUSIP:   Y8129X109

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Spring Airlines Co., Ltd.

  TICKER:               601021                            CUSIP:   Y8131G102

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE PAR VALUE AND ISSUE SIZE                ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.02: APPROVE TARGET SUBSCRIBER AND ISSUE          ISSUER            YES             FOR                  FOR

MANNER

PROPOSAL #2.03: APPROVE BOND MATURITY AND BOND TYPE           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #2.06: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE RAISED FUNDS SPECIAL ACCOUNT         ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE BOND CREDITABILITY AND                   ISSUER            YES             FOR                  FOR

SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #2.10: APPROVE UNDERWRITING MANNER AND                 ISSUER            YES             FOR                  FOR

LISTING OF THE BONDS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE EXPANSION IN BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #5: APPROVE PURCHASE OF 60 AIRBUS AIRCRAFTS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Spring Airlines Co., Ltd.

  TICKER:               601021                            CUSIP:   Y8131G102

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT

PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 EXTERNAL GUARANTEE                       ISSUER            YES             FOR                  FOR

ESTIMATES

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

REPORT AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SRE Group Ltd.

  TICKER:               01207                              CUSIP:   G8403X106

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES         AGAINST           AGAINST

CAPITAL AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE SUBSCRIPTION AGREEMENT AND GRANT        ISSUER            YES         AGAINST           AGAINST

 SPECIFIC MANDATE TO ISSUE SHARES

PROPOSAL #3: APPROVE WHITEWASH WAIVER                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE REMOVAL OF SHI JIAN AS DIRECTOR         ISSUER            YES             FOR                  FOR

AND CHAIRMAN OF THE BOARD

PROPOSAL #5: ELECT HE BINWU AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: ELECT PENG XINKUANG AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT CHEN CHAO AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: ELECT ZHU QIANG AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: ELECT ZHAO XIAODONG AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: ELECT SHI JANSON BING AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SRE Group Ltd.

  TICKER:               1207                                CUSIP:   G8403X106

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT WANG ZI XIONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT ZHUO FUMIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT CHAN, CHARLES SHEUNG WAI AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT GUOPING AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: ELECT MA LISHAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS,                       ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS AUDITOR AND AUTHORIZE

 BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sri Trang Agro-Industry PCL

  TICKER:               STA                                  CUSIP:   Y81375217

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE PERFORMANCE RESULTS AND                ISSUER            YES             FOR                  FOR

APPROVE FINANCIAL STATEMENTS


 

PROPOSAL #3: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT NEO AH CHAP AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT CHALERMPOP KHANJAN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT KRIANG YANYONGDILOK AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT CHAIYOS SINCHAROENKUL AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD.        ISSUER            YES             FOR                  FOR

 AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Srisawad Power 1979 PLC

  TICKER:               SAWAD                              CUSIP:   Y8136U114

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5: REDUCE REGISTERED CAPITAL                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND MEMORANDUM OF ASSOCIATION TO                 ISSUER            YES             FOR                  FOR

REFLECT DECREASE IN REGISTERED CAPITAL

PROPOSAL #7: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND MEMORANDUM OF ASSOCIATION TO                 ISSUER            YES             FOR                  FOR

REFLECT INCREASE IN REGISTERED CAPITAL

PROPOSAL #9.1: ELECT AUYCHAI SOMKLIN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT SOMYOT NGERNDUMRONG AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #9.3: ELECT THIDA KAEWBOOTTA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #9.4: ELECT SUMATE MANEEWATTANA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE PRICEWATERHOUSECOOPERS ABAS              ISSUER            YES             FOR                  FOR

LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #12: AUTHORIZE ISSUANCE OF DEBENTURES                    ISSUER            YES             FOR                  FOR

PROPOSAL #13: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SSY Group Ltd.

  TICKER:               2005                                CUSIP:   ADPV28844

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS


 

PROPOSAL #2A: ELECT QU JIGUANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT WANG YIBING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITOR AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE GRANT OF SHARE OPTIONS TO QU              ISSUER            YES             FOR                  FOR

JIGUANG

PROPOSAL #6: APPROVE REFRESHMENT OF SCHEME MANDATE            ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

PROPOSAL #7A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               St. Shine Optical Co., Ltd.

  TICKER:               1565                                CUSIP:   Y8176Z106

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Standard Bank Group Ltd

  TICKER:               SBK                                  CUSIP:   S80605140

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2.1: ELECT DR ARNO DAEHNKE AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT DR MARTIN ODUOR-OTIENO AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: RE-ELECT MYLES RUCK AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: RE-ELECT PETER SULLIVAN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: RE-ELECT WENBIN WANG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: RE-ELECT TED WOODS AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: REAPPOINT KPMG INC AS AUDITORS OF THE         ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #3.2: REAPPOINT PRICEWATERHOUSECOOPERS INC          ISSUER            YES             FOR                  FOR

AS AUDITORS OF THE COMPANY

PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY          ISSUER            YES             FOR                  FOR

SHARES UNDER CONTROL OF DIRECTORS


 

PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED NON-                  ISSUER            YES             FOR                  FOR

REDEEMABLE PREFERENCE SHARES UNDER CONTROL OF

PROPOSAL #6: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE FEES OF CHAIRMAN                                ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: APPROVE FEES OF DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: APPROVE FEES OF INTERNATIONAL DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7.4.1: APPROVE FEES OF DIRECTORS' AFFAIRS          ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #7.4.2: APPROVE FEES OF DIRECTORS' AFFAIRS          ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #7.5.1: APPROVE FEES OF RISK AND CAPITAL              ISSUER            YES             FOR                  FOR

MANAGEMENT COMMITTEE CHAIRMAN

PROPOSAL #7.5.2: APPROVE FEES OF RISK AND CAPITAL              ISSUER            YES             FOR                  FOR

MANAGEMENT COMMITTEE MEMBER

PROPOSAL #7.6.1: APPROVE FEES OF REMUNERATION                     ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #7.6.2: APPROVE FEES OF REMUNERATION                     ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #7.7.1: APPROVE FEES OF SOCIAL AND ETHICS            ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #7.7.2: APPROVE FEES OF SOCIAL AND ETHICS            ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #7.8.1: APPROVE FEES OF AUDIT COMMITTEE                ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #7.8.2: APPROVE FEES OF AUDIT COMMITTEE                ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #7.9.1: APPROVE FEES OF IT COMMITTEE                     ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #7.9.2: APPROVE FEES OF IT COMMITTEE MEMBER         ISSUER            YES             FOR                  FOR

PROPOSAL #7.10: APPROVE AD HOC MEETING ATTENDANCE              ISSUER            YES             FOR                  FOR

FEES

PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED ORDINARY         ISSUER            YES             FOR                  FOR

SHARE CAPITAL

PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED                        ISSUER            YES             FOR                  FOR

PREFERENCE SHARE CAPITAL

PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Standard Foods Corp

  TICKER:               1227                                CUSIP:   Y8151Z105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES


 

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #9.1: ELECT XUAN JIAN-SHENG, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF MU DE INVESTMENT CO., LTD. WITH

SHAREHOLDER NO. 101183, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT CAO DE-FENG, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MU DE INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

101183, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT CAO DE-HUA, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

MU DE INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

101183, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT CAO BO-RUI, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

ZHANG HUI CO., LTD., WITH SHAREHOLDER NO. 23899, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT ZHANG ZHONG-BEN WITH ID NO.                ISSUER            YES             FOR                  FOR

D100235XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT ZHOU ZHONG-QI WITH ID NO.                   ISSUER            YES             FOR                  FOR

Q100668XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT JIANG FENG-NIAN WITH ID NO.                ISSUER            YES             FOR                  FOR

Q120123XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Stanley Fertilizer Co., Ltd.

  TICKER:               002588                            CUSIP:   Y8151R103

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #9: APPROVE USE OF REMAINING FUNDS FROM                ISSUER            YES             FOR                  FOR

RAISED FUNDS PROJECTS TO PERMANENTLY REPLENISH

COMPANY'S WORKING CAPITAL

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 INVESTMENT IN FINANCIAL            ISSUER            YES             FOR                  FOR

PRODUCTS USING OWN IDLE FUNDS

PROPOSAL #12: APPROVE 2016 APPLICATION OF BANK CREDIT        ISSUER            YES             FOR                  FOR

 LINES


 

PROPOSAL #13: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

BETWEEN LINSHU STANLEY MICROFINANCE LIMITED AND

LINSHU STANLEY REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #14: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH HUBEI ZHONGFU CHEMICAL GROUP CO.,

LTD.

PROPOSAL #15.1: APPROVE ISSUE SIZE AND PERIOD                      ISSUER            YES             FOR                  FOR

PROPOSAL #15.2: APPROVE MATURITY                                            ISSUER            YES             FOR                  FOR

PROPOSAL #15.3: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #15.4: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #15.5: APPROVE INTEREST RATE                                    ISSUER            YES             FOR                  FOR

PROPOSAL #15.6: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #15.7: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #17: APPROVE SETTING-UP OF INDUSTRY GROUP             ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE CHANGE OF COMPANY NAME                       ISSUER            YES             FOR                  FOR

PROPOSAL #19: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Starlake Bioscience Co., Inc. Zhaoqing Guangdong

  TICKER:               600866                            CUSIP:   Y2929X104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT ZHAO MOUMING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.01: ELECT ZHU HUA AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.02: ELECT CHEN WU AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               State Bank Of India

  TICKER:               500112                            CUSIP:   Y8155P103

  MEETING DATE:   7/2/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               State Bank Of India

  TICKER:               500112                            CUSIP:   Y8155P103

  MEETING DATE:   9/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO GOVERNMENT        ISSUER            YES             FOR                  FOR

 OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               State Bank Of India

  TICKER:               500112                            CUSIP:   Y8155P103

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               State Bank Of India

  TICKER:               SBIN                                CUSIP:   Y8155P103

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Steel Authority of India Limited

  TICKER:               500113                            CUSIP:   Y8166R114

  MEETING DATE:   9/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: REELECT A. K. CHAUDHARY AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: REELECT K. MAITY AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #5: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES/BONDS AND PLEDGING OF ASSETS FOR DEBT

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Steinhoff International Holdings Ltd

  TICKER:               SHF                                  CUSIP:   S8217G106

  MEETING DATE:   9/7/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE ARTICLES OF ASSOCIATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORISE SPECIFIC REPURCHASE OF SHARES         ISSUER            YES             FOR                  FOR

FROM BRAIT MAURITIUS LIMITED

PROPOSAL #1: APPROVE THE SECONDARY LISTING OF GENESIS        ISSUER            YES             FOR                  FOR

 INTERNATIONAL HOLDINGS N.V. ON THE MAIN BOARD OFTHE

EXCHANGE OPERATED BY THE JSE

PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Steinhoff International Holdings N.V.

  TICKER:               SNH                                  CUSIP:   N8248H102

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: CHANGE FISCAL YEAR END                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACKNOWLEDGE RESIGNATION OF D. KONAR,              ISSUER            YES             FOR                  FOR

S.F. BOOYSEN, D.C. BRINK, C.E. DAUN, T.L.J. GUIBERT,

A. KR├╝GER-STEINHOFF, M.T. LATEGAN, J.F. MOUTON, H.J.

 SONN, B.E. STEINHOFF, P.D.J. VAN DEN BOSCH AND C.H.

WIESE AS SUPERVISORY BOARD MEMBERS

PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD          ISSUER            YES             FOR                  FOR

MEMBERS D.C. BRINK, J.F. MOUTON AND P.D.J. VAN DEN

BOSCH

PROPOSAL #5b: ELECT C.E. DAUN TO SUPERVISORY BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #5c: ELECT B.E. STEINHOFF TO SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #5d: ELECT C.H. WIESE TO SUPERVISORY BOARD           ISSUER            YES             FOR                  FOR

PROPOSAL #5e: ELECT D. KONAR TO SUPERVISORY BOARD               ISSUER            YES             FOR                  FOR

PROPOSAL #5f: ELECT H.J. SONN TO SUPERVISORY BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #5g: ELECT T.L.J. GUIBERT TO SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #5h: ELECT A. KRUGER-STEINHOFF TO                          ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD

PROPOSAL #5i: ELECT J.D. WIESE TO SUPERVISORY BOARD           ISSUER            YES             FOR                  FOR

PROPOSAL #5j: ELECT S.F. BOOYSEN TO SUPERVISORY BOARD        ISSUER            YES             FOR                  FOR

PROPOSAL #5k: ELECT M.T. LATEGAN TO SUPERVISORY BOARD        ISSUER            YES             FOR                  FOR

PROPOSAL #5l: ELECT J. VAN ZYL TO SUPERVISORY BOARD           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Steyr Motors Co.,Ltd.

  TICKER:               000760                            CUSIP:   Y3746V107

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LIU XIAOJIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.2: ELECT WU XIAOBAI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT FENG WENJIE AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #1.4: ELECT ZOU SHUHANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT LI XIAOZHEN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT SUN CHEN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT HU DAOQIN AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.2: ELECT WU ZHENPING AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.3: ELECT SUN GANGHONG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.1: ELECT GAO LIYONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT CHEN XUCAI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT WANG QIAN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Steyr Motors Co.,Ltd.

  TICKER:               000760                            CUSIP:   Y3746V107

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE AND NUMBER OF                        ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #1.3: APPROVE ALLOCATION OF RESTRICTED                 ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #1.4: APPROVE DURATION, GRANT DATE,                       ISSUER            YES             FOR                  FOR

UNLOCKING PERIOD AND LOCK-UP PERIOD OF RESTRICTED

PROPOSAL #1.5: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.6: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.7: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.8: APPROVE PRINCIPLE OF RESTRICTED STOCK         ISSUER            YES             FOR                  FOR

REPURCHASE CANCELLATION

PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: APPROVE IMPLEMENTATION, BENEFITS AND         ISSUER            YES             FOR                  FOR

UNLOCKING PROCEDURES

PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.12: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN & OTHER MATTERS

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Steyr Motors Co.,Ltd.

  TICKER:               000760                            CUSIP:   Y3746V107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES OF NOT MORE THAN CNY

1,374,000,000

PROPOSAL #9: APPROVE RE-APPOINTMENT OF ZHONGXINGCAI          ISSUER            YES             FOR                  FOR

GUANGHUA CPAS AS FINANCIAL AUDITOR

PROPOSAL #10: APPROVE RE-APPOINTMENT OF ZHONGXINGCAI         ISSUER            YES             FOR                  FOR

GUANGHUA CPAS AS INTERNAL CONTROL AUDITOR

PROPOSAL #11: APPROVE 2016 REMUNERATION OF DIRECTORS,        ISSUER            YES         AGAINST           AGAINST

 SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Steyr Motors Co.,Ltd.

  TICKER:               000760                            CUSIP:   Y3746V107

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN PERFORMANCE COMMITMENT        ISSUER            YES             FOR                  FOR

 COMPENSATION PAYMENT METHOD BY CONTROLLING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Strides Shasun Limited

  TICKER:               532531                            CUSIP:   Y8175G117

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STRIDES SHASUN EMPLOYEE STOCK            ISSUER            YES         AGAINST           AGAINST

OPTION PLAN 2016 AND GRANT OF EMPLOYEE STOCK OPTIONS

TO EMPLOYEES OF THE COMPANY

PROPOSAL #2: APPROVE GRANT OF EMPLOYEE STOCK OPTIONS         ISSUER            YES         AGAINST           AGAINST

TO EMPLOYEES OF THE COMPANY'S SUBSIDIARIES UNDER THE

STRIDES SHASUN EMPLOYEE STOCK OPTION PLAN 2016


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Strides Shasun Limited

  TICKER:               532531                            CUSIP:   Y8175G117

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIVESTMENT OF ENTIRE                            ISSUER            YES             FOR                  FOR

SHAREHOLDING IN SHASUN PHARMA SOLUTIONS LTD., UK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SUFA Technology Industry Co., Ltd., CNNC

  TICKER:               000777                            CUSIP:   Y9890N106

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LI XIAOMING AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT CHEN JIANPING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.3: ELECT LI JINDONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT PENG XINYING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT XIA TAO AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT MA XIAOYU AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.7: ELECT GU GUOXING AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.8: ELECT ZHENG HONGTAO AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.9: ELECT TANG HAIYAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT LIU YINLIANG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT LIU JIAN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SUFA Technology Industry Co., Ltd., CNNC

  TICKER:               000777                            CUSIP:   Y9890N106

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION


 

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SUFA Technology Industry Co., Ltd., CNNC

  TICKER:               000777                            CUSIP:   Y9890N106

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WAIVER OF PRE-EMPTIVE RIGHT IN          ISSUER            YES             FOR                  FOR

THE CAPITAL INCREASE OF SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SUL AMERICA S.A.

  TICKER:               SULA11                            CUSIP:   P87993120

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sun International Ltd

  TICKER:               SUI                                  CUSIP:   S8250P120

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MERGER OF THE LATIN AMERICAN              ISSUER            YES             FOR                  FOR

ASSETS OF SUN INTERNATIONAL LIMITED WITH DREAM S.A.

PROPOSAL #2: AUTHORISE RATIFICATION OF ORDINARY                 ISSUER            YES             FOR                  FOR

RESOLUTION 1

PROPOSAL #3: APPROVE THE PUT AND CALL OPTIONS                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORISE RATIFICATION OF ORDINARY                 ISSUER            YES             FOR                  FOR

RESOLUTION 3

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sun International Ltd

  TICKER:               SUI                                  CUSIP:   S8250P120

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT PETER BACON AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT LULU GWAGWA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT LOUISA MOJELA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT PETER BACON AS MEMBER OF THE              ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE


 

PROPOSAL #2.2: RE-ELECT ZARINA BASSA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #2.3: RE-ELECT LEON CAMPHER AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #2.4: RE-ELECT GRAHAM ROSENTHAL AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #3: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS                     ISSUER            YES             FOR                  FOR

INCORPORATED AS AUDITORS OF THE COMPANY

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 OF THE COMPANIES ACT

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sun Pharmaceutical Industries Ltd.

  TICKER:               524715                            CUSIP:   Y8523Y158

  MEETING DATE:   10/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT S. VALIA AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE INCREASE IN THE REMUNERATION OF         ISSUER            YES             FOR                  FOR

COST AUDITORS FOR THE FINANCIAL YEAR 2014-15

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS            ISSUER            YES             FOR                  FOR

FOR THE FINANCIAL YEAR 2015-16

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sun Pharmaceutical Industries Ltd.

  TICKER:               524715                            CUSIP:   Y8523Y158

  MEETING DATE:   11/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LOANS, INVESTMENTS, GUARANTEES,         ISSUER            YES         AGAINST           AGAINST

AND/OR SECURITIES TO OTHER BODY CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sun TV Network Ltd

  TICKER:               532733                            CUSIP:   Y8295N133

  MEETING DATE:   9/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: REELECT K. VIJAYKUMAR AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE S.R. BATLIBOI & ASSOCIATES LLP          ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunac China Holdings Ltd.

  TICKER:               01918                              CUSIP:   G8569A106

  MEETING DATE:   7/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT AND RELATED         ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunac China Holdings Ltd.

  TICKER:               1918                                CUSIP:   G8569A106

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A1: ELECT CHI XUN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3A2: ELECT LI QIN AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3A3: ELECT MA LISHAN AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3A4: ELECT TSE CHI WAI AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES         AGAINST           AGAINST

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunac China Holdings Ltd.

  TICKER:               1918                                CUSIP:   G8569A106

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENTS AND          ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sundaram Finance Limited

  TICKER:               590071                            CUSIP:   Y8210G114

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sundiro Holding Co., Ltd.

  TICKER:               000571                            CUSIP:   Y2981W101

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CONTINUED                     ISSUER            YES             FOR                  FOR

SUSPENSION OF TRADING

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sundiro Holding Co., Ltd.

  TICKER:               000571                            CUSIP:   Y2981W101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE RETROACTIVE ADJUSTMENTS ON                 ISSUER            YES             FOR                  FOR

FINANCIAL REPORT

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE ADJUST THE PROGRESS OF FUND                ISSUER            YES             FOR                  FOR

RAISING INVESTMENT PROJECT

PROPOSAL #10.1: ELECT CHEN YANGYOU AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #10.2: ELECT LI LEI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sundy Land Investment Co., Ltd.

  TICKER:               600077                            CUSIP:   Y8836V107

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ADDITIONAL PROVISION OF EXTERNAL        ISSUER            YES         AGAINST           AGAINST

 GUARANTEES

PROPOSAL #2: APPROVE DRAFT ON EMPLOYEE SHARE PURCHASE        ISSUER            YES             FOR                  FOR

 PLAN

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sundy Land Investment Co., Ltd.

  TICKER:               600077                            CUSIP:   Y8836V107

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE PURCHASE OF GUARANTEED FINANCIAL        ISSUER            YES             FOR                  FOR

 PRODUCTS FROM FINANCIAL INSTITUTIONS BY THE COMPANY

AND ITS CONTROLLED SUBSIDIARIES

PROPOSAL #7: APPROVE PROVISION OF LOAN BY CONTROLLING        ISSUER            YES             FOR                  FOR

 SHAREHOLDER TO THE COMPANY

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING LAND RESERVE INVESTMENT

PROPOSAL #9: APPROVE MUTUAL GUARANTEE AGREEMENT WITH         ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #11.00: APPROVE CORPORATE BOND ISSUANCE                ISSUER            YES             FOR                  FOR

PROPOSAL #11.01: APPROVE PAR VALUE AND ISSUE SIZE               ISSUER            YES             FOR                  FOR

PROPOSAL #11.02: APPROVE BOND MATURITY                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.03: APPROVE BOND INTEREST RATE AND                 ISSUER            YES             FOR                  FOR

METHOD FOR THE REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #11.04: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #11.05: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #11.06: APPROVE GUARANTEE PROVISION                       ISSUER            YES             FOR                  FOR

PROPOSAL #11.07: APPROVE ARRANGEMENT ON REDEMPTION            ISSUER            YES             FOR                  FOR

AND SALE-BACK

PROPOSAL #11.08: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #11.09: APPROVE UNDERWRITING METHOD AND                ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT

PROPOSAL #11.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS


 

PROPOSAL #13.01: ELECT YU JIANWU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT WANG QINGHUA AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #13.03: ELECT CHEN ZHENNING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #13.04: ELECT CHEN BIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT HUA MIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.02: ELECT ZHENG JINDOU AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.03: ELECT DU XINGQIANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.01: ELECT ZHU JIN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: ELECT ZHU YIHUA AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunflower Pharmaceutical Group Co., Ltd

  TICKER:               002737                            CUSIP:   Y8T8A8109

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #2: APPROVE CHANGE OF USAGE OF EXCESS RAISED        ISSUER            YES             FOR                  FOR

 FUNDS AND ACQUISITION OF EQUITY IN JILIN JIANJIN

PHARMACEUTICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suning Commerce Group Co., Ltd.

  TICKER:               002024                            CUSIP:   Y82211106

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO SALE OF EQUITY OF PPLIVE CORPORATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suning Commerce Group Co., Ltd.

  TICKER:               002024                            CUSIP:   Y82211106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS


 

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE USE OF OWNED FUNDS TO INVEST IN         ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH PPTV2016

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING TRANSFER OF PARTIAL TRADEMARK AND PERMIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suning Commerce Group Co., Ltd.

  TICKER:               002024                            CUSIP:   Y82211106

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LOAN APPLICATION                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

INVEST IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suning Commerce Group Co., Ltd.

  TICKER:               002024                            CUSIP:   Y82211106

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO INTRODUCTION OF STRATEGIC INVESTORS TO

SUNING GOLD HOLDINGS INVESTMENT CO., LTD. BY

COMPANY'S SUBSIDIARY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO INTRODUCTION OF EMPLOYEE SHARE PURCHASE

 PARTNERSHIP ENTERPRISE BY COMPANY'S SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suning Universal Co., Ltd.

  TICKER:               000718                            CUSIP:   Y8234T100

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND INTEREST RATE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE UNDERWRITING METHOD                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE SAFEGUARD MEASURES OF DEBTS                ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #6: ELECT ZHOU KAI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suning Universal Co., Ltd.

  TICKER:               000718                            CUSIP:   Y8234T100

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION IN TRADING         ISSUER            YES             FOR                  FOR

DUE TO PLANNING FOR ASSET PURCHASE VIA PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suning Universal Co., Ltd.

  TICKER:               000718                            CUSIP:   Y8234T100

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunny Loan Top Co., Ltd.

  TICKER:               600830                            CUSIP:   Y8300S101

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 GUARANTEE PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE 2016 GUARANTEE PLAN OF ZHEJIANG         ISSUER            YES         AGAINST           AGAINST

SUNNY GUARANTEE CO., LTD.

PROPOSAL #9: APPROVE 2016 PROVISION OF MAXIMUM                   ISSUER            YES         AGAINST           AGAINST

GUARANTEE FOR ENGINEERING GUARANTEE SERVICE OF

ZHEJIANG SUNNY GUARANTEE CO., LTD.

PROPOSAL #10: APPROVE 2016 PROVISISON OF GUARANTEE            ISSUER            YES         AGAINST           AGAINST

FOR FACTORING FINANCING AND COMMERCIAL LOANS OF

LEASING SUBSIDIARY COMPANIES

PROPOSAL #11: APPROVE 2016 PURCHASE AND SALE PLAN               ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2016 FINANCIAL BUSINESS                     ISSUER            YES             FOR                  FOR

INVESTMENT PLAN

PROPOSAL #13: APPROVE RE-APPOINTMENT OF ZHONGHUI CPAS        ISSUER            YES             FOR                  FOR

 AS AUDITOR AND DETERMINATION OF ITS REMUNERATION

PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunny Optical Technology Group Co., Ltd.

  TICKER:               2382                                CUSIP:   G8586D109

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT YE LIAONING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT WANG WENJIE AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT ZHANG YUQING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT FENG HUA JUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT SHAO YANG DONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

EXTERNAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunplus Technology Co., Ltd.

  TICKER:               2401                                CUSIP:   Y83011109

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunrex Technology Corp

  TICKER:               2387                                CUSIP:   Y8301L105

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CAPITAL DECREASE VIA CASH                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT LI-WEI ZENG, WITH ID NO.                     ISSUER            YES             FOR                  FOR

L220149XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT YU-LING PENG, WITH ID NO.                   ISSUER            YES             FOR                  FOR

S220449XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.8: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.9: ELECT SUPERVISOR NO. 2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SUNSEA Telecommunications Co., Ltd.

  TICKER:               002313                            CUSIP:   Y8241Q107

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 NO PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 AUDIT REPORT SUMMARY OF              ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY XI'AN GUOZHONG XINGCHENG PROPERTIES CO.,

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY TAIYUAN XINNANCHENG REAL ESTATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY HANGZHOU ZHENBO REAL ESTATE DEVELOPMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY SHANGHAI HAOJIANZE REAL ESTATE DEVELOPMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE CNY         ISSUER            YES             FOR                  FOR

400 MILLION FINANCING SCHEME BY SUBSIDIARY SUNSHINE

CITY (XIAMEN) PROPERTIES CO., LTD.

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CNY 500 MILLION FINANCING SCHEME APPLIED BY WHOLLY-

OWNED SUBSIDIARY SUNSHINE CITY XIAMEN PROPERTIES CO.,

 LTD

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHANGHAI SHENGZHILONG

INVESTMENT DEVELOPMENT CO., LTD.

PROPOSAL #3: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARY FUZHOU TENGYAO REAL ESTATE DEVELOPMENT

CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARY SHANGHAI ZHENBAILI REAL ESTATE DEVELOPMENT

 CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY FUZHOU RONGJIN XINTAI REAL ESTATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARY BEIJING XINBO TAILAI REAL ESTATE

DEVELOPMENT CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL


 

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY HANGZHOU MINGSHENGDA REAL ESTATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE VIA                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #2.01: APPROVE ISSUE SIZE AND ISSUE MANNER           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.05: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE AUTHORIZATION MATTERS                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHAANXI JINXINTAI PROPERTIES

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SUNSHINE CITY GROUP LANZHOU

LIHUADAO PROPERTIES CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2ND PHASE EMPLOYEE SHARE                     ISSUER            YES             FOR                  FOR

PURCHASE PLAN AND SUMMARY (DRAFT)

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION WITH

EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #3: APPROVE LOAN GUARANTEE TO SUBSIDIARY              ISSUER            YES             FOR                  FOR

SUZHOU HUIYOU REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #4: APPROVE LOAN GUARANTEE TO SUBSIDIARY              ISSUER            YES             FOR                  FOR

JIANGSU ZHONGANG PROPERTIES CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARIES SUNSHINE CITY GROUP SHAANXI INDUSTRIAL

CO., LTD AND OTHERS

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARY SHANGHAI YATELONG REAL ESTATE DEVELOPMENT

CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY XI'AN GUOZHONG XINGCHENG PROPERTIES CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA                ISSUER            YES             FOR                  FOR

ZHONGLIAN MINDU SHU LUN PAN CPAS CO., LTD AS 2016

FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE APPLICATION OF FINANCING FROM            ISSUER            YES             FOR                  FOR

BANK FINANCIAL INSTITUTIONS

PROPOSAL #10: APPROVE AUTHORIZATION OF MANAGEMENT              ISSUER            YES             FOR                  FOR

TEAM TO BID FOR LAND

PROPOSAL #11: APPROVE GUARANTEE PROVISION TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARY FUZHOU HAIKUN REAL ESTATE DEVELOPMENT CO.,

 LTD.

PROPOSAL #12: APPROVE GUARANTEE PROVISION TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARY SUNSHINE CITY GROUP FUJIAN CO., LTD.

PROPOSAL #13: APPROVE GUARANTEE PROVISION TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARY FUJIAN HUAXINTONG INTERNATIONAL TOURISM

CO., LTD.


 

PROPOSAL #14: APPROVE GUARANTEE PROVISION TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARY SHANGHAI JUANLONG REAL ESTATE DEVELOPMENT

CO., LTD.

PROPOSAL #15: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #16.01: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #16.02: APPROVE ISSUE MANNER AND TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #16.03: APPROVE BOND MATURITY                                  ISSUER            YES             FOR                  FOR

PROPOSAL #16.04: APPROVE BOND INTEREST RATE                         ISSUER            YES             FOR                  FOR

PROPOSAL #16.05: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #16.06: APPROVE GUARANTEE PROVISION                       ISSUER            YES             FOR                  FOR

PROPOSAL #16.07: APPROVE LISTING EXCHANGE OR TRADING         ISSUER            YES             FOR                  FOR

EXCHANGE

PROPOSAL #16.08: APPROVE UNDERWRITING METHOD                       ISSUER            YES             FOR                  FOR

PROPOSAL #16.09: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY TAIYUAN XINNANCHENG REAL ESTATE

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY BEIJING XINBO TAILAI REAL ESTATE

PROPOSAL #3: APPROVE ADJUSTMENT IN GUARANTEE                       ISSUER            YES             FOR                  FOR

PROVISION TO SUBSIDIARY SHANGHAI ZHENBAILI REAL

ESTATE DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO HAIKUN            ISSUER            YES             FOR                  FOR

REAL ESTATE

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO KANGJIA          ISSUER            YES             FOR                  FOR

REAL ESTATE

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO HONGHUI          ISSUER            YES             FOR                  FOR

REAL ESTATE

PROPOSAL #4: APPROVE ACQUISITION AGREEMENT                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunshine City Group Co., Ltd.

  TICKER:               000671                            CUSIP:   Y2653W108

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION AMOUNTING            ISSUER            YES             FOR                  FOR

CNY 600 MILLION TO SUZHOU HUIDERONG REAL ESTATE

DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION AMOUNTING            ISSUER            YES             FOR                  FOR

CNY 1 BILLION TO SUZHOU HUIDERONG REAL ESTATE

DEVELOPMENT CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ZHONGANG         ISSUER            YES             FOR                  FOR

PROPERTIES

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO ZHANGZHOU        ISSUER            YES             FOR                  FOR

 SUNSHINE CITY

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO FUJIAN            ISSUER            YES         AGAINST           AGAINST

HUAXINTONG

PROPOSAL #6: APPROVE GUARANTEE PROVISION TO ZHENBO            ISSUER            YES             FOR                  FOR

REAL ESTATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunvim Group Co., Ltd.

  TICKER:               002083                            CUSIP:   Y8295P104

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF ERNST & YOUNG         ISSUER            YES             FOR                  FOR

CPAS

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS        ISSUER            YES             FOR                  FOR

 ISSUE

PROPOSAL #10.1: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #10.2: APPROVE BASE, PROPORTION AND NUMBER          ISSUER            YES             FOR                  FOR

OF SHARES

PROPOSAL #10.3: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #10.4: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #10.5: APPROVE ISSUE TIME                                         ISSUER            YES             FOR                  FOR

PROPOSAL #10.6: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS


 

PROPOSAL #10.7: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #10.8: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #10.9: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO 2016 RIGHTS ISSUANCE

PROPOSAL #13: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #14: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE RIGHTS ISSUANCE

PROPOSAL #15: APPROVE COMMITMENTS IN CONNECTION TO            ISSUER            YES             FOR                  FOR

THE COUNTER-DILUTION MEASURES OF THE RIGHTS ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunvim Group Co., Ltd.

  TICKER:               002083                            CUSIP:   Y8295P104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL AGREEMENT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

DECISION-MAKING SYSTEM

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunward Intelligent Equipment Co Ltd.

  TICKER:               002097                            CUSIP:   Y37673111

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE INVESTMENT TO ESTABLISH                       ISSUER            YES             FOR                  FOR

FINANCIAL LEASING LIMITED COMPANY

PROPOSAL #3: APPROVE DISPOSAL OF ASSETS BY                          ISSUER            YES             FOR                  FOR

CONTROLLED-SUBSIDIARY TIANJIN SUNWARD EQUIPMENT

DEVELOPMENT CO., LTD.

PROPOSAL #4: APPROVE SIGNING OF ASSET ACQUISITION              ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH BINDER CAPITAL CORP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunward Intelligent Equipment Co Ltd.

  TICKER:               002097                            CUSIP:   Y37673111

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunward Intelligent Equipment Co Ltd.

  TICKER:               002097                            CUSIP:   Y37673111

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (AMENDED DRAFT)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (AMENDED DRAFT)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH CONTROLLING SHAREHOLDER IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUDIT AND APPRAISAL REPORT IN            ISSUER            YES             FOR                  FOR

RELATION TO ACQUISITION OF STAKE IN AMAX GROUP INC.

PROPOSAL #9: APPROVE SIGNING OF EQUITY ACQUISITION            ISSUER            YES             FOR                  FOR

AGREEMENT WITH AVMAX HOLDINGS INC. AND BINDER CAPITAL

 CORP.

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunward Intelligent Equipment Co Ltd.

  TICKER:               002097                            CUSIP:   Y37673111

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE SUSPENSION OF THE LARGE                       ISSUER            YES             FOR                  FOR

EXCAVATORS MAJOR TECHNICAL TRANSFORMATION PROJECTS

AND USE OF EXCESS RAISED FUNDS TO REPAY THE BANK LOAN

 AND PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #2: APPROVE ADJUSTMENT ON PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2.1: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.2: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISION)

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT WITH HE QINGHUA IN CONNECTION

TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunward Intelligent Equipment Co Ltd.

  TICKER:               002097                            CUSIP:   Y37673111

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT FROM CONTROLLING                ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATELY CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunward Intelligent Equipment Co Ltd.

  TICKER:               002097                            CUSIP:   Y37673111

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #10: APPROVE APPLICATION OF CONSTRUCTION              ISSUER            YES             FOR                  FOR

MACHINERY PRODUCTS SALES FINANCIAL LEASING BUSINESS

FROM BANK OF COMMUNICATIONS FINANCIAL LEASING CO.,


 

PROPOSAL #11: APPROVE APPLICATION OF MORTGAGE FROM            ISSUER            YES             FOR                  FOR

EXIM BANK OF CHINA HUNAN BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunward Intelligent Equipment Co Ltd.

  TICKER:               002097                            CUSIP:   Y37673111

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ENGAGEMENT IN MORTGAGE AND                 ISSUER            YES             FOR                  FOR

FINANCE LEASE BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunway Berhad

  TICKER:               SUNWAY                            CUSIP:   Y8309C115

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LIM SWE GUAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT JEFFREY CHEAH FOOK LING AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT RAZMAN M HASHIM AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CHEW CHEE KIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT WONG CHIN MUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT LIN SEE YAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE BDO AS AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ISSUANCE OF SHARES UNDER THE            ISSUER            YES             FOR                  FOR

DIVIDEND REINVESTMENT SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunway Construction Group Bhd

  TICKER:               SUNCON                            CUSIP:   Y83096100

  MEETING DATE:   6/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT KWAN FOH KWAI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT EVAN CHEAH YEAN SHIN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CHUNG SOO KIONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CHEW CHEE KIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE BDO AS AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunyard System Engineering Co., Ltd.

  TICKER:               600571                            CUSIP:   Y3043B101

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #7: APPOINTMENT OF PAN-CHINA CERTIFIED                 ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS CO., LTD. AS 2016 AUDITOR AND

PAYMENT OF 2015 AUDIT FEE

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE USE OF IDLE FUNDS TO INVEST IN          ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11.01: ELECT GUO HUAQIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.02: ELECT ZHANG JIAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT GENG JUNLING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.04: ELECT ZHU BAOWEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.05: ELECT LI FENG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.06: ELECT XU LIJUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.07: ELECT DIAO JIANPING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.08: ELECT CHEN CHUN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.09: ELECT WU XIONGWEI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.10: ELECT LU KAI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #11.11: ELECT WEI WEIZHONG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT CHEN XU AS SUPERVISOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #12.02: ELECT ZHANG YUNJIAO AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Sunyard System Engineering Co., Ltd.

  TICKER:               600571                            CUSIP:   Y3043B101

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

TO SPECIFIC PARTIES AS WELL AS RAISING SUPPORTING

PROPOSAL #2: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 11 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

COMPANIES AND ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #4: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS BACKDOOR LISTING

PROPOSAL #5.01: APPROVE OVERALL PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.03: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.04: APPROVE PRICE BASIS AND TRANSACTION          ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #5.05: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #5.06: APPROVE TARGET SUBSCRIBERS AND ISSUE         ISSUER            YES             FOR                  FOR

MANNER

PROPOSAL #5.07: APPROVE PRICE BASIS AND ISSUE PRICE           ISSUER            YES             FOR                  FOR

PROPOSAL #5.08: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.09: APPROVE LOCK-UP ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.11: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #5.12: APPROVE TARGET SUBSCRIBERS AND ISSUE         ISSUER            YES             FOR                  FOR

MANNER IN CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #5.13: APPROVE PRICE BASIS AND ISSUE PRICE          ISSUER            YES             FOR                  FOR

IN CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #5.14: APPROVE AMOUNT OF PROCEEDS                           ISSUER            YES             FOR                  FOR

PROPOSAL #5.15: APPROVE ISSUE SIZE IN CONNECTION TO          ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #5.16: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.17: APPROVE LOCK-UP ARRANGEMENT IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #5.18: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #5.19: APPROVE ARRANGEMENTS FOLLOWING THE            ISSUER            YES             FOR                  FOR

ACQUISITION


 

PROPOSAL #5.20: APPROVE REWARD IMPLEMENTATION                     ISSUER            YES             FOR                  FOR

ARRANGEMENT FOR PERFORMANCE BEYOND EXPECTATION

PROPOSAL #5.21: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #5.22: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #5.23: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #5.24: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #8: APPROVE CONDITIONAL ASSET PURCHASE BY            ISSUER            YES             FOR                  FOR

ISSUE OF SHARES AND CASH PAYMENT AGREEMENT

PROPOSAL #9: APPROVE PROFIT FORECAST COMPENSATION              ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #10: APPROVE CONDITIONAL SUBSCRIPTION                   ISSUER            YES             FOR                  FOR

AGREEMENT RELATED TO RAISING SUPPORTING FUNDS

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE AUDIT REPORT, REVIEW REPORT AND        ISSUER            YES             FOR                  FOR

 APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #13: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #15: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suofeiya Home Collection Co., Ltd.

  TICKER:               002572                            CUSIP:   Y29336107

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE EXTENSION OF INVESTMENT IN                 ISSUER            YES             FOR                  FOR

PRINCIPAL-GUARANTEED FINANCIAL PRODUCT USING OWN

PROPOSAL #3: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

NEW SUBSIDIARY COMPANY BY USING OWN FUNDS

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #5: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR


 

PROPOSAL #5.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.6: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #5.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #5.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE EXTERNAL INVESTMENT IN                  SHAREHOLDER        YES             FOR                  FOR

CONNECTION TO JOINT ESTABLISHMENT OF A COMPANY WITH

SHANGHAI MJ INTELLIGENT SYSTEM CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suofeiya Home Collection Co., Ltd.

  TICKER:               002572                            CUSIP:   Y29336107

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES (REVISED)

PROPOSAL #2: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suofeiya Home Collection Co., Ltd.

  TICKER:               002572                            CUSIP:   Y29336107

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Supalai Public Co Ltd

  TICKER:               SPALI                              CUSIP:   Y8309K190

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE PERFORMANCE REPORT AND                 ISSUER            YES             FOR                  FOR

ACCEPT FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #4.1: ELECT SOMJAI PHAGAPHASVIVAT AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT ASWIN BIJAYAYODHIN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT ATIP BIJANONDA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOWANCE AND REMUNERATION OF            ISSUER            YES             FOR                  FOR

DIRECTORS, ADVISOR OF THE BOARD, COMMITTEES, AND SUB-

COMMITTEES

PROPOSAL #6: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND CERTIFICATE OF REGISTRATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Super Group Ltd

  TICKER:               SPG                                  CUSIP:   S09130154

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT VALENTINE CHITALU AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT MARIAM CASSIM AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY AND APPOINT DWIGHT THOMPSON AS THE INDIVIDUAL

 DESIGNATED AUDITOR

PROPOSAL #4.1: RE-ELECT DAVID ROSE AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

GROUP AUDIT COMMITTEE

PROPOSAL #4.2: ELECT MARIAM CASSIM AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

GROUP AUDIT COMMITTEE

PROPOSAL #4.3: RE-ELECT DR ENOS BANDA AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE GROUP AUDIT COMMITTEE

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT


 

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 OF THE COMPANIES ACT

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE CONVERSION OF PAR VALUE SHARES          ISSUER            YES             FOR                  FOR

TO NO PAR VALUE SHARES

PROPOSAL #6: APPROVE INCREASE IN AUTHORISED BUT                 ISSUER            YES             FOR                  FOR

UNISSUED SHARE CAPITAL

PROPOSAL #7: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Superblock Public Co. Ltd

  TICKER:               SUPER                              CUSIP:   Y82973200

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE PERFORMANCE REPORT AND                 ISSUER            YES             FOR                  FOR

DIRECTORS' REPORT

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT TEERAVADEE SENEESED AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: ELECT WARINTHIP CHAISUNGKA AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS         ISSUER            YES             FOR                  FOR

AUDIT COMPANY LIMITED AS AUDITORS AND AUTHORIZE BOARD

 TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ACQUISITION OF ASSETS BY SUPER          ISSUER            YES             FOR                  FOR

SOLAR ENERGY CO. LTD. IN EQUATOR SOLAR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Supreme Industries Limited

  TICKER:               SUPREMEIND                    CUSIP:   Y83139140

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE INTERIM DIVIDEND PAYMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: REEECT BAJRANGLAL SURUJMAL TAPARIA AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Surgutneftegaz

  TICKER:               SNGS                                CUSIP:   868861204

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: AMEND REGULATIONS ON BOARD OF DIRECTORS         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6.1: ELECT ALEKSANDR AGAREV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #6.2: ELECT VLADIMIR BOGDANOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #6.3: ELECT ALEKSANDR BULANOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #6.4: ELECT IVAN DINICHENKO AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #6.5: ELECT VLADIMIR EROKHIN AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #6.6: ELECT VIKTOR KRIVOSHEEV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #6.7: ELECT NIKOLAY MATVEEV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #6.8: ELECT VLADIMIR RARITSKY AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #6.9: ELECT ILDUS USMANOV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #6.10: ELECT VLADIMIR SHASHKOV AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #7.1: ELECT TAISIYA KLINOVSKAYA AS MEMBER OF        ISSUER            YES             FOR                  FOR

 AUDIT COMMISSION

PROPOSAL #7.2: ELECT VALENTINA MUSIKHINA AS MEMBER OF        ISSUER            YES             FOR                  FOR

 AUDIT COMMISSION

PROPOSAL #7.3: ELECT TAMARA OLEYNIK AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #8: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE RELATED-PARTY TRANSACTION WITH         ISSUER            YES             FOR                  FOR

LLC INSURANCE COMPANY SURGUTNEFTEGAS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzano Papel e Celulose S.A.

  TICKER:               SUZB5                              CUSIP:   P88205235

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         AGAINST               N/A

 PREFERRED SHAREHOLDERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Anjie Technology Co., Ltd.

  TICKER:               002635                            CUSIP:   Y8319E101

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #10: APPROVE ADDITIONAL APPLICATION FOR                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Anjie Technology Co., Ltd.

  TICKER:               002635                            CUSIP:   Y8319E101

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT WANG CHUNSHENG AS NON-                       ISSUER             NO              N/A                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT LV LI AS NON-INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.03: ELECT LIN LEI AS NON-INDEPENDENT                ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.04: ELECT JIA ZHIJIANG AS NON-INDEPENDENT        ISSUER             NO              N/A                  N/A

 DIRECTOR

PROPOSAL #1.05: ELECT GU QIFENG AS NON-INDEPENDENT            ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.06: ELECT MA YUYAN AS NON-INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT ZHAO HEMING AS INDEPENDENT                ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT DING SHENPING AS INDEPENDENT            ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT ZHANG WEI AS INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #3: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #4.01: ELECT BIAN XIUHUA AS SUPERVISOR              SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #4.02: ELECT GU JING AS SUPERVISOR                     SHAREHOLDER         NO              N/A                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Chunxing Precision Mechanical Co., Ltd.

  TICKER:               002547                            CUSIP:   Y8318U106

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF HUAPU TIANJIAN        ISSUER            YES             FOR                  FOR

 CPAS AS 2016 EXTERNAL AUDITOR

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE 2015 SPECIAL REPORT ON THE                 ISSUER            YES             FOR                  FOR

DEPOSIT AND USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #11: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #12: APPROVE PROVISION OF CREDIT LINE                   ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO SUBSIDIARIES

PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #14: APPROVE PRIVATE PLACEMENT OF NEW A                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #14.01: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #14.04: APPROVE PRICING REFERENCE DATE,                ISSUER            YES             FOR                  FOR

ISSUE PRICE AND PRICING BASIS

PROPOSAL #14.05: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #14.06: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #14.07: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #14.08: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #14.09: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #14.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES

PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS


 

PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #18: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #19: APPROVE COMMITMENT OF CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGERS ON COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Chunxing Precision Mechanical Co., Ltd.

  TICKER:               002547                            CUSIP:   Y8318U106

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN USE OF PARTIAL RAISED         ISSUER            YES             FOR                  FOR

FUNDS INVESTMENT PROJECT'S IN CONNECTION TO

IMPLEMENTATION SUBJECT AND IMPLEMENTATION LOCATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Chunxing Precision Mechanical Co., Ltd.

  TICKER:               002547                            CUSIP:   Y8318U106

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Dongshan Precision Manufacturing Co., Ltd.

  TICKER:               002384                            CUSIP:   Y8318L106

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

EXTERNAL AUDITOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY SUZHOU YONGCHUANG METAL

TECHNOLOGY CO., LTD, AMOUNTING TO CNY 350 MILLION MAX

PROPOSAL #10.2: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY MUDONG OPTOELECTRONICS

TECHNOLOGY CO., LTD, AMOUNTING TO CNY 300 MILLION MAX


 

PROPOSAL #10.3: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY DONGGUAN DONGSHAN

PRECISION MANUFACTURING CO., LTD, AMOUNTING TO CNY150

 MILLION MAX

PROPOSAL #10.4: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY SUZHOU CHENGJIA

PRECISION MANUFACTURING CO., LTD, AMOUNTING TO CNY 40

PROPOSAL #10.5: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY CHONGQING CHENGJIA

PRECISION TECHNOLOGY CO., LTD, AMOUNTING TO CNY 85

MILLION MAX

PROPOSAL #10.6: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY HONG KONG DONGSHAN

PRECISION UNITED OPTOELECTRONICS CO., LTD, AMOUNTING

TO CNY 300 MILLION MAX

PROPOSAL #10.7: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY SUZHOU DONGSHAN LIGHTING

 TECHNOLOGY CO., LTD, AMOUNTING TO CNY 30 MILLION MAX

PROPOSAL #10.8: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY SUZHOU DONGJIYUAN METAL

TECHNOLOGY CO., LTD, AMOUNTING TO CNY 80 MILLION MAX

PROPOSAL #10.9: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY SUZHOU TENGRAN ELECTIC

EQUIPMENT CO., LTD, AMOUNTING TO CNY 60 MILLION MAX

PROPOSAL #10.10: APPROVE PROVISION OF GUARANTEE FOR          ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY SUZHOU LEIGETE

INTELLIGENT EQUIPMENT CO., LTD, AMOUNTING TO CNY60

MILLION MAX

PROPOSAL #10.11: APPROVE PROVISION OF GUARANTEE FOR          ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY SUZHOU DONGXIAN

OPTOELECTRONICS CO., LTD, AMOUNTING TO CNY 15 MILLION

 MAX

PROPOSAL #10.12: APPROVE PROVISION OF GUARANTEE FOR          ISSUER            YES             FOR                  FOR

BANK FINANCING BY SUBSIDIARY SHANGHAI FUSHAN

PRECISION MANUFACTURING CO., LTD, AMOUNTING TO CNY 30

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT MA LIQIANG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13: APPROVE PRIVATE PLACEMENT OF SHARES               ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE PRIVATE PLACEMENT OF SHARES              ISSUER            YES             FOR                  FOR

(REVISION)

PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #16: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #17: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #18.1: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #18.2: APPROVE ISSUE MANNER AND TIME                      ISSUER            YES             FOR                  FOR

PROPOSAL #18.3: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #18.4: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #18.5: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #18.6: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #18.7: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #18.8: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #18.9: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #18.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #19: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #20: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #21: APPROVE ACQUISITION AGREEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #22: APPROVE FINANCING PLAN IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 ACQUISITION AGREEMENT

PROPOSAL #23: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR        ISSUER            YES             FOR                  FOR

 ASSETS RESTRUCTURING

PROPOSAL #24: APPROVE MAJOR ASSETS PURCHASE PLAN IN          ISSUER            YES             FOR                  FOR

CONNECTION TO ACQUISITION OF MFLX

PROPOSAL #25.1: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TARGET COMPANY

PROPOSAL #25.2: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #25.3: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #25.4: APPROVE IMPACT TO SHARE PRICE DUE TO         ISSUER            YES             FOR                  FOR

MERGING AND TRANSACTION PAYMENT

PROPOSAL #25.5: APPROVE DELIVERY OF ASSETS                           ISSUER            YES             FOR                  FOR

PROPOSAL #25.6: APPROVE EFFECTIVE TIME                                  ISSUER            YES             FOR                  FOR

PROPOSAL #25.7: APPROVE MERGER DELIVERY CONDITIONS             ISSUER            YES             FOR                  FOR

PROPOSAL #25.8: APPROVE TERMINATION AND TERMINATION          ISSUER            YES             FOR                  FOR

FEE

PROPOSAL #25.9: APPROVE SOURCE OF FUNDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #25.10: APPROVE RELATIONSHIP BETWEEN MAJOR          ISSUER            YES             FOR                  FOR

ASSETS PURCHASE AND PRIVATE PLACEMENT

PROPOSAL #25.11: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #26: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO MAJOR ASSETS PURCHASE

PROPOSAL #27: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #28: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #29: APPROVE HIRING OF AGENCIES TO PROVIDE          ISSUER            YES             FOR                  FOR

SERVICES IN CONNECTION TO THE MAJOR ASSETS PURCHASE

PROPOSAL #30: APPROVE REPORT (DRAFT) ON MAJOR ASSETS         ISSUER            YES             FOR                  FOR

PURCHASE AND ITS SUMMARY

PROPOSAL #31: APPROVE  TRANSACTION DOES NOT                        ISSUER            YES             FOR                  FOR

CONSTITUTE ARTICLE 13 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #32: APPROVE THE NOTION THAT THIS                          ISSUER            YES             FOR                  FOR

TRANSACTION DOES NOT CONSTITUTE AS RELATED-PARTY


 

PROPOSAL #33: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #34: APPROVE RELATED ASSETS APPRAISAL AND            ISSUER            YES             FOR                  FOR

STANDARD DIFFERENCE VERIFICATION REPORT

PROPOSAL #35: APPROVE THE NOTION THAT THE STOCK PRICE        ISSUER            YES             FOR                  FOR

 FLUCTUATION REACHED THE ARTICLE 5 ON THE REGULATING

OF THE INFORMATION DISCLOSURE OF LISTED COMPANIES AND

 THE ACTS OF ALL THE RELATED PARTIES

PROPOSAL #36: APPROVE FAIRNESS AND JUSTIFICATION OF          ISSUER            YES             FOR                  FOR

PRICING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Gold Mantis Construction Decoration Co., Ltd.

  TICKER:               002081                            CUSIP:   Y8315V107

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER             NO              N/A                  N/A

SUBSIDIARIES' CREDIT LINE

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO SINGAPORE        ISSUER             NO              N/A                  N/A

 GOLD MANTIS CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Gold Mantis Construction Decoration Co., Ltd.

  TICKER:               002081                            CUSIP:   Y8315V107

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT NI LIN AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT YANG ZHEN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT YAN DUOLIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT ZHU MING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT WANG HANLIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT CAO LIMING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT YIN XIN AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT WAN JIEQIU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT YU XUEHUA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE ALLOWANCES OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4.1: ELECT WANG ANLI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT QIAN PING AS SUPERVISOR                       ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Gold Mantis Construction Decoration Co., Ltd.

  TICKER:               002081                            CUSIP:   Y8315V107

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION

PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER             NO              N/A                  N/A

CREDIT LINES APPLIED BY SUBSIDIARY

PROPOSAL #10: APPROVE FORMULATION OF BILL-POOL                   ISSUER             NO              N/A                  N/A

BUSINESS

PROPOSAL #11: APPROVE FORMULATION OF FINANCIAL ASSET         ISSUER             NO              N/A                  N/A

TRANSFER AND REPURCHASE BUSINESS

PROPOSAL #12: APPROVE INVESTMENT IN FINANCIAL                     ISSUER             NO              N/A                  N/A

PRODUCTS BY THE COMPANY AND SUBSIDIARIES USING OWN

PROPOSAL #13: APPROVE RE-APPOINTMENT OF HUAPU                     ISSUER             NO              N/A                  N/A

TIANJIAN CPAS AS FINANCIAL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SUZHOU GOOD-ARK ELECTRONICS CO LTD

  TICKER:               002079                            CUSIP:   Y8315Q108

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS            ISSUER            YES             FOR                  FOR

FROM THE NEW ENERGY-EFFICIENT SURFACE-MOUNT POWER

DEVICES PROJECT TO PERMANENTLY REPLENISH COMPANY'S

WORKING CAPITAL

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SUZHOU GOOD-ARK ELECTRONICS CO LTD

  TICKER:               002079                            CUSIP:   Y8315Q108

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES AND RELEVANT AUTHORIZATION

PROPOSAL #8: APPROVE ADJUSTMENT IN THE INVESTMENT              ISSUER            YES             FOR                  FOR

SPEED OF RAISED FUND PROJECT

PROPOSAL #9: ELECT GUAN YAMEI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Hailu Heavy Industry Co., Ltd.

  TICKER:               002255                            CUSIP:   Y83160104

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

EXCLUDING INDEPENDENT DIRECTORS

PROPOSAL #8: APPROVE 2015 REMUNERATION OF EMPLOYEE            ISSUER            YES             FOR                  FOR

REPRESENTED SUPERVISORS

PROPOSAL #9: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE RE-APPOINTMENT OF BDO CHINA SHU        ISSUER            YES             FOR                  FOR

 LUN PAN CPAS LLP 2016 EXTERNAL AUDITOR

PROPOSAL #11: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #12.1: ELECT XU YUAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.2: ELECT CHEN JIQIANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #12.3: ELECT ZHU JIANZHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.4: ELECT HAN XIN'ER AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.5: ELECT XU RAN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.6: ELECT YAO JIANJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.1: ELECT GU JIANPING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.2: ELECT ZHANG CAIHONG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.3: ELECT ZHOU ZHONGSHENG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #14.1: ELECT ZOU XUEFENG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.2: ELECT WANG JIAREN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #15: APPROVE ALLOWANCE OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS (2016-2019)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Hesheng Special Material Co Ltd

  TICKER:               002290                            CUSIP:   Y83162100

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUPPLEMENT TO RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS IN CONNECTION TO PRIVATE PLACEMENT OF

NEW A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Hesheng Special Material Co Ltd

  TICKER:               002290                            CUSIP:   Y83162100

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF 2015 AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT WANG ZHIMIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Hesheng Special Material Co Ltd

  TICKER:               002290                            CUSIP:   Y83162100

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Hesheng Special Material Co Ltd

  TICKER:               002290                            CUSIP:   Y83162100

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG ZHIKANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Hesheng Special Material Co Ltd

  TICKER:               002290                            CUSIP:   Y83162100

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF HUAPU TIANJIAN            ISSUER            YES             FOR                  FOR

CPAS AS 2016 FINANCIAL AUDITOR

PROPOSAL #7.1: APPROVE REMUNERATION OF CHAIRMAN ZHAO         ISSUER            YES             FOR                  FOR

DONGMING AS CNY 480,000

PROPOSAL #7.2: APPROVE REMUNERATION OF DIRECTOR ZHANG        ISSUER            YES             FOR                  FOR

 WENHUA (RESIGNED) AS CNY 460,600

PROPOSAL #7.3: APPROVE REMUNERATION OF DIRECTOR YUAN         ISSUER            YES             FOR                  FOR

WENXIONG AS CNY 84,500

PROPOSAL #7.4: APPROVE REMUNERATION OF DIRECTOR LIANG        ISSUER            YES             FOR                  FOR

 XU AS CNY 60,000

PROPOSAL #7.5: APPROVE REMUNERATION OF DIRECTOR HUANG        ISSUER            YES             FOR                  FOR

 CAIYING AS CNY 37,000

PROPOSAL #7.6: APPROVE REMUNERATION OF DIRECTOR CHEN         ISSUER            YES             FOR                  FOR

ZETONG AS CNY 21,000

PROPOSAL #7.7: APPROVE REMUNERATION OF DIRECTOR YU            ISSUER            YES             FOR                  FOR

WENJUAN AS CNY 37,000

PROPOSAL #8.1: APPROVE REMUNERATION OF CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE BOARD OF SUPERVISORS ZHOU YI AS CNY 52,000

PROPOSAL #8.2: APPROVE REMUNERATION OF SUPERVISOR              ISSUER            YES             FOR                  FOR

HUANG WENRUI AS CNY 79,000

PROPOSAL #8.3: APPROVE REMUNERATION OF SUPERVISOR              ISSUER            YES             FOR                  FOR

ZHANG BEI AS CNY 73,000

PROPOSAL #9.1: APPROVE REMUNERATION OF DEPUTY GENERAL        ISSUER            YES             FOR                  FOR

 MANAGER GUO HONGBIN AS CNY 195,000

PROPOSAL #9.2: APPROVE REMUNERATION OF FINANCIAL                ISSUER            YES             FOR                  FOR

DIRECTOR ZHOU WANMIN AS CNY 78,000

PROPOSAL #10: APPROVE EXTENSION OF RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF PRIVATE PLACEMENT OF A SHARES

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS RELATED TO EXTENSION OF

RESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT OF A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Hesheng Special Material Co Ltd

  TICKER:               002290                            CUSIP:   Y83162100

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZHAO DONGMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2: ELECT XU JIN AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT LIANG XU AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT WANG ZHIMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT LIU PINGCHUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #1.6: ELECT FAN MINGCHUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT ZHANG ZHIKANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT YU WENJUAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT YU QINGBING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT QIAN PINGPING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT ZHOU XIAOCHUN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou New District Hi-Tech Industrial Co., Ltd.

  TICKER:               600736                            CUSIP:   Y8318H105

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE COMPANY'S ASSETS PURCHASE BY         ISSUER            YES             FOR                  FOR

CASH PAYMENT AND ISSUANCE OF NEW SHARES TO SPECIFIC

PARTIES AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #1.01: APPROVE OVERALL PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE TRANSACTION MANNER                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.04: APPROVE TARGET ASSET                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE TRANSACTION PRICE AND PAYMENT        ISSUER            YES             FOR                  FOR

 MANNER

PROPOSAL #1.06: APPROVE TARGET SUBSCRIBER                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.07: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #1.08: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #1.09: APPROVE TRANSFER OF OWNERSHIP OF THE         ISSUER            YES             FOR                  FOR

UNDERLYING ASSET AND THE LIABILITY FOR BREACH OF

CONTRACTUAL OBLIGATIONS

PROPOSAL #1.10: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #1.11: APPROVE ISSUE SCALE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.12: APPROVE LOCK-UP ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.13: APPROVE COMPENSATION AND PERFORMANCE         ISSUER            YES             FOR                  FOR

COMMITMENTS

PROPOSAL #1.14: APPROVE VALUATION ADJUSTMENT                       ISSUER            YES             FOR                  FOR

ARRANGEMENT

PROPOSAL #1.15: APPROVE LISTING LOCATION                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.16: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #1.17: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #1.18: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

AGREEMENT ON RELATED PARTY TRANSACTION REGARDING

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES TO SPECIFIC PARTIES AS WELL AS RAISING OF

PROPOSAL #3: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #4: APPROVE EXPLANATION ON FAIRNESS AND                ISSUER            YES             FOR                  FOR

REASONABLENESS OF TRANSACTION PRICE

PROPOSAL #5: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #6: AMEND EXTERNAL GUARANTEE MANAGEMENT                ISSUER            YES             FOR                  FOR

SYSTEM

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION IN CONNECTION TO ASSETS

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO HE ASSETS PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES AS WELL AS RAISING SUPPORTING

FUNDS

PROPOSAL #10: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #11: APPROVE SIGNING OF RELEVANT AGREEMENTS         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou New District Hi-Tech Industrial Co., Ltd.

  TICKER:               600736                            CUSIP:   Y8318H105

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM PARTIAL FINANCIAL INSTITUTIONS

PROPOSAL #6: APPROVE PROVISION OF FINANCING                        ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO WHOLLY-OWNED AND CONTROLLED

PROPOSAL #7: APPROVE PROVISION OF MUTUAL GUARANTEES          ISSUER            YES             FOR                  FOR

BETWEEN COMPANY AND SUZHOU HIGH TECH DISTRICT STATE

OWNED ASSETS MANAGEMENT CO., LTD AND ITS SUBSIDIARY

SUZHOU TECH CITY DEVELOPMENT CO., LTD

PROPOSAL #8: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS COMPANY AUDITOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS COMPANY INTERNAL CONTROL AUDITOR


 

PROPOSAL #10: APPROVE PARTIAL LAND PURCHASING AND          SHAREHOLDER        YES             FOR                  FOR

STORAGE MATTER BY COMPANY'S CONTROLLED SUBSIDIARY

SUZHOU LEYUAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou New Sea Union Telecom Technology Co Ltd

  TICKER:               002089                            CUSIP:   Y8315Z108

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER             NO              N/A                  N/A

OF NEW A SHARES

PROPOSAL #1.1: APPROVE ADJUSTMENT TO AMOUNT AND                 ISSUER             NO              N/A                  N/A

INTENDED USAGE OF RAISED FUNDS

PROPOSAL #1.2: APPROVE ADJUSTMENT TO ISSUE AMOUNT AND        ISSUER             NO              N/A                  N/A

 SUBSCRIPTION AMOUNT OF TARGET SUBSCRIBERS

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER             NO              N/A                  N/A

 A SHARES (REVISED)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #4: APPROVE ADJUSTMENT TO RELATED PARTY                ISSUER             NO              N/A                  N/A

TRANSACTIONS IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER             NO              N/A                  N/A

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT WITH TARGET

 SUBSCRIBERS

PROPOSAL #5.1: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER             NO              N/A                  N/A

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT WITH ZHANG

YIBIN

PROPOSAL #5.2: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER             NO              N/A                  N/A

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT WITH MA

LINGZHI

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER             NO              N/A                  N/A

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #7: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER             NO              N/A                  N/A

SENIOR MANAGEMENT IN CONNECTION TO COUNTER-DILUTION

MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou New Sea Union Telecom Technology Co Ltd

  TICKER:               002089                            CUSIP:   Y8315Z108

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF PRIVATE PLACEMENT        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CONTINUED PLAN OF MAJOR ASSETS          ISSUER            YES             FOR                  FOR

RESTRUCTURING AS WELL AS APPLICATION OF CONTINUED

SUSPENSION AFTER PREVIOUS SUSPENSION EXPIRED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou New Sea Union Telecom Technology Co Ltd

  TICKER:               002089                            CUSIP:   Y8315Z108

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF HUAPU TIANJIAN            ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #7: APPROVE 2016 CREDIT LINE APPLICATION              ISSUER            YES             FOR                  FOR

FROM BANKS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #9.1: ELECT ZHANG YIBIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.2: ELECT MAO ZHENFU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.3: ELECT LAN HONGBIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.4: ELECT MA CHONGJI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.5: ELECT YE JIANBIAO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.6: ELECT XU LEI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.7: ELECT YANG BOXU AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.8: ELECT YAN CHONGGUANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.9: ELECT ZHU ZHAOBIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.1: ELECT CHEN WEIMING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #11.2: ELECT GU XUEHUA AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Tianma Specialty Chemicals Co Ltd

  TICKER:               002453                            CUSIP:   Y83166101

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING BASIS, PRICING                     ISSUER            YES         AGAINST           AGAINST

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES         AGAINST           AGAINST

NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES         AGAINST           AGAINST

REGARDING SIGNING OF SHARE SUBSCRIPTION AGREEMENT

WITH TARGET SUBSCRIBERS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES         AGAINST           AGAINST

OBLIGATION BY CONTROLLING SHAREHOLDERS

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES         AGAINST           AGAINST

NEXT THREE YEARS (2016-2018)

PROPOSAL #10: APPROVE MANAGEMENT SYSTEM ON THE                   ISSUER            YES         AGAINST           AGAINST

STORAGE AND USAGE OF RAISED FUNDS

PROPOSAL #11: APPROVE DILUTION IN SPOT-RETURN AND              ISSUER            YES         AGAINST           AGAINST

COUNTER-DILUTION MEASURES AS WELL AS COMMITMENTS BY

DIRECTORS AND SENIOR MANAGEMENT MEMBERS IN CONNECTION

 TO THE PRIVATE PLACEMENT

PROPOSAL #12: APPROVE STRATEGY PLAN IN PROMOTING                ISSUER            YES         AGAINST           AGAINST

DOUBLE MAIN INDUSTRY COOPERATIVE DEVELOPMENT

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Tianma Specialty Chemicals Co Ltd

  TICKER:               002453                            CUSIP:   Y83166101

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER            YES             FOR                  FOR

CPAS AS EXTERNAL AUDITOR

PROPOSAL #8.1: APPROVE 2015 REMUNERATION OF CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE BOARD XU MIN

PROPOSAL #8.2: APPROVE 2015 REMUNERATION OF NON-                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR XIE HONG


 

PROPOSAL #8.3: APPROVE 2015 REMUNERATION OF                        ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR GUO AO

PROPOSAL #8.4: APPROVE 2015 REMUNERATION OF                        ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR LIU FENGZHEN

PROPOSAL #8.5: APPROVE 2015 REMUNERATION OF                        ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR YU RONGFA

PROPOSAL #8.6: APPROVE 2015 REMUNERATION OF VICE                ISSUER            YES             FOR                  FOR

GENERAL MANAGER AND SECRETARY OF THE BOARD OF

DIRECTORS JIA GUOHUA

PROPOSAL #8.7: APPROVE 2015 REMUNERATION OF VICE                ISSUER            YES             FOR                  FOR

GENERAL MANAGER ZHANG LAN

PROPOSAL #8.8: APPROVE 2015 REMUNERATION OF CHIEF              ISSUER            YES             FOR                  FOR

FINANCIAL OFFICER XIONG SIHUA

PROPOSAL #9.1: APPROVE 2015 REMUNERATION OF CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE SUPERVISORY BOARD JIN BAIMING

PROPOSAL #9.2: APPROVE 2015 REMUNERATION OF                        ISSUER            YES             FOR                  FOR

SUPERVISOR JIANG YONG

PROPOSAL #9.3: APPROVE 2015 REMUNERATION OF                        ISSUER            YES             FOR                  FOR

SUPERVISOR XU GUOLIANG

PROPOSAL #10: APPROVE 2016 PROVISION OF GUARANTEE FOR        ISSUER            YES         AGAINST           AGAINST

 THE BANK FINANCINGS OF SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Tianma Specialty Chemicals Co Ltd

  TICKER:               002453                            CUSIP:   Y83166101

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT WANG GUANGYU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT HU NONG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT CHEN MINGHONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.4: ELECT WANG JIAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT ZHAO XIBO AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT DING JIANCHEN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT LI DEFENG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT WANG JIACHUN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT LIU CHANG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Tianma Specialty Chemicals Co Ltd

  TICKER:               002453                            CUSIP:   Y83166101

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Victory Precision Manufacture Co Ltd

  TICKER:               002426                            CUSIP:   Y83165103

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Victory Precision Manufacture Co Ltd

  TICKER:               002426                            CUSIP:   Y83165103

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN CONNECTION TO                ISSUER            YES             FOR                  FOR

CONSTRUCTION OF LITHIUM-ION BATTERY SEPARATOR

RESEARCH, DEVELOPMENT AND MANUFACTURING BASE PROJECT

BY CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO SUZHOU            ISSUER            YES         AGAINST           AGAINST

JIELI NEW ENERGY MATERIALS CO., LTD.

PROPOSAL #3: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

AMOUNT WITH KUNSHAN LONGXIAN PHOTOELECTRIC CO., LTD.

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY FUQING FUJIE PLASTIC CO., LTD.

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SUZHOU FUQIANG TECHNOLOGY CO., LTD.

PROPOSAL #6: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SUZHOU ZHICHENG OPTICAL TECHNOLOGY

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Victory Precision Manufacture Co Ltd

  TICKER:               002426                            CUSIP:   Y83165103

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YE XIAOLIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH DONGGUAN YINTEFENG OPTICAL GLASS TECHNOLOGY CO.,

 LTD.

PROPOSAL #3: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH SHENZHEN YIFANG DIGITAL TECHNOLOGY CO., LTD.

PROPOSAL #4: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH SUZHOU ZHONGCHENG PRECISION MANUFACTURING CO.,

LTD.

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY ANHUI VICTORY PRECISION

MANUFACTURING TECHNOLOGY CO., LTD.

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY HEFEI VICTORY PRECISION

TECHNOLOGY CO., LTD.

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY VICTORY PRECISION TECHNOLOGY

(POLAND) LTD.


 

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY KUNSHAN LONGFEI PHOTOELECTRIC

 CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Victory Precision Manufacture Co Ltd

  TICKER:               002426                            CUSIP:   Y83165103

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FAIRNESS OF PRICING RELATED TO          ISSUER            YES             FOR                  FOR

THE ACQUISITION OF SUZHOU GREENPOWER NEW ENERGY

MATERIALS CO., LTD.

PROPOSAL #2: APPROVE FAIRNESS OF PRICING RELATED TO          ISSUER            YES             FOR                  FOR

THE ACQUISITION OF FUJIE PLASTIC (FUQING) CO., LTD.

PROPOSAL #3: APPROVE SIGNING OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

SUPPLEMENTAL PROFIT FORECAST COMPENSATION AGREEMENT

IN CONNECTION WITH ASSET PURCHASE BY SHARE ISSUANCE

PROPOSAL #4: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Suzhou Victory Precision Manufacture Co Ltd

  TICKER:               002426                            CUSIP:   Y83165103

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF JIANGSU TALENT        ISSUER            YES             FOR                  FOR

 CERTIFIED PUBLIC ACCOUNTANTS AS 2016 FINANCIAL

PROPOSAL #7: APPROVE REPURCHASE OF SHARES FROM THE            ISSUER            YES             FOR                  FOR

MAJOR ASSET RESTRUCTURING TARGET ASSETS WHICH HAVE

NOT FULFILLED THE PERFORMANCE COMMITMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SWANCOR IND. CO., LTD.

  TICKER:               4733                                CUSIP:   Y8317U107

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CAI CHAOYANG, WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 1, AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #4.2: ELECT TAN JUNSONG AS NON-INDEPENDENT      SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #4.3: ELECT LI YUANDONG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT WANG XIUJUN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.5: ELECT HUANG ZHENGLI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.6: ELECT CHEN JINGSONG, WITH SHAREHOLDER    SHAREHOLDER        YES         AGAINST               N/A

NO. 927, AS SUPERVISOR

PROPOSAL #4.7: ELECT YANG PANJIANG, WITH SHAREHOLDER    SHAREHOLDER        YES         AGAINST               N/A

NO. 2847, AS SUPERVISOR

PROPOSAL #4.8: ELECT CHEN GUIDUAN, WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 4605, AS SUPERVISOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

PROPOSAL #6: APPROVE ESTABLISHMENT OF NEW COMPANY VIA        ISSUER            YES             FOR                  FOR

 SHARE SWAP

PROPOSAL #7: APPROVE FORMULATION OF ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION FOR SWANCOR INTERNATIONAL INVESTMENT

HOLDINGS CO., LTD.

PROPOSAL #8: APPROVE FORMULATION OF PROCEDURES FOR            ISSUER            YES             FOR                  FOR

ENDORSEMENT AND GUARANTEES FOR SWANCOR INTERNATIONAL

INVESTMENT HOLDINGS CO., LTD.

PROPOSAL #9: APPROVE FORMULATION OF PROCEDURES                   ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS FOR

SWANCOR INTERNATIONAL INVESTMENT HOLDINGS CO., LTD.

PROPOSAL #10: APPROVE FORMULATION OF TRADING                       ISSUER            YES             FOR                  FOR

PROCEDURES GOVERNING DERIVATIVES PRODUCTS FOR SWANCOR

 INTERNATIONAL INVESTMENT HOLDINGS CO., LTD.

PROPOSAL #11: APPROVE FORMULATION OF RULES AND                   ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

FOR SWANCOR INTERNATIONAL INVESTMENT HOLDINGS CO.,

PROPOSAL #12: APPROVE FORMULATION OF RULES AND                   ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

FOR SWANCOR INTERNATIONAL INVESTMENT HOLDINGS CO.,

PROPOSAL #13: APPROVE FORMULATION OF RULES AND                   ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING DIRECTOR'S GENERAL MEETING FOR

SWANCOR INTERNATIONAL INVESTMENT HOLDINGS CO., LTD.

PROPOSAL #14.1: ELECT CAI CHAOYANG, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #14.2: ELECT TAN JUNSONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.3: ELECT YU SHIWEN, WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 4, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #14.4: ELECT WANG BAIGUI, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 11, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #14.5: ELECT CAI XIAOYI, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 18, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #14.6: ELECT CHEN JINGSONG, WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 927, AS SUPERVISOR

PROPOSAL #14.7: ELECT YANG PANJIANG, WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 2847, AS SUPERVISOR

PROPOSAL #14.8: ELECT CHEN GUIDUAN, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 4605, AS SUPERVISOR


 

PROPOSAL #15: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS  OF SWANCOR

INTERNATIONAL INVESTMENT HOLDINGS CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Syncmold Enterprise Corp.

  TICKER:               1582                                CUSIP:   Y8320D100

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Syndicate Bank Ltd.

  TICKER:               532276                            CUSIP:   Y8345G112

  MEETING DATE:   4/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO              ISSUER            YES             FOR                  FOR

GOVERNMENT OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Syndicate Bank Ltd.

  TICKER:               532276                            CUSIP:   Y8345G112

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Syngene International Ltd

  TICKER:               539268                            CUSIP:   Y8T288113

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT JOHN SHAW AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE BSR & CO. LLP AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #5: ELECT BALA S MANIAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT SURESH N TALWAR AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF KIRAN MAZUMDAR-SHAW AS MANAGING DIRECTOR

PROPOSAL #8: APPROVE ADDITIONAL BONUS TO PETER                   ISSUER            YES             FOR                  FOR

BRAINS, EXECUTIVE DIRECTOR AND CEO

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Synnex Technology International Corp.

  TICKER:               2347                                CUSIP:   Y8344J109

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Synthos SA

  TICKER:               SNS                                  CUSIP:   X9803F100

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING; ELECT MEETING CHAIRMAN               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS AND FINANCIAL STATEMENT FOR

FISCAL 2015

PROPOSAL #5.2: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS AND CONSOLIDATED FINANCIAL

STATEMENTS FOR FISCAL 2015

PROPOSAL #5.3: APPROVE ALLOCATION OF INCOME FOR                 ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #5.4.1: APPROVE DISCHARGE OF TOMASZ KALWAT          ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #5.4.2: APPROVE DISCHARGE OF ZBIGNIEW WARMUZ        ISSUER            YES             FOR                  FOR

 (DEPUTY CEO)

PROPOSAL #5.4.3: APPROVE DISCHARGE OF ZBIGNIEW LANGE         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #5.4.4: APPROVE DISCHARGE OF TOMASZ PIEC              ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #5.4.5: APPROVE DISCHARGE OF JAROSLAW ROGOZA        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #5.5.1: APPROVE DISCHARGE OF JAROSLAW                   ISSUER            YES             FOR                  FOR

GRODZKI (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #5.5.2: APPROVE DISCHARGE OF MARIUSZ                     ISSUER            YES             FOR                  FOR

WANIOLKA (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #5.5.3: APPROVE DISCHARGE OF KRZYSZTOF                 ISSUER            YES             FOR                  FOR

KWAPISZ (SUPERVISORY BOARD DEPUTY CHAIRMAN)


 

PROPOSAL #5.5.4: APPROVE DISCHARGE OF GRZEGORZ                   ISSUER            YES             FOR                  FOR

MIRONSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5.5: APPROVE DISCHARGE OF ROBERT OSKARD          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5.6: APPROVE DISCHARGE OF WOJCIECH                   ISSUER            YES             FOR                  FOR

CIESIELSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #5.6: ELECT SUPERVISORY BOARD MEMBER                      ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Systex Corp

  TICKER:               6214                                CUSIP:   Y8345P104

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6.1: ELECT HUANG,ZONG-REN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.834 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT LIN,LONG-FEN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 1043 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT CHENG,TENG-YUAN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO.951 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT LU,DA-WEI WITH SHAREHOLDER NO.3         ISSUER            YES             FOR                  FOR

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT XIAO,CHONG-HE WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.1656 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT XIE,JIN-HE WITH SHAREHOLDER                ISSUER            YES             FOR                  FOR

NO.101474 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT HUANG,TING-RONG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO.69453 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.8: ELECT HUANG,QI-RONG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.69454 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.9: ELECT LIN,ZHI-MIN, REPRESENTING CHO            ISSUER            YES             FOR                  FOR

WEI INVESTMENT CORP WITH SHAREHOLDER NO. 583 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #6.10: ELECT HUANG,YI-XIONG, REPRESENTING            ISSUER            YES             FOR                  FOR

CHO WEI INVESTMENT CORP WITH SHAREHOLDER NO. 583 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #6.11: ELECT HUANG,JIH-TSAN WITH ID                       ISSUER            YES             FOR                  FOR

NO.A100320XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.12: ELECT CHENG,HUANG-YEN WITH ID                     ISSUER            YES             FOR                  FOR

NO.N103553XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.13: ELECT CHENG,WEN-FENG WITH ID                       ISSUER            YES             FOR                  FOR

NO.X100131XXX AS INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR HUANG,ZONG-REN

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR LIN,LONG-FEN


 

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHENG,TENG-YUAN

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR LU,DA-WEI

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR XIAO,CHONG-HE

PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR XIE,JIN-HE

PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR HUANG,TING-RONG

PROPOSAL #14: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR HUANG,QI-RONG

PROPOSAL #15: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR LIN,ZHI-MIN,

REPRESENTING CHO WEI INVESTMENT CORP

PROPOSAL #16: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR HUANG,YI-XIONG,

REPRESENTING CHO WEI INVESTMENT CORP

PROPOSAL #17: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR HUANG,JIH-TSAN

PROPOSAL #18: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHENG,WEN-FENG

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SZZT Electronics CO.,LTD.

  TICKER:               002197                            CUSIP:   Y7743J108

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND MANAGEMENT SYSTEM FOR EXTERNAL              ISSUER            YES             FOR                  FOR

INVESTMENT

PROPOSAL #3: AMEND RELATED-PARTY TRANSACTION DECISION        ISSUER            YES             FOR                  FOR

 MAKING SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SZZT Electronics CO.,LTD.

  TICKER:               002197                            CUSIP:   Y7743J108

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF AS AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #3.5: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES         AGAINST           AGAINST

PRICE AND PRICING BASIS


 

PROPOSAL #3.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES         AGAINST           AGAINST

OF NEW A SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

STORAGE AND USAGE

PROPOSAL #9: ELECT LI MINGYUE AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SZZT Electronics CO.,LTD.

  TICKER:               002197                            CUSIP:   Y7743J108

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 DILUTION IN SPOT-RETURN,            ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES AND COMMITMENTS BY RELEVANT

 PARTIES IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE REVISED 2015 PLAN FOR PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE REVISED FEASIBILITY ANALYSIS              ISSUER            YES             FOR                  FOR

REPORT ON THE INTENDED USAGE OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SZZT Electronics CO.,LTD.

  TICKER:               002197                            CUSIP:   Y7743J108

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER             NO              N/A                  N/A

OF RAISED FUNDS

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE EXTENSION OF PARTIAL RAISED                ISSUER             NO              N/A                  N/A

FUNDS INVESTMENT PROJECTS


 

PROPOSAL #9: APPROVE COMPLETION OF PARTIAL RAISED              ISSUER             NO              N/A                  N/A

FUNDS INVESTMENT PROJECT AND USE OF REMAINING RAISED

FUNDS TO PERMANENTLY REPLENISH WORKING CAPITAL

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS                  ISSUER             NO              N/A                  N/A

PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS               ISSUER             NO              N/A                  N/A

PROPOSAL #12: APPROVE APPOINTMENT OF PEKING CPAS AS          ISSUER             NO              N/A                  N/A

2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SZZT Electronics CO.,LTD.

  TICKER:               002197                            CUSIP:   Y7743J108

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT ZENG SHENGQIANG AS NON-                SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.2: ELECT XU ZHONGCI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.3: ELECT FANG JIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.4: ELECT ZHANG YUEHUA AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.2.1: ELECT MA YINGBING AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.2: ELECT SUN HAIFA AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.3: ELECT DENG HONG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT XUE NING AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT LI MINGYUE AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               SZZT Electronics CO.,LTD.

  TICKER:               002197                            CUSIP:   Y7743J108

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF PERFORMANCE                     ISSUER            YES             FOR                  FOR

GUARANTEE TO CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ta Chen Stainless Pipe Co., Ltd.

  TICKER:               2027                                CUSIP:   Y8358R104

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT


 

PROPOSAL #5: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TA Enterprise Berhad

  TICKER:               TA                                    CUSIP:   Y8364D107

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2a: ELECT JORY LEONG KAM WENG AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT CHRISTOPHER KOH SWEE KIAT AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2c: ELECT RAHMAH BINTI MAHMOOD AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MOHAMED BIN ABID AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE PETER U CHIN WEI TO CONTINUE              ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #7: APPROVE JORY LEONG KAM WENG TO CONTINUE         ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE CHRISTOPHER KOH SWEE KIAT TO              ISSUER            YES         AGAINST           AGAINST

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ta Ya Electric Wire & Cable Co., Ltd.

  TICKER:               1609                                CUSIP:   Y8548S103

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taichung Commercial Bank

  TICKER:               2812                                CUSIP:   Y8371H109

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiflex Scientific Co., Ltd.

  TICKER:               8039                                CUSIP:   Y83737109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TaiGen Biopharmaceuticals Holdings Ltd

  TICKER:               4157                                CUSIP:   G86617100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #9: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #10.1: ELECT PO YOUNG CHU AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2: ELECT WENG FOUNG HUANG AS INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR


 

PROPOSAL #10.3: ELECT DAVID GAO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.4: ELECT NON-INDEPENDENT DIRECTOR NO.1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10.5: ELECT NON-INDEPENDENT DIRECTOR NO.2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10.6: ELECT NON-INDEPENDENT DIRECTOR NO.3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10.7: ELECT NON-INDEPENDENT DIRECTOR NO.4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10.8: ELECT NON-INDEPENDENT DIRECTOR NO.5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10.9: ELECT NON-INDEPENDENT DIRECTOR NO.6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS ON                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taihai Manoir Nuclear Equipment Co., Ltd.

  TICKER:               002366                            CUSIP:   Y79256106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CHANGE OF PROFIT COMPENSATION            ISSUER            YES         AGAINST           AGAINST

METHOD AND SIGNING NEW PROFIT COMPENSATION AGREEMENT

WITH SHAREHOLDER YANTAI TAIHAI GROUP CO., LTD

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE BANK COMPREHENSIVE CREDIT LINE          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiji Computer Corporation Ltd

  TICKER:               002368                            CUSIP:   Y83605108

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiji Computer Corporation Ltd

  TICKER:               002368                            CUSIP:   Y83605108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS

 RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #3: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR

 ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #4: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #5.1a: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.1b: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1c: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1d: APPROVE CONSIDERATION PAYMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.1e: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #5.1f: APPROVE ISSUE MANNER, TARGET                       ISSUER            YES             FOR                  FOR

SUBSCRIBERS AND SUBSCRIPTION METHOD

PROPOSAL #5.1g: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #5.1h: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.1i: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.1j: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1k: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #5.1l: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #5.1m: APPROVE PROFIT FORECAST COMPENSATION         ISSUER            YES             FOR                  FOR

PROPOSAL #5.1n: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2.1: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #5.2.2: APPROVE ISSUE MANNER, TARGET                     ISSUER            YES             FOR                  FOR

SUBSCRIBERS AND SUBSCRIPTION METHOD

PROPOSAL #5.2.3: APPROVE PRICING REFERENCE DATE,                ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #5.2.4: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #5.2.5: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2.6: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.2.7: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #5.2.8: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.2.9: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION IN CONNECTION TO COMPANY'S

ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS

 RAISING SUPPORTING FUNDS

PROPOSAL #7: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #8: APPROVE CONDITIONAL PROFIT FORECAST                ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT

PROPOSAL #9: APPROVE CONDITIONAL SUPPLEMENTAL ASSET          ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT

PROPOSAL #10: APPROVE CONDITIONAL SUPPLEMENTAL PROFIT        ISSUER            YES             FOR                  FOR

 FORECAST COMPENSATION AGREEMENT

PROPOSAL #11: APPROVE CONDITIONAL SUBSCRIPTION                   ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #12: APPROVE RELEVANT AUDIT REPORT AND                 ISSUER            YES             FOR                  FOR

APPRAISAL REPORT

PROPOSAL #13: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #15: APPROVE COMPLETENESS AND COMPLIANCE OF         ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #16: APPROVE WHITEWASH WAIVER AND RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tainan Spinning Co., Ltd.

  TICKER:               1440                                CUSIP:   Y83790108

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES


 

PROPOSAL #7: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #8.1: ELECT JHENG GAO HUEI, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF JIOU FU INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.472, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.2: ELECT HOU BO MING, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 YU PENG INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.214640, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT WU ZENG JHAO MEI, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF TAI BO INVESTMENT CO., LTD. WITH

SHAREHOLDER NO.497, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.4: ELECT JHUANG YING NAN, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF GUANG WEI INVESTMENT CO., LTD. WITH

 SHAREHOLDER NO.555, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.5: ELECT WU LIANG HONG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.58 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.6: ELECT JHUANG YING JHIH, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF CHENG LONG INVESTMENT CO., LTD.

WITH SHAREHOLDER NO.48, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.7: ELECT HOU BO YI, A REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

SHENG YUAN INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.140127, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.8: ELECT WU JHONG HAN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF YONG YUAN INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.513, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.9: ELECT HOU BO YU WITH SHAREHOLDER NO.13        ISSUER            YES             FOR                  FOR

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.10: ELECT YAN JHENG SYONG WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.93 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.11: ELECT CHEN HONG MO, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF SHUN HAN HONG INVESTMENT CO., LTD. WITH

SHAREHOLDER NO.244701, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.12: ELECT HOU WUN TENG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.62029 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.13: ELECT HE JING HUA, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF MAO JIANG INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.219904, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.14: ELECT JHANG YI JHEN, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF YU PENG INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.214640, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.15: ELECT HOU JHIH SHENG, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF SHENG YUAN INVESTMENT CO., LTD.

WITH SHAREHOLDER NO.140127, AS NON-INDEPENDENT

PROPOSAL #8.16: ELECT HOU JHIH YUAN, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF SIN YONG SING INVESTMENT CO., LTD. WITH

SHAREHOLDER NO.417, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.17: ELECT DAI CIAN WITH ID NO.D100012XXX         ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

PROPOSAL #8.18: ELECT NIE PENG LING WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.0082716 AS INDEPENDENT DIRECTOR

PROPOSAL #8.19: ELECT CIOU WUN HUEI WITH ID                        ISSUER            YES             FOR                  FOR

NO.B220413XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.20: ELECT CAI ZONG YI WITH ID                            ISSUER            YES             FOR                  FOR

NO.D120854XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS AND


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taishin Financial Holding Co., Ltd.

  TICKER:               2887                                CUSIP:   Y84086100

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE ISSUANCE OF UP TO 1 BILLION OF          ISSUER            YES             FOR                  FOR

CLASS E PREFERRED SHARES AND APPROVAL OF CURRENT

SHAREHOLDERS TO WAIVE EXISTING PREEMPTIVE RIGHTS

PROPOSAL #6: APPROVE ISSUANCE OF UP TO 1.5 BILLION OF        ISSUER            YES             FOR                  FOR

 CLASS F PREFERRED SHARES AND APPROVAL OF CURRENT

SHAREHOLDERS TO WAIVE EXISTING PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Acceptance Corporation

  TICKER:               9941                                CUSIP:   Y84124109

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #9.1: ELECT CHEN KUO JUNG, REPRESENTING                ISSUER            YES             FOR                  FOR

YULON MOTOR CO.,LTD WITH SHAREHOLDER NO. 3 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT CHEN LI LIEN, REPRESENTING YULON        ISSUER            YES             FOR                  FOR

 MOTOR CO.,LTD WITH SHAREHOLDER NO. 3 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT YAO CHEN HSIANG, REPRESENTING            ISSUER            YES             FOR                  FOR

YULON MOTOR CO.,LTD WITH SHAREHOLDER NO. 3 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT CHANG,LIANG, REPRESENTING YULON         ISSUER            YES             FOR                  FOR

MANAGEMENT CO.,LTD WITH SHAREHOLDER NO. 53061 AS NON-

INDEPENDENT DIRECTOR


 

PROPOSAL #9.5: ELECT TSAI WEN JUNG, REPRESENTING                ISSUER            YES             FOR                  FOR

YULON MANAGEMENT CO.,LTD WITH SHAREHOLDER NO. 53061

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT HU KAI CHANG, REPRESENTING YULON        ISSUER            YES             FOR                  FOR

 MANAGEMENT CO.,LTD WITH SHAREHOLDER NO. 53061 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT HSU KUO HSING, REPRESENTING                ISSUER            YES             FOR                  FOR

YULON MANAGEMENT CO.,LTD WITH SHAREHOLDER NO. 53061

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT LIU SHUN JEN WITH ID NO.                     ISSUER            YES             FOR                  FOR

A123194XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT HSIEH I HUNG WITH ID NO.                     ISSUER            YES             FOR                  FOR

F122232XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.10: ELECT CHOU CHUNG CHI WITH ID NO.                ISSUER            YES             FOR                  FOR

Q100668XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Business Bank

  TICKER:               2834                                CUSIP:   Y8414R106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Cement Corp.

  TICKER:               1101                                CUSIP:   Y8415D106

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT HSIEH CHI CHIA, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF FU PIN INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

20420701, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT CHEN CHI TE, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

HENG QIANG INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

20420700, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT DAVID CARR MICHAEL,                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF C.F. KOO FOUNDATION WITH

SHAREHOLDER NO. 20178935, AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #4.4: ELECT CHENG MING YEH WITH ID NO.                 ISSUER            YES             FOR                  FOR

A101776XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Cogeneration Corp.

  TICKER:               8926                                CUSIP:   Y84162109

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Cooperative Financial Holding Co.,Ltd.

  TICKER:               5880                                CUSIP:   Y8374C107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

CHEN,SHIAN-JUH

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

LIN,JUNG-HUA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan FamilyMart Co., Ltd.

  TICKER:               5903                                CUSIP:   Y24098108

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS


 

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Fertilizer Co., Ltd.

  TICKER:               1722                                CUSIP:   Y84171100

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Fire & Marine Insurance Co., Ltd.

  TICKER:               2832                                CUSIP:   Y8417C106

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Glass Industrial Corp.

  TICKER:               1802                                CUSIP:   Y8420M109

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Hon Chuan Enterprise Co. Ltd.

  TICKER:               9939                                CUSIP:   Y8421M108

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Land Development Corp

  TICKER:               2841                                CUSIP:   Y8416V105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISTRIBUTABLE EARNINGS AND                 ISSUER            YES             FOR                  FOR

ISSUANCE OF NEW SHARES BY CAPITALIZATION OF CAPITAL

RESERVE

PROPOSAL #5: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Liposome Company Ltd.

  TICKER:               4152                                CUSIP:   Y8T07J106

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Mask Corp.

  TICKER:               2338                                CUSIP:   Y8429S107

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION


 

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE AND LEGAL RESERVE

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Mobile Co., Ltd.

  TICKER:               3045                                CUSIP:   Y84153215

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND ENDORSEMENT AND GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Navigation Co., Ltd.

  TICKER:               2617                                CUSIP:   Y84319105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Paiho Co., Ltd.

  TICKER:               9938                                CUSIP:   Y8431R105

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Printed Circuit Board Techvest Co., Ltd.

  TICKER:               8213                                CUSIP:   Y84126104

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Secom Co. Ltd.

  TICKER:               9917                                CUSIP:   Y8461H100

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Semiconductor Co., Ltd.

  TICKER:               5425                                CUSIP:   Y84623100

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Semiconductor Manufacturing Co., Ltd.

  TICKER:               2330                                CUSIP:   874039100

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE BUSINESS OPERATIONS REPORT AND        ISSUER            YES             FOR                  FOR

 FINANCIAL STATEMENTS

PROPOSAL #2.2: APPROVE PROFIT DISTRIBUTION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Semiconductor Manufacturing Co., Ltd.

  TICKER:               2330                                CUSIP:   Y84629107

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Shin Kong Security Co., Ltd.

  TICKER:               9925                                CUSIP:   Y8462M108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Styrene Monomer Corp.

  TICKER:               1310                                CUSIP:   Y84630105

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT WU YIQING, REPRESENTATIVE OF          SHAREHOLDER        YES             FOR                  N/A

HEHE INTERNATIONAL DEVELOPMENT CO., LTD., WITH

SHAREHOLDER NO. 180022, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.2: ELECT WU YIHAN, REPRESENTATIVE OF HEHE   SHAREHOLDER        YES             FOR                  N/A

 INTERNATIONAL DEVELOPMENT CO., LTD., WITH

SHAREHOLDER NO. 180022, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.3: ELECT WANG HONGREN, WITH SHAREHOLDER      SHAREHOLDER         NO              N/A                  N/A

NO. 179293, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.4: ELECT WU QINGDIAN, REPRESENTATIVE OF      SHAREHOLDER        YES             FOR                  N/A

MEIHAO INDUSTRIAL CO., LTD., WITH SHAREHOLDER NO.

1007514, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.5: ELECT JIAO ZHISHENG, REPRESENTATIVE OF   SHAREHOLDER         NO              N/A                  N/A

 MEIHAO INDUSTRIAL CO., LTD., WITH SHAREHOLDER NO.

1007514, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.6: ELECT LIU ZHENGYUAN, WITH SHAREHOLDER    SHAREHOLDER        YES             FOR                  N/A

NO. 147290, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.7: ELECT YU BOYUAN, WITH SHAREHOLDER NO.    SHAREHOLDER         NO              N/A                  N/A

A110401XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.8: ELECT LIN WENYUAN, REPRESENTATIVE OF      SHAREHOLDER        YES             FOR                  N/A

TAIWAN STYRENE MONOMER INVESTMENT LTD., WITH

SHAREHOLDER NO. 209209, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.9: ELECT ZHANG ZHAOSHUN, REPRESENTATIVE      SHAREHOLDER        YES             FOR                  N/A

OF TAIWAN STYRENE MONOMER INVESTMENT LTD., WITH

SHAREHOLDER NO. 209209, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.10: ELECT CHEN BAIYUAN, REPRESENTATIVE OF   SHAREHOLDER        YES             FOR                  N/A

 TAIWAN STYRENE MONOMER INVESTMENT LTD., WITH

SHAREHOLDER NO. 209209, AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #1.11: ELECT WANG JIONGFEN, REPRESENTATIVE      SHAREHOLDER         NO              N/A                  N/A

OF TAIWAN STYRENE MONOMER INVESTMENT LTD., WITH

SHAREHOLDER NO. 209209, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.12: ELECT XU GAOWEI, REPRESENTATIVE OF        SHAREHOLDER         NO              N/A                  N/A

TAIWAN STYRENE MONOMER INVESTMENT LTD., WITH

SHAREHOLDER NO. 209209, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.13: ELECT WEI WENZHEN, REPRESENTATIVE OF    SHAREHOLDER         NO              N/A                  N/A

TAIWAN STYRENE MONOMER INVESTMENT LTD., WITH

SHAREHOLDER NO. 209209, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.14: ELECT WANG JUNHUA, REPRESENTATIVE OF    SHAREHOLDER         NO              N/A                  N/A

TAIWAN STYRENE MONOMER INVESTMENT LTD., WITH

SHAREHOLDER NO. 209209, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #1.15: ELECT ZHAO GUOSHUAI WITH SHAREHOLDER    SHAREHOLDER        YES         AGAINST               N/A

NO. N120652XXX AS INDEPENDENT DIRECTOR

PROPOSAL #1.16: ELECT ZHANG GUOQIN WITH SHAREHOLDER      SHAREHOLDER        YES             FOR                  N/A

NO. Q102314XXX AS INDEPENDENT DIRECTOR

PROPOSAL #1.17: ELECT ZHENG HUIRONG WITH SHAREHOLDER    SHAREHOLDER        YES         AGAINST               N/A

NO. J220346XXX AS INDEPENDENT DIRECTOR

PROPOSAL #1.18: ELECT JIAN JINCHENG WITH SHAREHOLDER    SHAREHOLDER        YES             FOR                  N/A

NO. S100797XXX AS INDEPENDENT DIRECTOR

PROPOSAL #1.19: ELECT GUO RENGUI, WITH SHAREHOLDER        SHAREHOLDER        YES             FOR                  N/A

NO. 200158, AS SUPERVISOR

PROPOSAL #1.20: ELECT XU WEIPING WITH SHAREHOLDER NO.   SHAREHOLDER        YES             FOR                  N/A

 206265 AS SUPERVISOR

PROPOSAL #1.21: ELECT XU DINGRUI, REPRESENTATIVE OF      SHAREHOLDER        YES         AGAINST               N/A

HONGTONG CO., LTD., WITH SHAREHOLDER NO.209228, AS

SUPERVISOR

PROPOSAL #1.22: ELECT LI SHENGCHEN, REPRESENTATIVE OF   SHAREHOLDER        YES             FOR                  N/A

 JINZHIHONG INVESTMENT CO., LTD., WITH SHAREHOLDER

NO. 209210, AS SUPERVISOR

PROPOSAL #1.23: ELECT WENG ZHONGJUN, REPRESENTATIVE      SHAREHOLDER        YES         AGAINST               N/A

OF JINZHIHONG INVESTMENT CO., LTD., WITH SHAREHOLDER

NO. 209210, AS SUPERVISOR

PROPOSAL #1.24: ELECT HONG RENJIE, REPRESENTATIVE OF    SHAREHOLDER        YES         AGAINST               N/A

JINZHIHONG INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

 209210, AS SUPERVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Styrene Monomer Corp.

  TICKER:               1310                                CUSIP:   Y84630105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Surface Mounting Technology Corp.

  TICKER:               6278                                CUSIP:   Y84660102

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT WU KAIYUN, WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT LIN WENQING, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 5, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT SHEN XIANHAN, WITH ID NO.                   ISSUER            YES             FOR                  FOR

P100930XXX, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT WANG JIAZHEN, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 234, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT WU YUNZHONG, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 508, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT HU SHOUQIANG, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 290, AS INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT ZHANG MEIYUAN, WITH ID NO.                 ISSUER            YES             FOR                  FOR

B220123XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT CHEN MENGPING, WITH ID NO.                 ISSUER            YES             FOR                  FOR

K220837XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT LIN WENZHANG, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 290, AS SUPERVISOR

PROPOSAL #4.10: ELECT XIAO XUEFENG, WITH ID NO.                 ISSUER            YES             FOR                  FOR

A223083XXX, AS SUPERVISOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiwan Tea Corp.

  TICKER:               2913                                CUSIP:   Y84720104

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiyen Biotech Co., Ltd.

  TICKER:               1737                                CUSIP:   Y8460R109

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CHEN GUAN-PING WITH ID NO.                 ISSUER             NO              N/A                  N/A

F10257XXXX AS INDEPENDENT DIRECTOR


 

PROPOSAL #4.2: ELECT CAI YU-QIN WITH ID NO.                        ISSUER            YES             FOR                  FOR

R22214XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT  XU HONG-DING WITH ID NO.                   ISSUER            YES             FOR                  FOR

E10096XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT XIE WEN-ZHEN WITH ID NO.                     ISSUER             NO              N/A                  N/A

N20335XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT QIU JUN-RONG WITH ID                            ISSUER             NO              N/A                  N/A

NO.T12085XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT ZHENG GUORONG, A REPRESENTATIVE    SHAREHOLDER        YES         AGAINST               N/A

OF MINISTRY OF ECONOMIC AFFAIRS, WITH SHAREHOLDER NO.

 1 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT CHEN SIMING, A REPRESENTATIVE OF   SHAREHOLDER        YES         AGAINST               N/A

 MINISTRY OF ECONOMIC AFFAIRS, WITH SHAREHOLDER NO. 1

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT LAI ZHENGNENG, A REPRESENTATIVE    SHAREHOLDER        YES         AGAINST               N/A

OF MINISTRY OF ECONOMIC AFFAIRS, WITH SHAREHOLDER NO.

 1 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT ZHANG YALI WITH SHAREHOLDER NO.    SHAREHOLDER        YES         AGAINST               N/A

170054 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT NON-INDEPENDENT DIRECTOR NO. 1     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.11: ELECT NON-INDEPENDENT DIRECTOR NO. 2     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.12: ELECT NON-INDEPENDENT DIRECTOR NO. 3     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.13: ELECT YU QINGKUN AS SUPERVISOR                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.14: ELECT TANG HONGDE WITH ID NO.                 SHAREHOLDER        YES         AGAINST               N/A

T120629937 AS SUPERVISOR

PROPOSAL #4.15: ELECT SUPERVISOR NO. 1                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiyuan Coal Gasification Co., Ltd.

  TICKER:               000968                            CUSIP:   Y7701B105

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES APPLIED BY THE CONTROLLED

SUBSIDIARY, TAIYUAN COAL CHEMICAL LONGQUAN ENERGY

DEVELOPMENT CO., LTD. AMOUNTING TO CNY 300 MILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiyuan Coal Gasification Co., Ltd.

  TICKER:               000968                            CUSIP:   Y7701B105

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CONTINUED                     ISSUER            YES             FOR                  FOR

SUSPENSION OF TRADING DUE TO MAJOR ASSET


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiyuan Coal Gasification Co., Ltd.

  TICKER:               000968                            CUSIP:   Y7701B105

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiyuan Heavy Industry Co., Ltd.

  TICKER:               600169                            CUSIP:   Y8481T100

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RISK WARNING REGARDING DILUTION         ISSUER            YES             FOR                  FOR

IN SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2.00: APPROVE ADJUSTMENT TO PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.04: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (AMENDED DRAFT)

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (AMENDED DRAFT)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Taiyuan Heavy Industry Co., Ltd.

  TICKER:               600169                            CUSIP:   Y8481T100

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE APPOINTMENT OF GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS

PROPOSAL #7.01: ELECT WANG CHUANGMIN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #7.02: ELECT ZHANG ZHIDE AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.03: ELECT FAN WEIMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.04: ELECT JING BINGBIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #7.05: ELECT DU MEILIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.06: ELECT LI FUKUI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.07: ELECT LI YUMIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.08: ELECT CHANG NAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.09: ELECT WANG YING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.10: APPROVE ANNUAL BEFORE-TAX                            ISSUER            YES             FOR                  FOR

REMUNERATION OF INDEPENDENT DIRECTORS AMOUNTING TO

CNY 50,000 PER PERSON

PROPOSAL #8.01: ELECT DING YONGPING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.02: ELECT FAN XIAOPING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.03: ELECT LUO AI AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Talaat Moustafa Group Holding

  TICKER:               TMGH                                CUSIP:   M8763H108

  MEETING DATE:   3/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER             NO              N/A                  N/A

2015

PROPOSAL #5: REELECT DIRECTORS (BUNDLED)                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #7: APPROVE REMUNERATION AND SITTING FEES OF        ISSUER             NO              N/A                  N/A

 DIRECTORS FOR FY 2016

PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2015        ISSUER             NO              N/A                  N/A

 AND FY 2016


 

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS FOR          ISSUER             NO              N/A                  N/A

FY 2015 AND 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Talkweb Information System Co Ltd

  TICKER:               002261                            CUSIP:   Y37675108

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING PRINCIPLE

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RISK WARNING REGARDING DILUTION         ISSUER            YES             FOR                  FOR

IN SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Talkweb Information System Co Ltd

  TICKER:               002261                            CUSIP:   Y37675108

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE TO BEIJING    SHAREHOLDER        YES         AGAINST               N/A

BOFANG CULTURE MEDIA CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Talkweb Information System Co Ltd

  TICKER:               002261                            CUSIP:   Y37675108

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIRECTIONAL REPURCHASE OF                   ISSUER            YES             FOR                  FOR

COMPENSATION SHARES FROM WANG WEIFENG, WEI KUN AND LI

 BIN

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO SHARE

REPURCHASE

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE ALLOWANCES OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5.1: ELECT ZHANG ZHONGGE AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #5.2: ELECT LI YUAN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT SONG JUANYI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.4: ELECT YOU ZHONGHUI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.5: ELECT LIU YAN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.6: ELECT CHANG ZHENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.7: ELECT WANG WEIFENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.8: ELECT NI ZHENGDONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.9: ELECT CHENG CONGWU AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.10: ELECT ZHANG YUE AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.11: ELECT XU CHANGLONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.1: ELECT XIAO QIANHUI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT LIU JING AS SUPERVISOR                         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tande Co Ltd

  TICKER:               600665                            CUSIP:   Y4440T109

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTING RULES FOR                        ISSUER            YES             FOR                  FOR

CUMULATIVE VOTING SYSTEM

PROPOSAL #2: APPROVE ALLOWANCE OF DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOWANCE OF SUPERVISORS                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF COMPANY'S                 ISSUER            YES             FOR                  FOR

MANAGEMENT TO HANDLE MATTERS REGARDING CHANGE IN

USAGE OF FUNDS DURING THE DURATION OF THE CORPORATE

PROPOSAL #5: APPROVE AUTHORIZATION OF COMPANY'S                 ISSUER            YES             FOR                  FOR

MANAGEMENT TO HANDLE MATTERS REGARDING CHANGE IN

USAGE OF FUNDS DURING THE DURATION OF THE MEDIUM-TERM

PROPOSAL #6.01: ELECT GONG PULING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.02: ELECT ZHU SHENING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.03: ELECT HU XIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.04: ELECT YU XIANGQIAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.05: ELECT LI BINGMAO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.06: ELECT WANG ZHIGANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.07: ELECT YANG BIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.01: ELECT BAI YONGXIU AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.02: ELECT SONG MIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.03: ELECT WANG FANGJUN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.04: ELECT YANG WEIQIAO AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.01: ELECT NIU YUEJIN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: ELECT WANG TAO AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: ELECT YANG GUIFANG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8.04: ELECT LI CHENG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tande Co Ltd

  TICKER:               600665                            CUSIP:   Y4440T109

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE AUTHORIZATION REGARDING                       ISSUER            YES             FOR                  FOR

APPLICATION FOR FINANCING CREDIT LINE FROM FINANCIAL

INSTITUTION

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #10: APPROVE COMPANY LAND RESERVATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tande Co Ltd

  TICKER:               600665                            CUSIP:   Y4440T109

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 CORPORATE BOND ISSUANCE

PROPOSAL #2.01: APPROVE PAR VALUE AND ISSUE SIZE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.03: APPROVE BOND TYPE, MATURITY AND DEBT         ISSUER            YES             FOR                  FOR

SERVICE METHOD

PROPOSAL #2.04: APPROVE ISSUE MANNER, TARGET                       ISSUER            YES             FOR                  FOR

SUBSCRIBERS AND PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.05: APPROVE CREDITWORTHINESS AND                       ISSUER            YES             FOR                  FOR

SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #2.06: APPROVE UNDERWRITING METHOD AND                 ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT

PROPOSAL #2.07: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE CORPORATE BOND ISSUANCE

PROPOSAL #5.01: APPROVE PAR VALUE AND ISSUE SIZE                ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #5.03: APPROVE BOND TYPE, MATURITY AND DEBT         ISSUER            YES             FOR                  FOR

SERVICE METHOD

PROPOSAL #5.04: APPROVE ISSUE MANNER, TARGET                       ISSUER            YES             FOR                  FOR

SUBSCRIBERS AND PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #5.05: APPROVE CREDITWORTHINESS AND                       ISSUER            YES             FOR                  FOR

SAFEGUARD MEASURES OF DEBTS REPAYMENT


 

PROPOSAL #5.06: APPROVE UNDERWRITING METHOD AND                 ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT

PROPOSAL #5.07: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #5.08: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tangshan Jidong Cement Co., Ltd.

  TICKER:               000401                            CUSIP:   Y8534M102

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN ACCOUNTING ESTIMATES          ISSUER            YES             FOR                  FOR

REGARDING DEPRECIATION OF FIXED ASSETS

PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS VIA         ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #3: APPROVE ISSUANCE OF LONG-TERM RIGHT-               ISSUER            YES             FOR                  FOR

BEARING MEDIUM TERM NOTES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tangshan Jidong Cement Co., Ltd.

  TICKER:               000401                            CUSIP:   Y8534M102

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE EXTERNAL GUARANTEE                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF FINANCING GUARANTEE        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPOINT APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPOINT APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #10: APPROVE FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tangshan Port Group Co Ltd

  TICKER:               601000                            CUSIP:   Y8488K102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2.01: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.02: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TRANSACTION PRICE AND PRICE          ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #2.04: APPROVE PAYMENT MANNER                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE CASH PAYMENT TERM                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE TARGET SUBSCRIBERS AND ISSUE         ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.08: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.09: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.13: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.14: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.15: APPROVE IMPAIRMENT TEST AND                        ISSUER            YES             FOR                  FOR

COMPENSATION ARRANGEMENT

PROPOSAL #2.16: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.17: APPROVE AMOUNT OF RAISED FUNDS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.18: APPROVE ISSUE TYPE AND PAR VALUE OF          ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.19: APPROVE ISSUE METHOD OF RAISING                 ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #2.20: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD OF RAISING SUPPORTING FUNDS

PROPOSAL #2.21: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE OF RAISING SUPPORTING FUNDS

PROPOSAL #2.22: APPROVE ISSUE SIZE OF RAISING                     ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #2.23: APPROVE LOCK-UP PERIOD OF RAISING              ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #2.24: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.25: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS OF RAISING SUPPORTING FUNDS

PROPOSAL #2.26: APPROVE LISTING EXCHANGE OF RAISING          ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #2.27: APPROVE RESOLUTION VALIDITY PERIOD OF        ISSUER            YES             FOR                  FOR

 RAISING SUPPORTING FUNDS

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUE OF SHARES AND CASH PAYMENT WITH

TANGSHAN PORT INDUSTRIAL GROUP CO., LTD


 

PROPOSAL #5: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT BY ISSUE OF SHARES AND CASH

PAYMENT WITH TANGSHAN PORT INDUSTRIAL GROUP CO., LTD

PROPOSAL #6: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #7: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY THE TANGSHAN PORT INDUSTRIAL GROUP CO.,

 LTD

PROPOSAL #8: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #9: APPROVE AUDIT REPORT, REVIEW REPORT AND         ISSUER            YES             FOR                  FOR

APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #11: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THIS TRANSACTION

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE CONDITIONAL ENTRUSTED ASSET              ISSUER            YES             FOR                  FOR

MANAGEMENT AGREEMENT WITH TANGSHAN PORT INDUSTRIAL

GROUP CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tangshan Port Group Co Ltd

  TICKER:               601000                            CUSIP:   Y8488K102

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCING LIMIT OF THE                ISSUER            YES             FOR                  FOR

COMPANY AND CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: ELECT WANG XIAONENG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TangShan SanYou Chemical Industries Co., Ltd.

  TICKER:               600409                            CUSIP:   Y8534X108

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TangShan SanYou Chemical Industries Co., Ltd.

  TICKER:               600409                            CUSIP:   Y8534X108

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.09: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE ESTABLISHMENT OF SPECIAL ACCOUNT        ISSUER            YES             FOR                  FOR

 FOR THE RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT AND SIGNING OF

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT WITH

CONTROLLING SHAREHOLDER

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #12: APPROVE COMMITMENTS OF CONTROLLING                ISSUER            YES             FOR                  FOR

SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT IN CONNECTION TO

COUNTER-DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TangShan SanYou Chemical Industries Co., Ltd.

  TICKER:               600409                            CUSIP:   Y8534X108

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO SIGNING OF CONDITIONAL SHARES

SUBSCRIPTION AGREEMENT WITH CONTROLLING SHAREHOLDER

PROPOSAL #2: APPROVE COMMITMENTS OF CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT IN CONNECTION TO

UNDERTAKINGS OF REMEDIAL MEASURES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TangShan SanYou Chemical Industries Co., Ltd.

  TICKER:               600409                            CUSIP:   Y8534X108

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCING PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #8: APPROVE 2016 ENTRUSTED LOAN TO                        ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #10: APPROVE 2016 INFRASTRUCTURE,                          ISSUER            YES             FOR                  FOR

TECHNOLOGICAL TRANSFORMATION PROJECT INVESTMENT PLAN

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #12: APPROVE APPOINTMENT OF 2016 INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #13: APPROVE REMUNERATION EVALUATION OF                ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #14: APPROVE GUARANTEE PROVISION PLAN TO          SHAREHOLDER        YES         AGAINST           AGAINST

SUBSIDIARIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tasly Pharmaceutical Group Co., Ltd.

  TICKER:               600535                            CUSIP:   Y88318103

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #9: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.00: APPROVE MERGE BY ABSORPTION OF 2              ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #11.01: APPROVE MERGE BY ABSORPTION OF                 ISSUER            YES             FOR                  FOR

TIANJIN TASLY SHENGTE PHARMACEUTICAL CO., LTD

PROPOSAL #11.02: APPROVE MERGE BY ABSORPTION OF                 ISSUER            YES             FOR                  FOR

TIANJIN JINSHILI NEW ENERGY CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tata Chemicals Ltd.

  TICKER:               500770                            CUSIP:   Y85478116

  MEETING DATE:   8/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT C. P. MISTRY AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tata Communications Ltd.

  TICKER:               500483                            CUSIP:   Y9371X128

  MEETING DATE:   9/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ACCEPT STANDALONE FINANCIAL STATEMENTS         ISSUER            YES             FOR                  FOR

AND STATUTORY REPORTS


 

PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT A. JHUNJHUNWALA AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: REELECT N. SRINATH AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE S.B. BILLIMORIA & CO. AS                     ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: ELECT R. RAMNATH AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT G. KATRAGADDA AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tata Consultancy Services Ltd.

  TICKER:               532540                            CUSIP:   Y85279100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE INTERIM DIVIDEND AND DECLARE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: REELECT ISHAAT HUSSAIN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPOINT BRANCH AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tata Motors Ltd.

  TICKER:               500570                            CUSIP:   Y85740267

  MEETING DATE:   8/13/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT S. BORWANKAR AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tata Power Company Ltd.

  TICKER:               500400                            CUSIP:   Y85481169

  MEETING DATE:   8/5/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS

PROPOSAL #3: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT R. GOPALAKRISHNAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: ELECT V. K. SHARMA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #8: APPROVE BRANCH AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #10: APPROVE INCREASE IN INVESTMENT LIMITS           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tata Steel Ltd.

  TICKER:               500470                            CUSIP:   Y8547N139

  MEETING DATE:   8/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT K.U. KOEHLER AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT D. K. MEHROTRA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: ELECT A. ROBB AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REVISION OF REMUNERATION OF T.          ISSUER            YES         AGAINST           AGAINST

V. NARENDRAN, MANAGING DIRECTOR

PROPOSAL #8: APPROVE REVISION OF REMUNERATION OF K.          ISSUER            YES         AGAINST           AGAINST

CHATTERJEE, EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tatneft PJSC

  TICKER:               TATN                                CUSIP:   876629205

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT RADIK GAYZATULLIN AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #5.2: ELECT NAIL IBRAGIMOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.3: ELECT LASZLO GERECS AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #5.4: ELECT RUSTAM  KHALIMOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.5: ELECT AZAT KHAMAEV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #5.6: ELECT RAIS KHISAMOV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #5.7: ELECT YURY LEVIN AS DIRECTOR                         ISSUER            YES             FOR                  N/A

PROPOSAL #5.8: ELECT NAIL MAGANOV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #5.9: ELECT RENAT MUSLIMOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.10: ELECT RINAT SABIROV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.11: ELECT VALERY SOROKIN AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #5.12: ELECT RENE STEINER AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #5.13: ELECT SHAFAGAT TAKHAUTDINOV AS                   ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.14: ELECT RAFAIL NURMUHAMETOV AS DIRECTOR        ISSUER            YES         AGAINST               N/A

PROPOSAL #6.1: ELECT KSENIYA BORZUNOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.2: ELECT RANILYA GIZATOVA AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.3: ELECT NAZILYA FARKHUTDINOVA AS MEMBER         ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #6.4: ELECT TASKIRYA NURAHKMETOVA AS MEMBER         ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #6.5: ELECT GUSEL GILFANOVA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.6: ELECT OLEG MATVEEV AS MEMBER OF AUDIT         ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #6.7: ELECT LILIYA RAKHIMZYANOVA AS MEMBER          ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #6.8: ELECT TATYANA TSYGANOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

GENERAL DIRECTOR

PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

MANAGEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tatneft PJSC

  TICKER:               TATN                                CUSIP:   X89366102

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT RADIK GAYZATULLIN AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #5.2: ELECT LASZLO GERECS AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #5.3: ELECT NAIL IBRAGIMOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.4: ELECT YURY LEVIN AS DIRECTOR                         ISSUER            YES             FOR                  N/A

PROPOSAL #5.5: ELECT NAIL MAGANOV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #5.6: ELECT RENAT MUSLIMOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.7:  ELECT RAFAIL NURMUHAMETOV AS DIRECTOR        ISSUER            YES         AGAINST               N/A

PROPOSAL #5.8: ELECT RINAT SABIROV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #5.9: ELECT VALERY SOROKIN AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.10: ELECT SHAFAGAT TAKHAUTDINOV AS                   ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.11: ELECT RUSTAM KHALIMOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.12: ELECT AZAT KHAMAEV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #5.13: ELECT RAIS KHISAMOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.14: ELECT RENE STEINER AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #6.1: ELECT KSENIYA BORZUNOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.2: ELECT RANILYA GIZATOVA AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.3: ELECT GUSEL GILFANOVA  AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.4: ELECT OLEG MATVEEV AS MEMBER OF AUDIT         ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #6.5: ELECT TASKRIYA NURAKHMETOVA AS MEMBER         ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #6.6: ELECT LILIYA RAKHIMZYANOVA AS MEMBER          ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #6.7: ELECT NAZILYA FARKHUTDINOVA AS MEMBER         ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #6.8: ELECT TATYANA TSYGANOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

GENERAL DIRECTOR

PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tatung Co.

  TICKER:               2371                                CUSIP:   Y8548J103

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #5: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tatwah Smartech Co Ltd

  TICKER:               002512                            CUSIP:   Y854AE101

  MEETING DATE:   11/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED TRANSACTION REGARDING            ISSUER            YES             FOR                  FOR

APPLICATION FOR LOAN FROM CONTROLLING SHAREHOLDER

PROPOSAL #2: APPROVE RELATED TRANSACTION REGARDING            ISSUER            YES             FOR                  FOR

ACQUISITION OF MINORITY EQUITY IN CONTROLLED

SUBSIDIARIES

PROPOSAL #2.1: APPROVE RELATED TRANSACTION REGARDING         ISSUER            YES             FOR                  FOR

ACQUISITION OF 49% MINORITY EQUITY IN CONTROLLED

SUBSIDIARY, WUHAN CENTURY JINQIAO SECURITY TECHNOLOGY

 CO., LTD.

PROPOSAL #2.2: APPROVE RELATED TRANSACTION REGARDING         ISSUER            YES             FOR                  FOR

ACQUISITION OF 49.02% MINORITY EQUITY IN CONTROLLED

SUBSIDIARY, JIANGXI YOUMA CHUANGDA SOFTWARE

TECHNOLOGY CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY OWNED (CONTROLLED) SUBSIDIARIES

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tatwah Smartech Co Ltd

  TICKER:               002512                            CUSIP:   Y854AE101

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD AND LISTING              ISSUER            YES             FOR                  FOR

EXCHANGE

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO THE COUNTER-

DILUTION MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ADDITIONAL IMPLEMENTING PARTY          ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE TELECOMMUNICATIONS CHANNEL JOINT

 VENTURE RAISED FUNDS INVESTMENT PROJECT

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO ESTABLISHMENT OF INVESTMENT FUND

PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PURCHASE OF 9.045% EQUITY OF KAYOU

PAYMENT SERVICES CO., LTD.

PROPOSAL #13.1: ELECT CAI XIAORU AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.2: ELECT CHEN RONGSHENG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.3: ELECT CAI WANTING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.4: ELECT HAN YANG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.5: ELECT ZENG GUANGSHENG AS INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.6: ELECT CEN HE AS INDEPENDENT DIRECTOR     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13.7: ELECT LIU JIE AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.1: ELECT FANG MING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #14.2: ELECT HE CAIXIA AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tatwah Smartech Co Ltd

  TICKER:               002512                            CUSIP:   Y854AE101

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE AMENDMENT TO ARTICLE OF                       ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE MANAGEMENT SYSTEM FOR DECISION-         ISSUER            YES             FOR                  FOR

MAKING AUTHORITIES OF GENERAL MEETING OF

SHAREHOLDERS, BOARD OF DIRECTORS AND CHAIRMAN OF THE

PROPOSAL #9: AMEND MANAGEMENT SYSTEM OF EXTERNAL                ISSUER            YES             FOR                  FOR

INVESTMENTS

PROPOSAL #10: APPROVE USAGE OF IDLE RAISED FUNDS TO          ISSUER            YES             FOR                  FOR

INVEST IN PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tauron Polska Energia SA

  TICKER:               TPE                                  CUSIP:   X893AL104

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: WAIVE SECRECY FOR ELECTIONS OF MEMBERS          ISSUER            YES             FOR                  FOR

OF VOTE COUNTING COMMISSION

PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #7: APPROVE ISSUANCE OF SERIES C PREFERRED          ISSUER            YES             FOR                  FOR

SHARES WITHOUT PREEMPTIVE RIGHTS; AMEND STATUTE

PROPOSAL #8: FIX NUMBER OF SUPERVISORY BOARD MEMBERS         ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT SUPERVISORY BOARD MEMBER                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tauron Polska Energia SA

  TICKER:               TPE                                  CUSIP:   X893AL104

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: WAIVE SECRECY FOR ELECTIONS OF MEMBERS          ISSUER            YES             FOR                  FOR

OF VOTE COUNTING COMMISSION

PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #10: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS IN FISCAL 2015

PROPOSAL #11: APPROVE FINANCIAL STATEMENTS FOR FISCAL        ISSUER            YES             FOR                  FOR

 2015

PROPOSAL #12: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015

PROPOSAL #13: APPROVE TREATMENT OF NET LOSS FOR                 ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #14: APPROVE DIVIDENDS OF PLN 0.10 PER SHARE        ISSUER            YES             FOR                  FOR

PROPOSAL #15.1: APPROVE DISCHARGE OF REMIGIUSZ                   ISSUER            YES             FOR                  FOR

NOWAKOWSKI (CEO)

PROPOSAL #15.2: APPROVE DISCHARGE OF JAROSLAW BRODA          ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #15.3: APPROVE DISCHARGE OF KAMIL KAMINSKI          ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #15.4: APPROVE DISCHARGE OF PIOTR                          ISSUER            YES             FOR                  FOR

ZAWISTOWSKI (DEPUTY CEO)

PROPOSAL #15.5: APPROVE DISCHARGE OF DARIUSZ LUBERA          ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #15.6: APPROVE DISCHARGE OF ALEKSANDER GRAD         ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #15.7: APPROVE DISCHARGE OF KATARZYNA                   ISSUER            YES             FOR                  FOR

ROZENFELD (DEPUTY CEO)

PROPOSAL #15.8: APPROVE DISCHARGE OF STANISLAW                   ISSUER            YES             FOR                  FOR

TOKARSKI (DEPUTY CEO)

PROPOSAL #15.9: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

ZAWADZKI (DEPUTY CEO)

PROPOSAL #15.10: APPROVE DISCHARGE OF JERZY KURELLA          ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #15.11: APPROVE DISCHARGE OF HENRYK BORCZYK         ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #15.12: APPROVE DISCHARGE OF MICHAL                       ISSUER            YES             FOR                  FOR

GRAMATYKA (DEPUTY CEO)

PROPOSAL #15.13: APPROVE DISCHARGE OF PIOTR KOLODZIEJ        ISSUER            YES             FOR                  FOR

 (DEPUTY CEO)

PROPOSAL #15.14: APPROVE DISCHARGE OF ANNA STRIZYK            ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #16.1: APPROVE DISCHARGE OF BEATA                          ISSUER            YES             FOR                  FOR

CHLODZINSKA (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #16.2: APPROVE DISCHARGE OF ANNA MANK                   ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.3: APPROVE DISCHARGE OF JACEK SZYKE                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.4: APPROVE DISCHARGE OF ANNA BIESIALSKA         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.5: APPROVE DISCHARGE OF MICHAL CZARNIK          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)


 

PROPOSAL #16.6: APPROVE DISCHARGE OF MACIEJ KONSKI            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.7: APPROVE DISCHARGE OF LESZEK                        ISSUER            YES             FOR                  FOR

KOZIOROWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.8: APPROVE DISCHARGE OF WOJCIECH                     ISSUER            YES             FOR                  FOR

MYSLECKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.9: APPROVE DISCHARGE OF RENATA WIERNIK-         ISSUER            YES             FOR                  FOR

GIZICKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.10: APPROVE DISCHARGE OF ANTONI TAJDUS          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.11: APPROVE DISCHARGE OF AGNIESZKA WOS          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.12: APPROVE DISCHARGE OF ANDRZEJ GORGOL         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.13: APPROVE DISCHARGE OF MICHAL                       ISSUER            YES             FOR                  FOR

MICHALEWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.14: APPROVE DISCHARGE OF MAREK SCIAZKO          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.15: APPROVE DISCHARGE OF MACIEJ TYBURA          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.16: APPROVE DISCHARGE OF JAROSLAW                   ISSUER            YES             FOR                  FOR

ZAGOROWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.17: APPROVE DISCHARGE OF GRZEGORZ                   ISSUER            YES             FOR                  FOR

BARSZCZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.18: APPROVE DISCHARGE OF PIOTR CIACH              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.19: APPROVE DISCHARGE OF KATARZYNA                 ISSUER            YES             FOR                  FOR

KOSINSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #17: AMEND STATUTE                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #18: AMEND REGULATIONS ON GENERAL MEETINGS           ISSUER            YES             FOR                  FOR

PROPOSAL #19: FIX NUMBER OF SUPERVISORY BOARD MEMBERS        ISSUER            YES             FOR                  FOR

PROPOSAL #20: APPROVE CHANGES IN COMPOSITION OF             SHAREHOLDER        YES         AGAINST               N/A

SUPERVISORY BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tav Havalimanlari Holding AS

  TICKER:               TAVHL                              CUSIP:   M8782T109

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #12: APPROVE SHARE REPURCHASE PROGRAM                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TCL Corporation

  TICKER:               000100                            CUSIP:   Y8549C107

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND                     ISSUER            YES             FOR                  FOR

REPAYMENT METHOD

PROPOSAL #2.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE GUARANTEE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE ISSUANCE OF CORPORATE BONDS BY          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SHENZHEN HUAXING ELECTRONIC

TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TCL Corporation

  TICKER:               000100                            CUSIP:   Y8549C107

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE ADJUSTMENT TO THE GUARANTEE                ISSUER            YES         AGAINST           AGAINST

PROVISION LIMIT TO SUBSIDIARIES

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TCL Corporation

  TICKER:               000100                            CUSIP:   Y8549C107

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TCL Multimedia Technology Holdings Ltd

  TICKER:               01070                              CUSIP:   G8701T138

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, GRANT OF        ISSUER            YES             FOR                  FOR

 SPECIFIC MANDATE AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TCL Multimedia Technology Holdings Ltd

  TICKER:               1070                                CUSIP:   G8701T138

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #3a: ELECT LI DONGSHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT YAN XIAOLIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT ALBERT THOMAS DA ROSA, JUNIOR AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3d: ELECT TSENG SHIENG-CHANG CARTER AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: ELECT WANG YIJIANG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #9: ADOPT NEW SHARE OPTION SCHEME AND                   ISSUER            YES             FOR                  FOR

TERMINATE EXISTING SHARE OPTION SCHEME


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TDG Holding Co., Ltd.

  TICKER:               600330                            CUSIP:   Y98917100

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #9.01: ELECT YE SHIJIN AS NON-INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #9.02: ELECT GONG JIEHONG AS NON-INDEPENDENT   SHAREHOLDER         NO              N/A                  N/A

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tebian Electric Apparatus Stock Co., Ltd.

  TICKER:               600089                            CUSIP:   Y8550D101

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF CNY 3 BILLION LONG-         ISSUER            YES             FOR                  FOR

TERM RIGHT-BEARING MEDIUM-TERM NOTES

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #3.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE PAR VALUE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #3.05: APPROVE METHOD FOR THE REPAYMENT OF          ISSUER            YES             FOR                  FOR

PRINCIPAL AND INTEREST

PROPOSAL #3.06: APPROVE UPWARD ADJUSTMENT TO THE                ISSUER            YES             FOR                  FOR

RIGHT OF SELECTION IN INTEREST RATE

PROPOSAL #3.07: APPROVE RIGHT OF SELECTION IN SALE-           ISSUER            YES             FOR                  FOR

BACK

PROPOSAL #3.08: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.09: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS


 

PROPOSAL #3.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #3.12: APPROVE TRADING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tebian Electric Apparatus Stock Co., Ltd.

  TICKER:               600089                            CUSIP:   Y8550D101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND FIX          ISSUER            YES             FOR                  FOR

THE REMUNERATION

PROPOSAL #8: APPROVE HEDGING AND FOREIGN EXCHANGE              ISSUER            YES             FOR                  FOR

FORWARD SETTLEMENT AND SALE BUSINESS

PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 WITH XINJIANG TBEA GROUP CO., LTD.

PROPOSAL #10: APPROVE REGISTRATION AND ISSUANCE OF            ISSUER            YES             FOR                  FOR

CNY 1 BILLION MEDIUM-TERM NOTES BY CONTROLLED

SUBSIDIARY XINTE ENERGY CO., LTD.

PROPOSAL #11: APPROVE REGISTRATION AND ISSUANCE OF            ISSUER            YES             FOR                  FOR

CNY 1 BILLION SHORT-TERM FINANCING BILLS BY

CONTROLLED SUBSIDIARY XINTE ENERGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tech Mahindra Ltd.

  TICKER:               532755                            CUSIP:   Y85491127

  MEETING DATE:   7/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS

PROPOSAL #3: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE VACANCY ON THE BOARD RESULTING          ISSUER            YES             FOR                  FOR

FROM THE RETIREMENT OF B.N. DOSHI

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tech Pro Technology Development Ltd.

  TICKER:               3823                                CUSIP:   G8729J112

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE BDO LIMITED AS AUDITOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #3a: ELECT LI WING SANG AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3b: ELECT TAM TAK WAH AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Teco Electric & Machinery Co. Ltd.

  TICKER:               1504                                CUSIP:   Y8563V106

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT JHENG,DING-WANG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED INDEPENDENT

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tekfen Holding AS

  TICKER:               TKFEN                              CUSIP:   M8788F103

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT AND FINANCIAL                   ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #11: APPROVE SHARE REPURCHASE PROGRAM                    ISSUER            YES             FOR                  FOR

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Telecom Egypt SAE

  TICKER:               ETEL                                CUSIP:   M87886103

  MEETING DATE:   8/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES 24, 25, AND 32 OF THE              ISSUER             NO              N/A                  N/A

BYLAWS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Telecom Egypt SAE

  TICKER:               ETEL                                CUSIP:   M87886103

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS FOR FY 2015         ISSUER             NO              N/A                  N/A

PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #6: APPROVE CHANGES IN THE COMPOSITION OF            ISSUER             NO              N/A                  N/A

THE BOARD FROM LAST AGM

PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY 2016        ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE SITTING FEES FOR FY 2016                      ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS FOR          ISSUER             NO              N/A                  N/A

FY 2016

PROPOSAL #10: APPROVE ALLOCATION OF INCOME FROM                 ISSUER             NO              N/A                  N/A

GENERAL RESERVE TO RETAINED EARNINGS

PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND                   ISSUER             NO              N/A                  N/A

DIVIDENDS FOR FY 2015

PROPOSAL #12: ELECT DIRECTORS (BUNDLED)                                ISSUER             NO              N/A                  N/A

PROPOSAL #13: APPROVE RESOLUTION OF DISPUTES WITH              ISSUER             NO              N/A                  N/A

CERTAIN PARTIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Telefonica Brasil S.A.

  TICKER:               VIVT4                              CUSIP:   P9T369168

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER(S) NOMINATED   SHAREHOLDER        YES         AGAINST               N/A

 BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Telekom Malaysia Berhad

  TICKER:               TM                                    CUSIP:   Y8578H118

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT MOHMAD ISA HUSSAIN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT BAZLAN OSMAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MAHMOOD FAWZY TUNKU MUHIYIDDIN AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT DAVIDE GIACOMO FEDERICO BENELLO AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE ISSUANCE OF NEW ORDINARY SHARES         ISSUER            YES             FOR                  FOR

UNDER THE DIVIDEND REINVESTMENT SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Telekom Malaysia Berhad

  TICKER:               TM                                    CUSIP:   Y8578H118

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LONG TERM INCENTIVE PLAN                     ISSUER            YES             FOR                  FOR

(PROPOSED LTIP)

PROPOSAL #2: APPROVE GRANT OF SHARES TO ZAMZAMZAIRANI        ISSUER            YES             FOR                  FOR

 MOHD ISA UNDER THE PROPOSED LTIP

PROPOSAL #3: APPROVE GRANT OF SHARES TO BAZLAN OSMAN         ISSUER            YES             FOR                  FOR

UNDER THE PROPOSED LTIP

PROPOSAL #4: APPROVE GRANT OF SHARES TO DANIAL                   ISSUER            YES             FOR                  FOR

ZAMZAMZAIRANI UNDER THE PROPOSED LTIP

PROPOSAL #5: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Telesites S.A.B. de C.V.

  TICKER:               SITES L                          CUSIP:   P90355127

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONVERSION OF SERIES L SHARES            ISSUER            YES             FOR                  FOR

INTO SERIES B-1 SHARES AND AMEND BYLAWS ACCORDINGLY

PROPOSAL #2: RATIFY DIRECTORS                                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Telkom SA SOC Limited

  TICKER:               TKG                                  CUSIP:   S84197102

  MEETING DATE:   8/26/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GRAHAM DEMPSTER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT THEMBISA DINGAAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT NUNU NTSHINGILA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT REX TOMLINSON AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT SANTIE BOTHA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT KHANYISILE KWEYAMA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT FAGMEEDAH PETERSEN-LURIE AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: RE-ELECT LOUIS VON ZEUNER AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #9: RE-ELECT ITUMELENG KGABOESELE AS MEMBER         ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #10: RE-ELECT KHOLEKA MZONDEKI AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #11: RE-ELECT LOUIS VON ZEUNER AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #12: ELECT THEMBISA DINGAAN AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #13: ELECT REX TOMLINSON AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #14: REAPPOINT ERNST & YOUNG INC AS AUDITORS        ISSUER            YES             FOR                  FOR

 OF THE COMPANY

PROPOSAL #15: PLACE AUTHORISED BUT UNISSUED SHARES            ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARIES AND OTHER RELATED ENTITIES AND INTER-

RELATED ENTITIES AND TO DIRECTORS AND PRESCRIBED

OFFICERS AND OTHER PERSONS WHO MAY PARTICIPATE IN THE

 EMPLOYEE FSP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tellhow Sci-tech Co., Ltd.

  TICKER:               600590                            CUSIP:   Y8997A108

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #7: APPROVE 2016 BANK CREDIT LINE                          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS 2016 AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

JIANGXI SPECIAL MACHINERY CO., LTD

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

JIANGXI HUIREN GROUP PHARMACEUTICAL RESEARCH

MARKETING CO., LTD

PROPOSAL #12: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL AND SHORT-TERM FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tellhow Sci-tech Co., Ltd.

  TICKER:               600590                            CUSIP:   Y8997A108

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MANAGEMENT SYSTEM FOR INCENTIVE            ISSUER            YES         AGAINST           AGAINST

FUND

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #5: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND MANAGEMENT SYSTEM FOR FUND                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH RELATED PARTIES

PROPOSAL #7: AMEND WORKING SYSTEM FOR INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE FORMULATION OF MANAGEMENT SYSTEM        ISSUER            YES             FOR                  FOR

 FOR PROVIDING EXTERNAL GUARANTEES


 

PROPOSAL #9: APPROVE FORMULATION OF RELATED-PARTY              ISSUER            YES             FOR                  FOR

TRANSACTION MANAGEMENT SYSTEM

PROPOSAL #10.01: ELECT LI JISHENG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.02: ELECT TU YANBIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tenaga Nasional Berhad

  TICKER:               TENAGA                            CUSIP:   Y85859109

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT CHOR CHEE HEUNG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT AZMAN BIN MOHD AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT NOZIRAH BINTI BAHARI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT LEO MOGGIE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT SITI NORMA BINTI YAAKOB AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: APPROVE ISSUANCE OF SHARES PURSUANT TO          ISSUER            YES             FOR                  FOR

THE LONG TERM INCENTIVE PLAN (LTIP)

PROPOSAL #10: APPROVE GRANT AND ALLOTMENT OF SHARES          ISSUER            YES             FOR                  FOR

TO AZMAN BIN MOHD UNDER THE LTIP

PROPOSAL #11: APPROVE ZAINAL ABIDIN BIN PUTIH TO                ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tencent Holdings Ltd.

  TICKER:               700                                  CUSIP:   G87572163

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT JACOBUS PETRUS (KOOS) BEKKER AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3b: ELECT IAN CHARLES STONE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TENGDA CONSTRUCTION GROUP CO LTD

  TICKER:               600512                            CUSIP:   Y8585G103

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: AMEND PARTIAL RULES AND PROCEDURES                 ISSUER            YES             FOR                  FOR

REGARDING MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: APPROVE VERIFICATION OF COMPANY                       ISSUER            YES             FOR                  FOR

FINANCING REMAINING AMOUNT FROM FINANCIAL

INSTITUTIONS AND RELATED AUTHORIZATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TENGDA CONSTRUCTION GROUP CO LTD

  TICKER:               600512                            CUSIP:   Y8585G103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS AS WELL AS

INCENTIVE EVALUATION

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Terna Energy SA

  TICKER:               TENERGY                          CUSIP:   X8979G108

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Test Research Co., Ltd.

  TICKER:               3030                                CUSIP:   Y8591M102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Test Rite International Co., Ltd.

  TICKER:               2908                                CUSIP:   Y85920109

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES VIA         ISSUER            YES             FOR                  FOR

PUBLIC PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Texhong Textile Group Ltd.

  TICKER:               2678                                CUSIP:   G87655117

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT CHENG LONGDI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT TAO XIAOMING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT TING LEUNG HUEL, STEPHEN AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3d: ELECT JI ZHONGLIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TF Administradora S. de R.L. de C.V. (TERRAFINA)

  TICKER:               TERRA 13                        CUSIP:   P2R51T187

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT OR DISMISS MEMBERS OF TRUST                   ISSUER            YES             FOR                  FOR

TECHNICAL COMMITTEE

PROPOSAL #4: APPROVE ANNUAL PROGRAM OF ISSUANCE OF            ISSUER            YES             FOR                  FOR

REAL ESTATE TRUST CERTIFICATES; AUTHORIZE ISSUANCE OF

 130 MILLION REAL ESTATE TRUST CERTIFICATES; APPROVE

GRANTING OF POWERS

PROPOSAL #5: PRESENT REPURCHASE PROGRAM OF REAL                 ISSUER            YES             FOR                  FOR

ESTATE TRUST CERTIFICATES

PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TF Administradora S. de R.L. de C.V. (TERRAFINA)

  TICKER:               TERRA 13                        CUSIP:   P2R51T187

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCENTIVE PLAN FOR CEO AND CFO           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ADVISORY AGREEMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND TRUST AGREEMENT RE: EXTENSION OF          ISSUER            YES             FOR                  FOR

DATE FOR ANNUAL SHAREHOLDER MEETING

PROPOSAL #4: AUTHORIZE COMMON REPRESENTATIVE AND OR          ISSUER            YES             FOR                  FOR

TRUSTEE TO CARRY OUT ALL NECESSARY ACTIONS TO

FORMALIZE ADOPTED RESOLUTIONS

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thai Airways International PCL

  TICKER:               THAI                                CUSIP:   Y8615C114

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REPORT FROM CHAIRMAN                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACKNOWLEDGE OPERATING RESULTS FOR 2015           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE OMISSION OF DIVIDEND                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION


 

PROPOSAL #8.1: ELECT CHAKTIP CHAIJINDA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: ELECT RATHAPOL BHAKDIBHUMI AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: ELECT KANIT SANGSUBHAN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: ELECT WEERAWONG CHITTMITTRAPAP AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.5: ELECT SOMIKIAT SIRICHATCHAI AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thai Oil Public Company Limited

  TICKER:               TOP                                  CUSIP:   Y8620B119

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACKNOWLEDGE OPERATING RESULT AND ACCEPT         ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5.1: ELECT SARUN RUNGKASIRI AS  DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT THANAKARN KERDNAIMONGKOL AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT SRIWAN EAMRUNGROJ AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT SIRI JIRAPONGPHAN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT NOPPADOL PINSUPA AS IRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thai Reinsurance Public Co. Ltd.

  TICKER:               THRE                                CUSIP:   Y8727D166

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE OMISSION OF DIVIDEND PAYMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DECREASE IN SIZE OF BOARD                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT KERATI PANICHEWA AS  DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT POTJANEE THANAVARANIT  AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT ORAN VONGSURAPHICHET AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thai Union Frozen Products PCL

  TICKER:               TUF                                  CUSIP:   Y8729T185

  MEETING DATE:   9/16/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION RE:                ISSUER            YES             FOR                  FOR

COMPANY NAME

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION RE:                   ISSUER            YES             FOR                  FOR

COMPANY NAME AND SEAL

PROPOSAL #4: APPROVE CHANGE OF THE COMPANY'S TRADING         ISSUER            YES             FOR                  FOR

SYMBOL

PROPOSAL #5: AMEND MEMORANDUM OF ASSOCIATION RE:                ISSUER            YES             FOR                  FOR

BUSINESS OPERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thai Union Group Public Company Limited

  TICKER:               TU                                    CUSIP:   Y8730K116

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT CHENG NIRUTTINANON AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT SAKDI KIEWKARNKHA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT CHAN SHUE CHUNG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT YUTAKA KYOYA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION AND BONUS OF                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE PRICE WATER HOUSE COOPERS ABAS          ISSUER            YES             FOR                  FOR

LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thai Vegetable Oil PCL

  TICKER:               TVO                                  CUSIP:   Y9013V159

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE OPERATIONS REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT CHAIPAT SAHASAKUL AS DIRECTOR             ISSUER            YES             FOR                  FOR


 

PROPOSAL #5.2: ELECT VACHARA VITAYATANAGORN AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT PACHAI CHANPITAKSA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT EKARAT WONGSUPBHASATIGUL AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thaicom PCL

  TICKER:               THCOM                              CUSIP:   Y8617K122

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS         ISSUER            YES             FOR                  FOR

AUDIT CO. LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX

 THEIR REMUNERATION

PROPOSAL #7.1: ELECT SOMPRASONG BOONYACHAI AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.2: ELECT PRASERT BUNSUMPUN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT KWEK BUCK CHYE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: APPROVE INCREASE IN BOARD SIZE                      ISSUER            YES             FOR                  FOR

PROPOSAL #8.2a: ELECT PHILIP CHEN CHONG TAN AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.2b: ELECT PATTAREEYA BENJAPOLCHAI AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ISSUANCE OF WARRANTS TO                     ISSUER            YES             FOR                  FOR

PURCHASE ORDINARY SHARES TO EMPLOYEES OF THE COMPANY

AND ITS SUBSIDIARIES

PROPOSAL #11.1: APPROVE ISSUANCE OF WARRANTS TO                 ISSUER            YES             FOR                  FOR

PAIBOON PANUWATTANAWONG

PROPOSAL #11.2: APPROVE ISSUANCE OF WARRANTS TO VUTHI        ISSUER            YES             FOR                  FOR

 ASVASERMCHAROEN

PROPOSAL #11.3: APPROVE ISSUANCE OF WARRANTS TO                 ISSUER            YES             FOR                  FOR

TEERAYUTH BOONCHOTE

PROPOSAL #11.4: APPROVE ISSUANCE OF WARRANTS TO                 ISSUER            YES             FOR                  FOR

PATOMPOB SUWANSIRI

PROPOSAL #12: INCREASE REGISTERED CAPITAL                             ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND MEMORANDUM OF ASSOCIATION TO                ISSUER            YES             FOR                  FOR

REFLECT INCREASE IN REGISTERED CAPITAL

PROPOSAL #14: APPROVE ALLOCATION OF SHARES FOR THE            ISSUER            YES             FOR                  FOR

EXERCISE OF WARRANTS TO BE ISSUED TO EMPLOYEES OF THE

 COMPANY AND ITS SUBSIDIARIES

PROPOSAL #15: APPROVE ON DETERMINATION OF THE                     ISSUER            YES             FOR                  FOR

BUSINESS DOMINATION BY FOREIGNER


 

PROPOSAL #16: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thaihot Group Co., Ltd.

  TICKER:               000732                            CUSIP:   Y8664P107

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #4: APPROVE PUBLIC ISSUE OF CORPORATE BONDS         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PUBLIC ISSUANCE OF CORPORATE              ISSUER            YES             FOR                  FOR

BONDS AMOUNTING TO CNY 4.5 BILLION

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #8: APPROVE 2015 THIRD PRIVATE PLACEMENT OF         ISSUER            YES             FOR                  FOR

CORPORATE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thaihot Group Co., Ltd.

  TICKER:               000732                            CUSIP:   Y8664P107

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

FINANCING SCHEME OF SUBSIDIARY AND EXTENSION IN THE

GUARANTEE PROVISION PERIOD

PROPOSAL #2: APPROVE JOINT CAPITAL INJECTION TO                 ISSUER            YES             FOR                  FOR

CONTROLLED-SUBSIDIARY TAIHE HOLDINGS (PINGTAN) GROUP

CO., LTD. WITH CONTROLLING SHAREHOLDER FUJIAN TAIHE

INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thaihot Group Co., Ltd.

  TICKER:               000732                            CUSIP:   Y8664P107

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #2: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY-OWNED SUBSIDIARIES AS WELL AS

EXTENSION OF GUARANTEE PERIOD

PROPOSAL #3: APPROVE ACQUSITION OF 80% EQUITY IN           SHAREHOLDER        YES             FOR                  FOR

BEIJING CHANGJI HONGYE REAL ESTATE DEVELOPMENT CO.,

LTD. IN CONNECTION TO THE PROJECT COOPERATION

DEVELOPMENT AGREEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thaihot Group Co., Ltd.

  TICKER:               000732                            CUSIP:   Y8664P107

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT            ISSUER            YES             FOR                  FOR

AND USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE AUTHORIZATION ON MANAGEMENT TEAM        ISSUER            YES             FOR                  FOR

 TO HANDLE LAND OR PROJECTS BIDDING

PROPOSAL #8: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO SUBSIDIARY AS WELL AS EXTENSION OF

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thaihot Group Co., Ltd.

  TICKER:               000732                            CUSIP:   Y8664P107

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

FINANCING OF SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thaihot Group Co., Ltd.

  TICKER:               000732                            CUSIP:   Y8664P107

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND PERIOD                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #7: APPROVE PRIVATE PLACEMENT OF SHARES                ISSUER            YES             FOR                  FOR

CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thanachart Capital PCL

  TICKER:               TCAP                                CUSIP:   Y8738D155

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: APPROVE PERFORMANCE ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

DIRECTORS FOR 2015

PROPOSAL #5.2: APPROVE REMUNERATION OF DIRECTORS FOR         ISSUER            YES             FOR                  FOR

2016

PROPOSAL #6.1: ELECT BANTERNG TANTIVIT AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT VICHIT YANAMORN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT SOMKIAT SUKDHEVA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Ambassador Hotel Ltd.

  TICKER:               2704                                CUSIP:   Y0100V103

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS


 

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Bidvest Group Ltd

  TICKER:               BVT                                  CUSIP:   S1201R162

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH MARK HOLME AS THE INDIVIDUAL

REGISTERED AUDITOR

PROPOSAL #2.1: ELECT GILLIAN MCMAHON AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT PAUL BALOYI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT ALFRED DA COSTA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: RE-ELECT ERIC DIACK AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: RE-ELECT ALEX MADITSI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: RE-ELECT NIGEL PAYNE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: RE-ELECT LORATO PHALATSE AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT PAUL BALOYI AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT ERIC DIACK AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT BONGI MASINGA AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.4: RE-ELECT NIGEL PAYNE AS CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #4.1: ADOPT PART 1 - POLICY ON BASE PACKAGE         ISSUER            YES             FOR                  FOR

AND BENEFITS

PROPOSAL #4.2: ADOPT PART 1 - POLICY ON SHORT-TERM            ISSUER            YES             FOR                  FOR

INCENTIVES

PROPOSAL #4.3: ADOPT PART 1 - POLICY ON LONG-TERM              ISSUER            YES             FOR                  FOR

INCENTIVES

PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CASH DISTRIBUTION TO                            ISSUER            YES             FOR                  FOR

SHAREHOLDERS BY WAY OF REDUCTION OF SHARE CAPITAL OR

PROPOSAL #8: AUTHORISE CREATION AND ISSUE OF                       ISSUER            YES             FOR                  FOR

CONVERTIBLE DEBENTURES OR OTHER CONVERTIBLE

PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Bidvest Group Ltd

  TICKER:               BVT                                  CUSIP:   S1201R162

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE UNBUNDLING IN TERMS OF                 ISSUER            YES             FOR                  FOR

SECTION 112 OF THE COMPANIES ACT

PROPOSAL #2: AMEND THE BIDVEST INCENTIVE SCHEME                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE BIDVEST GROUP SHARE                       ISSUER            YES             FOR                  FOR

APPRECIATION RIGHTS PLAN

PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Foschini Group Ltd

  TICKER:               TFG                                  CUSIP:   S29260155

  MEETING DATE:   9/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2015

PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY AND APPOINT P FARRAND AS THE DESIGNATED

PROPOSAL #3: RE-ELECT EDDY OBLOWITZ AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT NOMAHLUBI SIMAMANE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT TUMI MAKGABO-FISKERSTRAND AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT ANTHONY THUNSTROM AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT SAM ABRAHAMS AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #8: RE-ELECT EDDY OBLOWITZ AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #9: RE-ELECT NOMAHLUBI SIMAMANE AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #10: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: AUTHORISE THE COMPANY TO PROVIDE DIRECT         ISSUER            YES             FOR                  FOR

OR INDIRECT FINANCIAL ASSISTANCE TO A RELATED OR

INTER-RELATED COMPANY OR CORPORATION

PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED                ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Great Eastern Shipping Co., Ltd.

  TICKER:               500620                            CUSIP:   Y2857Q154

  MEETING DATE:   8/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT K.M. SHETH AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE KALYANIWALLA & MISTRY AS                     ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT R. BHAGWATI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT F. KAVARANA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: ELECT S. ACHARYA AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF B.K. SHETH AS EXECUTIVE DIRECTOR DESIGNATED AS

DEPUTY CHAIRMAN & MANAGING DIRECTOR

PROPOSAL #9: ELECT G. SHIVAKUMAR AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF        ISSUER            YES             FOR                  FOR

 G. SHIVAKUMAR AS EXECUTIVE DIRECTOR

PROPOSAL #11: APPROVE COMMISSION REMUNERATION FOR              ISSUER            YES             FOR                  FOR

NON-EXECUTIVE DIRECTORS

PROPOSAL #12: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE          ISSUER            YES             FOR                  FOR

DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Indian Hotels Co., Ltd.

  TICKER:               500850                            CUSIP:   Y3925F147

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LOANS TO LANDS END PROPERTIES            ISSUER            YES             FOR                  FOR

PRIVATE LIMITED

PROPOSAL #2: APPROVE CORPORATE GUARANTEE OR LETTER OF        ISSUER            YES             FOR                  FOR

 COMFORT FOR THE OBLIGATIONS OF SKYDECK PROPERTIES

AND DEVELOPERS LIMITED

PROPOSAL #3: APPROVE CREATION OF SECURITY OVER THE            ISSUER            YES             FOR                  FOR

SHARES OF ELEL HOTELS AND INVESTMENT LIMITED FOR

SECURING THE OBLIGATIONS OF SKYDECK PROPERTIES AND

DEVELOPERS PRIVATE LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Indian Hotels Co., Ltd.

  TICKER:               500850                            CUSIP:   Y3925F147

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Indian Hotels Co., Ltd.

  TICKER:               500850                            CUSIP:   Y3925F147

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REDUCTION OF THE SECURITIES                ISSUER            YES             FOR                  FOR

PREMIUM ACCOUNT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Indian Hotels Co., Ltd.

  TICKER:               500850                            CUSIP:   Y3925F147

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Pacific Securities Co., Ltd.

  TICKER:               601099                            CUSIP:   Y6587L104

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF SUBSIDIARY IN          ISSUER            YES             FOR                  FOR

HONG KONG

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Pacific Securities Co., Ltd.

  TICKER:               601099                            CUSIP:   Y6587L104

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINT OF BDO CHINA SHU LUN         ISSUER            YES             FOR                  FOR

PAN CPAS LLP AS 2016 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Pacific Securities Co., Ltd.

  TICKER:               601099                            CUSIP:   Y6587L104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE BOND TYPE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #1.04: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.06: APPROVE INTEREST PAYMENT PERIOD AND          ISSUER            YES             FOR                  FOR

MANNER

PROPOSAL #1.07: APPROVE CONVERSION PERIOD                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.08: APPROVE DETERMINATION OF CONVERSION          ISSUER            YES             FOR                  FOR

PRICE AND ADJUSTMENT

PROPOSAL #1.09: APPROVE TERMS FOR DOWNWARD ADJUSTMENT        ISSUER            YES             FOR                  FOR

 OF CONVERSION PRICE

PROPOSAL #1.10: APPROVE METHOD FOR DETERMINING THE            ISSUER            YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION

PROPOSAL #1.11: APPROVE TERMS OF REDEMPTION                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.12: APPROVE TERMS OF SELL-BACK                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.13: APPROVE ATTRIBUTION OF RELEVANT                 ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #1.14: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #1.15: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #1.16: APPROVE BONDHOLDERS AND PROVISIONS            ISSUER            YES             FOR                  FOR

REGARDING BONDHOLDERS' MEETING

PROPOSAL #1.17: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.18: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.19: APPROVE DEPOSIT ACCOUNT FOR RAISED            ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #1.20: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE         ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The People's Insurance Company (Group) Of China Ltd.

  TICKER:               01339                              CUSIP:   Y6800A109

  MEETING DATE:   9/10/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HUA RIXIN AS DIRECTOR OF THE                 ISSUER            YES             FOR                  FOR

SECOND SESSION OF THE BOARD

PROPOSAL #2: ELECT CHENG YUQIN AS DIRECTOR OF THE              ISSUER            YES             FOR                  FOR

SECOND SESSION OF THE BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The People's Insurance Company (Group) Of China Ltd.

  TICKER:               1339                                CUSIP:   Y6800A109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 FIXED ASSETS INVESTMENT              ISSUER            YES             FOR                  FOR

BUDGET


 

PROPOSAL #2: APPROVE ESTABLISHMENT OF THE PEOPLE'S            ISSUER            YES             FOR                  FOR

PENSION COMPANY OF CHINA LIMITED

PROPOSAL #3: APPROVE 2014 REMUNERATION SETTLEMENT              ISSUER            YES             FOR                  FOR

SCHEME OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The People's Insurance Company (Group) Of China Ltd.

  TICKER:               1339                                CUSIP:   Y6800A109

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE

TOHMATSU AS DOMESTIC AND INTERNATIONAL AUDITOR

PROPOSAL #6: ELECT WANG ZHIBIN AS DIRECTOR                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Siam Cement Public Co. Ltd.

  TICKER:               SCC                                  CUSIP:   Y7866P147

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE ANNUAL REPORT FOR YEAR 2015         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT CHIRAYU ISARANGKUN NA AYUTHAYA          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #5.2: ELECT TARRIN NIMMANAHAEMINDA AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT PRAMON SUTIWONG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT TARISA WATANAGASE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE  KPMG PHOOMCHAI AUDIT LTD. AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUB-COMMITTEE MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Spar Group Ltd

  TICKER:               SPP                                  CUSIP:   S8050H104

  MEETING DATE:   2/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1.1: ELECT MARANG MASHOLOGU AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT MIKE HANKINSON AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY AND APPOINT G KRUGER AS THE DESIGNATED

 AUDITOR

PROPOSAL #3.1: RE-ELECT CHRIS WELLS AS CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT HARISH MEHTA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #3.3: ELECT MARANG MASHOLOGU AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS PURSUANT TO THE EMPLOYEE

SHARE TRUST (2004)

PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS PURSUANT TO THE

CONDITIONAL SHARE PLAN

PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES

PROPOSAL #2: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               The Spar Group Ltd

  TICKER:               SPP                                  CUSIP:   S8050H104

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Thoresen Thai Agencies PCL

  TICKER:               TTA                                  CUSIP:   Y8808K170

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6.1: ELECT JEAN PAUL THEVENIN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT SANTI BANGOR AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT CHITRAPONGSE KWANGSUKSTITH AS            ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMITTEE MEMBERS

PROPOSAL #8: REDUCE REGISTERED CAPITAL AND AMEND                ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION TO REFLECT CHANGE IN

REGISTERED CAPITAL

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tian Di Science & Technology Co., Ltd.

  TICKER:               600582                            CUSIP:   Y8817K104

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 SEMI-ANNUAL REPORT                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 SEMI-ANNUAL CAPITALIZATION         ISSUER            YES             FOR                  FOR

OF CAPITAL RESERVES

PROPOSAL #3: APPROVE ACQUISITION OF CHINA COAL                   ISSUER            YES             FOR                  FOR

TECHNOLOGY & ENGINEERING GROUP SHANGHAI CO., LTD. AND

 CHINA COAL RESEARCH INSTITUTE CO., LTD. FROM

CONTROLLING SHAREHOLDER CHINA COAL TECH & ENGINEERING

 GROUP CO., LTD. AND IMPLEMENTATION OF EMPLOYEE STOCK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tian Di Science & Technology Co., Ltd.

  TICKER:               600582                            CUSIP:   Y8817K104

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND INTEREST RATE, METHOD OF        ISSUER            YES             FOR                  FOR

 DETERMINATION AND METHOD FOR THE REPAYMENT OF

PRINCIPAL AND INTEREST

PROPOSAL #2.05: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.07: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #2.11: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT


 

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tian Di Science & Technology Co., Ltd.

  TICKER:               600582                            CUSIP:   Y8817K104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CAPITALIZATION OF CAPITAL                   ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #7: APPROVE REMUNERATION OF AUDITORS                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR OF

THE COMPANY AND SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tiangong International Co., Ltd.

  TICKER:               826                                  CUSIP:   G88831113

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT YAN RONGHUA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT GAO XIANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3a3: ELECT YIN SHUMING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianguang Fire-Fighting Co.,Ltd.

  TICKER:               002509                            CUSIP:   Y26568108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE TRANSFER OF FIRE SERVICE RELATED        ISSUER            YES             FOR                  FOR

 ASSETS AND LIABILITY TO WHOLLY-OWNED SUBSIDIARY

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #8.1: APPROVE PAR VALUE AND ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: APPROVE ALLOCATION TO SHAREHOLDER                ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.5: APPROVE BOND INTEREST RATE                             ISSUER            YES             FOR                  FOR

PROPOSAL #8.6: APPROVE RULES ON REDEMPTION AND SALE-         ISSUER            YES             FOR                  FOR

BACK

PROPOSAL #8.7: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #8.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #8.9: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.10: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #8.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Benefo Tejing Electric Co., Ltd.

  TICKER:               600468                            CUSIP:   Y8831M102

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION IN THE RESOLUTION                ISSUER            YES             FOR                  FOR

VALIDITY PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

OF BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE

PLACEMENT

PROPOSAL #3: APPROVE ADJUSTMENT TO THE ALLOWANCE OF          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS


 

PROPOSAL #4: ELECT LI RONGLIN AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Benefo Tejing Electric Co., Ltd.

  TICKER:               600468                            CUSIP:   Y8831M102

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INCREASE IN THE SIZE OF THE                ISSUER            YES             FOR                  FOR

BOARD AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #9: BY-ELECT YANG CHUAN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Capital Environmental Protection Group Co., Ltd.

  TICKER:               600874                            CUSIP:   Y88228104

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION FOR PENG YILIN            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.01: ELECT PENG YILIN AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Capital Environmental Protection Group Co., Ltd.

  TICKER:               600874                            CUSIP:   Y88228104

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND THE                 ISSUER            YES             FOR                  FOR

SUMMARY OF THE REPORT ANNOUNCED WITHIN THE PRC AND

OVERSEAS

PROPOSAL #2: APPROVE WORKING REPORT OF THE BOARD OF          ISSUER            YES             FOR                  FOR

DIRECTORS FOR THE YEAR 2015 AND THE OPERATING

STRATEGY OF THE COMPANY FOR THE YEAR 2016

PROPOSAL #3: APPROVE FINAL FINANCIAL ACCOUNTS FOR THE        ISSUER            YES             FOR                  FOR

 YEAR 2015 AND FINANCIAL BUDGET FOR THE YEAR 2016

PROPOSAL #4: APPROVE PROFIT APPROPRIATION PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITORS AND PRICEWATERHOUSECOOPERS

AS INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION


 

PROPOSAL #6: APPROVE 2015 WORKING REPORT OF THE                 ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #7: APPROVE 2015 WORKING REPORT OF THE                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #9.00: APPROVE THE COMPANY'S COMPLIANCE WITH        ISSUER            YES             FOR                  FOR

 THE CONDITIONS IN RELATION TO THE PUBLIC ISSUE OF

THE CORPORATE BONDS TO THE QUALIFIED INVESTORS

PROPOSAL #9.01: APPROVE ISSUE SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 PUBLIC ISSUE OF THE CORPORATE BONDS TO THE QUALIFIED

 INVESTORS

PROPOSAL #9.02: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

PUBLIC ISSUE OF THE CORPORATE BONDS TO THE QUALIFIED

INVESTORS

PROPOSAL #9.03: APPROVE COUPON RATE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE PUBLIC ISSUE OF THE CORPORATE BONDS TO THE

QUALIFIED INVESTORS

PROPOSAL #9.04: APPROVE ISSUE METHOD IN RELATION TO          ISSUER            YES             FOR                  FOR

THE PUBLIC ISSUE OF THE CORPORATE BONDS TO THE

QUALIFIED INVESTORS

PROPOSAL #9.05: APPROVE GUARANTEE ARRANGEMENT IN                ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUE OF THE CORPORATE BONDS

TO THE QUALIFIED INVESTORS

PROPOSAL #9.06: APPROVE REDEMPTION TERMS OR                        ISSUER            YES             FOR                  FOR

REPURCHASE TERMS IN RELATION TO THE PUBLIC ISSUE OF

THE CORPORATE BONDS TO THE QUALIFIED INVESTORS

PROPOSAL #9.07: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PUBLIC ISSUE OF THE CORPORATE BONDS TO THE

QUALIFIED INVESTORS

PROPOSAL #9.08: APPROVE TARGETS OF ISSUE AND                       ISSUER            YES             FOR                  FOR

PLACEMENT ARRANGEMENTS FOR THE SHAREHOLDERS IN

RELATION TO THE PUBLIC ISSUE OF THE CORPORATE BONDS

TO THE QUALIFIED INVESTORS

PROPOSAL #9.09: APPROVE UNDERWRITING METHOD AND                 ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT IN RELATION TO THE PUBLIC ISSUE

OF THE CORPORATE BONDS TO THE QUALIFIED INVESTORS

PROPOSAL #9.10: APPROVE EFFECTIVE TERM OF THE                     ISSUER            YES             FOR                  FOR

RESOLUTIONS IN RELATION TO THE PUBLIC ISSUE OF THE

CORPORATE BONDS TO THE QUALIFIED INVESTORS

PROPOSAL #10: AUTHORIZE BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO HANDLE ALL MATTERS IN RELATION

 TO THE PUBLIC ISSUE OF THE CORPORATE BONDS AT ITS

ABSOLUTE DISCRETION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Capital Environmental Protection Group Co., Ltd.

  TICKER:               600874                            CUSIP:   Y88228112

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIU YUJUN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LIN WENBO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT FU YANA AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CAO SHUO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT AN PINDONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT CHEN YINXING AS DIRECTOR                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: ELECT GAO ZONGZE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT GUO YONGQING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT WANG XIANGFEI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT NIE YOUZHUANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT LI YANG AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT LI XIAOSHEN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT NIU JING AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE REMUNERATION OF SUPERVISORS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Capital Environmental Protection Group Co., Ltd.

  TICKER:               600874                            CUSIP:   Y88228112

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PENG YILIN AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION FOR PENG YILIN            SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Capital Environmental Protection Group Co., Ltd.

  TICKER:               600874                            CUSIP:   Y88228112

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND THE                 ISSUER            YES             FOR                  FOR

SUMMARY OF THE REPORT ANNOUNCED WITHIN THE PRC AND

OVERSEAS

PROPOSAL #2: APPROVE WORKING REPORT OF THE BOARD OF          ISSUER            YES             FOR                  FOR

DIRECTORS FOR THE YEAR 2015 AND THE OPERATING

STRATEGY OF THE COMPANY FOR THE YEAR 2016

PROPOSAL #3: APPROVE FINAL FINANCIAL ACCOUNTS FOR THE        ISSUER            YES             FOR                  FOR

 YEAR 2015 AND FINANCIAL BUDGET FOR THE YEAR 2016

PROPOSAL #4: APPROVE PROFIT APPROPRIATION PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITORS AND PRICEWATERHOUSECOOPERS

AS INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #6: APPROVE 2015 WORKING REPORT OF THE                 ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #7: APPROVE 2015 WORKING REPORT OF THE                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #1: APPROVE THE COMPANY'S COMPLIANCE WITH            ISSUER            YES             FOR                  FOR

THE CONDITIONS IN RELATION TO THE PUBLIC ISSUE OF THE

 CORPORATE BONDS TO THE QUALIFIED INVESTORS

PROPOSAL #2.1: APPROVE ISSUE SIZE IN RELATION TO THE         ISSUER            YES             FOR                  FOR

PUBLIC ISSUE OF THE CORPORATE BONDS TO THE QUALIFIED

INVESTORS


 

PROPOSAL #2.2: APPROVE MATURITY IN RELATION TO THE            ISSUER            YES             FOR                  FOR

PUBLIC ISSUE OF THE CORPORATE BONDS TO THE QUALIFIED

INVESTORS

PROPOSAL #2.3: APPROVE COUPON RATE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 PUBLIC ISSUE OF THE CORPORATE BONDS TO THE QUALIFIED

 INVESTORS

PROPOSAL #2.4: APPROVE ISSUE METHOD IN RELATION TO            ISSUER            YES             FOR                  FOR

THE PUBLIC ISSUE OF THE CORPORATE BONDS TO THE

QUALIFIED INVESTORS

PROPOSAL #2.5: APPROVE GUARANTEE ARRANGEMENT IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUE OF THE CORPORATE BONDS

TO THE QUALIFIED INVESTORS

PROPOSAL #2.6: APPROVE REDEMPTION TERMS OR REPURCHASE        ISSUER            YES             FOR                  FOR

 TERMS IN RELATION TO THE PUBLIC ISSUE OF THE

CORPORATE BONDS TO THE QUALIFIED INVESTORS

PROPOSAL #2.7: APPROVE USE OF PROCEEDS IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE PUBLIC ISSUE OF THE CORPORATE BONDS TO THE

QUALIFIED INVESTORS

PROPOSAL #2.8: APPROVE TARGETS OF ISSUE AND PLACEMENT        ISSUER            YES             FOR                  FOR

 ARRANGEMENTS FOR THE SHAREHOLDERS IN RELATION TO THE

 PUBLIC ISSUE OF THE CORPORATE BONDS TO THE QUALIFIED

 INVESTORS

PROPOSAL #2.9: APPROVE UNDERWRITING METHOD AND                   ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT IN RELATION TO THE PUBLIC ISSUE

OF THE CORPORATE BONDS TO THE QUALIFIED INVESTORS

PROPOSAL #2.10: APPROVE EFFECTIVE TERM OF THE                     ISSUER            YES             FOR                  FOR

RESOLUTIONS IN RELATION TO THE PUBLIC ISSUE OF THE

CORPORATE BONDS TO THE QUALIFIED INVESTORS

PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS        ISSUER            YES             FOR                  FOR

 IN RELATION TO HANDLE ALL MATTERS IN RELATION TO THE

 PUBLIC ISSUE OF THE CORPORATE BONDS AT ITS ABSOLUTE

DISCRETION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Development Holdings Ltd.

  TICKER:               882                                  CUSIP:   Y8822M103

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MASTER SALES AGREEMENT, SALES            ISSUER            YES             FOR                  FOR

ANNUAL CAPS AND RELATED TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Development Holdings Ltd.

  TICKER:               882                                  CUSIP:   Y8822M103

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT TUEN KONG, SIMON AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT CHEUNG WING YUI, EDWARD AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3c: ELECT CHENG HON KWAN AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3d: ELECT NG YI KUM, ESTELLA AS DIRECTOR             ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #3e: ELECT LOKE YU AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES         AGAINST           AGAINST

INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5D: APPROVE GRANT MANDATE TO DIRECTORS TO          ISSUER            YES             FOR                  FOR

GRANT OPTIONS UNDER SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Global Magnetic Card Co., Ltd.

  TICKER:               600800                            CUSIP:   Y8823R101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL AUDIT REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #8: APPROVE UNQUALIFIED OPINION ON                        ISSUER            YES             FOR                  FOR

EMPHASIZED MATTERS OF 2015 ANNUAL REPORT SPECIAL

PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AND              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE DUTY PERFORMANCE REPORT OF                ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Guangyu Development Co., Ltd.

  TICKER:               000537                            CUSIP:   Y88289106

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG ZHENG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Guangyu Development Co., Ltd.

  TICKER:               000537                            CUSIP:   Y88289106

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHONG AN'GANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT LAI WEITAO AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY CHONGQING LUNENG DEVELOPMENT

GROUP CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Guangyu Development Co., Ltd.

  TICKER:               000537                            CUSIP:   Y88289106

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 NEW RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION ESTIMATES

PROPOSAL #2: APPROVE 2016 PROVISION OF FINANCIAL                ISSUER            YES             FOR                  FOR

GUARANTEE TO CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Guangyu Development Co., Ltd.

  TICKER:               000537                            CUSIP:   Y88289106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE PROVISION OF COUNTER GUARANTEE          ISSUER            YES             FOR                  FOR

FOR THE FINANCIAL GUARANTEE OF CONTROLLING

SHAREHOLDER TO CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Hi-Tech Development Co., Ltd.

  TICKER:               600082                            CUSIP:   Y8824V101

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 BIDDING OF LAND USE RIGHTS         ISSUER            YES             FOR                  FOR

AND RELATED AUTHORIZATION

PROPOSAL #9: APPROVE 2016 SIGNING OF REAL ESTATE BUY         ISSUER            YES             FOR                  FOR

AND SELL AGREEMENT AND RELATED AUTHORIZATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Jinbin Development Co., Ltd.

  TICKER:               000897                            CUSIP:   Y88275105

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PAID RECOVERY OF STATE-OWNED              ISSUER            YES             FOR                  FOR

LAND USE RIGHT OF CONTROLLED SUBSIDIARY BY THE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Jinbin Development Co., Ltd.

  TICKER:               000897                            CUSIP:   Y88275105

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION OF MAXIMUM                ISSUER            YES             FOR                  FOR

CREDIT LINES

PROPOSAL #7: APPROVE 2016 APPLICATION OF LAND RESERVE        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE PAYMENT OF LOAN GUARANTEE FEES          ISSUER            YES             FOR                  FOR

FOR TIANJIN TEDA CONSTRUCTION GROUP CO., LTD.

PROPOSAL #10: ELECT GUO ZHANGBAI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.1: ELECT LIU ZHIYUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.2: ELECT DUAN YONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Lisheng Pharmaceutical Co., Ltd.

  TICKER:               002393                            CUSIP:   Y880A0106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT XU DAOQING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE ADJUSTMENT IN THE COMMITMENT OF         ISSUER            YES             FOR                  FOR

TIANJIN PHARMACEUTICAL GROUP CO., LTD.

PROPOSAL #9: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY TIANJIN BIOCHEMICAL PHARMACEUTICAL CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Port Co., Ltd.

  TICKER:               600717                            CUSIP:   Y8829Y100

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LU WEI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Port Co., Ltd.

  TICKER:               600717                            CUSIP:   Y8829Y100

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT SUMMARY                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITORS AND          ISSUER            YES             FOR                  FOR

PAYMENT OF THEIR REMUNERATION

PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #10.01: ELECT LU WEI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT ZHAO YANHU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT ZHAO MINGKUI AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.04: ELECT LI QUANYONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #10.05: ELECT ZHANG ZENGXIN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.06: ELECT SUN BIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT ZHANG XUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT GUO YAOQI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT WANG CUNJIE AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: ELECT YAO ZHIGANG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #12.03: ELECT WANG JIAN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Port Co., Ltd.

  TICKER:               600717                            CUSIP:   Y8829Y100

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT XI YOUMIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Port Development Holdings Limited

  TICKER:               3382                                CUSIP:   G88680106

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS (VOTING)

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT ZHANG RUIGANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT LI QUANYONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT YU HOUXIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT SHI JING AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT CHENG CHI PANG, LESLIE AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Quanyechang (Group) Co.,Ltd

  TICKER:               600821                            CUSIP:   Y8830H104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE OPERATIONS REPORT AND FINANCIAL         ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE INTERNAL CONTROL AUDITOR'S                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF THEIR REMUNERATION

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE TRANSFER OF 35% EQUITY IN                 ISSUER            YES             FOR                  FOR

TIANJIN QUANYE CARREFOUR SUPERMARKET CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Reality Development (Group) Co., Ltd.

  TICKER:               600322                            CUSIP:   Y88313104

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF NOT MORE THAN CNY500        ISSUER             NO              N/A                  N/A

 MILLION CORPORATE BONDS BY CONTROLLED SUBSIDIARY

TIANJIN HAIJING INDUSTRIAL CO., LTD. TO QUALIFIED

INVESTORS

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL MATTERS RELATED TO ISSUANCE OF CORPORATE BONDS

BY CONTROLLED SUBSIDIARY TIANJIN HAIJING INDUSTRIAL

CO., LTD. TO QUALIFIED INVESTORS

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ISSUANCE         ISSUER             NO              N/A                  N/A

OF CORPORATE BONDS BY CONTROLLED SUBSIDIARY TIANJIN

HAIJING INDUSTRIAL CO., LTD. TO QUALIFIED INVESTORS

PROPOSAL #4: APPROVE ISSUANCE OF NOT MORE THAN CNY700        ISSUER             NO              N/A                  N/A

 MILLION CORPORATE BONDS BY CONTROLLED SUBSIDIARY

TIANJIN HAIJING INDUSTRIAL CO., LTD.

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL MATTERS RELATED TO ISSUANCE OF CORPORATE BONDS

BY CONTROLLED SUBSIDIARY TIANJIN HAIJING INDUSTRIAL

CO., LTD.


 

PROPOSAL #6: APPROVE GUARANTEE PROVISION TO ISSUANCE         ISSUER             NO              N/A                  N/A

OF CORPORATE BONDS BY CONTROLLED SUBSIDIARY TIANJIN

HAIJING INDUSTRIAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Reality Development (Group) Co., Ltd.

  TICKER:               600322                            CUSIP:   Y88313104

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF COLLATERAL                       ISSUER            YES             FOR                  FOR

GUARANTEE TO WHOLLY-OWNED SUBSIDIARY TIANJIN HUATANG

REAL ESTATE DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Reality Development (Group) Co., Ltd.

  TICKER:               600322                            CUSIP:   Y88313104

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Reality Development (Group) Co., Ltd.

  TICKER:               600322                            CUSIP:   Y88313104

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LIQUIDITY SUPPORT          ISSUER            YES             FOR                  FOR

TO ASSOCIATE COMPANY

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDAIRY

PROPOSAL #3: ELECT YANG JIE AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT JIN ZHENGQIAO AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Songjiang Co., Ltd.

  TICKER:               600225                            CUSIP:   Y8825E108

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COOPERATION WITH RELATED PARTY          ISSUER            YES             FOR                  FOR

TIANJIN INFORMATION INFRASTRUCTURE INVESTMENT CO.,

LTD. TO ESTABLISH A COMPANY

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3.00: APPROVE ADJUSTMENTS TO THE 2015 PLAN         ISSUER            YES             FOR                  FOR

FOR PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3.01: APPROVE PRICING MANNER AND ISSUE                ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #3.02: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO THE 2015 PLAN FOR         ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #5: APPROVE AMENDMENTS TO THE FEASIBILITY            ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER            YES             FOR                  FOR

BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Songjiang Co., Ltd.

  TICKER:               600225                            CUSIP:   Y8825E108

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTROLLED SUBSIDIARY TIANJIN            ISSUER            YES             FOR                  FOR

SONGJIANG TUANPO INVESTMENT AND DEVELOPMENT CO., LTD.

 TO TRANSFER PARTIAL CONSTRUCTION IN PROGRESS THROUGH

 LISTING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Songjiang Co., Ltd.

  TICKER:               600225                            CUSIP:   Y8825E108

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT SHI WEIMING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT MA JIANCEN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.03: ELECT LIU DAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT SONG BO AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.02: ELECT HU XIAOYUN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Songjiang Co., Ltd.

  TICKER:               600225                            CUSIP:   Y8825E108

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INVESTMENT PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 EXTERNAL GUARANTEES                      ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE LOAN APPLICATION OF THE COMPANY        ISSUER            YES             FOR                  FOR

 AND CONTROLLED SUBSIDIARIES FROM RELATED PARTIES

PROPOSAL #11: APPROVE AUTHORIZATION OF CONTROLLED              ISSUER            YES             FOR                  FOR

SUBSIDIARIES TO CONDUCT FINANCIAL LEASING BUSINESS

WITH RELATED PARTIES

PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #13: APPROVE AMENDMENT TO ARTICLE OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Songjiang Co., Ltd.

  TICKER:               600225                            CUSIP:   Y8825E108

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #2: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 DEVELOPMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

LEASING BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Teda Co., Ltd.

  TICKER:               000652                            CUSIP:   Y8828U109

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING INVESTMENT AMOUNTING TO CNY 100MILLION TO

PARTICIPATE IN 2015 DIRECTIONAL CAPITAL INCREASING

PLAN OF BOHAI SECURITIES AND WAIVE PRE-EMPTIVE RIGHTS

 TOWARDS OTHERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Teda Co., Ltd.

  TICKER:               000652                            CUSIP:   Y8828U109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE GENERAL MANAGER             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 FINANCING LINE AS WELL AS          ISSUER            YES             FOR                  FOR

AUTHORIZATION OF CHAIRMAN TO SIGN RELATED LEGAL FILE

PROPOSAL #9: APPROVE 2016 GUARANTEE LINE AS WELL AS          ISSUER            YES             FOR                  FOR

AUTHORIZATION OF CHAIRMAN TO SIGN RELATED LEGAL FILE

PROPOSAL #10: APPROVE 2016 PAYMENT OF GUARANTEE FEE          ISSUER            YES             FOR                  FOR

TO TIANJIN TEDA GROUP CO., LTD

PROPOSAL #11: APPROVE INVESTMENT IN HUANGSHAN SOLID          ISSUER            YES             FOR                  FOR

WASTE TREATMENT PLANT PPP PROJECT BY CONTROLLED

SUBSIDIARY TIANJIN TEDA ENVIRONMENTAL PROTECTION CO.,

 LTD

PROPOSAL #12: APPROVE PROVISION OF MAXIMUM MORTGAGE          ISSUER            YES             FOR                  FOR

GUARANTEE BY SUBSIDIARY YANGZHOU CHANGHE ENGINEERING

DEVELOPMENT CO., LTD FOR THE COMPREHENSIVE CREDIT

LINES APPLIED BY SUBSIDIARY YANGZHOU HUAGUANG

INVESTMENT CO., LTD

PROPOSAL #13: APPROVE PROVISION OF MAXIMUM MORTGAGE          ISSUER            YES             FOR                  FOR

GUARANTEE BY SUBSIDIARY YANGZHOU CHANGHE ENGINEERING

DEVELOPMENT CO., LTD. FOR THE COMPREHENSIVE CREDIT

LINES APPLIED BY SUBSIDIARY YANGZHOU TEDA DEVELOPMENT

 CONSTRUCTION CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Tianbao Infrastructure Co., Ltd.

  TICKER:               000965                            CUSIP:   Y88237105

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Tianhai Investment Co., Ltd.

  TICKER:               600751                            CUSIP:   Y8829D114

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S BUSINESS STRATEGY                ISSUER            YES             FOR                  FOR

DEVELOPMENT PLAN

PROPOSAL #2: APPROVE CAPITAL INCREASE IN SHENZHEN              ISSUER            YES             FOR                  FOR

QIANHAI AIR SHIPPING TRADE CENTER CO., LTD.

PROPOSAL #3: APPROVE ADJUSTMENT TO 2015 DAILY RELATED        ISSUER            YES             FOR                  FOR

 PARTY TRANSACTION


 

PROPOSAL #4: APPROVE 2015 REPORT AUDITORS AND                     ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Tianhai Investment Co., Ltd.

  TICKER:               900938                            CUSIP:   Y8829D114

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED USE OF IDLE RAISED              ISSUER            YES             FOR                  FOR

FUNDS TO CONDUCT CASH MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Tianhai Investment Co., Ltd.

  TICKER:               900938                            CUSIP:   Y8829D114

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING         ISSUER            YES             FOR                  FOR

IN CONNECTION TO MAJOR ASSETS RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Tianhai Investment Co., Ltd.

  TICKER:               900938                            CUSIP:   Y8829D114

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 ACTUAL DAILY RELATED-PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN FOR              ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES WITHIN SCOPE OF CONSOLIDATION

PROPOSAL #9: APPROVE PROVISION OF MUTUAL GUARANTEE            ISSUER            YES             FOR                  FOR

WITH RELATED PARTY

PROPOSAL #10: APPROVE USE OF OWN FUNDS TO CONDUCT              ISSUER            YES             FOR                  FOR

CASH MANAGEMENT

PROPOSAL #11: APPROVE INTERNAL CONTROL SELF-                       ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Tianyao Pharmaceutical Co., Ltd.

  TICKER:               600488                            CUSIP:   Y8831N100

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1.01: ELECT YUAN YUEHUA AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT REN SHIYAN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT ZHAI LUAN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.02: ELECT SUN LIANG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Tianyao Pharmaceutical Co., Ltd.

  TICKER:               600488                            CUSIP:   Y8831N100

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF CHW CPAS AS            ISSUER            YES             FOR                  FOR

2016 AUDITOR

PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 BETWEEN COMPANY AND JIANGXI BAISI KANGRUI

PHARMACEUTICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Tianyao Pharmaceutical Co., Ltd.

  TICKER:               600488                            CUSIP:   Y8831N100

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Zhonghuan Semiconductor Co., Ltd.

  TICKER:               002129                            CUSIP:   Y88171106

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARY AND RELATED PARTY TRANSACTION

PROPOSAL #3: APPROVE CHANGE IN CHAIRMAN OF THE BOARD         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO CREDIT        ISSUER            YES             FOR                  FOR

 LINE OF SUBSIDIARY

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #6: APPROVE AUTHORIZATION TO THE MANAGEMENT         ISSUER            YES             FOR                  FOR

FOR 2016 FINANCING FROM FINANCIAL INSTITUTIONS


 

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

DONGFANG HUANCHENG SOLAR (JIANGSU) CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Zhonghuan Semiconductor Co., Ltd.

  TICKER:               002129                            CUSIP:   Y88171106

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 OFFERING OF CORPORATE BONDS

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND                     ISSUER            YES             FOR                  FOR

DETERMINATION METHOD

PROPOSAL #2.6: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ISSUANCE METHOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE GUARANTEE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE LISTING OF BONDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO PUBLIC

OFFERING OF CORPORATE BONDS

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF CORPORATE BONDS

PROPOSAL #5.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #5.3: APPROVE PAR VALUE AND ISSUANCE PRICE           ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: APPROVE BOND INTEREST RATE AND                     ISSUER            YES             FOR                  FOR

DETERMINATION METHOD

PROPOSAL #5.6: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.7: APPROVE ISSUANCE METHOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.8: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.9: APPROVE GUARANTEE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #5.11: APPROVE LISTING TRANSFER OF BONDS               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO PRIVATE

PLACEMENT OF CORPORATE BONDS


 

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY THE            ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER FOR THE COMPANY'S APPLICATION

 OF BANKING BUSINESS AND RELATED-PARTY TRANSACTION

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: APPROVE FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE PROFIT DISTRIBUTION                             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ANNUAL REPORT AND ITS SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #14: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS OF THE COMPANY AND CONTROLLED

PROPOSAL #16: ELECT ZHOU HONG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #17: ELECT ZHANG XIONGWEI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #18: APPROVE PROVISION OF GUARANTEES FOR              ISSUER            YES             FOR                  FOR

BANK CREDIT LINE APPLICATIONS OF SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianjin Zhongxin Pharmaceutical Group Corporation Ltd.

  TICKER:               600329                            CUSIP:   Y8815V102

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ADOPT CHAIRMAN'S REPORT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADOPT DIRECTORS' REPORT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADOPT SUPERVISORY COMMITTEES' REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #4: ADOPT FINANCIAL REPORT AND AUDIT REPORT         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION SCHEME                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF TIMOTHY CHEN              ISSUER            YES             FOR                  FOR

TECK-LENG

PROPOSAL #7: APPROVE REMUNERATION OF TOE TEOW HENG             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF QIANG ZHI YUAN           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF GAO XUE MIN                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION OF MEMBERS OF                ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #12: ELECT WANG ZHI QIANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT TOE TEOW HENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #14: ELECT YAN MIN AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15: ELECT YU HONG AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #16: ELECT XIE QING FENG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE MANDATE FOR INTERESTED PERSON          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #19: APPROVE LOAN FACILITY GRANTED TO THE            ISSUER            YES         AGAINST           AGAINST

COMPANY

PROPOSAL #20: APPROVE PROVISION OF CORPORATE                       ISSUER            YES         AGAINST           AGAINST

GUARANTEE TO CHENGDU ZHONG XIN PHARMACEUTICALS CO.,

PROPOSAL #21: APPROVE EXTENSION OF TIME TO PERFORM            ISSUER            YES             FOR                  FOR

THE NON-COMPETE UNDERTAKING BY TIANJIN PHARMACEUTICAL

 GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianma Bearing Group Co Ltd.

  TICKER:               002122                            CUSIP:   Y9892S103

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 PHASE I EMPLOYEE SHARE                ISSUER            YES             FOR                  FOR

PURCHASE PLAN (DRAFT) AND ITS SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD IN            ISSUER            YES             FOR                  FOR

RELATION TO EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #3: APPROVE FORMULATION OF MANAGEMENT RULES         ISSUER            YES             FOR                  FOR

FOR 2016 PHASE I EMPLOYEE SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianma Bearing Group Co Ltd.

  TICKER:               002122                            CUSIP:   Y9892S103

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CONFIRMATION ON THE 2015                     ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE TERMINATION OF THE PLAN FOR                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #8: APPROVE 2016 DIALY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINES BY THE COMPANY AND SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianma Microelectronics Co., Ltd.

  TICKER:               000050                            CUSIP:   Y77427105

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY THE SUBSIDIARY

SHANGHAI TIANMA XIANGLIANYING CO., LTD

PROPOSAL #2: ELECT ZHONG SIJUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianma Microelectronics Co., Ltd.

  TICKER:               000050                            CUSIP:   Y77427105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND DIVIDEND        ISSUER            YES             FOR                  FOR

 PAYOUT

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE FINANCIAL SERVICE AGREEMENT WITH        ISSUER            YES             FOR                  FOR

 CHINA AVIATION INDUSTRY GROUP FINANCE CO., LTD.

PROPOSAL #8.1.1: ELECT YOU LEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.1.2: ELECT ZHU JUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.1.3: ELECT WANG MINGCHUAN AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #8.1.4: ELECT LIU AIYI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.1.5: ELECT ZHONG SIJUN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #8.1.6: ELECT LIU JINGYU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.2.1: ELECT XIE HANPING AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.2.2: ELECT CHEN ZETONG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.2.3: ELECT CHEN HAN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.1: ELECT CHEN HONGLIANG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.2: ELECT SHENG FAN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.3: ELECT XU BIN AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT               SHAREHOLDER        YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR                   SHAREHOLDER        YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianneng Power International Ltd

  TICKER:               819                                  CUSIP:   G8655K109

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT CHEN MINRU AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3b: ELECT ZHANG KAIHONG AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3c: ELECT SHI BORONG AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3d: ELECT GUO KONGHUI AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3e: ELECT WU FENG AS DIRECTOR AND AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX HIS REMUNERATION

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianrun Crankshaft Co Ltd

  TICKER:               002283                            CUSIP:   Y8817C102

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CONTINUED SUSPENSION OF LISTING         ISSUER            YES             FOR                  FOR

DUE TO MAJOR ASSETS RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tianshui Huatian Technology Co., Ltd.

  TICKER:               002185                            CUSIP:   Y8817B104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE SPECIAL REPORT OF BOARD OF                 ISSUER            YES             FOR                  FOR

DIRECTORS ON THE DEPOSIT AND USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 HANGZHOU SILAN MICROELECTRONICS CO., LTD.

PROPOSAL #8.2: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 HANGZHOU YOUWANG ELECTRONICS CO., LTD.

PROPOSAL #8.3: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 TIANSHUI HUATIAN ELECTRONICS GROUP CO., LTD. AND ITS

 SUBSIDIARIES

PROPOSAL #8.4: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 JIANGSU HUAHAI CHENGKE NEW MATERIALS CO., LTD.

PROPOSAL #9.1: ELECT XIAO SHENGLI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.2: ELECT WANG JUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.3: ELECT LIU JIANJUN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.4: ELECT LI LIUJUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.5: ELECT ZHOU YONGSHOU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #9.6: ELECT CUI WEIBING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.1: ELECT TENG JINGXIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2: ELECT CHEN BINCAI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.3: ELECT MENG ZHAOSHENG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1: ELECT LUO HUABING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.2: ELECT ZHANG LIPING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet 5100 Water Resources Holdings Ltd.

  TICKER:               01115                              CUSIP:   G88612109

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE COMPANY NAME AND FOREIGN NAME               ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Cheezheng Tibetan Medicine Co Ltd

  TICKER:               002287                            CUSIP:   Y8843L100

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USAGE OF EXCESS RAISED FUNDS AND        ISSUER            YES             FOR                  FOR

 OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Cheezheng Tibetan Medicine Co Ltd

  TICKER:               002287                            CUSIP:   Y8843L100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF PEKING CPAS AS            ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Galaxy Science & Technology Development Co. Ltd.

  TICKER:               000752                            CUSIP:   Y5276S107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PAYMENT OF REMUNERATION TO                 ISSUER            YES             FOR                  FOR

SHINEWING CPAS AND 2016 APPOINTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Mineral Development Co., Ltd.

  TICKER:               000762                            CUSIP:   Y88358109

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF               SHAREHOLDER        YES             FOR                  N/A

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Rhodiola Pharmaceutical Holding Co., Ltd.

  TICKER:               600211                            CUSIP:   Y9722L104

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE USE OF IDLE FUNDS TO INVEST IN          ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Rhodiola Pharmaceutical Holding Co., Ltd.

  TICKER:               600211                            CUSIP:   Y9722L104

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PURCHASE OF IMDUR RELATED ASSETS        ISSUER            YES             FOR                  FOR

 AND RELATED PARTY TRANSACTIONS

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #3.01: APPROVE TRANSACTION TARGET,                        ISSUER            YES             FOR                  FOR

TRANSACTION MANNER AND TRANSACTION PARTIES

PROPOSAL #3.02: APPROVE TRANSACTION PRICE AND PRICING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #3.03: APPROVE PAYMENT MANNER                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE TIME ARRANGEMENTS FOR ASSET          ISSUER            YES             FOR                  FOR

DELIVERY OR TRANSFER

PROPOSAL #3.05: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.06: APPROVE ASSET RELATED EMPLOYEE                   ISSUER            YES             FOR                  FOR

ARRANGEMENTS


 

PROPOSAL #3.07: APPROVE TRANSACTION AGREEMENT                     ISSUER            YES             FOR                  FOR

SIGNING, FUNDS AND OTHER RELATED ARRANGEMENTS

PROPOSAL #3.08: APPROVE TIME AND CONDITIONS FOR MAJOR        ISSUER            YES             FOR                  FOR

 ASSETS PURCHASE AGREEMENTS TO TAKE EFFECT

PROPOSAL #3.09: APPROVE LIABILITY FOR BREACH OF                 ISSUER            YES             FOR                  FOR

CONTRACTUAL OBLIGATIONS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT (DRAFT) ON THE COMPANY'S         ISSUER            YES             FOR                  FOR

MAJOR ASSETS PURCHASE AND ITS SUMMARY

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE MAJOR ASSETS PURCHASE

PROPOSAL #6: APPROVE CONDITIONAL ASSETS PURCHASE                ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #7: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO THE MAJOR ASSETS PURCHASE

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE ASSET APPRAISAL REPORT                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES TO SPECIFIC PARTIES

PROPOSAL #12.01: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #12.03: APPROVE ISSUE TIME                                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.04: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.05: APPROVE TARGET SUBSCRIBERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.06: APPROVE SUBSCRIPTION METHOD                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.07: APPROVE PRICING REFERENCE DATE,                ISSUER            YES             FOR                  FOR

PRICING METHOD AND ISSUE PRICE

PROPOSAL #12.08: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #12.09: APPROVE AMOUNT AND INTENDED USAGE OF        ISSUER            YES             FOR                  FOR

 RAISED FUNDS

PROPOSAL #12.10: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #12.11: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #12.12: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE 2016 PLAN ON PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES (REVISED)

PROPOSAL #14: APPROVE SIGNING OF CONDITIONAL SHARES          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #17: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)


 

PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #19: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY SHENZHEN KANGZHE MEDICAL TECHNOLOGY

DEVELOPMENT CO., LTD. AND PARTIES ACTING IN CONCERT

PROPOSAL #20: APPROVE IMDUR DAILY RELATED PARTY                 ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Rhodiola Pharmaceutical Holding Co., Ltd.

  TICKER:               600211                            CUSIP:   Y9722L104

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PRICE INCREASE ADJUSTMENT                   ISSUER            YES         AGAINST           AGAINST

MECHANISM IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES         AGAINST           AGAINST

CONDITIONAL SUBSCRIPTION AGREEMENT

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4: APPROVE PLAN ON 2016 PRIVATE PLACEMENT          ISSUER            YES         AGAINST           AGAINST

OF SHARES (3RD REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Tianlu Co., Ltd.

  TICKER:               600326                            CUSIP:   Y9724Q101

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE AMENDMENTS TO ARTICLES OF              ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.00: AMEND RULES AND PROCEDURES REGARDING         ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3.00: APPROVE ADJUSTMENT TO 2015 ALLOWANCE         ISSUER            YES             FOR                  FOR

OF INDEPENDENT DIRECTORS

PROPOSAL #4.01: ELECT DUOJI LUOBU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.02: ELECT LIU GUANGHUA AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #4.03: ELECT TANG GUANGSHUN AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #4.04: ELECT MEI ZHEN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.05: ELECT HE LIFENG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.06: ELECT BIANBA CIREN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #5.01: ELECT LU YIXIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.02: ELECT LUO HUIYUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.03: ELECT HUANG ZHI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.01: ELECT DAWA CIREN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT LA ZHEN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Tianlu Co., Ltd.

  TICKER:               600326                            CUSIP:   Y9724Q101

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CHANGE IN AUDITOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS AND OTHER EXPENSES

PROPOSAL #4: APPROVE 2016 ISSUANCE OF MEDIUM-TERM              ISSUER            YES             FOR                  FOR

NOTES

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO ISSUANCE OF MEDIUM-TERM

 NOTES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Tianlu Co., Ltd.

  TICKER:               600326                            CUSIP:   Y9724Q101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Tianlu Co., Ltd.

  TICKER:               600326                            CUSIP:   Y9724Q101

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIU ZHONGGANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT LIU JIANZHONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Urban Development & Investment Co., Ltd.

  TICKER:               600773                            CUSIP:   Y88355105

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CNY 280 MILLION FIXED ASSET LOAN APPLIED BY WHOLLY-

OWNED INDIRECT SUBSIDIARY SHANGHAI INTERNATIONAL

TRUST AND INVESTMENT PROPERTY CO., LTD. FROM BANK OF

NANJING CO., LTD. SHANGHAI BRANCH

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PROVISION OF ENTRUSTED LOAN TO TIBET

GUONENG MINING DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Urban Development & Investment Co., Ltd.

  TICKER:               600773                            CUSIP:   Y88355105

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 ANNUAL REPORT AUDITOR AND

INTERNAL CONTROL AUDITOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE USE OF PARTIAL TEMPORARY IDLE            ISSUER            YES             FOR                  FOR

RAISED FUNDS TO CONDUCT CASH MANAGEMENT

PROPOSAL #9: APPROVE USE OF PARTIAL TEMPORARY IDLE            ISSUER            YES             FOR                  FOR

FUNDS TO CONDUCT CASH MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tibet Water Resources Ltd.

  TICKER:               1115                                CUSIP:   G88612109

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT FU LIN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT LIU CHEN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT JESPER BJOERN MADSEN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT LEE CONWAY KONG WAI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ticon Industrial Connection Public Co Ltd

  TICKER:               TICON                              CUSIP:   Y88366169

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT CHALI SOPHONPANICH AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT THREEKWAN BUNNAG AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT CHATCHAVAL JIARAVANON AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tieling Newcity Investment Holding Ltd.

  TICKER:               000809                            CUSIP:   Y7934X106

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tiger Brands Ltd

  TICKER:               TBS                                  CUSIP:   S84594142

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2.2.1: ELECT MICHAEL AJUKWU AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.2.2: ELECT YUNUS SULEMAN AS DIRECTOR                ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.2.3: ELECT NOEL DOYLE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.1: RE-ELECT SANTIE BOTHA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.2: RE-ELECT MARK BOWMAN AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3.3: RE-ELECT KHOTSO MOKHELE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.4: RE-ELECT CLIVE VAUX AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE REMUNERATION POLICY                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5.1: RE-ELECT ROB NISBET AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #2.5.2: RE-ELECT KHOTSO MOKHELE AS MEMBER OF        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #2.5.3: ELECT YUNUS SULEMAN AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #2.6: REAPPOINT ERNST & YOUNG INC AS                     ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #2.7: AUTHORISE RATIFICATION OF APPROVED              ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #3.1: APPROVE FINANCIAL ASSISTANCE TO                   ISSUER            YES             FOR                  FOR

RELATED AND INTER-RELATED PARTIES

PROPOSAL #3.2.1: APPROVE REMUNERATION PAYABLE TO NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #3.2.2: APPROVE REMUNERATION PAYABLE TO THE         ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #3.2.3: APPROVE REMUNERATION PAYABLE TO THE         ISSUER            YES             FOR                  FOR

DEPUTY CHAIRMAN

PROPOSAL #3.3: APPROVE REMUNERATION PAYABLE TO NON-           ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS WHO PARTICIPATE IN THE SUB-

COMMITTEES OF THE BOARD

PROPOSAL #3.4: APPROVE REMUNERATION PAYABLE TO NON-           ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS IN RESPECT OF UNSCHEDULED

MEETINGS AND ADDITIONAL WORK UNDERTAKEN

PROPOSAL #3.5: AUTHORISE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tim Participacoes S.A.

  TICKER:               TIMP3                              CUSIP:   88706P205

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

PROPOSAL #1: APPROVE PROLONGING OF COOPERATION AND            ISSUER            YES             FOR                  FOR

SUPPORT AGREEMENT BETWEEN TELECOM ITALIA S.P.A AND

TIM CELULAR S.A. AND INTELIG TELECOMUNICACOES LTDA

PROPOSAL #2: CHANGE LOCATION OF COMPANY HEADQUARTERS         ISSUER            YES             FOR                  FOR

AND AMEND BYLAWS ACCORDINGLY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tim Participacoes S.A.

  TICKER:               TIMP3                              CUSIP:   P91536469

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tim Participacoes S.A.

  TICKER:               TIMP3                              CUSIP:   P91536469

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROLONGING OF COOPERATION AND            ISSUER            YES             FOR                  FOR

SUPPORT AGREEMENT BETWEEN TELECOM ITALIA S.P.A AND

TIM CELULAR S.A. AND INTELIG TELECOMUNICACOES LTDA

PROPOSAL #2: CHANGE LOCATION OF COMPANY HEADQUARTERS         ISSUER            YES             FOR                  FOR

AND AMEND BYLAWS ACCORDINGLY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Time Dotcom Berhad

  TICKER:               TIMECOM                          CUSIP:   Y8839J101

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HONG KEAN YONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT PATRICK CORSO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ABDUL KADIR MD KASSIM AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: APPROVE RONNIE KOK LAI HUAT TO CONTINUE         ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #7: APPROVE INCREASE IN DIRECTORS' FEES                ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Time Publishing & Media Co., Ltd.

  TICKER:               600551                            CUSIP:   Y93245101

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK COMPREHENSIVE CREDIT LINES APPLIED BY

PROPOSAL #3: APPROVE ESTABLISHMENT OF TIMES YOUTH              ISSUER            YES             FOR                  FOR

CULTURAL DEVELOPMENT CO., LTD.

PROPOSAL #4.01: ELECT WANG MIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.02: ELECT TIAN HAIMING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #4.03: ELECT CHENG CHUNLEI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #4.04: ELECT LIN QINGFA AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.05: ELECT WU SHOUBING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.06: ELECT WANG BING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.01: ELECT LIU YONGJIAN AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.02: ELECT ZHAO HUIFANG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.03: ELECT WANG LI AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5.04: ELECT FAN HONG AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.01: ELECT ZHENG KE AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.02: ELECT HUANG HEPING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Time Publishing & Media Co., Ltd.

  TICKER:               600551                            CUSIP:   Y93245101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE USE OF OWN FUNDS TO REPLENISH            ISSUER            YES             FOR                  FOR

RAISED FUNDS PREVIOUSLY INVESTED IN PROJECTS

PROPOSAL #9: APPROVE ESTABLISHMENT OF ANHUI TIMES              ISSUER            YES             FOR                  FOR

PRINTING INVESTMENT GROUP CO., LTD.

PROPOSAL #10: APPROVE PLANT RELOCATION OF SUBSIDIARY         ISSUER            YES             FOR                  FOR

ANHUI XINHUA PRINTING CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tipco Asphalt PCL

  TICKER:               TASCO                              CUSIP:   Y8841G251

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE INVESTMENT AND DIVESTMENT PLANS         ISSUER            YES             FOR                  FOR

FOR 2015

PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND FINAL          ISSUER            YES             FOR                  FOR

DIVIDEND AND ACKNOWLEDGE INTERIM DIVIDEND

PROPOSAL #6.1: APPROVE EY OFFICE LIMITED AS AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 AUDITORS

PROPOSAL #7.1: APPROVE PAYMENT OF EXTRAORDINARY                 ISSUER            YES             FOR                  FOR

VARIABLE REMUNERATION OF SUBCOMMITTEES FOR 2015

PROPOSAL #7.2: APPROVE PAYMENT OF EXTRAORDINARY                 ISSUER            YES             FOR                  FOR

VARIABLE REMUNERATION OF NON-EXECUTIVE DIRECTORS FOR

2015

PROPOSAL #7.3a: APPROVE ANNUAL REMUNERATION OF THE            ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE BOARD FOR 2016

PROPOSAL #7.3b: APPROVE ANNUAL REMUNERATION OF                   ISSUER            YES             FOR                  FOR

DIRECTORS FOR 2016

PROPOSAL #7.3c: APPROVE ANNUAL REMUNERATION OF THE            ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE AUDIT COMMITTEE FOR 2016

PROPOSAL #7.3d: APPROVE ANNUAL REMUNERATION OF THE            ISSUER            YES             FOR                  FOR

MEMBERS OF THE AUDIT COMMITTEE FOR 2016

PROPOSAL #7.3e: APPROVE ANNUAL REMUNERATION OF THE            ISSUER            YES             FOR                  FOR

MEMBERS OF THE NOMINATION AND REMUNERATION COMMITTEE

FOR 2016

PROPOSAL #7.3f: APPROVE ANNUAL REMUNERATION OF THE            ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE CORPORATE GOVERNANCE COMMITTEE FOR

PROPOSAL #7.3g: APPROVE ANNUAL REMUNERATION OF THE            ISSUER            YES             FOR                  FOR

MEMBERS OF THE CORPORATE GOVERNANCE COMMITTEE FOR

PROPOSAL #7.4: APPROVE VARIABLE REMUNERATION OF                 ISSUER            YES             FOR                  FOR

DIRECTORS FOR 2016

PROPOSAL #8.1: ELECT HERVE LE BOUC AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8.2: ELECT JACQUES PASTOR AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8.3: ELECT CHAIWAT SRIVALWAT AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: ELECT SITTILARB SUPSAKORN AS DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TISCO Financial Group Public Co Ltd

  TICKER:               TISCO                              CUSIP:   Y8843E171

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS ACTIVITY                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENTS

PROPOSAL #5.1: FIX NUMBER OF DIRECTORS AT 12                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.2A: ELECT PLIU MANGKORNKANOK AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.2B: ELECT HON KIT SHING AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2C: ELECT ORANUCH APISAKSIRIKUL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2D: ELECT ANGKARAT PRIEBJRIVAT AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2E: ELECT PRANEE TINAKORN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.2F: ELECT PATAREEYA BENJAPOLCHAI AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2G: ELECT PANADA KANOKWAT AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.2H: ELECT TEERANA BHONGMAKAPAT AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2I: ELECT SATHIT AUNGMANEE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2J: ELECT YASURO YOSHIKOSHI AS DIRECTOR           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2K: ELECT CHI-HAO SUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.2L: ELECT SUTHAS RUANGMANAMONGKOL AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Titan Cement Company SA

  TICKER:               TITK                                CUSIP:   X90766126

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPOINT MEMBERS OF AUDIT COMMITTEE                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DIRECTOR REMUNERATION FOR 2015          ISSUER            YES             FOR                  FOR

AND PRE-APPROVE DIRECTOR REMUNERATION FOR 2016

PROPOSAL #7: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE INSURANCE COVERAGE FOR BOARD              ISSUER            YES             FOR                  FOR

MEMBERS AND SENIOR EXECUTIVES

PROPOSAL #10: AUTHORIZE BOARD TO PARTICIPATE IN                 ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Titan Company Limited

  TICKER:               500114                            CUSIP:   Y88425148

  MEETING DATE:   7/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT N.N. TATA AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT T.K. ARUN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE BRANCH AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #9: ELECT H. BHAT AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Titan Wind Energy (Suzhou) Co Ltd

  TICKER:               002531                            CUSIP:   Y88433100

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO FINANCING        ISSUER            YES             FOR                  FOR

 OF WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES             FOR                  FOR

BY CONTROLLED INDIRECT SUBSIDIARY AND PROVISION OF

GUARANTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Titan Wind Energy (Suzhou) Co Ltd

  TICKER:               002531                            CUSIP:   Y88433100

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE TO                 ISSUER            YES             FOR                  FOR

QUALIFIED INVESTORS

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUE          ISSUER            YES             FOR                  FOR

MANNER

PROPOSAL #2.5: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS


 

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE UNDERWRITING METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Titan Wind Energy (Suzhou) Co Ltd

  TICKER:               002531                            CUSIP:   Y88433100

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING MANNER        ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Titan Wind Energy (Suzhou) Co Ltd

  TICKER:               002531                            CUSIP:   Y88433100

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES BY THE COMPANY AND WHOLLY OWNED INDIRECT

 SUBSIDIARY FROM FINANCIAL INSTITUTIONS AS WELL AS

PROVISION OF GUARANTEES

PROPOSAL #2: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE COMMITMENT FROM  DIRECTORS AND          ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS FOR COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Titan Wind Energy (Suzhou) Co Ltd

  TICKER:               002531                            CUSIP:   Y88433100

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT YAN JUNXU AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT JIN LIANG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT LIU MINGSHENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.4: ELECT MA LONGFEI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT YANG XIAOSHENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT HUI YAN AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT ZHANG ZHENAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT XU BEIZHEN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT GAO XUEZHAO AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #5: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #5.1: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (SECOND AMENDED DRAFT)

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #8: APPROVE COMMITMENT OF DIRECTORS, SENIOR         ISSUER            YES             FOR                  FOR

MANAGERS ON COUNTER-DILUTION MEASURES IN CONNECTION

TO THE PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Titan Wind Energy (Suzhou) Co Ltd

  TICKER:               002531                            CUSIP:   Y88433100

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TMB Bank PCL

  TICKER:               TMB                                  CUSIP:   Y57710264

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS FOR 2015           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT PHILIPPE G.J.E.O. DAMAS AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT SINGHA NIKORNPUN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT CHRISTOPHER JOHN KING AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.4: ELECT BOONTUCK WUNGCHAROEN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE BONUS OF DIRECTORS FOR 2015                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TMK PAO

  TICKER:               TMKS                                CUSIP:   87260R201

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.1: ELECT MIKHAIL ALEKSEEV AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #3.2: ELECT ANDREY KAPLUNOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.3: ELECT SERGEY KRAVCHENKO AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #3.4: ELECT PETER O`BRIEN AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #3.5: ELECT SERGEY PAPIN AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #3.6: ELECT DMITRY PUMPYANSKY AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #3.7: ELECT ROBERT FORESMAN AS DIRECTOR                ISSUER            YES             FOR                  N/A

PROPOSAL #3.8: ELECT IGOR KHMELEVSKY AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.9: ELECT ANATOLY CHUBAYS AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.10: ELECT ALEKSANDR SHIRYAYEV AS DIRECTOR        ISSUER            YES         AGAINST               N/A

PROPOSAL #3.11: ELECT ALEKSANDR SHOKHIN AS DIRECTOR           ISSUER            YES             FOR                  N/A

PROPOSAL #3.12: ELECT OLEG SHCHEGOLEV AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #4.1: ELECT ALEKSANDR MAKSIMENKO AS MEMBER          ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #4.2: ELECT ALEKSANDR VOROBYEV AS MEMBER OF         ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.3: ELECT NINA POZDNYAKOVA AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.1: APPROVE RELATED-PARTY TRANSACTIONS RE:        ISSUER            YES             FOR                  FOR

 LOAN AGREEMENTS

PROPOSAL #7.2: APPROVE RELATED-PARTY TRANSACTIONS RE:        ISSUER            YES             FOR                  FOR

 LOAN AGREEMENTS

PROPOSAL #7.3: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH PJSC SEVERSKY TUBE WORKS RE: SUPPLY AGREEMENTS

PROPOSAL #7.4: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH PJSC SINARSKY PIPE PLANT RE: SUPPLY AGREEMENTS

PROPOSAL #7.5: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH PJSC TAGANROG METALLURGICAL WORKS RE: SUPPLY

PROPOSAL #7.6: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH PJSC VOLZHSKY PIPE PLANT RE: SUPPLY AGREEMENTS

PROPOSAL #7.7: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH JSC ABSOLUT BANK RE: MASTER AGREEMENT

PROPOSAL #7.8: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH VTB BANK RE: GUARANTEE AGREEMENT

PROPOSAL #7.9: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH JSC ALFA BANK RE: SUPPLEMENTARY AGREEMENT TO

GUARANTEE AGREEMENT

PROPOSAL #7.10: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH JSC ALFA BANK RE: SUPPLEMENTARY AGREEMENT TO

GUARANTEE AGREEMENT

PROPOSAL #7.11: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH JSC ALFA BANK RE: SUPPLEMENTARY AGREEMENT TO

GUARANTEE AGREEMENT

PROPOSAL #7.12: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH JSC ALFA BANK RE: SUPPLEMENTARY AGREEMENT TO

GUARANTEE AGREEMENT


 

PROPOSAL #7.13: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH JSC MAGNITOGORSK METALLURGICAL WORKS RE:

GUARANTEE AGREEMENT

PROPOSAL #7.14: APPROVE RELATED-PARTY TRANSACTION RE:        ISSUER            YES             FOR                  FOR

 PURCHASE OF SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tofas Turk Otomobil Fabrikasi AS

  TICKER:               TOASO                              CUSIP:   M87892101

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF

DONATIONS FOR 2016

PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ton Yi Industrial Corp.

  TICKER:               9907                                CUSIP:   Y8895R104

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CHIH-HSIEN LO, REPRESENTING UNI-        ISSUER            YES             FOR                  FOR

PRESIDENT ENTERPRISES CORP WITH SHAREHOLDER NO. 84 AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT JUI-SHENG WANG, REPRESENTING              ISSUER            YES             FOR                  FOR

UNI-PRESIDENT ENTERPRISES CORP WITH SHAREHOLDER NO.

84 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT CHAO KAI HUANG, REPRESENTING              ISSUER            YES             FOR                  FOR

UNI-PRESIDENT ENTERPRISES CORP WITH SHAREHOLDER NO.

84 AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #4.4: ELECT CHIH-CHUNG CHEN, REPRESENTING            ISSUER            YES             FOR                  FOR

UNI-PRESIDENT ENTERPRISES CORP WITH SHAREHOLDER NO.

84 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT XIU-LING KAO, REPRESENTING KAO          ISSUER            YES             FOR                  FOR

CHYUAN INV. CO., LTD WITH SHAREHOLDER NO. 218 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT SHING-CHI LIANG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 95 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT KUO-KENG CHEN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 32 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT MING-LONG WANG WITH ID NO.                 ISSUER            YES             FOR                  FOR

C10055XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT CHIN-CHEN CHIEN WITH ID NO.                ISSUER            YES             FOR                  FOR

S10079XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT BING-ENG WU WITH ID NO.                     ISSUER            YES             FOR                  FOR

Q10180XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tong Hsing Electronic Industries Ltd.

  TICKER:               6271                                CUSIP:   Y8862W102

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CHEN JIN CAI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT WU ZHAO DE AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO.5         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.8: ELECT SUPERVISOR NO.1                                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.9: ELECT SUPERVISOR NO.2                                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.10: ELECT SUPERVISOR NO.3                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tong Ren Tang Technologies Co., Ltd.

  TICKER:               1666                                CUSIP:   Y8884M108

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CORPORATE BONDS ISSUE AND                   ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tong Ren Tang Technologies Co., Ltd.

  TICKER:               1666                                CUSIP:   Y8884M108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 AUDITED CONSOLIDATED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG          SHAREHOLDER        YES             FOR                  N/A

TIAN LLP AS DOMESTIC AUDITOR AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tong Yang Industry Co., Ltd.

  TICKER:               1319                                CUSIP:   Y8886R105

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT WU,YONG-SIANG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.5 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT WANG,SHUN-CI WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.1550 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER            YES         AGAINST               N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongaat Hulett Ltd

  TICKER:               TON                                  CUSIP:   S85920130

  MEETING DATE:   7/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH WENTZEL MOODLEY AS THE DESIGNATED

 AUDITOR

PROPOSAL #2.1: RE-ELECT BAHLE SIBISI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT BRAND PRETORIUS AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT MURRAY MUNRO AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT TOMAZ SALOMAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT JENITHA JOHN AS CHAIMAN OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #4.2: RE-ELECT FATIMA JAKOET AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #4.3: RE-ELECT RACHEL KUPARA AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #1: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #2: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY OR CORPORATION

PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongda Group Holdings Ltd.

  TICKER:               698                                  CUSIP:   G8917X121

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT WONG AH YU AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT WONG AH YEUNG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT CHOI WAI SANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongding Interconnection Information Co., Ltd.

  TICKER:               002491                            CUSIP:   Y444BB106

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ESTABLISHMENT OF SUZHOU TONGDING

SHUNRONG MERGERS INVESTMENT PARTNERSHIP ENTERPRISE

PROPOSAL #2: APPROVE WITHDRAWAL OF 2015 PRIVATE                 ISSUER            YES             FOR                  FOR

PLACEMENT APPLICATION DOCUMENTS

PROPOSAL #3: APPROVE ACQUISITION OF 41% EQUITY OF              ISSUER            YES             FOR                  FOR

SUZHOU RUIYI INFORMATION TECHNOLOGY CO., LTD. USING

CASH

PROPOSAL #4: APPROVE ACQUISITION OF 95.86% EQUITY OF         ISSUER            YES             FOR                  FOR

JIANGSU TONGDING BROADBAND CO., LTD. USING CASH

PROPOSAL #5: APPROVE APPLICATION OF MERGER DEBT FROM         ISSUER            YES             FOR                  FOR

BANK

PROPOSAL #6: ELECT CHEN BIN AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongding Interconnection Information Co., Ltd.

  TICKER:               002491                            CUSIP:   Y444BB106

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 FROM CONVERTIBLE BONDS TO TEMPORARILY REPLENISH

COMPANY'S WORKING CAPITAL

PROPOSAL #8: APPROVE CONTINUED SUSPENSION OF TRADING    SHAREHOLDER        YES             FOR                  FOR

DUE TO PLANNING FOR ASSET PURCHASE BY CASH PAYMENT

AND ISSUANCE OF NEW SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongfang Guoxin Electronics Co., Ltd.

  TICKER:               002049                            CUSIP:   Y8488J105

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHAO WEIGUO AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongfang Guoxin Electronics Co., Ltd.

  TICKER:               002049                            CUSIP:   Y8488J105

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT REN ZHIJUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE WITHDRAWAL OF APPLICATION OF              ISSUER            YES             FOR                  FOR

2015 PRIVATE PLACEMENT OF NEW A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongfang Guoxin Electronics Co., Ltd.

  TICKER:               002049                            CUSIP:   Y8488J105

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT GAO QIQUAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8: ELECT ZHENG BO AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9: APPROVE ADJUSTMENT TO THE SET-UP OF                ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS AND SUPERVISORS AND AMEND ARTICLES

 OF ASSOCIATION

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #12: APPROVE FINANCIAL SERVICE AGREEMENT          SHAREHOLDER        YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tonghua Dongbao Pharmaceutical Co., Ltd.

  TICKER:               600867                            CUSIP:   Y8864T107

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES (AMENDED)

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (AMENDED)

PROPOSAL #5: APPROVE THE NOTION THAT THE PRIVATE                ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES CONSTITUTES AS RELATED PARTY

TRANSACTION

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENTS AND SUPPLEMENTAL AGREEMENTS

WITH TARGET SUBSCRIBERS

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE CONFIRMATION REGARDING THE                 ISSUER            YES             FOR                  FOR

APPOINTED ASSESSMENT AGENCIES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ESTABLISHMENT OF SPECIAL RAISED        ISSUER            YES             FOR                  FOR

 FUNDS ACCOUNT IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #12: APPROVE SUPPLEMENTAL SHARE SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 AGREEMENT WITH BIONIME CORPORATION IN CONNECTION TO

PRIVATE PLACEMENT

PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES             FOR                  FOR

 EVALUATION REPORT REGARDING THE INVESTMENT PROJECTS

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #14: APPROVE APPLICATION OF BANK LOAN                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tonghua Dongbao Pharmaceutical Co., Ltd.

  TICKER:               600867                            CUSIP:   Y8864T107

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT SHI WEI AS INDEPENDENT DIRECTOR        ISSUER             NO              N/A                  N/A

PROPOSAL #1.02: ELECT  WANG YANMING AS INDEPENDENT            ISSUER             NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tonghua Dongbao Pharmaceutical Co., Ltd.

  TICKER:               600867                            CUSIP:   Y8864T107

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 PRIVATE PLACEMENT OF NEW            ISSUER            YES             FOR                  FOR

SHARES (REVISED)

PROPOSAL #2: APPROVE SELF-INSPECTION REPORT REGARDING        ISSUER            YES             FOR                  FOR

 COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #3: APPROVE COMMITMENT BY COMPANY'S                       ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER, ULTIMATE CONTROLLING

SHAREHOLDER, DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT MEMBERS REGARDING COMPANY'S REAL ESTATE

BUSINESS

PROPOSAL #4: APPROVE IMPACT OF DILUTION ON SPOT                 ISSUER            YES             FOR                  FOR

RETURN TOWARDS COMPANY'S MAJOR FINANCIAL INDICATORS

AND COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tonghua Dongbao Pharmaceutical Co., Ltd.

  TICKER:               600867                            CUSIP:   Y8864T107

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE RE-APPOINTMENT OF ZHONGZHUN CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 AUDITOR AND FIX THE REMUNERATION

PROPOSAL #7: APPROVE RE-APPOINTMENT OF ZHONGZHUN CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 INTERNAL CONTROL AUDITOR AND FIX THE

REMUNERATION

PROPOSAL #8: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongkun Group Co., Ltd.

  TICKER:               601233                            CUSIP:   Y8851U109

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO ISSUE PRICE AND            ISSUER            YES             FOR                  FOR

ISSUE SIZE IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE ADJUSTMENT TO PLAN FOR PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT

PROPOSAL #4: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY THE CONTROLLING SHAREHOLDER

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #8: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongkun Group Co., Ltd.

  TICKER:               601233                            CUSIP:   Y8851U109

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPOINT 2016 FINANCIAL AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE MUTUAL GUARANTEE BETWEEN THE              ISSUER            YES             FOR                  FOR

COMPANY AND SUBSIDIARIES

PROPOSAL #10: APPROVE AUTHORIZATION OF THE COMPANY            ISSUER            YES             FOR                  FOR

AND SUBSIDIARIES FOR 2016 FINANCING CREDIT LINE

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongkun Group Co., Ltd.

  TICKER:               601233                            CUSIP:   Y8851U109

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHEN LEI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongling Jingda Special Magnet Wire Co., Ltd.

  TICKER:               600577                            CUSIP:   Y8883D109

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN THE                            ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF CREDIT GUARANTEE INSURANCE COMPANY

PROPOSAL #2: APPROVE PROVISION OF ADDITIONAL                       ISSUER            YES         AGAINST           AGAINST

GUARANTEE LIMIT TO CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongling Jingda Special Magnet Wire Co., Ltd.

  TICKER:               600577                            CUSIP:   Y8883D109

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL        ISSUER            YES             FOR                  FOR

 BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongling Jingda Special Magnet Wire Co., Ltd.

  TICKER:               600577                            CUSIP:   Y8883D109

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE 2015 ANNUAL REPORT AND                   ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #2.00: APPROVE 2015 REPORT OF THE BOARD OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3.00: APPROVE 2015 FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #4.00: APPROVE 2015 REPORT OF THE                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #5.00: APPROVE 2015 PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #6.00: APPROVE REPORT ON THE DEPOSIT AND              ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7.00: APPROVE 2016 APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8.00: APPROVE 2015 REPORT OF THE BOARD OF          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9.01: ELECT LI XIAO AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT LI GUANGRONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR


 

PROPOSAL #9.03: ELECT WANG SHIGEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT CHEN BIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.05: ELECT ZHANG JIAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.06: ELECT CHU ZHONGJING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.01: ELECT YIN ZHENTAO AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT LING YUNLIANG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT YANG LIDONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT ZHANG JUNQIANG AS SUPERVISOR       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.02: ELECT ZHOU JUN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongling Nonferrous Metals Group Co., Ltd.

  TICKER:               000630                            CUSIP:   Y0138F104

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT JIANG PEIJIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT WANG CHANG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE CHANGES IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

AND AMENDMENTS TO ARTICLES OF ASSOCIATION

PROPOSAL #4: APPROVE AMENDMENTS OF SHAREHOLDER RETURN        ISSUER            YES             FOR                  FOR

 PLAN IN THE NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongling Nonferrous Metals Group Co., Ltd.

  TICKER:               000630                            CUSIP:   Y0138F104

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED DRAFT)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (REVISED DRAFT)

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBERS

PROPOSAL #7: APPROVE SIGNING OF EMPLOYEE SHARE                   ISSUER            YES             FOR                  FOR

PURCHASE PLAN ASSET MANAGEMENT CONTRACT

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE 2015 EMPLOYEE SHARE PURCHASE              ISSUER            YES             FOR                  FOR

PLAN (DRAFT) (AMENDED DRAFT) AND SUMMARY

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongling Nonferrous Metals Group Co., Ltd.

  TICKER:               000630                            CUSIP:   Y0138F104

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO COUNTER-DILUTION

MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongling Nonferrous Metals Group Co., Ltd.

  TICKER:               000630                            CUSIP:   Y0138F104

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 BANK COMPREHENSIVE CREDIT          ISSUER            YES             FOR                  FOR

LINE APPLICATION

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

PROPOSAL #8: APPROVE CONTINUED RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH TONGLING NONFERROUS METALS GROUP

FINANCE CO., LTD

PROPOSAL #9.1: ELECT WANG LI AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT LIU FANGLAI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE ANNUAL REPORT AND SUMMARY                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE DEPOSIT RISK EVALUATION OF                ISSUER            YES             FOR                  FOR

RELATED PARTY TONGLING NONFERROUS METALS GROUP

FINANCE CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongling Nonferrous Metals Group Co., Ltd.

  TICKER:               000630                            CUSIP:   Y0138F104

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongling Nonferrous Metals Group Co., Ltd.

  TICKER:               000630                            CUSIP:   Y0138F104

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 FOREIGN EXCHANGE TRADING            ISSUER            YES             FOR                  FOR

BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tong-Tai Machine & Tool Co., Ltd.

  TICKER:               4526                                CUSIP:   Y8884R107

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongwei Co., Ltd.

  TICKER:               600438                            CUSIP:   Y8884V108

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT DU KUNLUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongwei Co., Ltd.

  TICKER:               600438                            CUSIP:   Y8884V108

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF SICHUAN                ISSUER            YES             FOR                  FOR

HUAXIN (GROUP) CPA FIRM AS AUDITOR

PROPOSAL #8: APPROVE BOARD OF DIRECTORS TO AUTHORIZE         ISSUER            YES             FOR                  FOR

SUBSIDIARIES TO PROVIDE GUARANTEE FOR COMPANY'S

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER            YES         AGAINST           AGAINST

ECONOMIC BUSINESS OF CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #11: APPROVE 2016 USAGE OF EXCESS FUNDS TO          ISSUER            YES             FOR                  FOR

INVEST IN FINANCIAL PRODUCTS

PROPOSAL #12: APPROVE BORROWINGS FROM TONGWEI GROUP          ISSUER            YES             FOR                  FOR

CO., LTD.

PROPOSAL #13: APPROVE CONFIRMATION ON THE 2015                   ISSUER            YES             FOR                  FOR

INVESTMENT AND TECHNOLOGICAL TRANSFORMATION AS WELL

AS 2016 INVESTMENT AND TECHNOLOGICAL TRANSFORMATION

PROPOSAL #14: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #15: APPROVE 2016 HEDGING AND SECURITIES              ISSUER            YES             FOR                  FOR

INVESTMENT BUSINESS

PROPOSAL #16: APPROVE APPLICATION FOR ISSUANCE OF              ISSUER            YES             FOR                  FOR

SHORT-TERM FINANCING BONDS

PROPOSAL #17: APPROVE CHANGE OF BUSINESS SCOPE AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #18.01: ELECT LIU HANYUAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #18.02: ELECT YAN HU AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.03: ELECT ZHUO YUJIAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #18.04: ELECT GUO YIZHONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #18.05: ELECT XIE YI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.06: ELECT DUAN YONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.01: ELECT DU KUNLUN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #19.02: ELECT CHENG HONGWEI AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.03: ELECT WANG JIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #20.01: ELECT YAN BAOQUAN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #20.02: ELECT CHEN XIAOHUA AS SUPERVISOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tongwei Co., Ltd.

  TICKER:               600438                            CUSIP:   Y8884V108

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION IN CONNECTION TO

ACQUISITION BY ISSUANCE OF SHARES AS WELL AS RAISING

PROPOSAL #2.01: APPROVE OVERALL PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TARGET ASSETS

PROPOSAL #2.03: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #2.07: APPROVE TARGET ASSETS PRICING                     ISSUER            YES             FOR                  FOR

PRINCIPLE AND TRANSACTION PRICE

PROPOSAL #2.08: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.12: APPROVE EMPLOYEE PLACEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.15: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.16: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.17: APPROVE ISSUE PRICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.18: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.20: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.21: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.22: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S ACQUISITION BY ISSUANCE OF SHARES AS WELL

AS RAISING SUPPORTING FUNDS

PROPOSAL #4: APPROVE TRANSACTION CONSTITUTE AS                   ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTION

PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

PERFORMANCE COMMITMENT COMPENSATION AGREEMENT

PROPOSAL #7: APPROVE WHITE WASH WAIVER AND RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE AUDIT REPORT, APPRAISAL REPORT         ISSUER            YES             FOR                  FOR

AND PROFIT FORECAST AUDIT REPORT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TONTEC Technology Investment Group Co., Ltd.

  TICKER:               600862                            CUSIP:   Y6203E104

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CHANGE APPOINTMENT OF AUDITOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: ELECT ZHAO BO AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT ZHANG JUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT DAI SHENGLONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.04: ELECT YANG SHENGQUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.05: ELECT WANG CHENYANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #4.01: ELECT ZHUANG RENMIN AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: ELECT WANG JIANHUA AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TONTEC Technology Investment Group Co., Ltd.

  TICKER:               600862                            CUSIP:   Y6203E104

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE APPOINTMENT OF UNION POWER CPAS         ISSUER            YES             FOR                  FOR

CO., LTD AS AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES AND PROVISION OF

PROPOSAL #9: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Top Energy Company Ltd.Shanxi

  TICKER:               600780                            CUSIP:   Y88961100

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 OPERATIONAL SUGGESTION PLAN        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE PAYMENT OF 2015 AUDITOR'S FEE             ISSUER            YES             FOR                  FOR

PROPOSAL #10.01: ELECT WANG QIRUI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.02: ELECT XIA GUISUO AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.03: ELECT WEI SHAOQING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.04: ELECT LI MINGXING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #11.01: ELECT XIN MAOXUN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.02: ELECT XUE JIANLAN AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.03: ELECT JIANG HUA AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.01: ELECT SONG XIAOWEI AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.02: ELECT GAO JIGAI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Top Glove Corporation Bhd

  TICKER:               TOPGLOV                          CUSIP:   Y88965101

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND AND SPECIAL                 ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LEE KIM MEOW AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT TONG SIEW BEE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT LIM HOOI SIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT NORIPAH BINTI KAMSO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT SHARMILA SEKARAJASEKARAN AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT ARSHAD BIN AYUB AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE ARSHAD BIN AYUB TO CONTINUE              ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Top Glove Corporation Bhd

  TICKER:               TOPGLOV                          CUSIP:   Y88965101

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE EMPLOYEES' SHARE GRANT PLAN                ISSUER            YES             FOR                  FOR

(PROPOSED ESGP)

PROPOSAL #3: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4: APPROVE GRANT OF AWARDS TO LIM WEE CHAI         ISSUER            YES             FOR                  FOR

UNDER THE PROPOSED ESGP

PROPOSAL #5: APPROVE GRANT OF AWARDS TO LEE KIM MEOW         ISSUER            YES             FOR                  FOR

UNDER THE PROPOSED ESGP

PROPOSAL #6: APPROVE GRANT OF AWARDS TO TONG SIEW BEE        ISSUER            YES             FOR                  FOR

 UNDER THE PROPOSED ESGP

PROPOSAL #7: APPROVE GRANT OF AWARDS TO LIM HOOI SIN         ISSUER            YES             FOR                  FOR

UNDER THE PROPOSED ESGP

PROPOSAL #8: APPROVE GRANT OF AWARDS TO LIM CHEONG            ISSUER            YES             FOR                  FOR

GUAN UNDER THE PROPOSED ESGP

PROPOSAL #9: APPROVE GRANT OF AWARDS TO LIM JIN FENG         ISSUER            YES             FOR                  FOR

UNDER THE PROPOSED ESGP

PROPOSAL #10: APPROVE GRANT OF AWARDS TO LEW SIN                ISSUER            YES             FOR                  FOR

CHIANG UNDER THE PROPOSED ESGP


 

PROPOSAL #11: APPROVE GRANT OF AWARDS TO TONG SIEW            ISSUER            YES             FOR                  FOR

SAN UNDER THE PROPOSED ESGP

PROPOSAL #1: AMEND MEMORANDUM AND ARTICLES OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN AUTHORIZED SHARE

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Top Glove Corporation Bhd

  TICKER:               TOPGLOV                          CUSIP:   Y88965101

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Topchoice Medical Investment Co., Inc.

  TICKER:               600763                            CUSIP:   Y0772A106

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INHERITED DEBT OF WHOLLY-OWNED          ISSUER            YES             FOR                  FOR

SUBSIDIARY ZHEJIANG TONGCE HEALTH MANAGEMENT SERVICE

CO., LTD, HANGZHOU ORAL HOSPITAL CO., LTD AND

PROVISION OF GUARANTEES TO HANGZHOU ORAL HOSPITAL

CO., LTD FROM  ZHEJIANG TONGCE HEALTH MANAGEMENT

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING INVESTMENT AND ESTABLISHMENT OF HANGZHOU

ORAL HOSPITAL QINGCHUN BRANCH CO., LTD BY WHOLLY-

OWNED SUBSIDIARY AND RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Topco Scientific Co., Ltd.

  TICKER:               5434                                CUSIP:   Y8896T109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Topkey Corp.

  TICKER:               4536                                CUSIP:   Y8912M104

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENT

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR ELECTION OF                     ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS, RULES REGARDING

SHAREHOLDER'S GENERAL MEETING, PROCEDURES GOVERNING

THE ACQUISITION OR DISPOSAL OF ASSETS, PROCEDURES FOR

 ENDORSEMENT AND GUARANTEES AND PROCEDURES FOR

LENDING FUNDS

PROPOSAL #5: APPROVE ABOLISHMENT OF SCOPE AND RULES          ISSUER            YES             FOR                  FOR

FOR THE FUNCTIONS AND POWERS OF SUPERVISORS

PROPOSAL #6.1: ELECT SHEN WENZHEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2: ELECT ZHU DONGZHEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT ZHANG GUILIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.4: ELECT SHEN BEINI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.5: ELECT LIN GUOFEN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.6: ELECT ZHUANG ZHAOYUE AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT YANG SHIJIAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.8: ELECT LIU QINGBIAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.9: ELECT MA ZHENJI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Torrent Pharmaceuticals Ltd

  TICKER:               500420                            CUSIP:   Y8896L148

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UNDER

QUALIFIED INSTITUTIONS PLACEMENT

PROPOSAL #2: APPROVE ISSUANCE OF REDEEMABLE NON-                ISSUER            YES         AGAINST           AGAINST

CONVERTIBLE DEBENTURES/BONDS BY WAY OF PRIVATE

PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Torrent Power Limited

  TICKER:               532779                            CUSIP:   Y8903W103

  MEETING DATE:   8/4/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT M. BHATT AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE HASKINS AND SELLS AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

SUDHIR MEHTA AS CHAIRMAN

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

SAMIR MEHTA AS VICE CHAIRMAN

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT B. DOSHI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Torrent Power Limited

  TICKER:               532779                            CUSIP:   Y8903W103

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT D. N. RAVAL AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Torrent Power Limited

  TICKER:               532779                            CUSIP:   Y8903W103

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE OPTION TO CONVERT LOANS INTO              ISSUER            YES         AGAINST           AGAINST

SHARES TO THE LENDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Torunlar Gayrimenkul Yatirim Ortakligi AS

  TICKER:               TRGYO                              CUSIP:   M8820E106

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR            ISSUER            YES             FOR                  FOR

2016 AND RECEIVE INFORMATION ON CHARITABLE DONATIONS

FOR 2015

PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TOTVS SA

  TICKER:               TOTS3                              CUSIP:   P92184103

  MEETING DATE:   9/3/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MERGER AGREEMENT BETWEEN THE              ISSUER            YES             FOR                  FOR

COMPANY AND BEMATECH S.A.

PROPOSAL #2: APPOINT INDEPENDENT FIRM TO APPRAISE              ISSUER            YES             FOR                  FOR

PROPOSED TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE MERGER BETWEEN THE COMPANY AND          ISSUER            YES             FOR                  FOR

BEMATECH S.A.

PROPOSAL #5: APPROVE SHARE ISSUANCE RELATED TO THE            ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: AMEND STOCK OPTION PLAN                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TOTVS SA

  TICKER:               TOTS3                              CUSIP:   P92184103

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AGREEMENT TO ABSORB TOTVS                   ISSUER            YES             FOR                  FOR

SOLUCOES EM AGROINDUSTRIA S.A. AND P2RX SOLUCOES EM

SOFTWARE S.A.

PROPOSAL #2: APPOINT APSIS CONSULTORIA EMPRESARIAL            ISSUER            YES             FOR                  FOR

LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED

TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ABSORPTION OF TOTVS SOLUCOES EM         ISSUER            YES             FOR                  FOR

AGROINDUSTRIA S.A. AND P2RX SOLUCOES EM SOFTWARE S.A.

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #6: APPROVED SHARE BASED INCENTIVE AND                 ISSUER            YES             FOR                  FOR

RETENTION PLAN


 

PROPOSAL #7: RATIFY THE CALCULATION METHODOLOGY OF            ISSUER            YES         AGAINST           AGAINST

THE STOCK OPTION PLAN APPROVED ON NOV. 29, 2012

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TOTVS SA

  TICKER:               TOTS3                              CUSIP:   P92184103

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WOLNEY EDIRLEY GONCALVES BETIOL AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TOTVS SA

  TICKER:               TOTS3                              CUSIP:   P92184103

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TOTVS SA

  TICKER:               TOTS3                              CUSIP:   P92184103

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY ACQUISITION OF NEOLOG CONSULTORIA        ISSUER            YES             FOR                  FOR

 E SISTEMAS S.A.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Toung Loong Textile Mfg Co Ltd

  TICKER:               4401                                CUSIP:   Y8905L105

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT WU XUE TAO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT HUANG TAI FENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A


 

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.8: ELECT NON-INDEPENDENT DIRECTOR NO. 6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.9: ELECT NON-INDEPENDENT DIRECTOR NO. 7       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.10: ELECT SUPERVISOR NO. 1                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.11: ELECT SUPERVISOR NO. 2                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.12: ELECT SUPERVISOR NO. 3                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TPI Polene PCL

  TICKER:               TPIPL                              CUSIP:   Y88989119

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #7.1: ELECT CHARNCHIT BHIRALEUS AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT ORAPIN LEOPHAIRATANA AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.3: ELECT CHAVIN IAMSOPANA AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.4: ELECT PRAMUAN LEOPHAIRATANA AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #7.5: ELECT MALINEE LEOPAIRAT AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE SPIN-OFF AND LISTING OF TPI              ISSUER            YES             FOR                  FOR

POLENE POWER COMPANY LTD.

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TPK Holding Co., Ltd.

  TICKER:               3673                                CUSIP:   G89843109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE ISSUANCE SHARES VIA PRIVATE                ISSUER            YES             FOR                  FOR

PLACEMENT OR ISSUANCE OF CONVERTIBLE BONDS VIA

PRIVATE PLACEMENT


 

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5.1: ELECT CHAO-JUEI CHIANG WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.0000005, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT YI-HUA CHUNG, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF CAPABLE WAY INVESTMENTSLIMITED, WITH SHAREHOLDER

NO. 0000002 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT HENG-YAO CHANG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MAX GAIN MANAGEMENT LIMITED, WITH SHAREHOLDER NO.

 0000001, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT TSUNG-LIANG TSAI, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF HIGH FOCUS HOLDINGSLIMITED, WITH

SHAREHOLDER NO. 0000003, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT SHIH-MING LIU, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF GLOBAL YIELD INTERNATIONALCO., LTD., WITH

SHAREHOLDER NO. 0084037, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT FOSTER CHIANG, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 1982101, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT HORNG-YAN CHANG, WITH ID NO.              ISSUER            YES             FOR                  FOR

K101243XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT MING-JENG WENG, WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 0012333, AS INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT FONG-NIEN CHIANG, WITH ID NO.            ISSUER            YES             FOR                  FOR

Q120123XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

CHAO-JUEI CHIANG

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

YI-HUA CHUNG, A REPRESENTATIVE OF CAPABLE WAY

INVESTMENTSLIMITED

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

FOSTER CHIANG

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED INDEPENDENT

 DIRECTOR WENG, MING-JENG

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS ON                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED INDEPENDENT

 DIRECTOR CHIANG, FONG-NIEN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tractebel Energia S.A.

  TICKER:               TBLE3                              CUSIP:   P9208W103

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE EMPLOYEES' BONUSES                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

PROPOSAL #6: ELECT DIRECTORS AND ALTERNATES                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Trakya Cam Sanayii AS

  TICKER:               TRKCM                              CUSIP:   M8811Q100

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND          ISSUER            YES             FOR                  FOR

AUTHORIZE PRESIDING COUNCIL TO SIGN MEETING MINUTES

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Trakya Cam Sanayii AS

  TICKER:               TRKCM                              CUSIP:   M8811Q100

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND          ISSUER            YES             FOR                  FOR

AUTHORIZE PRESIDING COUNCIL TO SIGN MINUTES OF

PROPOSAL #7: APPROVE SPIN-OFF AGREEMENT AND RELATED          ISSUER            YES             FOR                  FOR

FORMALITIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Transcend Information Inc.

  TICKER:               2451                                CUSIP:   Y8968F102

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Transmissora Alianca De Energia Eletrica SA

  TICKER:               TAEE11                            CUSIP:   P9T5CD126

  MEETING DATE:   7/9/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Transmissora Alianca De Energia Eletrica SA

  TICKER:               TAEE11                            CUSIP:   P9T5CD126

  MEETING DATE:   8/20/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ALTERNATE DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE COMPANY'S PARTICIPATION IN                 ISSUER            YES             FOR                  FOR

BRAZILIAN ELECTRICITY REGULATORY AGENCY (ANEEL)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Transmissora Alianca De Energia Eletrica SA

  TICKER:               TAEE11                            CUSIP:   P9T5CD126

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE COMPANY'S PARTICIPATION IN                 ISSUER            YES             FOR                  FOR

BRAZILIAN ELECTRICITY REGULATORY AGENCY (ANEEL)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Transmissora Alianca De Energia Eletrica SA

  TICKER:               TAEE11                            CUSIP:   P9T5CD126

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND INTERNAL REGULATIONS OF THE BOARD         ISSUER            YES             FOR                  FOR

OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Transmissora Alianca De Energia Eletrica SA

  TICKER:               TAEE11                            CUSIP:   P9T5CD126

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ALTERNATE DIRECTOR                                    ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Transmissora Alianca De Energia Eletrica SA

  TICKER:               TAEE11                            CUSIP:   P9T5CD126

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S PARTICIPATION IN                 ISSUER            YES             FOR                  FOR

BRAZILIAN ELECTRICITY REGULATORY AGENCY (ANEEL)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Transmissora Alianca De Energia Eletrica SA

  TICKER:               TAEE11                            CUSIP:   P9T5CD126

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDERS

PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDERS

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Travellers International Hotel Group, Inc.

  TICKER:               RWM                                  CUSIP:   Y8969L108

  MEETING DATE:   6/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #5a: ELECT ANDREW L. TAN AS A DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5b: ELECT LIM KOK THAY AS A DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5c: ELECT CHUA MING HUAT AS A DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5d: ELECT KINGSON U. SIAN AS A DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5e: ELECT JOSE ALVARO D. RUBIO AS A                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5f: ELECT LAURITO E. SERRANO AS A DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5g: ELECT ENRIQUE M. SORIANO III AS A                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPOINT INDEPENDENT AUDITORS                             ISSUER            YES             FOR                  FOR

PROPOSAL #15: RATIFY ACTS OF THE BOARD OF DIRECTORS,         ISSUER            YES             FOR                  FOR

BOARD COMMITTEES, AND OFFICERS FOR THE YEAR 2015

PROPOSAL #18: APPROVE THE MINUTES OF PREVIOUS ANNUAL         ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON JUNE 18, 2015


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Travelsky Technology Limited

  TICKER:               00696                              CUSIP:   Y8972V101

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI YANGMIN AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #2: ELECT YUAN XIN'AN AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3: APPROVE SOUTHERN RENEWAL AGREEMENT,                ISSUER            YES             FOR                  FOR

ANNUAL CAPS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Travelsky Technology Limited

  TICKER:               00696                              CUSIP:   Y8972V101

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CAO SHIQING AS DIRECTOR, AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX HIS REMUNERATION AND TERMINATION OF PAN

 CHONGYI AS DIRECTOR

PROPOSAL #2: ELECT NGAI WAI FUNG AS DIRECTOR,                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND

TERMINATION OF ZHANG HAINAN AS DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Travelsky Technology Limited

  TICKER:               696                                  CUSIP:   Y8972V101

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS OF THE GROUP

PROPOSAL #4: APPROVE ALLOCATION OF PROFIT AND                     ISSUER            YES             FOR                  FOR

DISTRIBUTION OF FINAL DIVIDEND

PROPOSAL #5: APPROVE BAKER TILLY HONG KONG AND BAKER         ISSUER            YES             FOR                  FOR

TILLY CHINA AS INTERNATIONAL AND CHINA AUDITORS,

RESPECTIVELY, AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Travelsky Technology Limited

  TICKER:               696                                  CUSIP:   Y8972V101

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tripod Technology Corporation

  TICKER:               3044                                CUSIP:   Y8974X105

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               True Corporation PCL

  TICKER:               TRUE                                CUSIP:   Y3187S225

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #4.1: ELECT RAWAT CHAMCHALERM AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT HARALD LINK AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT ATHUECK ASVANUND AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT WARAPATR TODHANAKASEM AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.5: ELECT UMROONG SANPHASITVONG AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.6: ELECT VICHAOW RAKPHONGPHAIROJ AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD.        ISSUER            YES             FOR                  FOR

 AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #7: APPROVE REVIEW OF THE PROHIBITION OF              ISSUER            YES             FOR                  FOR

ACTS CONSIDERED AS BUSINESS TAKEOVER BY FOREIGNER

PROPOSAL #8: APPROVE MATERIAL TRANSACTION OF                       ISSUER            YES             FOR                  FOR

ACQUISITION OF 1800 MHZ AND 900 MHZ IMT SPECTRUM

LICENSES BY TRUE MOVE H UNIVERSAL COMMUNICATION

COMPANY LIMITED

PROPOSAL #9: APPROVE ISSUANCE OF TRANSFERABLE                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION RIGHTS (TSR)

PROPOSAL #10: INCREASE REGISTERED CAPITAL                             ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND MEMORANDUM OF ASSOCIATION TO                ISSUER            YES             FOR                  FOR

REFLECT INCREASE IN REGISTERED CAPITAL

PROPOSAL #12: APPROVE ALLOCATION OF NEW ORDINARY                ISSUER            YES             FOR                  FOR

SHARES TO SUPPORT STOCK DIVIDEND AND EXERCISE OF

RIGHT TO PURCHASE SHARES OF IN ACCORDANCE WITH THE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Truworths International Ltd

  TICKER:               TRU                                  CUSIP:   S8793H130

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 28 JUNE 2015

PROPOSAL #2.1: RE-ELECT RODDY SPARKS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT DAVID PFAFF AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT MICHAEL MARK AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT JEAN-CHRISTOPHE GARBINO AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: REAPPOINT ERNST & YOUNG INC AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH TINA ROOKLEDGE AS THE REGISTERED

AUDITOR AND AUTHORISE THEIR REMUNERATION

PROPOSAL #6: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: RE-ELECT MICHAEL THOMPSON AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #7.2: RE-ELECT ROB DOW AS MEMBER OF THE                ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #7.3: RE-ELECT RODDY SPARKS AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE SOCIAL AND ETHICS COMMITTEE                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #10.1: RE-ELECT MICHAEL THOMPSON AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE SOCIAL AND ETHICS COMMITTEE

PROPOSAL #10.2: RE-ELECT DAVID PFAFF AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 SOCIAL AND ETHICS COMMITTEE

PROPOSAL #10.3: RE-ELECT THANDI NDLOVU AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE SOCIAL AND ETHICS COMMITTEE

PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsann Kuen Enterprise Co., Ltd.

  TICKER:               2430                                CUSIP:   Y60921106

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SEPARATION OF DEPARTMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3.1: ELECT CHUN-CHIEH YEN, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF TSANN KUEN INVESTMENT CO. WITH SHAREHOLDER NO.1,

AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #3.2: ELECT SHU-HUI TSAI, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF TSANN KUEN INVESTMENT CO. WITH SHAREHOLDER NO.1,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #3.3: ELECT YUNG-CHANG CHEN, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF TSANN KUEN INVESTMENT CO. WITH

SHAREHOLDER NO.1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #3.4: ELECT KANG-CHI CHOU, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF CHUAN FANG WEI INTERNATIONAL INVESTMENT CO. WITH

SHAREHOLDER NO.130068, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #3.5: ELECT CHIU-CHEN HUNG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.6: ELECT CHUNG-KENG CHOU AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.7: ELECT LI-SUNG HUANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsann Kuen Enterprise Co., Ltd.

  TICKER:               2430                                CUSIP:   Y60921106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON 2015 PROFIT DISTRIBUTION        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsinghua Tongfang Co., Ltd.

  TICKER:               600100                            CUSIP:   Y8997R119

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO TRANSFER OF 36.39% EQUITY OF TONGFANG

GUOXIN ELECTRONICS CO., LTD. TO TIBET ZIGUANG CHUNHUA

 INVESTMENT CO., LTD. AND ADDITIONAL DAILY RELATED

PARTY TRANSACTION

PROPOSAL #2.01: ELECT HUANG YU AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsinghua Tongfang Co., Ltd.

  TICKER:               600100                            CUSIP:   Y8997R119

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 44% EQUITY IN              ISSUER            YES             FOR                  FOR

SHENZHEN HUARONGTAI ASSET MANAGEMENT CO., LTD THROUGH

 SUBSIDIARY BEIJING TONGFANG CHUANGXIN INVESTMENT

CO., LTD. AND CAPITAL INJECTION OF NOT MORE THAN CNY

195 MILLION


 

PROPOSAL #2: APPROVE FINANCIAL SERVICES AGREEMENT              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND TSINGHUA HOLDING GROUP

FINANCE CO.,LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsinghua Tongfang Co., Ltd.

  TICKER:               600100                            CUSIP:   Y8997R119

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS AND AUDIT OPINION REGARDING ANNUAL REPORT

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND NO MORE         ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7.01: APPROVE APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 FINANCIAL AUDITOR

PROPOSAL #7.02: APPROVE APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #7.03: APPROVE PAYMENT FOR REMUNERATION                ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: APPROVE 2016 APPLICATION OF                        ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #8.02: APPROVE INCLUSION OF RELATED                       ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES TO GROUP COMPREHENSIVE CREDIT LINE

APPLIED BY COMPANY AS WELL AS PROVISION OF GUARANTEE

PROPOSAL #8.03: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES WITH ASSET-LIABILITY RATIOS WHICH EXCEED

 70%

PROPOSAL #9.01: APPROVE GUARANTEE PROVISION PLAN                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.02: APPROVE AUTHORIZATION OF COMPANY                ISSUER            YES         AGAINST           AGAINST

CHAIRMAN OR CEO TO PROVIDE CERTAIN GUARANTEES BASED

ON OPERATION STATUS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.01: ELECT ZHOU LIYE AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.02: ELECT HUANG YU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.03: ELECT FAN XIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.04: ELECT TONG LIBIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.01: ELECT HE JIA AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.02: ELECT YANG LI AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.03: ELECT ZUO XIAOLEI AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.01: ELECT ZHANG WENJUAN AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #13.02: ELECT SUN JUAN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13.03: ELECT LIU GANG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsingtao Brewery Co., Ltd.

  TICKER:               600600                            CUSIP:   Y8997D102

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #2: ELECT LI GANG AS SHAREHOLDERS'                        ISSUER            YES             FOR                  FOR

REPRESENTATIVE SUPERVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsingtao Brewery Co., Ltd.

  TICKER:               168                                  CUSIP:   Y8997D102

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YU ZENG BIAO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsingtao Brewery Co., Ltd.

  TICKER:               168                                  CUSIP:   Y8997D102

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS REPORT        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS INTERNAL CONTROL AUDITOR AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: ELECT FAN WEI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT RYOICHI KITAGAWA AS SUPERVISOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsingtao Brewery Co., Ltd.

  TICKER:               600600                            CUSIP:   Y8997D110

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

PROPOSAL #2: ELECT LI GANG AS SHAREHOLDERS'                        ISSUER            YES             FOR                  FOR

REPRESENTATIVE SUPERVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsingtao Brewery Co., Ltd.

  TICKER:               168                                  CUSIP:   Y8997D110

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YU ZENG BIAO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsingtao Brewery Co., Ltd.

  TICKER:               168                                  CUSIP:   Y8997D110

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS REPORT        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS INTERNAL CONTROL AUDITOR AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: ELECT FAN WEI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT RYOICHI KITAGAWA AS SUPERVISOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tsogo Sun Holdings Ltd.

  TICKER:               TSH                                  CUSIP:   S32244113

  MEETING DATE:   10/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2015

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #3.1: RE-ELECT MARCEL GOLDING AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT ELIAS MPHANDE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: RE-ELECT JABU NGCOBO AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT REX TOMLINSON AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #4.2: RE-ELECT BUSI MABUZA AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #4.3: RE-ELECT JABU NGCOBO AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE


 

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES IN        ISSUER            YES             FOR                  FOR

 RESPECT OF THE PERIOD FROM 1 OCTOBER 2015

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY OR CORPORATION

PROPOSAL #4: APPROVE ISSUANCE OF SHARES OR OPTIONS            ISSUER            YES             FOR                  FOR

AND GRANT FINANCIAL ASSISTANCE IN TERMS OF THE

COMPANY'S SHARE-BASED INCENTIVE SCHEMES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TSRC Corp.

  TICKER:               2103                                CUSIP:   Y84690109

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT FENG HENG WITH ID NO. A100575XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TTW Public Co., Ltd.

  TICKER:               TTW                                  CUSIP:   Y9002L113

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: APPROVE ALLOCATION OF INCOME                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: APPROVE DIVIDEND PAYMENT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6.1: ELECT TECHAPIT SANGSINGKEO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT PAYAO MARITTANAPORN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT SOMBAT KITJALAKSANA AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6.4: ELECT CHAIWAT UTAIWAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TTY Biopharm Co., Ltd.

  TICKER:               4105                                CUSIP:   Y90017107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #7: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #8.1: ELECT TSAI DUEI, WITH ID NO.                        ISSUER            YES             FOR                  FOR

L100933XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #8.2: ELECT HSUEH MING LING, WITH ID NO.              ISSUER            YES             FOR                  FOR

B101077XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT LIN TIEN FU, WITH ID NO.                     ISSUER            YES             FOR                  FOR

A102932XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #8.4: ELECT XIAO YINGJUN, REPRESENTATIVE OF    SHAREHOLDER        YES             FOR                  N/A

DAWAN TECHNOLOGY CO., LTD., WITH SHAREHOLDER NO. 548,

 AS NON-INDEPENENDENT DIRECTOR

PROPOSAL #8.5: ELECT ZHANG WENHUA, WITH SHAREHOLDER      SHAREHOLDER        YES             FOR                  N/A

NO. 27, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.6: ELECT ZENG TIANCI, WITH SHAREHOLDER        SHAREHOLDER        YES             FOR                  N/A

NO. 8908, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.7: ELECT YANG ZIJIANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.8: ELECT ZHANG XIUJI, WITH SHAREHOLDER        SHAREHOLDER        YES             FOR                  N/A

NO. 182, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.9: ELECT LIAO YINGYING, WITH SHAREHOLDER    SHAREHOLDER        YES             FOR                  N/A

NO. 58906, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tung Ho Steel Enterprise Corp.

  TICKER:               2006                                CUSIP:   Y90030100

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS


 

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tung Thih Electronic Co., Ltd.

  TICKER:               3552                                CUSIP:   Y9001J101

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tungkong Inc.

  TICKER:               002117                            CUSIP:   Y90019103

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT AND 2016 WORK PLAN          ISSUER            YES             FOR                  FOR

OF THE BOARD OF DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #6: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #7: APPROVE USAGE OF OWN FUNDS TO INVEST IN         ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE CREDIT BUSINESS WITH VARIOUS              ISSUER            YES             FOR                  FOR

COMMERCIAL BANKS

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES FOR BANK        ISSUER            YES             FOR                  FOR

 CREDIT LINE OF CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 RE-APPOINTMENT OF RUIHUA          ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

PROPOSAL #11: AMEND 2015 EMPLOYEE SHARE PURCHASE PLAN   SHAREHOLDER        YES             FOR                  FOR

 (DRAFT)

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO      SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

PROPOSAL #13: APPROVE TERMINATION OF THE PLAN FOR          SHAREHOLDER        YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES TO SPECIFIC TARGETS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TungKong Security Printing Co., Ltd.

  TICKER:               002117                            CUSIP:   Y90019103

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF          ISSUER            YES             FOR                  FOR

THE GRANTED BUT NOT YET UNLOCKED RESTRICTED SHARES OF

 INCENTIVE TARGETS

PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE EXPANSION OF BUSINESS SCOPE                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TungKong Security Printing Co., Ltd.

  TICKER:               002117                            CUSIP:   Y90019103

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIU HONG AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tupras Turkiye Petrol Rafinerileri A.S.

  TICKER:               TUPRS                              CUSIP:   M8966X108

  MEETING DATE:   4/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND COMPANY ARTICLES                                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TUPY SA

  TICKER:               TUPY3                              CUSIP:   P9414P108

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TUPY SA

  TICKER:               TUPY3                              CUSIP:   P9414P108

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turcas Petrol AS

  TICKER:               TRCAS                              CUSIP:   M8967L103

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turk Hava Yollari A.O.

  TICKER:               THYAO                              CUSIP:   M8926R100

  MEETING DATE:   4/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORTS                                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: INDICATE OGUN SANLIER AS INDEPENDENT              ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROFIT DISTRIBUTION POLICY                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE SHARE REPURCHASE PROGRAM                    ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #14: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turk Telekomunikasyon AS

  TICKER:               TTKOM                              CUSIP:   M9T40N131

  MEETING DATE:   7/8/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ELECT DIRECTORS AND APPROVE THEIR                   ISSUER            YES         AGAINST           AGAINST

REMUNERATION

PROPOSAL #4: APPOINT INTERNAL STATUTORY AUDITORS AND         ISSUER            YES         AGAINST           AGAINST

APPROVE THEIR REMUNERATION

PROPOSAL #5: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turk Telekomunikasyon AS

  TICKER:               TTKOM                              CUSIP:   M9T40N131

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE INTERNAL AUDITOR REMUNERATION             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #17: AUTHORIZE BOARD TO ACQUIRE BUSINESSES          ISSUER            YES             FOR                  FOR

UP TO A EUR 500 MILLION VALUE

PROPOSAL #18: AUTHORIZE BOARD TO ESTABLISH NEW                   ISSUER            YES             FOR                  FOR

COMPANIES IN RELATION TO BUSINESS ACQUIRED

PROPOSAL #19: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turk Telekomunikasyon AS

  TICKER:               TTKOM                              CUSIP:   M9T40N131

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE INTERNAL AUDITOR REMUNERATION             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #17: AUTHORIZE BOARD TO ACQUIRE BUSINESSES          ISSUER            YES             FOR                  FOR

UP TO A EUR 500 MILLION VALUE

PROPOSAL #18: AUTHORIZE BOARD TO ESTABLISH NEW                   ISSUER            YES             FOR                  FOR

COMPANIES IN RELATION TO BUSINESS ACQUIRED

PROPOSAL #19: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turk Traktor ve Ziraat Makineleri AS

  TICKER:               TTRAK                              CUSIP:   M9044T101

  MEETING DATE:   10/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: APPROVE SPECIAL DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turk Traktor ve Ziraat Makineleri AS

  TICKER:               TTRAK                              CUSIP:   M9044T101

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #8: RECEIVE INFORMATION ON REMUNERATION                ISSUER            YES             FOR                  FOR

POLICY AND APPROVE REMUNERATION PAID TO BOARD MEMBERS

 AND TOP MANAGEMENT

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE THE UPPER LIMIT OF THE

 DONATIONS FOR 2016

PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turkcell Iletisim Hizmetleri AS

  TICKER:               TCELL                              CUSIP:   M8903B102

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DONATION POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE UPPER LIMIT OF THE DONATIONS FOR        ISSUER            YES         AGAINST           AGAINST

 2016 AND RECEIVE INFORMATION ON CHARITABLE DONATIONS

 FOR 2015

PROPOSAL #9: AMEND COMPANY ARTICLES                                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT DIRECTORS                                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE SHARE REPURCHASE PLAN                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #15: APPROVE DIVIDENDS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turkiye Garanti Bankasi A.S.

  TICKER:               GARAN                              CUSIP:   M4752S106

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF        ISSUER            YES             FOR                  FOR

 MEETING AND AUTHORIZE THE PRESIDING COUNCIL TO SIGN

MEETING MINUTES

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORTS                                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND ARTICLES REFLECT CHANGES IN                   ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTOR                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turkiye Halk Bankasi A.S.

  TICKER:               HALKB                              CUSIP:   M9032A106

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT BOARD OF DIRECTORS AND INTERNAL            ISSUER            YES         AGAINST           AGAINST

AUDITORS

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

INTERNAL AUDITORS

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turkiye Is Bankasi AS

  TICKER:               ISCTR                              CUSIP:   M8933F115

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #8: AMEND COMPANY ARTICLES                                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY DIRECTOR APPOINTMENTS                           ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turkiye Sinai Kalkinma Bankasi AS

  TICKER:               TSKB                                CUSIP:   M8973M103

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF        ISSUER            YES             FOR                  FOR

 MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN

MEETING MINUTES

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: RECEIVE INFORMATION ON CHARITABLE                   ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turkiye Sise ve Cam Fabrikalari AS

  TICKER:               SISE                                CUSIP:   M9013U105

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND          ISSUER            YES             FOR                  FOR

AUTHORIZE PRESIDING COUNCIL TO SIGN MEETING MINUTES

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Turkiye Vakiflar Bankasi TAO

  TICKER:               VAKBN                              CUSIP:   M9037B109

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: CHANGE LOCATION OF HEAD OFFICES                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPOINT INTERNAL STATUTORY AUDITORS                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

INTERNAL AUDITORS

PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #12: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TUS-Sound Environmental Resources Co Ltd

  TICKER:               000826                            CUSIP:   Y8076H107

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY HUNAN SANGDUN NEW ENERGY CO., LTD.

AND RELATED PARTY TRANSACTIONS

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

INDIRECT WHOLLY-OWNED SUBSIDIARY BOZHOU CLEAN ENERGY

POWER CO., LTD.

PROPOSAL #3: ELECT ZHOU QI AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TUS-Sound Environmental Resources Co Ltd

  TICKER:               000826                            CUSIP:   Y8076H107

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 RE-APPOINTMENT OF AUDITOR          ISSUER            YES             FOR                  FOR

AND RELATED MATTERS

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION AND AUTHORIZATION TO HANDLE RELATED

PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES OF NOT MORE THAN CNY 1.35 BILLIONS

AND WORKING CAPITAL LOAN WITHIN THE CREDIT LIMIT AS

WELL AS RELEVANT AUTHORIZATION

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES AND RELEVANT AUTHORIZATION

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #11: ELECT YANG LEI AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12: APPROVE ACQUISITION OF 100% EQUITY OF      SHAREHOLDER        YES             FOR                  FOR

HUBEI DONGJIANG ENVIRONMENTAL CO., LTD. AND QINGYUAN

DONGJIANG ENVIRONMENTAL TECHNOLOGY CO., LTD. BY

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #13: APPROVE CAPITAL INJECTION TO ASSOCIATE    SHAREHOLDER        YES             FOR                  FOR

COMPANY HUNAN SOUND NEW ENERGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TUS-Sound Environmental Resources Co Ltd

  TICKER:               000826                            CUSIP:   Y8076H107

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: APPROVE PRICING REFERENCE DATE                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.7: APPROVE USE OF PROCEEDS                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE REVISION ON PRIVATE PLACEMENT OF        ISSUER            YES         AGAINST           AGAINST

 SHARES

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES         AGAINST           AGAINST

SHARES (REVISED)

PROPOSAL #5.1: APPROVE CONDITIONAL SHARE SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH ZHUHAI TUS INVESTMENT MANAGEMENT CO.,

 LTD.


 

PROPOSAL #5.2: APPROVE CONDITIONAL SHARE SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH ZHUHAI TUS LUYUAN CAPITAL MANAGEMENT

CO., LTD.

PROPOSAL #5.3: APPROVE CONDITIONAL SHARE SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH TIBET QINGKONG ASSET MANAGEMENT CO.,

LTD.

PROPOSAL #5.4: APPROVE CONDITIONAL SHARE SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH NANTONG JINXIN HAOHAI INVESTMENT

CENTER (LP)

PROPOSAL #5.5: APPROVE CONDITIONAL SHARE SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH TUS JINKONG INVESTMENT CO., LTD.

PROPOSAL #5.6: APPROVE CONDITIONAL SHARE SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH TIBET SOUND INVESTMENT HOLDINGS CO.,

LTD.

PROPOSAL #5.7: APPROVE CONDITIONAL SHARE SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH JIASHI FUND MANAGEMENT CO., LTD.

PROPOSAL #5.8: APPROVE CONDITIONAL SHARE SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH HUITIANFU FUND MANAGEMENT CO., LTD.

PROPOSAL #5.9: APPROVE CONDITIONAL SHARE SUBSCRIPTION        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT WITH BANGXIN ASSET MANAGEMENT CO., LTD.

PROPOSAL #5.10: APPROVE CONDITIONAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH SOOCHOW SECURITIES CO.,

PROPOSAL #6.1: APPROVE SUPPLEMENTAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH ZHUHAI TUS INVESTMENT

MANAGEMENT CO., LTD.

PROPOSAL #6.2: APPROVE SUPPLEMENTAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH ZHUHAI TUS LUYUAN CAPITAL

 MANAGEMENT CO., LTD.

PROPOSAL #6.3: APPROVE SUPPLEMENTAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH TIBET QINGKONG ASSET

MANAGEMENT CO., LTD.

PROPOSAL #6.4: APPROVE SUPPLEMENTAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH NANTONG JINXIN HAOHAI

INVESTMENT CENTER (LP)

PROPOSAL #6.5: APPROVE SUPPLEMENTAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH TUS JINKONG INVESTMENT

PROPOSAL #6.6: APPROVE SUPPLEMENTAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH TIBET SOUND INVESTMENT

HOLDINGS CO., LTD.

PROPOSAL #6.7: APPROVE SUPPLEMENTAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH JIASHI FUND MANAGEMENT

PROPOSAL #6.8: APPROVE SUPPLEMENTAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH HUITIANFU FUND MANAGEMENT

PROPOSAL #6.9: APPROVE SUPPLEMENTAL SHARE                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH BANGXIN ASSET MANAGEMENT

PROPOSAL #6.10: APPROVE SUPPLEMENTAL SHARE                          ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH SOOCHOW SECURITIES CO.,

LTD.

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE USE OF PROCEEDS

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES         AGAINST           AGAINST

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN


 

PROPOSAL #11: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES         AGAINST           AGAINST

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

PROPOSAL #12: APPROVE WHITEWASH WAIVER AND RELATED            ISSUER            YES         AGAINST           AGAINST

TRANSACTIONS

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #14: APPROVE PHASE 1 EMPLOYEE SHARE PURCHASE        ISSUER            YES         AGAINST           AGAINST

 PLAN (REVISED) (THROUGH SUBSCRIPTION OF PRIVATE

PLACEMENT)

PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TVN S.A.

  TICKER:               TVN                                  CUSIP:   X9283W102

  MEETING DATE:   7/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #6: APPROVE DECISION ON COVERING COSTS OF        SHAREHOLDER        YES         AGAINST               N/A

CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS

PROPOSAL #7: FIX NUMBER OF SUPERVISORY BOARD MEMBERS     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #8.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #8.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TWI Pharmaceuticals Inc.

  TICKER:               4180                                CUSIP:   Y90144109

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4.1: ELECT SU YU-HUI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT LIN DONG-HE AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES


 

PROPOSAL #9: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TXC Corp.

  TICKER:               3042                                CUSIP:   Y90156103

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT LIN JINBAO WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

1 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT XU DERUN WITH SHAREHOLDER NO. 7         ISSUER            YES             FOR                  FOR

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT LIN WANXING WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 6 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT CHENQUE SHANGXIN WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 44 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT GE TIANZONG WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 45 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT A REPRESENTATIVE OF HONGDING              ISSUER            YES             FOR                  FOR

VENTURE CAPITAL CO., LTD. WITH SHAREHOLDER NO. 44269

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT A REPRESENTATIVE OF ZHIXIN                 ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 70444392 AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT YU SHANGWU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.9: ELECT CAI SONGQI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.10: ELECT SU YANXUE AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.11: ELECT WANG CHUANFEN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF LIN CHIN PAO

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF HSU TE JUN

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF LIN WAN HSING

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF CHEN CHUEH SHANG HSIN

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF KE TIEN TSUNG

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF REPRESENTATIVE OF HONGDING

INVESTMENT CO., LTD.

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF SU YEN HSUEH


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               TYC Brother Industrial Co Ltd

  TICKER:               1522                                CUSIP:   Y9015F103

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Tyntek Co. Ltd.

  TICKER:               2426                                CUSIP:   Y90179105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               U City Public Co., Ltd.

  TICKER:               U                                      CUSIP:   Y9018E111

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS AND ANNUAL        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE OMISSION OF DIVIDEND PAYMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT SAKTHIP KRAIRIKSH AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT CHAIWAT ATSAWINTARANGKUN AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT WEERAWAT WATTANATCHARIYA AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE CO., LTD. AS AUDITORS         ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UCO Bank Ltd.

  TICKER:               532505                            CUSIP:   Y9035A100

  MEETING DATE:   5/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO              ISSUER            YES             FOR                  FOR

GOVERNMENT OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UCO Bank Ltd.

  TICKER:               532505                            CUSIP:   Y9035A100

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UEM Sunrise Berhad

  TICKER:               UEMS                                CUSIP:   Y9033U108

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL BY UEM LAND BERHAD, A          ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, OF AN OFFICE

BLOCK TOGETHER WITH A COMMERCIAL AREA IN PUTERI

HARBOUR TO UEM GROUP BERHAD

PROPOSAL #2: APPROVE ISSUANCE OF REDEEMABLE                        ISSUER            YES             FOR                  FOR

CONVERTIBLE PREFERENCE SHARES (RCPS)

PROPOSAL #1: AMEND MEMORANDUM AND ARTICLES OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION TO FACILITATE THE RCPS ISSUANCE AND

RECLASSIFICATION OF MANDATORY CONVERTIBLE REDEEMABLE

PREFERENCE SHARES INTO SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UEM Sunrise Berhad

  TICKER:               UEMS                                CUSIP:   Y9033U108

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LIM TIAN HUAT AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT SRIKANDAN KANAGAINTHIRAM AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT SUSEELAWATI UNGKU OMAR AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT SUBIMAL SEN GUPTA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ZAIDA KHALIDA SHAARI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT PHILIP SUTTON COX AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE RENEWAL OF SHAREHOLDERS'                   ISSUER            YES         AGAINST           AGAINST

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #12: APPROVE NEW SHAREHOLDERS' MANDATE FOR          ISSUER            YES             FOR                  FOR

ADDITIONAL RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ulker Biskuvi Sanayi A.S.

  TICKER:               ULKER                              CUSIP:   M90358108

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #12: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ultrapar Participacoes S.A.

  TICKER:               UGP                                  CUSIP:   P94396127

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: APPROVE REMUNERATION OF FISCAL COUNCIL        ISSUER            YES             FOR                  FOR

 MEMBERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ultrapar Participacoes S.A.

  TICKER:               UGP                                  CUSIP:   P94396127

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-RATIFY REMUNERATION OF COMPANY'S                ISSUER            YES             FOR                  FOR

MANAGEMENT FOR FISCAL YEARS 2012, 2013 AND 2014

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ultratech Cement Ltd.

  TICKER:               532538                            CUSIP:   Y9046E109

  MEETING DATE:   8/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT K. M. BIRLA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE BSR & CO. LLP AS JOINT AUDITORS         ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE G. P. KAPADIA & CO. AS JOINT              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT S. KRIPALU AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT R. RAMNATH AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REDESIGNATION OF O. P.                        ISSUER            YES             FOR                  FOR

PURANMALKA AS MANAGING DIRECTOR

PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF        ISSUER            YES             FOR                  FOR

 O. P. PURANMALKA AS MANAGING DIRECTOR

PROPOSAL #11: ELECT D. GAUR AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE APPOINTMENT AND REMUNERATION OF        ISSUER            YES             FOR                  FOR

 D. GAUR AS EXECUTIVE DIRECTOR

PROPOSAL #13: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE          ISSUER            YES             FOR                  FOR

REDEEMABLE DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               U-Ming Marine Transport Corp.

  TICKER:               2606                                CUSIP:   Y9046H102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT DOUGLAS TONG HSU WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.8 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT CHEE-CHEN TUNG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.790204XXX AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #4.3: ELECT TSAI-HSIUNG CHANG, A                            ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF ASIA CEMENT CORPORATION WITH

SHAREHOLDER NO.1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT KUN-YEN LEE, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 ASIA CEMENT CORPORATION WITH SHAREHOLDER NO.1, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT DOUGLAS JEFFERSON HSU, A                     ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF ASIA CEMENT CORPORATION WITH

SHAREHOLDER NO.1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT CHAMPION LEE, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF YA LI TRANSPORTATION CO., LTD. WITH SHAREHOLDER

NO.33260, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT CHOO KIAT ONG, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF YU DING INDUSTRIAL CO., LTD. WITH SHAREHOLDER

NO.40989, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT SHAO-HUA CHU WITH ID                            ISSUER            YES             FOR                  FOR

NO.B100874XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT CHORNG-JIAN LIU WITH ID                       ISSUER            YES             FOR                  FOR

NO.G120576XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT PETER HSU WITH SHAREHOLDER                ISSUER            YES             FOR                  FOR

NO.15 AS SUPERVISOR

PROPOSAL #4.11: ELECT CHIANG SHAO, RUEY-HUEY, A                 ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF YUAN DING INVESTMENT CORP. WITH

SHAREHOLDER NO.483, AS SUPERVISOR

PROPOSAL #4.12: ELECT TZU-PONG, CHANG, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF FAR EASTERN CONSTRUCTION CO., LTD.

WITH SHAREHOLDER NO.40965, AS SUPERVISOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UMW Holdings Berhad

  TICKER:               UMW                                  CUSIP:   Y90510101

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT BADRUL FEISAL BIN ABDUL RAHIM AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT ROHAYA BINTI MOHAMMAD YUSOF AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT HASMAH BINTI ABDULLAH AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT ASMAT BIN KAMALUDIN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UMW Oil & Gas Corporation Berhad

  TICKER:               UMWOG                              CUSIP:   Y9036W101

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ELECT LEONG CHIK WENG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT IBRAHIM BIN MARSIDI AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT BADRUL FEISAL BIN ABDUL RAHIM AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT ASMAT BIN KAMALUDIN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unifin Financiera S.A.B. de C.V. SOFOM E.N.R.

  TICKER:               UNIFIN A                        CUSIP:   P94461103

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: APPROVE CEO AND AUDITORS' REPORT ON            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND STATUTORY REPORTS AND

BOARD'S OPINION ON CEO'S REPORT

PROPOSAL #1.b: APPROVE BOARD'S REPORT ON ACCOUNTING          ISSUER            YES             FOR                  FOR

CRITERIA POLICY AND DISCLOSURE POLICY IN ACCORDANCE

WITH ARTICLE 172-B OF COMPANY LAW

PROPOSAL #1.c: APPROVE REPORT ON ACTIVITIES AND                 ISSUER            YES             FOR                  FOR

OPERATIONS UNDERTAKEN BY BOARD IN ACCORDANCE WITH

ARTICLE 28 IV (E) OF COMPANY LAW

PROPOSAL #1.d: APPROVE FINANCIAL STATEMENTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.e: APPROVE AUDIT AND CORPORATE PRACTICES         ISSUER            YES             FOR                  FOR

COMMITTEE'S REPORT ON THEIR ACTIVITIES IN ACCORDANCE

WITH ARTICLE 43 OF COMPANY LAW

PROPOSAL #1.f: APPROVE REPORT ON COMPLIANCE WITH                ISSUER            YES             FOR                  FOR

FISCAL OBLIGATIONS

PROPOSAL #2.a: APPROVE INCREASE IN LEGAL RESERVES               ISSUER            YES             FOR                  FOR

PROPOSAL #2.b: APPROVE ALLOCATION OF INCOME AND                 ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

PROGRAM; APPROVE SHARE REPURCHASE REPORT

PROPOSAL #4: APPROVE DISCHARGE BOARD OF DIRECTORS AND        ISSUER            YES             FOR                  FOR

 CEO

PROPOSAL #5.a: ELECT OR RATIFY DIRECTORS; VERIFY                ISSUER            YES             FOR                  FOR

INDEPENDENCE CLASSIFICATION OF BOARD MEMBERS

PROPOSAL #5.b: ELECT OR RATIFY CHAIRMAN AND MEMBERS          ISSUER            YES             FOR                  FOR

OF AUDIT AND CORPORATE PRACTICES COMMITTEE

PROPOSAL #5.c: ELECT SECRETARY AND DEPUTY SECRETARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5.d: APPROVE EXTERNAL AUDITORS AND FIX                ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unimicron Technology Corp.

  TICKER:               3037                                CUSIP:   Y90668107

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS AND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Union Bank of India Ltd.

  TICKER:               532477                            CUSIP:   Y90885115

  MEETING DATE:   9/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO              ISSUER            YES             FOR                  FOR

GOVERNMENT OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Union Bank of India Ltd.

  TICKER:               532477                            CUSIP:   Y90885115

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Union National Bank PJSC

  TICKER:               UNB                                  CUSIP:   M9396C102

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.2 PER SHARE          ISSUER            YES             FOR                  FOR

REPRESENTING 20 PERCENT OF THE ISSUED SHARE CAPITAL


 

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES             FOR                  FOR

NO. 2/2015 RE: MEMART AMENDMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Union Properties PJSC

  TICKER:               UPP                                  CUSIP:   M93972103

  MEETING DATE:   10/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE AGREEMENT  IN FAVOR OF        ISSUER            YES             FOR                  FOR

 DUBAI ISLAMIC BANK

PROPOSAL #2: APPROVE FINANCING AGREEMENTS WITH DUBAI         ISSUER            YES             FOR                  FOR

ISLAMIC BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Union Properties PJSC

  TICKER:               UPP                                  CUSIP:   M93972103

  MEETING DATE:   4/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM RE: 7              ISSUER            YES             FOR                  FOR

PERCENT BONUS SHARES

PROPOSAL #5: APPROVE ALLOCATION OF INCOME ONLY TO              ISSUER            YES             FOR                  FOR

STATUTORY RESERVE FOR FY 2015

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #8: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #9: ALLOW CHAIRMAN AND DIRECTORS TO ENGAGE          ISSUER            YES             FOR                  FOR

IN COMMERCIAL TRANSACTIONS WITH COMPETITORS

PROPOSAL #10: RATIFY AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #11: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW        ISSUER            YES         AGAINST           AGAINST

 NO.2 OF 2015

PROPOSAL #12: APPROVE GUARANTEE AGREEMENT IN FAVOR OF        ISSUER            YES         AGAINST           AGAINST

 NOOR BANK

PROPOSAL #13: ADOPT AUTHORIZED CAPITAL OF THE COMPANY        ISSUER            YES             FOR                  FOR

 UP TO AN AGGREGATE AMOUNT OF AED 7 BILLION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Uni-President Enterprises Corp.

  TICKER:               1216                                CUSIP:   Y91475106

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5.1: ELECT CHIH-HSIEN LO, REPRESENTING KAO         ISSUER            YES             FOR                  FOR

CHYUAN INV. CO., LTD WITH SHAREHOLDER NO. 69100090,AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT SHIOW-LING KAO, REPRESENTING KAO        ISSUER            YES             FOR                  FOR

 CHYUAN INV. CO., LTD WITH SHAREHOLDER NO.

69100090,AS NON-INDEPENDENT

PROPOSAL #5.3: ELECT JUI-TANG CHEN, REPRESENTING KAO         ISSUER            YES             FOR                  FOR

CHYUAN INV. CO., LTD WITH SHAREHOLDER NO. 69100090,AS

 NON-INDEPENDENT

PROPOSAL #5.4: ELECT PO-MING HOU WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 23100014 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT PO-YU HOU WITH SHAREHOLDER NO.          ISSUER            YES             FOR                  FOR

23100013 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT CHUNG-HO WU, REPRESENTING YOUNG         ISSUER            YES             FOR                  FOR

YUN INV. CO., LTD WITH SHAREHOLDER NO. 69102650 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT PING-CHIH WU, REPRESENTING TAIPO        ISSUER            YES             FOR                  FOR

 INVESTMENT CORP WITH SHAREHOLDER NO. 69100060 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT CHANG-SHENG LIN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 15900071 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT HSIU-JEN LIU WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 52700020 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.10: ELECT KAO-HUEI CHENG, REPRESENTING            ISSUER            YES             FOR                  FOR

JOYFUL INV. CO., LTD WITH SHAREHOLDER NO. 69100010 AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #5.11: ELECT YUN LIN WITH ID NO. G201060XXX         ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

PROPOSAL #5.12: ELECT CHAO-TANG YOU WITH ID NO.                 ISSUER            YES             FOR                  FOR

A120159XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.13: ELECT HONG-TE LV WITH ID NO.                       ISSUER            YES             FOR                  FOR

M120426XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unisem (M) Berhad

  TICKER:               UNISEM                            CUSIP:   Y9158L107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS


 

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT FRANCIS CHIA MONG TET AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT JOHN CHIA SIN TET AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT LEE HOONG LEONG AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT LIM SIEW ENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT MAHANI BINTI AMAT AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT WONG SEE WAH AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE DELOITTE AS AUDITORS AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unisplendour Corp Ltd

  TICKER:               000938                            CUSIP:   Y8997B106

  MEETING DATE:   11/6/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLAN FOR MAJOR ASSET PURCHASE             ISSUER            YES             FOR                  FOR

PROPOSAL #1.1: APPROVE TRANSACTION PLAN                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE TRANSACTION COUNTERPARTIES               ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE TARGET ASSET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE TRANSACTION PRICE AND PRICING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.5: APPROVE PAYMENT METHOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE SIGNING OF SHARE SUBSCRIPTION            ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN WHOLLY-OWNED HONG KONG SUBSIDIARY

UNISPLENDOUR LIANHE INFORMATION SYSTEMS LTD. AND

WESTERN DIGITAL CORPORATION

PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY OF            ISSUER            YES             FOR                  FOR

THE MAJOR ASSET PURCHASE PLAN

PROPOSAL #4: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR MAJOR ASSET PURCHASE COMPLIES WITH RELEVANT LAWS

AND REGULATIONS

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #7: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #8: APPROVE APPLICATION OF LOAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE VALUATION REPORT OF THE                       ISSUER            YES             FOR                  FOR

TRANSACTION


 

PROPOSAL #10: APPROVE EXPLANATION REGARDING THE                 ISSUER            YES             FOR                  FOR

DISCREPANCY IN ACCOUNTING POLICY

PROPOSAL #11: APPROVE CAPITAL INJECTION TO WHOLLY-             ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY UNISPLENDOUR LIANHE INFORMATION

SYSTEMS LTD.

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE RE-APPOINTMENT OF ZHONGXINGHUA         ISSUER            YES             FOR                  FOR

CPAS LLP AS 2015 FINANCIAL AND INTERNAL CONTROL

PROPOSAL #14: APPROVE SIGNING OF FINANCIAL SERVICE            ISSUER            YES             FOR                  FOR

AGREEMENT WITH TSINGHUA HOLDINGS GROUP FINANCE

PROPOSAL #15: APPROVE PROVISION OF GUARANTEE FOR THE    SHAREHOLDER        YES         AGAINST           AGAINST

VENDOR CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY

PROPOSAL #16: APPROVE ADJUSTMENT TO THE RESOLUTION        SHAREHOLDER        YES             FOR                  FOR

VALIDITY PERIOD IN CONNECTION TO THE PRIVATE

PROPOSAL #17: APPROVE ADJUSTMENT TO THE VALIDITY           SHAREHOLDER        YES             FOR                  FOR

PERIOD IN AUTHORIZATION OF BOARD TO HANDLE ALL

MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unisplendour Corp Ltd

  TICKER:               000938                            CUSIP:   Y8997B106

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO AMOUNT OF RAISED          ISSUER            YES             FOR                  FOR

FUNDS AND ISSUE AMOUNT

PROPOSAL #1.1: APPROVE ISSUE AMOUNT AND ISSUE SIZE             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #1.3: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (3RD REVISION)

PROPOSAL #3: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT

PROPOSAL #3.1: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT BETWEEN

COMPANY AND TIBET LINZHI QINGCHUANG ASSET MANAGEMENT

CO., LTD.

PROPOSAL #3.2: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT BETWEEN

COMPANY AND TIBET UNISPLENDOUR COMMUNICATIONS

INVESTMENT CO., LTD.

PROPOSAL #3.3: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT BETWEEN

COMPANY AND TIBET JIANKUN AIQING INVESTMENT CO., LTD.

PROPOSAL #3.4: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT BETWEEN

COMPANY AND TONGFANG COMPUTERS CO., LTD.

PROPOSAL #3.5: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT BETWEEN

COMPANY AND SHANGHAI HUAXIN CHANGAN NETWORK

TECHNOLOGY CO., LTD.


 

PROPOSAL #3.6: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT BETWEEN

COMPANY AND BEIJING GUOYAN TIANCHENG INVESTMENT

MANAGEMENT CO., LTD.

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (3RD REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unisplendour Corp Ltd

  TICKER:               000938                            CUSIP:   Y8997B106

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF ZHONGXINGHUA          ISSUER            YES             FOR                  FOR

CPAS LLP AS 2016 FINANCIAL REPORT AND INTERNAL

CONTROL AUDITOR AS WELL AS PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY FOR THE BANK CREDIT LINES OF

ITS SUBSIDIARY

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK COMPREHENSIVE CREDIT LINES APPLIED BY WHOLLY-

OWNED SUBSIDIARY

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES         AGAINST           AGAINST

BANK COMPREHENSIVE CREDIT LINES APPLIED BY CONTROLLED

 SUBSIDIARY

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES         AGAINST           AGAINST

MANUFACTURE CREDIT LINES (ONE) BY CONTROLLED

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES         AGAINST           AGAINST

MANUFACTURE CREDIT LINES (TWO) BY CONTROLLED

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #14: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #15: APPROVE SIGNING OF FINANCIAL SERVICE            ISSUER            YES             FOR                  FOR

AGREEMENT WITH TSINGHUA HOLDINGS GROUP FINANCE CO.,

LTD.

PROPOSAL #16: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #17.1: ELECT YU YINGTAO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #17.2: ELECT ZHANG YONGHONG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unitech Limited

  TICKER:               507878                            CUSIP:   Y9164M149

  MEETING DATE:   9/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: REELECT S. CHANDRA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE GOEL GARG & CO. AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: ELECT S. REKHI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT C. JAIN AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unitech Printed Circuit Board Corp.

  TICKER:               2367                                CUSIP:   Y9167M104

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Bank Limited

  TICKER:               UBL                                  CUSIP:   Y91486103

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: APPROVE FINAL CASH DIVIDEND                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE A.F. FERGUSON & CO. AND KPMG              ISSUER            YES             FOR                  FOR

TASEER HADI & CO. AS AUDITORS AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Breweries Ltd.

  TICKER:               532478                            CUSIP:   Y9181N153

  MEETING DATE:   9/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT V. MALLYA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE S.R. BATLIBOI & ASSOCIATES LLP          ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT S. HIEMSTRA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT F.E. EUSMAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT S. RAMAMURTHY AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF S. RAMAMURTHY AS MANAGING DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Electronics Co Ltd.

  TICKER:               002642                            CUSIP:   Y9164N105

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

INVEST IN BANK FINANCIAL PRODUCTS

PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #3: ELECT BAI WENTAO AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Electronics Co Ltd.

  TICKER:               002642                            CUSIP:   Y9164N105

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 CREDIT PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE USE OF IDLE OWNED FUNDS TO                 ISSUER            YES             FOR                  FOR

INVEST IN FINANCIAL PRODUCTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Electronics Co Ltd.

  TICKER:               002642                            CUSIP:   Y9164N105

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DECREASE IN CAPITAL AND AMEND            ISSUER            YES             FOR                  FOR

ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Integrated Services Co. Ltd

  TICKER:               2404                                CUSIP:   Y9210Q102

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Microelectronics Corp

  TICKER:               2303                                CUSIP:   910873405

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF SHARES VIA PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT, ISSUANCE OF ORDINARY SHARES TO PARTICIPATE

 IN THE ISSUANCE OF GLOBAL DEPOSITORY RECEIPT OR

ISSUANCE OF OVERSEAS OR DOMESTIC CONVERTIBLE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Microelectronics Corp

  TICKER:               2303                                CUSIP:   Y92370108

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF SHARES VIA PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT, ISSUANCE OF ORDINARY SHARES TO PARTICIPATE

 IN THE ISSUANCE OF GLOBAL DEPOSITORY RECEIPT OR

ISSUANCE OF OVERSEAS OR DOMESTIC CONVERTIBLE BONDS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Spirits Limited

  TICKER:               532432                            CUSIP:   Y92311102

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: REELECT R. RAJAGOPAL AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE B S R & CO. LLP AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: ELECT N. B. BLAZQUEZ AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT R. GUPTA AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT M.K. SHARMA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF         ISSUER            YES             FOR                  FOR

A. KRIPALU, MANAGING DIRECTOR & CEO

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Spirits Limited

  TICKER:               532432                            CUSIP:   Y92311102

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE TO PIONEER                            ISSUER            YES             FOR                  FOR

DISTILLERIES LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               United Spirits Limited

  TICKER:               UNITDSPR                        CUSIP:   Y92311102

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CONSIDER EROSION OF NET WORTH OF THE              ISSUER            YES             FOR                  FOR

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unity Opto Technology Co., Ltd.

  TICKER:               2499                                CUSIP:   Y9279D109

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PRIVATE PLACEMENT OF ORDINARY            ISSUER            YES             FOR                  FOR

SHARES OR PRIVATE PLACEMENT OF DOMESTIC AND FOREIGN

CONVERTIBLE CORPORATE BONDS

PROPOSAL #5: APPROVE CASH CAPITAL INCREASE BY                     ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES


 

PROPOSAL #6.1: ELECT CHEN LI-YU, WITH ID NO.                       ISSUER            YES             FOR                  FOR

V120081XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT WEI YONG-FA, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 16974, AS INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT WU QINGHUI, WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 2, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT QIU XIANMING, WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 7, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT ZHONG CONGMING, WITH SHAREHOLDER   SHAREHOLDER        YES         AGAINST               N/A

 NO. 437, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT REPRESENTATIVE OF KYE SYSTEMS        SHAREHOLDER        YES         AGAINST               N/A

CORP., WITH SHAREHOLDER NO. 27170, AS NON-INDEPENDENT

 DIRECTOR

PROPOSAL #6.7: ELECT WU ZHIXIAN, WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 110, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.8: ELECT WU RENBIN, WITH SHAREHOLDER NO.    SHAREHOLDER        YES         AGAINST               N/A

353, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.9: ELECT LV GEWEI, WITH SHAREHOLDER NO.      SHAREHOLDER        YES         AGAINST               N/A

34481, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.10: ELECT YUE LEI, WITH SHAREHOLDER NO.      SHAREHOLDER        YES         AGAINST               N/A

54, AS SUPERVISOR

PROPOSAL #6.11: ELECT WU BINGCHEN, WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 23, AS SUPERVISOR

PROPOSAL #6.12: ELECT MA WEIXIN AS SUPERVISOR                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Univentures Public Co Ltd

  TICKER:               UV                                    CUSIP:   Y9282R178

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF SHARES OF GOLDEN              ISSUER            YES             FOR                  FOR

LAND PROPERTY PUBLIC COMPANY LIMITED (GOLD) TO

FRASERS PROPERTY HOLDING THAILAND

PROPOSAL #3: APPROVE WAIVER OF THE REQUIREMENT TO              ISSUER            YES             FOR                  FOR

MAKE A TENDER OFFER TO ACQUIRE ALL SECURITIES OF GOLD

PROPOSAL #4: APPROVE JOINT VENTURE IN THE SAMYAN                ISSUER            YES             FOR                  FOR

PROJECT OF GOLD

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Univentures Public Co Ltd

  TICKER:               UV                                    CUSIP:   Y9282R178

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT NARARAT LIMNARARAT AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT SITHICHAI CHAIKRIENGKRAI AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT WORAWAT SRISA-AN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Universal Cement Corp.

  TICKER:               1104                                CUSIP:   Y92879108

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Universal Health International Group Holding Limited

  TICKER:               02211                              CUSIP:   ADPV32452

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT ZHAO ZEHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT HAO JIA AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT JIN DONGKUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2a4: ELECT CHIANG SU HUI SUSIE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Universal Medical Financial & Technical Advisory Services Company Limited

  TICKER:               2666                                CUSIP:   Y9289J104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT ZHANG YICHEN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT JIANG XIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LIU XIAOPING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT LIU ZHIYONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT ZHENG YU AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT HAN DEMIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE DEPOSIT AND INTERMEDIARY                     ISSUER            YES             FOR                  FOR

BUSINESS SERVICE FRAMEWORK AGREEMENT AND RELATED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Universal Robina Corporation

  TICKER:               URC                                  CUSIP:   Y9297P100

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

MEETING OF THE STOCKHOLDERS HELD ON MAY 27, 2015

PROPOSAL #3: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENTS FOR THE PRECEDING YEAR

PROPOSAL #4: AMEND ARTICLE THIRD OF THE ARTICLES OF          ISSUER            YES             FOR                  FOR

INCORPORATION TO CHANGE THE CORPORATION'S PRINCIPAL

OFFICE ADDRESS

PROPOSAL #5.1: ELECT JOHN L. GOKONGWEI, JR. AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT JAMES L. GO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT LANCE Y. GOKONGWEI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT PATRICK HENRY C. GO AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT FREDERICK D. GO AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.6: ELECT JOHNSON ROBERT G. GO, JR. AS              ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5.7: ELECT ROBERT G. COYIUTO, JR. AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5.8: ELECT WILFRIDO E. SANCHEZ AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.9: ELECT PASCUAL S. GUERZON AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT EXTERNAL AUDITOR                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: RATIFY ALL ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND ITS COMMITTEES, OFFICERS AND MANAGEMENT

 SINCE THE LAST ANNUAL MEETING

PROPOSAL #8: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Universal Scientific Industrial (Shanghai) Co. Ltd.

  TICKER:               601231                            CUSIP:   Y92776106

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 BANK CREDIT LINE ESTIMATES         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE 2016 FINANCIAL DERIVATIVES                 ISSUER            YES             FOR                  FOR

TRADING FORECAST REPORT

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #10: APPROVE 2015 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION ESTIMATES

PROPOSAL #12: APPROVE ISSUANCE OF MEDIUM-TERM NOTES           ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #14: APPROVE CORPORATE BOND ISSUANCE                      ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #16: ELECT CHEN CHANGYI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17: ELECT ANDREW ROBERT TANG AS SUPERVISOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Unizyx Holding Corp

  TICKER:               3704                                CUSIP:   Y92941106

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION


 

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

PROPOSAL #5.1: ELECT ZHU SHUN YI WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.31 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT CHEN YU LONG WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.189 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT BAI LIAN PIN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.42 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT A REPRESENTATIVE OF UNIZYX                 ISSUER            YES             FOR                  FOR

FOUNDATION WITH SHAREHOLDER NO.169912 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT WEI ZHE HE WITH ID NO.L101566XXX        ISSUER            YES             FOR                  FOR

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT SHI KE QIANG WITH ID                            ISSUER            YES             FOR                  FOR

NO.B100972XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT QIAN FENG WITH ID NO.A103685XXX         ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT BAI LIAN DI WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.43 AS SUPERVISOR

PROPOSAL #5.9: ELECT CHEN XUE HONG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.29 AS SUPERVISOR

PROPOSAL #5.10: ELECT HANG XUEMING, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF NATIONAL CHIAO TUNG UNIVERSITY WITH SHAREHOLDER

NO.60424 AS SUPERVISOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS AND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UPC Technology Corp.

  TICKER:               1313                                CUSIP:   Y91139108

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UPL Limited

  TICKER:               512070                            CUSIP:   Y9247H166

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION OF                   ISSUER            YES             FOR                  FOR

ADVANTA LTD. AND UPL LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UPL Limited

  TICKER:               512070                            CUSIP:   Y9247H166

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION OF                   ISSUER            YES             FOR                  FOR

ADVANTA LTD. AND UPL LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               UPL Limited

  TICKER:               500429                            CUSIP:   Y9247H166

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT KALYAN BANERJEE AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT RAJNIKANT DEVIDAS SHROFF AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE S R B C & CO LLP AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT VASANT PRAKASH GANDHI AS                        ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Uralkali PJSC

  TICKER:               URKA                                CUSIP:   X9519W108

  MEETING DATE:   8/7/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LARGE-SCALE TRANSACTION RE:                ISSUER             NO              N/A                  N/A

ACQUISITION OF SHARES OF JSC URALKALI-TECHNOLOGIYA

PROPOSAL #2: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER             NO              N/A                  N/A

BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Uralkali PJSC

  TICKER:               URKA                                CUSIP:   X9519W108

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LARGE-SCALE TRANSACTION                       ISSUER             NO              N/A                  N/A

PROPOSAL #2.1: APPROVE LARGE-SCALE TRANSACTION RE:            ISSUER             NO              N/A                  N/A

PURCHAS OF SHARES OF URALKALI-TECHNOLOGIYA

PROPOSAL #2.2: APPROVE LARGE-SCALE TRANSACTION RE:            ISSUER             NO              N/A                  N/A

SECOND DEED OF AMENDMENT TO INDEMNITY DEED

PROPOSAL #2.3: APPROVE LARGE-SCALE TRANSACTIONS RE:          ISSUER             NO              N/A                  N/A

ADDITIONAL AGREEMENTS AND ANNEXES TO SUPPLY AGREEMENT

 WITH LLC URALKALI TRADING

PROPOSAL #3: APPROVE NEW EDITION OF CHARTER                         ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER             NO              N/A                  N/A

REMUNERATION OF DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Uralkali PJSC

  TICKER:               URKA                                CUSIP:   X9519W108

  MEETING DATE:   2/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LARGE-SCALE RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION WITH AO URALKALI-TEKHNOLOGIYA RE:

SUPPLEMENT TO LOAN AGREEMENT

PROPOSAL #2.1: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 AO URALKALI-TEKHNOLOGIYA RE: LOAN AGREEMENT

PROPOSAL #2.2: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 ENTERPRO SERVICES LTD RE: LOAN AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Uralkali PJSC

  TICKER:               URKA                                CUSIP:   X9519W108

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LARGE-SCALE TRANSACTION                       ISSUER             NO              N/A                  N/A

PROPOSAL #2: CANCEL JULY 31, 2014, RESOLUTION RE:              ISSUER             NO              N/A                  N/A

REORGANIZATION VIA ACQUISITION OF URALKALI-

PROPOSAL #3: CANCEL JULY 31, 2014, RESOLUTION RE:              ISSUER             NO              N/A                  N/A

REDUCTION IN SHARE CAPITAL

PROPOSAL #4: APPROVE COMPANY'S MEMBERSHIP IN AN                 ISSUER             NO              N/A                  N/A

ASSOCIATION OF DEVELOPMENT OF USING OF ANTI-ICING

REAGENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Uralkali PJSC

  TICKER:               URKA                                CUSIP:   X9519W108

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE ANNUAL REPORT                                         ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

OMISSION OF DIVIDENDS

PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER             NO              N/A                  N/A

GUARANTEE AGREEMENT

PROPOSAL #6.1: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER             NO              N/A                  N/A

WITH JSC URAL SCIENTIFIC RESEARCH AND PROJECT

INSTITUTE OF CHEMICAL INDUSTRY (GALURGIA) RE: SERVICE

PROPOSAL #6.2: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER             NO              N/A                  N/A

WITH JSC VNII GALURGII RE: SERVICE AGREEMENTS

PROPOSAL #6.3: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER             NO              N/A                  N/A

WITH SMT BEREZNIKI SHAFT CONSTRUCTION DEPARTMENT LLC:

 SERVICE AGREEMENTS

PROPOSAL #6.4: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER             NO              N/A                  N/A

WITH CJSC NOVAYA NEDVIZHIMOST RE: SERVICE AGREEMENTS


 

PROPOSAL #6.5: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER             NO              N/A                  N/A

WITH JSC BALTIC BULK TERMINAL RE: SERVICE AGREEMENTS

PROPOSAL #6.6: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER             NO              N/A                  N/A

WITH ENGINE HOUSE BALAKHONTSY LLC RE: SERVICE

PROPOSAL #6.7: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER             NO              N/A                  N/A

WITH AVTOTRANSKALI LLC RE: SERVICE AGREEMENTS

PROPOSAL #6.8: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER             NO              N/A                  N/A

WITH SATELLITE SERVICE LLC RE: SERVICE AGREEMENTS

PROPOSAL #6.9: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER             NO              N/A                  N/A

WITH EN-RESOURCE LLC RE: SERVICE AGREEMENTS

PROPOSAL #6.10: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH CENTRE OF AUTOMATION AND MEASUREMENTS LLC RE:

SERVICE AGREEMENTS

PROPOSAL #6.11: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH URALKALI-REMONT LLC RE: SERVICE AGREEMENTS

PROPOSAL #6.12: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH JSC URAL SCIENTIFIC RESEARCH AND PROJECT

INSTITUTE OF CHEMICAL INDUSTRY (GALURGIA)  RE: LEASE

AGREEMENTS

PROPOSAL #6.13: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH JSC VNII GALURGII RE: LEASE AGREEMENTS

PROPOSAL #6.14: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH SYLVINIT-TRANSPORT LLC RE: LEASE AGREEMENTS

PROPOSAL #6.15: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH SMT BEREZNIKI SHAFT CONSTRUCTION DEPARTMENT LLC

RE: LEASE AGREEMENTS

PROPOSAL #6.16: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH CJSC NOVAYA NEDVIZHIMOST RE: LEASE AGREEMENTS

PROPOSAL #6.17: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH ENGINE HOUSE BALAKHONTSY LLC RE: LEASE

PROPOSAL #6.18: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH AVTOTRANSKALI LLC RE: LEASE AGREEMENTS

PROPOSAL #6.19: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH SATELLITE-SERVICE LLC RE: LEASE AGREEMENTS

PROPOSAL #6.20: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH JSC URALKALI-TECHNOLOGY RE: LEASE AGREEMENTS

PROPOSAL #6.21: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH EN-RESOURCE LLC RE: LEASE AGREEMENTS

PROPOSAL #6.22: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH CENTRE OF AUTOMATION AND MEASUREMENTS LLC RE:

LEASE AGREEMENTS

PROPOSAL #6.23: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH URALKALI-REMONT LLC RE: LEASE AGREEMENTS

PROPOSAL #6.24: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH SILVINIT- CAPITAL LLC RE: LEASE AGREEMENTS

PROPOSAL #6.25: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH AVTOTRANSKALI LLC RE: LEASE AGREEMENTS

PROPOSAL #6.26: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH JSC URALCHEM RE: SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.27: APPROVE RELATED-PARTY TRANSACTION              ISSUER             NO              N/A                  N/A

WITH  JSC VOSKRENSK MINERAL FERTILIZERS

RE:SALE/PURCHASE AND SUPPLY CONTRACTS

PROPOSAL #6.28: APPROVE RELATED-PARTY TRANSACTION              ISSUER             NO              N/A                  N/A

WITH PJSC VSMPO-AVISMA RE:SALE/PURCHASE AND SUPPLY


 

PROPOSAL #6.29: APPROVE RELATED-PARTY TRANSACTION              ISSUER             NO              N/A                  N/A

WITH SMT BEREZNIKI SHAFT CONSTRUCTION DEPARTMENT LLC

LLC RE: SALE/PURCHASE AND SUPPLY CONTRACTS

PROPOSAL #6.30: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH CJSC SOLIKAMSK CONSTRUCTION TRUST RE:

SALE/PURCHASE AND SUPPLY CONTRACTS

PROPOSAL #6.31: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH CJSC NOVAYA NEDVIZHIMOST RE: SALE/PURCHASE AND

SUPPLY CONTRACTS

PROPOSAL #6.32: APPROVE RELATED-PARTY TRANSACTION              ISSUER             NO              N/A                  N/A

WITH ENGINE HOUSE BALAKHONTSY LLC RE: SALE/PURCHASE

AND SUPPLY CONTRACTS

PROPOSAL #6.33: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH AVTOTRANSKALI LLC RE: SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.34: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH SATELLITE-SERVICE LLC RE: SALE/PURCHASE AND

SUPPLY CONTRACTS

PROPOSAL #6.35: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH EN-RESOURCE LLC RE: SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.36: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH CENTRE OF AUTOMATION AND MEASUREMENTS LLC RE:

SALE/PURCHASE AND SUPPLY CONTRACTS

PROPOSAL #6.37: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH URALKALI-REMONT LLC RE: SALE/PURCHASE AND SUPPLY

 CONTRACTS

PROPOSAL #6.38: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH VODOKANAL LLC RE: SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.39: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH JSC VOSKRESENSK MINERAL FERTILISERS RE:

SALE/PURCHASE AND SUPPLY CONTRACTS

PROPOSAL #6.40: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH OSC URALCHEM RE: SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.41: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH PJSC VSPMO-AVISMA RE: SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.42: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH SMT BEREZNIKI SHAFT CONSTRUCTION DEPARTMENT LLC

RE: SALE/PURCHASE AND SUPPLY CONTRACTS

PROPOSAL #6.43: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH CJSC SOLIKAMSK CONSTRUCTION TRUST RE:

SALE/PURCHASE AND SUPPLY CONTRACTS

PROPOSAL #6.44: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH CJSC NOVAYA NEDVIZHIMOST RE: SALE/PURCHASE AND

SUPPLY CONTRACTS

PROPOSAL #6.45: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH ENGINE HOUSE BALAKHONTSY LLC RE: SALE/PURCHASE

AND SUPPLY CONTRACTS

PROPOSAL #6.46: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH SATELLITE-SERVICE LLC RE: SALE/PURCHASE AND

SUPPLY CONTRACTS

PROPOSAL #6.47: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH URALKALI-REMONT LLC RE: SALE/PURCHASE AND SUPPLY

 CONTRACTS

PROPOSAL #6.48: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH CENTRE OF AUTOMATION AND MEASUREMENTS LLC RE:

SALE/PURCHASE AND SUPPLY CONTRACTS


 

PROPOSAL #6.49: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH AVTOTRANSKALI LLC RE: SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.50: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH VODOKANAL LLC RE: SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.51: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH EN-RESOURCE LLC RE: SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.52: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH URALKALI TRADING SIA : SALE/PURCHASE AND SUPPLY

CONTRACTS

PROPOSAL #6.53: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH JSC URALKALI-TECHNOLOGIYA: LOAN AGREEMENTS

PROPOSAL #6.54: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH URALKALI-TRADING SIA RE: LOAN AGREEMENTS

PROPOSAL #6.55: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

WITH  SOGLASIYE LLC RE: INSURANCE AGREEMENTS

PROPOSAL #6.56: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER             NO              N/A                  N/A

RE: CAPITAL CONTRIBUTIONS TO SUBSIDIARIES

PROPOSAL #7.1: ELECT IRINA RAZUMOVA AS MEMBER OF                ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #7.2: ELECT ANDREY KONONOV AS MEMBER OF                ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #7.3: ELECT MARIYA KUZMINA AS MEMBER OF                ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #7.4: ELECT MARINA RISUKHINA AS MEMBER OF            ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #7.5: ELECT IRINA SHARANDINA AS MEMBER OF            ISSUER             NO              N/A                  N/A

AUDIT COMMISSION

PROPOSAL #8.1: ELECT DMITRY KONYAEV AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #8.2: ELECT DMITRY KABYSH AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #8.3: ELECT LUC MARC MAENE AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #8.4: ELECT DMITRY MAZEPIN AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #8.5: ELECT ROBERT JOHN MARGETTS AS DIRECTOR        ISSUER             NO              N/A                  N/A

PROPOSAL #8.6: ELECT DMITRY OSIPOV AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #8.7: ELECT PAUL JAMES OSTLING AS DIRECTOR           ISSUER             NO              N/A                  N/A

PROPOSAL #8.8: ELECT DMITRY RAZUMOV AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #8.9: ELECT MIKHAIL SOSNOVSKY AS DIRECTOR             ISSUER             NO              N/A                  N/A

PROPOSAL #8.10: ELECT DMITRY USANOV AS DIRECTOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #9: RATIFY IFRS AUDITOR                                            ISSUER             NO              N/A                  N/A

PROPOSAL #10: RATIFY AUDITOR FOR COMPANY'S IFRS                 ISSUER             NO              N/A                  N/A

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #11: RATIFY RAS AUDITOR                                            ISSUER             NO              N/A                  N/A

PROPOSAL #12: DETERMINE COST OF LIABILITY INSURANCE          ISSUER             NO              N/A                  N/A

FOR DIRECTORS AND OFFICERS

PROPOSAL #13: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER             NO              N/A                  N/A

LIABILITY INSURANCE FOR DIRECTORS AND OFFICERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               USI Corporation

  TICKER:               1304                                CUSIP:   Y9316H105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHEN CHUNG

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Usinas Siderurgicas De Minas Gerais S.A. - USIMINAS

  TICKER:               USIM5                              CUSIP:   P9632E117

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES             FOR                  N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES             FOR                  N/A

 PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Usinas Siderurgicas De Minas Gerais S.A. - USIMINAS

  TICKER:               USIM5                              CUSIP:   P9632E125

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES 12 AND 28                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT YOICHI FURUTA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT OSCAR MONTERO MARTINEZ AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT EIJI HASHIMOTO AS ALTERNATE                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT GUILHERME POGGIALI ALMEIDA AS            ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Usinas Siderurgicas De Minas Gerais S.A. - USIMINAS

  TICKER:               USIM5                              CUSIP:   P9632E125

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Usinas Siderurgicas De Minas Gerais S.A. - USIMINAS

  TICKER:               USIM5                              CUSIP:   P9632E125

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #3: FIX NUMBER, ELECT DIRECTORS AND                       ISSUER            YES         ABSTAIN           AGAINST

ALTERNATES

PROPOSAL #3.1: ELECTED LIRIO ALBINO PARISOTTO AS           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR AND ALTERNATE NOMINATED BY MINORITY

SHAREHOLDER

PROPOSAL #4: ELECT BOARD CHAIRMAN                                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS,                          ISSUER             NO              N/A                  N/A

ALTERNATES, AND APPROVE THEIR REMUNERATION

PROPOSAL #5.1: ELECT JULIO SERGIO DE SOUZA CARDOZO AS   SHAREHOLDER        YES             FOR                  N/A

 FISCAL COUNCIL MEMBER AND ALTERNATE APPOINTED BY

MINORITY SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               V V Food & Beverage Co., Ltd.

  TICKER:               600300                            CUSIP:   Y9724R109

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               V V Food & Beverage Co., Ltd.

  TICKER:               600300                            CUSIP:   Y9724R109

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER            YES             FOR                  FOR

BOARD TO HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               V V Food & Beverage Co., Ltd.

  TICKER:               600300                            CUSIP:   Y9724R109

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND PARTIAL ARTICLES OF ASSOCIATION             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               V V Food & Beverage Co., Ltd.

  TICKER:               600300                            CUSIP:   Y9724R109

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE WORKING RULES FOR THE 2015                 ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               V1 Group Limited

  TICKER:               82                                    CUSIP:   G9310X106

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT WANG CHUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT WANG LINAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE BDO LIMITED AS AUDITORS AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vakif Gayrimenkul Yatirim Ortakligi AS

  TICKER:               VKGYO                              CUSIP:   M9671Z107

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING


 

PROPOSAL #3: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vakrangee Limited

  TICKER:               511431                            CUSIP:   Y9316P107

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MEMORANDUM OF ASSOCIATION RE:                ISSUER            YES             FOR                  FOR

CORPORATE PURPOSE

PROPOSAL #2: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vale S.A.

  TICKER:               VALE3                              CUSIP:   91912E105

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND                   ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RATIFY ELECTION OF DIRECTOR AND                   ISSUER            YES             FOR                  FOR

ALTERNATE

PROPOSAL #1.4: ELECT FISCAL COUNCIL MEMBERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: APPROVE REMUNERATION OF COMPANY'S                ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

PROPOSAL #2.1: APPROVE DIVIDEND DISTRIBUTION POLICY           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vale S.A.

  TICKER:               VALE3                              CUSIP:   91912E204

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND                   ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT RAPHAEL MANHAES MARTINS AS             SHAREHOLDER        YES             FOR                  N/A

FISCAL COUNCIL MEMBER NOMINATED BY PREFERRED

PROPOSAL #1.5: APPROVE REMUNERATION OF COMPANY'S                ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

PROPOSAL #2.1: APPROVE DIVIDEND DISTRIBUTION POLICY           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vale S.A.

  TICKER:               VALE3                              CUSIP:   P9661Q148

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT RAPHAEL MANHAES MARTINS AS FISCAL    SHAREHOLDER        YES             FOR                  N/A

COUNCIL MEMBER NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vale S.A.

  TICKER:               VALE3                              CUSIP:   P9661Q148

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIVIDEND DISTRIBUTION POLICY               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vale S.A.

  TICKER:               VALE3                              CUSIP:   P9661Q155

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY ELECTION OF DIRECTOR AND                       ISSUER            YES             FOR                  FOR

ALTERNATE

PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vale S.A.

  TICKER:               VALE3                              CUSIP:   P9661Q155

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIVIDEND DISTRIBUTION POLICY               ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Valiant Co., Ltd.

  TICKER:               002643                            CUSIP:   Y9732W108

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LU FANWEI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT SUN HUI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A

  TICKER:               VLID3                              CUSIP:   P9656C112

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS AND APPROVE        ISSUER            YES             FOR                  FOR

 THEIR REMUNERATION

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A

  TICKER:               VLID3                              CUSIP:   P9656C112

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AMEND ARTICLE 29                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A

  TICKER:               VLID3                              CUSIP:   P9656C112

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AMEND ARTICLE 29                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vanguard International Semiconductor Corp.

  TICKER:               5347                                CUSIP:   Y9353N106

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN FOR PROFIT DISTRIBUTION               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vedanta Ltd.

  TICKER:               500295                            CUSIP:   Y7673N111

  MEETING DATE:   7/6/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE LOCATION OF REGISTERED OFFICE               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vedanta Ltd.

  TICKER:               500295                            CUSIP:   Y7673N111

  MEETING DATE:   7/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT T. ALBANESE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT A. DUTT AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vedanta Ltd.

  TICKER:               VEDL                                CUSIP:   Y7673N111

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN THRESHOLD OF LOANS,         ISSUER            YES         AGAINST           AGAINST

GUARANTEES, SECURITY AND /OR INVESTMENTS IN OTHER

BODY CORPORATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vedanta Ltd.

  TICKER:               VEDL                                CUSIP:   Y7673N111

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE INTERIM DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT TARUN JAIN AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE S.R.BATLIBOI & CO. LLP AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE ISSUANCE OF BONDS, DEBENTURES         ISSUER            YES             FOR                  FOR

OR OTHER DEBT SECURITIES

PROPOSAL #7: APPROVE WAIVER OF EXCESS REMUNERATION OF        ISSUER            YES         AGAINST           AGAINST

 NAVIN AGARWAL, WHOLE-TIME DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Venustech Group Inc

  TICKER:               002439                            CUSIP:   Y07764106

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF INVESTMENT SHARE         ISSUER            YES             FOR                  FOR

FROM RELATED PARTY AS WELL AS JOINT INVESTMENT IN

BEIJING XINGYUAN NO. 1 INFORMATION SECURITY VENTURE

CAPITAL FUND MANAGEMENT CENTER LP WITH RELATED PARTY

PROPOSAL #2: APPROVE JOINT INVESTMENT IN THE                       ISSUER            YES         AGAINST           AGAINST

ESTABLISHMENT OF BEIJNG XINGYUAN NO. 2 INVESTMENT

FUND MANAGEMENT CENTER LP WITH RELATED PARTIES AND

INVESTMENT INSTITUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Venustech Group Inc

  TICKER:               002439                            CUSIP:   Y07764106

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Venustech Group Inc

  TICKER:               002439                            CUSIP:   Y07764106

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL AUDITOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN FINANCIAL PRODUCTS

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Venustech Group Inc

  TICKER:               002439                            CUSIP:   Y07764106

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ACQUISITION BY CASH AND SHARE ISSUANCE AS WELL AS

RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #3.1.1: APPROVE TRANSACTION METHOD, TARGET          ISSUER            YES             FOR                  FOR

ASSETS AND TRANSACTION PARTIES

PROPOSAL #3.1.2: APPROVE PRICING BASIS, TRANSACTION          ISSUER            YES             FOR                  FOR

PRICE AND PAYMENT METHOD

PROPOSAL #3.1.3: APPROVE ATTRIBUTABLE PROFIT OR LOSS         ISSUER            YES             FOR                  FOR

DURING THE TRANSITION PERIOD

PROPOSAL #3.1.4: APPROVE RAISING OF SUPPORTING FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.1: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.2: APPROVE ISSUANCE METHOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.3: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.2.4: APPROVE PRICING REFERENCE DATE AND          ISSUER            YES             FOR                  FOR

ISSUANCE PRICE

PROPOSAL #3.2.5: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.6: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.7: APPROVE LOCK-UP PERIOD ARRANGEMENTS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.8: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.2.9: APPROVE PROFIT FORECAST COMPENSATION        ISSUER            YES             FOR                  FOR

PROPOSAL #3.3.1: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #3.3.2: APPROVE ISSUANCE PRICE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.3.3: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.3.4: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION AMOUNT

PROPOSAL #3.3.5: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.3.6: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.3.7: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.3.8: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.4: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DRAFT REPORT ON ACQUISITION BY          ISSUER            YES             FOR                  FOR

CASH AND SHARE ISSUANCE AS WELL AS RAISING SUPPORTING

 FUNDS AND ITS SUMMARY

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE SIGNING OF PROFIT FORECAST                 ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT

PROPOSAL #8: APPROVE AUDIT REPORT, PROFIT FORECAST            ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE COMPLETENESS AND COMPLIANCE OF         ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #11: APPROVE NON-DILUTION OF CURRENT RETURN         ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE TRANSACTION

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE DRAFT OF PHASE II EMPLOYEE                ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN AND SUMMARY (SUBSCRIPTION TO

PRIVATE PLACEMENT)

PROPOSAL #14: APPROVE SIGNING OF ASSET MANAGEMENT              ISSUER            YES             FOR                  FOR

CONTRACT OF HUATAI QIMING XINGCHEN NO.2 ORIENTED

ASSET MANAGEMENT PLAN WITH HUATAI SECURITIES

(SHANGHAI) ASSET MANAGEMENT CO., LTD.

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vestel Elektronik Sanayi ve Ticaret AS

  TICKER:               VESTL                              CUSIP:   M9747B100

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #14: AMEND COMPANY ARTICLES                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               VGI Global Media Co Ltd.

  TICKER:               VGI                                  CUSIP:   Y9367G147

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ACQUISITION OF SHARES AND TENDER        ISSUER            YES             FOR                  FOR

 OFFER IN MASTER AD PUBLIC COMPANY LIMITED

PROPOSAL #4: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Via Varejo SA

  TICKER:               VVAR3                              CUSIP:   P9783A153

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SPIN-OFF OF NOVA PONTOCOM                   ISSUER            YES             FOR                  FOR

COMERCIO ELETROICO S.A. (NOVA PONTOCOM) AND

ABSORPTION OF SPUN-OFF ASSETS

PROPOSAL #2: APPOINT INDEPENDENT FIRM TO APPRAISE              ISSUER            YES             FOR                  FOR

PROPOSED TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #5: AMEND ARTICLE 21                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND ARTICLE 23                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Via Varejo SA

  TICKER:               VVAR3                              CUSIP:   P9783A153

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE INVESTMENT PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4: AMEND ARTICLES 21                                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Via Varejo SA

  TICKER:               VVAR3                              CUSIP:   P9783A153

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBERS AND                 ISSUER             NO              N/A                  N/A

ALTERNATES

PROPOSAL #3.2: ELECT MARCEL CECCHI VIEIRA AS FISCAL      SHAREHOLDER        YES             FOR                  N/A

COUNCIL MEMBER APPOINTED BY MINORITY SHAREHOLDER

PROPOSAL #3.3: ELECT FISCAL COUNCIL MEMBER NOMINATED    SHAREHOLDER        YES         AGAINST               N/A

BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Videocon Industries Ltd.

  TICKER:               511389                            CUSIP:   Y9369T113

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS

PROPOSAL #2: REELECT VENUGOPAL N. DHOOT AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #5: INCREASE AUTHORIZED SHARE CAPITAL                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: ELECT SUBHASH DAYAMA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT BHOPINDER JAGDISH MITTAR CHOPRA AS        ISSUER            YES             FOR                  FOR

 INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vijaya Bank Ltd.

  TICKER:               532401                            CUSIP:   Y9374P114

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO LIFE                 ISSUER            YES             FOR                  FOR

INSURANCE CORPORATION OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vijaya Bank Ltd.

  TICKER:               532401                            CUSIP:   Y9374P114

  MEETING DATE:   5/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE        ISSUER            YES             FOR                  FOR

 GOVERNMENT OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vijaya Bank Ltd.

  TICKER:               532401                            CUSIP:   Y9374P114

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS TO

QUALIFIED INSTITUTIONAL BUYERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vina Concha y Toro S.A.

  TICKER:               CONCHATORO                    CUSIP:   P9796J100

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDENDS AND DIVIDEND POLICY             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS AND DESIGNATE RISK                ISSUER            YES             FOR                  FOR

ASSESSMENT COMPANIES

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #6: DESIGNATE NEWSPAPER TO PUBLISH MEETING          ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #7: RECEIVE REPORT REGARDING RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vinda International Holdings Ltd.

  TICKER:               03331                              CUSIP:   G9361V108

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT,              ISSUER            YES             FOR                  FOR

CREATION AND ISSUANCE OF CONVERTIBLE NOTE AND RELATED

 TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vinda International Holdings Ltd.

  TICKER:               03331                              CUSIP:   G9361V108

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENT AND            ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vinda International Holdings Ltd.

  TICKER:               3331                                CUSIP:   G9361V108

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT LI JIELIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT DONG YI PING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3a3: ELECT JAN CHRISTER JOHANSSON AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3a4: ELECT CARL MAGNUS GROTH AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3a5: ELECT CHIA YEN ON AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a6: ELECT TSUI KING FAI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vista Land & Lifescapes, Inc.

  TICKER:               VLL                                  CUSIP:   Y9382G106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE AUDITED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 FOR THE YEAR 2015

PROPOSAL #2: RATIFY ALL ACTS AND RESOLUTIONS OF THE          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS AND MANAGEMENT FOR THE YEAR 2015

UNTIL MARCH 31, 2016

PROPOSAL #3.1: ELECT MANUEL B. VILLAR, JR. AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #3.2: ELECT MANUEL PAOLO A. VILLAR AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT CYNTHIA J. JAVAREZ AS DIRECTOR           ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #3.4: ELECT MARCELINO C. MENDOZA AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.5: ELECT MARIBETH C. TOLENTINO AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #3.6: ELECT MARILOU O. ADEA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: ELECT RUBEN O. FRUTO AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE LISTING OF ADDITIONAL ISSUED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5: APPOINT SYCIP, GORRES VELAYO & CO. AS            ISSUER            YES             FOR                  FOR

EXTERNAL AUDITORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Visual China Group Co., Ltd.

  TICKER:               000681                            CUSIP:   Y75408107

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 51% EQUITY OF              ISSUER            YES             FOR                  FOR

SHANGHAI ZHUOYUE IMAGE ADVERTISING COMMUNICATIONS

CO., LTD. BY WHOLLY-OWNED SUBSIDIARY HANHUA YIMEI

PICTURES CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Visual China Group Co., Ltd.

  TICKER:               000681                            CUSIP:   Y75408107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 OFFERING OF CORPORATE BONDS TO QUALIFIED INVESTORS

PROPOSAL #2.1: APPROVE PAR VALUE AND ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUANCE METHOD AND PLACING            ISSUER            YES             FOR                  FOR

ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND PERIOD, PRINCIPAL AND              ISSUER            YES             FOR                  FOR

INTEREST REPAYMENT METHOD AND OTHER SPECIFIC

ARRANGEMENTS

PROPOSAL #2.5: INTENDED USAGE OF RAISED FUNDS                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE GUARANTEE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.8: APPROVE RAISED FUNDS SPECIAL ACCOUNT           ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE COMPANY CREDIT SITUATION, DEBT        ISSUER            YES             FOR                  FOR

 SAFEGUARD MEASURES

PROPOSAL #2.10: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE LISTING ARRANGEMENTS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE 2015 APPOINTMENT OF UNION POWER         ISSUER            YES             FOR                  FOR

CPAS CO., LTD. AS AUDITOR


 

PROPOSAL #5: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Visual China Group Co., Ltd.

  TICKER:               000681                            CUSIP:   Y75408107

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #2: APPROVE AUDITED FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF UNION POWER         ISSUER            YES             FOR                  FOR

CPAS CO., LTD AS AUDITOR

PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING        SHAREHOLDER        YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING        SHAREHOLDER        YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Visual Photonics Epitaxy Co., Ltd.

  TICKER:               2455                                CUSIP:   Y9379U100

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CAPITAL DECREASE VIA CASH                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               VIVOTEK INC

  TICKER:               3454                                CUSIP:   Y937A0104

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT AND FROM CAPITAL RESERVE

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Vodacom Group Ltd

  TICKER:               VOD                                  CUSIP:   S9453B108

  MEETING DATE:   7/16/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2015

PROPOSAL #2: ELECT PRISCILLAH MABELANE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT DAVID BROWN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT IVAN DITTRICH AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT MICHAEL JOSEPH AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH D VON HOESSLIN AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #7: APPROVE REMUNERATION PHILOSOPHY                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: RE-ELECT DAVID BROWN AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #9: RE-ELECT PHILLIP MOLEKETI AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #10: ELECT PRISCILLAH MABELANE AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #11: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #12: APPROVE INCREASE IN NON-EXECUTIVE                 ISSUER            YES             FOR                  FOR

DIRECTORS' FEES

PROPOSAL #13: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 AND INTER-RELATED COMPANIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Voltronic Power Technology Corp

  TICKER:               6409                                CUSIP:   Y937BE103

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #7: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #8: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #9: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #10: AMEND PROCEDURES FOR ENDORSEMENT AND            ISSUER            YES             FOR                  FOR

GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               VTB Bank PJSC

  TICKER:               VTBR                                CUSIP:   46630Q202

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REORGANIZATION VIA ACQUISITION          ISSUER             NO              N/A                  N/A

OF BS BANK

PROPOSAL #2: APPROVE NEW  EDITION OF CHARTER                       ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER             NO              N/A                  N/A

GENERAL MEETINGS

PROPOSAL #4: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER             NO              N/A                  N/A

BOARD OF DIRECTORS

PROPOSAL #5: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER             NO              N/A                  N/A

MANAGEMENT

PROPOSAL #S1: IF YOU ARE A LEGAL ENTITY MARK FOR; IF         ISSUER             NO              N/A                  N/A

YOU ARE AN INDIVIDUAL HOLDER MARK AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               VTB Bank PJSC

  TICKER:               VTBR                                CUSIP:   X0494D108

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REORGANIZATION VIA ACQUISITION          ISSUER             NO              N/A                  N/A

OF BS BANK

PROPOSAL #2: APPROVE NEW  EDITION OF CHARTER                       ISSUER             NO              N/A                  N/A


 

PROPOSAL #3: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER             NO              N/A                  N/A

GENERAL MEETINGS

PROPOSAL #4: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER             NO              N/A                  N/A

BOARD OF DIRECTORS

PROPOSAL #5: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER             NO              N/A                  N/A

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               VTRON Technologies Ltd.

  TICKER:               002308                            CUSIP:   Y937AC108

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMMITMENT BY WANG              ISSUER            YES             FOR                  FOR

HONGBING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               VTRON Technologies Ltd.

  TICKER:               002308                            CUSIP:   Y937AC108

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGERS REGARDING COUNTER-DILUTION MEASURES

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT


 

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #11: APPROVE RE-FORMULATION OF MANAGEMENT            ISSUER            YES             FOR                  FOR

SYSTEM OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               VTRON Technologies Ltd.

  TICKER:               002308                            CUSIP:   Y937AC108

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE USE OF EXCESS RAISED FUNDS TO            ISSUER            YES             FOR                  FOR

REPLENISH WORKING CAPITAL

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING        SHAREHOLDER        YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12.1: APPROVE ISSUE MANNER AND ISSUE PRICE     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12.2: APPROVE ISSUE SIZE                                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13: APPROVE AMENDMENTS TO THE FEASIBILITY      SHAREHOLDER        YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #14: APPROVE ADJUSTMENT TO THE DILUTION IN      SHAREHOLDER        YES             FOR                  FOR

SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #15: APPROVE PLAN FOR PRIVATE PLACEMENT OF      SHAREHOLDER        YES             FOR                  FOR

NEW A SHARES (REVISED)

PROPOSAL #16: APPROVE REPORT ON THE USAGE OF                  SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wafer Works Corp.

  TICKER:               6182                                CUSIP:   Y9390R102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION


 

PROPOSAL #3: APPROVE ISSUANCE OF MARKETABLE                        ISSUER            YES             FOR                  FOR

SECURITIES VIA PRIVATE PLACEMENT

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wah Lee Industrial Corp.

  TICKER:               3010                                CUSIP:   Y9435R109

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Waha Capital PJSC

  TICKER:               WAHA                                CUSIP:   M7515R109

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC.31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.20 PER SHARE         ISSUER            YES             FOR                  FOR

IN CASH FOR FY 2015

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER            YES             FOR                  FOR

 2015

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES         AGAINST           AGAINST

NO.2 OF 2015

PROPOSAL #10: APPROVE CHARITABLE DONATIONS UP TO 2            ISSUER            YES             FOR                  FOR

PERCENT OF AVERAGE NET PROFITS FOR FY 2014 AND 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wal-Mart de Mexico S.A.B. de C.V.

  TICKER:               WALMEX *                        CUSIP:   P98180188

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: APPROVE BOARD OF DIRECTORS' REPORT               ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.b: APPROVE CEO'S REPORTS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.c: APPROVE REPORT OF AUDIT AND CORPORATE         ISSUER            YES             FOR                  FOR

PRACTICES COMMITTEES

PROPOSAL #1.d: APPROVE REPORT ON ADHERENCE TO FISCAL         ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #1.e: APPROVE REPORT RE: EMPLOYEE STOCK                ISSUER            YES             FOR                  FOR

PURCHASE PLAN

PROPOSAL #1.f: APPROVE REPORT ON SHARE REPURCHASE              ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #1.g: APPROVE REPORT ON WAL-MART DE MEXICO          ISSUER            YES             FOR                  FOR

FOUNDATION

PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE REDUCTION IN SHARE CAPITAL VIA          ISSUER            YES             FOR                  FOR

CANCELLATION OF TREASURY SHARES

PROPOSAL #5: ELECT OR RATIFY DIRECTORS, CHAIRMEN OF          ISSUER            YES             FOR                  FOR

AUDIT AND CORPORATE PRACTICES COMMITTEES; APPROVE

THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wal-Mart de Mexico S.A.B. de C.V.

  TICKER:               WALMEX *                        CUSIP:   P98180188

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CLAUSES 2 AND 8 OF BYLAWS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Walsin Lihwa Corp of Taiwan

  TICKER:               1605                                CUSIP:   Y9489R104

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6: ELECT CHIAO, YU-HWEI WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.175 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHIAO, YU-HENG

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR MA, WEI-SHIN


 

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHIAO, YU-HWEI

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Walsin Technology Corp.

  TICKER:               2492                                CUSIP:   Y9494B102

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ADJUSTMENT IN COMPANY'S CAPITAL         ISSUER            YES             FOR                  FOR

STRUCTURE

PROPOSAL #5.1: ELECT JIAO YOU HEN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 263 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT JIAO YOU JUN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF WALSIN LIHWA CORPORATION, WITH SHAREHOLDER NO. 74

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT YE PEI CHENG A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 ZHI JIA INVESTMENT CO., LTD, WITH SHAREHOLDER NO.

133612, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT LI JIA HUA, WITH ID NO.                       ISSUER            YES             FOR                  FOR

Q100124XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT GU LI JING, WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.335 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT CHEN YONG QIN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 77801 AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT FAN BO KANG WITH ID NO.                      ISSUER            YES             FOR                  FOR

A100849XXX AS  INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT OU YANG ZI KUN WITH ID NO.                 ISSUER            YES             FOR                  FOR

A110827XXX AS SUPERVISOR

PROPOSAL #5.9: ELECT WEN DE CHENG, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF WINBOND ELECTRONICS CORP, WITH SHAREHOLDER NO. 79,

 AS SUPERVISOR

PROPOSAL #5.10: ELECT YU HONG QI WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 9411 AS SUPERVISOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

JIAO YOU HENG

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED

REPRESENTATIVE OF WALSIN LIHWA CORPORATION

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

JIAO YOU JUN

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED

REPRESENTATIVE OF ZHI JIA INVESTMENT CO., LTD.

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR YE

 PEI CHENG

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR LI

 JIA HUA


 

PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR GU

 LI JING

PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

CHEN YONG QIN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wan Hai Lines Limited

  TICKER:               2615                                CUSIP:   Y9507R102

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wanda Hotel Development Company Ltd

  TICKER:               169                                  CUSIP:   G9430N103

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT LIU CHAOHUI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT XUE YUNKUI AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wangfujing Group Co ., Ltd.

  TICKER:               600859                            CUSIP:   Y0770F107

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

DIVIDEND DISTRIBUTION


 

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS AND REPORT ON THE USAGE OF PREVIOUSLY

 RAISED FUNDS

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: ELECT LIU YI AS NON-INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wanhua Chemical Group Co.,Ltd.

  TICKER:               600309                            CUSIP:   Y9520G109

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL        ISSUER            YES             FOR                  FOR

 BILL

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO WANHUA            ISSUER            YES             FOR                  FOR

CHEMICAL US HOLDING INC. AND WANHUA INNOVATION &

TECHNOLOGY LLC

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wanhua Chemical Group Co.,Ltd.

  TICKER:               600309                            CUSIP:   Y9520G109

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #2: ELECT SUN XIAO AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: ELECT BAO YONGJIAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT ZHANG XIAORONG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT ZHANG WANBIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wanhua Chemical Group Co.,Ltd.

  TICKER:               600309                            CUSIP:   Y9520G109

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 ANNUAL INVESTMENT PLAN                ISSUER            YES         AGAINST           AGAINST

COMPLETION STATUS AND 2016 ANNUAL INVESTMENT PLAN

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #7: APPROVE REMUNERATION OF AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PRACTICE OF RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION WITH RELATED PARTIES

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES AND MUTUAL GUARANTEE BETWEEN

PROPOSAL #11: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #13: APPROVE PRIVATE PLACEMENT OF NEW SHARES        ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #17: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #18: APPROVE REGULATORY MEASURES OR PENALTY         ISSUER            YES             FOR                  FOR

SITUATIONS FROM SECURITIES REGULATORS AND EXCHANGES

WITHIN 5 YEARS

PROPOSAL #19: APPROVE AMENDMENT TO MANAGEMENT SYSTEM         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wanhua Chemical Group Co.,Ltd.

  TICKER:               600309                            CUSIP:   Y9520G109

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN (AMENDED DRAFT)

PROPOSAL #2: APPROVE UNDERTAKINGS OF REMEDIAL                     ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WanXiang Doneed Co., Ltd.

  TICKER:               600371                            CUSIP:   Y3120W101

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 SOCIAL RESPONSIBILITY                 ISSUER            YES             FOR                  FOR

REPORT


 

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #8: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF  2016 AUDITOR         ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE CONDUCT OF DEPOSIT AND LOAN BY         ISSUER            YES             FOR                  FOR

COMPANY AND CONTROLLED SUBSIDIARY IN WANXIANG FINANCE

 CO., LTD.

PROPOSAL #11: APPROVE AUTHORIZATION OF CONTROLLED              ISSUER            YES             FOR                  FOR

SUBSIDIARY BEIJING DONEED SEED INDUSTRY CO., LTD. TO

CONDUCT 2016 BANK CREDIT LINE AND DEBT MATTERS

PROPOSAL #12: APPROVE GUARANTEE PROVISION TO 2016              ISSUER            YES             FOR                  FOR

APPLICATION OF DEBT WITHIN CREDIT LINE BY CONTROLLED

SUBSIDIARY BEIJING DONEED SEED INDUSTRY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wanxiang Qianchao Co., Ltd.

  TICKER:               000559                            CUSIP:   Y9505H106

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH WANXIANG FINANCE CO., LTD.

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT APPLICATION OF SOME SUBSIDIARIES

 FROM WANXING FINANCE CO., LTD.

PROPOSAL #9: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wanxiang Qianchao Co., Ltd.

  TICKER:               000559                            CUSIP:   Y9505H106

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT LU GUANQIU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.2: ELECT ZHANG SHOUGUO AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.1.3: ELECT GUAN DAYUAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR


 

PROPOSAL #1.1.4: ELECT LI PINGYI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.5: ELECT PAN WENBIAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.1.6: ELECT GU FUXIANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.1: ELECT BAO JIMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.2: ELECT FU LIQUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.3: ELECT WU CHONGGUO AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT ZHOU SHUXIANG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT ZHANG JIXI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT ZHAO LINGWEI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wasion Group Holdings Ltd.

  TICKER:               3393                                CUSIP:   G9463P108

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT JI WEI AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ZHENG XIAO PING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT LI HONG AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT LUAN WENPENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #12: ADOPT SHARE OPTION SCHEME                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wasu Media Holding Co Ltd

  TICKER:               000156                            CUSIP:   Y9532N100

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI QING AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2: ELECT LAI TAO AS SUPERVISOR                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wasu Media Holding Co Ltd

  TICKER:               000156                            CUSIP:   Y9532N100

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YIN LEI AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wasu Media Holding Co Ltd

  TICKER:               000156                            CUSIP:   Y9532N100

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE EQUITY ALLOCATION                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

2016 INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND 2016 DAILY RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Waterland Financial Holdings Co.

  TICKER:               2889                                CUSIP:   Y95315100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #6: APPROVE DONATIONS TO MINISTRY OF LABOR           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WCT Holdings Berhad

  TICKER:               WCT                                  CUSIP:   Y9532D102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT CHOE KAI KEONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LIANG KAI CHONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ANDREW LIM CHEONG SENG AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AHMAD SUFIAN @ QURNAIN BIN ABDUL        ISSUER            YES             FOR                  FOR

 RASHID TO CONTINUE OFFICE AS INDEPENDENT NON-

EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE CHOO TAK WOH TO CONTINUE OFFICE         ISSUER            YES             FOR                  FOR

AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WEG S.A.

  TICKER:               WEGE3                              CUSIP:   P9832B129

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME, CAPITAL            ISSUER            YES             FOR                  FOR

BUDGET, AND RATIFY DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT WILSON PINTO FERREIRA JUNIOR AS    SHAREHOLDER        YES             FOR                  N/A

 INDEPENDENT DIRECTOR APPOINTED BY MINORITY

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT PAULO CESAR SIMPLÍCIO DA SILVA      SHAREHOLDER        YES             FOR                  N/A

AS FISCAL COUNCIL MEMBER AND ARAMIS SA DE ANDRADE AS

ALTERNATE APPOINTED BY MINORITY SHAREHOLDER

PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #7: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WEG S.A.

  TICKER:               WEGE3                              CUSIP:   P9832B129

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES 26, 27, 28, 31 AND 33               ISSUER            YES             FOR                  FOR

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WEG S.A.

  TICKER:               WEGE3                              CUSIP:   P9832B129

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CANCEL 2011 STOCK OPTION PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLE 5 RE: RESTRICTED STOCK              ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wei Chuan Food Corp.

  TICKER:               1201                                CUSIP:   Y95335108

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #9: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #10.1: ELECT WANG HSI-HO, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

KONG CHING CORP., LTD., WITH SHAREHOLDER NO. 57769,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT HSU CHIANG, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

KONG CHING CORP., LTD., WITH SHAREHOLDER NO. 57769,

AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #10.3: ELECT CHEN CHING-HO, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF KONG CHING CORP., LTD., WITH SHAREHOLDER NO.

57769, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.4: ELECT CHUNG KAI-YUN, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF KONG CHING CORP., LTD., WITH SHAREHOLDER NO.

57769, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT CHEN YUNG-CHING, REPRESENTATIVE        ISSUER             NO              N/A                  N/A

 OF KONG CHING CORP., LTD., WITH SHAREHOLDER NO.

57769, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT HSIEH MON-CHANG, REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF CHU CHING INVESTMENT CO., LTD., WITH SHAREHOLDER

NO. 55976, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT LIN CHING-TANG, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF KONG SHENG INVESTMENT CORP., WITH SHAREHOLDER NO.

0057768, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.8: ELECT CHEN SHUN-PING, WITH ID NO.              ISSUER            YES             FOR                  FOR

F122318XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #10.9: ELECT FAN XUAN-YONG, WITH ID NO.                ISSUER            YES             FOR                  FOR

J102518XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #10.10: ELECT SUN ZHENG-HUA, WITH ID NO.              ISSUER            YES             FOR                  FOR

A224838XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weichai Heavy Machinery Co., Ltd.

  TICKER:               000880                            CUSIP:   Y7677S108

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL REPORT AND AUDIT                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND SUBSIDIARY WITH WEICHAI

WESTPORT NEW ENERGY POWER CO., LTD.

PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS WITH        ISSUER            YES             FOR                  FOR

 SHANDONG HEAVY INDUSTRY GROUP FINANCE LIMITED

PROPOSAL #13: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #14: ELECT ZHENG JIANKANG AS SUPERVISOR                ISSUER            YES             FOR                  FOR


 

PROPOSAL #15: APPROVE EXPANSION OF BUSINESS SCOPE               ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weichai Power Co., Ltd.

  TICKER:               02338                              CUSIP:   Y9531A109

  MEETING DATE:   8/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BONDS ISSUE AND GRANT OF                     ISSUER            YES             FOR                  FOR

GUARANTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weichai Power Co., Ltd.

  TICKER:               02338                              CUSIP:   Y9531A109

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUPPLEMENTAL AGREEMENT TO THE            ISSUER            YES             FOR                  FOR

FAST TRANSMISSION SALE AGREEMENT AND THE RELEVANT NEW

 CAPS

PROPOSAL #2: APPROVE SUPPLEMENTAL AGREEMENT TO THE            ISSUER            YES             FOR                  FOR

FAST TRANSMISSION PURCHASE AGREEMENT AND THE RELEVANT

 NEW CAPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weichai Power Co., Ltd.

  TICKER:               2338                                CUSIP:   Y9531A109

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #5: APPROVE 2015 FINAL FINANCIAL REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE SHANDONG HEXIN ACCOUNTANTS LLP          ISSUER            YES             FOR                  FOR

AS INTERNAL CONTROL AUDITORS

PROPOSAL #9: APPROVE MANDATE FOR THE PAYMENT OF                 ISSUER            YES             FOR                  FOR

INTERIM DIVIDEND FOR THE YEAR ENDING DEC. 31, 2016

PROPOSAL #10: APPROVE 2015 PROFIT DISTRIBUTION PLAN           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE TERMS OF REFERENCE OF THE AUDIT        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #12: APPROVE CONTINUING CONNECTED                          ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #13: APPROVE NEW FINANCIAL SERVICES                       ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED ANNUAL CAPS


 

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weichai Power Co., Ltd.

  TICKER:               2338                                CUSIP:   Y9531A117

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #5: APPROVE 2015 FINAL FINANCIAL REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE SHANDONG HEXIN ACCOUNTANTS LLP          ISSUER            YES             FOR                  FOR

AS INTERNAL CONTROL AUDITORS

PROPOSAL #9: APPROVE MANDATE FOR THE PAYMENT OF                 ISSUER            YES             FOR                  FOR

INTERIM DIVIDEND FOR THE YEAR ENDING DEC. 31, 2016

PROPOSAL #10: APPROVE 2015 PROFIT DISTRIBUTION PLAN           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE TERMS OF REFERENCE OF THE AUDIT        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #12: APPROVE CONTINUING CONNECTED                          ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #13: APPROVE NEW FINANCIAL SERVICES                       ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED ANNUAL CAPS

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weifu High-Technology Co., Ltd.

  TICKER:               000581                            CUSIP:   Y95338102

  MEETING DATE:   8/7/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPURCHASE OF PARTIAL A SHARES           ISSUER            YES             FOR                  FOR

PROPOSAL #1.1: APPROVE REPURCHASE PRICE                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE TYPE, NUMBER AND PROPORTION OF        ISSUER            YES             FOR                  FOR

 THE SHARE REPURCHASE

PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL                ISSUER            YES             FOR                  FOR

SOURCE USED FOR THE SHARE REPURCHASE

PROPOSAL #1.4: APPROVE PERIOD OF THE SHARE REPURCHASE        ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: APPROVE MANNER OF SHARE REPURCHASE               ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weifu High-Technology Group Co., Ltd.

  TICKER:               200581                            CUSIP:   Y95338102

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weihai Guangtai Airport Equipment Co., Ltd.

  TICKER:               002111                            CUSIP:   Y9532J109

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weihai Guangtai Airport Equipment Co., Ltd.

  TICKER:               002111                            CUSIP:   Y9532J109

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SPECIAL SELF-EXAMINATION REPORT         ISSUER            YES             FOR                  FOR

ON LAND AND REAL ESTATE SALES IN CONNECTION TO 2015

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT LETTER OF ULTIMATE        SHAREHOLDER        YES             FOR                  N/A

CONTROLLING SHAREHOLDER IN CONNECTION TO MATTERS

RELATED TO REAL ESTATE BUSINESS

PROPOSAL #3: APPROVE COMMITMENT LETTER OF CONTROLLING   SHAREHOLDER        YES             FOR                  N/A

 SHAREHOLDER IN CONNECTION TO MATTERS RELATED TO REAL

 ESTATE BUSINESS

PROPOSAL #4.1: APPROVE COMMITMENT FROM BOARD OF                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4.2: APPROVE COMMITMENT FROM SENIOR                     ISSUER            YES             FOR                  FOR

MANAGEMENT MEMBERS

PROPOSAL #5: APPROVE COMMITMENT LETTER FROM BOARD OF         ISSUER            YES             FOR                  FOR

SUPERVISORS REGARDING REAL ESTATE BUSINESS

PROPOSAL #6: APPROVE CHANGE OF AUDITOR                                  ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weihai Guangtai Airport Equipment Co., Ltd.

  TICKER:               002111                            CUSIP:   Y9532J109

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES (REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weihai Guangtai Airport Equipment Co., Ltd.

  TICKER:               002111                            CUSIP:   Y9532J109

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #8: APPROVE 2015 REPORT ON THE USAGE OF FUND        ISSUER            YES             FOR                  FOR

 BY CONTROLLING SHAREHOLDERS AND OTHER RELATED

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #10: APPROVE GUARANTEE PROVISION BY                       ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER FOR THE BANK LOAN APPLIED BY

THE COMPANY

PROPOSAL #11: APPROVE RE-APPOINTMENT OF 2016                       ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weiqiao Textile Co., Ltd.

  TICKER:               2698                                CUSIP:   Y95343102

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ASSETS ACQUISITION AGREEMENT AND        ISSUER            YES             FOR                  FOR

 RELATED TRANSACTIONS

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weiqiao Textile Co., Ltd.

  TICKER:               2698                                CUSIP:   Y95343102

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORY COMMITTEE

PROPOSAL #2: APPROVE 2015 CONSOLIDATED AUDITED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS OF THE COMPANY AND ITS

SUBSIDIARIES

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND PAYMENT OF FINAL DIVIDENDS

PROPOSAL #4: APPROVE 2015 FINAL ACCOUNTS REPORT OF            ISSUER            YES             FOR                  FOR

THE COMPANY AND 2015 INTERNATIONAL AUDITOR'S REPORT

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

DOMESTIC AUDITOR AND ERNST & YOUNG AS INTERNATIONAL

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Welling Holding Ltd

  TICKER:               382                                  CUSIP:   Y9536T111

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT XIANG WEIMIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT ZHONG LIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT PAN XINLING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT LI LI AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT YUAN LIQUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT LAM MING YUNG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Welling Holding Ltd

  TICKER:               382                                  CUSIP:   Y9536T111

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 MIDEA FRAMEWORK AGREEMENT          ISSUER            YES             FOR                  FOR

AND NEW ANNUAL CAPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Weltrend Semiconductor Inc

  TICKER:               2436                                CUSIP:   Y95351105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5.1: ELECT LIN SHIMIN, WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 12, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT CHOU YIGUO, WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 5, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT LIU JIANCHENG, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 93, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT GUO SHINGRONG, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 81, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT LIN CHONGTAO, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 306, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT KUO CHIANGLONG, WITH ID NO.                ISSUER            YES             FOR                  FOR

B100121XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT YEH WEIKUN, WITH ID NO.                       ISSUER            YES             FOR                  FOR

J120599XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT LIAO BOHSI, WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 122, AS SUPERVISOR

PROPOSAL #5.9: ELECT CAI DONGFANG, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 34, AS SUPERVISOR

PROPOSAL #5.10: ELECT HUANG JUNCHIH, WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 97, AS SUPERVISOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wenfeng Great World Chain Development Corporation

  TICKER:               601010                            CUSIP:   Y9534Z101

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY WHOLLY-OWNED

SUBSIDIARY JIANGSU WENFENG ELECTRIC CO., LTD.

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS TO AUCTION OF LAND USE

RIGHTS

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               West China Cement Ltd.

  TICKER:               02233                              CUSIP:   G9550B111

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND                   ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT, ISSUANCE OF SHARES UNDER

SPECIFIC MANDATE AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               West China Cement Ltd.

  TICKER:               2233                                CUSIP:   G9550B111

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT ZHANG JIMIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT MA WEIPING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT LIU YAN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT QIN HONGJI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2e: ELECT TAM KING CHING KENNY AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE & TOUCHE TOHMATSU AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Western Mining Co., Ltd.

  TICKER:               601168                            CUSIP:   Y9535G102

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF ERNST & YOUNG              ISSUER            YES             FOR                  FOR

CPAS AS 2015 AUDITOR AND CONFIRMATION OF REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Western Mining Co., Ltd.

  TICKER:               601168                            CUSIP:   Y9535G102

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7.01: APPROVE TRANSACTIONS WITH RELATED              ISSUER            YES             FOR                  FOR

SHAREHOLDER WESTERN MINING GROUP CO., LTD. AND ITS

RELATED COMPANIES

PROPOSAL #7.02: APPROVE TRANSACTIONS WITH THE RELATED        ISSUER            YES             FOR                  FOR

 COMPANIES OF OUTGOING RELATED DIRECTOR HUANG

PROPOSAL #8: APPROVE 2015 ALLOWANCE PAYMENT STANDARD         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 FINANCIAL BUDGET REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #12: ELECT LI WEI AS SUPERVISOR                          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13: APPROVE CONTINUED SUSPENSION OF TRADING   SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Western Securities Co., Ltd.

  TICKER:               002673                            CUSIP:   Y9382Q104

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE NEW DAILY RELATED PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #2: APPROVE LEASE OF XIAN RENMIN SQUARE                ISSUER            YES             FOR                  FOR

OFFICE SPACE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Western Securities Co., Ltd.

  TICKER:               002673                            CUSIP:   Y9382Q104

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CAPITAL INCREASE IN A COMPANY             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 SECURITIES INVESTMENT SIZE         ISSUER            YES             FOR                  FOR

AND BIGGEST LOST LIMIT CONTROL INDEX

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-EXTENSION OF AUTHORIZATION            ISSUER            YES         AGAINST           AGAINST

PERIOD IN CONNECTION TO ISSUANCE OF SHORT-TERM

FINANCIAL BILLS

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

RIGHTS ISSUE

PROPOSAL #11.1: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #11.2: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #11.3: APPROVE BASE, PROPORTION AND NUMBER          ISSUER            YES             FOR                  FOR

OF SHARES

PROPOSAL #11.4: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

PROPOSAL #11.5: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #11.6: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #11.7: APPROVE ISSUE TIME                                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.8: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.9: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #11.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #11.11: APPROVE ESTABLISHMENT OF SPECIAL              ISSUER            YES             FOR                  FOR

ACCOUNT FOR PROCEEDS

PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #13: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #16: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Western Securities Co., Ltd.

  TICKER:               002673                            CUSIP:   Y9382Q104

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DUAN YALIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT DENG YING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.2: ELECT QIU ZHE AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Westports Holdings Berhad

  TICKER:               WPRTS                              CUSIP:   Y95440106

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT GNANALINGAM A/L GUNANATH LINGAM AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #4: ELECT IBRAHIM KAMIL BIN TAN SRI NIK                ISSUER            YES             FOR                  FOR

AHMAD KAMIL AS DIRECTOR

PROPOSAL #5: ELECT ABDUL RAHIM BIN ABU BAKAR AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT CHAN CHU WEI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT IP SING CHI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT RUTH SIN LING TSIM AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WHA Corporation PCL

  TICKER:               WHA                                  CUSIP:   Y95310168

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE COMPANY'S OPERATING                       ISSUER            YES             FOR                  FOR

PERFORMANCE FOR 2015

PROPOSAL #3: ACKNOWLEDGE THE RESULT OF TENDER OFFER          ISSUER            YES             FOR                  FOR

TO DELIST HEMARAJ LAND AND DEVELOPMENT PUBLIC COMPANY

 LIMITED

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #6.1: ELECT APICHAI BOONTHERAWARA DIRECTOR           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6.2: ELECT JAKRIT CHAISANIT AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT ARTTAVIT CHALERMSAPHAYAKORN AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.4: ELECT SOMSAK BOONCHOYRUENGCHAI AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: ACKNOWLEDGE PAYMENT OF REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS FOR 2015 AND APPROVE REMUNERATION OF

DIRECTORS FOR 2016

PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS ABAS                ISSUER            YES             FOR                  FOR

LIMITED AS  AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

 REMUNERATION

PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: ELECT DAVID RICHARD NARDONE AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #10.2: ELECT VIVAT JIRATIKARNSAKUL AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #10.3: ELECT KRAILUCK ASAWACHATROJ AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Whirlpool China Co., Ltd.

  TICKER:               600983                            CUSIP:   Y3122T106

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE CHAIRMAN                        ISSUER            YES             FOR                  FOR

(FINANCIAL STATEMENTS)

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #6: APPROVE 2016 OPERATION PLAN AND                       ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE 2015 RELATED-PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

AND 2016 RELATED-PARTY TRANSACTIONS

PROPOSAL #8: APPROVE USE OF TEMPORARY IDLE RAISED              ISSUER            YES             FOR                  FOR

FUNDS TO INVEST IN PRINCIPAL-GUARANTEED FINANCIAL

PRODUCTS AND TIME DEPOSITS

PROPOSAL #9: APPROVE USE OF TEMPORARY IDLE OWN FUNDS         ISSUER            YES             FOR                  FOR

TO INVEST IN FINANCIAL PRODUCTS AND MONEY MARKET

PROPOSAL #10: APPROVE FORWARD FOREIGN EXCHANGE                   ISSUER            YES             FOR                  FOR

BUSINESS

PROPOSAL #11: APPROVE 2016 APPOINTMENT OF AUDITOR AND        ISSUER            YES             FOR                  FOR

 INTERNAL CONTROL AUDITOR

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS OF SHAREHOLDERS


 

PROPOSAL #15: AMEND RULES ON GRANTING OF                              ISSUER            YES         AGAINST           AGAINST

AUTHORIZATION TO THE BOARD DURING SHAREHOLDER'S

PROPOSAL #16: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES         AGAINST           AGAINST

DIRECTORS

PROPOSAL #17.01: ELECT JIN YOUHUA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.02: ELECT GEORGE WONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #17.03: ELECT GIANCULA CASTELLETTI AS NON-           ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #17.04: ELECT DEBORAH VAUGHN AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #17.05: ELECT AMIT MOHANTY AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #17.06: ELECT YONG FENGSHAN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #17.07: ELECT YUAN FEI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.08: ELECT YANG RENBIAO AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #18.01: ELECT SUN SUMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.02: ELECT CAO RUOHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.03: ELECT ZHOU XUEMIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.04: ELECT JOAO CARLOS DOS SANTOS LEMOS          ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

PROPOSAL #19.01: ELECT ZHANG YONGJUN AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #19.02: ELECT WU YING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #19.03: ELECT FAN WENJUN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wilson Bayly Holmes-Ovcon Ltd

  TICKER:               WBO                                  CUSIP:   S5923H105

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REAPPOINT BDO SOUTH AFRICA INC AS                   ISSUER            YES         AGAINST           AGAINST

AUDITORS OF THE COMPANY AND APPOINT J ROBERTS AS THE

DESIGNATED AUDITOR

PROPOSAL #2.1: RE-ELECT NOMGANDO MATYUMZA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT JAMES NGOBENI AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT NOMGANDO MATYUMZA AS                       ISSUER            YES             FOR                  FOR

CHAIRPERSON OF THE AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT NONHLANHLA MJOLI-MNCUBE AS            ISSUER            YES             FOR                  FOR

MEMBER OF THE AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT JAMES NGOBENI AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.4: RE-ELECT ROSS GARDINER AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #4: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO                       ISSUER            YES             FOR                  FOR

DIRECTORS, PRESCRIBED OFFICERS, EMPLOYEE SHARE SCHEME

 BENEFICIARIES AND RELATED AND INTER-RELATED

PROPOSAL #3: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WIN Semiconductors Corp

  TICKER:               3105                                CUSIP:   Y9588T100

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS (CONSOLIDATED AND INDIVIDUAL)

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE CAPITAL DECREASE VIA CASH                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT CHIN-TSAI CHEN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 73 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.2: ELECT SHIH-CHUAN HSIEH, REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF INTERNATIONAL FIBER TECHNOLOGY CO., LTD. WITH

SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.3: ELECT LI-CHENG YEH WITH SAHREHOLDER            ISSUER            YES             FOR                  FOR

NO. 1435 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT YU-CHI WANG WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 153 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT WEN-MING CHANG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 3643 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.6: ELECT SHUN-PING CHEN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 74 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.7: ELECT CHAO-SHUN CHANG WITH ID NO.                ISSUER            YES             FOR                  FOR

G100778XXX AS INDEPENDENT DIRECTOR

PROPOSAL #7.8: ELECT SHEN-YI LI WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

2998 AS INDEPENDENT DIRECTOR

PROPOSAL #7.9: ELECT WEI-LIN WANG WITH ID NO.                     ISSUER            YES             FOR                  FOR

F122263XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Winbond Electronics Corporation

  TICKER:               2344                                CUSIP:   Y95873108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR HUI-MING CHENG, A

CORPORATE REPRESENTATIVE

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR JERRY HSU

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT                ISSUER            YES             FOR                  FOR

(AMENDED) ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE 2015 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES (AMENDED)

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

LINGSHI YINYUAN COAL CHAR DEVELOPMENT CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ZHENGZHOU YUZHONG ENERGY CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ZHANGJIAGANG SHAZHOU POWER CO. LTD. BY HUAXING POWER

STOCK CORPORATION

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ZHANGJIAGANG HUAXING POWER CO. LTD. BY HUAXING POWER

STOCK CORPORATION

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ZHENGZHOU YUZHONG ENERGY CO., LTD. BY HUAXING POWER

STOCK CORPORATION

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ZHANGJIAGANG HUAXING POWER CO. LTD. BY ZHANGJIAGANG

SHAZHOU POWER CO. LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN AUCTION FOR THE        ISSUER             NO              N/A                  N/A

 36.875% EQUITY OF HUAXING POWER CO., LTD. BY

COMPANY'S SUBSIDIARY HUAYING PETROCHEMICAL CO., LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ZHENGZHOU        ISSUER             NO              N/A                  N/A

 YUZHONG ENERGY CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION BY HUAXING          ISSUER             NO              N/A                  N/A

POWER CO., LTD. TO ZHENGZHOU YUZHONG ENERGY CO., LTD.

PROPOSAL #4: APPROVE GUARANTEE PROVISION BY ZHENGZHOU        ISSUER             NO              N/A                  N/A

 YUZHONG ENERGY CO., LTD. TO ZHOUKOU LONGDA POWER

GENERATION CO., LTD.

PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

CORPORATE BOND ISSUANCE

PROPOSAL #6.01: APPROVE ISSUE SIZE                                         ISSUER             NO              N/A                  N/A

PROPOSAL #6.02: APPROVE ISSUE MANNER                                     ISSUER             NO              N/A                  N/A

PROPOSAL #6.03: APPROVE PAR VALUE AND ISSUE SIZE                ISSUER             NO              N/A                  N/A

PROPOSAL #6.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER             NO              N/A                  N/A

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #6.05: APPROVE BOND MATURITY                                    ISSUER             NO              N/A                  N/A

PROPOSAL #6.06: APPROVE BOND INTEREST RATE AND METHOD        ISSUER             NO              N/A                  N/A

 OF DETERMINATION

PROPOSAL #6.07: APPROVE METHOD AND TERM FOR THE                 ISSUER             NO              N/A                  N/A

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #6.08: APPROVE INTENDED USAGE OF RAISED                ISSUER             NO              N/A                  N/A

FUNDS

PROPOSAL #6.09: APPROVE UNDERWRITING MANNER                         ISSUER             NO              N/A                  N/A

PROPOSAL #6.10: APPROVE GUARANTEE MANNER                              ISSUER             NO              N/A                  N/A


 

PROPOSAL #6.11: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #6.12: APPROVE COMPANY'S CREDITWORTHINESS            ISSUER             NO              N/A                  N/A

AND SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #6.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES BY HUAXI        ISSUER            YES             FOR                  FOR

 MINING CO., LTD TO THE COMPANY

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

AFFILIATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CREDIT LINE FROM         ISSUER            YES             FOR                  FOR

BAO SHANG BANK CO., LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO HUAXIN            ISSUER            YES             FOR                  FOR

POWER CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

ZHANGJIAGANG SHAZHOU POWER CO., LTD.

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

ZHANGJIAGANG HUAXING POWER CO., LTD.

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO SHANXI            ISSUER            YES             FOR                  FOR

LINGSHI YINYUAN XINSHENG COAL INDUSTRY CO., LTD.

PROPOSAL #6: APPROVE GUARANTEE PROVISION BY HUAXING          ISSUER            YES             FOR                  FOR

POWER CO., LTD. TO ZHANGJIAGANG SHAZHOU POWER CO.,

PROPOSAL #7: APPROVE GUARANTEE PROVISION BY HUAXING          ISSUER            YES             FOR                  FOR

POWER CO., LTD. TO ZHANGJIAGANG HUAXING POWER CO.,

PROPOSAL #8: APPROVE GUARANTEE PROVISION BY                        ISSUER            YES             FOR                  FOR

ZHANGJIAGANG HUAXING POWER CO., LTD. TO ZHANGJIAGANG

SHAZHOU POWER CO., LTD.

PROPOSAL #9: APPROVE GUARANTEE PROVISION BY SHANXI            ISSUER            YES             FOR                  FOR

KANGWEI GROUP CO., LTD. TO SHANXI KANGWEI GROUP

MENGZIYU COAL INDUSTRY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

 FROM SHANGHAI PUDONG DEVELOPMENT BANK


 

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

HUAXING POWER CO.

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ZHENGZHOU YUZHONG ENERGY LIMITED

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ZHANGJIAGANG SHAZHOU POWER CO.

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO SHANXI        ISSUER            YES             FOR                  FOR

 LINGSHI HUAYING TIANXING JIGUANG COAL INDUSTRY CO.,

LTD.

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO SHANXI        ISSUER            YES             FOR                  FOR

 LINGSHI HUAYING TIANXING BAIGOU COAL INDUSTRY CO.,

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

HUAXING POWER CO. TO ZHENGZHOU YUZHONG ENERGY LIMITED

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

HUAXING POWER CO. TO ZHANGJIAGANG SHAZHOU POWER CO.

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

HUAXING POWER CO. TO ZHANGJIAGANG HUAXING POWER CO.

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE BY                 ISSUER            YES             FOR                  FOR

ZHANGJIAGANG SHAZHOU POWER CO. TO ZHANGJIAGANG

HUAXING POWER CO.

PROPOSAL #11: APPROVE ISSUANCE OF SHORT-TERM                       ISSUER            YES             FOR                  FOR

FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF MEDICAL                     ISSUER            YES             FOR                  FOR

INDUSTRY INVESTMENT FUNDS BY SUBSIDIARY

PROPOSAL #2: APPROVE INVESTMENT IN THREE GORGES             SHAREHOLDER        YES             FOR                  FOR

JINSHI (SHENZHEN) EQUITY INVESTMENT FUND PARTNERSHIP

(LIMITED PARTNERSHIP)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF SHANDONG              ISSUER            YES             FOR                  FOR

HEXIN CPAS AS AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN TO              ISSUER            YES             FOR                  FOR

HUAXING POWER CO.

PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN TO              ISSUER            YES             FOR                  FOR

HUAXI MINING CO., LTD.

PROPOSAL #12: APPROVE GUARANTEE PROVISION PLAN TO              ISSUER            YES             FOR                  FOR

SHANXI KANGWEI GROUP CO., LTD.

PROPOSAL #13: APPROVE GUARANTEE PROVISION PLAN TO              ISSUER            YES             FOR                  FOR

ZHANGJIAGANG SHAZHOU POWER CO., LTD.

PROPOSAL #14: APPROVE GUARANTEE PROVISION PLAN TO              ISSUER            YES             FOR                  FOR

ZHANGJIAGANG SHAZHOU POWER CO., LTD. BY HUAXING POWER

 CO.

PROPOSAL #15: APPROVE GUARANTEE PROVISION PLAN TO              ISSUER            YES             FOR                  FOR

ZHANGJIAGANG HUAXING POWER CO., LTD. BY ZHANGJIAGANG

SHAZHOU POWER CO., LTD.

PROPOSAL #16: APPROVE GUARANTEE PROVISION PLAN TO              ISSUER            YES             FOR                  FOR

SHANXI KANGWEI GROUP NANSHAN COAL CO., LTD. BY SHANXI

 KANGWEI GROUP CO., LTD.

PROPOSAL #17: APPROVE GUARANTEE PROVISION PLAN TO              ISSUER            YES             FOR                  FOR

SHANXI LINGSHI HUAYING TIANXING BAIGOU COAL CO., LTD.

 BY SHANXI LINGSHI HUAYING SUNYI COAL CO., LTD.

PROPOSAL #18: APPROVE GUARANTEE PROVISION PLAN TO              ISSUER            YES             FOR                  FOR

SHANXI LINGSHI HUAYING TIANXING JIGUANG COAL CO.,

LTD. BY SHANXI LINGSHI HUAYING TIANXING BAIGOU COAL

CO., LTD.

PROPOSAL #19: APPROVE ANNUAL REPORT AND SUMMARY                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO THE USE OF                     ISSUER            YES             FOR                  FOR

PROCEEDS IN PAYING THE DEBT OF THE COMPANY AND ITS

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

HUAXING POWER CO., LTD. TO THE COMPANY

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO BUAXI              ISSUER            YES             FOR                  FOR

MINING CO., LTD.

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO ZHENGZHOU        ISSUER            YES             FOR                  FOR

 YUZHONG ENERGY CO., LTD.

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO SHANXI            ISSUER            YES             FOR                  FOR

LINGSHI YINYUAN XINGQING COAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wintime Energy Co. Ltd.

  TICKER:               600157                            CUSIP:   Y9649L104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO IMPLEMENTATION              ISSUER            YES             FOR                  FOR

METHOD OF RAISED FUNDS INVESTMENT PROJECT FROM 2015

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE INVESTMENT IN HUAXING POWER CO.,        ISSUER            YES             FOR                  FOR

 LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ZHENGZHOU        ISSUER            YES             FOR                  FOR

 YUZHONG ENERGY CO., LTD.


 

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

ZHANGJIAGANG SHAZHOU POWER CO., LTD.

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

ZHANGJIAGANG HUAXING POWER CO., LTD.

PROPOSAL #6: APPROVE GUARANTEE PROVISION TO HUAXI              ISSUER            YES             FOR                  FOR

MINING CO., LTD.

PROPOSAL #7: APPROVE GUARANTEE PROVISION TO SHANXI            ISSUER            YES             FOR                  FOR

LINGSHI YINYUAN XINANFA COAL CO., LTD.

PROPOSAL #8: APPROVE GUARANTEE PROVISION BY HUAXING          ISSUER            YES             FOR                  FOR

POWER CO., LTD. TO ZHANGJIAGANG SHAZHOU POWER CO.,

PROPOSAL #9: APPROVE GUARANTEE PROVISION BY HUAXING          ISSUER            YES             FOR                  FOR

POWER CO., LTD. TO ZHANGJIAGANG HUAXING POWER CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WIPRO Limited

  TICKER:               507685                            CUSIP:   97651M109

  MEETING DATE:   7/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT T.K. KURIEN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE BSR & CO LLP AS AUDITORS AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

A.H. PREMJI AS CHAIRMAN & MANAGING DIRECTOR

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

R.A. PREMJI AS EXECUTIVE DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WIPRO Limited

  TICKER:               507685                            CUSIP:   Y96659142

  MEETING DATE:   7/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT T.K. KURIEN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE BSR & CO LLP AS AUDITORS AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

A.H. PREMJI AS CHAIRMAN & MANAGING DIRECTOR

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

R.A. PREMJI AS EXECUTIVE DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wisdom Marine Lines Company Ltd.

  TICKER:               2637                                CUSIP:   G9721M103

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wisdom Sports Group

  TICKER:               1661                                CUSIP:   G9722N100

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT JIN HAITAO AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #2b: ELECT WEI KEVIN CHENG AS DIRECTOR AND          ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #2c: ELECT IP KWOK ON SAMMY AS DIRECTOR AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wistron Corp.

  TICKER:               3231                                CUSIP:   Y96738102

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT OR ISSUANCE OF

MARKETABLE SECURITIES VIA PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wistron NeWeb Corp.

  TICKER:               6285                                CUSIP:   Y96739100

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wockhardt Ltd.

  TICKER:               532300                            CUSIP:   Y73505136

  MEETING DATE:   9/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES             ISSUER            YES             FOR                  FOR

PROPOSAL #3: CONFIRM INTERIM DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT M. KHORAKIWALA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE HARIBHAKTI & CO. LLP AS AUDITORS        ISSUER            YES             FOR                  FOR

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT T. MEHTA AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT B.R. ARORA AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #9: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wolong Electric Group Co., Ltd.

  TICKER:               600580                            CUSIP:   Y9891E105

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE 2016 APPLICATION OF CREDIT LINES        ISSUER            YES         AGAINST           AGAINST

 FOR THE SUBSIDIARY AND PROVISION OF GUARANTEE FOR

THE LOAN WITHIN THE CREDIT LIMIT

PROPOSAL #10: APPROVE SIGNING OF ANNUAL BUSINESS                ISSUER            YES             FOR                  FOR

COOPERATION FRAMEWORK AGREEMENT

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wolong Real Estate Group Co., Ltd.

  TICKER:               600173                            CUSIP:   Y6147D105

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REMUNERATION OF AUDITOR AND        ISSUER            YES             FOR                  FOR

 2016 APPOINTMENT OF FINANCIAL AS WELL AS INTERNAL

CONTROL AUDITOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Woolworths Holdings Ltd

  TICKER:               WHL                                  CUSIP:   S98758121

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 28 JUNE 2015

PROPOSAL #2.1: ELECT PATRICK ALLAWAY AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT TOM BOARDMAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT ANDREW HIGGINSON AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT GAIL KELLY AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: RE-ELECT ZYDA RYLANDS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: RE-ELECT THINA SIWENDU AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT ERNST & YOUNG INC AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY


 

PROPOSAL #4.1: ELECT PATRICK ALLAWAY AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4.2: RE-ELECT PETER BACON AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4.3: RE-ELECT ZARINA BASSA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4.4: RE-ELECT HUBERT BRODY AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4.5: RE-ELECT ANDREW HIGGINSON AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE FEES PAID TO PATRICK ALLAWAY          ISSUER            YES             FOR                  FOR

FOR THE QUARTER ENDED 31 DECEMBER 2014

PROPOSAL #6.2: APPROVE FEES PAID TO PATRICK ALLAWAY          ISSUER            YES             FOR                  FOR

IN 2015 FOR WOOLWORTHS HOLDINGS LIMITED AND

AUSTRALIAN SUBSIDIARIES

PROPOSAL #6.3: APPROVE FEES PAID TO GAIL KELLY IN              ISSUER            YES             FOR                  FOR

2015 FOR WOOLWORTHS HOLDINGS LIMITED AND AUSTRALIAN

SUBSIDIARIES

PROPOSAL #6.4: APPROVE FEES PAID TO AUDIT COMMITTEE          ISSUER            YES             FOR                  FOR

MEMBERS FOR THEIR ATTENDANCE AT TREASURY COMMITTEE

MEETINGS IN 2015

PROPOSAL #6.5: APPROVE REMUNERATION OF NON-EXECUTIVE         ISSUER            YES             FOR                  FOR

DIRECTORS FOR THE PERIOD 1 JANUARY 2016 TO 31

DECEMBER 2016

PROPOSAL #7: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES OR CORPORATIONS

PROPOSAL #10: APPROVE ISSUANCE OF SHARES OR OPTIONS          ISSUER            YES             FOR                  FOR

AND GRANT FINANCIAL ASSISTANCE IN TERMS OF THE

COMPANY'S SHARE-BASED INCENTIVE SCHEMES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wowprime Corp

  TICKER:               2727                                CUSIP:   Y969B9107

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WPG Holdings Co., Ltd.

  TICKER:               3702                                CUSIP:   Y9698R101

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WT Microelectronics Co., Ltd.

  TICKER:               3036                                CUSIP:   Y9657B105

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS (VOTING)

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6.: ELECT WUN-ZONG JHENG, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT WUN-GONG SYU, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 3, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT SIN-MING GAO, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 55806, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT JI-WUN SUN, WITH ID NO.                       ISSUER            YES             FOR                  FOR

A103046XXX, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT GENG-YI JHENG, WITH ID NO.                 ISSUER            YES             FOR                  FOR

A121284XXX, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT TIAN-ZONG CHENG, WITH ID NO.              ISSUER            YES             FOR                  FOR

A100249XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT RU-CIN GONG, WITH ID NO.                     ISSUER            YES             FOR                  FOR

A220972XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #6.8: ELECT SIOU-SING HU, WITH ID NO.                   ISSUER            YES             FOR                  FOR

R221622XXX, AS SUPERVISOR

PROPOSAL #6.9: ELECT A REPRESENTATIVE OF TANG YE                ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 9029, AS

SUPERVISOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Department Store Group Co., Ltd.

  TICKER:               000501                            CUSIP:   Y9715H102

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF UNION POWER CPAS         ISSUER            YES             FOR                  FOR

AS AUDITOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE BANK CREDIT LINE, LOAN AS WELL          ISSUER            YES             FOR                  FOR

AS GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Double Co., Ltd.

  TICKER:               600136                            CUSIP:   Y9715B105

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 AND OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #2: APPROVE 2016 PROVISION OF LOAN TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Double Co., Ltd.

  TICKER:               600136                            CUSIP:   Y9715B105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF UNION POWER            ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #8: APPROVE CHANGE IN COMPANY NAME AND AMEND        ISSUER            YES             FOR                  FOR

 ARTICLES OF ASSOCIATION

PROPOSAL #9: APPROVE ACQUISITION OF 100% EQUITY OF        SHAREHOLDER        YES             FOR                  FOR

NICE INTERNATIONAL SPORTS LIMITED


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan East Lake High Technology Development Co., Ltd.

  TICKER:               600133                            CUSIP:   Y9715Q102

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF TIANCHI ENERGY CHANGJI 2X350

THOUSAND KILOWATTS THERMAL POWER PLANT

DESULFURIZATION SYSTEM BOT PROJECT EPC CONTRACT BY

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING INVESTMENT IN FUND COMPANY

PROPOSAL #3.01: ELECT YU ZHONGQUAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #3.02: ELECT PENG XIAOLU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.03: ELECT LI XINGQUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.04: ELECT MA CHUANGANG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.05: ELECT HUANG ZHI AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.06: ELECT SHU CHUNPING AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.07: ELECT ZHANG DEXIANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.08: ELECT ZHOU JUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.09: ELECT LIU WEI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT ZHOU MIN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT XIAO YI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF XINJIANG WUCAI BAY BEIYI POWER

PLANT 2X660MW THERMAL POWER PLANT DESULFURIZATION

SYSTEM BOT PROJECT EPC CONTRACT BY WHOLLY-OWNED

SUBISIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan East Lake High Technology Development Co., Ltd.

  TICKER:               600133                            CUSIP:   Y9715Q102

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #6: APPROVE PROVISION OF EQUITY PLEDGE                 ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO CONTROLLED SUBSIDIARY WUHAN YUANBOYUAN

PROPERTIES CO., LTD

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 FINANCING PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE 2016 GUARANTEE PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #12: APPROVE APPOINTMENT OF 2016 INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #13: APPROVE PAYMENT OF 2015 REMAINING                 ISSUER            YES             FOR                  FOR

REMUNERATION OF FULL-TIME DIRECTORS

PROPOSAL #14: APPROVE PRIVATE ISSUANCE OF DEBT                   ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan East Lake High Technology Development Co., Ltd.

  TICKER:               600133                            CUSIP:   Y9715Q102

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.05: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE USE AND AMOUNT OF PROCEEDS             ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE UNDERTAKINGS OF REMEDIAL                     ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PROPOSAL #5: APPROVE COMMITMENT FROM DIRECTORS,                 ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES

 IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT


 

PROPOSAL #8: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #11: APPROVE WHITEWASH WAIVER AND RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Fingu Electronic Technology Co., Ltd.

  TICKER:               002194                            CUSIP:   Y97081106

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO THE PLAN FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO THE PLAN FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Fingu Electronic Technology Co., Ltd.

  TICKER:               002194                            CUSIP:   Y97081106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT WANG ZHENG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Guide Infrared Co., Ltd.

  TICKER:               002414                            CUSIP:   Y97082104

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Iron & Steel Co., Ltd.

  TICKER:               600005                            CUSIP:   Y97164100

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3.01: ELECT MA GUOQIANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT HU WANGMING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT ZOU JIXIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.04: ELECT ZHU YONGHONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3.05: ELECT LIU QIANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT ZHANG JICHANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #4.02: ELECT QI HUAIJIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.03: ELECT ZHANG KEHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.04: ELECT ZHANG JIE AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.01: ELECT ZHANG XIANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: ELECT WU HANFEN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.03: ELECT ZHAO YUNZHI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Iron & Steel Co., Ltd.

  TICKER:               600005                            CUSIP:   Y97164100

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 OPERATION BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #11: APPROVE LAUNCHING OF FINANCE AND                   ISSUER            YES             FOR                  FOR

INVESTMENT BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Langold Real Estate Co Ltd

  TICKER:               002305                            CUSIP:   Y9710N104

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING EXTERNAL INVESTMENT IN WUHAN CHENGJIAN

VOCATIONAL SCHOOL PROJECT

PROPOSAL #2: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES             FOR                  FOR

ASSISTANCE

PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Langold Real Estate Co Ltd

  TICKER:               002305                            CUSIP:   Y9710N104

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PROJECT COOPERATION

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PROVISION OF FINANCIAL ASSISTANCE

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF DIRECTIONAL        ISSUER            YES             FOR                  FOR

 DEBT FINANCING INSTRUMENTS

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #5.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #5.04: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #5.05: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #5.06: APPROVE METHOD AND TERM FOR THE                 ISSUER            YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #5.07: APPROVE METHOD FOR THE REPAYMENT OF          ISSUER            YES             FOR                  FOR

INTEREST AS WELL AS BAIL OUT

PROPOSAL #5.08: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.09: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #5.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #5.11: APPROVE LISTING AND TRANSFER                       ISSUER            YES             FOR                  FOR

ARRANGEMENT

PROPOSAL #5.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #5.13: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhan Langold Real Estate Co Ltd

  TICKER:               002305                            CUSIP:   Y9710N104

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE PROVISION OF PURCHASE MORTGAGE          ISSUER             NO              N/A                  N/A

LOAN GUARANTEE

PROPOSAL #8: APPROVE 2016 EXTERNAL GUARANTEES                      ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE 2016 ENTRUSTED LOANS FROM                   ISSUER             NO              N/A                  N/A

SHAREHOLDERS

PROPOSAL #10.1: ELECT XUE ZHIYONG AS NON-INDEPENDENT    SHAREHOLDER         NO              N/A                  N/A

DIRECTOR


 

PROPOSAL #10.2: ELECT QIN PUGAO AS NON-INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #10.3: ELECT WU XIANFA AS NON-INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #10.4: ELECT ZHOU TAO AS NON-INDEPENDENT          SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #10.5: ELECT TAN YONGZHONG AS NON-                     SHAREHOLDER         NO              N/A                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT LIU YIWEI AS NON-INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #10.7: ELECT LI YADAN AS NON-INDEPENDENT          SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.1: ELECT LIU HONGXIA AS INDEPENDENT           SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.2: ELECT WU JIANBIN AS INDEPENDENT             SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.3: ELECT LIANG WEI AS INDEPENDENT               SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.4: ELECT PENG ZHONGBO AS INDEPENDENT          SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #12.1: ELECT GAO ZEXIONG AS SUPERVISOR              SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #12.2: ELECT TU XIAOLI AS SUPERVISOR                 SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #13: APPROVE APPOINTMENT OF AUDITOR                       ISSUER             NO              N/A                  N/A

PROPOSAL #14: APPROVE CHANGE IN COMPANY NAME                   SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER         NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WuHan Yangtze Communication Industry Group Co., Ltd.

  TICKER:               600345                            CUSIP:   Y9717M109

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE USAGE OF OWN FUNDS TO INVEST IN         ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE AMENDMENT TO ARTICLE OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: ELECT GAO XIANG AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #12: ELECT WEI HONG AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhu Conch Profiles & Science Co., Ltd.

  TICKER:               000619                            CUSIP:   Y9717Q100

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.

  TICKER:               002555                            CUSIP:   Y9717X105

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG YUN AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT CHEN JIANLIN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.

  TICKER:               002555                            CUSIP:   Y9717X105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DELAYED RESUMPTION OF TRADING IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO MAJOR ASSET RESTRUCTURE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuliangye Yibin Co., Ltd.

  TICKER:               000858                            CUSIP:   Y9718N106

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SIGNING OF FINANCIAL SERVICE              ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT WITH SICHUAN YIBIN WULIANGYE

GROUP FINANCE CO., LTD.

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #10: ELECT ZHOU YOUSU AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #12.1: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #12.2: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.3: APPROVE ISSUANCE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #12.4: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #12.5: APPROVE ISSUANCE PRICE AND PRICING            ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #12.6: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.7: APPROVE DISTRIBUTION ARRANGEMENTS FOR        ISSUER            YES             FOR                  FOR

 CUMULATIVE EARNINGS

PROPOSAL #12.8: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #12.9: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #12.10: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE PRIVATE PLACEMENT OF SHARES               ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE DRAFT AND SUMMARY OF PHASE I            ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN (SUBSCRIPTION OF PRIVATE

 PLACEMENT)

PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #16: APPROVE THE NOTION THAT THE COMPANY              ISSUER            YES             FOR                  FOR

DOES NOT NEED TO PREPARE REPORT ON THE USAGE OF

PREVIOUSLY RAISED FUNDS

PROPOSAL #17: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #19: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #20: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #21: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #22: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO PRIVATE


 

PROPOSAL #23: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO EMPLOYEE

SHARE PURCHASE PLAN

PROPOSAL #24: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wumart Stores Inc.

  TICKER:               1025                                CUSIP:   Y97176112

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WITHDRAWAL OF LISTING OF THE H          ISSUER            YES             FOR                  FOR

SHARES OF THE COMPANY FROM THE STOCK EXCHANGE AND

AUTHORIZE ANY DIRECTOR TO ACT AND EXECUTE DOCUMENTS

OR DEEDS NECESSARY FOR THE PROPOSED WITHDRAWAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wumart Stores Inc.

  TICKER:               1025                                CUSIP:   Y97176112

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WITHDRAWAL OF LISTING OF THE H          ISSUER            YES             FOR                  FOR

SHARES OF THE COMPANY FROM THE STOCK EXCHANGE AND

AUTHORIZE ANY DIRECTOR TO ACT AND EXECUTE DOCUMENTS

OR DEEDS NECESSARY FOR THE PROPOSED WITHDRAWAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               WUS Printed Circuit (Kunshan) Co., Ltd.

  TICKER:               002463                            CUSIP:   Y9716K104

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 NON-CONDUCT OF PROFIT                 ISSUER            YES             FOR                  FOR

DISTRIBUTION AND CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wus Printed Circuit Co. Ltd.

  TICKER:               2316                                CUSIP:   Y97170107

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Commercial Mansion Grand Orient Co., Ltd.

  TICKER:               600327                            CUSIP:   Y97179108

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENT ON PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE AND LOCK-UP PERIOD        ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES (REVISED)

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Commercial Mansion Grand Orient Co., Ltd.

  TICKER:               600327                            CUSIP:   Y97179108

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUDIT OPINION ON REMUNERATION OF        ISSUER            YES             FOR                  FOR

 SENIOR MANAGEMENT

PROPOSAL #7: APPROVE MEASUREMENT AND MANAGEMENT                 ISSUER            YES             FOR                  FOR

REGULATIONS ON REMUNERATION OF SENIOR MANAGEMENT

PROPOSAL #8: APPROVE APPOINTMENT OF JIANGSU GONGZHENG        ISSUER            YES             FOR                  FOR

 TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Huaguang Boiler Co., Ltd.

  TICKER:               600475                            CUSIP:   G9806H102

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RATIFICATION OF 2015 DAILY                 ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS AND 2016 DAILY RELATED

PARTY TRANSACTION ESTIMATES

PROPOSAL #8: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 USE OF OWN IDLE FUNDS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN ENTRUSTED ASSET MANAGEMENT

PROPOSAL #10: APPROVE 2016 FORWARD FOREIGN EXCHANGE          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11.01: ELECT JIANG ZHIJIAN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.02: ELECT CHEN JIEZHONG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.03: ELECT WANG FUJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.04: ELECT ZHONG WENJUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.01: ELECT ZHAO ZHANGSUI AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT FU TAO AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #12.03: ELECT CAI JIAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT ZHAO XIAOLI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13.02: ELECT WEI LIYAN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Little Swan Co., Ltd.

  TICKER:               000418                            CUSIP:   Y9717K103

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES         AGAINST           AGAINST

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE CHANGE IN APPOINTMENT OF AUDITOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Little Swan Co., Ltd.

  TICKER:               200418                            CUSIP:   Y9717K103

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 PROVISION OF ACCUMULATED            ISSUER            YES             FOR                  FOR

GUARANTEES TO CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 FORWARD FOREIGN EXCHANGE            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 USE OF IDLE EXISTED FUND          ISSUER            YES             FOR                  FOR

TO CONDUCT IN TRUST MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Little Swan Co., Ltd.

  TICKER:               000418                            CUSIP:   Y9717V109

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES         AGAINST           AGAINST

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE CHANGE IN APPOINTMENT OF AUDITOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Little Swan Co., Ltd.

  TICKER:               200418                            CUSIP:   Y9717V109

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 PROVISION OF ACCUMULATED            ISSUER            YES             FOR                  FOR

GUARANTEES TO CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 FORWARD FOREIGN EXCHANGE            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 USE OF IDLE EXISTED FUND          ISSUER            YES             FOR                  FOR

TO CONDUCT IN TRUST MANAGEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Taiji Industry Co., Ltd.

  TICKER:               600667                            CUSIP:   Y97185105

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED PARTY TRANSACTION AND MAJOR

ASSETS RESTRUCTURING

PROPOSAL #3.01: APPROVE OVERALL PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE TRANSACTION COUNTERPARTIES             ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE TRANSACTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE TRANSACTION AMOUNT                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE ASSETS PURCHASE BY ISSUANCE          ISSUER            YES             FOR                  FOR

OF NEW SHARES - PRICING BASIS

PROPOSAL #3.08: APPROVE ASSETS PURCHASE BY ISSUANCE          ISSUER            YES             FOR                  FOR

OF NEW SHARES - ISSUE PRICE

PROPOSAL #3.09: APPROVE ASSETS PURCHASE BY ISSUANCE          ISSUER            YES             FOR                  FOR

OF NEW SHARES - ISSUE AMOUNT

PROPOSAL #3.10: APPROVE ASSETS PURCHASE BY ISSUANCE          ISSUER            YES             FOR                  FOR

OF NEW SHARES - LOCK-UP PERIOD ARRANGEMENT

PROPOSAL #3.11: APPROVE RAISING OF SUPPORTING FUNDS -        ISSUER            YES             FOR                  FOR

 ISSUE PRICE

PROPOSAL #3.12: APPROVE RAISING OF SUPPORTING FUNDS -        ISSUER            YES             FOR                  FOR

 AMOUNT AND ISSUE SIZE

PROPOSAL #3.13: APPROVE RAISING OF SUPPORTING FUNDS -        ISSUER            YES             FOR                  FOR

 LOCK-UP PERIOD ARRANGEMENT

PROPOSAL #3.14: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.15: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.16: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.17: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.18: APPROVE STAFFING ARRANGEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.19: APPROVE PERFORMANCE COMMITMENT                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.20: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #5: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUE OF SHARES AND PROFIT FORECAST

COMPENSATION AGREEMENT

PROPOSAL #6: APPROVE CONDITIONAL SHARE SUBSCRIPTION          ISSUER            YES             FOR                  FOR

AGREEMENT WITH TRANSACTION COUNTERPARTIES


 

PROPOSAL #7: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY WUXI INDUSTRY DEVELOPMENT GROUP CO.,

LTD. AND PERSONS ACTING IN CONCERT

PROPOSAL #8: APPROVE AUDIT REPORT, REVIEW REPORT,              ISSUER            YES             FOR                  FOR

APPRAISAL REPORT AND OTHER REPORTS OF THE RELATED

PARTY TRANSACTION IN CONNECTION TO COMPANY'S ASSET

PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS RAISING

 SUPPORTING FUNDS

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE TAIJI INDUSTRIAL - 11TH                     ISSUER            YES             FOR                  FOR

TECHNOLOGY EMPLOYEE STOCK OWNERSHIP PLAN (PRIVATE

PLACEMENT SUBSCRIPTION) (DRAFT)

PROPOSAL #11: APPROVE SIGNING OF TAIJI INDUSTRIAL -          ISSUER            YES             FOR                  FOR

11TH TECHNOLOGY EMPLOYEE STOCK ASSET MANAGEMENT

CONTRACT

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Taiji Industry Co., Ltd.

  TICKER:               600667                            CUSIP:   Y97185105

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE OF FACTORY LAND (INCLUDING         ISSUER            YES             FOR                  FOR

EQUIPMENT) BY TAIJI MICROELECTRONICS (SUZHOU) CO.,

PROPOSAL #2: APPROVE PROVISION OF CNY170 MILLION           SHAREHOLDER        YES             FOR                  FOR

GUARANTEES TO CONTROLLED SUBSIDIARY, TAIJI SEMI-

CONDUCTOR SUZHOU CO., LTD AND EXERCISING TOTAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Taiji Industry Co., Ltd.

  TICKER:               600667                            CUSIP:   Y97185105

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUBSCRIPTION STATUS OF EMPLOYEE         ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN

PROPOSAL #2: ELECT ZHANG XIAOGENG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT          ISSUER            YES             FOR                  FOR

BY SUBSIDIARY JIANGSU TAIJI INDUSTRY NEW MATERIAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Taiji Industry Co., Ltd.

  TICKER:               600667                            CUSIP:   Y97185105

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHAO ZHENYUAN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Wuxi Taiji Industry Co., Ltd.

  TICKER:               600667                            CUSIP:   Y97185105

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF JIANGSU                   ISSUER            YES             FOR                  FOR

GONGZHENG TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO.,

LTD., AS AUDITOR AS WELL AS INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE 2016 INVESTMENT OF USD 74.1                ISSUER            YES             FOR                  FOR

MILLION BY HAITAI SEMICONDUCTOR (WUXI) CO., LTD USING

 OWN FUNDS

PROPOSAL #10: APPROVE RATIFICATION OF EXCESS 2015              ISSUER            YES             FOR                  FOR

DAILY RELATED PARTY TRANSACTIONS AND APPROVE 2016

DAILY RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XCMG Construction Machinery Co., Ltd.

  TICKER:               000425                            CUSIP:   Y9T17R112

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 75% EQUITY IN XUZHOU        ISSUER            YES             FOR                  FOR

 XUGONG SHIWEIYING MACHINERY CO., LTD TO XUZHOU

CONSTRUCTION MACHINERY GROUP CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XCMG Construction Machinery Co., Ltd.

  TICKER:               000425                            CUSIP:   Y9T17R112

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: APPROVE PURCHASING OF MATERIALS OR              ISSUER            YES             FOR                  FOR

PRODUCT FROM RELATED PARTY

PROPOSAL #5.2: APPROVE SALE OF MATERIALS OR PRODUCT          ISSUER            YES             FOR                  FOR

TO RELATED PARTY

PROPOSAL #5.3: APPROVE RENTING OR LEASING OF HOUSE,          ISSUER            YES             FOR                  FOR

EQUIPMENT AND PRODUCTS TO RELATED PARTY

PROPOSAL #5.4: APPROVE GRANTING OF RIGHT FOR THE USE         ISSUER            YES             FOR                  FOR

OF TRADEMARK TO RELATED PARTY

PROPOSAL #5.5: APPROVE COOPERATION IN TECHNOLOGY                ISSUER            YES             FOR                  FOR

DEVELOPMENT WITH RELATED PARTY

PROPOSAL #5.6: APPROVE ACCEPTANCE OR RENDERING OF              ISSUER            YES             FOR                  FOR

SERVICE TO RELATED PARTY

PROPOSAL #5.7: APPROVE ENTRUSTED OPERATIONS FROM                ISSUER            YES             FOR                  FOR

RELATED PARTY

PROPOSAL #6: APPROVE 2015 PERFORMANCE COMMITMENT                ISSUER            YES             FOR                  FOR

FULFILLMENT SITUATION OF COMPANY'S ACQUIRED ASSETS

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #9: AMEND WORKING RULES ON THE REMUNERATION         ISSUER            YES             FOR                  FOR

OF SENIOR MANAGEMENT MEMBERS

PROPOSAL #10.1: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

THE MORTGAGE BUSINESS

PROPOSAL #10.2: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

THE FINANCIAL LEASING BUSINESS

PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM FINANCIAL INSTITUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Comfort Science & Technology (Group) Co., Ltd.

  TICKER:               002614                            CUSIP:   Y9717P102

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL FINANCING GUARANTEE                 ISSUER            YES             FOR                  FOR

PROVISION TO WHOLLY-OWNED SUBSIDIARY COMFORT (HONG

KONG) CO., LTD.

PROPOSAL #2: APPROVE ADDITIONAL 2015 BANK CREDIT                ISSUER            YES             FOR                  FOR

LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Comfort Science & Technology (Group) Co., Ltd.

  TICKER:               002614                            CUSIP:   Y9717P102

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS, EXCESS        ISSUER            YES             FOR                  FOR

 RAISED FUNDS AND OWN FUNDS TO PURCHASE GUARANTEED

FINANCIAL PRODUCTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Comfort Science & Technology (Group) Co., Ltd.

  TICKER:               002614                            CUSIP:   Y9717P102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY-OWNED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Faratronic Co., Ltd.

  TICKER:               600563                            CUSIP:   Y9721Z104

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER            YES             FOR                  FOR

CPAS AND FIX ITS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen International Airport Co., Ltd.

  TICKER:               600897                            CUSIP:   Y9721R102

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PAYMENT OF AUDIT FEE AND                     ISSUER            YES             FOR                  FOR

APPOINTMENT OF AUDITOR

PROPOSAL #8.01: ELECT LIN LIQUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen International Port Co., Ltd.

  TICKER:               03378                              CUSIP:   Y97186103

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT CAI LIQUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT CHEN ZHAOHUI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND TO ENTER INTO SERVICE CONTRACT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen International Port Co., Ltd.

  TICKER:               03378                              CUSIP:   Y97186103

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 GENERAL SERVICES                          ISSUER            YES             FOR                  FOR

AGREEMENTS, THE AGGREGATE ANNUAL GENERAL SERVICES

CAPS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen International Port Co., Ltd.

  TICKER:               3378                                CUSIP:   Y97186103

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT YOU XIANGHUA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT JIN TAO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT JI WENYUAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND TO ENTER INTO SERVICE CONTRACTS

PROPOSAL #3: APPROVE REGISTRATION AND ISSUANCE OF              ISSUER            YES             FOR                  FOR

SUPER SHORT-TERM NOTES AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen International Port Co., Ltd.

  TICKER:               3378                                CUSIP:   Y97186103

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015  REPORT OF THE SUPERVISORY         ISSUER            YES             FOR                  FOR

COMMITTEE


 

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITORS' REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITORS AND PRICEWATERHOUSECOOPERS

AS INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE ISSUANCE OF CORPORATE BONDS AND         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen ITG Group Corp., Ltd.

  TICKER:               600755                            CUSIP:   Y9721U105

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF 2016                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE BY COMPANY AND ITS

PROPOSAL #2: APPROVE 2016 GUARANTEE PROVISION TO                ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO                   ISSUER            YES             FOR                  FOR

PARTICIPATE IN AUCTION OF 21% EQUITY OF XIAMEN GUOMAO

 FINANCE CENTER DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen ITG Group Corp., Ltd.

  TICKER:               600755                            CUSIP:   Y9721U105

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT OF ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #2.01: ELECT ZHENG GANSHU AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen ITG Group Corp., Ltd.

  TICKER:               600755                            CUSIP:   Y9721U105

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE USE OF OWN FUNDS TO CONDUCT                ISSUER            YES             FOR                  FOR

INVESTMENT MANAGEMENT

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT GUO CONGMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #9.02: ELECT SHI LIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.01: ELECT WANG YANHUI AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Kehua Hengsheng Co Ltd

  TICKER:               002335                            CUSIP:   Y9718R107

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF LOAN THROUGH                ISSUER            YES             FOR                  FOR

EQUITY PLEDGE OF SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Kehua Hengsheng Co Ltd

  TICKER:               002335                            CUSIP:   Y9718R107

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 CREDIT LINE APPLICATION              ISSUER             NO              N/A                  N/A

FROM FINANCIAL INSTITUTIONS

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER             NO              N/A                  N/A

CONTROLLED AND INDIRECT SUBSIDIARY AS WELL AS MUTUAL

GUARANTEE BETWEEN SUBSIDIARIES

PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO                     ISSUER             NO              N/A                  N/A

PURCHASE BANK FINANCING PRODUCTS

PROPOSAL #9: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER             NO              N/A                  N/A

AND SUPERVISORS

PROPOSAL #10: APPROVE PURCHASE OF LIABILITY INSURANCE        ISSUER             NO              N/A                  N/A

 FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS

PROPOSAL #11: APPROVE APPOINTMENT OF GRANTTHORNTON            ISSUER             NO              N/A                  N/A

CPAS AS 2016 FINANCIAL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Kehua Hengsheng Co Ltd

  TICKER:               002335                            CUSIP:   Y9718R107

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen King Long Motor Group Co., Ltd.

  TICKER:               600686                            CUSIP:   Y97221108

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 GUARANTEE PROVISION BY                ISSUER            YES             FOR                  FOR

COMPANY'S SUBSIDIARY TO CLIENT

PROPOSAL #2: APPROVE 2016 USE OF IDLE OWN FUNDS TO            ISSUER            YES             FOR                  FOR

INVEST IN ENTRUSTED ASSET MANAGEMENT

PROPOSAL #3: APPROVE 2016 FORWARD FOREIGN EXCHANGE            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #4: APPROVE REGISTRATION AND ISSUANCE OF              ISSUER            YES             FOR                  FOR

ULTRA SHORT-TERM FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen King Long Motor Group Co., Ltd.

  TICKER:               600686                            CUSIP:   Y97221108

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIN CHONG AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT HUANG CHUN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen King Long Motor Group Co., Ltd.

  TICKER:               600686                            CUSIP:   Y97221108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ENERGY-SAVING AND NEW ENERGY BUS        ISSUER            YES             FOR                  FOR

 COMPONENTS PROJECT BY SUBSIDIARY

PROPOSAL #8: APPROVE CHANGE IN USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #9: ELECT WANG ZHIYONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Kingdomway Group Co Ltd.

  TICKER:               002626                            CUSIP:   Y9718S105

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS REGARDING THE                   ISSUER            YES             FOR                  FOR

PROVISION OF ONSHORE GUARANTEE FOR OFFSHORE LOAN OF

WHOLLY-OWNED SUBSIDIARY VITABEST NUTRITION, INC.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Kingdomway Group Co Ltd.

  TICKER:               002626                            CUSIP:   Y9718S105

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

(REVISED)

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS UP TO OCTOBER 31, 2015

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE SUBSCRIPTION BY CONTROLLING

SHAREHOLDER

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH CONTROLLED SHAREHOLDER XIAMEN JINDAWEI

 INVESTMENT CO., LTD IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #8: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY XIAMEN JINDAWEI INVESTMENT CO., LTD

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT


 

PROPOSAL #11: APPROVE OPERATIONAL ASSETS FINANCIAL            ISSUER            YES             FOR                  FOR

AUDIT REPORT OF VITABEST NUTRITION, INC

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Kingdomway Group Co Ltd.

  TICKER:               002626                            CUSIP:   Y9718S105

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2ND REVISION OF COUNTER-DILUTION        ISSUER            YES             FOR                  FOR

 MEASURES IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS IN CONNECTION TO THE

COUNTER-DILUTION MEASURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Kingdomway Group Co Ltd.

  TICKER:               002626                            CUSIP:   Y9718S105

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #8: APPROVE 2016 BUSINESS PERFORMANCE                   ISSUER            YES         AGAINST           AGAINST

ASSESSMENT SCHEME

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10.1: ELECT JIANG BIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2: ELECT CHEN JIALIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT MA GUOQING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.4: ELECT GAO WEI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.5: ELECT LIANG ZHUANYU AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT ZHAN RUI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1: ELECT LONG XIAONING AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.2: ELECT HUANG XINGLUAN AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.3: ELECT LU XIANG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #12.1: ELECT WANG SHUIHUA AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.2: ELECT LIN SHUISHAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Kingdomway Group Co Ltd.

  TICKER:               002626                            CUSIP:   Y9718S105

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF DOMESTIC GUARANTEE         ISSUER            YES             FOR                  FOR

FOR THE FOREIGN LOAN OF WHOLLY-OWNED SUBSIDIARY KUC

HOLDING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Kingdomway Group Co Ltd.

  TICKER:               002626                            CUSIP:   Y9718S105

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED PROVISION OF DOMESTIC         ISSUER            YES             FOR                  FOR

GUARANTEE FOR THE OFFSHORE LOAN OF WHOLLY-OWNED

SUBSIDIARIES KINGDOMWAY USA, LLC AND VITABEST

NUTRITION, INC.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Port Development Co., Ltd.

  TICKER:               000905                            CUSIP:   Y9724F105

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WU YANSONG AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE INVESTMENT IN LOW-RISK FINANCIAL        ISSUER            YES             FOR                  FOR

 PRODUCT AMOUNTING TO NO MORE THAN CNY 500 MILLION

USING OWN FUNDS

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #4: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #4.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #4.04: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.05: APPROVE BOND INTEREST RATE AND                   ISSUER            YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #4.06: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4.07: APPROVE GUARANTEE SITUATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.08: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #4.09: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #4.10: APPROVE LISTING OF THE BONDS                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #4.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #4.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Port Development Co., Ltd.

  TICKER:               000905                            CUSIP:   Y9724F105

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CNY 120 MILLION BANK LOAN APPLIED BY XIAMEN PORT

YESHUIFU LOGISTICS LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Port Development Co., Ltd.

  TICKER:               000905                            CUSIP:   Y9724F105

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE 2016 OVERALL BUDGET PLAN                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT CHU LIANGYONG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CHAOZHOU PORT DEVELOPMENT CO., LTD. PORT CONSTRUCTION

 PROJECT

PROPOSAL #9: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES             FOR                  FOR

FOR THE CNY 800 MILLION COMPREHENSIVE BANK CREDIT

LINE OF XIAMEN PORT TRADE CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Port Development Co., Ltd.

  TICKER:               000905                            CUSIP:   Y9724F105

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Tungsten Co., Ltd.

  TICKER:               600549                            CUSIP:   Y6454T107

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #7: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9.01: ELECT SHANGEN YINGXIONG AS NON-              SHAREHOLDER        YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.01: ELECT HONG MAOCHUN AS INDEPENDENT        SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen XGMA Machinery Co., Ltd.

  TICKER:               600815                            CUSIP:   Y9721S100

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ACTUAL 2015 DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY TRANSACTION

 ESTIMATES

PROPOSAL #7: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen XGMA Machinery Co., Ltd.

  TICKER:               600815                            CUSIP:   Y9721S100

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1.01: ELECT XU ZHENMING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT GUO QINGQUAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.03: ELECT GU TAO AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.04: ELECT YU SHAOZHOU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.05: ELECT BAI FEIPING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.06: ELECT FAN WENMING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT SU ZIMENG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT LIU ZONGLIU AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT ZHANG SHENGLI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT LIU YIHONG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT SU DONGHUI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Xiangyu Co., Ltd.

  TICKER:               600057                            CUSIP:   Y9722J109

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL 2015 FORWARD FOREIGN         ISSUER            YES             FOR                  FOR

EXCHANGE TRANSACTION AMOUNT

PROPOSAL #2: APPROVE 2015 SUPPLEMENTARY DAILY RELATED        ISSUER            YES             FOR                  FOR

 PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Xiangyu Co., Ltd.

  TICKER:               600057                            CUSIP:   Y9722J109

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE DAILY RELATED TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING ACTING PROCUREMENT OF GOODS BETWEEN WHOLLY

OWNED SUBSIDIARY AND XIAMEN XIANGYU XINGHONG

TECHNOLOGY DEVELOPMENT CO., LTD

PROPOSAL #3: ELECT LIU XINPING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4: APPROVE DRAFT OF PHASE 1 EMPLOYEE SHARE    SHAREHOLDER        YES             FOR                  FOR

PURCHASE PLAN

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE   SHAREHOLDER        YES             FOR                  FOR

 ALL MATTER RELATED TO EMPLOYEE SHARE PURCHASE PLAN


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Xiangyu Co., Ltd.

  TICKER:               600057                            CUSIP:   Y9722J109

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE 2016 RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH XIAMEN XIANGYU GROUP CO., LTD AND

ITS RELATED COMPANIES

PROPOSAL #1.02: APPROVE 2016 RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH FUJIAN NANPING SUN CABLE CO., LTD

PROPOSAL #1.03: APPROVE 2016 RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH ZIJIN XIANGYU (LONGYAN) LOGISTIC

PROPOSAL #2: APPROVE 2016 DEBT FROM CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDER

PROPOSAL #3: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #4: APPROVE 2016 PROVISION OF GUARANTEES              ISSUER            YES         AGAINST           AGAINST

LINE TO CONTROLLED SUBSIDIARIES

PROPOSAL #5: APPROVE 2016 INVESTMENT IN SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #6: APPROVE 2016 FORWARD FOREIGN EXCHANGE            ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Xiangyu Co., Ltd.

  TICKER:               600057                            CUSIP:   Y9722J109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FUTURES HEDGING BUSINESS            ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Xinde Co Ltd.

  TICKER:               000701                            CUSIP:   Y9722V102

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 FOREIGN EXCHANGE                          ISSUER            YES             FOR                  FOR

DERIVATIVES TRANSACTION


 

PROPOSAL #2: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES BY COMPANY AND CONTROLLED

SUBSIDIARY XIAMEN XINDAAN TRADE CO., LTD FROM

FINANCIAL INSTITUTIONS

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE NOT         ISSUER            YES             FOR                  FOR

MORE THAN CNY 60 MILLION COMPREHENSIVE CREDIT LINES

APPLIED BY WHOLLY OWNED SUBSIDIARY XIAMEN XINDA

OPTOELECTRONIC CO., LTD.

PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR THE NOT         ISSUER            YES             FOR                  FOR

MORE THAN CNY 250 MILLION COMPREHENSIVE CREDIT LINES

APPLIED BY WHOLLY OWNED SUBSIDIARY FUJIAN XINDA

OPTOELECTRONIC TECHNOLOGY CO., LTD.

PROPOSAL #5: APPROVE GUARANTEE PROVISION FOR THE NOT         ISSUER            YES             FOR                  FOR

MORE THAN CNY 30 MILLION COMPREHENSIVE CREDIT LINES

APPLIED BY WHOLLY OWNED SUBSIDIARY XIAMEN XINDA

WULIAN TECHNOLOGY CO., LTD.

PROPOSAL #6: APPROVE GUARANTEE PROVISION FOR THE NOT         ISSUER            YES             FOR                  FOR

MORE THAN CNY 200 MILLION COMPREHENSIVE CREDIT LINES

APPLIED BY WHOLLY OWNED SUBSIDIARY XIAMEN XINDA AUTO

INVESTMENT GROUP CO., LTD.

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING ACCEPTING FINANCIAL ASSISTANT FROM XIAMEN

GUOMAO HOLDING CO., LTD.

PROPOSAL #8: APPROVE ISSUANCE OF CNY 5 BILLION ULTRA         ISSUER            YES             FOR                  FOR

SHORT-TERM FINANCIAL BILL

PROPOSAL #9: APPROVE APPLICATION OF CNY 1 BILLION              ISSUER            YES             FOR                  FOR

RENEWABLE ENTRUSTED LOANS

PROPOSAL #10: APPROVE 2016 APPLICATION OF CREDIT                ISSUER            YES             FOR                  FOR

LINES FROM FINANCIAL INSTITUTION BY AUTOMOTIVE PLATE

CONTROLLED SUBSIDIARY USING ASSET AS COLLATERAL

PROPOSAL #11: APPROVE APPLICATION OF 1 YEAR BANK                ISSUER            YES             FOR                  FOR

CREDIT LINES AMOUNTING TO CNY 990 MILLION USING UNITS

 OF NO. 27 XINGLONG ROAD, HULI DISTRICT AS COLLATERAL

PROPOSAL #12: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNTING TO USD 6 MILLION

 APPLIED BY THE WHOLLY OWNED SUBSIDIARY HONG KONG

XINDANUO CO., LTD. FROM CTBC BANK HONG KONG BRANCH

AND AUTHORIZATION OF THE BOARD HANDLE RELATED MATTE

PROPOSAL #13: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNTING TO USD 15

MILLION APPLIED BY THE WHOLLY OWNED SUBSIDIARY XINDA

RESOURCE SINGAPORE PTE LTD FROM  OCBC BANK SINGAPORE

BRANCH AND AUTHORIZATION OF THE BOARD TO HANDLE RELA

PROPOSAL #14: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #15: APPROVE 2016 COMMODITY HEDGING                       ISSUER            YES             FOR                  FOR

OPERATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Xinde Co Ltd.

  TICKER:               000701                            CUSIP:   Y9722V102

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR AND PAYMENT OF 2016 REMUNERATION

PROPOSAL #7: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #8: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE 2015 SOCIAL RESPONSIBILITY                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #10: APPROVE 2016 GUARANTEE PROVISION OF NOT        ISSUER            YES             FOR                  FOR

 MORE THAN CNY 40 MILLION TO CREDIT LINE OF

CONTROLLED SUBSIDIARY FUJIAN XINTIAN AUTOMOBILES CO.,

PROPOSAL #11: APPROVE 2016 GUARANTEE PROVISION OF NOT        ISSUER            YES             FOR                  FOR

 MORE THAN CNY 70 MILLION TO CREDIT LINE OF

CONTROLLED SUBSIDIARY FUZHOU XINDANUO AUTOMOBILE

SALES SERVICES CO., LTD.

PROPOSAL #12: APPROVE 2016 GUARANTEE PROVISION OF NOT        ISSUER            YES             FOR                  FOR

 MORE THAN CNY 100 MILLION TO CREDIT LINE OF

CONTROLLED SUBSIDIARY XIAMEN XINDANUO AUTOMOBILE

SALES SERVICES CO., LTD.

PROPOSAL #13: APPROVE 2016 GUARANTEE PROVISION OF NOT        ISSUER            YES             FOR                  FOR

 MORE THAN CNY 140 MILLION TO CREDIT LINE OF

CONTROLLED SUBSIDIARY XIAMEN XINDA TONGBAO AUTOMOBILE

 SALES SERVICES CO., LTD.

PROPOSAL #14: APPROVE 2016 GUARANTEE PROVISION OF NOT        ISSUER            YES             FOR                  FOR

 MORE THAN CNY 30 MILLION TO CREDIT LINE OF

CONTROLLED SUBSIDIARY YIWU XINDA TONGBAO AUTOMOBILES

SALES SERVICES CO., LTD.

PROPOSAL #15: APPROVE 2016 GUARANTEE PROVISION OF NOT        ISSUER            YES             FOR                  FOR

 MORE THAN CNY 50 MILLION TO CREDIT LINE OF

CONTROLLED SUBSIDIARY XIAMEN XINDAAN TRADE CO., LTD.

PROPOSAL #16: APPROVE 2016 GUARANTEE PROVISION OF NOT        ISSUER            YES             FOR                  FOR

 MORE THAN CNY 20 MILLION TO CREDIT LINE OF

CONTROLLED SUBSIDIARY CHENGDU XINDANUO INVESTMENT

PROPOSAL #17: APPROVE INCREASE IN REGISTERED CAPITAL         ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #19.1: ELECT GUO CONGMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #19.2: ELECT WU XIAOQIANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #20: ELECT WANG YANHUI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #21: APPROVE ADJUSTMENT OF ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #22: APPROVE MANDATORY INTEREST FOR MEDIUM-         ISSUER            YES             FOR                  FOR

TERM NOTES WITH LONG-TERM RIGHTS AND RENEWABLE

ENTRUSTED LOAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiamen Xinde Co Ltd.

  TICKER:               000701                            CUSIP:   Y9722V102

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2016 ADDITIONAL FOREIGN                       ISSUER            YES             FOR                  FOR

DERIVATIVES TRADING AMOUNT

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO USD 138          ISSUER            YES             FOR                  FOR

MILLION CREDIT LINE OF WHOLLY-OWNED SUBSIDIARY

HONGKONG XINDANUO CO LTD FROM FINANCIAL INSTITUTIONS

AND AUTHORIZATION OF CHAIRMAN TO SIGN RELATED

DOCUMENTS AND HANDLE ALL RELATED MATTERS, GUARANTEE

PERIO

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO USD 145          ISSUER            YES             FOR                  FOR

MILLION CREDIT LINE OF WHOLLY-OWNED SUBSIDIARY XINDA

RESOURCES SINGAPORE CO LTD FROM FINANCIAL

INSTITUTIONS AND AUTHORIZATION OF CHAIRMAN TO SIGN

RELATED DOCUMENTS AND HANDLE ALL MATTERS, GUARANTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xian International Medical Investment Co., Ltd.

  TICKER:               000516                            CUSIP:   Y97224102

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF XIGEMA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANT CO., TD.

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #9: APPROVE ISSUANCE OF NOT MORE THAN CNY            ISSUER            YES             FOR                  FOR

1.3 BILLION MEDIUM TERM NOTES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xi'an LONGi Silicon Materials Corp.

  TICKER:               601012                            CUSIP:   Y9727F102

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE PAR VALUE, ISSUE PRICE AND            ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #2.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND INTEREST RATE AND                   ISSUER            YES             FOR                  FOR

REPAYMENT METHOD

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS


 

PROPOSAL #2.06: APPROVE GUARANTEE MATTERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE REDEMPTION AND SALE-BACK                ISSUER            YES             FOR                  FOR

PROVISION

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

ADOPT THE SAFEGUARD MEASURES WHEN COMPANY FAILS TO

REPAY PRINCIPAL OR INTEREST

PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR EXTERNAL              ISSUER            YES             FOR                  FOR

INVESTMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xi'an LONGi Silicon Materials Corp.

  TICKER:               601012                            CUSIP:   Y9727F102

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

FINANCING OF PUCHENG PHOTOVOLTAIC POWER PLANT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xi'an LONGi Silicon Materials Corp.

  TICKER:               601012                            CUSIP:   Y9727F102

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES


 

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE GUARANTEE PROVISION TO BANK                ISSUER            YES             FOR                  FOR

CREDIT LINE OF WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #7.01: APPROVE GUARANTEE PROVISION TO                   ISSUER            YES             FOR                  FOR

APPLICATION OF CNY100 MILLION MAXIMUM LIMIT

COMPREHENSIVE CREDIT LINE BY NINGXIA LONGI SILICON

MATERIALS CO., LTD. FROM BANK OF NINGXIA ZHONGNING

BRANCH

PROPOSAL #7.02: APPROVE GUARANTEE PROVISION TO                   ISSUER            YES             FOR                  FOR

APPLICATION OF CNY100 MILLION MAXIMUM LIMIT

COMPREHENSIVE CREDIT LINE BY YINCHUAN LONGI SILICON

MATERIALS CO., LTD. FROM BANK OF NINGXIA XICHENG

PROPOSAL #7.03: APPROVE GUARANTEE PROVISION TO CNY50         ISSUER            YES             FOR                  FOR

MILLION CREDIT LINE BY LEYE PHOTOVOLTAIC TECHNOLOGY

CO., LTD. FROM CHINA MINSHENG BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xi'an LONGi Silicon Materials Corp.

  TICKER:               601012                            CUSIP:   Y9727F102

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT BY SUBSIDIARY FOR THE        ISSUER            YES             FOR                  FOR

 CONSTRUCTION OF 3GW MONOCRYSTALLINE SILICON STICK

PROJECT

PROPOSAL #2: APPROVE PROVISION OF CNY 100 MILLION              ISSUER            YES             FOR                  FOR

FINANCIAL GUARANTEE TO WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xi'an LONGi Silicon Materials Corp.

  TICKER:               601012                            CUSIP:   Y9727F102

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE RE-FINANCING


 

PROPOSAL #11: APPROVE 2016 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #12: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xi'an LONGi Silicon Materials Corp.

  TICKER:               601012                            CUSIP:   Y9727F102

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND EXTERNAL INVESTMENT MANAGEMENT              ISSUER            YES             FOR                  FOR

SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xi'An Minsheng Group Co., Ltd.

  TICKER:               000564                            CUSIP:   Y97225109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE APPOINTMENT OF SHINEWING CPAS             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE APPLICATION OF FINANCING CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #5: APPROVE APPLICATION OF MUTUAL GUARANTEES        ISSUER            YES             FOR                  FOR

 BETWEEN COMPANY AND CONTROLLED SUBSIDIARY

PROPOSAL #6: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS AND MEDIUM-TERM NOTES

PROPOSAL #7: APPROVE ISSUANCE OF PRIVATE DIRECTIONAL         ISSUER            YES             FOR                  FOR

DEBT FINANCING INSTRUMENTS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE ANNUAL REPORT AND SUMMARY                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT WANG XIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13: ELECT ZHANG RUI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xi'an Shaangu Power Co., Ltd.

  TICKER:               601369                            CUSIP:   Y9725A105

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE DECEMBER 2015 PURCHASE OF BANK          ISSUER            YES             FOR                  FOR

GUARANTEED FINANCIAL PRODUCTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xi'an Shaangu Power Co., Ltd.

  TICKER:               601369                            CUSIP:   Y9725A105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE 2016 INVESTMENT IN FINANCIAL              ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION OF LOAN GUARANTEE               ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE CHANGE IN BUSINESS SCOPE AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #12: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiandai Investment Co., Ltd.

  TICKER:               000900                            CUSIP:   Y3768R109

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #7: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #8: APPROVE CHANGE OF BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiangtan Electric Manufacturing Co., Ltd.

  TICKER:               600416                            CUSIP:   Y9724U102

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #6: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #7: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO BANK          ISSUER            YES             FOR                  FOR

CREDIT LINE OF HUNAN XIANGYANG ELECTRIC CO., LTD.

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO BANK         ISSUER            YES             FOR                  FOR

CREDIT LINE OF XEMC LIGHT ELECTRIC CO., LTD.

PROPOSAL #11: APPROVE USE OF TEMPORARY IDLE FUNDS TO         ISSUER            YES             FOR                  FOR

INVESTMENT IN FINANCIAL PRODUCTS

PROPOSAL #12: APPROVE FORMATION OF FINANCIAL LEASING         ISSUER            YES         AGAINST           AGAINST

COMPANY BY XEMC IMPORT AND EXPORT COMPANY

PROPOSAL #13: APPROVE CONVERSION OF DEBT TO EQUITY TO        ISSUER            YES             FOR                  FOR

 INCREASE THE REGISTERED CAPITAL OF XEMC WINDPOWER

CO., LTD.

PROPOSAL #14: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #16: APPROVE RE-APPOINTMENT OF AUDITOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #18: APPROVE ADJUSTMENTS TO PRIVATE                       ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #19.00: APPROVE PRIVATE PLACEMENT OF NEW A          ISSUER            YES             FOR                  FOR

SHARES (AMENDED DRAFT)

PROPOSAL #19.01: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #19.02: APPROVE ISSUE MANNER AND TIME                    ISSUER            YES             FOR                  FOR

PROPOSAL #19.03: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #19.04: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #19.05: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #19.06: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #19.07: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #19.08: APPROVE AMOUNT AND INTENDED USAGE OF        ISSUER            YES             FOR                  FOR

 RAISED FUNDS

PROPOSAL #19.09: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #19.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #20: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (2015 SUPPLEMENTAL

 REPORT)

PROPOSAL #21: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #22: APPROVE SUBSCRIPTION OF CONTROLLING              ISSUER            YES             FOR                  FOR

SHAREHOLDER XEMC GROUP CO., LTD. TO CONSTITUTE AS

RELATED PARTY TRANSACTION (REVISION)

PROPOSAL #23: APPROVE SIGNING OF SUPPLEMENTAL                     ISSUER            YES             FOR                  FOR

CONDITIONAL SUBSCRIPTION AGREEMENT (3) WITH XEMC

GROUP CO., LTD.

PROPOSAL #24: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #25: APPROVE AUDIT REPORT ON PURCHASE OF              ISSUER            YES             FOR                  FOR

ASSETS IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #26: APPROVE COUNTER-DILUTION MEASURES AND          ISSUER            YES             FOR                  FOR

EFFECT ON FINANCIAL STATEMENTS IN CONNECTION TO THE

PRIVATE PLACEMENT (AMENDED DRAFT)

PROPOSAL #27.01: ELECT TENG LUNJU AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xilong Scientific Co Ltd.

  TICKER:               002584                            CUSIP:   Y97267101

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xin Zhi Motor Co., Ltd.

  TICKER:               002664                            CUSIP:   Y97274107

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS


 

PROPOSAL #9: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #11: APPROVE GUARANTEE AND FINANCIAL AID              ISSUER            YES             FOR                  FOR

PROVISION TO THE COMPANY BY CONTROLLING SHAREHOLDER

AND ULTIMATE CONTROLLING SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xingda International Holdings Ltd

  TICKER:               1899                                CUSIP:   G9827V106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A1: ELECT LIU XIANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3A2: ELECT TAO JINXIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3A3: ELECT XU CHUNHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhu Zhongbao Co., Ltd.

  TICKER:               600208                            CUSIP:   Y9724T105

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LIN JUNBO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT ZHAO WEIQIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT YE ZHENGMENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.04: ELECT HUANG FANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT WANG XIAOMEI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT JIN XUEJUN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT WANG ZEXIA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT XU YONGGUANG AS SUPERVISOR                ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.02: ELECT HUANG LICHENG AS SUPERVISOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhu Zhongbao Co., Ltd.

  TICKER:               600208                            CUSIP:   Y9724T105

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING ASSET MANAGEMENT                     ISSUER            YES             FOR                  FOR

AGREEMENT WITH UBS SDIC FUND MANAGEMENT CO., LTD.

PROPOSAL #2: APPROVE INVESTMENT IN SHORT-TERM                     ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS BY USING EXISTING FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhu Zhongbao Co., Ltd.

  TICKER:               600208                            CUSIP:   Y9724T105

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE DRAFT ON 2015 STOCK OPTION            ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.02: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF UNDERLYING STOCKS

PROPOSAL #1.03: APPROVE DURATION, GRANT DATE, WAITING        ISSUER            YES             FOR                  FOR

 PERIOD, EXERCISE DATE, AND LOCK-UP PERIOD

PROPOSAL #1.04: APPROVE EXERCISE PRICE AND PRICE-               ISSUER            YES             FOR                  FOR

SETTING BASIS

PROPOSAL #1.05: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

EXERCISE AS WELL AS ARRANGEMENT FOR EXERCISE

PROPOSAL #1.06: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.07: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.08: APPROVE PROCEDURES OF THE INCENTIVE          ISSUER            YES             FOR                  FOR

PLAN AND PROCEDURES TO GRANT AND EXERCISE THE

RESTRICTED STOCKS OPTION

PROPOSAL #1.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.10: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE ADJUSTMENT FOR 2015 PROVISION OF        ISSUER            YES         AGAINST           AGAINST

 LOAN GUARANTEES TO CONTROLLED SUBSIDIARIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhu Zhongbao Co., Ltd.

  TICKER:               600208                            CUSIP:   Y9724T105

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE REPURCHASE OF THE COMPANY'S          ISSUER            YES             FOR                  FOR

SHARES BY MEANS OF AUCTION TRADING

PROPOSAL #1.01: APPROVE MANNER AND USAGE OF SHARE              ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.02: APPROVE PRICE RANGE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLE OF THE SHARE REPURCHASE

PROPOSAL #1.03: APPROVE TYPE, NUMBER AND PROPORTION          ISSUER            YES             FOR                  FOR

OF THE SHARE REPURCHASE

PROPOSAL #1.04: APPROVE TOTAL CAPITAL AND CAPITAL              ISSUER            YES             FOR                  FOR

SOURCE USED FOR THE SHARE REPURCHASE

PROPOSAL #1.05: APPROVE PERIOD OF THE SHARE                        ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.06: APPROVE AUTHORIZATION OF BOARD TO              ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO SHARE REPURCHASE

PROPOSAL #1.07: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhu Zhongbao Co., Ltd.

  TICKER:               600208                            CUSIP:   Y9724T105

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF EQUITY AND DEBT          ISSUER            YES             FOR                  FOR

CLAIMS OF SHANGHAI YALONG GUCHENG REAL ESTATE

DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhu Zhongbao Co., Ltd.

  TICKER:               600208                            CUSIP:   Y9724T105

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN FOR                ISSUER            YES             FOR                  FOR

2015-2017

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE MUTUAL GUARANTEE WITH MEIDU                ISSUER            YES             FOR                  FOR

ENERGY CO., LTD. AND OTHERS


 

PROPOSAL #10: APPROVE MUTUAL GUARANTEE WITH ZHEJIANG         ISSUER            YES             FOR                  FOR

XINHU GROUP CO., LTD. AND OTHERS

PROPOSAL #11: APPROVE PAYMENT OF 2015 REMUNERATION            ISSUER            YES             FOR                  FOR

AND 2016 APPOINTMENT OF FINANCIAL AUDITOR

PROPOSAL #12: APPROVE REMUNERATION AND ALLOWANCE OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #13: APPROVE USE OF OWN IDLE FUNDS TO INVEST        ISSUER            YES             FOR                  FOR

 IN SHORT-TERM FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhua Winshare Publishing & Media Co., Ltd.

  TICKER:               00811                              CUSIP:   Y9725X105

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HE ZHIYONG AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhua Winshare Publishing & Media Co., Ltd.

  TICKER:               811                                  CUSIP:   Y9725X105

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RENEWED PUBLICATIONS PURCHASE            ISSUER            YES             FOR                  FOR

AGREEMENT, PROPOSED ANNUAL CAP AND RELATED

PROPOSAL #2: ELECT CHAN YUK TONG AS DIRECTOR,                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND IMPLEMENT

 THE TERMS OF THE APPOINTMENT LETTER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhua Winshare Publishing & Media Co., Ltd.

  TICKER:               811                                  CUSIP:   Y9725X105

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF 12 MONTHS AND EACH         ISSUER            YES             FOR                  FOR

TERMS AND CONDITIONS OF THE ISSUANCE OF A SHARES

PROPOSAL #2: AUTHORIZE BOARD TO PROCESS THE ISSUANCE         ISSUER            YES             FOR                  FOR

OF A SHARES AND RELATED MATTERS

PROPOSAL #3: ELECT LI XU AS SUPERVISOR AND AUTHORIZE         ISSUER            YES             FOR                  FOR

BOARD TO FIX HIS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhua Winshare Publishing & Media Co., Ltd.

  TICKER:               811                                  CUSIP:   Y9725X105

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF 12 MONTHS AND EACH         ISSUER            YES             FOR                  FOR

TERMS AND CONDITIONS OF THE ISSUANCE OF A SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhua Winshare Publishing & Media Co., Ltd.

  TICKER:               811                                  CUSIP:   Y9725X105

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND        ISSUER            YES             FOR                  FOR

 INDEPENDENT AUDITORS' REPORT

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AND              ISSUER            YES             FOR                  FOR

DELOITTE TOUCHE TOHMATSU CPA LTD. (SPECIAL GENERAL

PARTNERSHIP) AS INTERNATIONAL AND PRC AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhua Winshare Publishing & Media Co., Ltd.

  TICKER:               811                                  CUSIP:   Y9725X105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TENTATIVE NON-DISTRIBUTION OF            ISSUER            YES             FOR                  FOR

PROFIT  AND NON DECLARATION OF FINAL DIVIDEND FOR THE

 YEAR ENDED DECEMBER 31, 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinhua Winshare Publishing & Media Co., Ltd.

  TICKER:               811                                  CUSIP:   Y9725X105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TENTATIVE NON-DISTRIBUTION OF            ISSUER            YES             FOR                  FOR

PROFIT  AND NON DECLARATION OF FINAL DIVIDEND FOR THE

 YEAR ENDED DECEMBER 31, 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xining Special Steel Co., Ltd.

  TICKER:               600117                            CUSIP:   Y9723N109

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xining Special Steel Co., Ltd.

  TICKER:               600117                            CUSIP:   Y9723N109

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO JIANGCANG        ISSUER             NO              N/A                  N/A

 ENERGY DEVELOPMENT CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xining Special Steel Co., Ltd.

  TICKER:               600117                            CUSIP:   Y9723N109

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO JIANGCANG        ISSUER             NO              N/A                  N/A

 ENERGY DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE 2016 FIRST HALF OF YEAR EXTERNAL        ISSUER             NO              N/A                  N/A

 GUARANTEE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xining Special Steel Co., Ltd.

  TICKER:               600117                            CUSIP:   Y9723N109

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8.01: ELECT GUO HAIRONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.02: ELECT HUANG BIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.03: ELECT YANG ZHONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.04: ELECT WANG DAJUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.05: ELECT PENG JIALIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.06: ELECT CHEN LIE AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.01: ELECT WEI JUN AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.02: ELECT CHENG YOUHAI AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.03: ELECT CHEN XUEMEI AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.01: ELECT SHI ZUO AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.02: ELECT LI XUEYONG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xining Special Steel Co., Ltd.

  TICKER:               600117                            CUSIP:   Y9723N109

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER            YES             FOR                  FOR

BOARD TO HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Ba Yi Iron and Steel Co., Ltd.

  TICKER:               600581                            CUSIP:   Y9723B105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 AUDIT FEE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPLICATION OF BANK                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AND RELEVANT AUTHORIZATION

PROPOSAL #10: APPROVE 2016 RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

AMOUNT

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE POSTPONEMENT IN THE RESUMPTION    SHAREHOLDER        YES             FOR                  FOR

OF TRADING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XinJiang Beixin Road & Bridge Construction Co Ltd

  TICKER:               002307                            CUSIP:   Y97253101

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING WHOLLY OWNED SUBSIDIARY EQUITY FINANCING

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

WHOLLY OWNED SUBSIDIARY, XINJIANG BEIXIN INVESTMENT

CONSTRUCTION CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XinJiang Beixin Road & Bridge Construction Co Ltd

  TICKER:               002307                            CUSIP:   Y97253101

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XinJiang Beixin Road & Bridge Construction Co Ltd

  TICKER:               002307                            CUSIP:   Y97253101

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XinJiang Beixin Road & Bridge Construction Co Ltd

  TICKER:               002307                            CUSIP:   Y97253101

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Dushanzi TianLi High & New Tech Co., Ltd.

  TICKER:               600339                            CUSIP:   Y9722C104

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING         ISSUER            YES             FOR                  FOR

DUE TO MAJOR ASSETS RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Dushanzi TianLi High & New Tech Co., Ltd.

  TICKER:               600339                            CUSIP:   Y9722C104

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #8.1: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 XINJIANG DUSHANZI TIANLI INDUSTRIAL CORP

PROPOSAL #8.2: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 XINJIANG DUSHANZI OIL CHEMICAL FACTORY

PROPOSAL #8.3: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 XINJIANG TIANBEI ENERGY CO., LTD

PROPOSAL #8.4: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 DZUNGARIAN GATE TIANLI HIGH TECH INDUSTRIAL &

COMMERCIAL CO., LTD

PROPOSAL #9: APPROVE 2016 FINANCING CREDIT LINE FROM         ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTIONS AND RELATED AUTHORIZATION

PROPOSAL #10: ELECT LI XIAOWEI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY               SHAREHOLDER        YES             FOR                  FOR

TRANSACTIONS WITH RELEVANT SUBSIDIARIES OF CHINA

NATIONAL PETROLEUM CORPORATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Goldwind Science & Technology Co., Ltd.

  TICKER:               002202                            CUSIP:   Y97237104

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REGISTRATION AND ISSUANCE OF              ISSUER            YES             FOR                  FOR

MEDIUM-TERM NOTES

PROPOSAL #3: APPROVE PARTICIPATION IN PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF SINOMA SCIENCE & TECHNOLOGY CO., LTD.

PROPOSAL #4: APPROVE ESTIMATED ANNUAL CAP FOR                     ISSUER            YES             FOR                  FOR

CONTINUING CONNECTED TRANSACTIONS (A SHARE) AND

RESPECTIVE ANNUAL CAPS FOR 2016

PROPOSAL #5: APPROVE PRODUCT SALES FRAMEWORK                       ISSUER            YES             FOR                  FOR

AGREEMENT AND RELEVANT ANNUAL CAPS FOR 2016-2018

PROPOSAL #6: ELECT ZHAO GUOQING AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THE REMUNERATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Goldwind Science & Technology Co., Ltd.

  TICKER:               002202                            CUSIP:   Y97237104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 REPORT OF THE AUDITORS AND         ISSUER            YES             FOR                  FOR

AUDITED CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #5: APPROVE 2015 FINAL DIVIDEND DISTRIBUTION        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION TO BANKS FOR CREDIT         ISSUER            YES             FOR                  FOR

FACILITIES

PROPOSAL #8: APPROVE PROVISION OF LETTER OF GUARANTEE        ISSUER            YES         AGAINST           AGAINST

 BY THE COMPANY FOR THE BENEFIT OF ITS SUBSIDIARIES

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES BY THE          ISSUER            YES         AGAINST           AGAINST

COMPANY FOR ITS SUBSIDIARIES

PROPOSAL #10: APPROVE ERNST & YOUNG HUA MING LLP AS          ISSUER            YES             FOR                  FOR

PRC AUDITORS AND ERNST & YOUNG AS INTERNATIONAL

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #11: APPROVE JOINT ESTABLISHMENT OF WIND              ISSUER            YES             FOR                  FOR

POWER INDUSTRY FUND WITH CIF (BEIJING) INVESTMENT

FUND MANAGEMENT CO., LTD.

PROPOSAL #12: APPROVE PARTICIPATION IN FORMATION OF          ISSUER            YES             FOR                  FOR

ASSET MANAGEMENT COMPANY AND FUND AS LIMITED PARTNER

PROPOSAL #13: APPROVE SIGNING OF COOPERATION                       ISSUER            YES             FOR                  FOR

AGREEMENT OF RISK SHARING SYSTEM REGARDING OVERSEAS

WIND POWER CONSTRUCTION PROJECT WITH CHINA

DEVELOPMENT BANK CO., LTD.

PROPOSAL #14: APPROVE PARTICIPATION IN ESTABLISHING          ISSUER            YES             FOR                  FOR

TIANRUN DONGFANG CLEAN ENERGY FUND (LIMITED

PARTNERSHIP) BY BEIJING TIANRUN NEW ENERGY INVESTMENT

 CO., LTD.

PROPOSAL #15: APPROVE 2015 REPORT ON USE OF PROCEEDS         ISSUER            YES             FOR                  FOR

PROPOSAL #16.1: ELECT WU GANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #16.2: ELECT WANG HAIBO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #16.3: ELECT CAO ZHIGANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #16.4: ELECT YU SHENGJUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #16.5: ELECT ZHAO GUOQING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #16.6: ELECT FENG WEI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #16.7: ELECT YANG XIAOSHENG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.8: ELECT LUO ZHENBANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.9: ELECT CHRISTOPHER F. LEE AS                        ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #17.1: ELECT WANG MENGQIU AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #17.2: ELECT WANG SHIWEI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #17.3: ELECT LUO JUN AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

ALLOWANCE OF INDEPENDENT DIRECTORS

PROPOSAL #19: APPROVE REMUNERATION OF SUPERVISORS               ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Goldwind Science & Technology Co., Ltd.

  TICKER:               002202                            CUSIP:   Y97237112

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REGISTRATION AND ISSUANCE OF              ISSUER            YES             FOR                  FOR

MEDIUM-TERM NOTES

PROPOSAL #3: APPROVE PARTICIPATION IN PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF SINOMA SCIENCE & TECHNOLOGY CO., LTD.

PROPOSAL #4: APPROVE ESTIMATED ANNUAL CAP FOR                     ISSUER            YES             FOR                  FOR

CONTINUING CONNECTED TRANSACTIONS (A SHARE) AND

RESPECTIVE ANNUAL CAPS FOR 2016

PROPOSAL #5: APPROVE PRODUCT SALES FRAMEWORK                       ISSUER            YES             FOR                  FOR

AGREEMENT AND RELEVANT ANNUAL CAPS FOR 2016-2018

PROPOSAL #6: ELECT ZHAO GUOQING AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THE REMUNERATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Goldwind Science & Technology Co., Ltd.

  TICKER:               002202                            CUSIP:   Y97237112

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 REPORT OF THE AUDITORS AND         ISSUER            YES             FOR                  FOR

AUDITED CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE 2015 FINAL DIVIDEND DISTRIBUTION        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPLICATION TO BANKS FOR CREDIT         ISSUER            YES             FOR                  FOR

FACILITIES

PROPOSAL #7: APPROVE PROVISION OF LETTER OF GUARANTEE        ISSUER            YES         AGAINST           AGAINST

 BY THE COMPANY FOR THE BENEFIT OF ITS SUBSIDIARIES

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES BY THE          ISSUER            YES         AGAINST           AGAINST

COMPANY FOR ITS SUBSIDIARIES

PROPOSAL #9: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

PRC AUDITORS AND ERNST & YOUNG AS INTERNATIONAL

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #10: APPROVE JOINT ESTABLISHMENT OF WIND              ISSUER            YES             FOR                  FOR

POWER INDUSTRY FUND WITH CIF (BEIJING) INVESTMENT

FUND MANAGEMENT CO., LTD.

PROPOSAL #11: APPROVE PARTICIPATION IN FORMATION OF          ISSUER            YES             FOR                  FOR

ASSET MANAGEMENT COMPANY AND FUND AS LIMITED PARTNER

PROPOSAL #12: APPROVE SIGNING OF COOPERATION                       ISSUER            YES             FOR                  FOR

AGREEMENT OF RISK SHARING SYSTEM REGARDING OVERSEAS

WIND POWER CONSTRUCTION PROJECT WITH CHINA

DEVELOPMENT BANK CO., LTD.


 

PROPOSAL #13: APPROVE PARTICIPATION IN ESTABLISHING          ISSUER            YES             FOR                  FOR

TIANRUN DONGFANG CLEAN ENERGY FUND (LIMITED

PARTNERSHIP) BY BEIJING TIANRUN NEW ENERGY INVESTMENT

 CO., LTD.

PROPOSAL #14: APPROVE 2015 REPORT ON USE OF PROCEEDS         ISSUER            YES             FOR                  FOR

PROPOSAL #15a1: ELECT WU GANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #15a2: ELECT WANG HAIBO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #15a3: ELECT CAO ZHIGANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #15a4: ELECT YU SHENGJUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #15a5: ELECT ZHAO GUOQING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #15a6: ELECT FENG WEI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #15b1: ELECT YANG XIAOSHENG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #15b2: ELECT LUO ZHENBANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #15b3: ELECT CHRISTOPHER F. LEE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #16a: ELECT WANG MENGQIU AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #16b: ELECT WANG SHIWEI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #16c: ELECT LUO JUN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE REMUNERATION OF SUPERVISORS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Guannong Fruit & Antler Group Co., Ltd.

  TICKER:               600251                            CUSIP:   Y9724L102

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINE AND AUTHORIZATION TO HANDLE RELATED

PROPOSAL #8: APPROVE 2016 USE OF TEMPORARY IDLE FUNDS        ISSUER            YES             FOR                  FOR

 TO CONDUCT CASH MANAGEMENT

PROPOSAL #9: APPROVE 2016 GUARANTEE PROVISION TO                ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang International Industry Co., Ltd.

  TICKER:               000159                            CUSIP:   Y9724H101

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PAYMENT OF FINANCIAL AUDITOR'S          ISSUER            YES             FOR                  FOR

REMUNERATION AND RE-APPOINTMENT OF FINANCIAL AUDITOR

PROPOSAL #7: APPROVE 2016 DEBT PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 GUARANTEE PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang International Industry Co., Ltd.

  TICKER:               000159                            CUSIP:   Y9724H101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR CONTINUED                   ISSUER            YES             FOR                  FOR

SUSPENSION OF TRADING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Joinworld Co., Ltd.

  TICKER:               600888                            CUSIP:   Y9722K106

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL 2015 ALUMINUM HEDGING        ISSUER            YES             FOR                  FOR

 BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Joinworld Co., Ltd.

  TICKER:               600888                            CUSIP:   Y9722K106

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF LONG-TERM AND                   ISSUER            YES             FOR                  FOR

MEDIUM-TERM NOTES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Joinworld Co., Ltd.

  TICKER:               600888                            CUSIP:   Y9722K106

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #4: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND CONFIRMATION OF REMUNERATION

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 ESTIMATED PROVISION OF              ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO SUBSIDIARIES

PROPOSAL #11: APPROVE 2016 ALUMINUM HEDGING AND                 ISSUER            YES             FOR                  FOR

FORWARD FOREIGN EXCHANGE TRANSACTIONS

PROPOSAL #12: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK AND AUTHORIZATION TO HANDLE

RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Qingsong Building Materials and Chemicals (Group) Co., Ltd.

  TICKER:               600425                            CUSIP:   Y9723P104

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 DRAFT OF FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #7: APPROVE EXPANSION OF BUSINESS SCOPE                ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLE OF ASSOCIATION                             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Sailimu Modern Agriculture Co., Ltd.

  TICKER:               600540                            CUSIP:   Y9723U103

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF PROVIDING              ISSUER            YES         AGAINST           AGAINST

GUARANTEES

PROPOSAL #3.01: ELECT MA XIAOHONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT LIU JIANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT CHEN JIANJIANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.04: ELECT GUAN LIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.05: ELECT CHEN LIFU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.06: ELECT YE HAIYING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT HEI YONGGANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.02: ELECT GUAN ZHIQIANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.03: ELECT BIAN XINJUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.01: ELECT ZHANG QINGBANG AS SUPERVISOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: ELECT GUO SHUANGXIA AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.03: ELECT TIAN DONGYUN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Sailimu Modern Agriculture Co., Ltd.

  TICKER:               600540                            CUSIP:   Y9723U103

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTATION OF FINANCE                   ISSUER            YES             FOR                  FOR

LEASING BUSINESS

PROPOSAL #2: APPROVE FINANCE LEASING BUSINESS OF                ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY XINJIANG PUYAO NEW BUILDING

MATERIAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Sailimu Modern Agriculture Co., Ltd.

  TICKER:               600540                            CUSIP:   Y9723U103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 WORKING CAPITAL LOANS AND         ISSUER            YES             FOR                  FOR

LOAN PROVISION OF LOAN AS WELL AS GUARANTEE TO

SUBSIDIARIES

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR AND PAYMENT OF 2015 REMUNERATION

PROPOSAL #12: APPROVE EQUITY DEBT MORTGAGE OF                     ISSUER            YES             FOR                  FOR

SUBSIDIARY AND DISPOSAL PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tecon Animal Husbandry Bio-Technology Co., Ltd.

  TICKER:               002100                            CUSIP:   Y97236106

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 APPLICATION FOR LOAN CREDIT        ISSUER            YES             FOR                  FOR

 LINES FROM COMMERCIAL BANK

PROPOSAL #2: APPROVE 2016 PROVISION OF LOAN                        ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #3: APPROVE 2016 PROVISION OF LOAN                        ISSUER            YES             FOR                  FOR

GUARANTEES TO ASSOCIATE COMPANY

PROPOSAL #4: APPROVE USAGE OF IDLE FUND TO INVEST IN         ISSUER            YES             FOR                  FOR

SHORT-TERM FINANCIAL PRODUCTS

PROPOSAL #5: AMEND PART OF ARTICLES OF ASSOCIATION             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tecon Animal Husbandry Bio-Technology Co., Ltd.

  TICKER:               002100                            CUSIP:   Y97236106

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT YANG YAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT CHENG HUI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT XU ZHENHUA AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT REN ZHONGGUANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.5: ELECT GUO YUNJIANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT GENG LIXIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #1.7: ELECT YANG LIFANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT YAN GENQIANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT BIAN XINJUN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT WANG MIN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT LIU JIANG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tecon Animal Husbandry Bio-Technology Co., Ltd.

  TICKER:               002100                            CUSIP:   Y97236106

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXPANSION PROJECT OF MODERN                ISSUER            YES             FOR                  FOR

ANCESTRAL PIG FARM BY XINJIANG TIANKANGYUAN PIG

BREEDING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tecon Animal Husbandry Bio-Technology Co., Ltd.

  TICKER:               002100                            CUSIP:   Y97236106

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF XIGEMA CERTIFIED         ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANT CO., LTD. AS 2016 FINANCIAL AUDITOR

PROPOSAL #8: APPROVE 2015 GRANT OF INCENTIVE FUND              ISSUER            YES             FOR                  FOR

PROVISION

PROPOSAL #9: AMEND INCENTIVE FUND AND USAGE                        ISSUER            YES             FOR                  FOR

MANAGEMENT APPROACH

PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE PROVISION FOR BAD DEBTS                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tecon Animal Husbandry Bio-Technology Co., Ltd.

  TICKER:               002100                            CUSIP:   Y97236106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianfu Energy Co., Ltd.

  TICKER:               600509                            CUSIP:   Y9724B104

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #2: APPROVE COMPANY'S 2016 OPERATION PLAN             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianfu Energy Co., Ltd.

  TICKER:               600509                            CUSIP:   Y9724B104

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CNY 3 BILLION              ISSUER            YES             FOR                  FOR

BANK LOAN FROM CHINA DEVELOPMENT BANK

PROPOSAL #2: APPROVE APPLICATION FOR CNY 500 MILLION         ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM MINSHENG BANK CORP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianfu Energy Co., Ltd.

  TICKER:               600509                            CUSIP:   Y9724B104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

CONTROLLING SHAREHOLDER

PROPOSAL #8: APPROVE 2016 BANK CREDIT LINE                          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #9: APPROVE 2016 LONG-TERM LOAN PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 MORTGAGE PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 PLEDGE PLAN                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PAYMENT OF REMUNERATION                      ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #14: ELECT BAO QIANG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianfu Energy Co., Ltd.

  TICKER:               600509                            CUSIP:   Y9724B104

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUANCE METHOD AND ISSUANCE         ISSUER            YES             FOR                  FOR

TIME

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUANCE PRICE

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE AMOUNT AND USE OF PROCEEDS             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENTS OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 PRIVATE PLACEMENT PLAN                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBERS

PROPOSAL #6: APPROVE PRIVATE PLACEMENT OF SHARES                ISSUER            YES             FOR                  FOR

CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #7: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES AND            ISSUER            YES             FOR                  FOR

RELATED COMMITMENTS IN CONNECTION TO PRIVATE

PLACEMENT OF SHARES

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianshan Cement Co., Ltd.

  TICKER:               000877                            CUSIP:   Y97241106

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

AGREEMENT WITH SINOMA GROUP FINANCE CO., LTD.

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO RENEWAL AND SIGNING OF ENTRUSTED LOAN

AGREEMENT WITH CHINA NATIONAL MATERIALS CO., LTD. AND

 SINOMA GROUP FINANCE CO., LTD.


 

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO LOAN BY COMPANY'S SUBSIDIARIES FROM

CHINA NATIONAL MATERIALS CO, LTD. AND SIGNING OF

ENTRUSTED LOAN AGREEMENT WITH SINOMA GROUP FINANCE

CO., LTD.

PROPOSAL #4: APPROVE APPLICATION OF 2016 CREDIT AND          ISSUER            YES             FOR                  FOR

LOAN LIMIT

PROPOSAL #5: APPROVE 2016 GUARANTEE PROVISION TO                ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES' LOAN AND CREDIT AS WELL AS MUTUAL

GUARANTEE BETWEEN COMPANY AND THE SUBSIDIARIES

PROPOSAL #6: APPROVE DEVELOPMENT OF FINANCIAL LEASING        ISSUER            YES             FOR                  FOR

 BUSINESS

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianshan Cement Co., Ltd.

  TICKER:               000877                            CUSIP:   Y97241106

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES         AGAINST           AGAINST

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianshan Cement Co., Ltd.

  TICKER:               000877                            CUSIP:   Y97241106

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #2: APPROVE RE-APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianshan Cement Co., Ltd.

  TICKER:               000877                            CUSIP:   Y97241106

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT          ISSUER            YES             FOR                  FOR

BY SUBSIDIARY

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #9: APPROVE 2016 ADDITIONAL APPLICATION OF          ISSUER            YES             FOR                  FOR

BANK CREDIT LINES AS WELL AS BANK LOAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianshan Cement Co., Ltd.

  TICKER:               000877                            CUSIP:   Y97241106

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DEVELOPMENT OF FINANCIAL LEASING        ISSUER            YES         AGAINST           AGAINST

 BUSINESS BY COMPANY AND SUBSIDIARIES AND PROVISION

OF GUARANTEE BY COMPANY TO SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianshan Wool Tex Stock Co., Ltd.

  TICKER:               000813                            CUSIP:   Y97245107

  MEETING DATE:   3/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #2: APPROVE MAJOR ASSET SALE AND MAJOR ASSET        ISSUER            YES             FOR                  FOR

 SWAP, ASSET PURCHASE BY SHARE TRANSFER AND ISSUANCE

OF NEW SHARES AS WELL AS RAISING OF SUPPORTING FUNDS

PROPOSAL #2.1: APPROVE OVERALL TRANSACTION PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2.1: APPROVE PLAN FOR ASSET SALE AND                ISSUER            YES             FOR                  FOR

ASSET SWAP

PROPOSAL #2.2.2: APPROVE DISPOSED ASSET AND ACQUIRED         ISSUER            YES             FOR                  FOR

ASSET

PROPOSAL #2.2.3: APPROVE PRICING PRINCIPLE AND                   ISSUER            YES             FOR                  FOR

TRANSFER PRICE

PROPOSAL #2.2.4: APPROVE STAFFING ARRANGEMENT WITH            ISSUER            YES             FOR                  FOR

RELEVANCE TO THE DISPOSED ASSET

PROPOSAL #2.2.5: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.3.1: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.2: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.3: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.3.4: APPROVE PRICING BASIS, PRICING                 ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.3.5: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.6: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.7: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.8: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.3.9: APPROVE PERFORMANCE COMMITMENT AND          ISSUER            YES             FOR                  FOR

PROFIT COMPENSATION


 

PROPOSAL #2.4: APPROVE TRANSFER OF SHARES                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5.1: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.5.2: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5.3: APPROVE PRICING BASIS, PRICING                 ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.5.4: APPROVE AMOUNT OF RAISED FUNDS                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.5.5: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.5.6: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.5.7: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.5.8: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.5.9: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION REGARDING MAJOR ASSET SALE

AND MAJOR ASSET SWAP, ASSET PURCHASE BY SHARE

TRANSFER AND ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH KAIDI INVESTMENT, KAIDI MINING, MYLIN HOLDING

GROUP, YUEYE EQUITY, WUTONGSHU EQUITY, EVEREST JISHI

EQUITY, QUAN WEI, ZHANG HAN, CHINA-EU JISHI EQUITY,

CAO LESHENG, AND JIALIN PHARMACEUTICAL

PROPOSAL #6: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL AGREEMENT WITH KAIDI INVESTMENT, KAIDI

MINING, MYLIN HOLDING GROUP, YUEYE EQUITY, WUTONGSHU

EQUITY, EVEREST JISHI EQUITY, QUAN WEI, ZHANG HAN,

CHINA-EU JISHI EQUITY, CAO LESHENG, AND JIALIN

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL PROFIT            ISSUER            YES             FOR                  FOR

FORECAST COMPENSATION AGREEMENT WITH MYLIN HOLDING

GROUP, YUEYE EQUITY INVESTMENT, WUTONGSHU EQUITY

INVESTMENT, EVEREST JISHI EQUITY INVESTMENT, QUAN

WEI, ZHANG HAN, CHINA-EU JISHI EQUITY INVESTMENT AND

PROPOSAL #8: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL PROFIT FORECAST COMPENSATION AGREEMENT

WITH MYLIN HOLDING GROUP, YUEYE EQUITY INVESTMENT,

WUTONGSHU EQUITY INVESTMENT, EVEREST JISHI EQUITY

INVESTMENT, QUAN WEI, ZHANG HAN, CHINA-EU JISHI

EQUITY AND

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH KAISHI FULE ASSET

MANAGEMENT, HUAZHEN QIUSHI INVESTMENT, XINJIANG

FINANCIAL INVESTMENT, HUATAI TIANYUAN EQUITY

INVESTMENT AND SHENWAN HONGYUAN SECURITY

PROPOSAL #10: APPROVE SIGNING OF SUPPLEMENTAL                     ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH KAISHI

FULE ASSET MANAGEMENT, HUAZHEN QIUSHI INVESTMENT,

XINJIANG FINANCIAL INVESTMENT, HUATAI TIANYUAN EQUITY

 INVESTMENT AND SHENWAN HONGYUAN SECURITY

PROPOSAL #11: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES             FOR                  FOR

 APPRAISAL REPORT

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF


 

PROPOSAL #13: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES (REVISED)

PROPOSAL #14: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 13 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #15: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH REGULATIONS IN CHAPTER 2 OF MEASURES

FOR THE ADMINISTRATION OF INITIAL PUBLIC OFFERING AND

 LISTING OF STOCKS (REVISED)

PROPOSAL #16: APPROVE HIRING OF AGENCIES IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO THE TRANSACTION

PROPOSAL #17: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY MYLIN HOLDINGS GROUP CO., LTD.

PROPOSAL #18: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #19: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #20: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #21: APPROVE SIGNING OF PROFIT COMPENSATION         ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT (3) WITH XINJIANG KAIDI MINING

 INVESTMENT CO., LTD. AND QINGHAI XUECHI

PROPOSAL #22: APPROVE CHANGE IN THE PROFIT COMMITMENT        ISSUER            YES             FOR                  FOR

 PERIOD REGARDING PREVIOUS MAJOR ASSET RESTRUCTURE

PROPOSAL #23: APPROVE EMPLOYEE SHARE PURCHASE PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #24: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianshan Wool Tex Stock Co., Ltd.

  TICKER:               000813                            CUSIP:   Y97245107

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF AUDITOR          ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Tianshan Wool Tex Stock Co., Ltd.

  TICKER:               000813                            CUSIP:   Y97245107

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH RELEVANT LAWS AND REGULATIONS (REVISED)

PROPOSAL #2: APPROVE MAJOR ASSET SALE AND MAJOR ASSET        ISSUER            YES         AGAINST           AGAINST

 SWAP, ASSET PURCHASE BY SHARE TRANSFER AND ISSUANCE

OF NEW SHARES AS WELL AS RAISING OF SUPPORTING FUNDS

(REVISED)

PROPOSAL #2.1: APPROVE OVERALL TRANSACTION PLAN                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2.1: APPROVE PLAN FOR ASSET SALE AND                ISSUER            YES         AGAINST           AGAINST

ASSET SWAP

PROPOSAL #2.2.2: APPROVE DISPOSED ASSET AND ACQUIRED         ISSUER            YES         AGAINST           AGAINST

ASSET

PROPOSAL #2.2.3: APPROVE PRICING PRINCIPLE AND                   ISSUER            YES         AGAINST           AGAINST

TRANSFER PRICE

PROPOSAL #2.2.4: APPROVE STAFFING ARRANGEMENT WITH            ISSUER            YES         AGAINST           AGAINST

RELEVANCE TO THE DISPOSED ASSET

PROPOSAL #2.2.5: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES         AGAINST           AGAINST

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.3.1: APPROVE ISSUE MANNER                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3.2: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3.3: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.3.4: APPROVE PRICING BASIS, PRICING                 ISSUER            YES         AGAINST           AGAINST

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.3.5: APPROVE ISSUE SIZE                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3.6: APPROVE LOCK-UP PERIOD                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3.7: APPROVE LISTING EXCHANGE                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3.8: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #2.3.9: APPROVE PERFORMANCE COMMITMENT AND          ISSUER            YES         AGAINST           AGAINST

PROFIT COMPENSATION

PROPOSAL #2.4: APPROVE TRANSFER OF SHARES                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5.1: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5.2: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.5.3: APPROVE PRICING BASIS, PRICING                 ISSUER            YES         AGAINST           AGAINST

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.5.4: APPROVE AMOUNT OF RAISED FUNDS                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5.5: APPROVE ISSUE SIZE                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5.6: APPROVE LOCK-UP PERIOD                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5.7: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES         AGAINST           AGAINST

FUNDS

PROPOSAL #2.5.8: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS


 

PROPOSAL #2.5.9: APPROVE LISTING EXCHANGE                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.6: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE REPORT DRAFT AND ITS SUMMARY ON         ISSUER            YES         AGAINST           AGAINST

MAJOR ASSET SALE AND MAJOR ASSET SWAP, ASSET PURCHASE

 BY SHARE TRANSFER AND ISSUANCE OF NEW SHARES AS WELL

 AS RAISING OF SUPPORTING FUNDS

PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL AGREEMENT        ISSUER            YES         AGAINST           AGAINST

 WITH KAIDI INVESTMENT, KAIDI MINING, MYLIN HOLDING

GROUP, YUEYE EQUITY, WUTONGSHU EQUITY, EVEREST JISHI

EQUITY, QUAN WEI, ZHANG HAN, CHINA-EU JISHI EQUITY,

CAO LESHENG, AND JIALIN PHARMACEUTICAL

PROPOSAL #6: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES         AGAINST           AGAINST

CONDITIONAL AGREEMENT WITH KAIDI INVESTMENT, KAIDI

MINING, MYLIN HOLDING GROUP, YUEYE EQUITY, WUTONGSHU

EQUITY, EVEREST JISHI EQUITY, QUAN WEI, ZHANG HAN,

CHINA-EU JISHI EQUITY, CAO LESHENG, AND JIALIN

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL PROFIT            ISSUER            YES         AGAINST           AGAINST

FORECAST COMPENSATION AGREEMENT WITH MYLIN HOLDING

GROUP, YUEYE EQUITY INVESTMENT, WUTONGSHU EQUITY

INVESTMENT, EVEREST JISHI EQUITY INVESTMENT, QUAN

WEI, ZHANG HAN, CHINA-EU JISHI EQUITY INVESTMENT AND

PROPOSAL #8: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES         AGAINST           AGAINST

CONDITIONAL PROFIT FORECAST COMPENSATION AGREEMENT

WITH MYLIN HOLDING GROUP, YUEYE EQUITY INVESTMENT,

WUTONGSHU EQUITY INVESTMENT, EVEREST JISHI EQUITY

INVESTMENT, QUAN WEI, ZHANG HAN, CHINA-EU JISHI

EQUITY AND

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH KAISHI FULE ASSET

MANAGEMENT, HUAZHEN QIUSHI INVESTMENT, XINJIANG

FINANCIAL INVESTMENT, HUATAI TIANYUAN EQUITY

INVESTMENT AND SHENWAN HONGYUAN SECURITY

PROPOSAL #10: APPROVE SIGNING OF SUPPLEMENTAL                     ISSUER            YES         AGAINST           AGAINST

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH KAISHI

FULE ASSET MANAGEMENT, HUAZHEN QIUSHI INVESTMENT,

XINJIANG FINANCIAL INVESTMENT, HUATAI TIANYUAN EQUITY

 INVESTMENT AND SHENWAN HONGYUAN SECURITY

PROPOSAL #11: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES         AGAINST           AGAINST

 APPRAISAL REPORT (REVISED)

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES         AGAINST           AGAINST

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #13: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES (REVISED)

PROPOSAL #14: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 COMPLIES WITH ARTICLE 13 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

COMPANIES (REVISED)

PROPOSAL #15: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 COMPLIES WITH REGULATIONS IN CHAPTER 2 OF MEASURES

FOR THE ADMINISTRATION OF INITIAL PUBLIC OFFERING AND

 LISTING OF STOCKS (REVISED)

PROPOSAL #16: APPROVE HIRING OF AGENCIES IN                        ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE TRANSACTION

PROPOSAL #17: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES         AGAINST           AGAINST

 OBLIGATION BY MYLIN HOLDINGS GROUP CO., LTD.


 

PROPOSAL #18: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES         AGAINST           AGAINST

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION (REVISED)

PROPOSAL #19: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #20: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #21: APPROVE SIGNING OF PROFIT COMPENSATION         ISSUER            YES         AGAINST           AGAINST

SUPPLEMENTAL AGREEMENT (3) WITH XINJIANG KAIDI MINING

 INVESTMENT CO., LTD. AND QINGHAI XUECHI

PROPOSAL #22: APPROVE CHANGE IN THE PROFIT COMMITMENT        ISSUER            YES         AGAINST           AGAINST

 PERIOD REGARDING PREVIOUS MAJOR ASSET RESTRUCTURE

PROPOSAL #23: APPROVE EMPLOYEE SHARE PURCHASE PLAN            ISSUER            YES         AGAINST           AGAINST

(DRAFT)

PROPOSAL #24: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

PROPOSAL #25: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE MAJOR ASSET RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Urban Construction (Group) Co., Ltd.

  TICKER:               600545                            CUSIP:   Y9722N100

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF CNY 1 BILLION ULTRA         ISSUER            YES             FOR                  FOR

SHORT-TERM FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Urban Construction (Group) Co., Ltd.

  TICKER:               600545                            CUSIP:   Y9722N100

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISMISS OF JI WEI AS BOARD OF            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Urban Construction (Group) Co., Ltd.

  TICKER:               600545                            CUSIP:   Y9722N100

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #8: APPROVE MUTUAL GUARANTEE PROVISION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR AND PAYMENT OF

PROPOSAL #10: APPROVE DILUTION IN SPOT-RETURN AND          SHAREHOLDER        YES             FOR                  FOR

COUNTER-DILUTION MEASURES

PROPOSAL #11: APPROVE COMMITMENT BY RELEVANT PARTIES    SHAREHOLDER        YES             FOR                  FOR

REGARDING COUNTER-DILUTION MEASURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Xuefeng Sci-Tech (Group) Co., Ltd.

  TICKER:               603227                            CUSIP:   Y972AB107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2016 FIXED ASSETS INVESTMENT AND        ISSUER            YES         AGAINST           AGAINST

 TECHNOLOGY DEVELOPMENT PROJECT INVESTMENT PLAN

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #8: APPROVE 2016 FINANCING PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #11: APPROVE SPECIAL REPORT IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 USAGE OF RAISED FUNDS BY RELATED PARTIES

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #13: APPROVE DONATION OF POVERTY FUNDS                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE DETAILED RULES FOR ONLINE                 ISSUER            YES             FOR                  FOR

VOTING OF THE SHAREHOLDERS GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Yilite Industry Co Ltd

  TICKER:               600197                            CUSIP:   Y9722R101

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE REPURCHASE OF THE COMPANY'S          ISSUER            YES             FOR                  FOR

PARTIAL PUBLIC SHARES (REVISION)

PROPOSAL #1.01: APPROVE MANNER AND USAGE OF SHARE              ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.02: APPROVE PRICE RANGE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLE OF THE SHARE REPURCHASE


 

PROPOSAL #1.03: APPROVE TOTAL CAPITAL AND CAPITAL              ISSUER            YES             FOR                  FOR

SOURCE USED FOR THE SHARE REPURCHASE

PROPOSAL #1.04: APPROVE TYPE, NUMBER AND PROPORTION          ISSUER            YES             FOR                  FOR

OF THE SHARE REPURCHASE

PROPOSAL #1.05: APPROVE PERIOD OF THE SHARE                        ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.06: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO SHARE REPURCHASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Yilite Industry Co Ltd

  TICKER:               600197                            CUSIP:   Y9722R101

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2015 DUTY FULFILLMENT REPORT BY         ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS AUDIT COMMITTEE

PROPOSAL #9: APPROVE SOCIAL RESPONSIBILITY REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INTERNAL CONTROL SELF-                       ISSUER            YES             FOR                  FOR

EVALUATION REPORT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Youhao (Group) Co., Ltd.

  TICKER:               600778                            CUSIP:   Y9716Y104

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE USE OF IDLE FUNDS TO PURCHASE            ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #4: APPROVE RENEWAL OF CONSTRUCTION PROJECT         ISSUER            YES             FOR                  FOR

CONSIGNMENT CONSTRUCTION CONTRACT OF CONTROLLED

SUBSIDIARY XINJIANG HUIYOU REAL ESTATE DEVELOPMENT

CO., LTD.

PROPOSAL #5: APPROVE RENEWAL OF COMMERCIAL PROPERTY          ISSUER            YES             FOR                  FOR

CONSIGNMENT CONTRACT OF CONTROLLED SUBSIDIARY

XINJIANG HUIYOU REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #6.01: ELECT LV WEISHUN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #6.02: ELECT XIAO HUIMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #7.01: ELECT QU PENG AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.02: ELECT WANG PENG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Youhao (Group) Co., Ltd.

  TICKER:               600778                            CUSIP:   Y9716Y104

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH DASHANG GROUP CO., LTD

PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH DASHANG CO., LTD

PROPOSAL #3: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL THE MATTER RELATED TO ISSUANCE OF DEBT

FINANCING INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Youhao (Group) Co., Ltd.

  TICKER:               600778                            CUSIP:   Y9716Y104

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PAYMENT OF REMUNERATION TO                 ISSUER            YES             FOR                  FOR

AUDITOR RUIHUA CPAS

PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 LOAN LIMIT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE CONFIRMATION ON 2015 DAILY                 ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTIONS AND 2016 DAILY RELATED-

PARTY TRANSACTIONS OF CONTROLLED SUBSIDIARY XINJIANG

HUIYOU REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Zhongtai Chemical Co., Ltd.

  TICKER:               002092                            CUSIP:   Y9723L103

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S RELATED PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS REGARDING ASSETS PURCHASE BY ISSUANCE OF

 NEW SHARES AS WELL AS RAISING SUPPORTING FUNDS

COMPLIES WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #2.01: APPROVE TRANSACTION PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TARGET ASSETS

PROPOSAL #2.03: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TRANSACTION MANNER                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE PAYMENT DEADLINE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.07: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.13: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS IN CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.14: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS IN CONNECTION TO RAISING

SUPPORTING FUNDS

PROPOSAL #2.15: APPROVE ISSUE SIZE IN CONNECTION TO          ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.16: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

TO RAISING SUPPORTING FUNDS

PROPOSAL #2.17: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS IN CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.18: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.19: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 PARAGRAPH OF THE MANAGEMENT

APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #7: APPROVE AUDIT REPORT, PRO FORMA AUDIT            ISSUER            YES             FOR                  FOR

REPORT, PROFIT FORECAST REPORT AND ASSET EVALUATION

REPORT OF THE TRANSACTION


 

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

PURCHASE BY ISSUANCE OF NEW SHARES AGREEMENT AND

PROFIT COMPENSATION AGREEMENT WITH TRANSACTION

COUNTERPARTY

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

PURCHASE BY ISSUANCE OF NEW SHARES SUPPLEMENTARY

AGREEMENT AND PROFIT COMPENSATION SUPPLEMENTARY

AGREEMENT WITH TRANSACTION COUNTERPARTY

PROPOSAL #10: APPROVE SIGNING OF SHARE SUBSCRIPTION          ISSUER            YES             FOR                  FOR

AGREEMENT WITH XINJIANG ZHONGTAI (GROUP) CO., LTD. IN

 CONNECTION TO ASSET PURCHASE BY ISSUANCE OF NEW

SHARES AS WELL AS RAISING OF SUPPORTING FUNDS

PROPOSAL #11: APPROVE SIGNING OF SUPPLEMENTAL SHARE          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH ZXINJIANG ZHONGTAI

(GROUP) CO., LTD. IN CONNECTION TO ASSET PURCHASE BY

ISSUANCE OF NEW SHARES AS WELL AS RAISING OF

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #13: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #14: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #16: APPROVE CAPITAL INJECTION TO ZHONGTAI          ISSUER            YES             FOR                  FOR

INTERNATIONAL DEVELOPMENT (HONG KONG) CO., LTD.

PROPOSAL #17: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINE FROM MINSHENG BANK URUMUQI BRANCH

PROPOSAL #18.1: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH URMUQI HUANPENG CO., LTD.

PROPOSAL #18.2: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH XINJIANG NEW ENERGY METALLURGICAL CHEMICAL CO.,

PROPOSAL #18.3: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH XINJIANG BLUE SKY PETROCHEMICAL LOGISTICS CO.,

PROPOSAL #18.4: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH XINJIANG ZHONGTAI GROUP ENGINEERING CO., LTD.

PROPOSAL #18.5: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH XINJIANG NEW RAILWAY ZHONGTAI LOGISTICS CO.,

PROPOSAL #18.6: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH XINJIANG ZHONGTAI (GROUP) CO., LTD.

PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

REGARDING LEASE OF PARTIAL REAL ESTATE ASSET

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Zhongtai Chemical Co., Ltd.

  TICKER:               002092                            CUSIP:   Y9723L103

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE COMPANY'S APPLICATION OF                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM CHINA DEVELOPMENT

BANK XINJIANG UYGUR AUTONOMOUS REGION BRANCH

AMOUNTING TO CNY 600 MILLION


 

PROPOSAL #1.2: APPROVE COMPANY'S APPLICATION OF                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM INDUSTRIAL AND

COMMERCIAL BANK OF CHINA LIMITED URUMQI WEST BRIDGE

BRANCH AMOUNTING TO CNY 300 MILLION

PROPOSAL #1.3: APPROVE COMPANY'S APPLICATION OF                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM AGRICULTURAL BANK OF

CHINA XINJIANG UYGUR AUTONOMOUS REGION BRANCH

AMOUNTING TO CNY 900 MILLION

PROPOSAL #1.4: APPROVE COMPANY'S APPLICATION OF                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK OF CHINA LIMITED

 URUMQI YANGTZE RIVER ROAD BRANCH AMOUNTING TO CNY

600 MILLION

PROPOSAL #1.5: APPROVE COMPANY'S APPLICATION OF                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM CHINA CONSTRUCTION

BANK CORPORATION URUMQI RENMIN ROAD BRANCH AMOUNTING

TO CNY 300 MILLION

PROPOSAL #1.6: APPROVE COMPANY'S APPLICATION OF                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK OF

COMMUNICATIONS XINJIANG UYGUR AUTONOMOUS REGION

BRANCH AMOUNTING TO CNY 650 MILLION

PROPOSAL #1.7: APPROVE COMPANY'S APPLICATION OF                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM INDUSTRIAL BANK CO.,

LTD. URUMQI BRANCH AMOUNTING TO CNY 1.3 BILLION

PROPOSAL #1.8: APPROVE COMPANY'S APPLICATION OF                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM HUAXIA BANK CO., LTD.

 URUMQI BRANCH AMOUNTING TO CNY 300 MILLION

PROPOSAL #1.9: APPROVE COMPANY'S APPLICATION OF                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM CHINA MERCHANTS BANK

CO., LTD. URUMQI RENMIN ROAD BRANCH AMOUNTING TO CNY

400 MILLION

PROPOSAL #1.10: APPROVE COMPANY'S APPLICATION OF                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM EVERBRIGHT BANK CO.,

LTD. URUMQI BRANCH AMOUNTING TO CNY 500 MILLION

PROPOSAL #1.11: APPROVE COMPANY'S APPLICATION OF                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM GUANGDONG DEVELOPMENT

 BANK CO., LTD. URUMQI BRANCH AMOUNTING TO CNY 300

MILLION

PROPOSAL #1.12: APPROVE COMPANY'S APPLICATION OF                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM IMPORT BANK OF CHINA

XINJIANG BRANCH AMOUNTING TO CNY 300 MILLION

PROPOSAL #1.13: APPROVE COMPANY'S APPLICATION OF                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM CHINA POSTAL SAVINGS

BANK CO., LTD. XINJIANG BRANCH AMOUNTING TO CNY 705

MILLION

PROPOSAL #1.14: APPROVE COMPANY'S APPLICATION OF                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM CITIC BANK URUMQI

BRANCH AMOUNTING TO CNY 200 MILLION

PROPOSAL #1.15: APPROVE COMPANY'S APPLICATION OF                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BEIJING BANK URUMQI

BRANCH AMOUNTING TO CNY 300 MILLION

PROPOSAL #1.16: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK OF COMMUNICATIONS CO. XINJIANG

 UYGUR AUTONOMOUS REGION BRANCH AMOUNTING TO CNY 300

MILLION BY XINJIANG HUATAI HEAVY CHEMICAL CO., LTD.

AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.17: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM INDUSTRIAL BANK CO., LTD. URUMQI

BRANCH AMOUNTING TO CNY 800 MILLION BY XINJIANG

HUATAI HEAVY CHEMICAL CO., LTD. AND COMPANY'S

GUARANTEE PROVISION


 

PROPOSAL #1.18: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CHINA MERCHANTS BANK CO., LTD.

URUMQI RENMIN ROAD BRANCH AMOUNTING TO CNY 50 MILLION

 BY XINJIANG HUATAI HEAVY CHEMICAL CO., LTD. AND

COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.19: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM INDUSTRIAL AND COMMERCIAL BANK OF

CHINA LIMITED URUMQI BRANCH WEST BRIDGE AMOUNTING TO

CNY 250 MILLION BY XINJIANG HUATAI HEAVY CHEMICAL

CO., LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.20: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM HUAXIA BANK CO., LTD. URUMQI BRANCH

 AMOUNTING TO CNY 200 MILLION BY XINJIANG HUATAI

HEAVY CHEMICAL CO., LTD. AND COMPANY'S GUARANTEE

PROPOSAL #1.21: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CITIC BANK URUMQI BRANCH AMOUNTING

TO CNY 100 MILLION BY XINJIANG HUATAI HEAVY CHEMICAL

CO., LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.22: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CITIC BANK URUMQI BRANCH AMOUNTING

TO CNY 100 MILLION BY XINJIANG ZHONGTAI MINING CO.,

LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.23: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM INDUSTRIAL BANK CO., LTD. URUMQI

BRANCH AMOUNTING TO CNY 300 MILLION BY XINJIANG

ZHONGTAI MINING CO., LTD. AND COMPANY'S GUARANTEE

PROVISION

PROPOSAL #1.24: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM INDUSTRIAL BANK CO., LTD. URUMQI

BRANCH AMOUNTING TO CNY 100 MILLION BY XINJIANG

ZHONGTAI CHEMICAL FUKANG ENERGY CO., LTD. AND

COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.25: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CHINA MERCHANTS BANK CO., LTD.

URUMQI RENMIN ROAD BRANCH AMOUNTING TO CNY 50 MILLION

 BY XINJIANG ZHONGTAI CHEMICAL FUKANG ENERGY CO.,

LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.26: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CITIC BANK URUMQI BRANCH AMOUNTING

TO CNY 200 MILLION BY XINJIANG ZHONGTAI CHEMICAL

FUKANG ENERGY CO., LTD. AND COMPANY'S GUARANTEE

PROVISION

PROPOSAL #1.27: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK OF CHINA LIMITED URUMQI

YANGTZE RIVER ROAD BRANCH AMOUNTING TO CNY 180

MILLION BY XINJIANG ZHONGTAI IMPORT AND EXPORT TRADE

CO., LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.28: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM HUAXIA BANK CO., LTD. URUMQI BRANCH

 AMOUNTING TO CNY 50 MILLION BY XINJIANG ZHONGTAI

IMPORT AND EXPORT TRADE CO., LTD. AND COMPANY'S

GUARANTEE PROVISION

PROPOSAL #1.29: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK OF COMMUNICATIONS CO. XINJIANG

 UYGUR AUTONOMOUS REGION BRANCH AMOUNTING TO CNY 180

MILLION BY ZHONGTAI INTERNATIONAL DEVELOPMENT (HONG

KONG) LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.30: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CHINESE AGRICULTURE CO., LTD.

XINJIANG BRANCH AMOUNTING TO CNY 300 MILLION BY

ZHONGTAI INTERNATIONAL DEVELOPMENT (HONG KONG) LTD.

AND COMPANY'S GUARANTEE PROVISION


 

PROPOSAL #1.31: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CITIC BANK URUMQI BRANCH AMOUNTING

TO CNY 50 MILLION BY BEIJING ZHONGTAI QILI

INTERNATIONAL TRADE CO., LTD. AND COMPANY'S GUARANTEE

 PROVISION

PROPOSAL #1.32: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CHINA DEVELOPMENT BANK XINJIANG

UYGUR AUTONOMOUS REGION BRANCH AMOUNTING TO USD 40

MILLION BY XINJIANG ZHONGTAI FINANCIAL LEASING CO.,

LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.33: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CHINA MERCHANTS BANK CO., LTD.

URUMQI BRANCH AMOUNTING TO USD 200 MILLION BY

XINJIANG ZHONGTAI FINANCIAL LEASING CO., LTD. AND

COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.34: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM CITIC BANK URUMQI BRANCH AMOUNTING

TO CNY 100 MILLION BY XINJIANG FULIDA FIBER CO., LTD.

 AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.35: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM CHINA CONSTRUCTION BANK CORPORATION

 BAYINGUOLENG MONGOL AUTONOMOUS PREFECTURE BRANCH

AMOUNTING TO CNY 200 MILLION BY XINJIANG FULIDA FIBER

 CO., LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.36: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM INDUSTRIAL BANK CO., LTD. URUMQI

BRANCH AMOUNTING TO CNY 1.3 BILLION BY XINJIANG

FULIDA FIBER CO., LTD. AND COMPANY'S GUARANTEE

PROPOSAL #1.37: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM AGRICULTURAL BANK OF CHINA

BAYINGUOLENG MONGOL AUTONOMOUS PREFECTURE BRANCH

AMOUNTING TO CNY 400 MILLION BY XINJIANG FULIDA FIBER

 CO., LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.38: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM IMPORT AND EXPORT BANK OF CHINA,

XINJIANG BRANCH AMOUNTING TO CNY 600 MILLION BY

XINJIANG FULIDA FIBER CO., LTD. AND COMPANY'S

GUARANTEE PROVISION

PROPOSAL #1.39: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM HUAXIA BANK CO., LTD. URUMQI BRANCH

 AMOUNTING TO CNY 150 MILLION BY XINJIANG FULIDA

FIBER CO., LTD. AND COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.40: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM CHINA MERCHANTS BANK CO., LTD.

URUMQI BRANCH AMOUNTING TO CNY 50 MILLION BY XINJIANG

 FULIDA FIBER CO., LTD. AND COMPANY'S GUARANTEE

PROVISION

PROPOSAL #1.41: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM AGRICULTURAL DEVELOPMENT BANK OF

CHINA BAYINGUOLENG MONGOL AUTONOMOUS PREFECTURE

BRANCH OFFICE AMOUNTING TO CNY 500 MILLION BY

XINJIANG FULIDA FIBER CO., LTD. AND COMPANY'S

PROPOSAL #1.42: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM BANK OF COMMUNICATIONS CO. XINJIANG

 UYGUR AUTONOMOUS REGION BRANCH AMOUNTING TO CNY 150

MILLION BY XINJIANG FULIDA FIBER CO., LTD. AND

COMPANY'S GUARANTEE PROVISION

PROPOSAL #1.43: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM GUANGDONG DEVELOPMENT BANK CO.,

LTD. URUMQI BRANCH AMOUNTING TO CNY 300 MILLION BY

XINJIANG FULIDA FIBER CO., LTD. AND COMPANY'S

GUARANTEE PROVISION

PROPOSAL #2: APPROVE APPLICATION OF BANK ACCEPTANCE          ISSUER            YES             FOR                  FOR

BILL BY THE COMPANY FROM AGRICULTURAL BANK OF CHINA


 

XINJIANG BRANCH


 

PROPOSAL #3.1: APPROVE COMPANY'S PROVISION OF                     ISSUER            YES             FOR                  FOR

FINANCIAL AID AMOUNTING TO NO MORE THAN CNY 1 BILLION

 TO XINJIANG ZHONGTAI MINING CO., LTD.

PROPOSAL #3.2: APPROVE COMPANY'S PROVISION OF                     ISSUER            YES             FOR                  FOR

FINANCIAL AID AMOUNTING TO NO MORE THAN CNY 220

MILLION TO XINJIANG ZHONGTAI CHEMICAL TUOKEXUN

CHEMICAL CO., LTD.

PROPOSAL #3.3: APPROVE COMPANY'S PROVISION OF                     ISSUER            YES         AGAINST           AGAINST

FINANCIAL AID AMOUNTING TO NO MORE THAN CNY 35

MILLION TO XINJIANG ZHONGTAI GUOXIN ENERGY SAVING

PROPOSAL #3.4: APPROVE COMPANY'S PROVISION OF                     ISSUER            YES             FOR                  FOR

FINANCIAL AID AMOUNTING TO NO MORE THAN CNY 36

MILLION TO BEIJING ZHONGTAI QILI INTERNATIONAL TRADE

PROPOSAL #3.5: APPROVE COMPANY'S PROVISION OF                     ISSUER            YES         AGAINST           AGAINST

FINANCIAL AID AMOUNTING TO NO MORE THAN CNY 50

MILLION TO XINJIANG FULIDA FIBER CO., LTD.

PROPOSAL #3.6: APPROVE COMPANY'S PROVISION OF                     ISSUER            YES             FOR                  FOR

FINANCIAL AID AMOUNTING TO NO MORE THAN CNY 34

MILLION TO SHANGHAI SENHUI REAL ESTATE DEVELOPMENT

PROPOSAL #4: APPROVE REPORT REGARDING DEPRECIATION OF        ISSUER            YES             FOR                  FOR

 COMPANY'S ASSETS

PROPOSAL #5: APPROVE APPLICATION OF PROJECT LOAN BY          ISSUER            YES         AGAINST           AGAINST

BAZHOU JINFU SPECIAL YARN CO., LTD. AND COMPANY'S

GUARANTEE PROVISION

PROPOSAL #6: APPROVE 2016 ADDITIONAL DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Zhongtai Chemical Co., Ltd.

  TICKER:               002092                            CUSIP:   Y9723L103

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF CNY 5 BILLION ULTRA         ISSUER            YES             FOR                  FOR

SHORT-TERM FINANCIAL BILLS

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO APPLICATION OF FINANCIAL ASSISTANCE

FROM XINJIANG ZHONGTAI (GROUP) CO., LTD.

PROPOSAL #3: APPROVE EFFECT ON MAIN FINANCIAL                     ISSUER            YES             FOR                  FOR

INDICATORS AND COUNTER-DILUTION MEASURES IN

CONNECTION TO MAJOR ASSET RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Zhongtai Chemical Co., Ltd.

  TICKER:               002092                            CUSIP:   Y9723L103

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2015 REPORT ON THE USAGE OF                ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinjiang Zhongtai Chemical Co., Ltd.

  TICKER:               002092                            CUSIP:   Y9723L103

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE APPLICATION OF CNY 200 MILLION        ISSUER            YES             FOR                  FOR

 COMPREHENSIVE CREDIT LINE BY XINJIANG FULIDA FIBER

CO., LTD. FROM HAMI CITY COMMERCIAL BANK AND

PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #2.2: APPROVE APPLICATION OF CNY 80 MILLION         ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE BY BAZHOU JINFU SPECIAL

YARN CO., LTD. FROM HAMI CITY COMMERCIAL BANK AND

PROVISION OF GUARANTEE BY COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinxiang Chemical Fiber Co., Ltd.

  TICKER:               000949                            CUSIP:   Y9722T107

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND THEIR          ISSUER            YES             FOR                  FOR

RELATIONSHIP WITH THE COMPANY

PROPOSAL #2.4: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS


 

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE CONDITIONAL SHARE SUBSCRIPTION          ISSUER            YES             FOR                  FOR

AGREEMENT WITH XINXIANG BAILU CHEMICAL FIBER GROUP

CO., LTD.

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY XINXIANG BAILU CHEMICAL FIBER GROUP

CO., LTD.

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinxiang Chemical Fiber Co., Ltd.

  TICKER:               000949                            CUSIP:   Y9722T107

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinxing Ductile Iron Pipes Co., Ltd.

  TICKER:               000778                            CUSIP:   Y9722X108

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS


 

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISION)

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AND SUPPLEMENTAL AGREEMENT IN CONNECTION TO

 THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinxing Ductile Iron Pipes Co., Ltd.

  TICKER:               000778                            CUSIP:   Y9722X108

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.3: APPROVE ISSUE TYPE AND BOND MATURITY           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.5: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE ISSUANCE OF PERPETUAL BONDS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinxing Ductile Iron Pipes Co., Ltd.

  TICKER:               000778                            CUSIP:   Y9722X108

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT


 

PROPOSAL #2: APPROVE COMMITMENT OF DIRECTORS, SENIOR         ISSUER            YES             FOR                  FOR

MANAGEMENT AND CONTROLLING SHAREHOLDERS IN CONNECTION

 TO THE COUNTER-DILUTION MEASURES OF THE PRIVATE

PLACEMENT

PROPOSAL #3: ELECT ZHANG LIBO AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinxing Ductile Iron Pipes Co., Ltd.

  TICKER:               000778                            CUSIP:   Y9722X108

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO ISSUE PRICE OF THE        ISSUER            YES             FOR                  FOR

 PRIVATE PLACEMENT

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinxing Ductile Iron Pipes Co., Ltd.

  TICKER:               000778                            CUSIP:   Y9722X108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinyu Iron & Steel Co.,Ltd.

  TICKER:               600782                            CUSIP:   Y9723C103

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITIES IN WHOLLY          ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARIES

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinyu Iron & Steel Co.,Ltd.

  TICKER:               600782                            CUSIP:   Y9723C103

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN FINANCIAL PRODUCTS

PROPOSAL #10: ELECT LIU CHUANWEI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: ELECT JIANG XIAODONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12: APPROVE ACQUISITION AGREEMENT                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xinzhi Motor Co Ltd

  TICKER:               002664                            CUSIP:   Y97274107

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT FOR PRIVATE PLACEMENT        ISSUER            YES             FOR                  FOR

 OF NEW SHARES

PROPOSAL #1.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #1.3: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xishui Strong Year Co., Ltd. Inner Mongolia

  TICKER:               600291                            CUSIP:   Y4085N102

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF SHANDONG              ISSUER            YES             FOR                  FOR

HEXIN CPAS AS FINANCIAL AUDITOR AND INTERNAL CONTROL

AUDITOR

PROPOSAL #8: APPROVE CHANGES IN REGISTERED CAPITAL             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #10: APPROVE ADJUSTMENT OF REMUNERATION OF          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xishui Strong Year Co., Ltd. Inner Mongolia

  TICKER:               600291                            CUSIP:   Y4085N102

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2.00: APPROVE MAJOR ASSET RESTRUCTURING              ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #2.01: APPROVE TRANSACTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PRICE BASIS AND TRANSACTION          ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.03: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE REPORT (DRAFT) ON THE COMPANY'S         ISSUER            YES             FOR                  FOR

MAJOR ASSETS RESTRUCTURING AND ITS SUMMARY

PROPOSAL #5: APPROVE CAPITAL INJECTION IN TIANAN                ISSUER            YES             FOR                  FOR

PROPERTY INSURANCE CO., LTD AS WELL AS SIGNING

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #7: APPROVE AUDIT REPORT AND APPRAISAL                 ISSUER            YES             FOR                  FOR

REPORT OF THE TRANSACTION


 

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #9: APPROVE COUNTER-DILUTION RISK ALERT AND         ISSUER            YES             FOR                  FOR

RELATED MEASURES IN CONNECTION TO THE MAJOR ASSETS

RESTRUCTURING

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO MAJOR ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiwang Foodstuffs Co., Ltd.

  TICKER:               000639                            CUSIP:   Y9891Y101

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTIES REGARDING                   ISSUER            YES             FOR                  FOR

INVESTMENT AND ESTABLISHMENT OF XIWANG GROUP

FINANCIAL CO., LTD.

PROPOSAL #2: ELECT WANG HUI AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3: ELECT ZHANG WEIHUI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #5: AMEND RELATED-PARTY TRANSACTION                  SHAREHOLDER        YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiwang Foodstuffs Co., Ltd.

  TICKER:               000639                            CUSIP:   Y9891Y101

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL SERVICES AGREEMENT              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND XIWANG GROUP FINANCE CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xiwang Foodstuffs Co., Ltd.

  TICKER:               000639                            CUSIP:   Y9891Y101

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS (INCLUDING REPORT OF INDEPENDENT DIRECTORS)


 

PROPOSAL #8: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xizang Haisco Pharmaceutical Group CO.,LTD

  TICKER:               002653                            CUSIP:   Y9726U100

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XJ Electric Co., Ltd.

  TICKER:               000400                            CUSIP:   Y9722U104

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2015 EXCESS ESTIMATED DAILY                ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTIONS

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XJ Electric Co., Ltd.

  TICKER:               000400                            CUSIP:   Y9722U104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LENG JUN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT XIAO ZHONGWEN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.3: ELECT TAN GUOBIAO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT ZHANG XUESHEN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.5: ELECT ZHANG XINCHANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.6: ELECT SUN JIQIANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.7: ELECT YIN XIANGGEN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.8: ELECT DI XINSHENG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #1.9: ELECT WANG XUGUO AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT ZHANG XUSHENG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.02: ELECT ZHAO JIANBIN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.03: ELECT WANG WUJIE AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XPEC Entertainment Inc

  TICKER:               3662                                CUSIP:   Y97250107

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #5: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xtep International Holdings Ltd.

  TICKER:               1368                                CUSIP:   G98277109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE SPECIAL DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DING MEI QING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT HO YUI POK, ELEUTHERIUS AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT TAN WEE SENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT BAO MING XIAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Xuchang Yuandong Drive Shaft Co Ltd

  TICKER:               002406                            CUSIP:   Y9725B103

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF DA HUA CPAS AS            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: ELECT WANG LITING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               XXENTRIA TECHNOLOGY MATERIALS CORP

  TICKER:               8942                                CUSIP:   Y9724X106

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Y.U.D. Yangtze River Investment Industry Co., Ltd.

  TICKER:               600119                            CUSIP:   Y9867R106

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY, SHANGHAI LAND LOGISTIC TRADE

CENTER CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER             NO              N/A                  N/A

SUBSIDIARY, SHANGHAI LAND COMMUNICATION SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY, SHANGHAI CHUANNAN FENGLU

ENGINEERING MANAGEMENT CO., LTD

PROPOSAL #4: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER             NO              N/A                  N/A

CHANGJIANG DINGLI MICRO LOAN CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Y.U.D. Yangtze River Investment Industry Co., Ltd.

  TICKER:               600119                            CUSIP:   Y9867R106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #8: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY CHANGJIANG INVESTMENT (HONG

KONG) LTD

PROPOSAL #10: APPROVE PROVISION OF LOAN GUARANTEES TO        ISSUER            YES             FOR                  FOR

 WHOLLY-OWNED SUBSIDIARY SHANGHAI LUSHANG LOGISTIC

TRADE CENTER CO., LTD

PROPOSAL #11: APPROVE 2015 REMUNERATION OF DIRECTORS,        ISSUER            YES             FOR                  FOR

 SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yabao Pharmaceutical Group Co Ltd

  TICKER:               600351                            CUSIP:   Y7701H102

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yageo Corp

  TICKER:               2327                                CUSIP:   Y9723R100

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: APPROVE CAPITAL STRUCTURE ADJUSTMENTS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Guang Co., Ltd.

  TICKER:               000608                            CUSIP:   Y29301101

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING WAIVER OF PRE-EMPTIVE RIGHT IN THE 45%

EQUITY OF CHENGDU ZIRUI XINLI TRADING COMPANY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING WAIVER OF PRE-EMPTIVE RIGHT IN THE 48.547%

EQUITY OF BEIJING DAOLE TECHNOLOGY DEVELOPMENT CO.,

LTD.

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING WAIVER OF PRE-EMPTIVE RIGHT IN THE 49%

EQUITY OF BEIJING RUIYANG JIAHE PROPERTY MANAGEMENT

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Guang Co., Ltd.

  TICKER:               000608                            CUSIP:   Y29301101

  MEETING DATE:   1/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT VENTURE CONTRACT FOR                 ISSUER            YES             FOR                  FOR

TIANJIN YOUYI XINZI TRADING CO., LTD. BETWEEN WHOLLY-

OWNED SUBSIDIARY BEIJING RUIFENG YANG GUANG

INVESTMENT CO., LTD. AND HOME ALLIANCE PTE. LTD. AS

WELL AS AMENDMENT TO ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE JOINT VENTURE CONTRACT FOR                 ISSUER            YES             FOR                  FOR

TIANJIN JINHUI YUANJING TRADE CO., LTD. BETWEEN

WHOLLY-OWNED SUBSIDIARY RUIFENG YANG GUANG INVESTMENT

 CO., LTD. AND DAWNVIEW PTE. LTD. AS WELL AS

AMENDMENT TO ARTICLES OF ASSOCIATION

PROPOSAL #3: APPROVE ENTRUSTED LOAN AGREEMENT BETWEEN        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDARY BEIJING RUIFENG YANG GUANG

INVESTMENT CO., LTD., XINZI REAL ESTATE DEVELOPMENT

(SHANGHAI) CO., LTD. AND DBS BANK (CHINA) LTD.

SHANGHAI BRANCH AND ITS SUPPLEMENT

PROPOSAL #4: ELECT YANG NING AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Guang Co., Ltd.

  TICKER:               000608                            CUSIP:   Y29301101

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF LOAN BY WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY BEIJING YILI DESIGN ENGINEERING CO.,

 LTD FROM CITIC TRUST CO., LTD


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Guang Co., Ltd.

  TICKER:               000608                            CUSIP:   Y29301101

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CORPORATE BOND ISSUANCE VIA                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #3: APPROVE SAFEGUARD MEASURES OF DEBTS                ISSUER            YES             FOR                  FOR

REPAYMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Guang Co., Ltd.

  TICKER:               000608                            CUSIP:   Y29301101

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF                                 ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS 2016 AUDITOR

PROPOSAL #7: APPROVE ALLOWANCE OF CHAIRMAN OF THE              ISSUER            YES             FOR                  FOR

BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Guang Co., Ltd.

  TICKER:               000608                            CUSIP:   Y29301101

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT XU QING AS NON-INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT LI GUOPING AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3: ELECT HAN CHUANMO AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Guang Co., Ltd.

  TICKER:               000608                            CUSIP:   Y29301101

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HAN JUNFENG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE APPLICATION OF CONTINUING                   ISSUER            YES             FOR                  FOR

SUSPENSION DUE TO ASSETS RESTRUCTURING SUSPENSION

PERIOD EXPIRED


 

PROPOSAL #3: APPROVE APPLICATION OF LOAN AND                       ISSUER            YES             FOR                  FOR

GUARANTEE

PROPOSAL #4: APPROVE APPLICATION OF LOAN FROM                     ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Ming Marine Transport Corp.

  TICKER:               2609                                CUSIP:   Y9729D105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4.1: ELECT DING HUAN HUANG, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF MOTC WITH SHAREHOLDER NO.1, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT YING RONG CHEN, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MOTC WITH SHAREHOLDER NO.1, AS NON-INDEPENDENT

DIRECTOR

PROPOSAL #4.3: ELECT TYH MING LIN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF MOTC WITH SHAREHOLDER NO.1, AS NON-INDEPENDENT

PROPOSAL #4.4: ELECT YOUN GER WU, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MOTC WITH SHAREHOLDER NO.1, AS NON-INDEPENDENT

PROPOSAL #4.5: ELECT FENG HAI LU, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MOTC WITH SHAREHOLDER NO.1, AS NON-INDEPENDENT

PROPOSAL #4.6: ELECT PING JEN TSENG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MOTC WITH SHAREHOLDER NO.1, AS NON-INDEPENDENT

DIRECTOR

PROPOSAL #4.7: ELECT WING KONG LEUNG, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF CHINACHEM GROUP WITH SHAREHOLDER

NO.170837, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT MICHAEL F. HASSING, A                          ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF LEADER CONTAINER TRANSPORTATION

CO., LTD. WITH SHAREHOLDER NO.283991, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT KUEN MU CHEN WITH ID                            ISSUER            YES             FOR                  FOR

NO.E102488XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT JIN RU YEN WITH ID                              ISSUER            YES             FOR                  FOR

NO.N120585XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.11: ELECT HENG CHIH CHOU WITH ID                       ISSUER            YES             FOR                  FOR

NO.C120271XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR FENG HAI LU

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR MICHAEL F. HASSING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Quan Coal Industry (Group) Co., Ltd.

  TICKER:               600348                            CUSIP:   Y7703G102

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOAN TO          ISSUER            YES             FOR                  FOR

SHANXI PINGSHU COAL MINING CO., LTD. BY THE COMPANY

AS WELL AS CHANGE OF GUARANTEE METHOD

PROPOSAL #2: APPROVE PROVISION OF ENTRUSTED LOAN TO          ISSUER            YES             FOR                  FOR

SHANXI NINGWU YUSHUPO COAL MINING CO., LTD. BY YANG

QUAN COAL INDUSTRY GROUP TIANTAI INVESTMENT CO., LTD.

PROPOSAL #3: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM PING AN BANK AND CREDIT LOAN FROM

CHINA CONSTRUCTION BANK YANGQUAN WEST CITY BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Quan Coal Industry (Group) Co., Ltd.

  TICKER:               600348                            CUSIP:   Y7703G102

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING APPLICATION FOR COMPREHENSIVE CREDIT LINES

FROM YANG QUAN COAL GROUP FINANCE CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Quan Coal Industry (Group) Co., Ltd.

  TICKER:               600348                            CUSIP:   Y7703G102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOAN TO          ISSUER            YES             FOR                  FOR

SUBSIDIARY SHANXI PINGSHU COAL INDUSTRY CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Quan Coal Industry (Group) Co., Ltd.

  TICKER:               600348                            CUSIP:   Y7703G102

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 PERFORMANCE REPORT OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #8: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE PROVISION OF ENTRUSTED LOANS TO        ISSUER            YES             FOR                  FOR

 SUBSIDIARIES

PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES AND ADDITIONAL BANK LOANS AS WELL AS

FINANCING MATTERS FROM COMMERCIAL BANKS


 

PROPOSAL #12: APPROVE 2015 INTERNAL CONTROL SELF-               ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #13: APPROVE 2015 INTERNAL CONTROL AUDIT              ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #14: ELECT SUN GUORUI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15: APPROVE 2016 RE-APPOINTMENT OF AUDITOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yang Quan Coal Industry (Group) Co., Ltd.

  TICKER:               600348                            CUSIP:   Y7703G102

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT WANG QIANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #1.02: ELECT HAN HAIRUI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #1.03: ELECT WANG WANJUN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #1.04: ELECT LIU YUHUA AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Changyu Pioneer Wine Co., Ltd.

  TICKER:               200869                            CUSIP:   Y9739T108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT ZHANG MING AS NON-INDEPENDENT            ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #7.2: ELECT AUGUSTO REINA AS NON-INDEPENDENT        ISSUER            YES         AGAINST           AGAINST

 DIRECTOR

PROPOSAL #7.3: ELECT ALDINO MARZORATI AS NON-                      ISSUER            YES         AGAINST           AGAINST

INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT APPIGNANI ANTONIO AS NON-                    ISSUER            YES         AGAINST           AGAINST

INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT DAI HUI AS NON-INDEPENDENT                 ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #7.6: ELECT SUN LIQIANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.7: ELECT ZHOU HONGJIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #7.8: ELECT LENG BIN AS NON-INDEPENDENT                ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #7.9: ELECT QU WEIMIN AS NON-INDEPENDENT              ISSUER            YES         AGAINST           AGAINST

DIRECTOR


 

PROPOSAL #8.1: ELECT WANG SHIGANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.2: ELECT WANG ZHUQUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.1: ELECT KONG QINGKUN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT LIU ZHIJUN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Jereh Oilfield Services Group Co., Ltd.

  TICKER:               002353                            CUSIP:   Y9729Z106

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Jereh Oilfield Services Group Co., Ltd.

  TICKER:               002353                            CUSIP:   Y9729Z106

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2016 RE-APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #6: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #7: APPROVE 2016 DEVELOPMENT OF FOREIGN                ISSUER            YES             FOR                  FOR

EXCHANGE HEDGING BUSINESS

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE USAGE OF PARTIAL IDLE RAISED            ISSUER            YES             FOR                  FOR

FUNDS TO PERMANENTLY REPLENISH COMPANY'S WORKING

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Moon Co., Ltd.

  TICKER:               000811                            CUSIP:   Y97408101

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Shuangta Food Co Ltd

  TICKER:               002481                            CUSIP:   Y9732V100

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED INDIRECT SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Shuangta Food Co Ltd

  TICKER:               002481                            CUSIP:   Y9732V100

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF GENERAL          ISSUER            YES             FOR                  FOR

MANAGER

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT                ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Tayho Advanced Materials Co., Ltd.

  TICKER:               002254                            CUSIP:   Y9732U102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Xinchao Industry Co., Ltd.

  TICKER:               600777                            CUSIP:   Y9740C102

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF MUTUAL GUARANTEE            ISSUER            YES             FOR                  FOR

WITH ZHONGRUN RESOURCES INVESTMENT CORP.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Xinchao Industry Co., Ltd.

  TICKER:               600777                            CUSIP:   Y9740C102

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 CAPITALIZATION OF CAPITAL          ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #6: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE RE-APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE EXTERNAL GUARANTEE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE ADDITIONAL ACCOUNTING POLICY             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Xinchao Industry Co., Ltd.

  TICKER:               600777                            CUSIP:   Y9740C102

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG BAOSHENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Xinchao Industry Co., Ltd.

  TICKER:               600777                            CUSIP:   Y9740C102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

USE PARTIAL TEMPORARY IDLE FUNDS TO ENGAGE IN CASH

MANAGEMENT

PROPOSAL #2: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yantai Xinchao Industry Co., Ltd.

  TICKER:               600777                            CUSIP:   Y9740C102

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION          ISSUER            YES             FOR                  FOR

BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS AND RELATED-PARTY TRANSACTIONS

COMPLIES WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #2.01: APPROVE ACQUISITION BY ISSUANCE OF            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.02: APPROVE ACQUISITION BY CASH                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE RAISING SUPPORTING FUNDS BY          ISSUER            YES             FOR                  FOR

ISSUANCE OF SHARES

PROPOSAL #2.04: APPROVE PRICING PRINCIPLES AND                   ISSUER            YES             FOR                  FOR

TRANSACTION PRICE OF THIS TRANSACTION

PROPOSAL #2.05: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

PAYMENT METHOD

PROPOSAL #2.06: APPROVE TYPE AND PAR VALUE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE ISSUANCE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE ISSUANCE PRICE (ACQUISITION          ISSUER            YES             FOR                  FOR

BY ISSUANCE OF SHARES)

PROPOSAL #2.10: APPROVE ISSUANCE PRICE (RAISING                 ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS)

PROPOSAL #2.11: APPROVE ISSUE SIZE (ACQUISITION BY            ISSUER            YES             FOR                  FOR

ISSUANCE OF SHARES)

PROPOSAL #2.12: APPROVE ISSUE SIZE (RAISING                        ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS BY ISSUANCE OF SHARES)

PROPOSAL #2.13: APPROVE LOCK-UP PERIOD (ACQUISITION          ISSUER            YES             FOR                  FOR

BY ISSUANCE OF SHARES)

PROPOSAL #2.14: APPROVE LOCK-UP PERIOD (RAISING                 ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS BY ISSUANCE OF SHARES)

PROPOSAL #2.15: APPROVE LISTING OF SECURITIES                     ISSUER            YES             FOR                  FOR

EXCHANGE

PROPOSAL #2.16: APPROVE PROFIT OR LOSS DURING THE              ISSUER            YES             FOR                  FOR

PERIOD

PROPOSAL #2.17: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE UNDISTRIBUTED EARNINGS

PROPOSAL #2.18: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE TRANSACTION CONSTITUTE AS MAJOR         ISSUER            YES             FOR                  FOR

ASSET RESTRUCTURE AND RELATED-PARTY TRANSACTION


 

PROPOSAL #4: APPROVE DRAFT REPORT ON ACQUISITION BY          ISSUER            YES             FOR                  FOR

CASH AND ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS AND RELATED-PARTY TRANSACTIONS AND

ITS SUMMARY

PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

ACQUISITION BY ISSUANCE OF SHARE AND CASH AGREEMENT

WITH TRANSACTION PARTIES

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

SUPPLEMENTARY ACQUISITION BY ISSUANCE OF SHARE AND

CASH AGREEMENT WITH TRANSACTION PARTIES

PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #8: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS FOR COUNTER-DILUTION

MEASURES IN CONNECTION TO THIS TRANSACTION

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #10: APPROVE TRANSFER OF ALL EQUITY HELD IN         ISSUER            YES             FOR                  FOR

RELATED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yanzhou Coal Mining Company Limited

  TICKER:               1171                                CUSIP:   Y97417102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO DISTRIBUTE DIVIDEND

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE RENEWAL OF LIABILITY INSURANCE          ISSUER            YES             FOR                  FOR

OF DIRECTORS, SUPERVISORS AND SENIOR OFFICERS

PROPOSAL #7: APPROVE EXTERNAL AUDITING FIRM AND TO            ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #8.01: APPROVE EQUITY TRANSFER AGREEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: APPROVE PROVISION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT FACILITY SERVICES TO YANKUANG GROUP AND THE

ANNUAL CAPS UNDER THE NEW FINANCE SERVICES AGREEMENT

PROPOSAL #9: APPROVE WANFU MINING RIGHT TRANSFER                ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #10: APPROVE CAPITAL INJECTION IN ZHONGYIN          ISSUER            YES             FOR                  FOR

FINANCIAL LEASING CO., LTD.

PROPOSAL #11: APPROVE CAPITAL REDUCTION AND                        ISSUER            YES             FOR                  FOR

AMENDMENTS TO THE ARTICLES OF ASSOCIATION

PROPOSAL #12: AUTHORIZE THE COMPANY TO CARRY OUT                ISSUER            YES             FOR                  FOR

DOMESTIC AND OVERSEAS FINANCING ACTIVITIES

PROPOSAL #13.01: APPROVE SIZE AND METHOD IN RELATION    SHAREHOLDER        YES             FOR                  N/A

TO THE ISSUANCE OF THE RENEWABLE CORPORATE BONDS


 

PROPOSAL #13.02: APPROVE PAR VALUE AND ISSUE PRICE IN   SHAREHOLDER        YES             FOR                  N/A

 RELATION TO THE ISSUANCE OF THE RENEWABLE CORPORATE

BONDS

PROPOSAL #13.03: APPROVE COUPON RATE AND ITS                  SHAREHOLDER        YES             FOR                  N/A

DETERMINATION MECHANISM IN RELATION TO THE ISSUANCE

OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.04: APPROVE MATURITY PERIOD, METHOD OF      SHAREHOLDER        YES             FOR                  N/A

PRINCIPAL REPAYMENT AND INTEREST PAYMENT AND OTHER

SPECIFIC ARRANGEMENTS IN RELATION TO THE ISSUANCE OF

THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.05: APPROVE USE OF PROCEEDS IN RELATION    SHAREHOLDER        YES             FOR                  N/A

TO THE ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.06: APPROVE INVESTORS AND THE PLACING        SHAREHOLDER        YES             FOR                  N/A

ARRANGEMENT IN RELATION TO THE ISSUANCE OF THE

RENEWABLE CORPORATE BONDS

PROPOSAL #13.07: APPROVE GUARANTEE IN RELATION TO THE   SHAREHOLDER        YES             FOR                  N/A

 ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.08: APPROVE THE RIGHT OF LATE PAYMENT        SHAREHOLDER        YES             FOR                  N/A

FOR INTERESTS AND RESTRICTIONS IN RELATION TO THE

ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.09: APPROVE UNDERWRITING IN RELATION TO    SHAREHOLDER        YES             FOR                  N/A

THE ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.10: APPROVE LISTING ARRANGEMENT IN             SHAREHOLDER        YES             FOR                  N/A

RELATION TO THE ISSUANCE OF THE RENEWABLE CORPORATE

BONDS

PROPOSAL #13.11: APPROVE THE AUTHORIZATION IN                 SHAREHOLDER        YES             FOR                  N/A

RELATION TO THE ISSUANCE OF THE RENEWABLE CORPORATE

PROPOSAL #13.12: APPROVE RESOLUTION VALIDITY AND THE    SHAREHOLDER        YES             FOR                  N/A

AUTHORIZATION IN RELATION TO THE ISSUANCE OF THE

RENEWABLE CORPORATE BONDS

PROPOSAL #14: APPROVE PROVISION OF FINANCIAL                       ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO SUBSIDIARIES AND RELATED TRANSACTION

PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #16: AUTHORIZE REPURCHASE OF ISSUED H SHARE         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #17.01: ELECT LI WEI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #17.02: ELECT ZHAO QINGCHUN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #17.03: ELECT GUO DECHUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #18.01: ELECT QI ANBANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #19.01: ELECT MENG QINGJIAN AS SUPERVISOR             ISSUER            YES             FOR                  FOR

PROPOSAL #19.02: ELECT XUE ZHONGYONG AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yanzhou Coal Mining Company Limited

  TICKER:               1171                                CUSIP:   Y97417102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yanzhou Coal Mining Company Limited

  TICKER:               1171                                CUSIP:   Y97417110

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO DISTRIBUTE DIVIDEND

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE RENEWAL OF LIABILITY INSURANCE          ISSUER            YES             FOR                  FOR

OF DIRECTORS, SUPERVISORS AND SENIOR OFFICERS

PROPOSAL #7: APPROVE EXTERNAL AUDITING FIRM AND TO            ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #8.01: APPROVE EQUITY TRANSFER AGREEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: APPROVE PROVISION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT FACILITY SERVICES TO YANKUANG GROUP AND THE

ANNUAL CAPS UNDER THE NEW FINANCE SERVICES AGREEMENT

PROPOSAL #9: APPROVE WANFU MINING RIGHT TRANSFER                ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #10: APPROVE CAPITAL INJECTION IN ZHONGYIN          ISSUER            YES             FOR                  FOR

FINANCIAL LEASING CO., LTD.

PROPOSAL #11: APPROVE CAPITAL REDUCTION AND                        ISSUER            YES             FOR                  FOR

AMENDMENTS TO THE ARTICLES OF ASSOCIATION

PROPOSAL #12: AUTHORIZE THE COMPANY TO CARRY OUT                ISSUER            YES             FOR                  FOR

DOMESTIC AND OVERSEAS FINANCING ACTIVITIES

PROPOSAL #13.01: APPROVE SIZE AND METHOD IN RELATION    SHAREHOLDER        YES         AGAINST               N/A

TO THE ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.02: APPROVE PAR VALUE AND ISSUE PRICE IN   SHAREHOLDER        YES         AGAINST               N/A

 RELATION TO THE ISSUANCE OF THE RENEWABLE CORPORATE

BONDS

PROPOSAL #13.03: APPROVE COUPON RATE AND ITS                  SHAREHOLDER        YES         AGAINST               N/A

DETERMINATION MECHANISM IN RELATION TO THE ISSUANCE

OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.04: APPROVE MATURITY PERIOD, METHOD OF      SHAREHOLDER        YES         AGAINST               N/A

PRINCIPAL REPAYMENT AND INTEREST PAYMENT AND OTHER

SPECIFIC ARRANGEMENTS IN RELATION TO THE ISSUANCE OF

THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.05: APPROVE USE OF PROCEEDS IN RELATION    SHAREHOLDER        YES         AGAINST               N/A

TO THE ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.06: APPROVE INVESTORS AND THE PLACING        SHAREHOLDER        YES         AGAINST               N/A

ARRANGEMENT IN RELATION TO THE ISSUANCE OF THE

RENEWABLE CORPORATE BONDS

PROPOSAL #13.07: APPROVE GUARANTEE IN RELATION TO THE   SHAREHOLDER        YES         AGAINST               N/A

 ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.08: APPROVE THE RIGHT OF LATE PAYMENT        SHAREHOLDER        YES         AGAINST               N/A

FOR INTERESTS AND RESTRICTIONS IN RELATION TO THE

ISSUANCE OF THE RENEWABLE CORPORATE BONDS

PROPOSAL #13.09: APPROVE UNDERWRITING IN RELATION TO    SHAREHOLDER        YES         AGAINST               N/A

THE ISSUANCE OF THE RENEWABLE CORPORATE BONDS


 

PROPOSAL #13.10: APPROVE LISTING ARRANGEMENT IN             SHAREHOLDER        YES         AGAINST               N/A

RELATION TO THE ISSUANCE OF THE RENEWABLE CORPORATE

BONDS

PROPOSAL #13.11: APPROVE THE AUTHORIZATION IN                 SHAREHOLDER        YES         AGAINST               N/A

RELATION TO THE ISSUANCE OF THE RENEWABLE CORPORATE

PROPOSAL #13.12: APPROVE RESOLUTION VALIDITY AND THE    SHAREHOLDER        YES         AGAINST               N/A

AUTHORIZATION IN RELATION TO THE ISSUANCE OF THE

RENEWABLE CORPORATE BONDS

PROPOSAL #14: APPROVE PROVISION OF FINANCIAL                       ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO SUBSIDIARIES AND RELATED TRANSACTION

PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #16: AUTHORIZE REPURCHASE OF ISSUED H SHARE         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #17.01: ELECT LI WEI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #17.02: ELECT ZHAO QINGCHUN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #17.03: ELECT GUO DECHUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #18.01: ELECT QI ANBANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #19.01: ELECT MENG QINGJIAN AS SUPERVISOR             ISSUER            YES             FOR                  FOR

PROPOSAL #19.02: ELECT XUE ZHONGYONG AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yanzhou Coal Mining Company Limited

  TICKER:               1171                                CUSIP:   Y97417110

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yapi Ve Kredi Bankasi AS

  TICKER:               YKBNK                              CUSIP:   M9869G101

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND COMPANY ARTICLES                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #11: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF

DONATIONS FOR 2016

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yashili International Holdings Limited

  TICKER:               1230                                CUSIP:   G98340105

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: APPROVE EQUITY TRANSFER AGREEMENT AND            ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #b: APPROVE PROPOSED ACQUISITION BETWEEN              ISSUER            YES             FOR                  FOR

DUMEX CHINA GROUP AND THE COMPANY AND ALL OTHER

DOCUMENTS NECESSARY

PROPOSAL #c: AUTHORIZE BOARD TO DO ALL THINGS AND              ISSUER            YES             FOR                  FOR

EXERCISE POWERS IN CONNECTION WITH THE EQUITY

TRANSFER AGREEMENT AND THE PROPOSED ACQUISITION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yashili International Holdings Limited

  TICKER:               1230                                CUSIP:   G98340105

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT SUN YIPING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT HUANG XIAOJUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LI DONGMING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT CHENG SHOUTAI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yazicilar Holding AS

  TICKER:               YAZIC                              CUSIP:   M9879B100

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING


 

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YC INOX CO., LTD.

  TICKER:               2034                                CUSIP:   Y98034104

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT AND CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yechiu Metal Recycling (China) Ltd.

  TICKER:               601388                            CUSIP:   Y97278108

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE MAJOR ASSETS RESTRUCTURING

PROPOSAL #4: APPROVE REPORT (DRAFT) ON RELATED-PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS OF THE COMPANY'S MAJOR ASSETS

ACQUISITION AND ITS SUMMARY

PROPOSAL #5: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #6: APPROVE CONDITIONAL AGREEMENT IN                     ISSUER            YES             FOR                  FOR

CONNECTION TO PURCHASE OF 100% EQUITY OF METALICO

INC. BY CASH PAYMENT

PROPOSAL #7: APPROVE TERMINATION OF THE RELEVANT                ISSUER            YES             FOR                  FOR

AGREEMENTS IN CONNECTION TO THE ORIGINAL TRANSACTION

PLAN


 

PROPOSAL #8: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #9: APPROVE THE FAIRNESS AND REASONABILITY          ISSUER            YES             FOR                  FOR

OF THE PRICING BASIS

PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT, REVIEW          ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTER RELATED TO THE MAJOR ASSETS

RESTRUCTURING

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES OF            ISSUER            YES             FOR                  FOR

THE MAJOR ASSETS RESTRUCTURING

PROPOSAL #14: APPROVE COMMITMENT OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO THE COUNTER-

DILUTION MEASURES OF THE MAJOR ASSETS RESTRUCTURING

PROPOSAL #15: APPROVE CHANGE IN RAISED FUNDS                       ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yechiu Metal Recycling (China) Ltd.

  TICKER:               601388                            CUSIP:   Y97278108

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 CREDIT LINE APPLICATION             ISSUER            YES             FOR                  FOR

PROPOSAL #11.01: ELECT HUANG CHONGSHENG AS NON-              SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.02: ELECT LIN SHENGZHI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.03: ELECT HUANG WEITING AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.04: ELECT CHEN JINGQING AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.05: ELECT LI YIHUI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #11.06: ELECT FAN GUOSI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.01: ELECT LI SHILONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT SUN CHUANXU AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT GENG JIANTAO AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT GUO JIANSHENG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13.02: ELECT XU YUHUA AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yeong Guan Energy Technology Group Co., Ltd.

  TICKER:               1589                                CUSIP:   G98429106

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE PLAN FOR PROFIT DISTRIBUTION               ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT JHANG CHENG-LONG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.2: ELECT CHEN CING-HONG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT WEI JIA-MIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.4: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #3.5: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #3.6: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #3.7: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #3.8: ELECT NON-INDEPENDENT DIRECTOR NO.5         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #3.9: ELECT NON-INDEPENDENT DIRECTOR NO.6         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #3.10: ELECT NON-INDEPENDENT DIRECTOR NO.7       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #3.11: ELECT NON-INDEPENDENT DIRECTOR NO.8       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #5: APPROVE CHANGE IN REGISTERED CAPITAL               ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF ORDINARY SHARES TO          ISSUER            YES             FOR                  FOR

PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY

RECEIPT AND ISSUANCE OF OVERSEAS CONVERTIBLE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YES BANK Limited

  TICKER:               532648                            CUSIP:   Y97636107

  MEETING DATE:   6/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND            ISSUER            YES             FOR                  FOR

AMEND MEMORANDUM OF ASSOCIATION

PROPOSAL #2: AMEND MAIN OBJECTS AND OTHER CLAUSES OF         ISSUER            YES             FOR                  FOR

THE MEMORANDUM OF ASSOCIATION

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YES BANK Limited

  TICKER:               532648                            CUSIP:   Y97636107

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT M. R. SRINIVASAN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE B.S.R. & CO. LLP. AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: ELECT AJAI KUMAR AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ASHOK CHAWLA AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE REVISION OF REMUNERATION OF                ISSUER            YES             FOR                  FOR

RADHA SINGH, NON-EXECUTIVE CHAIRPERSON

PROPOSAL #8: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE          ISSUER            YES             FOR                  FOR

DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yestar International Holdings Co., Ltd.

  TICKER:               2393                                CUSIP:   G9843W112

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT WANG YING AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CHAN CHUNG MAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT HU YIMING AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YFY Inc.

  TICKER:               1907                                CUSIP:   Y98715108

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YGsoft Inc.

  TICKER:               002063                            CUSIP:   Y29316109

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE USE OF OWN FUNDS TO CONDUCT         ISSUER            YES             FOR                  FOR

SHORT-TERM FINANCIAL MANAGEMENT

PROPOSAL #2: ELECT LI SHENG AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YGsoft Inc.

  TICKER:               002063                            CUSIP:   Y29316109

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: ELECT XIANG WANHONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yibin Tianyuan Group Co., Ltd.

  TICKER:               002386                            CUSIP:   Y9803C106

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yibin Tianyuan Group Co., Ltd.

  TICKER:               002386                            CUSIP:   Y9803C106

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LUO YUN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT DENG MIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT TANG YI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT LI SHUIRONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT LI CAIE AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT LIU JUN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT ZENG YONGFU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT WENG GUOMIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT PANG GUANGLIAN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.10: ELECT YU CHUNPING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.11: ELECT XIE CHUANBO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #4: APPROVE 2015 ADDITIONAL EXTERNAL                     ISSUER            YES             FOR                  FOR

GUARANTEES LINES

PROPOSAL #5: APPROVE PROVIDING COUNTER-GUARANTEE AND         ISSUER            YES             FOR                  FOR

PAYMENT GUARANTEE FEE FOR YIBIN CITY STATE-OWNED

ASSETS SUPERVISION AND ADMINISTRATION COMMISSION

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #8.1: ELECT WANG MINGAN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.2: ELECT WU MIAOQIN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.3: ELECT ZHANG ZHIMIN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yibin Tianyuan Group Co., Ltd.

  TICKER:               002386                            CUSIP:   Y9803C106

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES         AGAINST           AGAINST

GUARANTEES

PROPOSAL #2: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES BY THE COMPANY AND

PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM RELATED PARTY YIBIN COMMERCIAL BANK

PROPOSAL #4: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 ESTIMATED DAILY RELATED-PARTY

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yibin Tianyuan Group Co., Ltd.

  TICKER:               002386                            CUSIP:   Y9803C106

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF LAOCHANG DISTRICT              ISSUER            YES             FOR                  FOR

OVERALL RELOCATION COMPENSATION AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yibin Tianyuan Group Co., Ltd.

  TICKER:               002386                            CUSIP:   Y9803C106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 ADDITIONAL EXTERNAL                     ISSUER            YES             FOR                  FOR

GUARANTEE

PROPOSAL #10: APPROVE 2016 ADDITIONAL EXTERNAL CREDIT        ISSUER            YES             FOR                  FOR

 LINE

PROPOSAL #11: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE 2016 REMUNERATION OF                          ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yibin Tianyuan Group Co., Ltd.

  TICKER:               002386                            CUSIP:   Y9803C106

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 ADDITIONAL EXTERNAL                     ISSUER            YES             FOR                  FOR

GUARANTEES


 

PROPOSAL #2: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES             FOR                  FOR

ASSISTANCE TO CONTROLLED SUBSIDIARIES

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION IN                     ISSUER            YES             FOR                  FOR

CONNECTION PROFIT DISTRIBUTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yieh Phui Enterprise Co. Ltd.

  TICKER:               2023                                CUSIP:   Y9840D109

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION (1)

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

PROPOSAL #5: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS

PROPOSAL #7: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION (2)

PROPOSAL #9.1: ELECT LIN I SHOU A REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

KUO CHIAO INVESTMENT AND DEVELOPMENT CO LTD, WITH

SHAREHOLDER NO. 81896, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT WU LIN MAW, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

KUO CHIAO INVESTMENT AND DEVELOPMENT CO LTD, WITH

SHAREHOLDER NO. 81896, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT LIANG PYNG YEONG, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF KUO CHIAO INVESTMENT AND

DEVELOPMENT CO LTD, WITH SHAREHOLDER NO. 81896, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT HUANG CHING TSUNG  A                            ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF KUO CHIAO INVESTMENT AND

DEVELOPMENT CO LTD, WITH SHAREHOLDER NO. 81896, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT SUN CHIN SU WITH ID NO.                       ISSUER            YES             FOR                  FOR

E10270XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT HSIEH CHING HUEI WITH ID NO.              ISSUER            YES             FOR                  FOR

R10098XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT YANG DER YUAN WITH ID                          ISSUER            YES             FOR                  FOR

NO.A12017XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yifan Xinfu Pharmaceutical Co Ltd

  TICKER:               002019                            CUSIP:   Y98922100

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ACQUISITION OF 100% EQUITY IN            ISSUER            YES             FOR                  FOR

SICHUAN TIANLIAN PHARMACEUTICAL CO., LTD

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #3.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #3.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE METHOD TO INCREASE BOND                   ISSUER            YES             FOR                  FOR

CREDITABILITY

PROPOSAL #3.8: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #3.9: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yifan Xinfu Pharmaceutical Co Ltd

  TICKER:               002019                            CUSIP:   Y98922100

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #8.1: APPROVE CHANGE IN COMPANY NAME                      ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: APPROVE CHANGE IN BUSINESS                             ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: APPROVE AMENDMENTS TO ARTICLES OF                ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9.1: AMEND RULES AND PROCEDURES REGARDING          ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #9.2: AMEND RULES AND PROCEDURES REGARDING          ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS


 

PROPOSAL #10.1: ELECT CHENG XIANFENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT YE YIQUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.3: ELECT ZHOU BENYU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.4: ELECT LIN XING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.5: ELECT FENG DEQI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.6: ELECT LI HAINAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1: ELECT LIU MEIJUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.2: ELECT WANG ZHAO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.3: ELECT ZHANG KEJIAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.1: ELECT CAO SHIMEI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #12.2: ELECT ZHANG LIANCHUN AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yifan Xinfu Pharmaceutical Co Ltd

  TICKER:               002019                            CUSIP:   Y98922100

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yinchuan Xinhua Commercial (Group) Co Ltd.

  TICKER:               600785                            CUSIP:   Y6365T105

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE ADJUSTMENT TO ISSUE SIZE,              ISSUER            YES         AGAINST           AGAINST

TARGET SUBSCRIBERS AND AMOUNT OF RAISED FUNDS

PROPOSAL #1.01: APPROVE ADJUSTMENT TO ISSUE SIZE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.02: APPROVE ADJUSTMENT TO TARGET                       ISSUER            YES         AGAINST           AGAINST

SUBSCRIBERS

PROPOSAL #1.03: APPROVE ADJUSTMENT TO AMOUNT OF                 ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #2: APPROVE 2015 PRIVATE PLACEMENT OF NEW A         ISSUER            YES         AGAINST           AGAINST

SHARES (REVISED)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #4: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES         AGAINST           AGAINST

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT WITH WUMEI

HOLDINGS GROUP CO., LTD.


 

PROPOSAL #5: APPROVE TERMINATION OF CONDITIONAL                 ISSUER            YES         AGAINST           AGAINST

SHARES SUBSCRIPTION AGREEMENT WITH SHANGHAI BAOYIN

CHUANGYING INVESTMENT MANAGEMENT CO., LTD. AND

SHANGHAI ZHAOYING EQUITY INVESTMENT FUND MANAGEMENT

PROPOSAL #6: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES         AGAINST           AGAINST

OBLIGATION BY WUMEI HOLDINGS GROUP CO., LTD.

PROPOSAL #8: APPROVE CAPITALIZATION OF CAPITAL               SHAREHOLDER        YES         AGAINST               N/A

RESERVES

PROPOSAL #9: APPROVE ADJUSTMENT OF 2015 PRIVATE             SHAREHOLDER        YES         AGAINST               N/A

PLACEMENT OF NEW SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yinchuan Xinhua Commercial (Group) Co Ltd.

  TICKER:               600785                            CUSIP:   Y6365T105

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 AUDITOR

PROPOSAL #7: APPROVE CAPITALIZATION OF CAPITAL               SHAREHOLDER        YES         AGAINST               N/A

RESERVES

PROPOSAL #8: APPROVE ESTABLISHMENT OF WHOLLY-OWNED        SHAREHOLDER        YES         AGAINST               N/A

SUBSIDIARY

PROPOSAL #9: APPROVE ADJUSTMENT TO THE 2015 PLAN FOR    SHAREHOLDER        YES         AGAINST               N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #10: APPROVE EXEMPTION FROM THE TENDER OFFER   SHAREHOLDER        YES         AGAINST               N/A

 OBLIGATION BY SHANGHAI BAOIN CHUANG YING INVESTMENT

MANAGEMENT CO., LTD. AND PERSONS ACTING IN CONCERT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yingkou Port Liability Co., Ltd.

  TICKER:               600317                            CUSIP:   Y8103G106

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FULFILLMENT OF COMMITMENTS                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yingkou Port Liability Co., Ltd.

  TICKER:               600317                            CUSIP:   Y8103G106

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CONTINUED RENTING OF YINGKOU              ISSUER            YES             FOR                  FOR

LAOGANG DISTRICT AND XIANRENDAO DISTRICT PARTIAL PIER

 ASSETS FROM YINGKOU PORT LIABILITY GROUP CO., LTD

PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICE              ISSUER            YES             FOR                  FOR

AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yinson Holdings Berhad

  TICKER:               YINSON                            CUSIP:   Y98415105

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIVESTMENT BY THE COMPANY OF ITS        ISSUER            YES             FOR                  FOR

 NON-OIL AND GAS SUBSIDIARIES TO LIANNEX LABUAN

PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yinson Holdings Berhad

  TICKER:               YINSON                            CUSIP:   Y98415105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LIM HAN WENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT BAH KOON CHYE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE ADI AZMARI BIN B.K. KOYA MOIDEEN        ISSUER            YES             FOR                  FOR

 KUTTY TO CONTINUE OFFICE AS INDEPENDENT NON-

EXECUTIVE DIRECTOR

PROPOSAL #7: APPROVE KAM CHAI HONG TO CONTINUE OFFICE        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE HASSAN BIN IBRAHIM TO CONTINUE          ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yintai Resources Co., Ltd.

  TICKER:               000975                            CUSIP:   Y1584S103

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE USE OF OWN IDLE FUNDS FOR                   ISSUER            YES             FOR                  FOR

ENTRUSTED ASSET MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yintai Resources Co., Ltd.

  TICKER:               000975                            CUSIP:   Y1584S103

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHANGHAI SHENGWEI MINING                     ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD. CAPITAL INCREASE AGREEMENT,

SIGNING OF EQUITY PURCHASE AGREEMENT AND PROVISION OF

 FINANCIAL ASSISTANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yonggao Co Ltd.

  TICKER:               002641                            CUSIP:   Y9841S105

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yonghui Superstores Co., Ltd.

  TICKER:               601933                            CUSIP:   Y9841N106

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RISK WARNING REGARDING DILUTION         ISSUER            YES             FOR                  FOR

IN SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE 2015 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yonghui Superstores Co., Ltd.

  TICKER:               601933                            CUSIP:   Y9841N106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER             NO              N/A                  N/A

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6.01: APPROVE 2015 LEASING OF 4 REAL-ESTATE        ISSUER            YES             FOR                  FOR

 FROM RELATED PARTY FUJIAN XUANHUI REAL ESTATE

DEVELOPMENT CO., LTD. AND ZHANG XUANSONG

PROPOSAL #6.01: APPROVE 2015 LEASING OF 4 REAL-ESTATE        ISSUER             NO              N/A                  N/A

 FROM RELATED PARTY FUJIAN XUANHUI REAL ESTATE

DEVELOPMENT CO., LTD. AND ZHANG XUANSONG

PROPOSAL #6.02: APPROVE 2015 PURCHASE OF MERCHANDISE         ISSUER             NO              N/A                  N/A

FROM BEIJING YOUYI SHIZHE TRADING CO., LTD.

PROPOSAL #6.02: APPROVE 2015 PURCHASE OF MERCHANDISE         ISSUER            YES             FOR                  FOR

FROM BEIJING YOUYI SHIZHE TRADING CO., LTD.

PROPOSAL #6.03: APPROVE 2015 PURCHASE OF MERCHANDISE         ISSUER            YES             FOR                  FOR

FROM SICHUAN YONGCHUANG YAOHUI SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #6.03: APPROVE 2015 PURCHASE OF MERCHANDISE         ISSUER             NO              N/A                  N/A

FROM SICHUAN YONGCHUANG YAOHUI SUPPLY CHAIN

MANAGEMENT CO., LTD.


 

PROPOSAL #6.04: APPROVE 2015 SALE OF MERCHANDISE TO          ISSUER            YES             FOR                  FOR

ZHONGBAI CANGCHU SUPERMARKET CO., LTD.

PROPOSAL #6.04: APPROVE 2015 SALE OF MERCHANDISE TO          ISSUER             NO              N/A                  N/A

ZHONGBAI CANGCHU SUPERMARKET CO., LTD.

PROPOSAL #6.05: APPROVE SALE OF MERCHANDISE TO                   ISSUER            YES             FOR                  FOR

LIANHUA SUPERMARKET HOLDINGS CO., LTD.

PROPOSAL #6.05: APPROVE SALE OF MERCHANDISE TO                   ISSUER             NO              N/A                  N/A

LIANHUA SUPERMARKET HOLDINGS CO., LTD.

PROPOSAL #6.06: APPROVE SALE OF MERCHANDISE TO                   ISSUER             NO              N/A                  N/A

SHANGHAI VEGETABLE YONGHUI FRESH FOOD CO., LTD.

PROPOSAL #6.06: APPROVE SALE OF MERCHANDISE TO                   ISSUER            YES             FOR                  FOR

SHANGHAI VEGETABLE YONGHUI FRESH FOOD CO., LTD.

PROPOSAL #6.07: APPROVE 2015 PROVISION OF SERVICE TO         ISSUER            YES             FOR                  FOR

SHANGHAI VEGETABLE YONGHUI FRESH FOOD CO., LTD.

PROPOSAL #6.07: APPROVE 2015 PROVISION OF SERVICE TO         ISSUER             NO              N/A                  N/A

SHANGHAI VEGETABLE YONGHUI FRESH FOOD CO., LTD.

PROPOSAL #6.08: APPROVE 2015 SALE OF MERCHANDISE TO          ISSUER            YES             FOR                  FOR

FUJIAN XUANHUI REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #6.08: APPROVE 2015 SALE OF MERCHANDISE TO          ISSUER             NO              N/A                  N/A

FUJIAN XUANHUI REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #6.09: APPROVE LEASING OUT OF PARTIAL SITE          ISSUER             NO              N/A                  N/A

TO WANNING SUPERMARKET

PROPOSAL #6.09: APPROVE LEASING OUT OF PARTIAL SITE          ISSUER            YES             FOR                  FOR

TO WANNING SUPERMARKET

PROPOSAL #6.10: APPROVE 2016 LEASING OF 5 REAL-ESTATE        ISSUER             NO              N/A                  N/A

 FROM RELATED PARTY FUJIAN XUANHUI REAL ESTATE

DEVELOPMENT CO., LTD. AND ZHANG XUANSONG

PROPOSAL #6.10: APPROVE 2016 LEASING OF 5 REAL-ESTATE        ISSUER            YES             FOR                  FOR

 FROM RELATED PARTY FUJIAN XUANHUI REAL ESTATE

DEVELOPMENT CO., LTD. AND ZHANG XUANSONG

PROPOSAL #6.11: APPROVE 2016 PURCHASE OF MERCHANDISE         ISSUER             NO              N/A                  N/A

FROM BEIJING YOUYI SHIZHE TRADING CO., LTD. BY THE

COMPANY AND SUBSIDIARIES

PROPOSAL #6.11: APPROVE 2016 PURCHASE OF MERCHANDISE         ISSUER            YES             FOR                  FOR

FROM BEIJING YOUYI SHIZHE TRADING CO., LTD. BY THE

COMPANY AND SUBSIDIARIES

PROPOSAL #6.12: APPROVE 2016 PURCHASE OF MERCHANDISE         ISSUER             NO              N/A                  N/A

FROM SICHUAN YONGCHUANG YAOHUI SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #6.12: APPROVE 2016 PURCHASE OF MERCHANDISE         ISSUER            YES             FOR                  FOR

FROM SICHUAN YONGCHUANG YAOHUI SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #6.13: APPROVE 2016 SALE OF MERCHANDISE TO          ISSUER             NO              N/A                  N/A

FUJIAN XUANHUI REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #6.13: APPROVE 2016 SALE OF MERCHANDISE TO          ISSUER            YES             FOR                  FOR

FUJIAN XUANHUI REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #6.14: APPROVE 2016 PROVISION OF SERVICE TO         ISSUER             NO              N/A                  N/A

SHANGHAI VEGETABLE YONGHUI FRESH FOOD CO., LTD. BY

THE COMPANY AND SUBSIDIARIES

PROPOSAL #6.14: APPROVE 2016 PROVISION OF SERVICE TO         ISSUER            YES             FOR                  FOR

SHANGHAI VEGETABLE YONGHUI FRESH FOOD CO., LTD. BY

THE COMPANY AND SUBSIDIARIES

PROPOSAL #6.15: APPROVE 2016 PURCHASE AND SALE OF              ISSUER            YES             FOR                  FOR

MERCHANDISE AS WELL AS SERVICE WITH ZHONGBAI CANGCHU

SUPERMARKET CO., LTD. BY THE COMPANY AND SUBSIDIARIES


 

PROPOSAL #6.15: APPROVE 2016 PURCHASE AND SALE OF              ISSUER             NO              N/A                  N/A

MERCHANDISE AS WELL AS SERVICE WITH ZHONGBAI CANGCHU

SUPERMARKET CO., LTD. BY THE COMPANY AND SUBSIDIARIES

PROPOSAL #6.16: APPROVE 2016, 2017 AND 2018 PURCHASE         ISSUER            YES             FOR                  FOR

AND SALE OF MERCHANDISE AS WELL AS SERVICE WITH

LIANHUA SUPERMARKET HOLDINGS CO., LTD. BY THE COMPANY

 AND SUBSIDIARIES

PROPOSAL #6.16: APPROVE 2016, 2017 AND 2018 PURCHASE         ISSUER             NO              N/A                  N/A

AND SALE OF MERCHANDISE AS WELL AS SERVICE WITH

LIANHUA SUPERMARKET HOLDINGS CO., LTD. BY THE COMPANY

 AND SUBSIDIARIES

PROPOSAL #6.17: APPROVE 2016 PURCHASE AND SALE OF              ISSUER            YES             FOR                  FOR

MERCHANDISE AS WELL AS SERVICE WITH BEIJING JINGDONG

CENTURY TRADE CO., LTD. AND ITS RELATED PARTIES BY

THE COMPANY AND SUBSIDIARIES

PROPOSAL #6.17: APPROVE 2016 PURCHASE AND SALE OF              ISSUER             NO              N/A                  N/A

MERCHANDISE AS WELL AS SERVICE WITH BEIJING JINGDONG

CENTURY TRADE CO., LTD. AND ITS RELATED PARTIES BY

THE COMPANY AND SUBSIDIARIES

PROPOSAL #6.18: APPROVE 2016 PURCHASE AND SALE OF              ISSUER            YES             FOR                  FOR

MERCHANDISE AS WELL AS SERVICE WITH DAIRY FARM CO.,

LTD. AND ITS RELATED PARTIES BY THE COMPANY AND

SUBSIDIARIES

PROPOSAL #6.18: APPROVE 2016 PURCHASE AND SALE OF              ISSUER             NO              N/A                  N/A

MERCHANDISE AS WELL AS SERVICE WITH DAIRY FARM CO.,

LTD. AND ITS RELATED PARTIES BY THE COMPANY AND

SUBSIDIARIES

PROPOSAL #7: APPROVE 2015 BANK LOAN AND CREDIT LINES         ISSUER            YES             FOR                  FOR

AS WELL AS 2016 APPLICATION OF BANK LOAN AND CREDIT

LINES

PROPOSAL #7: APPROVE 2015 BANK LOAN AND CREDIT LINES         ISSUER             NO              N/A                  N/A

AS WELL AS 2016 APPLICATION OF BANK LOAN AND CREDIT

LINES

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER             NO              N/A                  N/A

AND SUPERVISORS AS WELL AS 2016 REMUNERATION PLAN

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES         AGAINST           AGAINST

AND SUPERVISORS AS WELL AS 2016 REMUNERATION PLAN

PROPOSAL #9: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER            YES             FOR                  FOR

CPAS AS 2016 EXTERNAL AUDITOR AND RELEVANT

PROPOSAL #9: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER             NO              N/A                  N/A

CPAS AS 2016 EXTERNAL AUDITOR AND RELEVANT

PROPOSAL #10: ELECT XU PING AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT XU PING AS INDEPENDENT DIRECTOR           ISSUER             NO              N/A                  N/A

PROPOSAL #11: APPROVE INVESTMENT IN BANK FINANCIAL            ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #11: APPROVE INVESTMENT IN BANK FINANCIAL            ISSUER             NO              N/A                  N/A

PRODUCTS

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

BANK CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER             NO              N/A                  N/A

BANK CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yonyou Network Technology Co., Ltd.

  TICKER:               600588                            CUSIP:   Y9042R104

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL REPORT         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND 2016 REMUNERATION PLAN

PROPOSAL #9: APPROVE 2015 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

 AND 2016 REMUNERATION PLAN

PROPOSAL #10: APPROVE CHANGE IN REGISTERED CAPITAL             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

YONYOU SOFTWARE (HONG KONG) CO., LTD.

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

YONYOU (NANCHANG) INDUSTRY BASE DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yotrio Group Co., Ltd.

  TICKER:               002489                            CUSIP:   Y9847C104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 CREDIT LOAN LIMIT AND                 ISSUER            YES         AGAINST           AGAINST

PROVISION OF FINANCIAL ASSISTANCE TO SUBSIDIARIES

PROPOSAL #10: APPROVE LAUNCHING OF FORWARD FOREIGN            ISSUER            YES             FOR                  FOR

EXCHANGE OPERATIONS

PROPOSAL #11: APPROVE FACTORING TRANSACTIONS WITH              ISSUER            YES             FOR                  FOR

BANK

PROPOSAL #12: APPROVE CONTINUED INVESTMENT IN                     ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS USING OWN IDLE FUNDS

PROPOSAL #13: APPROVE USAGE OF OWN IDLE FUNDS TO                ISSUER            YES             FOR                  FOR

CONDUCT CASH MANAGEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yotrio Group Co., Ltd.

  TICKER:               002489                            CUSIP:   Y9847C104

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT XIE JIANYONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.1.: ELECT XIE JIANPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.1.3: ELECT XIE JIANQIANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.1.4: ELECT SHI FUBIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.5: ELECT CAI FEIFEI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.6: ELECT ZHOU LINLIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2.1: ELECT ZHANG LIANGZHONG AS                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.2.2: ELECT LU HONGREN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.3: ELECT CHEN LINLIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE ESTABLISHMENT OF ALLOWANCES OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3.1: ELECT LI YING AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT CHEN YANG SIJIA AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Young Optics Inc.

  TICKER:               3504                                CUSIP:   Y9854L104

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Youngor Group Co., Ltd.

  TICKER:               600177                            CUSIP:   Y9858M108

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2: APPROVE ADJUSTMENT OF ISSUE PRICE AND            ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES (REVISED)


 

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Youngor Group Co., Ltd.

  TICKER:               600177                            CUSIP:   Y9858M108

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

REPORT AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DEPOSIT AND LOAN AS WELL AS        ISSUER            YES             FOR                  FOR

 FINANCIAL INVESTMENTS TRANSACTIONS WITH RELATED BANK

PROPOSAL #8: APPROVE AUTHORIZATION OF MANAGEMENT TO          ISSUER            YES             FOR                  FOR

ADJUST THE STRUCTURE OF FINANCIAL ASSETS AND INVEST

IN FINANCIAL PRODUCTS

PROPOSAL #9: APPROVE AUTHORIZATION OF MANAGEMENT TO          ISSUER            YES             FOR                  FOR

EXERCISE DECISION-MAKING POWER IN CONNECTION TO

COMPANY'S INDIVIDUAL OR JOINT PARTICIPATION IN

BIDDING OF LAND

PROPOSAL #10: APPROVE CONTINUED INVESTMENT IN CITIC          ISSUER            YES             FOR                  FOR

PACIFIC

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YOUZU Interactive CO., LTD.

  TICKER:               002174                            CUSIP:   Y8315B101

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #8: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #8.5: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #8.6: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #8.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #8.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #8.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #8.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #11: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH GF SECURITIES ASSET

MANAGEMENT (GUANGDONG) CO., LTD.

PROPOSAL #12: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT WITH 7 SHAREHOLDERS OF BEIJING

FANCY GUO TECHNOLOGY CO., LTD.

PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #14: APPROVE RELEVANT AUDIT REPORT AND                 ISSUER            YES             FOR                  FOR

APPRAISAL REPORT

PROPOSAL #15: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #17: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #19: APPROVE DILUTION IN SPOT-RETURN AND              ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES AS WELL AS COMMITMENTS BY

DIRECTORS AND SENIOR MANAGEMENT MEMBERS IN CONNECTION

 TO THE PRIVATE PLACEMENT

PROPOSAL #20: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY CONTROLLING SHAREHOLDER

PROPOSAL #21: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF CORPORATE BOND TO QUALIFIED

PROPOSAL #22: APPROVE PUBLIC ISSUANCE OF CORPORATE            ISSUER            YES             FOR                  FOR

BOND TO QUALIFIED INVESTORS

PROPOSAL #22.1: APPROVE PAR VALUE, ISSUE PRICE AND            ISSUER            YES             FOR                  FOR

ISSUE SIZE


 

PROPOSAL #22.2: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #22.3: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #22.4: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #22.5: APPROVE GUARANTEE MANNER                              ISSUER            YES             FOR                  FOR

PROPOSAL #22.6: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #22.7: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #22.8: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #22.9: APPROVE LISTING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #22.10: APPROVE ARRANGEMENT ON REDEMPTION            ISSUER            YES             FOR                  FOR

AND SALE-BACK

PROPOSAL #22.11: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #23: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YOUZU Interactive CO., LTD.

  TICKER:               002174                            CUSIP:   Y8315B101

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF BANK LOAN BY                ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE GUARANTEE PROVISION BY WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY TO APPLICATION OF BANK LOAN BY

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF BANK CREDIT LINE BY WHOLLY-OWNED

SUBSIDIARY

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO GUARANTEE PROVISION BY ULTIMATE

CONTROLLING SHAREHOLDER TO APPLICATION OF

COMPREHENSIVE BANK CREDIT LINE BY WHOLLY-OWNED

SUBSIDIARY

PROPOSAL #5: APPROVE GUARANTEE PROVISION BY WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY TO WHOLLY-OWNED SUBSIDIARY

PROPOSAL #6: ELECT LI TANWEN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YOUZU Interactive CO., LTD.

  TICKER:               002174                            CUSIP:   Y8315B101

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE BANK        ISSUER            YES             FOR                  FOR

 LOAN AND COMPREHENSIVE CREDIT LINES APPLIED BY

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YTL Corporation Berhad

  TICKER:               YTL                                  CUSIP:   Y98610101

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FRANCIS YEOH SOCK PING AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT MICHAEL YEOH SOCK SIONG AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #3: ELECT FAIZ BIN ISHAK AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT YEOH TIONG LAY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT EU PENG MENG @ LESLIE EU AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE CHEONG KEAP TAI TO CONTINUE                ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE EU PENG MENG @ LESLIE EU TO                ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE RENEWAL OF EXISTING                            ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MANDATE AND IMPLEMENTATION OF NEW

SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YTL Power International Berhad

  TICKER:               YTLPOWR                          CUSIP:   Y9861K107

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FRANCIS YEOH SOCK PING AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT YEOH SOO MIN AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: ELECT YEOH SOO KENG AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT YEOH TIONG LAY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT ARIS BIN OSMAN @ OTHMAN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ARIS BIN OSMAN @ OTHMAN TO                 ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE LAU YIN PIN @ LAU YEN BENG TO            ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yuan Longping High-Tech Agriculture Co., Ltd.

  TICKER:               000998                            CUSIP:   Y9862T107

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF               SHAREHOLDER        YES         AGAINST               N/A

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING          SHAREHOLDER        YES             FOR                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING          SHAREHOLDER        YES             FOR                  N/A

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING          SHAREHOLDER        YES             FOR                  N/A

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #5.1: ELECT WANG JIONG AS NON-INDEPENDENT        SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.2: ELECT ZHANG JIAN AS NON-INDEPENDENT        SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.3: ELECT TAO YANG AS NON-INDEPENDENT           SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.4: ELECT CHANG QING AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.5: ELECT PANG SHOULIN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.6: ELECT WU XINMIN AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.7: ELECT TANG HONG AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6: ELECT FU JIANPING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #7: APPROVE SIGNING OF PERFORMANCE                        ISSUER            YES             FOR                  FOR

COMMITMENT AND INCENTIVE PROGRAMS WITH THE CORE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yuan Longping High-Tech Agriculture Co., Ltd.

  TICKER:               000998                            CUSIP:   Y9862T107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE USE OF IDLE RAISED FUNDS AND OWN        ISSUER            YES             FOR                  FOR

 FUNDS TO PURCHASE FINANCIAL PRODUCTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yuan Longping High-Tech Agriculture Co., Ltd.

  TICKER:               000998                            CUSIP:   Y9862T107

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN THE                            ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF ZHONGXIN MODERN AGRICULTURE

INDUSTRIAL INVESTMENT FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YUANDA CHINA HOLDINGS LTD

  TICKER:               2789                                CUSIP:   G98776100

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT KANG BAOHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT GUO ZHONGSHAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT WANG YIJUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yuanta Financial Holding Co Ltd.

  TICKER:               2885                                CUSIP:   Y2169H108

  MEETING DATE:   10/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF NEW SHARES AND OTHER        ISSUER            YES             FOR                  FOR

 RELATED MATTERS IN CONNECTION TO ACQUISITION OF TA

CHONG BANK VIA SHARE SWAP AND PURCHASE OF IT'S

PRIVATE ISSUED OVERSEAS CONVERTIBLE FINANCIAL BONDS

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yuanta Financial Holding Co Ltd.

  TICKER:               2885                                CUSIP:   Y2169H108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS

PROPOSAL #5.1: ELECT RONG JOU WANG, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF MODERN INVESTMENTS CO., LTD, WITH SHAREHOLDER NO.

389144, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT TONY SHEN, A REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

MODERN INVESTMENTS CO., LTD, WITH SHAREHOLDER

NO.389144, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT TONY C. FAN, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MODERN INVESTMENTS CO., LTD, WITH SHAREHOLDER NO.

389144, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT MICHAEL MA, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

TSUN CHUEH INVESTMENT CO., LTD, WITH SHAREHOLDER NO.

366956, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT JUN LONG FANG, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF TSUN CHUEH INVESTMENT CO., LTD, WITH SHAREHOLDER

NO.366956, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT YUEH TSANG LI, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF TSUN CHUEH INVESTMENT CO., LTD, WITH SHAREHOLDER

NO. 366956, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT HSIAN DAO CHIU, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF HSU TONG INVESTMENT CO., LTD, WITH SHAREHOLDER

NO. 460173, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT MING HENG HO, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF HSU TONG INVESTMENT CO., LTD, WITH SHAREHOLDER NO.

 460173, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT CHUNG YUAN CHEN, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF HSU TONG INVESTMENT CO., LTD, WITH

SHAREHOLDER NO. 460173, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.10: ELECT MING LING HSUEH WITH ID NO.              ISSUER            YES             FOR                  FOR

B101077XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.11: ELECT SHOU SHAN WU WITH ID                          ISSUER            YES             FOR                  FOR

NO.S102119XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.12: ELECT LAI PING CHI WITH ID NO.                   ISSUER            YES             FOR                  FOR

A110352XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.13: ELECT YIN HUA YEH WITH ID NO.                     ISSUER            YES             FOR                  FOR

D121009XXX AS INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yuexiu Property Company Limited

  TICKER:               123                                  CUSIP:   Y9863Z102

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE EQUITY TRANSFER AGREEMENT                  ISSUER            YES             FOR                  FOR

PROPOSAL #1b: APPROVE ASSIGNMENT OF LOAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #1c: AUTHORIZE BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE EQUITY TRANSFER AGREEMENT,

 LOAN ASSIGNMENT AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #2: ELECT LIN ZHAOYUAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT OU SHAO AS DIRECTOR                                  ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yuexiu Property Company Limited

  TICKER:               123                                  CUSIP:   Y9863Z102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT ZHANG ZHAOXING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LI FENG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT OU JUNMING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yuexiu Transport Infrastructure Ltd.

  TICKER:               1052                                CUSIP:   G9880L102

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT ZHU CHUNXIU AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT HE BAIQING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT CHEUNG DOI SHU AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #6: ELECT LIU YONGJIE AS DIRECTOR                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yueyang Forest & Paper Co., Ltd.

  TICKER:               600963                            CUSIP:   Y9865G102

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE AND LOCK-UP PERIOD        ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES (REVISED)

PROPOSAL #4.01: APPROVE CONDITIONAL SHARES                          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH CHINA PAPER INVESTMENT

CO., LTD. IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #4.02: APPROVE CONDITIONAL SHARES                          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH CITIC SECURITIES CO.,

LTD. IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #4.03: APPROVE CONDITIONAL SHARES                          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH OTHER SUBSCRIBERS IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE 2015 KEY EMPLOYEE STOCK                       ISSUER            YES             FOR                  FOR

OWNERSHIP PLAN

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL EQUITY            ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT BETWEEN COMPANY, LIU JIANGUO AND

TU HONGYAN

PROPOSAL #7: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL EQUITY TRANSFER AGREEMENT BETWEEN

COMPANY, LIU JIANGUO AND TU HONGYAN

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #10: APPROVE EVALUATION REPORT AND AUDIT              ISSUER            YES             FOR                  FOR

REPORT IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #14: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yueyang Forest & Paper Co., Ltd.

  TICKER:               600963                            CUSIP:   Y9865G102

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT AND CONSTRUCTION OF          ISSUER            YES             FOR                  FOR

XIANGJIANG RIVER PAPER ENVIRONMENTAL RELOCATION AND

UPGRADING TECHNOLOGICAL TRANSFORMATION PROJECTS

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION WITH          ISSUER            YES             FOR                  FOR

GUANGZHOU CHENHUI PAPER CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yueyang Forest & Paper Co., Ltd.

  TICKER:               600963                            CUSIP:   Y9865G102

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

REGARDING REAL ESTATE BUSINESS IN CONNECTION WITH

2015 PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE RELATED COMMITMENT FROM                       ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

REGARDING COMPANY REAL ESTATE BUSINESS

PROPOSAL #3: APPROVE RELATED COMMITMENT FROM                       ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER, DIRECT CONTROLLING

SHAREHOLDER AND ULTIMATE CONTROLLING SHAREHOLDER

REGARDING COMPANY REAL ESTATE BUSINESS

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE COMMITMENT FROM DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COMMITMENT FROM CONTROLLING                ISSUER            YES             FOR                  FOR

SHAREHOLDER, DIRECT CONTROLLING SHAREHOLDER AND

ULTIMATE CONTROLLING SHAREHOLDER REGARDING COUNTER-

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yueyang Forest & Paper Co., Ltd.

  TICKER:               600963                            CUSIP:   Y9865G102

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS


 

PROPOSAL #6: APPROVE 2016 BANK CREDIT PLAN AND                   ISSUER            YES             FOR                  FOR

PROVISION OF BANK LOAN GUARANTEES TO WHOLLY-OWNED

SUBSIDIARIES

PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHENGTONG FINANCIAL CO., LTD.

PROPOSAL #8: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yueyang Forest & Paper Co., Ltd.

  TICKER:               600963                            CUSIP:   Y9865G102

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY THE CHINA PAPER INVESTMENT CO., LTD.

DUE TO PARTICIPATION IN THE COMPANY'S PRIVATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yueyang Forest & Paper Co., Ltd.

  TICKER:               600963                            CUSIP:   Y9865G102

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PRINCIPLES FOR PRICE INCREASE IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES                ISSUER            YES             FOR                  FOR

(THIRD REVISION)

PROPOSAL #3.01: APPROVE SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION SUPPLEMENTAL AGREEMENT (2) WITH CHINA

PAPER INVESTMENT CO., LTD.

PROPOSAL #3.0: APPROVE SIGNING OF CONDITIONAL SHARE          ISSUER            YES             FOR                  FOR

SUBSCRIPTION SUPPLEMENTAL AGREEMENT (2) WITH CITIC

SECURITIES CO., LTD.

PROPOSAL #3.03: APPROVE SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION SUPPLEMENTAL AGREEMENT (2) WITH OTHER

TARGET SUBSCRIBERS

PROPOSAL #4: APPROVE ADJUSTMENT TO KEY EMPLOYEE SHARE        ISSUER            YES             FOR                  FOR

 PURCHASE PLAN (REVISED)

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yueyang Xingchang Petro-Chemical Co., Ltd.

  TICKER:               000819                            CUSIP:   Y9871Z102

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE 2016 PROCUREMENT OF RAW                   ISSUER            YES             FOR                  FOR

MATERIAL AMOUNTING TO CNY 970.82 MILLION


 

PROPOSAL #6.2: APPROVE 2016 PROCUREMENT OF POWER                ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 37.98 MILLION

PROPOSAL #6.3: APPROVE 2016 PROCUREMENT OF PETROLEUM         ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 82.13 MILLION

PROPOSAL #6.4: APPROVE 2016 SALE OF CHEMICAL PRODUCTS        ISSUER            YES             FOR                  FOR

 AMOUNTING TO CNY 490.59 MILLION

PROPOSAL #7.1: APPROVE PAYMENT OF 2015 AUDIT FEE                ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: APPROVE APPOINTMENT OF 2016 AUDITOR             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9.1: ELECT LI HUA AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.2: ELECT WEN ZHICHENG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.3: ELECT YANG ZHE AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.4: ELECT HUANG ZHONGWEI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT PENG DONGSHENG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT LIU QINGRUI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.7: ELECT FANG ZHONG AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.8: ELECT XIE LUGUO AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.9: ELECT CHEN AI'WEN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.1: ELECT QIAO PEIWU AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.2: ELECT ZHOU JUCHUN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.3: ELECT YI JIANBO AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yulon Motor

  TICKER:               2201                                CUSIP:   Y9870K106

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES


 

PROPOSAL #9.1: ELECT YEN KAI TAI, REPRESENTING TAI            ISSUER            YES             FOR                  FOR

YUEN TEXTILE CO., LTD WITH SHAREHOLDER NO. 94 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT CHEN KUO JUNG, REPRESENTING TAI         ISSUER            YES             FOR                  FOR

YUEN TEXTILE CO., LTD WITH SHAREHOLDER NO. 94 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT LIN HSIN I, REPRESENTING CHINA          ISSUER            YES             FOR                  FOR

MOTOR CORPORATION WITH SHAREHOLDER NO.14181 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT CHANG LIANG, REPRESENTING CHINA         ISSUER            YES             FOR                  FOR

MOTOR CORPORATION WITH SHAREHOLDER NO.14181 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT CHEN LI LIEN, REPRESENTING YAN          ISSUER            YES             FOR                  FOR

CHING-LING INDUSTRIALDEVELOPMENT FOUNDATION WITH

SHAREHOLDER NO. 10 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT YAO CHEN HSIANG, REPRESENTING            ISSUER            YES             FOR                  FOR

YAN CHING-LING INDUSTRIALDEVELOPMENT FOUNDATION WITH

SHAREHOLDER NO. 10 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT HSIEH I HUNG WITH ID                            ISSUER            YES             FOR                  FOR

NO.F122232XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT LIU SHUN JEN WITH ID                            ISSUER            YES             FOR                  FOR

NO.A123194XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT CHOU CHUNG CHI WITH ID                        ISSUER            YES             FOR                  FOR

NO.Q100668XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yulon Nissan Motor Co., Ltd.

  TICKER:               2227                                CUSIP:   Y98769105

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yung Chi Paint & Varnish Manufacturing Co., Ltd.

  TICKER:               1726                                CUSIP:   Y9879V103

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YungShin Global Holding Corp.

  TICKER:               3705                                CUSIP:   Y9879S100

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #7.1: ELECT LEE FANG CHEN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 6 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.2: ELECT LEE LING CHIN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 7 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.3: ELECT LEE FANG YU WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 13 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT LEE FANG SHIN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 12 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT LIN MENG BE WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 51 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.6: ELECT SHA CHIN KANG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 0033116 AS INDEPENDENT DIRECTOR

PROPOSAL #7.7: ELECT LIN KUN XIAN WITH ID NO.                     ISSUER            YES             FOR                  FOR

C101312XXX AS INDEPENDENT DIRECTOR

PROPOSAL #7.8: ELECT HSU EN TE WITH ID NO. Q121432XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #7.9: ELECT HSU KUANG YANG WITH ID NO.                 ISSUER            YES             FOR                  FOR

A101376XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF LI FANG-QUAN

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF LI LING-JIN

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF LI FANG-YU

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF LI FANG-XIN

PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF SHA JIN KANG

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yungtay Engineering Co., Ltd.

  TICKER:               1507                                CUSIP:   Y9881Q100

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Aluminium Co., Ltd.

  TICKER:               000807                            CUSIP:   Y9881Y103

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

(REVISED DRAFT)

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND SUBSCRIPTION         ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (AMENDED DRAFT)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH YUNNAN METALLURGICAL GROUP CO., LTD.

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #9: APPROVE AUDIT APPRAISAL REPORT ON RAISED        ISSUER            YES             FOR                  FOR

 FUNDS ACQUISITION, INCREASE INVESTMENT OF TARGET

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO THE          ISSUER            YES             FOR                  FOR

FINANCING OF CONTROLLED SUBSIDIARY

PROPOSAL #12: APPROVE TO CARRY-OUT FINANCE LEASE                ISSUER            YES             FOR                  FOR

FINANCING


 

PROPOSAL #13: APPROVE COMPANY'S CORPORATE BOND                   ISSUER            YES             FOR                  FOR

ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #13.1: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #13.2: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.3: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #13.4: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #13.5: APPROVE TARGET SUBSCRIBER                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.6: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #13.7: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #13.8: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #13.9: APPROVE BOND TRADING CIRCULATION                ISSUER            YES             FOR                  FOR

PROPOSAL #13.10: APPROVE SAFEGUARD MEASURES OF DEBTS         ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #13.11: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #15: APPROVE ISSUANCE OF CORPORATE BOND OF          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY YUNNAN WENSHAN ALUMINUM CO.,

PROPOSAL #15.1: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.2: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #15.3: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #15.4: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #15.5: APPROVE TARGET SUBSCRIBER                             ISSUER            YES             FOR                  FOR

PROPOSAL #15.6: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #15.7: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.8: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #15.9: APPROVE BOND TRADING CIRCULATION                ISSUER            YES             FOR                  FOR

PROPOSAL #15.10: APPROVE SAFEGUARD MEASURES OF DEBTS         ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #15.11: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE INCREASE IN CAPITAL OF YUNNAN          ISSUER            YES             FOR                  FOR

WENSHAN ALUMINUM CO., LTD.

PROPOSAL #17: APPROVE INCREASE IN CAPITAL OF YUNNAN          ISSUER            YES             FOR                  FOR

YUNLU YONGXIN ALUMINUM CO., LTD.

PROPOSAL #18: APPROVE INCREASE IN CAPITAL OF YUNNAN          ISSUER            YES             FOR                  FOR

YUNLU RUNXIN ALUMINUM CO., LTD.

PROPOSAL #19: APPROVE INCREASE IN CAPITAL OF YUNNAN          ISSUER            YES             FOR                  FOR

YUNLU ZEXIN ALUMINUM CO., LTD.

PROPOSAL #20: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL


 

PROPOSAL #21: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENT OF CONTROLLED SUBSIDIARY YUNNAN WENSHAN

ALUMINUM CO., LTD.

PROPOSAL #22: APPROVE MUTUAL FINANCING GUARANTEE OF          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY YUNNAN YUNLU YONGXIN ALUMINUM

CO., LTD. WITH WHOLLY-OWNED SUBSIDIARY YUNNAN YUANXIN

 CARBON CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Aluminium Co., Ltd.

  TICKER:               000807                            CUSIP:   Y9881Y103

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (SECOND REVISION)

PROPOSAL #2: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #3: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #4: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #5: APPROVE PROVISION OF JOINT LIABILITY              ISSUER            YES             FOR                  FOR

GUARANTEE BY CONTROLLED SUBSIDIARY YUNNAN WENSHAN

ALUMINUM CO., LTD. FOR THE FINANCING OF CONTROLLED

SUBSIDIARY YUNNAN YUNLV YONGXIN ALUMINUM CO., LTD.

PROPOSAL #6: APPROVE PROVISION OF JOINT LIABILITY              ISSUER            YES             FOR                  FOR

GUARANTEE BY WHOLLY-OWNED SUBSIDIARY YUNNAN YUANXIN

CARBON CO., LTD. FOR THE FINANCING BY CONTROLLED

SUBSIDIARY YUNNAN YUNLV RUNXIN ALUMINUM CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Aluminium Co., Ltd.

  TICKER:               000807                            CUSIP:   Y9881Y103

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICE              ISSUER            YES             FOR                  FOR

AGREEMENT WITH YUNNAN METALLURGICAL GROUP FINANCE

LIMITED

PROPOSAL #8: APPROVE USE OF REMAINING RAISED FUNDS            ISSUER            YES             FOR                  FOR

FROM EQUITY ACQUISITION PROJECT TO PERMANENTLY

REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #9: APPROVE USE OF COMPANY ASSETS AS                     ISSUER            YES             FOR                  FOR

COLLATERAL FOR THE FINANCIAL LEASING AMOUNTING TO CNY

 1 BILLION


 

PROPOSAL #10: APPROVE PROVISION OF ENTRUSTED LOAN TO         ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #11: APPROVE PROVISION OF JOINT LIABILITY            ISSUER            YES             FOR                  FOR

GUARANTEE FOR THE FINANCING SCHEME OF CONTROLLED

SUBSIDIARY

PROPOSAL #12: APPROVE PROVISION OF JOINT LIABILITY            ISSUER            YES             FOR                  FOR

GUARANTEE FOR THE FINANCING SCHEME OF WHOLLY-OWNED

SUBSIDIARY

PROPOSAL #13: ELECT BAO HUIFANG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: APPROVE PURCHASE OF ELECTRICITY BY THE    SHAREHOLDER        YES             FOR                  FOR

COMPANY AND CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Aluminium Co., Ltd.

  TICKER:               000807                            CUSIP:   Y9881Y103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Baiyao Group Co., Ltd.

  TICKER:               000538                            CUSIP:   Y9879F108

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

(INCLUDING INTERNAL CONTROL AUDITOR)

PROPOSAL #2.1: ELECT WANG MINGHUI AS NON-INDEPENDENT         ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #2.2: ELECT CHEN DEXIAN AS NON-INDEPENDENT          ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #2.3: ELECT LI SHUANGYOU AS NON-INDEPENDENT         ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #2.4: ELECT YANG CHANGHONG AS NON-                         ISSUER            YES         AGAINST           AGAINST

INDEPENDENT DIRECTOR

PROPOSAL #2.5: ELECT YIN PINYAO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.6: ELECT LU HONGDONG AS NON-INDEPENDENT          ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #2.7: ELECT YANG YONG AS NON-INDEPENDENT              ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #3.1: ELECT WANG HUACHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.2: ELECT WANG FANGHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT LIN RUICHAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.1: ELECT TANG YUNBO AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.2: ELECT ZHAO YIHONG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.3: ELECT CHENG XIAOBING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Baiyao Group Co., Ltd.

  TICKER:               000538                            CUSIP:   Y9879F108

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE

PROPOSAL #2: ELECT LIU JIN AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Baiyao Group Co., Ltd.

  TICKER:               000538                            CUSIP:   Y9879F108

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF UNION POWER CPAS         ISSUER            YES             FOR                  FOR

CO., LTD AS AUDITOR (INCLUDING INTERNAL CONTROL

AUDITOR)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Chihong Zinc & Germanium Co., Ltd.

  TICKER:               600497                            CUSIP:   Y9881B103

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT IN THE CANCELLATION          ISSUER            YES             FOR                  FOR

METHOD OF WHOLLY-OWNED SUBSIDIARY CHIHONG

INTERNATIONAL TRADE CO., LTD.

PROPOSAL #2: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PRIVATE ISSUANCE OF CORPORATE            ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #5: APPROVE PRIVATE ISSUANCE OF DIRECTIONAL         ISSUER            YES             FOR                  FOR

DEBT FINANCING INSTRUMENTS

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: ELECT SU YANMIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT LI FUCHANG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT TIAN YONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #9.02: ELECT SUN YONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT SHEN LIJUN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT WANG FENG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.05: ELECT SUN CHENGYU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.06: ELECT CHEN QING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.01: ELECT ZHU JINYU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT SHI YING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT WANG YUSEN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT ZHANG ZIYI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.02: ELECT LUO GANG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11.03: ELECT LIU PENG'AN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Chihong Zinc & Germanium Co., Ltd.

  TICKER:               600497                            CUSIP:   Y9881B103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 ADDITIONAL APPLICATION OF          ISSUER            YES             FOR                  FOR

FINANCING LIMIT FROM FINANCIAL INSTITUTIONS

PROPOSAL #8: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 BY THE COMPANY AND SUBSIDIARY USING SHORT-TERM IDLE

FUNDS

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY YUNNAN CHIHONG NORTH PHOTOELECTRIC

CO., LTD.

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

CHIHONG INTERNATIONAL MINING CO., LTD.

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #13: APPROVE CONTINUED PROVISION OF                       ISSUER            YES             FOR                  FOR

FINANCIAL SERVICE BY YUNNAN METALLURGICAL GROUP

PROPOSAL #14: APPROVE PROVISION OF NATURAL GAS BY              ISSUER            YES             FOR                  FOR

YUNNAN QINGXIN CLEAN ENERGY CO., LTD. TO COMPANY'S

HUIZE SMELTING BRANCH


 

PROPOSAL #15: APPROVE RE-APPOINTMENT OF 2016                       ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR

PROPOSAL #16: APPROVE RE-APPOINTMENT OF 2016 INTERNAL        ISSUER            YES             FOR                  FOR

 CONTROL AUDITOR

PROPOSAL #17: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #18: APPROVE PURCHASE OF ELECTRICITY BY THE    SHAREHOLDER        YES             FOR                  FOR

COMPANY AND SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Coal and Energy Co Ltd.

  TICKER:               600792                            CUSIP:   Y9882A104

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #2: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LU YINGSHUANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Coal and Energy Co Ltd.

  TICKER:               600792                            CUSIP:   Y9882A104

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN ACCOUNTING ESTIMATES           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Coal and Energy Co Ltd.

  TICKER:               600792                            CUSIP:   Y9882A104

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE ADJUSTMENT ON PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #1.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #1.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #1.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS


 

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (2ND REVISION)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (2ND REVISION)

PROPOSAL #4: APPROVE TERMINATION AGREEMENT ON THE              ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT AND ITS

SUPPLEMENTAL AGREEMENT WITH KUNMING STEEL HOLDING

CO., LTD IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE CONDITIONAL SHARES ACQUISITION          ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT (II) WITH KUNMING STEEL

HOLDING CO., LTD

PROPOSAL #6: APPROVE SIGNING OF PROFIT COMPENSATION          ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT WITH KUNMING STEEL HOLDING

CO., LTD

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

PERIOD OF THE BOARD TO HANDLE MATTERS REGARDING

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Coal and Energy Co Ltd.

  TICKER:               600792                            CUSIP:   Y9882A104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER PARTNERSHIP SHARE                 ISSUER            YES             FOR                  FOR

CHENGDU TOUZHI RUIFENG INVESTMENT CENTER (LIMITED

PARTNERSHIP)

PROPOSAL #2.01: ELECT ZHANG HONGMING AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.02: ELECT LI ZHIHONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT YANG YONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.04: ELECT LI LI AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.05: ELECT ZHANG KUNHUA AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.06: ELECT LU YINGSHUANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.01: ELECT YANG XIANMING AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT GUO YONG AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.03: ELECT LI XIAOJUN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT DONG SONGRONG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT YANG XU AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Coal and Energy Co Ltd.

  TICKER:               600792                            CUSIP:   Y9882A104

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 COMPREHENSIVE CREDIT LINE          ISSUER            YES             FOR                  FOR

APPLICATION FROM RELATED FINANCIAL INSTITUTION

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Copper Co., Ltd

  TICKER:               000878                            CUSIP:   Y9879P106

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND MANAGEMENT SYSTEM FOR PROVIDING            ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #7: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY OWNED SUBSIDIARY, YUNNAN COPPER HONG KONG CO.,

 LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Copper Co., Ltd

  TICKER:               000878                            CUSIP:   Y9879P106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL SUMMARY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: RE-APPROVE 2015 DAILY RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS THAT EXCEEDED ESTIMATE

PROPOSAL #9: APPROVE RE-APPOINTMENT 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 APPLICATION FOR                          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM INDIVIDUAL COMMERCIAL

 BANKS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Copper Co., Ltd

  TICKER:               000878                            CUSIP:   Y9879P106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OVERSEAS FUTURE GOODS            ISSUER            YES             FOR                  FOR

PROXY AGREEMENT AS WELL AS RELATED PARTY TRANSACTION

PROPOSAL #2: APPROVE SIGNING FINANCING LEASE                       ISSUER            YES             FOR                  FOR

COOPERATION FRAMEWORK AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Copper Co., Ltd

  TICKER:               000878                            CUSIP:   Y9879P106

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.: ELECT WU JIANQIANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.: ELECT TIAN YONGZHONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.: ELECT YAO ZHIHUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.: ELECT WANG CHONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.: ELECT SHI YIFENG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.: ELECT HUANG YUNJING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.: ELECT LI WEI AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LONG CHAO AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.2: ELECT YANG XIANMING AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.3: ELECT YIN XIAOBING AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.4: ELECT HE GUOZHONG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.1: ELECT LI LI AS SUPERVISOR                          SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #3.2: ELECT ZHANG ZHENGBIN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.3: ELECT HAN JINGEN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECETORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Hongxiang Yixintang Pharmaceutical Co., Ltd.

  TICKER:               002727                            CUSIP:   Y98815106

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF EXTERNAL                ISSUER            YES             FOR                  FOR

INVESTMENTS

PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINE FROM RELEVANT BANKS

PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY YUNNAN HONGYUN

 PHARMACEUTICAL CO., LTD. FROM RELEVANT BANKS AND

PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #4: APPROVE CHANGE OF AUDITOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE TERMINATION OF 2015 PHASE 1                ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN (DRAFT)

PROPOSAL #6: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #6.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: APPROVE ISSUE SIZE AND TARGET                       ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #6.4: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #6.6: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #6.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #6.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #6.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #8: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES (REVISED)

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE CONDITIONAL SHARES SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 AGREEMENT WITH TRANSACTION PARTIES IN CONNECTION TO

THE PRIVATE PLACEMENT


 

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #15: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #16: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Hongxiang Yixintang Pharmaceutical Co., Ltd.

  TICKER:               002727                            CUSIP:   Y98815106

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

(NON-INDEPENDENT DIRECTORS) AND SUPERVISORS

PROPOSAL #10: APPROVE USAGE OF PARTIAL IDLE RAISED            ISSUER            YES             FOR                  FOR

FUNDS TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #11: APPROVE 2015 COUNTER-DILUTION MEASURES         ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #12: APPROVE COMMITMENTS OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS, CONTROLLING SHAREHOLDERS

AND ULTIMATE CONTROLLING SHAREHOLDER REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE 2015

PRIVATE PLACEMENT

PROPOSAL #13: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH KUNMING SHENGDA PHARMACEUTICAL CO.,

 LTD., YUNNAN TONGHONG HOT SPRING CO., LTD. AND

YUNNAN HONGYUN HEALTH MANAGEMENT SERVICES CO., LTD.

PROPOSAL #14: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION WITH JOINTOWN PHARMACEUTICAL GROUP CO.,

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Hongxiang Yixintang Pharmaceutical Co., Ltd.

  TICKER:               002727                            CUSIP:   Y98815106

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS (UNTIL DECEMBER 31, 2015)


 

PROPOSAL #2: APPROVE ADJUSTMENT TO THE RESOLUTION              ISSUER            YES             FOR                  FOR

VALIDITY PERIOD REGARDING PRIVATE PLACEMENT AS WELL

AS AUTHORIZATION OF THE BOARD TO HANDLE MATTERS

REGARDING PRIVATE PLACEMENT

PROPOSAL #3: APPROVE ADJUSTMENT TO THE RESOLUTION              ISSUER            YES             FOR                  FOR

VALIDITY PERIOD IN THE PLAN FOR PRIVATE PLACEMENT OF

NEW A SHARES (REVISED DRAFT)

PROPOSAL #4: APPROVE 2015 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Hongxiang Yixintang Pharmaceutical Co., Ltd.

  TICKER:               002727                            CUSIP:   Y98815106

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUANCE METHOD AND TIME                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING PRINCIPLES

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ARRANGEMENTS             ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3: APPROVE 2015 SECOND DRAFT OF PRIVATE              ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE 2015 REVISED DRAFT OF COUNTER-           ISSUER            YES             FOR                  FOR

DILUTION MEASURES IN CONNECTION TO PRIVATE PLACEMENT

OF NEW A SHARES

PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTIONS                 ISSUER            YES             FOR                  FOR

INVOLVING PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL AND                 ISSUER            YES             FOR                  FOR

SUPPLEMENTAL SHARE SUBSCRIPTION AGREEMENT WITH

SPECIFIC PARTIES FOR PRIVATE PLACEMENT OF RMB

ORDINARY SHARES

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION TO EXPAND         ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Hongxiang Yixintang Pharmaceutical Co., Ltd.

  TICKER:               002727                            CUSIP:   Y98815106

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Lincang Xinyuan Germanium Industrial Co Ltd

  TICKER:               002428                            CUSIP:   Y9881E107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 AUDITOR

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PAYMENT OF RESOURCE PROSPECTING FEE TO

YUNNAN NUCLEAR INDUSTRY 209 GEOLOGICAL BRIGADE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YunNan Metropolitan Real Estate Development Co., Ltd.

  TICKER:               600239                            CUSIP:   Y98829107

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF CORPORATE BONDS (2ND        ISSUER            YES             FOR                  FOR

 PHASE)

PROPOSAL #2: APPROVE AUTHORIZATION OF COMPANY IN                ISSUER            YES             FOR                  FOR

CONNECTION TO APPLICATION OF LOAN FROM CONTROLLING

SHAREHOLDER AND ITS SUBSIDIARY

PROPOSAL #3: APPROVE AUTHORIZATION OF COMPANY IN                ISSUER            YES             FOR                  FOR

CONNECTION TO FINANCING MATTERS

PROPOSAL #4: APPROVE AUTHORIZATION OF COMPANY IN                ISSUER            YES             FOR                  FOR

CONNECTION OF DEBT PROVISION TO SUBSIDIARIES

PROPOSAL #5: APPROVE AUTHORIZATION OF COMPANY IN                ISSUER            YES             FOR                  FOR

CONNECTION TO APPLICATION OF GUARANTEE LIMIT FROM

CONTROLLING SHAREHOLDER AND ESTABLISHMENT OF MUTUAL

GUARANTEE

PROPOSAL #6: APPROVE AUTHORIZATION OF COMPANY IN                ISSUER            YES             FOR                  FOR

CONNECTION TO GUARANTEE MATTERS

PROPOSAL #7: APPROVE AUTHORIZATION OF COMPANY IN                ISSUER            YES             FOR                  FOR

CONNECTION TO INVESTMENT MATTERS

PROPOSAL #8: APPROVE 2016 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE CAPITAL INVESTMENT IN YUNNAN              ISSUER            YES             FOR                  FOR

DONGFANG BAIFENG INVESTMENT CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YunNan Metropolitan Real Estate Development Co., Ltd.

  TICKER:               600239                            CUSIP:   Y98829107

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF DA HUA CPAS AS        ISSUER            YES             FOR                  FOR

 2015 FINANCIAL AUDITOR

PROPOSAL #2: APPROVE RE-APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2015 INTERNAL CONTROL AUDITOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 MATTERS RELATED TO DEBT INVESTMENT OF COMPANY'S

AFFILIATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               YunNan Metropolitan Real Estate Development Co., Ltd.

  TICKER:               600239                            CUSIP:   Y98829107

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT DU SHENG AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE TRANSFER OF CLAIMS BY SUBSIDIARY        ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Tin Co., Ltd.

  TICKER:               000960                            CUSIP:   Y9882W106

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM SOME COMMERCIAL BANKS

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY YUNNAN TIN (HONG KONG)

RESOURCES CO., LTD.

PROPOSAL #3: APPROVE 2015 RE-APPOINTMENT OF RUIHUA            ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #4: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

FOREIGN SUBSIDIARIES

PROPOSAL #5: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM SOME COMMERCIAL BANKS

PROPOSAL #6: APPROVE 2016 HEDGE PLAN                                     ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #8.1: ELECT TANG FA AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.2: ELECT YANG YIMIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.3: ELECT PAN WENHAO AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.4: ELECT ZHAO JINHONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.5: ELECT NIU HUI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.6: ELECT HAN SHOULI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.7: ELECT LI JI AS NON-INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.1: ELECT SHAO WEIFENG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.2: ELECT XIE YUNSHAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.1: ELECT YANG SHEN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.2: ELECT YANG XIAOJIANG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.3: ELECT LI YUN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Tin Co., Ltd.

  TICKER:               000960                            CUSIP:   Y9882W106

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 OPERATION BUDGET PLAN                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE SIGNING RELATED TRANSACTION                ISSUER            YES         AGAINST           AGAINST

CONTRACT WITH RELATED PARTIES

PROPOSAL #9: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM COMMERCIAL BANKS

PROPOSAL #10: APPROVE ANNUAL REPORT AND SUMMARY                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE APPOINTMENT OF RUIHUA CPAS AS          ISSUER            YES             FOR                  FOR

2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #12: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #13: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Tourism Co Ltd

  TICKER:               002059                            CUSIP:   Y5018Z104

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF COMMERCIAL HOUSING SALES

AGREEMENT BETWEEN CONTROLLED SUBSIDIARY YUNNAN SHIBO

XINGYUN REAL ESTATE CO., LTD AND SHENZHEN SHIBO

XINGYUN TOURISM INVESTMENT CENTER (LP)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Tourism Co Ltd

  TICKER:               002059                            CUSIP:   Y5018Z104

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES (REVISION)

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISION)

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH YUNNAN EXPO TOURISM GROUP HOLDING CO.,

 LTD IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT WITH YUNNAN EXPO TOURISM GROUP

 HOLDING CO., LTD IN CONNECTION TO THE PRIVATE

PROPOSAL #9: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH YUNNAN EXPO ADVERTISING CO., LTD IN

CONNECTION TO THE PRIVATE PLACEMENT


 

PROPOSAL #10: APPROVE AUDIT REPORT AND APPRAISAL                ISSUER            YES             FOR                  FOR

REPORT OF THE TRANSACTION

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE SELF INSPECTION REPORT OF                 ISSUER            YES             FOR                  FOR

COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Tourism Co Ltd

  TICKER:               002059                            CUSIP:   Y5018Z104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF SHINEWING CPAS AS        ISSUER            YES             FOR                  FOR

 2016 AUDITOR

PROPOSAL #7: ELECT CHEN XIUPING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Wenshan Electric Power Co., Ltd.

  TICKER:               600995                            CUSIP:   Y9882G101

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 OPERATION PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 PURCHASE AND SALES CONTRACT        ISSUER            YES             FOR                  FOR

 WITH YUNNAN POWER GRID CO., LTD.


 

PROPOSAL #10: APPROVE 2016 WHOLESALE ELECTRICITY                ISSUER            YES             FOR                  FOR

SALES CONTRACT WITH YUNNAN POWER GRID CO., LTD

WENSHAN POWER BUREAU

PROPOSAL #11: APPROVE 2016 LOCAL POWER GRID                        ISSUER            YES             FOR                  FOR

ELECTRICITY PURCHASE CONTRACT WITH YUNNAN POWER GRID

CO., LTD WENSHAN POWER SUPPLY BUREAU

PROPOSAL #12: APPROVE 2016 PURCHASE AND SALES                     ISSUER            YES             FOR                  FOR

CONTRACT WITH GUANGXI POWER GRID CO., LTD BAISE POWER

 SUPPLY BUREAU

PROPOSAL #13: APPROVE 2016 LOCAL POWER STATIONS                 ISSUER            YES             FOR                  FOR

PURCHASED POWER CONTRACT WITH WENSHAN PANLONG RIVER

WATER POWER DEVELOPMENT CO., LTD

PROPOSAL #14: APPROVE 2016 PURCHASE AND SALES                     ISSUER            YES             FOR                  FOR

CONTRACT WITH MAGUAN POWER SUPPLY CO., LTD

PROPOSAL #15: APPROVE 2016 PURCHASE AND SALES                     ISSUER            YES             FOR                  FOR

CONTRACT WITH MALIPO POWER SUPPLY CO., LTD

PROPOSAL #16: APPROVE 2016 PURCHASE AND SALES                     ISSUER            YES             FOR                  FOR

CONTRACT WITH GUANGNAN TOWN POWER CO., LTD

PROPOSAL #17: APPROVE SIGNING 2016 FINANCIAL SERVICE         ISSUER            YES             FOR                  FOR

AGREEMENT WITH SOUTH POWER GRID FINANCE CO., LTD

PROPOSAL #18: ELECT ZHOU DAN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Yuntianhua Co., Ltd.

  TICKER:               600096                            CUSIP:   Y9882C100

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE PRIVATE ISSUANCE OF CNY 1                   ISSUER            YES             FOR                  FOR

BILLION CORPORATE BONDS

PROPOSAL #3: APPROVE CHANGE OF AUDITOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.01: ELECT STEFAN BORGAS AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT JAMES SCOTT ROUNICK AS NON-               ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.01: ELECT SHI XUESONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Yuntianhua Co., Ltd.

  TICKER:               600096                            CUSIP:   Y9882C100

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2016 FINANCIAL BUDGET PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION


 

PROPOSAL #6: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE MINING RIGHTS ASSET PROFIT                 ISSUER            YES             FOR                  FOR

FORECAST COMPENSATION, REPURCHASE AND CANCELLATION

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE ANNUAL REPORT AND SUMMARY                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE RELATED PARTY TRANSACTION IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF LENDING FUNDS TO JOINT

VENTURE

PROPOSAL #14: APPROVE PROVISION OF CNY 1 BILLION                ISSUER            YES             FOR                  FOR

LENDING FUNDS TO COMPANY AND SUBSIDIARIES BY

CONTROLLING SHAREHOLDER

PROPOSAL #15: APPROVE CHANGE IN COMMITMENT OF                     ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yunnan Yunwei Co., Ltd.

  TICKER:               600725                            CUSIP:   Y9882E106

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF ASSET IMPAIRMENT BY        ISSUER            YES             FOR                  FOR

 THE COMPANY AND SUBSIDIARIES

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #7: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #8: APPROVE 2016 EXTERNAL GUARANTEES OF THE         ISSUER            YES         AGAINST           AGAINST

COMPANY AND SUBSIDIARIES

PROPOSAL #9: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Yuzhou Properties Co. Ltd.

  TICKER:               1628                                CUSIP:   G9884T101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3a: ELECT GU JIANDE AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3b: ELECT LAM KWONG SIU AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3c: ELECT LIN CONGHUI AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zeder Investments Ltd

  TICKER:               ZED                                  CUSIP:   S9897L100

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT MOHAMMAD KARAAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: RE-ELECT ANTONIE JACOBS AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT ANDRE HANEKOM AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT CHRIS OTTO AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT CHRIS OTTO AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #3.2: RE-ELECT GEORGE EKSTEEN AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.3: RE-ELECT ANDRE HANEKOM AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.4: ELECT MOHAMMAD KARAAN AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE FINANCIAL ASSISTANCE IN TERMS         ISSUER            YES             FOR                  FOR

OF SECTION 45 OF THE COMPANIES ACT

PROPOSAL #6.2: APPROVE FINANCIAL ASSISTANCE IN TERMS         ISSUER            YES             FOR                  FOR

OF SECTION 44 OF THE COMPANIES ACT

PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE INCREASE IN AUTHORISED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: AMEND MEMORANDUM OF INCORPORATION                  ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zee Entertainment Enterprises Ltd.

  TICKER:               505537                            CUSIP:   Y98893152

  MEETING DATE:   7/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDEND OF INR 2.25 PER EQUITY         ISSUER            YES             FOR                  FOR

SHARE

PROPOSAL #4: ELECT A. KURIEN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE MGB & CO. LLP AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

P. GOENKA AS MANAGING DIRECTOR & CEO

PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #8: ELECT M. CHOKHANI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: APPROVE CONSOLIDATION OF EQUITY SHARES          ISSUER            YES             FOR                  FOR

AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT

CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zee Entertainment Enterprises Ltd.

  TICKER:               ZEEL                                CUSIP:   Y98893152

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

AMIT GOENKA AS CHIEF EXECUTIVE OFFICER OF ASIA TODAY

LTD, MAURITIUS

PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zeng Hsing Industrial Co Ltd

  TICKER:               1558                                CUSIP:   Y9887W101

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhangjiagang Freetrade Science & Technology Co Ltd.

  TICKER:               600794                            CUSIP:   Y98828109

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 EMPLOYEE STOCK OWNERSHIP            ISSUER            YES             FOR                  FOR

PLAN (DRAFT)

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

TO SPECIFIC TARGETS

PROPOSAL #4.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.04: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #4.05: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #4.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #4.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #4.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE STOCK

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT OF

PROPOSAL #12: APPROVE CONDITIONAL SHARES SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #13: APPROVE SIGNING OF CONDITIONAL ASSET            ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT WITH ZHANGJIAGANG FREE TRADE ZONE

CHANGJIANG TIMES INVESTMENT DEVELOPMENT CO., LTD.

PROPOSAL #14: APPROVE AUDIT REPORT AND APPRAISAL                ISSUER            YES             FOR                  FOR

REPORT OF THE PRIVATE PLACEMENT


 

PROPOSAL #15: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS AND SUITABILITY OF THE

APPRAISAL METHOD

PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #17.01: ELECT TANG YONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.02: ELECT LAN JIANQIU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #17.03: ELECT GAO FUXING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.04: ELECT DENG YONGQING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #18.01: ELECT XIE RONGXING AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.02: ELECT YU BEIFANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.03: ELECT XU GUOHUI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.01: ELECT DAI YAJUAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #19.02: ELECT YANG HONGQIN AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #19.03: ELECT QIAN WEIFENG AS SUPERVISOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhangjiagang Freetrade Science & Technology Co Ltd.

  TICKER:               600794                            CUSIP:   Y98828109

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO THE PARTICIPANTS          ISSUER            YES             FOR                  FOR

OF THE 2015 EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #2: APPROVE 2015 EMPLOYEE SHARE PURCHASE              ISSUER            YES             FOR                  FOR

PLAN (SUBSCRIPTION TO PRIVATE PLACEMENT) (DRAFT) AND

SUMMARY (REVISED)

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE CHANGE IN IMPLEMENTING BODY OF          ISSUER            YES             FOR                  FOR

PARTIAL RAISED FUND INVESTMENT PROJECTS

PROPOSAL #7: APPROVE SIGNING OF ASSET PURCHASE                   ISSUER            YES             FOR                  FOR

TRIPARTITE AGREEMENT WITH ZHANGJIAGANG FREETRADE

FOREIGN SERVICE INVESTMENT CO., LTD. AND ZHANGJIAGANG

 FREETRADE CHANGJIANG SHIDAI INVESTMENT AND

DEVELOPMENT CO., LTD.

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES         AGAINST           AGAINST

 BY SUBSIDIARY AND PROVISION OF GUARANTEE BY THE

PROPOSAL #10: APPROVE LOAN APPLICATION BY DAIBO                 ISSUER            YES         AGAINST           AGAINST

ENGINEERING


 

PROPOSAL #11: APPROVE DIRECTOR AND SUPERVISOR                     ISSUER            YES             FOR                  FOR

REMUNERATION MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhangjiagang Freetrade Science & Technology Co Ltd.

  TICKER:               600794                            CUSIP:   Y98828109

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #4: APPROVE INTERNAL CONTROL AUDIT REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT OF THE AUDIT COMMITTEE             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS,                ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #11: APPROVE ANNUAL REPORT AND SUMMARY                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE REMUNERATION OF AUDITOR AND              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #13: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #14: APPROVE 2015 PROFIT DISTRIBUTION PLAN          ISSUER            YES             FOR                  FOR

OF SUBSIDIARY

PROPOSAL #15: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #16: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.

  TICKER:               600436                            CUSIP:   Y9890Q109

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINES OF            ISSUER            YES             FOR                  FOR

CNY 800 MILLION APPLIED BY THE SUBSIDIARY, XIAMEN

PIENTZEHUANG PHARMACEUTICAL CO., LTD

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING LOAN PROVIDED BY XIAMEN PIENTZEHUANG 

HONGREN PHARMACEUTICAL CO., LTD TO XIAMEN HONGREN

PHARMACEUTICAL CO., LTD

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.

  TICKER:               600436                            CUSIP:   Y9890Q109

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG WEICHENG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.

  TICKER:               600436                            CUSIP:   Y9890Q109

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT HUANG JINMING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT LIN LIUQIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.03: ELECT CHEN DONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.

  TICKER:               600436                            CUSIP:   Y9890Q109

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

CONFIRMATION OF REMUNERATION

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE ZHANGLONG INDUSTRIAL CO., LTD.          ISSUER            YES             FOR                  FOR

BECOMING COMPANY'S RELATED PARTY AND DAILY RELATED

PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhaojin Mining Industry Co., Ltd.

  TICKER:               01818                              CUSIP:   Y988A6104

  MEETING DATE:   9/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE PROVISION OF DEPOSIT AND BILLS          ISSUER            YES             FOR                  FOR

DISCOUNTING SERVICES AND RELATED ANNUAL CAPS UNDER

THE GROUP FINANCIAL SERVICES AGREEMENT

PROPOSAL #2: APPROVE PROVISION OF DEPOSIT, LOAN AND          ISSUER            YES             FOR                  FOR

BILLS DISCOUNTING SERVICES AND RELATED ANNUAL CAPS

UNDER THE PARENT GROUP FINANCIAL SERVICES AGREEMENT

PROPOSAL #3: APPROVE REMOVAL OF BDO CHINA SHU LUN PAN        ISSUER            YES             FOR                  FOR

 CERTIFIED PUBLIC ACCOUNTANTS AS DOMESTIC AUDITORS

PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

DOMESTIC AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhaojin Mining Industry Co., Ltd.

  TICKER:               1818                                CUSIP:   Y988A6104

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT WENG ZHANBIN AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1b: ELECT LI XIUCHEN AS DIRECTOR                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1c: ELECT CONG JIANMAO AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1d: ELECT LIANG XINJUN AS DIRECTOR                   SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #1e: ELECT LI SHOUSHEN AS DIRECTOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1f: ELECT XU XIAOLIANG AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1g: ELECT GAO MIN AS DIRECTOR                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1h: ELECT CHEN JINRONG AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1i: ELECT CHOY SZE CHUNG JOJO AS DIRECTOR       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1j: ELECT WEI JUNHAO AS DIRECTOR                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1k: ELECT SHEN SHIFU AS DIRECTOR                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2a: ELECT WANG XIAOJIE AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2b: ELECT JIN TING AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION PACKAGE FOR                     ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhaojin Mining Industry Co., Ltd.

  TICKER:               1818                                CUSIP:   Y988A6104

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE ERNST & YOUNG AND ERNST & YOUNG         ISSUER            YES             FOR                  FOR

HUA MING LLP AS INTERNATIONAL AUDITOR AND THE PRC

AUDITOR OF COMPANY RESPECTIVELY AND AUTHORIZE BOARD

TO FIX THEIR REMUNERATION

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhaojin Mining Industry Co., Ltd.

  TICKER:               1818                                CUSIP:   Y988A6104

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhe Jiang Daily Media Group Co., Ltd.

  TICKER:               600633                            CUSIP:   Y9896U104

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING METHOD

PROPOSAL #2.05: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE ESTABLISHMENT OF SPECIAL DEPOSIT        ISSUER            YES             FOR                  FOR

 ACCOUNT FOR RAISED FUNDS

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)


 

PROPOSAL #8: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO COUNTER-DILUTION

MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH ZHEJIANG DAILY MEDIA

HOLDINGS GROUP CO., LTD.

PROPOSAL #10: APPROVE MAJOR RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE JOINT INVESTMENT IN THE                     ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF ZHEJIANG BIG DATA EXCHANGE CENTER

CO., LTD. WITH BEIJING BAIFENDIAN INFORMATION

TECHNOLOGY CO., LTD. AND ZHEJIANG ZHESHANG CAPITAL

MANAGEMENT CO., LTD. (PLANNED)

PROPOSAL #13: ELECT HU XIAOMING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhe Jiang Daily Media Group Co., Ltd.

  TICKER:               600633                            CUSIP:   Y9896U104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTION

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE RE-APPOINTMENT OF 2016 AUDITOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhefu Holding Group Co., Ltd.

  TICKER:               002266                            CUSIP:   Y988AR108

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF MENGXIANG QIANGYIN            ISSUER            YES             FOR                  FOR

CULTURE MEDIA SHANGHAI CO., LTD. EQUITY TRANSFER

AGREEMENT WITH SHANGHAI MINXING CULTURE MEDIA

PARTNERSHIP LP AND TIAN MING

PROPOSAL #2: APPROVE ACQUISITION OF 23% EQUITY IN              ISSUER            YES             FOR                  FOR

HANGZHOU TONGLU ZHEFU MICRO LOAN CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhefu Holding Group Co., Ltd.

  TICKER:               002266                            CUSIP:   Y988AR108

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES         AGAINST           AGAINST

 BY THE COMPANY AND SUBSIDIARIES AS WELL AS PROVISION

 OF GUARANTEE

PROPOSAL #8: ELECT HE DA'AN AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Aokang Shoes Co., Ltd.

  TICKER:               603001                            CUSIP:   Y988BW106

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE EXTENSION OF IMPLEMENTATION                ISSUER            YES             FOR                  FOR

PERIOD OF MARKETING NETWORK CONSTRUCTION PROJECT

PROPOSAL #8: APPROVE USE OF PORTION OF IDLE RAISED            ISSUER            YES             FOR                  FOR

FUNDS AND OWN FUNDS TO INVEST IN CASH MANAGEMENT

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: ELECT LIU HONGGUANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Asia-Pacific Mechanical & Electronic Co., Ltd.

  TICKER:               002284                            CUSIP:   Y988AU101

  MEETING DATE:   2/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES


 

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH SPECIFIC PARTIES IN CONNECTION TO THE

2016 PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY YATAI GROUP

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #11: APPROVE ADJUSTMENT TO THE INVESTMENT            ISSUER            YES             FOR                  FOR

STRUCTURE AND SCHEDULE OF RAISED FUND INVESTMENT

PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Asia-Pacific Mechanical & Electronic Co., Ltd.

  TICKER:               002284                            CUSIP:   Y988AU101

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #10: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #11: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #12: APPROVE COMMITMENT FROM CONTROLLING              ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #16: APPROVE AMENDMENTS ON CASH DIVIDENDS            ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Asia-Pacific Mechanical & Electronic Co., Ltd.

  TICKER:               002284                            CUSIP:   Y988AU101

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT HUANG WEIZHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.2: ELECT HUANG WEICHAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.3: ELECT HUANG LAIXING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.4: ELECT SHI RUIKANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT SHI ZHENGTANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.6: ELECT SHI JIFA AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT YU XIAOLI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT HUANG MANXING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT QIAN YIMIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3.1: ELECT HUANG LINFA AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT ZHOU ZHEMIN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT LIU CHUNSHENG AS SUPERVISOR                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Baoxiniao Garment Co., Ltd.

  TICKER:               002154                            CUSIP:   Y988AF104

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #7: APPROVE CONTINUED PROVISION OF EXTERNAL         ISSUER            YES             FOR                  FOR

FINANCIAL ASSISTANCE

PROPOSAL #8: APPROVE CONTINUED ADJUSTMENT TO OPTIMIZE        ISSUER            YES             FOR                  FOR

 MARKETING NETWORK

PROPOSAL #9: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang China Commodities City Group Co., Ltd.

  TICKER:               600415                            CUSIP:   Y98916102

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND FIX ITS REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF VARIOUS DEBT                     ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS NO MORE THAN 6 BILLION WITHIN

12 MONTHS

PROPOSAL #9: ELECT ZHAO WENGE AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZheJiang China Light & Textile Industrial City Group Co., Ltd.

  TICKER:               600790                            CUSIP:   Y9891A103

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN FUNDS AND CONDUCT ENTRUST LOAN BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZheJiang China Light & Textile Industrial City Group Co., Ltd.

  TICKER:               600790                            CUSIP:   Y9891A103

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF 2015 REMUNERATION

PROPOSAL #8: APPROVE ALLOWANCE STANDARD OF                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Chint Electrics Co., Ltd.

  TICKER:               601877                            CUSIP:   Y988AY103

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY ISSUANCE OF NEW SHARES TO SPECIFIC

PARTIES AS WELL AS RAISING SUPPORTING FUNDS AND

RELATED PARTY TRANSACTION

PROPOSAL #2.00: APPROVE ASSETS PURCHASE BY ISSUANCE          ISSUER            YES             FOR                  FOR

OF NEW SHARES AS WELL AS RAISING SUPPORTING FUNDS AND

 RELATED PARTY TRANSACTION

PROPOSAL #2.01: APPROVE OVERVIEW OF TRANSACTION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PRICING BASIS AND TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE

PROPOSAL #2.05: APPROVE PAYMENT METHOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE PAYMENT DEADLINE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE PROFIT COMPENSATION                        ISSUER            YES             FOR                  FOR

COMMITMENT

PROPOSAL #2.08: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.09: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.10: APPROVE ISSUE METHOD                                     ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.11: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE ISSUE TARGET AND SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 METHOD

PROPOSAL #2.13: APPROVE PRICE REFERENCE DATE AND                ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.14: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.15: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.16: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.17: APPROVE LISTING ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.18: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE ISSUE METHOD OF RAISING                 ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #2.20: APPROVE ISSUE TYPE AND PAR VALUE OF          ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.21: APPROVE ISSUE TARGET AND SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 METHOD OF RAISING SUPPORTING FUNDS

PROPOSAL #2.22: APPROVE PRICE REFERENCE DATE AND                ISSUER            YES             FOR                  FOR

ISSUE PRICE OF RAISING SUPPORTING FUNDS

PROPOSAL #2.23: APPROVE AMOUNT OF RAISED FUNDS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.24: APPROVE ISSUE SIZE OF RAISING                     ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #2.25: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.26: APPROVE LOCK-UP PERIOD OF RAISING              ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #2.27: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS OF RAISING SUPPORTING FUNDS

PROPOSAL #2.28: APPROVE LISTING ARRANGEMENT OF                   ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.29: APPROVE RESOLUTION VALIDITY PERIOD OF        ISSUER            YES             FOR                  FOR

 RAISING SUPPORTING FUNDS

PROPOSAL #3: APPROVE ISSUE PRICE ADJUSTMENT PLAN                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS MAJOR ASSETS RESTRUCTURING AS WELL AS

RELATED-PARTY TRANSACTION

PROPOSAL #5: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND RELATED PARTY

TRANSACTION AND ITS SUMMARY

PROPOSAL #6: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUE OF SHARES AS WELL AS SUPPLEMENTAL

AGREEMENT WITH CERTAIN PARTIES

PROPOSAL #7: APPROVE CONDITIONAL PROFIT FORECAST                ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT AS WELL AS SUPPLEMENTAL

AGREEEMNET WITH ZHENGTAI GROUP CO., LTD AS WELL AS

OTHER CERTAIN PARTIES

PROPOSAL #8: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #9: APPROVE HIRING AGENCIES TO HANDLE ALL            ISSUER            YES             FOR                  FOR

THE MATTERING REGARDING THIS TRANSACTION


 

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: APPROVE AUDIT REPORT, REMARKED                       ISSUER            YES             FOR                  FOR

FINANCIAL REVIEW REPORT AND APPRAISAL REPORT OF THE

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THIS TRANSACTION

PROPOSAL #14: APPROVE COMPANY ELIGIBILITY TO THIS              ISSUER            YES             FOR                  FOR

TRANSACTION RELATED CONDITIONS

PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #16: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Chint Electrics Co., Ltd.

  TICKER:               601877                            CUSIP:   Y988AY103

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE USE OF OWN FUNDS TO INVEST IN            ISSUER            YES             FOR                  FOR

SHORT-TERM FINANCIAL PRODUCTS

PROPOSAL #9.01: ELECT NAN CUNHUI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT NAN CUNFEI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT ZHU XINMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT WANG GUORONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #10.01: ELECT YAN ZHI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT SHEN YIFENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT WU BINGCHI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.02: ELECT JIN CHUANJUN AS SUPERVISOR               ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang CONBA Pharmaceutical Co., Ltd.

  TICKER:               600572                            CUSIP:   Y9889P104

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #2: APPROVE 2015 COMPANY'S ELIGIBILITY FOR          ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #3: APPROVE  2015 PRIVATE PLACEMENT OF NEW A        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #3.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang CONBA Pharmaceutical Co., Ltd.

  TICKER:               600572                            CUSIP:   Y9889P104

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE TO QUALIFIED SHAREHOLDERS

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE TO            ISSUER            YES             FOR                  FOR

QUALIFIED SHAREHOLDERS

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.04: APPROVE TYPE AND BOND MATURITY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND INTEREST RATE AND                   ISSUER            YES             FOR                  FOR

INTEREST PAYMENT METHOD

PROPOSAL #2.06: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE GUARANTEE MATTERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE LISTING ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang CONBA Pharmaceutical Co., Ltd.

  TICKER:               600572                            CUSIP:   Y9889P104

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPACT OF DILUTION IN SPOT-                ISSUER            YES             FOR                  FOR

RETURN TO KEY FINANCIAL INDICATORS OF THE COMPANY AND

 COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT FROM RELEVANT PARTIES        ISSUER            YES             FOR                  FOR

 REGARDING COUNTER-DILUTION MEASURES IN CONNECTION TO

 THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE CHANGE IN PROFIT COMPENSATION        SHAREHOLDER        YES             FOR                  N/A

PLAN IN CONNECTION TO ACQUISITION OF EQUITY OF YUNNAN

 XITAO GREEN PHARMACEUTICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang CONBA Pharmaceutical Co., Ltd.

  TICKER:               600572                            CUSIP:   Y9889P104

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Crystal-Optech Co., Ltd.

  TICKER:               002273                            CUSIP:   Y98938106

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF EMPLOYEE STOCK                       ISSUER            YES             FOR                  FOR

OWNERSHIP PLAN AND ITS SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ACQUISITION OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Crystal-Optech Co., Ltd.

  TICKER:               002273                            CUSIP:   Y98938106

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT LIN MIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.2: ELECT FAN CHONGGUO AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.1.3: ELECT SHENG YONGJIANG AS NON-                    ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.1.4: ELECT LIN HAIPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.1.5: ELECT JIANG YIBIAO AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.1.6: ELECT YE JING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.1: ELECT CHEN YANXIA AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.2: ELECT JIANG TIEWEI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.3: ELECT LU JIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT PAN LINGJUAN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT WANG BAOXIN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Crystal-Optech Co., Ltd.

  TICKER:               002273                            CUSIP:   Y98938106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD.

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Crystal-Optech Co., Ltd.

  TICKER:               002273                            CUSIP:   Y98938106

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTERNAL INVESTMENT AND                       ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF SUBSIDIARY AS WELL AS RELATED PARTY

TRANSACTION

PROPOSAL #2: APPROVE CHANGE COMPANY REGISTERED                   ISSUER            YES             FOR                  FOR

CAPITAL AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Dahua Technology Co., Ltd.

  TICKER:               002236                            CUSIP:   Y988AP102

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #8: APPROVE USAGE OF PORTION OF SURPLUS                ISSUER            YES             FOR                  FOR

RAISED FUNDS FROM RAISE INVESTMENT PROJECT FOR CHANGE

 IN IMPLEMENTATION LOCATION AND IMPLEMENTATION METHOD

 OF PORTION OF RAISE INVESTMENT PROJECT

PROPOSAL #9: APPROVE FORWARD FOREIGN EXCHANGE                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT AND         ISSUER            YES             FOR                  FOR

BILLS POOL PLEDGE FINANCING BUSINESS CREDIT

PROPOSAL #11: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #12: APPROVE JOINT INVESTMENT AND RELATED-           ISSUER            YES             FOR                  FOR

PARTY TRANSACTION WITH CONTROLLING SHAREHOLDER

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Dun'An Artificial Environment Equipment Co., Ltd.

  TICKER:               002011                            CUSIP:   Y9889T106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE MATTERS RELATED TO DISPOSAL OF EQUITY IN WUHU

CONCH PROFILES AND SCIENCE CO., LTD.

PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEES        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION OF EXTERNAL                        ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO SHANGHAI FENGSHEN ENVIRONMENTAL

ENGINEERING EQUIPMENT CO., LTD. AND NANCHANG ZHONGHAO

 MACHINERY CO., LTD.

PROPOSAL #11: APPROVE PROVISION OF MUTUAL GUARANTEE           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROVISION OF MUTUAL GUARANTEE          ISSUER            YES             FOR                  FOR

TO ANHUI JIANGNAN CHEMICAL CO., LTD.

PROPOSAL #13: APPROVE PROVISION OF DOMESTIC                        ISSUER            YES             FOR                  FOR

GUARANTEES FOR FOREIGN LOANS OF FOREIGN SUBSIDIARIES

PROPOSAL #14.1: ELECT SHEN WEIWU AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.2: ELECT XIA XIAOBAO AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #15: ELECT MA YONGYI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Expressway Co., Ltd.

  TICKER:               00576                              CUSIP:   Y9891F102

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE INTERIM DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Expressway Co., Ltd.

  TICKER:               00576                              CUSIP:   Y9891F102

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHARE PURCHASE AGREEMENT AND              ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: AUTHORIZED BOARD TO DO ALL SUCH ACTS AND        ISSUER            YES             FOR                  FOR

 DEAL WITH ALL MATTERS TO GIVE EFFECT TO AND

IMPLEMENT THE SHARE PURCHASE AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Expressway Co., Ltd.

  TICKER:               576                                  CUSIP:   Y9891F102

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE DIRECTORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINAL ACCOUNTS AND 2016              ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS HONG KONG AS THE HONG

KONG AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #7: APPROVE PAN CHINA CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS THE PRC AUDITORS AND AUTHORIZE BOARD

TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF SUPER SHORT-TERM              ISSUER            YES             FOR                  FOR

COMMERCIAL PAPER AND RELATED TRANSACTIONS

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Feida Enviromental Science & Technology Co., Ltd.

  TICKER:               600526                            CUSIP:   Y9891H108

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: ELECT WANG ZHU AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Feida Enviromental Science & Technology Co., Ltd.

  TICKER:               600526                            CUSIP:   Y9891H108

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION AND AMEND RULES AND PROCEDURES REGARDING

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Feida Enviromental Science & Technology Co., Ltd.

  TICKER:               600526                            CUSIP:   Y9891H108

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF ZHUJI            ISSUER            YES             FOR                  FOR

FEIDA ENVIRONMENTAL STEEL EQUIPMENT INSTALLATION CO.,

 LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Feida Enviromental Science & Technology Co., Ltd.

  TICKER:               600526                            CUSIP:   Y9891H108

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR

PROPOSAL #6: APPROVE CHANGE IN USE OF PROCEEDS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE GUARANTEE PROVISION TO QUZHOU            ISSUER            YES             FOR                  FOR

QINGTAI ENVIRONMENTAL ENGINEERING CO., LTD.

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO JIANGSU          ISSUER            YES             FOR                  FOR

HAIDE ENERGY SAVING TECHNOLOGY CO., LTD.

PROPOSAL #9: APPROVE PROVISION OF FINANCIAL SERVICES         ISSUER            YES             FOR                  FOR

BY JUHUA GROUP FINANCE CO., LTD. TO COMPANY AND

SUBSIDIARIES

PROPOSAL #10: APPROVE MAY-DECEMBER 2015 ACTUAL DAILY         ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS AND 2016 ANNUAL PLAN

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT

PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISORS               ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE CHANGE IN PERFORMANCE                        ISSUER            YES             FOR                  FOR

COMPENSATION COMMITMENT OF CONTROLLING SHAREHOLDER

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Fuchunjiang Environmental Thermoelectric Co.,Ltd.

  TICKER:               002479                            CUSIP:   Y988B6103

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PAYMENT OF THE ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #8: APPROVE ADDITIONAL PROVISION OF                       ISSUER            YES             FOR                  FOR

GUARANTEE TO CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG GOLDEN EAGLE CO LTD

  TICKER:               600232                            CUSIP:   Y9889Z102

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTERNAL INVESTMENT AND                       ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF SUBSIDIARY WITH HUNAN RUIXIANG NEW

MATERIAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG GOLDEN EAGLE CO LTD

  TICKER:               600232                            CUSIP:   Y9889Z102

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROLAUDITOR

PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #9: ELECT CHEN ZHAOLONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Guangsha Co., Ltd.

  TICKER:               600052                            CUSIP:   Y9891T102

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SALE OF ASSET

PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEES        ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Guangsha Co., Ltd.

  TICKER:               600052                            CUSIP:   Y9891T102

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT JIN JINGBO AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Guangsha Co., Ltd.

  TICKER:               600052                            CUSIP:   Y9891T102

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2: APPROVE MAJOR ASSETS RESTRUCTURING PLAN         ISSUER            YES             FOR                  FOR

CONSTITUTES AS A RELATED-PARTY TRANSACTION

PROPOSAL #3.01: APPROVE OVERALL PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET SALE ASSETS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE PRICING BASIS AND TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE

PROPOSAL #3.05: APPROVE PAYMENT METHOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.07: APPROVE ASSET DELIVERY                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.08: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S MAJOR ASSETS SALE

PROPOSAL #5: APPROVE CONDITIONAL SALES AGREEMENT AND         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #6: APPROVE CONDITIONAL DEBT TRANSFER                   ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES


 

PROPOSAL #8: APPROVE COMPLETENESS AND COMPLIANCE OF          ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #9: APPROVE AUDIT REPORT, PRO FORMA                       ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS REVIEW REPORT AND ASSET

PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Guangsha Co., Ltd.

  TICKER:               600052                            CUSIP:   Y9891T102

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY TRANSACTION

 ESTIMATES

PROPOSAL #7: APPROVE AUTHORIZATION OF CHAIRMAN TO              ISSUER            YES             FOR                  FOR

ALLOW MATTERS REGARDING EXTERNAL FINANCING

PROPOSAL #8.01: APPROVE GUARANTEE PROVISION PLAN FOR         ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY AND BETWEEN CONTROLLED

SUBSIDIARIES

PROPOSAL #8.02: APPROVE MUTUAL GUARANTEE WITH                     ISSUER            YES             FOR                  FOR

GUANGXIA HOLDINGS AND ITS RELATED PARTIES

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

REPORT AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE 2016 PROVISION OF LOAN BY                 ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER AND RELATED PARTIES TO THE

COMPANY

PROPOSAL #11: APPROVE 2015 ACTUAL PROFIT FIGURES AND         ISSUER            YES             FOR                  FOR

DIFFERENCE WITH PROFIT FORECAST DATA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Guyuelongshan Shaoxing Wine Co., Ltd.

  TICKER:               600059                            CUSIP:   Y9891V115

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPLACEMENT OF INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT YANG MIXIONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Guyuelongshan Shaoxing Wine Co., Ltd.

  TICKER:               600059                            CUSIP:   Y9891V115

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Hailiang Co., Ltd.

  TICKER:               002203                            CUSIP:   Y988AK103

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND TYPE AND MATURITY                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE INTEREST RATE AS WELL AS                 ISSUER            YES             FOR                  FOR

METHOD AND TERM FOR THE REPAYMENT OF PRINCIPAL AND

PROPOSAL #2.6: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Hailiang Co., Ltd.

  TICKER:               002203                            CUSIP:   Y988AK103

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SOCIAL RESPONSIBILITY REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ENVIRONMENTAL REPORT                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10: APPROVE PROVISION OF TOTAL GUARANTEE TO        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDIARY

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER

PROPOSAL #12: APPROVE 2016 DEVELOPMENT OF FINANCIAL          ISSUER            YES             FOR                  FOR

DERIVATIVES INVESTMENT BUSINESS

PROPOSAL #13: APPROVE FINANCIAL SERVICE BY HAILIANG          ISSUER            YES             FOR                  FOR

GROUP FINANCIAL CO., LTD. TO THE COMPANY

PROPOSAL #14: APPROVE CAPITAL INJECTION BY WHOLLY-             ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY ZHEJIANG HAILIANG ENVIRONMENTAL

MATERIALS CO., LTD. TO HAILIANG GROUP FINANCIAL CO.,

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Hailide New Material Co., Ltd.

  TICKER:               002206                            CUSIP:   Y988AL101

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO 2015 BANK CREDIT          ISSUER            YES             FOR                  FOR

LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Hailide New Material Co., Ltd.

  TICKER:               002206                            CUSIP:   Y988AL101

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS TO COMPANY'S PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT OF NEW A SHARES

PROPOSAL #1.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.04: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE ISSUE PRICE, PRICING BASIS,          ISSUER            YES             FOR                  FOR

PRICING REFERENCE DATE

PROPOSAL #1.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #1.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REVISED PLAN ON PRIVATE                       ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #3: APPROVE AMENDMENT TO THE FEASIBILITY              ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE ADJUSTMENT TO THE CONDITIONAL            ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH GAO WANGWEI IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE ADJUSTMENTS TO THE RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTION IN CONNECTION TO THE SHARE SUBSCRIPTION

AGREEMENT OF GAO WANGWEI TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY GAO WANGWEI AND PERSONS ACTING IN

PROPOSAL #7: APPROVE RE-ADJUSTMENT OF THE COUNTER-             ISSUER            YES             FOR                  FOR

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Hailide New Material Co., Ltd.

  TICKER:               002206                            CUSIP:   Y988AL101

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO USA        SHAREHOLDER        YES             FOR                  FOR

HAILIDE CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Haiyue Co., Ltd.

  TICKER:               600387                            CUSIP:   Y9892J103

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXPANSION IN BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Haiyue Co., Ltd.

  TICKER:               600387                            CUSIP:   Y9892J103

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #8.01: ELECT LV XIAOKUI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.02: ELECT LIU ZHENHUI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.03: ELECT YAO HANJUN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.04: ELECT YUAN CHENGPENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.05: ELECT YANG XIAOXING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.06: ELECT PENG QIFANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.07: ELECT ZHANG ZHONGMU AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.08: ELECT SUN BOZHEN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.09: ELECT HU HONGWEI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.10: ELECT GAO YAOSONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.11: ELECT TONG HONGHUAI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.12: ELECT SHU ZHONGSHENG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.13: ELECT ZHANG XU AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #9.01: ELECT YIN XIAOJUAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9.02: ELECT ZHOU LIFANG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG HANGMIN CO LTD

  TICKER:               600987                            CUSIP:   Y988A8100

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10.01: ELECT ZHU CHONGQING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.02: ELECT DING XINGXIAN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.03: ELECT ZHU JIANQING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.04: ELECT WU DONGMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #10.05: ELECT GAO TIANXIANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.06: ELECT CHEN GUIZHANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.01: ELECT CAI ZAISHENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT ZHENG NIANHONG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT LV FUXIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT GONG XUECHUN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.02: ELECT MA JUN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG HANGMIN CO LTD

  TICKER:               600987                            CUSIP:   Y988A8100

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE JOINT VENTURE AND ESTABLISHMENT         ISSUER            YES             FOR                  FOR

OF HANGZHOU HANGMIN HERTORNG PRECISION MACHINERY CO.,

 LTD WITH HERTORNG PRECISION MACHINERY CO., LTD

PROPOSAL #2: APPROVE PARTICIPATION IN THE STATE-OWNED        ISSUER            YES             FOR                  FOR

 EQUITY TRANSFER AUCTION OF SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG HISOAR PHARMACEUTICAL CO LTD

  TICKER:               002099                            CUSIP:   Y988A7102

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES (AMENDED DRAFT)

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (AMENDED DRAFT)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (AMENDED DRAFT)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG HISOAR PHARMACEUTICAL CO LTD

  TICKER:               002099                            CUSIP:   Y988A7102

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER             NO              N/A                  N/A

OF NEW A SHARES (REVISED)

PROPOSAL #2: APPROVE ADJUSTMENT TO THE AUTHORIZATION         ISSUER             NO              N/A                  N/A

PERIOD OF BOARD TO HANDLE MATTERS RELATED TO PRIVATE

PLACEMENT

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER             NO              N/A                  N/A

 A SHARES (2ND REVISION)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS (2ND REVISION)


 

PROPOSAL #5: APPROVE FORMULATION OF AUTHORIZATION              ISSUER             NO              N/A                  N/A

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG HISOAR PHARMACEUTICAL CO LTD

  TICKER:               002099                            CUSIP:   Y988A7102

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (THIRD AMENDED

DRAFT)

PROPOSAL #2: APPROVE COMMITMENT OF CONTROLLING                   ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGERS REGARDING COUNTER-

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG HISOAR PHARMACEUTICAL CO LTD

  TICKER:               002099                            CUSIP:   Y988A7102

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE FORMULATION OF RISK INVESTMENT          ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #10: ELECT JIANG LING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG HISOAR PHARMACEUTICAL CO LTD

  TICKER:               002099                            CUSIP:   Y988A7102

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPURCHASE OF CANCELLED                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCKS OWNED BY RESIGNED INCENTIVE TARGET

BUT ARE NOT YET UNLOCKED

PROPOSAL #2: APPROVE CHANGES IN CAPITAL AND                        ISSUER            YES             FOR                  FOR

AMENDMENTS TO ARTICLES OF ASSOCIATION

PROPOSAL #3: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Hisun Pharmaceutical Co., Ltd.

  TICKER:               600267                            CUSIP:   Y9891W105

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Hisun Pharmaceutical Co., Ltd.

  TICKER:               600267                            CUSIP:   Y9891W105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK LOAN APPLIED BY SUBSIDIARY

PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #10: APPROVE 2015 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #11: APPROVE NATIONAL STRATEGIC                              ISSUER            YES             FOR                  FOR

PHARMACEUTICAL INNOVATION AND INDUSTRIALIZATION

PLATFORM PROJECT BY CONTROLLED SUBSIDIARY BEIJING

JUNHAI PHARMACEUTICAL CO., LTD.

PROPOSAL #12.01: ELECT BAI HUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT BAO RUSHENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #12.03: ELECT LIN JIANQIU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #12.04: ELECT WANG HAIBIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #12.05: ELECT YE XIUZHAO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.06: ELECT GONG JUAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT LV CHAO AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT ZHANG CHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #13.03: ELECT CHEN SHUQING AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT XU XUETU AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: ELECT LIN PING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: ELECT HONG FANGJIAO AS SUPERVISOR             ISSUER            YES             FOR                  FOR

PROPOSAL #14.04: ELECT CHEN LIFEI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Huafeng Spandex Co., Ltd.

  TICKER:               002064                            CUSIP:   Y988A4109

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Huahai Pharmaceutical Co., Ltd.

  TICKER:               600521                            CUSIP:   Y9891X103

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.01: ELECT TONG JIANXIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.02: ELECT DU JUN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.03: ELECT CHEN BAOHUA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.04: ELECT SHAN WEIGUANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.05: ELECT ZHU YONGHUA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.06: ELECT SU YAN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #6.07: ELECT WANG YUMIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.08: ELECT ZENG SU AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6.09: ELECT FEI ZHONGXIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.01: ELECT WANG HUGEN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #7.02: ELECT GAN ZHIHE AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Huamei Holding Co., Ltd.

  TICKER:               000607                            CUSIP:   Y1583T102

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Huamei Holding Co., Ltd.

  TICKER:               000607                            CUSIP:   Y1583T102

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 60% EQUITY IN              ISSUER            YES             FOR                  FOR

ZHONGJIAO FUTURE INTERNATIONAL EDUCATION TECHNOLOGY

BEIJING CO., LTD

PROPOSAL #2: ELECT ZHANG JIANQIU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Huamei Holding Co., Ltd.

  TICKER:               000607                            CUSIP:   Y1583T102

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO SIGNING OF SUPPLEMENTAL REVENUE SHARING

 AGREEMENT WITH DUSHI WEEKLY MEDIA

PROPOSAL #7: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY TRANSACTION

 ESTIMATES


 

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #10: APPROVE SIGNING OF SUPPLEMENTAL REVENUE   SHAREHOLDER        YES             FOR                  FOR

 SHARING AGREEMENT WITH 6 SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang IDC Fluid Control Co Ltd

  TICKER:               002468                            CUSIP:   Y988B5105

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S PLAN FOR MAJOR ASSETS         ISSUER             NO              N/A                  N/A

RESTRUCTURING COMPLIES WITH RELEVANT LAWS AND

REGULATIONS

PROPOSAL #2: APPROVE INITIAL PUBLIC OFFERING AND                ISSUER             NO              N/A                  N/A

LISTING MANAGEMENT APPROACH

PROPOSAL #3.0: APPROVE OVERALL PLAN                                       ISSUER             NO              N/A                  N/A

PROPOSAL #3.02: APPROVE TRANSACTION PARTIES IN                   ISSUER             NO              N/A                  N/A

CONNECTION TO THE MAJOR ASSETS SALE

PROPOSAL #3.03: APPROVE TARGET ASSETS IN CONNECTION          ISSUER             NO              N/A                  N/A

TO THE MAJOR ASSETS SALE

PROPOSAL #3.04: APPROVE PRICING BASIS AND TRANSACTION        ISSUER             NO              N/A                  N/A

 PRICE IN CONNECTION TO THE MAJOR ASSETS SALE

PROPOSAL #3.05: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER             NO              N/A                  N/A

LOSS DURING THE TRANSITION PERIOD IN CONNECTION TO

THE MAJOR ASSETS SALE

PROPOSAL #3.06: APPROVE EMPLOYEE PLACING ARRANGEMENT         ISSUER             NO              N/A                  N/A

IN CONNECTION TO THE MAJOR ASSETS SALE

PROPOSAL #3.07: APPROVE DELIVERY ARRANGEMENTS IN                ISSUER             NO              N/A                  N/A

CONNECTION TO THE MAJOR ASSETS SALE

PROPOSAL #3.08: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER             NO              N/A                  N/A

 CONNECTION TO THE MAJOR ASSETS SALE

PROPOSAL #3.09: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER             NO              N/A                  N/A

CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF

PROPOSAL #3.10: APPROVE ISSUE MANNER IN CONNECTION TO        ISSUER             NO              N/A                  N/A

 THE ASSETS PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #3.11: APPROVE TARGET SUBSCRIBERS IN                     ISSUER             NO              N/A                  N/A

CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF

PROPOSAL #3.12: APPROVE ISSUE PRICE IN CONNECTION TO         ISSUER             NO              N/A                  N/A

THE ASSETS PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #3.13: APPROVE ISSUE AMOUNT IN CONNECTION TO        ISSUER             NO              N/A                  N/A

 THE ASSETS PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #3.14: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER             NO              N/A                  N/A

 CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF

PROPOSAL #3.15: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER             NO              N/A                  N/A

LOSS DURING THE TRANSITION PERIOD IN CONNECTION TO

THE ASSETS PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #3.16: APPROVE PERFORMANCE COMMITMENT AND            ISSUER             NO              N/A                  N/A

PROFIT FORECAST COMPENSATION ARRANGEMENT IN

CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF

PROPOSAL #3.17: APPROVE LISTING EXCHANGE IN                        ISSUER             NO              N/A                  N/A

CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF


 

PROPOSAL #3.18: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS IN CONNECTION TO THE ASSETS

PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #3.19: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER             NO              N/A                  N/A

 CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF

PROPOSAL #3.20: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER             NO              N/A                  N/A

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.21: APPROVE ISSUE MANNER AND TARGET                 ISSUER             NO              N/A                  N/A

SUBSCRIBERS IN CONNECTION TO RAISING OF SUPPORTING

FUNDS

PROPOSAL #3.22: APPROVE ISSUE PRICE IN CONNECTION TO         ISSUER             NO              N/A                  N/A

RAISING OF SUPPORTING FUNDS

PROPOSAL #3.23: APPROVE ISSUE AMOUNT IN CONNECTION TO        ISSUER             NO              N/A                  N/A

 RAISING OF SUPPORTING FUNDS

PROPOSAL #3.24: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER             NO              N/A                  N/A

 CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.25: APPROVE USE OF PROCEEDS                                ISSUER             NO              N/A                  N/A

PROPOSAL #3.26: APPROVE LISTING EXCHANGE IN                        ISSUER             NO              N/A                  N/A

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.27: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #3.28: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER             NO              N/A                  N/A

 CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #4: APPROVE TRANSACTION CONSTITUTE AS                   ISSUER             NO              N/A                  N/A

RELATED-PARTY TRANSACTION

PROPOSAL #5: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER             NO              N/A                  N/A

COMPANY'S MAJOR ASSETS SALE AND  ACQUISITION BY CASH

AND ISSUANCE OF SHARES AS WELL AS RAISING SUPPORTING

FUNDS

PROPOSAL #6: APPROVE SIGNING OF RELEVANT AGREEMENTS           ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH                   ISSUER             NO              N/A                  N/A

ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR

 ASSET RESTRUCTURING OF LISTED COMPANIES AND

ADMINISTRATIVE MEASURES FOR THE ISSUANCE OF

SECURITIES BY LISTED COMPANIES

PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH                   ISSUER             NO              N/A                  N/A

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #9: APPROVE WHITE WASH WAIVER AND RELATED            ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #10: APPROVE RELEVANT AUDIT REPORTS AND                ISSUER             NO              N/A                  N/A

APPRAISAL REPORTS

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER             NO              N/A                  N/A

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF         ISSUER             NO              N/A                  N/A

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN


 

PROPOSAL #16: APPROVE GUARANTEE PROVISION TO DISPOSED        ISSUER             NO              N/A                  N/A

 ASSETS

PROPOSAL #17: APPROVE COUNTER-GUARANTEE BY ULTRA                ISSUER             NO              N/A                  N/A

LINKAGE LIMITED TO COMPANY

PROPOSAL #18: APPROVE SIGNING OF GUARANTEE AGREEMENT         ISSUER             NO              N/A                  N/A

PROPOSAL #19: APPROVE AMENDMENT TO 2016 EXTERNAL                ISSUER             NO              N/A                  N/A

GUARANTEE AMOUNT

PROPOSAL #20: APPROVE EQUITY TRANSFER AGREEMENT                  ISSUER             NO              N/A                  N/A

PROPOSAL #21: APPROVE RELATED PARTY TRANSACTION IN            ISSUER             NO              N/A                  N/A

CONNECTION TO IMPLEMENTATION OF RAISED FUNDS

INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jingu Co., Ltd.

  TICKER:               002488                            CUSIP:   Y988B7101

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF PREVIOUS 2015              ISSUER            YES             FOR                  FOR

PLAN ON PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.4: APPROVE PRICING METHOD AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH SPECIFIC PARTIES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS


 

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jingu Co., Ltd.

  TICKER:               002488                            CUSIP:   Y988B7101

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #1.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #4: APPROVE ADJUSTMENT TO RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #7: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO THE COUNTER-

DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jingu Co., Ltd.

  TICKER:               002488                            CUSIP:   Y988B7101

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CONFIRMATION ON THE 2016                     ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS AND SUPERVISORS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jingu Co., Ltd.

  TICKER:               002488                            CUSIP:   Y988B7101

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE EXTERNAL INVESTMENT AND SIGNING         ISSUER            YES             FOR                  FOR

OF JOINT AGREEMENT

PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION          ISSUER            YES             FOR                  FOR

LIMIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jingu Co., Ltd.

  TICKER:               002488                            CUSIP:   Y988B7101

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jingxing Paper Joint Stock Co., Ltd.

  TICKER:               002067                            CUSIP:   Y988AD109

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 CREDIT LINE APPLICATION              ISSUER            YES             FOR                  FOR

FROM BANKS FOR COMPANY AND SUBSIDIARY AS WELL AS

RELATED AUTHORIZATION

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY AS WELL AS PROVISION OF

GUARANTEE FROM SUBSIDIARY TO PARENT COMPANY

PROPOSAL #9: APPROVE RE-SIGNING OF MUTUAL GUARANTEE          ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN RELATED ENTERPRISES

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

ZHEJIANG ZHICHENG INTELLIGENT MACHINERY TECHNOLOGY

CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jiuli Hi-tech Metals Co Ltd

  TICKER:               002318                            CUSIP:   Y988AW107

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jiuli Hi-tech Metals Co Ltd

  TICKER:               002318                            CUSIP:   Y988AW107

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jiuzhou Pharmaceutical Co., Ltd.

  TICKER:               603456                            CUSIP:   Y988CE105

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT TU YONGQIANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Jiuzhou Pharmaceutical Co., Ltd.

  TICKER:               603456                            CUSIP:   Y988CE105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 APPLICATION FOR CREDIT                ISSUER            YES             FOR                  FOR

LINES BY COMPANY AND SUBSIDIARIES

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION IN            ISSUER            YES             FOR                  FOR

CONNECTION TO GUARANTEE PROVISION BY CONTROLLING

SHAREHOLDER FOR APPLICATION OF CREDIT LINES APPLIED

BY COMPANY

PROPOSAL #11: APPROVE 2016 PROVIDING LOAN AND                     ISSUER            YES             FOR                  FOR

GUARANTEE PROVISION TO WHOLLY-OWNED SUBSIDIARY

PROPOSAL #12: ELECT JIANG ZULIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Juhua Co., Ltd.

  TICKER:               600160                            CUSIP:   Y9890M108

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES         AGAINST           AGAINST

AND INTERNAL CONTROL AUDITOR AND PAYMENT OF 2015

REMUNERATION

PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN TO                ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #9: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES             FOR                  FOR

PLAN TO ZHEJIANG JIJU CHEMICAL CO., LTD.

PROPOSAL #10: APPROVE 2015 ACTUAL DAILY RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTIONS AND 2016 PLAN

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Longsheng Auto Parts Co., Ltd.

  TICKER:               002625                            CUSIP:   Y9895R102

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

FINANCIAL AUDITOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Longsheng Group Co., Ltd.

  TICKER:               600352                            CUSIP:   Y98918108

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF URBAN TRANSFORMATION         ISSUER            YES             FOR                  FOR

PROJECT COOPERATION AGREEMENT


 

PROPOSAL #2: APPROVE SIGNING OF URBAN TRANSFORMATION         ISSUER            YES             FOR                  FOR

PROJECT ENTRUSTED EXPROPRIATION AGREEMENT

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Longsheng Group Co., Ltd.

  TICKER:               600352                            CUSIP:   Y98918108

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: ELECT RUAN WEIXIANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.02: ELECT RUAN XINGXIANG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.03: ELECT LUO BIN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.04: ELECT XU YALIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.05: ELECT YAO JIANFANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #3.06: ELECT ZHOU ZHENGNAN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #4.01: ELECT QUAN ZE AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT LIANG YONGMING AS INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.03: ELECT XU JINFA AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.01: ELECT RUAN XIAOYUN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5.02: ELECT YANG HUI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Longsheng Group Co., Ltd.

  TICKER:               600352                            CUSIP:   Y98918108

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES


 

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE SIGNING BANK LOAN BY WHOLLY-             ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY AS WELL AS MORTGAGE CONTRACT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Medicine Co. Ltd.

  TICKER:               600216                            CUSIP:   Y9891M107

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #7: ELECT XIA BING AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT ZHANG BIN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE CHANGE IN REGISTERED ADDRESS AND   SHAREHOLDER        YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #10: APPROVE ESTABLISHMENT OF WHOLLY-OWNED      SHAREHOLDER        YES             FOR                  FOR

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Ming Jewelry Co., Ltd.

  TICKER:               002574                            CUSIP:   Y9894X100

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT FOR PRIVATE PLACEMENT        ISSUER            YES             FOR                  FOR

 OF NEW SHARES

PROPOSAL #2.1: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS


 

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH ULTIMATE CONTROLLED SHAREHOLDER YU

TUOLIANG IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AS WELL AS SUPPLEMENTAL AGREEMENT WITH

ULTIMATE CONTROLLED SHAREHOLDER, YU TUOLIANG IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT IN CONNECTION TO THE EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #9: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH NINGXIA ZHONGZI SHUNJING INVESTMENT

MANAGEMENT CENTER LP IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #10: APPROVE DRAFT ON 2015 EMPLOYEE SHARE            ISSUER            YES             FOR                  FOR

PURCHASE PLAN AND SUMMARY

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO 2015 EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #13: APPROVE THE NOTION THAT THE PRIVATE              ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES CONSTITUTES AS RELATED

PARTY TRANSACTION (REVISED)

PROPOSAL #14: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISION)

PROPOSAL #15: APPROVE HIRING OF RELATED AGENCIES                ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE MANAGEMENT METHOD OF EMPLOYEE          ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Ming Jewelry Co., Ltd.

  TICKER:               002574                            CUSIP:   Y9894X100

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF THE PLAN FOR                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE SIGNING OF TERMINATION AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH ULTIMATE CONTROLLING SHAREHOLDER YU TULIANG IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE SIGNING OF TERMINATION AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH EMPLOYEE SHARE PURCHASE PLAN IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #4: APPROVE SIGNING OF TERMINATION AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH NINGXIA ZHONGZI SHUNJING INVESTMENT MANAGEMENT

CENTER (LIMITED PARTNERSHIP) IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #5: APPROVE TERMINATION OF THE RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTIONS IN CONNECTION TO THE PRIVATE PLACEMENT


 

PROPOSAL #6: APPROVE TERMINATION OF THE 2015 EMPLOYEE        ISSUER            YES             FOR                  FOR

 SHARE PURCHASE PLAN

PROPOSAL #7: APPROVE TERMINATION OF THE MANAGEMENT            ISSUER            YES             FOR                  FOR

METHOD OF EMPLOYEE SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Ming Jewelry Co., Ltd.

  TICKER:               002574                            CUSIP:   Y9894X100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE ACCEPTANCE OF CAPITAL LOAN FROM         ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER

PROPOSAL #9: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN FUNDS

PROPOSAL #10: ELECT LIU FEI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE RE-APPOINTMENT OF PAN-CHINA              ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Nanyang Technology Co., Ltd.

  TICKER:               002389                            CUSIP:   Y9893Y109

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT SHAO YIXING AS NON-INDEPENDENT      SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT FENG JIANGPING AS NON-                     SHAREHOLDER         NO              N/A                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.3: ELECT DU ZHIXI AS NON-INDEPENDENT           SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT LI JIANQUAN AS NON-INDEPENDENT      SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT WEN DEHUI AS NON-INDEPENDENT          SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT WANG CHANG AS NON-INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT YE XIANGEN AS INDEPENDENT               SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.2: ELECT LI YONGQUAN AS INDEPENDENT             SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.3: ELECT ZHENG FENG AS INDEPENDENT               SHAREHOLDER         NO              N/A                  N/A

DIRECTOR


 

PROPOSAL #3.1: ELECT LU WEIMIN AS SUPERVISOR                   SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #3.2: ELECT HONG WEI AS SUPERVISOR                     SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #3.3: ELECT HOU GUOLI AS SUPERVISOR                   SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Nanyang Technology Co., Ltd.

  TICKER:               002389                            CUSIP:   Y9893Y109

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Nanyang Technology Co., Ltd.

  TICKER:               002389                            CUSIP:   Y9893Y109

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE POSTPONEMENT OF RESUMPTION OF            ISSUER            YES             FOR                  FOR

TRADING IN CONNECTION TO ASSETS PURCHASE BY ISSUANCE

OF NEW SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG NETSUN CO LTD

  TICKER:               002095                            CUSIP:   Y9892M106

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND        SHAREHOLDER        YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #8: APPROVE CAPITAL INJECTION BY CONTROLLING   SHAREHOLDER        YES             FOR                  FOR

 SHAREHOLDER TO COMPANY'S WHOLLY-OWNED SUBSIDIARY

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10.1: ELECT SUN DELIANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.2: ELECT FU ZHIYONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.3: ELECT LV GANG AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.4: ELECT TONG MAORONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #10.5: ELECT YU WEIDONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.6: ELECT SHOU ZOU AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.1: ELECT DOU MINGQING AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.2: ELECT YU YI AS INDEPENDENT DIRECTOR       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.3: ELECT QIN LU AS INDEPENDENT DIRECTOR     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.1: ELECT YU FENG AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.2: ELECT ZHU JIONG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang NHU Co., Ltd.

  TICKER:               002001                            CUSIP:   Y98910105

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT CHEN XUECAO AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Qianjiang Biochemical Co., Ltd.

  TICKER:               600796                            CUSIP:   Y9889U103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZHEJIANG QIANJIANG MOTORCYCLE CO LTD

  TICKER:               000913                            CUSIP:   Y98903100

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Runtu Co., Ltd.

  TICKER:               002440                            CUSIP:   Y98947107

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF SENIOR                        ISSUER            YES             FOR                  FOR

MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #8: APPROVE TERMINATION OF PARTIAL RAISED            ISSUER            YES             FOR                  FOR

FUNDS INVESTMENT PROJECT

PROPOSAL #9: APPROVE COMPLETION AND TERMINATION OF            ISSUER            YES             FOR                  FOR

PARTIAL RAISED FUNDS INVESTMENT PROJECT AND USE OF

REMAINING RAISED FUNDS TO PERMANENTLY REPLENISH

COMPANY'S WORKING CAPITAL

PROPOSAL #10: APPROVE ESTABLISHMENT OF INDUSTRY M & A        ISSUER            YES             FOR                  FOR

 MASTER FUND

PROPOSAL #11: ELECT RUAN GUANGDONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY AND CONTROLLED INDIRECT SUBSIDIARY

PROPOSAL #13: ELECT WANG WEI AS SUPERVISOR                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Sanhua Co., Ltd.

  TICKER:               002050                            CUSIP:   Y9890L126

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Sanhua Co., Ltd.

  TICKER:               002050                            CUSIP:   Y9890L126

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #7: APPROVE FORMULATION OF BILL-POOL                     ISSUER            YES             FOR                  FOR

BUSINESS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Satellite Petrochemical Co., Ltd.

  TICKER:               002648                            CUSIP:   Y98961108

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISION)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Satellite Petrochemical Co., Ltd.

  TICKER:               002648                            CUSIP:   Y98961108

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE NO PROFIT DISTRIBUTION                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE TO APPOINT AUDITOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Semir Garments Co., Ltd.

  TICKER:               002563                            CUSIP:   Y9894U106

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT YU YUMIAO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT ZHENG PEIMIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2: APPROVE USE OF NOT MORE THAN CNY 2                 ISSUER            YES             FOR                  FOR

BILLION IDLE OWN FUNDS TO PURCHASE GUARANTEED

FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Semir Garments Co., Ltd.

  TICKER:               002563                            CUSIP:   Y9894U106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION WITH          ISSUER            YES             FOR                  FOR

QIU JIANQIANG

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE TERMINATION OF TIANJIN                       ISSUER            YES             FOR                  FOR

WAREHOUSING & LOGISTICS BASE PROJECT

PROPOSAL #11: APPROVE EQUITY TRANSFER AGREEMENT                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE USE OF EXCESS RAISED FUNDS TO          ISSUER            YES             FOR                  FOR

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Shenghua Biok Biology Co., Ltd.

  TICKER:               600226                            CUSIP:   Y9890P101

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF WHOLLY-             ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY INNER MONGOLIA BAIKE BIO CO., LTD.

PROPOSAL #2: APPROVE CAPITAL INJECTION TO ASSOCIATE          ISSUER            YES             FOR                  FOR

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Shenghua Biok Biology Co., Ltd.

  TICKER:               600226                            CUSIP:   Y9890P101

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #9: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS 2016 AUDITOR AND

PAYMENT OF 2015 REMUNERATION

PROPOSAL #10.00: APPROVE 2015 DAILY RELATED-PARTY              ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #10.01: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH DEQING AOHUA ENERGY CO., LTD

PROPOSAL #10.02: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH ZHEJIANG DONGYUAN OIL CO., LTD

PROPOSAL #10.03: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH HEBEI SHENGXUE DACHENG

PHARMACEUTICAL CO., LTD

PROPOSAL #10.04: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH SHENGHUA GROUP DEQING AOHUA

ADVERTISING CO., LTD

PROPOSAL #10.05: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH ZHEJIANG MUYUAN ENVIRONMENTAL

ENGINEERING CO., LTD

PROPOSAL #10.06: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH SHENGHUA PROPERTIES GROUP CO., LTD

SHENGHUA HOTEL

PROPOSAL #10.07: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH DEQING MUQIANG WOOD INDUSTRY CO.,

PROPOSAL #10.08: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH ZHEJIANG SHENGHUA YUNFENG NEW

MATERIAL CO., LTD

PROPOSAL #10.09: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH ZHEJIANG YIKE BAIKE ANIMAL HEALTH

PRODUCT CO., LTD

PROPOSAL #10.10: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH SHENGHUA GROUP DEQING HUAYUAN

PIGMENT CO., LTD

PROPOSAL #10.11: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH ZHEJIANG SHENGHUA YUNFENG NEW

MATERIAL SALES CO., LTD

PROPOSAL #10.12: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH DEQING SHENGYI DECORATION MATERIAL

CO., LTD

PROPOSAL #10.13: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH NINGXIA LIANCHUANG TEXTILE

DEVELOPMENT GROUP CO., LTD

PROPOSAL #10.14: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH DEQING YUNFENG OUJIN HOME CO., LTD

PROPOSAL #10.15: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH ZHEJIANG DEQING SHENGHUA LINHANG

LOGISTIC CO., LTD

PROPOSAL #11: APPROVE COMPANY FUTURE DEVELOPMENT                ISSUER            YES             FOR                  FOR

STRATEGIC PLAN


 

PROPOSAL #12: APPROVE CHANGE IN BUSINESS SCOPE AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #13: APPROVE EXEMPTION FOR PRACTICING                   ISSUER            YES             FOR                  FOR

RELATED COMMITMENT FOR CONTROLLING SHAREHOLDER, SHEN

PROPOSAL #14: ELECT SHEN PEIJIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Shenghua Biok Biology Co., Ltd.

  TICKER:               600226                            CUSIP:   Y9890P101

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN SHARE CAPITAL BY              ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY TO ATTRACT STRATEGIC INVESTORS

PROPOSAL #2: APPROVE USE OF OWN IDLE FUNDS TO CONDUCT        ISSUER            YES             FOR                  FOR

 FINANCIAL INVESTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Shuanghuan Driveline Co Ltd

  TICKER:               002472                            CUSIP:   Y9894E102

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER             NO              N/A                  N/A

LINES

PROPOSAL #7: APPROVE 2016 PROVISION OF FINANCIAL                ISSUER             NO              N/A                  N/A

GUARANTEE TO WHOLLY-OWNED SUBSIDIARY

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER             NO              N/A                  N/A

 AUDITOR

PROPOSAL #9: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER             NO              N/A                  N/A

 TO CONDUCT CASH MANAGEMENT

PROPOSAL #10: ELECT CAI NING AS INDEPENDENT DIRECTOR         ISSUER             NO              N/A                  N/A

PROPOSAL #11: ELECT LI ZHIQIANG AS SUPERVISOR                      ISSUER             NO              N/A                  N/A

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER             NO              N/A                  N/A

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Supor Co., Ltd.

  TICKER:               002032                            CUSIP:   Y98925103

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STRATEGIC INVESTMENT BY                       ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER THROUGH TRANSFER AGREEMENT


 

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING TRADEMARK TRANSFER AGREEMENT WITH

SUPOR GROUP CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Supor Co., Ltd.

  TICKER:               002032                            CUSIP:   Y98925103

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE SIGNING OF 2016 RELATED PARTY            ISSUER            YES             FOR                  FOR

TRANSACTION AGREEMENT WITH SEB S.A.

PROPOSAL #8: APPROVE ADDITIONAL INVESTMENT IN                     ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS USING OWN IDLE FUNDS

PROPOSAL #9: APPROVE AMENDMENT TO ARTICLES OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PURCHASE OF EQUITY OF CONTROLLED

SUBSIDIARY JIANGSU SUPOR APPLIANCE MANUFACTURING CO.,

 LTD.

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PURCHASE OF EQUITY OF CONTROLLED

INDIRECT SUBSIDIARY WUHAN SUPOR COOKING UTENSILS CO.,

 LTD.

PROPOSAL #12: ELECT BERTRAND NEUSCHWANDER AS NON-          SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Transfar Co., Ltd.

  TICKER:               002010                            CUSIP:   Y98924106

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS TO                     ISSUER            YES             FOR                  FOR

PURCHASE GUARANTEED FINANCIAL PRODUCTS

PROPOSAL #10.1: ELECT ZHOU JIAHAI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2: ELECT XU HUAXIANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: ELECT YANG BAIZHANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.1: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #12.2: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF UNDERLYING STOCKS

PROPOSAL #12.3: APPROVE DURATION, GRANT DATE, WAITING        ISSUER            YES             FOR                  FOR

 PERIOD, EXERCISE DATE AND LOCK-UP PERIOD

PROPOSAL #12.4: APPROVE GRANT PRICE AND PRICE-SETTING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #12.5: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

EXERCISING

PROPOSAL #12.6: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #12.7: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.8: APPROVE PROCEDURES TO IMPLEMENT THE          ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AS WELL AS GRANTING AND EXERCISING

PROPOSAL #12.9: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #12.10: APPROVE HOW TO IMPLEMENT THE                     ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #13: APPROVE METHODS TO ASSESS THE                        ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanfeng Auto Wheel Co., Ltd.

  TICKER:               002085                            CUSIP:   Y9892K100

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ADDITIONAL LOAN PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ADDITIONAL 2015 PROVISION OF              ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEE TO SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanfeng Auto Wheel Co., Ltd.

  TICKER:               002085                            CUSIP:   Y9892K100

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2015 FINANCIAL BUDGET REPORT

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES         AGAINST           AGAINST

GUARANTEE TO SUBSIDIARIES

PROPOSAL #7: APPROVE 2016 LOAN PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE COMPANY TO CONDUCT ALUMINUM                ISSUER            YES             FOR                  FOR

HEDGING BUSINESS

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanfeng Auto Wheel Co., Ltd.

  TICKER:               002085                            CUSIP:   Y9892K100

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanliyang Transmission Co., Ltd.

  TICKER:               002434                            CUSIP:   Y98945101

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanliyang Transmission Co., Ltd.

  TICKER:               002434                            CUSIP:   Y98945101

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN ORIENTED ASSET         ISSUER            YES             FOR                  FOR

MANAGEMENT PLAN OF CAITONG SECURITIES ASSET

MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanliyang Transmission Co., Ltd.

  TICKER:               002434                            CUSIP:   Y98945101

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CONTINUED                     ISSUER            YES             FOR                  FOR

SUSPENSION OF TRADING DUE TO MAJOR ASSETS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanliyang Transmission Co., Ltd.

  TICKER:               002434                            CUSIP:   Y98945101

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

PROPOSAL #7: ELECT ZHOU XINLIANG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanliyang Transmission Co., Ltd.

  TICKER:               002434                            CUSIP:   Y98945101

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S PLAN FOR RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTION IN CONNECTION TO ACQUISITION BY CASH AND

 ISSUANCE OF SHARES AS WELL AS RAISING SUPPORTING

FUNDS COMPLIES WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #2.1.1: APPROVE TRANSACTION TARGETS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.2: APPROVE TRANSACTION PARTIES                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.3: APPROVE TRANSACTION PRICE, PAYMENT          ISSUER            YES             FOR                  FOR

METHOD AND AMOUNT

PROPOSAL #2.1.4: APPROVE PAYMENT DEADLINE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.5: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.1.6: APPROVE DELIVERY                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.7: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2.1: APPROVE ISSUE MANNER AND TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.2.2: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.2.3: APPROVE PRICING REFERENCE DATE,                ISSUER            YES             FOR                  FOR

PRICING BASIS, ISSUE PRICE AND ISSUE AMOUNT

PROPOSAL #2.2.4: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2.5: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.2: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.3: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES             FOR                  FOR

PRICING BASIS, ISSUE PRICE AND ISSUE AMOUNT

PROPOSAL #3.4: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE 43 PARAGRAPH 2 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #6: APPROVE TRANSACTION CONSTITUTE AS                   ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #8: APPROVE RELEVANT AUDIT REPORTS AND                 ISSUER            YES             FOR                  FOR

APPRAISAL REPORTS

PROPOSAL #9: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S ACQUISITION BY CASH AND ISSUANCE OF SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #10: APPROVE COMPLETENESS AND COMPLIANCE OF         ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO THE TRANSACTION

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO THE PERFORMANCE

COMPENSATION SHARE REPURCHASE AND CANCELLATION

PROPOSAL #13: APPROVE CONDITIONAL ASSET PURCHASE                ISSUER            YES             FOR                  FOR

AGREEMENT BY CASH AND ISSUANCE OF SHARES

PROPOSAL #14: APPROVE CONDITIONAL PROFIT FORECAST              ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT

PROPOSAL #15: APPROVE SUBSCRIPTION AGREEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE (DRAFT) 2016 PHASE 1 EMPLOYEE          ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN AND ITS SUMMARY

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #18: APPROVE MANAGEMENT RULES OF 2016 PHASE         ISSUER            YES             FOR                  FOR

1 EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #19: APPROVE APPOINTMENT OF AGENCY IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO MAJOR ASSET RESTRUCTURING

PROPOSAL #20: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #21: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #22: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanma Co Ltd

  TICKER:               002276                            CUSIP:   Y9893H106

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 COUNTER-DILUTION MEASURES          ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT OF RELEVANT PARTIES          ISSUER            YES             FOR                  FOR

ON COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanma Co Ltd

  TICKER:               002276                            CUSIP:   Y9893H106

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE 2016 PRIVATE PLACEMENT OF NEW            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUANCE METHOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUANCE SIZE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ISSUE PRICE AND PRICING                   ISSUER            YES             FOR                  FOR

REFERENCE DATE

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS TO PRIVATE PLACEMENT

PROPOSAL #4: APPROVE 2016 PRIVATE PLACEMENT PLAN                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FEASIBILITY ANALYSIS REPORT        ISSUER            YES             FOR                  FOR

 ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2016 COUNTER-DILUTION MEASURES          ISSUER            YES             FOR                  FOR

IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMMITMENTS OF RELATED ENTITIES         ISSUER            YES             FOR                  FOR

FOR EFFECTIVE IMPLEMENTATION OF COUNTER-DILUTION

MEASURES

PROPOSAL #8: APPROVE WITHDRAWAL OF APPLICATION                   ISSUER            YES             FOR                  FOR

DOCUMENTS FOR 2015 PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Wanma Co Ltd

  TICKER:               002276                            CUSIP:   Y9893H106

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 AUTHORIZATION OF                          ISSUER            YES             FOR                  FOR

JURISDICTION OF BANK FINANCING

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #9: APPROVE APPOINTMENT OF SHINEWING CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL AUDITOR

PROPOSAL #10: APPROVE 2016 USE OF IDLE FUNDS TO                 ISSUER            YES             FOR                  FOR

CONDUCT CASH MANAGEMENT

PROPOSAL #11: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE IMPORTANT MATTERS PRIVILEGE              ISSUER            YES             FOR                  FOR

AUTHORIZATION MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Weiming Environment Protection Co., Ltd.

  TICKER:               603568                            CUSIP:   Y989A0105

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EXTERNAL GUARANTEE TO SUBSIDIARY        ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT ZHANG WEIXIAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Weixing Industrial Development Co., Ltd.

  TICKER:               002003                            CUSIP:   Y9891B101

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Weixing Industrial Development Co., Ltd.

  TICKER:               002003                            CUSIP:   Y9891B101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO EXPAND BUSINESS SCOPE

PROPOSAL #2.1.1: ELECT ZHANG KAPENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.1.2: ELECT ZHANG SANYUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.1.3: ELECT XIE JINKUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.4: ELECT ZHU LIQUAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.5: ELECT ZHU MEICHUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1.6: ELECT CAI LIYONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.7: ELECT HOU YOUSEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.1: ELECT JIN XUEJUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.2: ELECT WU DONGLAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.3: ELECT CHEN ZHIMIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.4: ELECT MAO MEIYING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT YE LIJUN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT XU MINGZHAO AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Weixing New Building Materials Co., Ltd.

  TICKER:               002372                            CUSIP:   Y9893V105

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EXPAND IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #8.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #8.2: APPROVE SOURCE, NUMBER AND ALLOCATION         ISSUER            YES             FOR                  FOR

OF UNDERLYING STOCKS

PROPOSAL #8.3: APPROVE DURATION, GRANT DATE, LOCKING         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD OF

RESTRICTED STOCKS

PROPOSAL #8.4: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #8.5: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #8.6: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #8.7: APPROVE ACCOUNTING TREATMENT, FAIR              ISSUER            YES             FOR                  FOR

VALUE ESTIMATES AND COST AMORTIZATION

PROPOSAL #8.8: APPROVE IMPLEMENTATION, GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING PROCEDURE

PROPOSAL #8.9: APPROVE RIGHTS AND OBLIGATIONS OF THE         ISSUER            YES             FOR                  FOR

PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #8.10: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #8.11: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #9: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Xianju Pharmaceutical Co., Ltd.

  TICKER:               002332                            CUSIP:   Y9893R104

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

PROPOSAL #7: APPROVE CONTINUED PROVISION OF GUARANTEE        ISSUER            YES         AGAINST           AGAINST

 TO CONTROLLED SUBSIDIARY TAIZHOU HAISHENG

PHARMACEUTICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Xinan Chemical Industrial Group Co., Ltd.

  TICKER:               600596                            CUSIP:   Y9891L109

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF CHAIRMAN OF THE         ISSUER            YES             FOR                  FOR

BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Yankon Group Co., Ltd.

  TICKER:               600261                            CUSIP:   Y9890Z109

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WU QINGWANG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Yankon Group Co., Ltd.

  TICKER:               600261                            CUSIP:   Y9890Z109

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Yasha Decoration Co., Ltd.

  TICKER:               002375                            CUSIP:   Y9893W103

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF PHASE 3 EMPLOYEE SHARE         ISSUER            YES             FOR                  FOR

PURCHASE PLAN

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #3: APPROVE USE OF TEMPORARY IDLE RAISED              ISSUER            YES             FOR                  FOR

FUNDS AND OWN FUNDS TO INVEST IN BANK FINANCIAL

PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Yasha Decoration Co., Ltd.

  TICKER:               002375                            CUSIP:   Y9893W103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #9: APPROVE APPOINTMENT OF GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS 2016 FINANCIAL AUDITOR

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #11: APPROVE USE OF PARTIAL SAVED RAISED              ISSUER            YES             FOR                  FOR

FUNDS TO PERMANENTLY REPLENISH COMPANY'S WORKING

CAPITAL

PROPOSAL #12.1: ELECT DING HAIFU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.2: ELECT WANG WENGUANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR


 

PROPOSAL #12.3: ELECT DING XINXIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.4: ELECT ZHANG WEI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.5: ELECT WU QINGYI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.6: ELECT DING ZECHENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #12.7: ELECT DAI YIJUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.1: ELECT LI BINGREN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.2: ELECT GU YUNCHANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.3: ELECT WANG XIANGYAO AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.4: ELECT WANG LI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE ALLOWANCE OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #15.1: ELECT WANG ZHEN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Yongtai Technology Co Ltd.

  TICKER:               002326                            CUSIP:   Y9893Q106

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

INDIRECT SUBSIDIARY

PROPOSAL #4: APPROVE CONTINUED USE OF IDLE RAISED              ISSUER            YES             FOR                  FOR

FUNDS TO REPLENISH WORKING CAPITAL

PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINE FROM FINANCIAL INSTITUTIONS

PROPOSAL #6: APPROVE AMENDMENT TO ISSUANCE OF MEDIUM         ISSUER            YES             FOR                  FOR

TERM NOTES AND DEBT FINANCING INSTRUMENTS

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO DEBT FINANCING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Yongtai Technology Co Ltd.

  TICKER:               002326                            CUSIP:   Y9893Q106

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS REGARDING CAPITAL            ISSUER            YES             FOR                  FOR

INJECTION IN SHENZHEN MESADA TECHNOLOGY CO.,LTD


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Yongtai Technology Co Ltd.

  TICKER:               002326                            CUSIP:   Y9893Q106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FOREIGN EXCHANGE HEDGING                     ISSUER            YES             FOR                  FOR

OPERATIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

INDIRECT SUBSIDIARIES

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #10: APPROVE JOINT ESTABLISHMENT OF                       ISSUER            YES             FOR                  FOR

INDUSTRIAL MERGER AND ACQUISITIONS AND EQUITY

INVESTMENT FUNDS

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #12.1: APPROVE OVERALL TRANSACTION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.2: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #12.3: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #12.4: APPROVE TARGET PARTIES                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.5: APPROVE SUBSCRIPTION MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.6: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.7: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #12.8: APPROVE PURCHASE PRICE OF TARGET                ISSUER            YES             FOR                  FOR

ASSET

PROPOSAL #12.9: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #12.10: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #12.11: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #12.12: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #12.13: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #12.14: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE PRIVATE PLACEMENT OF NEW A                ISSUER            YES             FOR                  FOR

SHARES DOES NOT CONSTITUTES AS RELATED PARTY

TRANSACTION


 

PROPOSAL #14: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #15: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #16: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #17: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE ASSETS PURCHASE BY CASH PAYMENT AND

 ISSUANCE OF NEW SHARES AS WELL AS RAISING SUPPORTING

 FUNDS

PROPOSAL #18: APPROVE CONDITIONAL ASSET PURCHASE                ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUE OF SHARES AND CASH PAYMENT AND

PROFIT FORECAST COMPENSATION AGREEMENT

PROPOSAL #19: APPROVE PERFORMANCE COMPENSATION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #20: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #21: APPROVE APPOINTMENT OF HIRING AGENCIES         ISSUER            YES             FOR                  FOR

IN RELATION TO THE TRANSACTION

PROPOSAL #22: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #23: APPROVE RELEVANT AUDIT REPORT, REVIEW          ISSUER            YES             FOR                  FOR

REPORT AND EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #24: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #25: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Zheneng Electric Power Co., Ltd.

  TICKER:               600023                            CUSIP:   Y9897X107

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4.01: APPROVE FINANCIAL STATEMENTS                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: APPROVE 2016 FINANCIAL BUDGET REPORT         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINTMENT OF PAN-CHINA CERTIFIED                 ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS CO., LTD. AS 2016 FINANCIAL AND

INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTION


 

PROPOSAL #8.02: APPROVE COAL SERVICE COOPERATION                ISSUER            YES             FOR                  FOR

FRAMEWORK WITH ZHEJIANG PROVINCIAL ENERGY GROUP CO.,

LTD. COAL AND TRANSPORT BRANCH

PROPOSAL #8.03: APPROVE ENERGY SERVICE COOPERATION            ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH ZHEJIANG PROVINCIAL ENERGY

GROUP CO., LTD. TECHNOLOGY PROJECT SERVICES INDUSTRY

BRANCH

PROPOSAL #8.04: APPROVE OIL AND GAS SERVICE                        ISSUER            YES             FOR                  FOR

COOPERATION FRAMEWORK AGREEMENT WITH ZHEJIANG

PROVINCIAL ENERGY GROUP CO., LTD. GAS OIL BRANCH

PROPOSAL #8.05: APPROVE RENEWABLE ENERGY SERVICE                ISSUER            YES             FOR                  FOR

COOPERATION FRAMEWORK AGREEMENT WITH ZHEJIANG

PROVINCIAL ENERGY GROUP CO., LTD. RENEWABLE ENERGY

BRANCH

PROPOSAL #8.06: APPROVE FINANCIAL SERVICE AGREEMENT          ISSUER            YES             FOR                  FOR

WITH ZHEJIANG PROVINCIAL ENERGY GROUP FINANCE CO.,

PROPOSAL #8.07: APPROVE XINJIANG PLATE BUSINESS                 ISSUER            YES             FOR                  FOR

COOPERATION FRAMEWORK AGREEMENT WITH ZHEJIANG

PROVINCIAL ENERGY GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Zhongcheng Packing Materials Co., Ltd.

  TICKER:               002522                            CUSIP:   Y9894J101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.5: APPROVE ISSUE SIZE AND SCALE                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)


 

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: ELECT HUANG XUSHENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT YU YI AS INDEPENDENT DIRECTOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhejiang Zhongcheng Packing Materials Co., Ltd.

  TICKER:               002522                            CUSIP:   Y9894J101

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2014 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #8: APPROVE 2015 SPECIAL REPORT ON THE                 ISSUER            YES             FOR                  FOR

DEPOSIT AND USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES         AGAINST           AGAINST

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #10: APPROVE 2016 FORWARD FOREIGN EXCHANGE,         ISSUER            YES             FOR                  FOR

RMB AND FOREIGN EXCHANGE SWAPS TRADING

PROPOSAL #11: APPROVE TERMINATION OF STOCK OPTION              ISSUER            YES             FOR                  FOR

INCENTIVE PLAN

PROPOSAL #12: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #13: APPROVE 2015 ISSUANCE OF SHARES VIA              ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT (AMENDED DRAFT)

PROPOSAL #14: APPROVE SPECIAL REPORT ON THE USAGE OF         ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #15: APPROVE USE OF PARTIAL IDLE EXCESS                ISSUER            YES             FOR                  FOR

RAISED FUNDS TO PURCHASE GUARANTEED FINANCIAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhen Ding Technology Holding Ltd

  TICKER:               4958                                CUSIP:   G98922100

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhengzhou Coal Industry & Electric Power Co., Ltd.

  TICKER:               600121                            CUSIP:   Y9890V108

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN 2015 AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINE OF HENAN ZHENGXIN NEW RAILWAY CO.,

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhengzhou Coal Industry & Electric Power Co., Ltd.

  TICKER:               600121                            CUSIP:   Y9890V108

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: ELECT WANG LIANHAI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.02: ELECT MA ZHENGLAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.03: ELECT GAO ZHENGUO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.04: ELECT WANG TIEZHUANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.05: ELECT GUO KUANGSHENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.06: ELECT ZOU SHANWANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #9.01: ELECT LV SUIQI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT QIN ZHONGFENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT LI WEIZHEN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.01: ELECT DU CHUNSHENG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.02: ELECT TIAN FUJUN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.03: ELECT YANG SONGJUN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.04: ELECT LI BAOFANG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.05: ELECT WANG SIPENG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #10.06: ELECT REN SHENGYUE AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhengzhou Coal Mining Machinery Group Co Ltd

  TICKER:               564                                  CUSIP:   Y98949103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

NON-EXECUTIVE DIRECTORS

PROPOSAL #5: APPROVE BDO CHINA SHU LUN PAN CERTIFIED         ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS LLP AS PRC AUDITOR AND DELOITTE

TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF REPURCHASE                       ISSUER            YES         AGAINST           AGAINST

GUARANTEE BY THE COMPANY TO CUSTOMERS UNDER

PROPOSAL #7: APPROVE USE OF SELF-OWNED IDLE FUNDS AND        ISSUER            YES             FOR                  FOR

 IDLE PROCEEDS FROM THE H SHARES FOR THE WEALTH

MANAGEMENT PRODUCTS

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE FULFILLMENT OF CONDITIONS OF THE        ISSUER            YES             FOR                  FOR

 PURCHASE OF ASSETS BY SHARE ISSUE AND CASH PAYMENT

PROPOSAL #10: APPROVE THE PURCHASE OF ASSETS BY SHARE        ISSUER            YES             FOR                  FOR

 ISSUE AND THE FUNDRAISING CONSTITUTES A CONNECTED

TRANSACTION

PROPOSAL #11.01: APPROVE COUNTERPARTY OF THE                       ISSUER            YES             FOR                  FOR

TRANSACTION IN RELATION TO PROPOSAL OF PURCHASE OF

ASSETS BY SHARE ISSUE AND CASH PAYMENT AND THE

FUNDRAISING

PROPOSAL #11.02: APPROVE SUBJECT OF THE TRANSACTION          ISSUER            YES             FOR                  FOR

IN RELATION TO PROPOSAL OF PURCHASE OF ASSETS BY

SHARE ISSUE AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #11.03: APPROVE MEANS OF TRANSACTION IN                ISSUER            YES             FOR                  FOR

RELATION TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE

ISSUE AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #11.04: APPROVE BASIS OF PRICING IN RELATION        ISSUER            YES             FOR                  FOR

 TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE ISSUE AND

 CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #11.05: APPROVE PAYMENT METHODS IN RELATION         ISSUER            YES             FOR                  FOR

TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE ISSUE AND

CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #11.06: APPROVE PRICE ADJUSTMENT PROPOSALS          ISSUER            YES             FOR                  FOR

IN RELATION TO PROPOSAL OF PURCHASE OF ASSETS BY

SHARE ISSUE AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #11.07: APPROVE LOCK-UP PERIOD ARRANGEMENT          ISSUER            YES             FOR                  FOR

IN RELATION TO PROPOSAL OF PURCHASE OF ASSETS BY

SHARE ISSUE AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #11.08: APPROVE EXPECTED PROCEEDS IN                     ISSUER            YES             FOR                  FOR

RELATION TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE

ISSUE AND CASH PAYMENT AND THE FUNDRAISING


 

PROPOSAL #11.09: APPROVE METHODS OF ISSUE IN RELATION        ISSUER            YES             FOR                  FOR

 TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE ISSUE AND

 CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #11.10: APPROVE TARGETS, LOCK-UP PERIOD AND         ISSUER            YES             FOR                  FOR

USE OF PROCEEDS IN RELATION TO PROPOSAL OF PURCHASE

OF ASSETS BY SHARE ISSUE AND CASH PAYMENT AND THE

FUNDRAISING

PROPOSAL #12: APPROVE FEASIBILITY OF THE USE OF                 ISSUER            YES             FOR                  FOR

PROCEEDS FROM THE FUNDRAISING

PROPOSAL #13: APPROVE MATERIAL ASSET REORGANIZATION          ISSUER            YES             FOR                  FOR

OF COMPANY SATISFIES REQUIREMENTS OF ARTICLE 4 OF THE

 REGULATIONS CONCERNING THE STANDARDIZATION OF

CERTAIN ISSUES OF MATERIAL ASSETREORGANIZATION OF

LISTED COMPANIES

PROPOSAL #14: APPROVE MATERIAL ASSET REORGANIZATION          ISSUER            YES             FOR                  FOR

OF COMPANY SATISFIES REQUIREMENTS OF ARTICLE 43 OF

THE ADMINISTRATIVE MEASURES FOR MATERIAL ASSET

REORGANIZATION OF LISTED COMPANIES

PROPOSAL #15: APPROVE MATERIAL ASSET REORGANIZATION          ISSUER            YES             FOR                  FOR

OF COMPANY DOES NOT CONSTITUTE A BACK-DOOR LISTING AS

 SPECIFIED IN ARTICLE 13 OF THE ADMINISTRATIVE

MEASURES FOR MATERIAL ASSET REORGANIZATION OF LISTED

PROPOSAL #16: APPROVE CONDITIONAL AGREEMENT ON EQUITY        ISSUER            YES             FOR                  FOR

 TRANSFER AND PURCHASE OF ASSETS BY CASHPAYMENT AND

SHARE ISSUE ENTERED INTO BETWEEN THE COMPANY AND ITS

COUNTERPARTY

PROPOSAL #17: AUTHORIZE BOARD TO HANDLE ALL MATTERS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE PURCHASE OF ASSETS BY SHARE ISSUE

AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #18: APPROVE THE DESCRIPTION IN RESPECT OF          ISSUER            YES             FOR                  FOR

THE COMPLETENESS AND COMPLIANCE OF LEGAL PROCEDURES

AND THE VALIDITY OF THE LEGAL DOCUMENTS SUBMITTED IN

RELATION TO THE MATERIAL ASSET REORGANIZATION

PROPOSAL #19: APPROVE EMPLOYEE SHARE OWNERSHIP SCHEME        ISSUER            YES             FOR                  FOR

PROPOSAL #20: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT TO HUATAI SECURITIES (SHANGHAI) ASSET

MANAGEMENT CO. LTD.

PROPOSAL #21: AUTHORIZE BOARD OF DIRECTORS TO HANDLE         ISSUER            YES             FOR                  FOR

ALL MATTERS IN RELATION TO THE EMPLOYEE SHARE

OWNERSHIP SCHEME

PROPOSAL #22: APPROVE REPORT ON THE PURCHASE OF                 ISSUER            YES             FOR                  FOR

ASSETS BY SHARE ISSUE AND CASH PAYMENT AND

PROPOSAL #23: APPROVE CONDITIONAL SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

AGREEMENT OF THE AGREEMENT ON EQUITY TRANSFER AND

PURCHASE OF ASSETS BY CASH PAYMENT AND SHARE ISSUE TO

 ITS COUNTERPARTY

PROPOSAL #24: APPROVE INDEPENDENCY OF THE APPRAISER,         ISSUER            YES             FOR                  FOR

REASONABLENESS OF THE ASSUMPTIONS USED IN THE

EVALUATION, RELEVANCE OF THE EVALUATION METHODS AND

EVALUATION PURPOSES AND FAIRNESS OF THE APPRAISED

PRICE.

PROPOSAL #25: APPROVE THE AUDIT, REVIEW AND                        ISSUER            YES             FOR                  FOR

EVALUATION REPORTS ON THE PURCHASE OF ASSETS BY SHARE

 ISSUE AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #26: APPROVE DILUTION EFFECT OF THE                       ISSUER            YES             FOR                  FOR

REORGANIZATION ON THE CURRENT RETURNS AND REMEDIAL

MEASURES

PROPOSAL #27: APPROVE UNDERTAKING ISSUED BY ALL                 ISSUER            YES             FOR                  FOR

DIRECTORS AND SENIOR MANAGEMENT MEMBERS ON THE

REMEDIAL MEASURES ADOPTED IN RELATION OF CURRENT

RETURNS BY MATERIAL ASSET REORGANIZATION OF THE


 

PROPOSAL #28: APPROVE DIVIDEND DISTRIBUTION PLAN FOR         ISSUER            YES             FOR                  FOR

SHAREHOLDERS OF COMPANY FOR THE NEXT THREE YEARS

PROPOSAL #29: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhengzhou Coal Mining Machinery Group Co Ltd

  TICKER:               564                                  CUSIP:   Y98949103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE COUNTERPARTY OF THE                        ISSUER            YES             FOR                  FOR

TRANSACTION IN RELATION TO PROPOSAL OF PURCHASE OF

ASSETS BY SHARE ISSUE AND CASH PAYMENT AND THE

FUNDRAISING

PROPOSAL #1.02: APPROVE SUBJECT OF THE TRANSACTION IN        ISSUER            YES             FOR                  FOR

 RELATION TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE

ISSUE AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #1.03: APPROVE MEANS OF TRANSACTION IN                 ISSUER            YES             FOR                  FOR

RELATION TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE

ISSUE AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #1.04: APPROVE BASIS OF PRICING IN RELATION         ISSUER            YES             FOR                  FOR

TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE ISSUE AND

CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #1.05: APPROVE PAYMENT METHODS IN RELATION          ISSUER            YES             FOR                  FOR

TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE ISSUE AND

CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #1.06: APPROVE PRICE ADJUSTMENT PROPOSALS IN        ISSUER            YES             FOR                  FOR

 RELATION TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE

ISSUE AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #1.07: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES             FOR                  FOR

 RELATION TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE

ISSUE AND CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #1.08: APPROVE EXPECTED PROCEEDS IN RELATION        ISSUER            YES             FOR                  FOR

 TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE ISSUE AND

 CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #1.09: APPROVE METHODS OF ISSUE IN RELATION         ISSUER            YES             FOR                  FOR

TO PROPOSAL OF PURCHASE OF ASSETS BY SHARE ISSUE AND

CASH PAYMENT AND THE FUNDRAISING

PROPOSAL #1.10: APPROVE TARGETS, LOCK-UP PERIOD AND          ISSUER            YES             FOR                  FOR

USE OF PROCEEDS IN RELATION TO PROPOSAL OF PURCHASE

OF ASSETS BY SHARE ISSUE AND CASH PAYMENT AND THE

FUNDRAISING

PROPOSAL #2: APPROVE REPORT ON THE PURCHASE OF ASSETS        ISSUER            YES             FOR                  FOR

 BY SHARE ISSUE AND CASH PAYMENT AND FUNDRAISING

PROPOSAL #3: APPROVE CONDITIONAL AGREEMENT ON EQUITY         ISSUER            YES             FOR                  FOR

TRANSFER AND PURCHASE OF ASSETS BY CASHPAYMENT AND

SHARE ISSUE ENTERED INTO BETWEEN THE COMPANY AND ITS

COUNTERPARTY

PROPOSAL #4: APPROVE CONDITIONAL SUPPLEMENTAL                     ISSUER            YES             FOR                  FOR

AGREEMENT OF THE AGREEMENT ON EQUITY TRANSFER AND

PURCHASE OF ASSETS BY CASH PAYMENT AND SHARE ISSUE TO

 ITS COUNTERPARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhengzhou Yutong Bus Co., Ltd.

  TICKER:               600066                            CUSIP:   Y98913109

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS, EXCESS RATIFICATION AND APPROVE 2016

DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 AUDITOR'S FEE AND RE-                  ISSUER            YES             FOR                  FOR

APPOINTMENT OF AUDITOR

PROPOSAL #9: APPROVE FORMULATION OF MANAGEMENT SYSTEM        ISSUER            YES             FOR                  FOR

 OF EXTERNAL INVESTMENTS

PROPOSAL #10: APPROVE PROVISION OF REPURCHASE                     ISSUER            YES             FOR                  FOR

LIABILITY

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY YUTONG HONGKONG LIMITED

PROPOSAL #12: APPROVE USAGE OF IDLE FUNDS TO INVEST          ISSUER            YES             FOR                  FOR

IN SHORT-TERM FINANCIAL PRODUCTS

PROPOSAL #13: APPROVE SIGNING OF 2016 TO 2019                     ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTION FRAMEWORK AGREEMENT WITH

ZHENGZHOU LVDU PROPERTY GROUP CO., LTD.

PROPOSAL #14: APPROVE EXPAND IN BUSINESS SCOPE AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongbai Holdings Group Co., Ltd.

  TICKER:               000759                            CUSIP:   Y9715V101

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG JINSONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT WAN MINGZHI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongbai Holdings Group Co., Ltd.

  TICKER:               000759                            CUSIP:   Y9715V101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #2: APPROVE 2016-2017 REMUNERATION                        ISSUER            YES         AGAINST           AGAINST

MANAGEMENT SYSTEM FOR COMPANY PROFESSIONAL MANAGERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongbai Holdings Group Co., Ltd.

  TICKER:               000759                            CUSIP:   Y9715V101

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE APPOINTMENT OF UNION POWER CPAS         ISSUER            YES             FOR                  FOR

CO., LTD.

PROPOSAL #9: ELECT HUANG JING AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE COOPERATIVE INVESTMENT IN                 ISSUER            YES             FOR                  FOR

ZHONGBAI ELECTRONIC PAYMENT SERVICES CO., LTD. AND

RELATED-PARTY TRANSACTIONS

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongfu Straits (Pingtan) Development Co., Ltd.

  TICKER:               000592                            CUSIP:   Y26557101

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-ENACTMENT OF MANAGEMENT                 ISSUER            YES             FOR                  FOR

SYSTEM OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongfu Straits (Pingtan) Development Co., Ltd.

  TICKER:               000592                            CUSIP:   Y26557101

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #2: APPROVE USE OF IDLE OWN FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN BANK FINANCIAL PRODUCTS

PROPOSAL #3: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO INVEST IN GUARANTEED BANK FINANCIAL PRODUCTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongfu Straits (Pingtan) Development Co., Ltd.

  TICKER:               000592                            CUSIP:   Y26557101

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongfu Straits (Pingtan) Development Co., Ltd.

  TICKER:               000592                            CUSIP:   Y26557101

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT JI XINHUA AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                      SHAREHOLDER        YES         AGAINST               N/A

(SHAREHOLDER PROPOSAL)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonghong Holding Co., Ltd.

  TICKER:               000979                            CUSIP:   Y0139W106

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE PROVISION OF GUARANTEE TO THE        ISSUER            YES             FOR                  FOR

 LOAN OF A SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonghong Holding Co., Ltd.

  TICKER:               000979                            CUSIP:   Y0139W106

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO THE LOAN         ISSUER            YES             FOR                  FOR

OF SUBSIDIARY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonghong Holding Co., Ltd.

  TICKER:               000979                            CUSIP:   Y0139W106

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonghong Holding Co., Ltd.

  TICKER:               000979                            CUSIP:   Y0139W106

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE CHANGE OF AUDITOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonghong Holding Co., Ltd.

  TICKER:               000979                            CUSIP:   Y0139W106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE REPORT OF THE BOARD OF                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #2.00: APPROVE REPORT OF THE BOARD OF                   ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3.00: APPROVE FINANCIAL STATEMENTS                       ISSUER             NO              N/A                  N/A

PROPOSAL #4.00: APPROVE ANNUAL REPORT AND SUMMARY               ISSUER             NO              N/A                  N/A

PROPOSAL #5.00: APPROVE PROFIT DISTRIBUTION                         ISSUER             NO              N/A                  N/A

PROPOSAL #6.00: APPROVE 2016 - 2017 EXTERNAL                       ISSUER             NO              N/A                  N/A

GUARANTEE

PROPOSAL #7.00: APPROVE APPOINTMENT OF FINANCIAL                ISSUER             NO              N/A                  N/A

AUDITOR

PROPOSAL #8.00: APPROVE COMPANY'S ELIGIBILITY FOR              ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF SHARES

PROPOSAL #9.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER             NO              N/A                  N/A

PROPOSAL #9.02: APPROVE ISSUE MANNER                                     ISSUER             NO              N/A                  N/A

PROPOSAL #9.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #9.04: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER             NO              N/A                  N/A

PROPOSAL #9.05: APPROVE ISSUE SIZE                                         ISSUER             NO              N/A                  N/A

PROPOSAL #9.06: APPROVE LOCK-UP PERIOD AND LISTING            ISSUER             NO              N/A                  N/A

EXCHANGE

PROPOSAL #9.07: APPROVE USE OF PROCEEDS                                ISSUER             NO              N/A                  N/A


 

PROPOSAL #9.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

CUMULATIVE EARNINGS

PROPOSAL #9.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #10.00: APPROVE PLAN ON PRIVATE PLACEMENT OF        ISSUER             NO              N/A                  N/A

 SHARES

PROPOSAL #11.00: APPROVE FEASIBILITY ANALYSIS REPORT         ISSUER             NO              N/A                  N/A

ON THE USE OF PROCEEDS

PROPOSAL #12.00: APPROVE REPORT ON THE USAGE OF                 ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #13.00: APPROVE AUTHORIZATION OF BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

PROPOSAL #14.00: APPROVE SHAREHOLDER RETURN PLAN IN          ISSUER             NO              N/A                  N/A

THE NEXT THREE YEARS

PROPOSAL #15.00: APPROVE IMPACT OF DILUTION OF                   ISSUER             NO              N/A                  N/A

CURRENT RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

 RELEVANT MEASURES TO BE TAKEN

PROPOSAL #16.00: APPROVE COMMITMENT FROM DIRECTORS,          ISSUER             NO              N/A                  N/A

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES

 IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonghong Holding Co., Ltd.

  TICKER:               000979                            CUSIP:   Y0139W106

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongjin Gold Corp., Ltd.

  TICKER:               600489                            CUSIP:   Y9890R107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE GUARANTEE PROVISION TO SONG              ISSUER            YES             FOR                  FOR

COUNTY JINNIU CO., LTD.

PROPOSAL #11: APPROVE GUARANTEE PROVISION TO LINGYUAN        ISSUER            YES             FOR                  FOR

 RIXING MINING CO., LTD.


 

PROPOSAL #12: APPROVE GUARANTEE PROVISION TO HEBEI            ISSUER            YES             FOR                  FOR

YUERYA GOLD MINING CO., LTD.

PROPOSAL #13: APPROVE GUARANTEE PROVISION TO CHINA            ISSUER            YES             FOR                  FOR

GOLD SONG COUNTY SONGYUAN GOLD SMELTING CO., LTD.

PROPOSAL #14: APPROVE GUARANTEE PROVISION TO CHINA            ISSUER            YES             FOR                  FOR

GOLD GROUP JIAPIGOU MINING CO., LTD.

PROPOSAL #15: APPROVE GUARANTEE PROVISION BY HUBEI            ISSUER            YES             FOR                  FOR

SANXIN GOLD AND COPPER CO., LTD. TO ANHUI TAIPING

MINING CO., LTD.

PROPOSAL #16: APPROVE ISSUANCE OF SHORT-TERM                       ISSUER            YES         AGAINST           AGAINST

FINANCIAL BILLS AND OTHER RELATED BONDS

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS

PROPOSAL #18: APPROVE EXTENSION OF RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD AND AUTHORIZATION PERIOD IN

CONNECTION TO RIGHTS ISSUE SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongli Science And Technology Group Co Ltd

  TICKER:               002309                            CUSIP:   Y9893N103

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASING AMOUNT REGARDING 2015        ISSUER            YES             FOR                  FOR

 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #2: APPROVE ADDITIONAL AMOUNT OF PROVISION          ISSUER            YES         AGAINST           AGAINST

OF LOAN GUARANTEE TO CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongli Science And Technology Group Co Ltd

  TICKER:               002309                            CUSIP:   Y9893N103

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO ISSUANCE OF CORPORATE BONDS

PROPOSAL #2: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE

PROPOSAL #3: APPROVE EXTERNAL INVESTMENT IN                    SHAREHOLDER        YES         AGAINST               N/A

CONNECTION TO ESTABLISHMENT OF CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongli Science And Technology Group Co Ltd

  TICKER:               002309                            CUSIP:   Y9893N103

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ASSETS PURCHASE BY ISSUANCE OF NEW

PROPOSAL #2.1: APPROVE TRANSACTION PARTIES                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TARGET ASSETS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TRANSACTION MANNER                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.4: APPROVE ISSUANCE OF SHARES                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4a: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.4b: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4c: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4d: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.4e: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4f: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4g: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4h: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.4i: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.4j: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.4k: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.5: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

DOES NOT CONSTITUTE AS ARTICLE 13 OF THE MANAGEMENT

APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES IN CONNECTION TO BACKDOOR LISTING

PROPOSAL #7: APPROVE ANALYSIS OF THE TRANSACTION                ISSUER            YES             FOR                  FOR

PRICING BASIS AND ITS FAIRNESS

PROPOSAL #8: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #9: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUANCE OF NEW SHARES WITH CDB FINANCE

CO, ABC (SUZHOU) INVESTMENT MANAGEMENT CO, WUXI

GUOLIAN VENTURE CAPITAL FUND (LP), ABC WUXI EQUITY

INVESTMENT FUND (LP) AND ABC GUOLIAN WUXI INVESTMENT

PROPOSAL #10: APPROVE REPORT ON RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION IN CONNECTION TO COMPANY'S ASSET PURCHASE

 BY ISSUANCE OF NEW SHARES AND ITS SUMMARY

PROPOSAL #11: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #12: APPROVE RELEVANT AUDIT REPORT, REVIEW          ISSUER            YES             FOR                  FOR

REPORT, PRO FORMA REVIEW REPORT AND APPRAISAL REPORT

PROPOSAL #13: APPROVE APPOINTMENT OF RELEVANT                     ISSUER            YES             FOR                  FOR

INSTITUTIONS

PROPOSAL #14: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF


 

PROPOSAL #15: APPROVE COUNTER-DILUTION MEASURES                  ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE THE NOTION THAT THE STOCK PRICE        ISSUER            YES             FOR                  FOR

 FLUCTUATION BEFORE THE SUSPENSION OF TRADING DOES

NOT MEET THE RELEVANT STANDARDS OF ARTICLE 5

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongli Science And Technology Group Co Ltd

  TICKER:               002309                            CUSIP:   Y9893N103

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

TRANSFERRED PROJECT COMPANY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING TRANSFER OF ENTIRE EQUITY OF 150MW

PHOTOVOLTAIC PROJECT COMPANY BY SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongli Science And Technology Group Co Ltd

  TICKER:               002309                            CUSIP:   Y9893N103

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CARRYING ON 2016 FOREIGN                     ISSUER            YES             FOR                  FOR

EXCHANGE HEDGING OPERATIONS BY COMPANY'S CONTROLLED

SUBSIDIARY ZHONGLI TENGHUI PHOTOVOLTAIC TECHNOLOGY

PROPOSAL #2: APPROVE PROVISION OF FINANCING                        ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO CONTROLLED SUBSIDIARIES

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PROVISION OF FINANCING GUARANTEES TO

INDIRECT SUBSIDIARY JIANGSU ZHONGLI ELECTRONIC

INFORMATION TECHNOLOGY CO., LTD

PROPOSAL #4: APPROVE PROVISION OF PROCUREMENT                     ISSUER            YES         AGAINST           AGAINST

PROJECTS GUARANTEES TO CONTROLLED SUBSIDIARIES

ZHONGLI TENGHUI PHOTOVOLTAIC TECHNOLOGY CO., LTD AND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongli Science And Technology Group Co Ltd

  TICKER:               002309                            CUSIP:   Y9893N103

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #2: APPROVE USAGE OF 2014 EXCESS RAISED                ISSUER            YES             FOR                  FOR

FUNDS FROM PRIVATE PLACEMENT TO PERMANENTLY REPLENISH

 WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongli Science And Technology Group Co Ltd

  TICKER:               002309                            CUSIP:   Y9893N103

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #10: APPROVE 2016 REMUNERATION OF DIRECTORS,        ISSUER            YES             FOR                  FOR

 SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongli Science And Technology Group Co Ltd

  TICKER:               002309                            CUSIP:   Y9893N103

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DILUTION OF CURRENT RETURNS AND         ISSUER             NO              N/A                  N/A

THE RELEVANT MEASURES TO BE TAKEN IN CONNECTION TO

ASSET PURCHASE BY SHARE ISSUANCE

PROPOSAL #2: APPROVE EQUITY-PLEDGED GUARANTEE                     ISSUER             NO              N/A                  N/A

PROVISION PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonglu Co., Ltd.

  TICKER:               900915                            CUSIP:   Y7682B108

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EFFECT OF THE DILUTION IN SPOT-         ISSUER            YES         AGAINST           AGAINST

RETURN TOWARDS KEY FINANCIAL INDICATORS OF THE

COMPANY AND COUNTER-DILUTION MEASURES IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT FROM RELATED MAJOR            ISSUER            YES         AGAINST           AGAINST

PARTIES REGARDING COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES         AGAINST           AGAINST

(REVISION)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ZHANG JIANJUN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE SELLING OF AVAILABLE FINANCIAL          ISSUER            YES         AGAINST           AGAINST

ASSETS WHEN OPPORTUNITY ARISE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonglu Co., Ltd.

  TICKER:               900915                            CUSIP:   Y7682B108

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

AUDITOR'S REMUNERATION

PROPOSAL #6: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF SHARES

PROPOSAL #7: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF THE BOARD TO HANDLE ALL MATTERS

RELATED TO PRIVATE PLACEMENT OF SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonglu Co., Ltd.

  TICKER:               600818                            CUSIP:   Y9896C104

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT IN INVESTMENT OF                ISSUER            YES             FOR                  FOR

HIGH-ALTITUDE WIND POWER PLANT

PROPOSAL #2: APPROVE EXTERNAL INVESTMENT IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO ESTABLISHMENT OF HIGH-ALTITUDE POWER

PROJECT HAIAN COMPANY

PROPOSAL #3: APPROVE PAYMENT OF THE COMPENSATION                ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #4: APPROVE EXTERNAL INVESTMENT                              ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonglu Co., Ltd.

  TICKER:               900915                            CUSIP:   Y9896C104

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EFFECT OF THE DILUTION IN SPOT-         ISSUER             NO              N/A                  N/A

RETURN TOWARDS KEY FINANCIAL INDICATORS OF THE

COMPANY AND COUNTER-DILUTION MEASURES IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT FROM RELATED MAJOR            ISSUER             NO              N/A                  N/A

PARTIES REGARDING COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER             NO              N/A                  N/A

(REVISION)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A


 

PROPOSAL #6: ELECT ZHANG JIANJUN AS NON-INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #7: APPROVE SELLING OF AVAILABLE FINANCIAL          ISSUER             NO              N/A                  N/A

ASSETS WHEN OPPORTUNITY ARISE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhonglu Co., Ltd.

  TICKER:               900915                            CUSIP:   Y9896C104

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

AUDITOR'S REMUNERATION

PROPOSAL #6: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF SHARES

PROPOSAL #7: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF THE BOARD TO HANDLE ALL MATTERS

RELATED TO PRIVATE PLACEMENT OF SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongnan Red Culture Group Co., Ltd.

  TICKER:               002445                            CUSIP:   Y444B1108

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongrun Resources Investment Corp.

  TICKER:               000506                            CUSIP:   Y9897B105

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF SHAN DONG HE          ISSUER            YES             FOR                  FOR

XIN CPAS (LLP) AS 2015 AUDITOR

PROPOSAL #2: APPROVE PROVISION OF MUTUAL GUARANTEE            ISSUER            YES             FOR                  FOR

WITH YANTAI XINCHAO INDUSTRY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongrun Resources Investment Corp.

  TICKER:               000506                            CUSIP:   Y9897B105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongshan Broad-Ocean Motor Co., Ltd.

  TICKER:               002249                            CUSIP:   Y98937108

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 WORK EVALUATION AND RE-               ISSUER            YES             FOR                  FOR

APPOINTMENT OF AUDITOR

PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #9: APPROVE 2017 DEVELOPMENT OF FORWARD                ISSUER            YES             FOR                  FOR

FOREIGN EXCHANGE HEDGING BUSINESS

PROPOSAL #10.A1: ELECT LU CHUPING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.A2: ELECT XU HAIMING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.A3: ELECT GONG JUN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.A4: ELECT PENG HUI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.A5: ELECT WANG WENLI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.B1: ELECT YUAN HAILIN AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.B2: ELECT LUAN JINGLIANG AS INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.B3: ELECT YU JINSONG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.B4: ELECT CHEN ZHAO AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.1: ELECT ZHANG SHULING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.2: ELECT WANG ZHENBIAO AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13: APPROVE EXPANSION OF BUSINESS SCOPE AND   SHAREHOLDER        YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongshan Public Utilities Group Co., Ltd.

  TICKER:               000685                            CUSIP:   Y2618Q105

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 AUDIT EVALUATION REPORT BY         ISSUER            YES             FOR                  FOR

GP CPA

PROPOSAL #7: APPROVE RE-APPOINTMENT OF GP CPA AS 2016        ISSUER            YES             FOR                  FOR

 FINANCIAL AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongsheng Group Holdings Ltd.

  TICKER:               00881                              CUSIP:   G9894K108

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LI GUOQIANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DU QINGSHAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT ADAM KESWICK AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT SHEN JINJUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT SHOICHI OTA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS  AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongtian Urban Development Group Co., Ltd.

  TICKER:               000540                            CUSIP:   Y2943D100

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE DRAFT OF SECOND PHASE RESTRICTED        ISSUER             NO              N/A                  N/A

 STOCK INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE PURPOSE OF INCENTIVE PLAN               ISSUER             NO              N/A                  N/A

PROPOSAL #1.02: APPROVE INCENTIVE PLAN MANAGEMENT              ISSUER             NO              N/A                  N/A

INSTITUTION

PROPOSAL #1.03: APPROVE CRITERIA TO SELECT PLAN                 ISSUER             NO              N/A                  N/A

PARTICIPANTS

PROPOSAL #1.04: APPROVE DETAILS OF THE INCENTIVE PLAN        ISSUER             NO              N/A                  N/A

PROPOSAL #1.05: APPROVE CONDITIONS FOR GRANTING AND          ISSUER             NO              N/A                  N/A

UNLOCKING

PROPOSAL #1.06: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER             NO              N/A                  N/A

 REPURCHASE CANCELLATION

PROPOSAL #1.07: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER             NO              N/A                  N/A

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.08: APPROVE CONDITIONS TO ADJUST, CHANGE         ISSUER             NO              N/A                  N/A

OR TERMINATE THE INCENTIVE PLAN

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER             NO              N/A                  N/A

PERFORMANCE OF PLAN PARTICIPANTS (DRAFT)

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongtian Urban Development Group Co., Ltd.

  TICKER:               000540                            CUSIP:   Y2943D100

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY ZHONGTIAN URBAN DEVELOPMENT GROUP

JIANGSU PROPERTIES CO., LTD.

PROPOSAL #2: APPROVE ADJUSTMENT TO AMOUNT OF RAISED          ISSUER            YES             FOR                  FOR

FUNDS IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES (REVISED)

PROPOSAL #4: APPROVE 2015 FEASIBILITY ANALYSIS REPORT        ISSUER            YES             FOR                  FOR

 ON THE INTENDED USAGE OF RAISED FUNDS IN CONNECTION

TO PRIVATE PLACEMENT (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongtian Urban Development Group Co., Ltd.

  TICKER:               000540                            CUSIP:   Y2943D100

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR


 

PROPOSAL #7: APPROVE MUTUAL GUARANTEE PROVISION                 ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND SUBSIDIARIES AS WELL AS

AUTHORIZATION OF THE CHAIRMAN OF THE BOARD TO

PROPOSAL #8: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #10: APPROVE 2016 CORPORATE BOND ISSUANCE             ISSUER            YES             FOR                  FOR

PROPOSAL #10.01: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: APPROVE PAR VALUE AND ISSUE PRICE             ISSUER            YES             FOR                  FOR

PROPOSAL #10.03: APPROVE ISSUE MANNER AND TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #10.04: APPROVE LISTING AND TRANSFER MANNER         ISSUER            YES             FOR                  FOR

PROPOSAL #10.05: APPROVE BOND MATURITY AND TYPE                  ISSUER            YES             FOR                  FOR

PROPOSAL #10.06: APPROVE BOND INTEREST RATE                         ISSUER            YES             FOR                  FOR

PROPOSAL #10.07: APPROVE GUARANTEE IN RELATION TO              ISSUER            YES             FOR                  FOR

BOND ISSUANCE

PROPOSAL #10.08: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #10.09: APPROVE SAFEGUARD MEASURES OF DEBTS         ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #10.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE TERMINATION IN THE ISSUANCE OF         ISSUER            YES             FOR                  FOR

PREFERRED SHARES

PROPOSAL #13: APPROVE ADDITIONAL INVESTMENT IN                   ISSUER            YES             FOR                  FOR

ZHONGTIAN URBAN DEVELOPMENT GROUP DAJIANKANG INDUSTRY

 INVESTMENT HOLDING CO., LTD

PROPOSAL #14: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS NOT MORE THAN CNY 2 BILLION VIA PRIVATE

PLACEMENT

PROPOSAL #15: APPROVE ISSUANCE OF MEDIUM-TERM NOTES          ISSUER            YES             FOR                  FOR

NOT MORE THAN CNY 3.7 BILLION

PROPOSAL #16: APPROVE ESTABLISHMENT OF ZHONGTIAN                ISSUER            YES             FOR                  FOR

URBAN DEVELOPMENT GROUP PROPERTIES INVESTMENT FUND

PARTNERSHIP LP AS WELL AS ADDITIONAL EXTERNAL

INVESTMENT AMOUNT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongtian Urban Development Group Co., Ltd.

  TICKER:               000540                            CUSIP:   Y2943D100

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER             NO              N/A                  N/A

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.03: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER             NO              N/A                  N/A


 

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE PRICING REFERENCE DATE AND            ISSUER             NO              N/A                  N/A

ISSUE PRICE

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #2.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER             NO              N/A                  N/A

RAISED FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE 2016 PLAN ON PRIVATE PLACEMENT          ISSUER             NO              N/A                  N/A

OF SHARES

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL RELATED MATTERS

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #10: APPROVE WHITE WASH WAIVER AND RELATED          ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #11: APPROVE SELF-INSPECTION REPORT ON                 ISSUER             NO              N/A                  N/A

COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #12: APPROVE COMMITMENT OF RELEVANT PARTIES         ISSUER             NO              N/A                  N/A

IN RELATION TO THE COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #14: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER             NO              N/A                  N/A

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongxing Shenyang Commercial Building Group Co., Ltd.

  TICKER:               000715                            CUSIP:   Y16362108

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A


 

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER             NO              N/A                  N/A

PAYMENT FOR REMUNERATION

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9: ELECT LI XIAOHANG AS NON-INDEPENDENT          SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongyeda Electric Co Ltd

  TICKER:               002441                            CUSIP:   Y98948105

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF GP CPA AS 2016        ISSUER            YES             FOR                  FOR

 FINANCIAL AUDITOR

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF PROVIDING            ISSUER            YES             FOR                  FOR

EXTERNAL INVESTMENTS

PROPOSAL #14: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #15: ELECT LI XIAOYONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongyuan Environment-Protection Co., Ltd.

  TICKER:               000544                            CUSIP:   Y9889D101

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongyuan Special Steel Co Ltd

  TICKER:               002423                            CUSIP:   Y98943106

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CHEN LUPING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT JIN MAOHONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: APPROVE FINANCIAL SERVICES AGREEMENT              ISSUER            YES             FOR                  FOR

WITH RELATED FINANCIAL COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongyuan Special Steel Co Ltd

  TICKER:               002423                            CUSIP:   Y98943106

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE PLEDGING OF COMPANY'S OWN ASSETS        ISSUER            YES             FOR                  FOR

 TO RELATED FINANCING COMPANY

PROPOSAL #8: ELECT WANG XIAOCHANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongyuan Union Cell and Gene Engineering Corp., Ltd.

  TICKER:               600645                            CUSIP:   Y7694E108

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO TRANSFER OF 90% EQUITY OF CONTROLLED

SUBSIDIARY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ACQUISITION OF 100% EQUITY OF TIANJIN

HONGGANG INVESTMENT CO., LTD


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongyuan Union Cell and Gene Engineering Corp., Ltd.

  TICKER:               600645                            CUSIP:   Y7694E108

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF EXTERNAL GUARANTEE TO

RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongyuan Union Cell and Gene Engineering Corp., Ltd.

  TICKER:               600645                            CUSIP:   Y7694E108

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT ON PHASE I EMPLOYEE SHARE         ISSUER            YES             FOR                  FOR

PURCHASE PLAN AND ITS SUMMARY

PROPOSAL #2: APPROVE DRAFT ON MANAGEMENT METHOD ON            ISSUER            YES             FOR                  FOR

PHASE I EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE I EMPLOYEE SHARE

PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongyuan Union Cell and Gene Engineering Corp., Ltd.

  TICKER:               600645                            CUSIP:   Y7694E108

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS AUDITOR

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhongyuan Union Cell and Gene Engineering Corp., Ltd.

  TICKER:               600645                            CUSIP:   Y7694E108

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE          ISSUER            YES             FOR                  FOR

BY TIANJIN DEVELOPMENT ZONE DEYUAN INVESTMENT AND

DEVELOPMENT CO. AND YONGTAI HONGKAN HOLDINGS GROUP

FOR TRANSFER OF CONTRIBUTION SHARES IN HUZHOU

RONGYUAN RUIKANG EQUITY INVESTMENT PARTNERSHIP


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuhai Port Co., Ltd.

  TICKER:               000507                            CUSIP:   Y9894W110

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALES OF 100% EQUITY IN                       ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #2: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 BETWEEN ZHUHAI PORT LOGISTIC DEVELOPMENT., CO LTD

AND ZHUHAI COCA-COLA BEVERAGE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuhai Port Co., Ltd.

  TICKER:               000507                            CUSIP:   Y9894W110

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENT TO RELEVANT                          ISSUER            YES             FOR                  FOR

COMMITMENTS OF CONTROLLING SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuhai Port Co., Ltd.

  TICKER:               000507                            CUSIP:   Y9894W110

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE INTENDED USAGE OF FUNDS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuhai Port Co., Ltd.

  TICKER:               000507                            CUSIP:   Y9894W110

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 AUDITOR AND PAYMENT OF

REMUNERATION

PROPOSAL #7: APPROVE GUARANTEE PLAN OF SUBSIDIARY               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuzhou CRRC Times Electric Co., Ltd.

  TICKER:               3898                                CUSIP:   Y9892N104

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED CONSOLIDATED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND

PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE 2017-19 CRRC GROUP MUTUAL SUPPLY        ISSUER            YES             FOR                  FOR

 AGREEMENT AND NEW CRRC GROUP CAPS

PROPOSAL #7: ELECT LIU KE'AN AS DIRECTOR AND APPROVE         ISSUER            YES             FOR                  FOR

HIS EMOLUMENT

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE ASSET TRANSFER AGREEMENT                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuzhou CSR Times Electric Co Ltd

  TICKER:               3898                                CUSIP:   Y9892N104

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE ENGLISH NAME AND CHINESE NAME               ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuzhou Kibing Group Co Ltd.

  TICKER:               601636                            CUSIP:   Y98959102

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO SIGNING OF FINANCIAL ASSISTANCE

PROVISION AGREEMENT BETWEEN COMPANY AND CONTROLLING

SHAREHOLDER


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuzhou Kibing Group Co Ltd.

  TICKER:               601636                            CUSIP:   Y98959102

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #2: APPROVE STOCK TRADING MANAGEMENT OF                ISSUER            YES             FOR                  FOR

COMPANY'S DIRECTORS, SUPERVISORS AND SENIOR

PROPOSAL #3: APPROVE EXTERNAL INVESTMENT MANAGEMENT          ISSUER            YES             FOR                  FOR

SYSTEM

PROPOSAL #4.01: ELECT YU QIBING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.02: ELECT GE WENYAO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.03: ELECT XIE YUANZHAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #4.04: ELECT JI XUELIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.05: ELECT YAO PEIWU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.06: ELECT HOU YINGLAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.01: ELECT CHEN LONGFENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.02: ELECT LIN CHURONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.03: ELECT ZHENG LIXIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.01: ELECT DENG LINGYUN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT CHEN FENGPING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuzhou Kibing Group Co Ltd.

  TICKER:               601636                            CUSIP:   Y98959102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 ADDITIONAL AND CONTINUED            ISSUER            YES             FOR                  FOR

BANK LOAN CREDIT LINE


 

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE BY          ISSUER            YES             FOR                  FOR

RELATED PARTY FOR ADDITIONAL BANK LOAN CREDIT LINE OF

 THE COMPANY

PROPOSAL #10: APPROVE 2016 PROVISION OF GUARANTEE FOR        ISSUER            YES             FOR                  FOR

 ADDITIONAL BANK LOAN CREDIT LINE OF WHOLLY-OWNED

SUBSIDIARY AND INDIRECT SUBSIDIARY

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuzhou Qianjin Pharmaceutical Co., Ltd.

  TICKER:               600479                            CUSIP:   Y98921102

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7.01: ELECT JIAN SHUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuzhou Times New Material Technology Co., Ltd.

  TICKER:               600458                            CUSIP:   Y9892D106

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LI DONGLIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT LI ZHONGHAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zhuzhou Times New Material Technology Co., Ltd.

  TICKER:               600458                            CUSIP:   Y9892D106

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE AMENDMENTS TO PARTIAL ARTICLES          ISSUER            YES             FOR                  FOR

OF ASSOCIATION

PROPOSAL #9: APPROVE PRODUCT MUTUAL PROVISION                     ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH CRRC CORPORATION AND 2015

ACTUAL DAILY RELATED PARTY TRANSACTIONS AND 2016

DAILY RELATED PARTY TRANSACTION

PROPOSAL #10: APPROVE RE-APPOINTMENT OF 2016 EXTERNAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #11: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES WITH EVERY COOPERATIVE

PROPOSAL #12: APPROVE 2016 GUARANTEE ARRANGEMENT                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13: APPROVE COMPANY'S CORPORATE PENSION              ISSUER            YES             FOR                  FOR

SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zibo Qixiang Tengda Chemical Co., Ltd.

  TICKER:               002408                            CUSIP:   Y98941100

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zijin Mining Group Co., Ltd.

  TICKER:               601899                            CUSIP:   Y9892H107

  MEETING DATE:   8/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROFIT DISTRIBUTION AND RETURN          ISSUER            YES             FOR                  FOR

PLAN FOR 2015 TO 2017

PROPOSAL #2: APPROVE SATISFACTION OF CONDITIONS FOR          ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE PROPOSAL ON THE NON-PUBLIC                 ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

PROPOSAL #3.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

THE SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

 ISSUANCE OF A SHARES

PROPOSAL #3.02: APPROVE METHODS AND TIME OF ISSUANCE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES


 

PROPOSAL #3.03: APPROVE ISSUING OBJECTS AND METHODS          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #3.04: APPROVE SUBSCRIPTION PRICE AND                   ISSUER            YES             FOR                  FOR

PRICING PRINCIPLES IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #3.05: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.06: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.07: APPROVE USE OF PROCEEDS RAISED IN              ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.08: APPROVE PROPOSAL FOR ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

THE ACCUMULATED DISTRIBUTABLE PROFITS BEFORE THE NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.09: APPROVE LISTING PLACE OF THE SHARES          ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.10: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

A SHARES

PROPOSAL #4: APPROVE PLAN FOR THE NON-PUBLIC ISSUANCE        ISSUER            YES             FOR                  FOR

 OF A SHARES (REVISED VERSION)

PROPOSAL #5: APPROVE FEASIBILITY REPORT ON THE USE OF        ISSUER            YES             FOR                  FOR

 PROCEEDS RAISED IN THE NON-PUBLIC ISSUANCE OF A

PROPOSAL #6: APPROVE NOT TO PRODUCE REPORT OF USE OF         ISSUER            YES             FOR                  FOR

PROCEEDS PREVIOUSLY RAISED IN THE NON-PUBLIC ISSUANCE

 OF A SHARES

PROPOSAL #7: APPROVE DILUTIVE IMPACT OF THE NON-                ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES ON IMMEDIATE RETURNS AND

ADOPTION OF RECOVERY MEASURES

PROPOSAL #8: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO NON-PUBLIC ISSUANCE OF A

PROPOSAL #9: APPROVE MERGER BY ABSORPTION OF                  SHAREHOLDER        YES             FOR                  FOR

SHANGHANG JINSHAN MINING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zijin Mining Group Co., Ltd.

  TICKER:               601899                            CUSIP:   Y9892H107

  MEETING DATE:   8/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROPOSAL ON THE NON-PUBLIC                 ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES OF COMPANY

PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

THE SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

 ISSUANCE OF A SHARES

PROPOSAL #1.02: APPROVE METHODS AND TIME OF ISSUANCE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.03: APPROVE ISSUING OBJECTS AND METHODS          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.04: APPROVE SUBSCRIPTION PRICE AND                   ISSUER            YES             FOR                  FOR

PRICING PRINCIPLES IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.05: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES


 

PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.07: APPROVE USE OF PROCEEDS RAISED IN              ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.08: APPROVE PROPOSAL FOR ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

THE ACCUMULATED DISTRIBUTABLE PROFITS BEFORE THENON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.09: APPROVE LISTING PLACE OF THE SHARES          ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

A SHARES

PROPOSAL #2: APPROVE PLAN FOR THE NON-PUBLIC ISSUANCE        ISSUER            YES             FOR                  FOR

 OF A SHARES OF COMPANY

PROPOSAL #3: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO NON-PUBLIC ISSUANCE OF A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zijin Mining Group Co., Ltd.

  TICKER:               601899                            CUSIP:   Y9892H107

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLAN IN RELATION TO THE                       ISSUER            YES             FOR                  FOR

SATISFACTION OF THE CONDITIONS FOR PUBLIC ISSUANCE OF

 CORPORATE BONDS

PROPOSAL #2.00: APPROVE PLAN IN RELATION TO THE                 ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.01: APPROVE SIZE OF ISSUANCE IN RELATION         ISSUER            YES             FOR                  FOR

TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.02: APPROVE  FACE VALUE AND ISSUING PRICE        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #2.03: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.04: APPROVE COUPON RATE AND ITS                        ISSUER            YES             FOR                  FOR

DETERMINATION METHODS IN RELATION TO THE PUBLIC

ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.05: APPROVE METHOD OF ISSUANCE IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.06: APPROVE TARGET INVESTORS IN RELATION         ISSUER            YES             FOR                  FOR

TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.07: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS OF THE COMPANY IN RELATION TO THE PUBLIC

 ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.08: APPROVE PROVISIONS ON REDEMPTION OR          ISSUER            YES             FOR                  FOR

REPURCHASE IN RELATION TO THE PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #2.09: APPROVE GUARANTEE IN RELATION TO THE         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.10: APPROVE MEASURES FOR REPAYMENT IN              ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.11: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #2.12: APPROVE LISTING OF CORPORATE BONDS            ISSUER            YES             FOR                  FOR

ISSUED


 

PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #4: APPROVE PROVISION OF COUNTER-GUARANTEE          ISSUER            YES             FOR                  FOR

FOR AN ASSOCIATE

PROPOSAL #5: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

OF REAL ESTATE BUSINESS

PROPOSAL #6: APPROVE LETTER OF UNDERTAKING OF MATTERS        ISSUER            YES             FOR                  FOR

 RELATING TO THE REAL ESTATE BUSINESS PROVIDED BY THE

 DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT OF THE

COMPANY

PROPOSAL #7: APPROVE LETTER OF UNDERTAKING OF MATTERS        ISSUER            YES             FOR                  FOR

 RELATING TO THE REAL ESTATE BUSINESS PROVIDED BY

CONTROLLING SHAREHOLDER OF THE COMPANY, MINXI

XINGHANG STATE-OWNED ASSETS INVESTMENT COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zijin Mining Group Co., Ltd.

  TICKER:               2899                                CUSIP:   Y9892H107

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SATISFACTION OF CONDITIONS FOR          ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENTS TO THE PROPOSAL          ISSUER            YES             FOR                  FOR

ON THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.02: APPROVE METHODS AND TIME OF ISSUANCE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.03: APPROVE ISSUING OBJECTS AND METHODS          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.04: APPROVE SUBSCRIPTION PRICE AND                   ISSUER            YES             FOR                  FOR

PRICING PRINCIPLES IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.05: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.07: APPROVE USE OF PROCEEDS RAISED IN              ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.08: APPROVE ARRANGEMENT OF ACCUMULATED            ISSUER            YES             FOR                  FOR

DISTRIBUTABLE PROFITS BEFORE THE NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #2.09: APPROVE LISTING PLACE OF SHARES IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.10: APPROVE RESOLUTIONS VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE THE PLAN FOR THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES (3RD REVISION)

PROPOSAL #4: APPROVE FEASIBILITY REPORT ON THE USE OF        ISSUER            YES             FOR                  FOR

 PROCEEDS RAISED IN THE NON-PUBLIC ISSUANCE OF A

SHARES (3RD REVISION)


 

PROPOSAL #5: APPROVE DILUTIVE IMPACT OF THE NON-                ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES ON IMMEDIATE RETURNS AND

ADOPTION OF RECOVERY MEASURES

PROPOSAL #6: AUTHORIZE BOARD TO HANDLE ALL MATTERS            ISSUER            YES             FOR                  FOR

RELATING TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #7: APPROVE ZHUOXIN INVESTMENTS' GOLD AND            ISSUER            YES             FOR                  FOR

SILVER BULLION PURCHASE FROM BARRICK (NIUGINI)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zijin Mining Group Co., Ltd.

  TICKER:               2899                                CUSIP:   Y9892H107

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS TO THE PROPOSAL ON          ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.02: APPROVE METHODS AND TIME OF ISSUANCE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.03: APPROVE ISSUING OBJECTS AND METHODS          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.04: APPROVE SUBSCRIPTION PRICE AND                   ISSUER            YES             FOR                  FOR

PRICING PRINCIPLES IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.05: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.07: APPROVE USE OF PROCEEDS RAISED IN              ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.08: APPROVE ARRANGEMENT OF ACCUMULATED            ISSUER            YES             FOR                  FOR

DISTRIBUTABLE PROFITS BEFORE THE NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #1.09: APPROVE LISTING PLACE OF SHARES IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.10: APPROVE RESOLUTIONS VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2: APPROVE THE PLAN FOR THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES (3RD REVISION)

PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS            ISSUER            YES             FOR                  FOR

RELATING TO THE NON-PUBLIC ISSUANCE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zijin Mining Group Co., Ltd.

  TICKER:               2899                                CUSIP:   Y9892H107

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXECUTING PROGRESS OF REPURCHASE        ISSUER            YES             FOR                  FOR

 OF H SHARES AND CHANGE OF REGISTERED SHARE CAPITAL

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS


 

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

OVERSEAS WHOLLY-OWNED SUBSIDIARIES OF THE COMPANY

PROPOSAL #5: APPROVE PROVISION OF COUNTER-GUARANTEE          ISSUER            YES             FOR                  FOR

FOR 2016 FINANCE OF FUJIAN MAKENG MINING CO., LTD.

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2015 REPORT OF SUPERVISORY                 ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #9: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #11: APPROVE 2015 PROFIT DISTRIBUTION PLAN           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2015 REMUNERATION OF EXECUTIVE         ISSUER            YES             FOR                  FOR

DIRECTORS AND CHAIRMAN OF SUPERVISORY COMMITTEE

PROPOSAL #13: APPROVE ERNST & YOUNG HUA MING (LLP) AS        ISSUER            YES             FOR                  FOR

 AUDITOR AND AUTHORIZE CHAIRMAN OF THE BOARD,

PRESIDENT AND FINANCIAL CONTROLLER TO FIX THEIR

PROPOSAL #14: ELECT ZHU GUANG AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO ENTER INTO SERVICE CONTRACT AND/OR

 APPOINTMENT LETTER WITH THE NEWLY ELECTED DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zijin Mining Group Co., Ltd.

  TICKER:               2899                                CUSIP:   Y9892H115

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXECUTING PROGRESS OF REPURCHASE        ISSUER            YES             FOR                  FOR

 OF H SHARES AND CHANGE OF REGISTERED SHARE CAPITAL

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

OVERSEAS WHOLLY-OWNED SUBSIDIARIES OF THE COMPANY

PROPOSAL #5: APPROVE PROVISION OF COUNTER-GUARANTEE          ISSUER            YES             FOR                  FOR

FOR 2016 FINANCE OF FUJIAN MAKENG MINING CO., LTD.

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2015 REPORT OF SUPERVISORY                 ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #9: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #11: APPROVE 2015 PROFIT DISTRIBUTION PLAN           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2015 REMUNERATION OF EXECUTIVE         ISSUER            YES             FOR                  FOR

DIRECTORS AND CHAIRMAN OF SUPERVISORY COMMITTEE

PROPOSAL #13: APPROVE ERNST & YOUNG HUA MING (LLP) AS        ISSUER            YES             FOR                  FOR

 AUDITOR AND AUTHORIZE CHAIRMAN OF THE BOARD,

PRESIDENT AND FINANCIAL CONTROLLER TO FIX THEIR


 

PROPOSAL #14: ELECT ZHU GUANG AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO ENTER INTO SERVICE CONTRACT AND/OR

 APPOINTMENT LETTER WITH THE NEWLY ELECTED DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zinwell Corp.

  TICKER:               2485                                CUSIP:   Y98908109

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #9: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #10.1: ELECT HUANG MIN YOU WITH ID NO.                 ISSUER            YES             FOR                  FOR

E101702XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT LIOU JIAN DE WITH ID NO.                   ISSUER            YES             FOR                  FOR

C120112XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT CHEN JYUN CHENG WITH ID NO.              ISSUER            YES             FOR                  FOR

Q120412XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.4: ELECT HUANG QI RUI WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 1 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT XIAO HONG JI WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 5 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT LIN QING HUI WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 30 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT HUANG QI NAN WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 2 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.8: ELECT HUANG QI AN WITH SHAREHOLDER        SHAREHOLDER        YES         AGAINST               N/A

NO. 4 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.9: ELECT NON-INDEPENDENT DIRECTOR NO. 1     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10.10: ELECT NON-INDEPENDENT DIRECTOR NO. 2   SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10.11: ELECT NON-INDEPENDENT DIRECTOR NO. 3   SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10.12: ELECT NON-INDEPENDENT DIRECTOR NO. 4   SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10.13: ELECT NON-INDEPENDENT DIRECTOR NO. 5   SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS ON                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zoneco Group Corp Ltd

  TICKER:               002069                            CUSIP:   Y1967F108

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE SIZE, TARGET                          ISSUER            YES             FOR                  FOR

SUBSCRIBERS AND SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TRANSACTION PARTIES IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zoneco Group Corp Ltd

  TICKER:               002069                            CUSIP:   Y1967F108

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER             NO              N/A                  N/A

REGARDING PROVISION OF ENTRUSTED LOAN TO ASSOCIATE

COMPANY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zoneco Group Corp Ltd

  TICKER:               002069                            CUSIP:   Y1967F108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 OPERATION AND INVESTMENT            ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #7: APPROVE APPOINTMENT OF DA HUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 AUDITOR

PROPOSAL #8: APPROVE BANK COMPREHENSIVE CREDIT LINE          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED, WHOLLY-OWNED, INDIRECT SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.1: ELECT WU HOUGANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.2: ELECT LIANG JUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.3: ELECT ZOU JIAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.4: ELECT WANG TAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.5: ELECT ZHAO ZHINIAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #13.1: ELECT CHEN SHUWEN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.2: ELECT WU XIAOWEI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.3: ELECT CHEN BENZHOU AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.4: ELECT CONG JINXIU AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.1: ELECT LIU HONGTAO AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #14.2: ELECT XUE DONGNING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE ALLOWANCE STANDARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 AND SUPERVISORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zoomlion Heavy Industry Science and Technology Co., Ltd.

  TICKER:               000157                            CUSIP:   Y1293Y102

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #3: APPROVE 2015 REPORT OF SETTLEMENT                   ISSUER            YES             FOR                  FOR

ACCOUNTS

PROPOSAL #4: APPROVE 2015 FULL TEXT AND SUMMARY OF            ISSUER            YES             FOR                  FOR

ANNUAL REPORT OF A SHARES

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT OF H SHARES           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND

PROPOSAL #7.1: APPROVE BAKER TILLY CHINA CERTIFIED            ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS CO., LTD. AS DOMESTIC AUDITOR

PROPOSAL #7.2: APPROVE KPMG AS INTERNATIONAL AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: AUTHORIZE AUDIT COMMITTEE OF THE BOARD        ISSUER            YES             FOR                  FOR

 TO FIX REMUNERATION OF DOMESTIC AND INTERNATIONAL

AUDITORS AND AUTHORIZE COMPANY'S MANAGEMENT TO

DETERMINE THEIR ACTUAL REMUNERATIONS BASED ON THE

AGREED PRINCIPLES

PROPOSAL #8: APPROVE APPLICATION TO RELEVANT BANKS            ISSUER            YES             FOR                  FOR

FOR CREDIT FACILITIES AND FINANCING

PROPOSAL #9: AUTHORIZE ZOOMLION FINANCE AND LEASING          ISSUER            YES             FOR                  FOR

(CHINA) CO., LTD. TO APPLY FOR FINANCE FOR ITS

FINANCE LEASING BUSINESS

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR 23          ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES         AGAINST           AGAINST

ZOOMLION HEAVY MACHINERY (BOZHOU) LTD.

PROPOSAL #12: APPROVE PROVISION OF EXTERNAL COUNTER-         ISSUER            YES         AGAINST           AGAINST

GUARANTEE BY ZOOMLION HEAVY MACHINERY CO., LTD.

PROPOSAL #13: APPROVE LOW RISK INVESTMENT AND                     ISSUER            YES             FOR                  FOR

FINANCIAL MANAGEMENT AND RELATED TRANSACTIONS

PROPOSAL #14: APPROVE DEVELOPMENT OF FINANCIAL                   ISSUER            YES             FOR                  FOR

DERIVATIVES BUSINESS AND RELATED TRANSACTIONS

PROPOSAL #15: ELECT YANG CHANGBO AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #16.2: APPROVE TERM OF ISSUE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #16.3: APPROVE INTEREST RATE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #16.4: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #16.5: APPROVE TERM OF VALIDITY OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE ISSUANCE OF PERPETUAL

MEDIUM-TERM NOTES


 

PROPOSAL #16.6: AUTHORIZE CHAIRMAN OR ANY AUTHORIZED         ISSUER            YES             FOR                  FOR

PERSONS TO HANDLE ALL MATTERS IN RELATION TO THE

ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #17: APPROVE ISSUANCE OF SUPER SHORT-TERM            ISSUER            YES             FOR                  FOR

NOTES IN THE PRC AND RELATED TRANSACTIONS

PROPOSAL #18: APPROVE COMPLIANCE WITH RELEVANT                   ISSUER            YES             FOR                  FOR

POLICIES, LAWS AND REGULATIONS REGARDING THE PUBLIC

ISSUANCE OF CORPORATE BONDS AND FULFILLMENT OF

REQUIREMENTS

PROPOSAL #19.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUANCE OF BOND

PROPOSAL #19.2: APPROVE PLACING TO THE SHAREHOLDERS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.3: APPROVE NOMINAL VALUE AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.4: APPROVE TYPES AND TERM IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE ISSUANCE OF BOND

PROPOSAL #19.5: APPROVE INTEREST RATE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUANCE OF BOND

PROPOSAL #19.6: APPROVE METHOD OF GUARANTEE IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.7: APPROVE TARGET OF THE PROPOSED                   ISSUER            YES             FOR                  FOR

ISSUANCE OF BOND

PROPOSAL #19.8: APPROVE CLAUSES OF REDEMPTION OR                ISSUER            YES             FOR                  FOR

REPURCHASE IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.9: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF BOND

PROPOSAL #19.10: APPROVE EFFECTIVE PERIOD OF THE                ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.11: APPROVE LISTING OF THE BOND IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.12: APPROVE PROTECTIVE MEASURES ON                 ISSUER            YES             FOR                  FOR

REPAYMENT IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #20: AUTHORIZE BOARD OR ANY AUTHORIZED                 ISSUER            YES             FOR                  FOR

PERSONS TO HANDLE ALL MATTERS IN RELATION TO THE

ISSUANCE OF BOND

PROPOSAL #21: AUTHORIZE REPURCHASE OF ISSUED H SHARE         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #22: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #23.1: APPROVE PURPOSE OF THE REPURCHASE OF    SHAREHOLDER        YES             FOR                  FOR

A SHARES

PROPOSAL #23.2: APPROVE USE OF THE REPURCHASE OF A        SHAREHOLDER        YES             FOR                  FOR

SHARES

PROPOSAL #23.3: APPROVE METHOD OF REPURCHASE OF A          SHAREHOLDER        YES             FOR                  FOR

SHARES

PROPOSAL #23.4: APPROVE PRICE RANGE OF THE REPURCHASE   SHAREHOLDER        YES             FOR                  FOR

 OF A SHARES

PROPOSAL #23.5: APPROVE TYPE, AMOUNT, QUANTITY OF          SHAREHOLDER        YES             FOR                  FOR

SHARES TO BE REPURCHASED AND THE PERCENTAGE TO THE

TOTAL SHARE CAPITAL IN RELATION TO THE REPURCHASE OF

A SHARES

PROPOSAL #23.6: APPROVE IMPLEMENTATION PERIOD OF THE    SHAREHOLDER        YES             FOR                  FOR

REPURCHASE OF A SHARES

PROPOSAL #23.7: APPROVE SOURCE OF FUNDS FOR THE             SHAREHOLDER        YES             FOR                  FOR

REPURCHASE OF A SHARES


 

PROPOSAL #23.8: APPROVE EFFECTIVE PERIOD OF THE             SHAREHOLDER        YES             FOR                  FOR

RESOLUTIONS PASSED IN RELATION TO THE REPURCHASE OF A

 SHARES

PROPOSAL #23.9: AUTHORIZE BOARD TO AUTHORIZE THE           SHAREHOLDER        YES             FOR                  FOR

CHAIRMAN OR ANY PERSON AUTHORIZED BY HIM TO DEAL WITH

 ALL MATTERS IN RELATION TO THE REPURCHASE OF A

PROPOSAL #24: APPROVE PLAN FOR THE GENERAL MANDATE TO   SHAREHOLDER        YES             FOR                  FOR

 REPURCHASE A PORTION OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zoomlion Heavy Industry Science and Technology Co., Ltd.

  TICKER:               000157                            CUSIP:   Y1293Y102

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: APPROVE PURPOSE OF THE REPURCHASE OF A   SHAREHOLDER        YES             FOR                  FOR

 SHARES

PROPOSAL #3.2: APPROVE USE OF THE REPURCHASE OF A          SHAREHOLDER        YES             FOR                  FOR

SHARES

PROPOSAL #3.3: APPROVE METHOD OF REPURCHASE OF A           SHAREHOLDER        YES             FOR                  FOR

SHARES

PROPOSAL #3.4: APPROVE PRICE RANGE OF THE REPURCHASE    SHAREHOLDER        YES             FOR                  FOR

OF A SHARES

PROPOSAL #3.5: APPROVE TYPE, AMOUNT, QUANTITY OF           SHAREHOLDER        YES             FOR                  FOR

SHARES TO BE REPURCHASED AND THE PERCENTAGE TO THE

TOTAL SHARE CAPITAL IN RELATION TO THE REPURCHASE OF

A SHARES

PROPOSAL #3.6: APPROVE IMPLEMENTATION PERIOD OF THE      SHAREHOLDER        YES             FOR                  FOR

REPURCHASE OF A SHARES

PROPOSAL #3.7: APPROVE SOURCE OF FUNDS FOR THE               SHAREHOLDER        YES             FOR                  FOR

REPURCHASE OF A SHARES

PROPOSAL #3.8: APPROVE EFFECTIVE PERIOD OF THE               SHAREHOLDER        YES             FOR                  FOR

RESOLUTIONS PASSED IN RELATION TO THE REPURCHASE OF A

 SHARES

PROPOSAL #3.9: AUTHORIZE BOARD TO AUTHORIZE THE             SHAREHOLDER        YES             FOR                  FOR

CHAIRMAN OR ANY PERSON AUTHORIZED BY HIM TO DEAL WITH

 ALL MATTERS IN RELATION TO THE REPURCHASE OF A

PROPOSAL #4: APPROVE PLAN FOR THE GENERAL MANDATE TO    SHAREHOLDER        YES             FOR                  FOR

REPURCHASE A PORTION OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zoomlion Heavy Industry Science and Technology Co., Ltd.

  TICKER:               000157                            CUSIP:   Y9895V103

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #3: APPROVE 2015 REPORT OF SETTLEMENT                   ISSUER            YES             FOR                  FOR

ACCOUNTS

PROPOSAL #4: APPROVE 2015 FULL TEXT AND SUMMARY OF            ISSUER            YES             FOR                  FOR

ANNUAL REPORT OF A SHARES


 

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT OF H SHARES           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND

PROPOSAL #7.1: APPROVE BAKER TILLY CHINA CERTIFIED            ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS CO., LTD. AS DOMESTIC AUDITOR

PROPOSAL #7.2: APPROVE KPMG AS INTERNATIONAL AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: AUTHORIZE AUDIT COMMITTEE OF THE BOARD        ISSUER            YES             FOR                  FOR

 TO FIX REMUNERATION OF DOMESTIC AND INTERNATIONAL

AUDITORS AND AUTHORIZE COMPANY'S MANAGEMENT TO

DETERMINE THEIR ACTUAL REMUNERATIONS BASED ON THE

AGREED PRINCIPLES

PROPOSAL #8: APPROVE APPLICATION TO RELEVANT BANKS            ISSUER            YES             FOR                  FOR

FOR CREDIT FACILITIES AND FINANCING

PROPOSAL #9: AUTHORIZE ZOOMLION FINANCE AND LEASING          ISSUER            YES             FOR                  FOR

(CHINA) CO., LTD. TO APPLY FOR FINANCE FOR ITS

FINANCE LEASING BUSINESS

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR 23          ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES         AGAINST           AGAINST

ZOOMLION HEAVY MACHINERY (BOZHOU) LTD.

PROPOSAL #12: APPROVE PROVISION OF EXTERNAL COUNTER-         ISSUER            YES         AGAINST           AGAINST

GUARANTEE BY ZOOMLION HEAVY MACHINERY CO., LTD.

PROPOSAL #13: APPROVE LOW RISK INVESTMENT AND                     ISSUER            YES             FOR                  FOR

FINANCIAL MANAGEMENT AND RELATED TRANSACTIONS

PROPOSAL #14: APPROVE DEVELOPMENT OF FINANCIAL                   ISSUER            YES             FOR                  FOR

DERIVATIVES BUSINESS AND RELATED TRANSACTIONS

PROPOSAL #15: ELECT YANG CHANGBO AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #16.2: APPROVE TERM OF ISSUE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #16.3: APPROVE INTEREST RATE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #16.4: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #16.5: APPROVE TERM OF VALIDITY OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE ISSUANCE OF PERPETUAL

MEDIUM-TERM NOTES

PROPOSAL #16.6: AUTHORIZE CHAIRMAN OR ANY AUTHORIZED         ISSUER            YES             FOR                  FOR

PERSONS TO HANDLE ALL MATTERS IN RELATION TO THE

ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES

PROPOSAL #17: APPROVE ISSUANCE OF SUPER SHORT-TERM            ISSUER            YES             FOR                  FOR

NOTES IN THE PRC AND RELATED TRANSACTIONS

PROPOSAL #18: APPROVE COMPLIANCE WITH RELEVANT                   ISSUER            YES             FOR                  FOR

POLICIES, LAWS AND REGULATIONS REGARDING THE PUBLIC

ISSUANCE OF CORPORATE BONDS AND FULFILLMENT OF

REQUIREMENTS

PROPOSAL #19.1: APPROVE OFFER SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUANCE OF BOND

PROPOSAL #19.2: APPROVE PLACING TO THE SHAREHOLDERS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.3: APPROVE NOMINAL VALUE AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.4: APPROVE TYPES AND TERM IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE ISSUANCE OF BOND


 

PROPOSAL #19.5: APPROVE INTEREST RATE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUANCE OF BOND

PROPOSAL #19.6: APPROVE METHOD OF GUARANTEE IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.7: APPROVE TARGET OF THE PROPOSED                   ISSUER            YES             FOR                  FOR

ISSUANCE OF BOND

PROPOSAL #19.8: APPROVE CLAUSES OF REDEMPTION OR                ISSUER            YES             FOR                  FOR

REPURCHASE IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.9: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF BOND

PROPOSAL #19.10: APPROVE EFFECTIVE PERIOD OF THE                ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.11: APPROVE LISTING OF THE BOND IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF BOND

PROPOSAL #19.12: APPROVE PROTECTIVE MEASURES ON                 ISSUER            YES             FOR                  FOR

REPAYMENT IN RELATION TO THE ISSUANCE OF BOND

PROPOSAL #20: AUTHORIZE BOARD OR ANY AUTHORIZED                 ISSUER            YES             FOR                  FOR

PERSONS TO HANDLE ALL MATTERS IN RELATION TO THE

ISSUANCE OF BOND

PROPOSAL #21: AUTHORIZE REPURCHASE OF ISSUED H SHARE         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #22: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #23.1: APPROVE PURPOSE OF THE REPURCHASE OF    SHAREHOLDER        YES             FOR                  FOR

A SHARES

PROPOSAL #23.2: APPROVE USE OF THE REPURCHASE OF A        SHAREHOLDER        YES             FOR                  FOR

SHARES

PROPOSAL #23.3: APPROVE METHOD OF REPURCHASE OF A          SHAREHOLDER        YES             FOR                  FOR

SHARES

PROPOSAL #23.4: APPROVE PRICE RANGE OF THE REPURCHASE   SHAREHOLDER        YES             FOR                  FOR

 OF A SHARES

PROPOSAL #23.5: APPROVE TYPE, AMOUNT, QUANTITY OF          SHAREHOLDER        YES             FOR                  FOR

SHARES TO BE REPURCHASED AND THE PERCENTAGE TO THE

TOTAL SHARE CAPITAL IN RELATION TO THE REPURCHASE OF

A SHARES

PROPOSAL #23.6: APPROVE IMPLEMENTATION PERIOD OF THE    SHAREHOLDER        YES             FOR                  FOR

REPURCHASE OF A SHARES

PROPOSAL #23.7: APPROVE SOURCE OF FUNDS FOR THE             SHAREHOLDER        YES             FOR                  FOR

REPURCHASE OF A SHARES

PROPOSAL #23.8: APPROVE EFFECTIVE PERIOD OF THE             SHAREHOLDER        YES             FOR                  FOR

RESOLUTIONS PASSED IN RELATION TO THE REPURCHASE OF A

 SHARES

PROPOSAL #23.9: AUTHORIZE BOARD TO AUTHORIZE THE           SHAREHOLDER        YES             FOR                  FOR

CHAIRMAN OR ANY PERSON AUTHORIZED BY HIM TO DEAL WITH

 ALL MATTERS IN RELATION TO THE REPURCHASE OF A

PROPOSAL #24: APPROVE PLAN FOR THE GENERAL MANDATE TO   SHAREHOLDER        YES             FOR                  FOR

 REPURCHASE A PORTION OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zoomlion Heavy Industry Science and Technology Co., Ltd.

  TICKER:               000157                            CUSIP:   Y9895V103

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: APPROVE PURPOSE OF THE REPURCHASE OF A   SHAREHOLDER        YES             FOR                  FOR

 SHARES

PROPOSAL #3.2: APPROVE USE OF THE REPURCHASE OF A          SHAREHOLDER        YES             FOR                  FOR

SHARES

PROPOSAL #3.3: APPROVE METHOD OF REPURCHASE OF A           SHAREHOLDER        YES             FOR                  FOR

SHARES

PROPOSAL #3.4: APPROVE PRICE RANGE OF THE REPURCHASE    SHAREHOLDER        YES             FOR                  FOR

OF A SHARES

PROPOSAL #3.5: APPROVE TYPE, AMOUNT, QUANTITY OF           SHAREHOLDER        YES             FOR                  FOR

SHARES TO BE REPURCHASED AND THE PERCENTAGE TO THE

TOTAL SHARE CAPITAL IN RELATION TO THE REPURCHASE OF

A SHARES

PROPOSAL #3.6: APPROVE IMPLEMENTATION PERIOD OF THE      SHAREHOLDER        YES             FOR                  FOR

REPURCHASE OF A SHARES

PROPOSAL #3.7: APPROVE SOURCE OF FUNDS FOR THE               SHAREHOLDER        YES             FOR                  FOR

REPURCHASE OF A SHARES

PROPOSAL #3.8: APPROVE EFFECTIVE PERIOD OF THE               SHAREHOLDER        YES             FOR                  FOR

RESOLUTIONS PASSED IN RELATION TO THE REPURCHASE OF A

 SHARES

PROPOSAL #3.9: AUTHORIZE BOARD TO AUTHORIZE THE             SHAREHOLDER        YES             FOR                  FOR

CHAIRMAN OR ANY PERSON AUTHORIZED BY HIM TO DEAL WITH

 ALL MATTERS IN RELATION TO THE REPURCHASE OF A

PROPOSAL #4: APPROVE PLAN FOR THE GENERAL MANDATE TO    SHAREHOLDER        YES             FOR                  FOR

REPURCHASE A PORTION OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Zorlu Enerji Elektrik Uretim AS

  TICKER:               ZOREN                              CUSIP:   M9895U108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INCOME ALLOCATION                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZTE Corporation

  TICKER:               000063                            CUSIP:   Y0004F105

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT WANG YAWEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT TIAN DONGFANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT LUAN JUBAO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT ZHAN YICHAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT ZHAO XIANMING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CONTINUING CONNECTED                            ISSUER            YES             FOR                  FOR

TRANSACTIONS IN RESPECT OF THE PURCHASE OF RAW

MATERIALS FROM MOBI ANTENNA

PROPOSAL #3: APPROVE CONTINUING CONNECTED                            ISSUER            YES         AGAINST           AGAINST

TRANSACTIONS IN RESPECT OF THE PROVISION OF FINANCIAL

 SERVICES TO MOBI ANTENNA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZTE Corporation

  TICKER:               000063                            CUSIP:   Y0004F105

  MEETING DATE:   3/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT SHI LIRONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT ZHANG JIANHENG AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.3: ELECT LUAN JUBAO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT WANG YAWEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT TIAN DONGFANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT ZHAN YICHAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT YIN YIMIN AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.8: ELECT ZHAO XIANMING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT WEI ZAISHENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: ELECT RICHARD XIKE ZHANG AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.11: ELECT CHEN SHAOHUA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.12: ELECT LU HONGBING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.13: ELECT BINGSHENG TENG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #1.14: ELECT ZHU WUXIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT XU WEIYAN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT WANG JUNFENG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROVISION OF PERFORMANCE                     ISSUER            YES             FOR                  FOR

GUARANTEE FOR ZTE (MALAYSIA) CORPORATION SDN BHD


 

PROPOSAL #4: APPROVE INVESTMENT IN ZTE CHANGSHA BASE         ISSUER            YES             FOR                  FOR

PROJECT IN CHANGSHA HITECH ZONE AND EXECUTION OF THE

PROJECT INVESTMENT CONTRACT

PROPOSAL #5: APPROVE INVESTMENT IN ZTE GUANGZHOU                ISSUER            YES             FOR                  FOR

RESEARCH INSTITUTE PROJECT IN GUANGZHOU AND EXECUTION

 OF THE PROJECT COOPERATION AGREEMENT

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZTE Corporation

  TICKER:               000063                            CUSIP:   Y0004F105

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 REPORT OF THE PRESIDENT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE APPLICATION OF COMPOSITE                 ISSUER            YES             FOR                  FOR

CREDIT FACILITY TO BANK OF CHINA LIMITED

PROPOSAL #7.2: APPROVE APPLICATION OF COMPOSITE                 ISSUER            YES             FOR                  FOR

CREDIT FACILITY TO CHINA DEVELOPMENT BANK

CORPORATION, SHENZHEN BRANCH

PROPOSAL #8.1: APPROVE ERNST & YOUNG HUA MING LLP AS         ISSUER            YES             FOR                  FOR

PRC AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #8.2: APPROVE ERNST & YOUNG AS HONG KONG              ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8.3: APPROVE ERNST & YOUNG HUA MING LLP AS         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #9: APPROVE APPLICATION FOR INVESTMENT                 ISSUER            YES             FOR                  FOR

LIMITS IN DERIVATIVE PRODUCTS

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR PT.         ISSUER            YES             FOR                  FOR

ZTE INDONESIA, A WHOLLY-OWNED OVERSEAS SUBSIDIARY

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ZTE Corporation

  TICKER:               000063                            CUSIP:   Y0004F121

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE


 
 

PROPOSAL #4: APPROVE 2015 REPORT OF THE PRESIDENT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE APPLICATION OF COMPOSITE                 ISSUER            YES             FOR                  FOR

CREDIT FACILITY TO BANK OF CHINA LIMITED

PROPOSAL #7.2: APPROVE APPLICATION OF COMPOSITE                 ISSUER            YES             FOR                  FOR

CREDIT FACILITY TO CHINA DEVELOPMENT BANK

CORPORATION, SHENZHEN BRANCH

PROPOSAL #8.1: APPROVE ERNST & YOUNG HUA MING LLP AS         ISSUER            YES             FOR                  FOR

PRC AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #8.2: APPROVE ERNST & YOUNG AS HONG KONG              ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8.3: APPROVE ERNST & YOUNG HUA MING LLP AS         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #9: APPROVE APPLICATION FOR INVESTMENT                 ISSUER            YES             FOR                  FOR

LIMITS IN DERIVATIVE PRODUCTS

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR PT.         ISSUER            YES             FOR                  FOR

ZTE INDONESIA, A WHOLLY-OWNED OVERSEAS SUBSIDIARY

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

                                                                          SIGNATURES

  Pursuant to the requirements of the Investment Company Act of 1940, the registrant has

  duly caused this report to be signed on its behalf by the undersigned, thereunto duly

  authorized.

  VANGUARD INTERNATIONAL EQUITY INDEX FUNDS

  By:     /s/F. William McNabb III

             F. William McNabb III*

             Chairman and Chief Executive Officer

  Date:   August 30, 2016

  *By:    /s/Heidi Stam

  Heidi Stam, pursuant to a Power of Attorney filed on April 22, 2014,

             see File Number 2-17620. Incorporated by Reference.

 

Due to size constraints, this filing is being made in 3 related submissions.

This submission is the 3rd of 3 related submissions.

The accession numbers of the previous related submissions are as follows:0000932471-16-014328 and 0000932471-16-014334