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                                                                             UNITED STATES

                                                        SECURITIES AND EXCHANGE COMMISSION

                                                                    WASHINGTON, D.C. 20549

                                                                                 FORM N-PX

                                                      ANNUAL REPORT OF PROXY VOTING RECORD

                                                                                        OF

                                                REGISTERED MANAGEMENT INVESTMENT COMPANIES

  INVESTMENT COMPANY ACT FILE NUMBER:                    811-5972

  NAME OF REGISTRANT:                                                    VANGUARD INTERNATIONAL EQUITY INDEX FUNDS

  ADDRESS OF REGISTRANT:                                              PO BOX 2600, VALLEY FORGE, PA 19482

  NAME AND ADDRESS OF AGENT FOR SERVICE:              HEIDI STAM

                                                                                           PO BOX 876

                                                                                           VALLEY FORGE, PA 19482

  REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE:    (610) 669-1000

  DATE OF FISCAL YEAR END:                                          OCTOBER 31

  DATE OF REPORTING PERIOD:                                        JULY 1, 2015 - JUNE 30, 2016

  FUND:   VANGUARD EMERGING MARKETS STOCK INDEX FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               361 Degrees International Ltd.

  TICKER:               1361                                CUSIP:   G88493104

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A1: ELECT DING HUIHUANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3A2: ELECT DING HUIRONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3A3: ELECT WANG JIABI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

 


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               3SBIO Inc.

  TICKER:               1530                                CUSIP:   G8875G102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT LOU JING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT TAN BO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT SU DONGMEI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2a4: ELECT LIU DONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a5: ELECT LV DONG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2a6: ELECT PU TIANRUO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2a7: ELECT DAVID ROSS PARKINSON AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2a8: ELECT MA JUN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               3SBIO Inc.

  TICKER:               1530                                CUSIP:   G8875G102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND SHARE OPTION SCHEME                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ABB India Limited

  TICKER:               500002                            CUSIP:   Y0005K103

  MEETING DATE:   8/8/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ABB India Limited

  TICKER:               500002                            CUSIP:   Y0005K103

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

DIRECTORS' REPORT

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE S R BATLIBOI & ASSOCIATES LLP AS        ISSUER            YES             FOR                  FOR

 AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: REELECT FRANK DUGGAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT SANJEEV SHARMA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

SANJEEV SHARMA AS MANAGING DIRECTOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ability Enterprise Co., Ltd.

  TICKER:               2374                                CUSIP:   Y0008P109

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #9.1: ELECT LIN DA CHENG WITH ID NO.                     ISSUER            YES             FOR                  FOR

F104340XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT CHEN GUO HONG WITH ID NO.                   ISSUER            YES             FOR                  FOR

K101780XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT LU JIAN MIN WITH ID NO.                       ISSUER            YES             FOR                  FOR

R122259XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT ZENG MINGREN WITH SHAREHOLDER        SHAREHOLDER        YES         AGAINST               N/A

NO. 68558 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT CAI WENBIN, A REPRESENTATIVE OF    SHAREHOLDER        YES         AGAINST               N/A

GIANT INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

231402 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT ZHOU ZHENGWEI, A REPRESENTATIVE    SHAREHOLDER        YES         AGAINST               N/A

OF GIANT INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

231402 AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #9.7: ELECT DONG JUNREN, A REPRESENTATIVE OF   SHAREHOLDER        YES         AGAINST               N/A

 AVY PRECISION TECHNOLOGY CO., LTD. WITH SHAREHOLDER

NO. 92132 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT HUANG LIAN, A REPRESENTATIVE OF    SHAREHOLDER        YES         AGAINST               N/A

AVY PRECISION TECHNOLOGY CO., LTD. WITH SHAREHOLDER

NO. 92132 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT ZHAN WENXIONG, A REPRESENTATIVE    SHAREHOLDER        YES         AGAINST               N/A

OF XULING INVESTMENT CO., LTD, WITH SHAREHOLDER NO.

68549 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aboitiz Equity Ventures Inc.

  TICKER:               AEV                                  CUSIP:   Y0001Z104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF PREVIOUS                       ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON MAY 18, 2015

PROPOSAL #2: APPROVE THE 2015 ANNUAL REPORT AND                 ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPOINT EXTERNAL AUDITOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: RATIFY THE ACTS, RESOLUTIONS, AND                   ISSUER            YES             FOR                  FOR

PROCEEDINGS OF THE BOARD OF DIRECTORS, CORPORATE

OFFICERS, AND MANAGEMENT IN 2015 UP TO MAY 16, 2016

PROPOSAL #5.1: ELECT JON RAMON ABOITIZ AS A DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT ERRAMON I. ABOITIZ AS A DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT ROBERTO E. ABOITIZ AS A DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT ENRIQUE M. ABOITIZ AS A DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT JUSTO A. ORTIZ AS A DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.6: ELECT ANTONIO R. MORAZA AS A DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.7: ELECT RAPHAEL P.M. LOTILLA AS A                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.8: ELECT JOSE C. VITUG AS A DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.9: ELECT STEPHEN T. CUUNJIENG AS A                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aboitiz Power Corporation

  TICKER:               AP                                    CUSIP:   Y0005M109

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS                              ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD LAST MAY 18, 2015

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND FINANCIAL        ISSUER            YES             FOR                  FOR

 STATEMENTS

PROPOSAL #3: APPOINT EXTERNAL AUDITOR                                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: RATIFY ACTS, RESOLUTIONS AND PROCEEDINGS        ISSUER            YES             FOR                  FOR

 OF THE BOARD OF DIRECTORS, CORPORATE OFFICERS AND

MANAGEMENT IN 2015 UP TO MAY 16, 2016

PROPOSAL #5.1: ELECT ENRIQUE M. ABOITIZ AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT JON RAMON ABOITIZ AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT ERRAMON I. ABOITIZ AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT ANTONIO R. MORAZA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT MIKEL A. ABOITIZ AS DIRECTOR               ISSUER            YES         ABSTAIN           AGAINST

PROPOSAL #5.6: ELECT JAIME JOSE Y. ABOITIZ AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.7: ELECT CARLOS C. EJERCITO AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.8: ELECT ROMEO L. BERNARDO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.9: ELECT ALFONSO A. UY AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abu Dhabi Commercial Bank PJSC

  TICKER:               ADCB                                CUSIP:   M0152Q104

  MEETING DATE:   3/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE DIVIDENDS REPRESENTING 45                   ISSUER            YES             FOR                  FOR

PERCENT OF THE SHARE CAPITAL IN CASH FOR FY 2015

PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER            YES             FOR                  FOR

 2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: ELECT DIRECTORS (BUNDLED)                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: ALLOW MOHAMED AL DHAHERI TO BE INVOLVED        ISSUER            YES             FOR                  FOR

 WITH OTHER COMPANIES

PROPOSAL #11: APPROVE STANDARD ACCOUNTING TRANSFERS          ISSUER            YES             FOR                  FOR

RE: CEASE TRANSFERS TO LEGAL RESERVE

PROPOSAL #12: AMEND BYLAWS AND ARTICLES OF                          ISSUER            YES         AGAINST           AGAINST

ASSOCIATION TO COMPLY WITH PROVISIONS OF FEDERAL LAW

PROPOSAL #13: APPROVE CHARITABLE DONATIONS                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abu Dhabi Islamic Bank Egypt

  TICKER:               ADIB                                CUSIP:   M7079Z109

  MEETING DATE:   10/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE SHARIA SUPERVISORY BOARD REPORT         ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS

PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #6: APPROVE CHANGES IN THE BOARD OF                       ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE CHARITABLE DONATIONS                             ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS                ISSUER             NO              N/A                  N/A

PROPOSAL #11: INFORM THE ASSEMBLY ABOUT MEASURES                ISSUER             NO              N/A                  N/A

TAKEN TO CORRECT FINANCIAL INDICATORS RELATING TO

SHAREHOLDERS' EQUITY FALLING BELOW 90 PERCENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abu Dhabi Islamic Bank Egypt

  TICKER:               ADIB                                CUSIP:   M7079Z109

  MEETING DATE:   10/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE THE CONTINUITY OF THE                       ISSUER             NO              N/A                  N/A

COMPANY'S ACTIVITY DESPITE THE LOSSES EXCEEDING 50

PERCENT OF THE CAPITAL

PROPOSAL #2: AMEND ARTICLE 25, 27, 38 OF BYLAWS AND          ISSUER             NO              N/A                  N/A

AUTHORIZE BOARD TO EXECUTE FORMALITIES RELATED TO

THIS AMENDMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abu Dhabi Islamic Bank Egypt

  TICKER:               ADIB                                CUSIP:   M7079Z109

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #2: APPROVE SHARIAH SUPERVISORY BOARD REPORT        ISSUER             NO              N/A                  N/A

 FOR FY 2015

PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015


 

PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER             NO              N/A                  N/A

2015

PROPOSAL #6: APPROVE CHANGES IN THE BOARD OF                       ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #8: APPROVE TRAVEL AND ATTENDANCE FEES OF            ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2016

PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2015        ISSUER             NO              N/A                  N/A

 AND FY 2016

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS                ISSUER             NO              N/A                  N/A

PROPOSAL #11: INFORM THE ASSEMBLY ABOUT MEASURES                ISSUER             NO              N/A                  N/A

TAKEN TO CORRECT FINANCIAL INDICATORS RELATING TO

SHAREHOLDERS' EQUITY FALLING BELOW 90 PERCENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abu Dhabi Islamic Bank Egypt

  TICKER:               ADIB                                CUSIP:   M7079Z109

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE THE CONTINUITY OF THE                       ISSUER             NO              N/A                  N/A

COMPANY'S ACTIVITY DESPITE THE LOSSES EXCEEDING 50

PERCENT OF THE CAPITAL FOR FY 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AcBel Polytech, Inc.

  TICKER:               6282                                CUSIP:   Y0002J109

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ACC Ltd.

  TICKER:               ACC                                  CUSIP:   Y0002C112

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT VIJAY KUMAR SHARMA AS DIRECTOR        ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE S R B C & CO LLP AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPOINT ERIC OLSEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINT CHRISTOF HASSIG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPOINT MARTIN KRIEGNER AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

COST AUDITORS

PROPOSAL #9: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Accelink Technologies Co Ltd

  TICKER:               002281                            CUSIP:   Y00060106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #9.1: ELECT WU HAIBO AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.2: ELECT LIU QUAN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #9.3: ELECT ZHENG CHUNMEI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE EXTENSION OF TERM FOR                        ISSUER            YES             FOR                  FOR

FULFILLMENT OF ACQUISITION PLAN BY COMPANY

CONTROLLING SHAREHOLDER, DIRECTORS, SUPERVISORS,

SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Accton Technology Corp.

  TICKER:               2345                                CUSIP:   Y0002S109

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: BY-ELECT YU CHI HSIANG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.37 AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR YU CHI HSIANG

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acer Inc.

  TICKER:               2353                                CUSIP:   Y0003F171

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: APPROVE CHANGE IN THE USE OF PROCEEDS            ISSUER            YES             FOR                  FOR

FROM 2014 CASH CAPITAL INCREASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aces Electronic Co., Ltd.

  TICKER:               3605                                CUSIP:   Y0008B100

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND                    ISSUER            YES             FOR                  FOR

BUSINESS OPERATIONS REPORT

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6.1: ELECT LI AN-QIAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2: ELECT LIAO DA-LI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT REPRESENTATIVE OF CHINA                  SHAREHOLDER        YES         AGAINST               N/A

DEVELOPMENT VENTURE CAPITAL CO., LTD., WITH

SHAREHOLDER NO. 448, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT REPRESENTATIVE OF JIWEI                  SHAREHOLDER        YES         AGAINST               N/A

INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 216, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT YUAN WANDING, WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT WEI QILIN AS SUPERVISOR                   SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.7: ELECT CAI SHUJUAN AS SUPERVISOR                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.8: ELECT XU CHANGFEI, WITH SHAREHOLDER        SHAREHOLDER        YES         AGAINST               N/A

NO. 13, AS SUPERVISOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acron JSC

  TICKER:               AKRN                                CUSIP:   X00311104

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: AMEND CHARTER                                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.1: ELECT NIKOLAY ARUTYUNOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #5.2: ELECT IGOR BELIKOV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #5.3: ELECT VLADIMIR GAVRIKOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #5.4: ELECT GEORGY GOLUKHOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #5.5: ELECT ALEKSANDR DYNKIN AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.6: ELECT YURY MALYSHEV AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #5.7: ELECT ALEKSANDR POPOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #5.8: ELECT ARKADY SVERDLOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #5.9: ELECT VLADIMIR SISTER AS DIRECTOR                ISSUER            YES             FOR                  N/A

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS

PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES         AGAINST           AGAINST

BOARD OF DIRECTORS

PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES         AGAINST           AGAINST

AUDIT COMMISSION

PROPOSAL #12.1: ELECT VALENTINA ALEKSANDROVA AS                 ISSUER            YES             FOR                  FOR

MEMBER OF AUDIT COMMISSION

PROPOSAL #12.2: ELECT ELENA ZUBRILOVA AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #12.3: ELECT IRINA KLASSEN AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #12.4: ELECT TATYANA STRIGALEVA AS MEMBER OF        ISSUER            YES             FOR                  FOR

 AUDIT COMMISSION

PROPOSAL #12.5: ELECT TATYANA KHRAPOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #13: APPROVE FUTURE RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #14: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

LIABILITY INSURANCE FOR DIRECTORS, EXECUTIVES, AND

COMPANY

PROPOSAL #15: APPROVE FUTURE RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTIONS RE: GUARANTEE AGREEMENTS OF SEVERO-

ZAPADNAYA FOSFORNAYA KOMPANYA


 

PROPOSAL #16: APPROVE FUTURE RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTIONS RE: GUARANTEE AGREEMENTS OF AGRONOVA

EUROPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adana Cimento Sanayii AS

  TICKER:               ADNAC                              CUSIP:   M01775101

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: AUTHORIZE BOARD TO PROLONG AUTHORIZED            ISSUER            YES             FOR                  FOR

SHARE CAPITAL CEILING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adana Cimento Sanayii AS

  TICKER:               ADANA                              CUSIP:   M01775101

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: AMEND ARTICLE 6 IN COMPANY BYLAWS                  ISSUER            YES             FOR                  FOR

PROPOSAL #14: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF

DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adani Enterprises Ltd.

  TICKER:               512599                            CUSIP:   Y00106131

  MEETING DATE:   8/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS


 

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT R.S. ADANI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DHARMESH PARIKH AND CO. AS                 ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT D.N. RAWAL AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT P. ADANI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

P. ADANI AS EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

R.S. ADANI AS MANAGING DIRECTOR

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE          ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #11: APPROVE INCREASE IN BORROWING POWERS             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE COMMISSION REMUNERATION FOR              ISSUER            YES             FOR                  FOR

NON-EXECUTIVE DIRECTORS

PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE REMUNERATION OF COST AUDITORS           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adani Ports and Special Economic Zone Ltd.

  TICKER:               532921                            CUSIP:   Y00130107

  MEETING DATE:   8/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDEND ON EQUITY SHARES                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT A. K. RAKESH AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE S R B C & CO LLP AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT R. HARIBHAKTI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #9: APPROVE INCREASE IN INVESTMENT LIMITS             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE INCREASE IN BORROWING POWERS             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE INCREASE IN LIMIT ON FOREIGN            ISSUER            YES             FOR                  FOR

SHAREHOLDINGS

PROPOSAL #13: APPROVE COMMISSION REMUNERATION TO NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adani Power Ltd

  TICKER:               533096                            CUSIP:   Y0019Q104

  MEETING DATE:   8/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT R. S. ADANI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: ELECT N. VOHRA AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

V. S. JAAIN AS EXECUTIVE DIRECTOR

PROPOSAL #6: ELECT R. S. GUJRAL AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INCREASE IN INVESTMENT LIMITS           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE INCREASE IN LIMIT ON FOREIGN            ISSUER            YES             FOR                  FOR

SHAREHOLDINGS

PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adani Power Ltd

  TICKER:               533096                            CUSIP:   Y0019Q104

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES ON A                       ISSUER            YES             FOR                  FOR

PREFERENTIAL BASIS TO THE PROMOTERS

PROPOSAL #2: APPROVE REAPPOINTMENT OF VNEET S. JAIN          ISSUER            YES             FOR                  FOR

AS EXECUTIVE DIRECTOR

PROPOSAL #3: APPROVE CONVERSION OF LOANS TO EQUITY            ISSUER            YES         AGAINST           AGAINST

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adani Power Ltd

  TICKER:               533096                            CUSIP:   Y0019Q104

  MEETING DATE:   5/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE WARRANTS        ISSUER            YES             FOR                  FOR

 TO PROMOTER / PROMOTER GROUP


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ADANI TRANSMISSIONS (INDIA) LTD

  TICKER:               539254                            CUSIP:   Y0R15S105

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MEMORANDUM OF ASSOCIATION RE:                ISSUER            YES             FOR                  FOR

CORPORATE PURPOSE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AData Technology Co., Ltd.

  TICKER:               3260                                CUSIP:   Y00138100

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adcock Ingram Holdings Ltd

  TICKER:               AIP                                  CUSIP:   S00358101

  MEETING DATE:   7/10/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE TERMINATION OF THE EXISTING         ISSUER            YES         AGAINST           AGAINST

ADCOCK BEE SCHEME AND REPURCHASE

PROPOSAL #2: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adcock Ingram Holdings Ltd

  TICKER:               AIP                                  CUSIP:   S00358101

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT CLIFFORD RAPHIRI AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT MPHO MAKWANA OF DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.3: RE-ELECT ROGER STEWART AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: RE-ELECT MOTTY SACKS AS CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #2.2: RE-ELECT MATTHIAS HAUS AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #2.3: RE-ELECT ROSHAN MORAR AS MEMBER OF THE        ISSUER            YES         AGAINST           AGAINST

 AUDIT COMMITTEE

PROPOSAL #2.4: RE-ELECT ROGER STEWART AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE


 

PROPOSAL #3: REAPPOINT ERNST & YOUNG AS AUDITORS OF          ISSUER            YES             FOR                  FOR

THE COMPANY AND APPOINT DAVE CATHRALL AS THE

DESIGNATED AUDITOR AND AUTHORISE THEIR REMUNERATION

PROPOSAL #4: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES OR CORPORATIONS

PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES         AGAINST           AGAINST

DIRECTORS

PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Addsino Co., Ltd.

  TICKER:               000547                            CUSIP:   Y26525108

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SECOND HALF OF 2015 DAILY                   ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Addsino Co., Ltd.

  TICKER:               000547                            CUSIP:   Y26525108

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FINANCIAL SERVICES AGREEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE MANAGEMENT SYSTEM OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS (REVISED)

PROPOSAL #10: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

DECISION-MAKING SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aditya Birla Nuvo Ltd.

  TICKER:               500303                            CUSIP:   Y0014E106

  MEETING DATE:   9/7/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPOSITE SCHEME OF ARRANGEMENT         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aditya Birla Nuvo Ltd.

  TICKER:               500303                            CUSIP:   Y0014E106

  MEETING DATE:   9/8/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPOSITE SCHEME OF ARRANGEMENT         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aditya Birla Nuvo Ltd.

  TICKER:               500303                            CUSIP:   Y0014E106

  MEETING DATE:   9/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT K.M. BIRLA AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: REELECT T. CHATTOPADHYAY AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KHIMJI KUNVERJI & CO. AND SRBC &        ISSUER            YES             FOR                  FOR

 CO. LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

 REMUNERATION

PROPOSAL #6.1: APPROVE KHIMJI KUNVERJI & CO. AS                 ISSUER            YES             FOR                  FOR

BRANCH AUDITORS OF THE COMPANY'S ADITYA BIRLA

INSULATORS DIVISIONS AT RISHRA AND HALOL AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6.2: APPROVE KHIMJI KUNVERJI & CO. AND K.S.        ISSUER            YES             FOR                  FOR

 AIYAR & CO. AS JOINT BRANCH AUDITORS OF THE

COMPANY'S INDIAN RAYON DIVISION AT VERAVAL AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6.3: APPROVE DELOITTE HASKINS & SELLS AS            ISSUER            YES             FOR                  FOR

BRANCH AUDITORS OF THE COMPANY'S MADURA FASHION &

LIFE STYLE DIVISION AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #6.4: APPROVE SRBC & CO. LLP AS BRANCH                 ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY'S JAYA SHREE TEXTILES

DIVISION AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE KEEPING OF REGISTER OF MEMBERS,         ISSUER            YES             FOR                  FOR

DOCUMENTS, AND CERTIFICATES TO SHAREPRO SERVICES

(INDIA) PVT. LTD., REGISTRAR AND SHARE TRANSFER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adlink Technology Inc.

  TICKER:               6166                                CUSIP:   Y0014R107

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS


 

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT LI WEI QIAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT HONG SHI HAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.8: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.9: ELECT SUPERVISOR NO. 2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.10: ELECT SUPERVISOR NO. 3                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS AND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Advanced Ceramic X Corp.

  TICKER:               3152                                CUSIP:   Y0015V107

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT JIANG,SYU-GAO AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT SUN,DA-WUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT CIN,SHANG-MIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.10: ELECT NON-INDEPENDENT DIRECTOR NO. 7     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.11: ELECT NON-INDEPENDENT DIRECTOR NO. 8     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Advanced Info Service PCL

  TICKER:               ADVANC                            CUSIP:   Y0014U183

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #5: APPROVE ALLOCATION OF INCOME AS DIVIDEND        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS         ISSUER            YES             FOR                  FOR

AUDIT CO. LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX

 THEIR REMUNERATION

PROPOSAL #7.1: ELECT VITHIT LEENUTAPHONG AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT SURASAK VAJASIT AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT JEANN LOW NGIAB JONG AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7.4: ELECT STEPHEN MILLER AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ISSUANCE AND SALE OF WARRANTS TO        ISSUER            YES             FOR                  FOR

 EMPLOYEES OF THE COMPANY AND SUBSIDIARIES

PROPOSAL #10: APPROVE ISSUANCE OF SHARES FOR THE                ISSUER            YES             FOR                  FOR

CONVERSION OF WARRANTS TO BE ISSUED TO DIRECTORS AND

EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES

PROPOSAL #11: APPROVE ALLOCATION OF WARRANTS TO                 ISSUER            YES             FOR                  FOR

EMPLOYEES OF THE COMPANY AND SUBSIDIARIES

PROPOSAL #12: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Advanced International Multitech Co., Ltd.

  TICKER:               8938                                CUSIP:   Y00159106

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CING-ZAI WU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT LI-RONG HONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO.5         SHAREHOLDER        YES         AGAINST               N/A


 

PROPOSAL #4.8: ELECT SUPERVISOR NO.1                                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.9: ELECT SUPERVISOR NO.2                                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.10: ELECT SUPERVISOR NO.3                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Advanced Semiconductor Engineering Inc.

  TICKER:               2311                                CUSIP:   00756M404

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #E1: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #G1: APPROVE BUSINESS OPERATIONS REPORT AND         ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #G2: APPROVE PLAN ON PROFIT DISTRIBUTION               ISSUER            YES             FOR                  FOR

PROPOSAL #H1: APPROVE ISSUANCE OF ORDINARY SHARES              ISSUER            YES             FOR                  FOR

AND/OR ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN

THE ISSUANCE OF GLOBAL DEPOSITORY RECEIPT AND/OR

DOMESTIC CASH INCREASE BY ISSUANCE OF COMMON SHARES

AND/OR ISSUANCE OF CONVERTIBLE BONDS VIA PRIVATE PL

PROPOSAL #H2: APPROVE AMENDMENT TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Advanced Semiconductor Engineering Inc.

  TICKER:               2311                                CUSIP:   Y00153109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES                ISSUER            YES             FOR                  FOR

AND/OR ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN

THE ISSUANCE OF GLOBAL DEPOSITORY RECEIPT AND/OR

DOMESTIC CASH INCREASE BY ISSUANCE OF COMMON SHARES

AND/OR ISSUANCE OF CONVERTIBLE BONDS VIA PRIVATE PLA

PROPOSAL #5: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Advanced Technology & Materials Co., Ltd.

  TICKER:               000969                            CUSIP:   Y0015Z108

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS TO THE 2015 DAILY            ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS


 

PROPOSAL #2: ELECT LI XIANGYANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT LIU ZHAONIAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.2: ELECT SHENG XITAI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Advanced Technology & Materials Co., Ltd.

  TICKER:               000969                            CUSIP:   Y0015Z108

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH CONTROLLING SHAREHOLDER

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8.1: ELECT ZHOU LIGUO AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Advanced Wireless Semiconductor Co

  TICKER:               8086                                CUSIP:   Y0016E104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5.1: ELECT HUO MINGKUN, WITH SHARHOLDER NO         ISSUER            YES             FOR                  FOR

N100******, AS INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT GUO GUOCHENG. WITH SHARHOLDER NO        ISSUER            YES             FOR                  FOR

 V101******, AS INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT WANG TILONG, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. U100******, AS INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT QI YOUMING AS NON-INDEPENDENT        SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.5: ELECT ZHANG ZHENZHONG AS NON-                   SHAREHOLDER        YES         AGAINST               N/A

INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT XIONG ZHIXUAN AS NON-INDEPENDENT   SHAREHOLDER        YES         AGAINST               N/A

 DIRECTOR

PROPOSAL #5.7: ELECT CAI WENHUI AS NON-INDEPENDENT        SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR


 

PROPOSAL #5.8: ELECT LAI GANSI AS NON-INDEPENDENT          SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.9: ELECT XIE QIJIA AS NON-INDEPENDENT          SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Advantech Co., Ltd.

  TICKER:               2395                                CUSIP:   Y0017P108

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF EMPLOYEE STOCK                 ISSUER            YES             FOR                  FOR

WARRANTS AT LOWER-THAN-MARKET PRICE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AECI Ltd

  TICKER:               AFE                                  CUSIP:   S00660118

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #3.1: RE-ELECT ZELLAH FUPHE AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT GODFREY GOMWE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: RE-ELECT RAMS RAMASHIA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT GRAHAM DEMPSTER AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT KHOTSO MOKHELE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT MARK KATHAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT GRAHAM DEMPSTER AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #6.2: RE-ELECT RICHARD DUNNE AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #6.3: ELECT GODFREY GOMWE AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #6.4: RE-ELECT ALLEN MORGAN AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #6.5: RE-ELECT LITHA NYHONYHA AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRMAN               ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE FEES OF NON-EXECUTIVE                       ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #1.3: APPROVE FEES OF THE AUDIT COMMITTEE            ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #1.4: APPROVE FEES OF THE AUDIT COMMITTEE            ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #1.5: APPROVE FEES OF THE OTHER BOARD                   ISSUER            YES             FOR                  FOR

COMMITTEES' CHAIRMAN

PROPOSAL #1.6: APPROVE FEES OF THE OTHER BOARD                   ISSUER            YES             FOR                  FOR

COMMITTEES' MEMBERS

PROPOSAL #1.7: APPROVE FEES OF THE SUBSIDIARIES'                ISSUER            YES             FOR                  FOR

FINANCIAL REVIEW AND RISK COMMITTEES CHAIRMAN

PROPOSAL #1.8: APPROVE FEES OF THE SUBSIDIARIES'                ISSUER            YES             FOR                  FOR

FINANCIAL REVIEW AND RISK COMMITTEES NON-EXECUTIVE

MEMBERS

PROPOSAL #1.9: APPROVE MEETING ATTENDANCE FEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aegean Airlines SA

  TICKER:               AEGN                                CUSIP:   X18035109

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #5: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aeolus Tyre Co., Ltd.

  TICKER:               600469                            CUSIP:   Y0017V113

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING         ISSUER            YES             FOR                  FOR

IN CONNECTION TO MAJOR ASSET RESTRUCTURING

PROPOSAL #2: ELECT BAI XINPING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aeolus Tyre Co., Ltd.

  TICKER:               600469                            CUSIP:   Y0017V113

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #8: ELECT FAN XIAOHUA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aeon Co. (M) Bhd.

  TICKER:               AEON                                CUSIP:   Y00187107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT SHINOBU WASHIZAWA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT NUR QAMARINA CHEW BINTI ABDULLAH          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #5: ELECT POH YING LOO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT MITSURU NAKATA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT AHMAD HELMY BIN SYED AHMAD AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT BADLISHAH IBNI TUNKU ANNUAR AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: ELECT ABDUL RAHIM BIN ABDUL HAMID AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT CHARLES TSENG @ CHARLES TSENG              ISSUER            YES             FOR                  FOR

CHIA CHUN AS DIRECTOR

PROPOSAL #11: ELECT KENJI HORII AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT ABDULLAH BIN MOHD YUSOF AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13: APPROVE KPMG DESA MEGAT & CO. AS                   ISSUER            YES         AGAINST           AGAINST

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aerospace Communications Holdings Co., Ltd.

  TICKER:               600677                            CUSIP:   Y0019U105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #8: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aerospace Hi-Tech Holding Group Co., Ltd.

  TICKER:               000901                            CUSIP:   Y0018V104

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE ADDITIONAL 2015 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTION

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE RE-APPOINTMENT OF 2016 INTERNAL        ISSUER            YES             FOR                  FOR

 CONTROL AUDITOR

PROPOSAL #11: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aerospace Hi-Tech Holding Group Co., Ltd.

  TICKER:               000901                            CUSIP:   Y0018V104

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION          ISSUER            YES             FOR                  FOR

BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS AND RELATED-PARTY TRANSACTIONS

COMPLIES WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #2.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TRANSACTION PARTIES                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBJECT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TRANSACTION METHOD                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING BASIS AND TRANSACTION         ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.6: APPROVE ACCUMULATED UNDISTRIBUTED                ISSUER            YES             FOR                  FOR

PROFIT

PROPOSAL #2.7: APPROVE ATTRIBUTABLE PROFIT AND LOSS          ISSUER            YES             FOR                  FOR

DURING THE TRANSITION PERIOD

PROPOSAL #2.8: APPROVE CONTRACTUAL OBLIGATIONS AND            ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.9: APPROVE ACQUISITION BY CASH AND                   ISSUER            YES             FOR                  FOR

ISSUANCE OF SHARES AS WELL AS RAISING SUPPORTING

PROPOSAL #2.A.1: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.A.2: APPROVE ISSUANCE METHOD AND TARGET          ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.A.3: APPROVE PRICING REFERENCE DATE AND          ISSUER            YES             FOR                  FOR

ISSUANCE PRICE

PROPOSAL #2.A.4: APPROVE SHARE ISSUANCE PRICE                     ISSUER            YES             FOR                  FOR

ADJUSTMENT MECHANISM

PROPOSAL #2.A.5: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.A.6: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.A.7: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #2.A.8: APPROVE COMPENSATION PERIOD AND                ISSUER            YES             FOR                  FOR

PERFORMANCE COMMITMENTS

PROPOSAL #2.A.9: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #2.B.1: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.B.2: APPROVE ISSUANCE METHOD AND TARGET          ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.B.3: APPROVE PRICING REFERENCE DATE AND          ISSUER            YES             FOR                  FOR

ISSUANCE PRICE

PROPOSAL #2.B.4: APPROVE SHARE ISSUANCE PRICE                     ISSUER            YES             FOR                  FOR

ADJUSTMENT MECHANISM

PROPOSAL #2.B.5: APPROVE AMOUNT OF RAISING SUPPORTING        ISSUER            YES             FOR                  FOR

 FUNDS AND ISSUE SIZE

PROPOSAL #2.B.6: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.B.7: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #2.B.8: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.B.9: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE TRANSACTION CONSTITUTE AS                   ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTION


 

PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DO NOT CONSTITUTE ARTICLE 13 OF PROVISIONS OF

BACKDOOR LISTING ON MANAGEMENT APPROACH REGARDING

MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR

 ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #7: APPROVE DRAFT REPORT ON COMPANY'S                   ISSUER            YES             FOR                  FOR

ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS

 RAISING SUPPORTING FUNDS AND RELATED-PARTY

TRANSACTIONS AND ITS SUMMARY

PROPOSAL #8: APPROVE COMPLETENESS AND COMPLIANCE OF          ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #9: APPROVE AUDIT REPORT, PROFIT FORECAST            ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT OF THE MAJOR ASSETS

RESTRUCTURING PLAN

PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS TO THIS TRANSACTION

PROPOSAL #12: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY CHINA AEROSPACE SCIENCE AND INDUSTRY

GROUP CO., LTD. AND ITS PERSONS ACTING IN CONCERT

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THIS MAJOR ASSET RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aerospace Industrial Development Corporation

  TICKER:               2634                                CUSIP:   Y0R18S102

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aerosun Corporation

  TICKER:               600501                            CUSIP:   Y6203T101

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI SHUCHUN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aerosun Corporation

  TICKER:               600501                            CUSIP:   Y6203T101

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE 2016 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AES Gener S.A.

  TICKER:               AESGENER                        CUSIP:   P0607L111

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE; REPORT ON DIRECTORS' COMMITTEE

EXPENSES AND ACTIVITIES

PROPOSAL #5: APPOINT AUDITORS AND DESIGNATE RISK                ISSUER            YES             FOR                  FOR

ASSESSMENT COMPANIES

PROPOSAL #6: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH                        ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AES TIETE ENERGIA SA

  TICKER:               N/A                                  CUSIP:   P30641115

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: FIX SIZE OF THE BOARD AND ELECT DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: ELECT EMPLOYEE REPRESENTATIVE TO THE              ISSUER            YES         AGAINST           AGAINST

BOARD

PROPOSAL #3: ELECT DIRECTORS NOMINATED BY MINORITY        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS


 

PROPOSAL #4: INCREASE SIZE OF FISCAL COUNCIL TO FIVE         ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS NOMINATED      SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDERS

PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AES TIETE ENERGIA SA

  TICKER:               TIET4                              CUSIP:   P30641115

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AES TIETE ENERGIA SA

  TICKER:               TIET4                              CUSIP:   P30641115

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #2: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AES TIETE ENERGIA SA

  TICKER:               TIET4                              CUSIP:   P30641115

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER OF  FISCAL COUNCIL MEMBERS             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #4.2: ELECT FISCAL COUNCIL MEMBER NOMINATED    SHAREHOLDER        YES         AGAINST               N/A

BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AES Tiete SA

  TICKER:               GETI4                              CUSIP:   P4991B119

  MEETING DATE:   8/5/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AES Tiete SA

  TICKER:               GETI4                              CUSIP:   P4991B119

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPOINT INDEPENDENT FIRMS TO APPRAISE            ISSUER            YES             FOR                  FOR

AES BRAZILIAN ENERGY HOLDINGS LTDA (ABEH) AND AES RIO

 PCH LTDA. (AES RIO PCH)

PROPOSAL #2: APPROVE TERMS AND CONDITIONS OF THE                ISSUER            YES             FOR                  FOR

MERGER AGREEMENT BETWEEN THE COMPANY, ABEH, AND AES

RIO PCH

PROPOSAL #3: APPROVE INDEPENDENT FIRMS APPRAISAL                ISSUER            YES             FOR                  FOR

REPORTS

PROPOSAL #4: APPROVE MERGER BETWEEN THE COMPANY,                ISSUER            YES             FOR                  FOR

ABEH, AND AES RIO PCH

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AES Tiete SA

  TICKER:               GETI4                              CUSIP:   P4991B119

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPOINT INDEPENDENT FIRMS TO APPRAISE            ISSUER            YES             FOR                  FOR

COMPANHIA BRASILIANA DE ENERGIA (BRASILIANA) AND THE

COMPANY

PROPOSAL #2: APPROVE TERMS AND CONDITIONS OF THE                ISSUER            YES             FOR                  FOR

MERGER AGREEMENT BETWEEN THE COMPANY AND BRASILIANA

PROPOSAL #3: APPROVE AES TIETE I MERGER REPORT AND            ISSUER            YES             FOR                  FOR

AES TIETE II MERGER REPORT

PROPOSAL #4: APPROVE COMPANY'S MERGER WITH BRASILIANA        ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               African Rainbow Minerals Ltd

  TICKER:               ARI                                  CUSIP:   S01680107

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT MANANA BAKANE-TUOANE AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: RE-ELECT ANTON BOTHA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT ALEX MADITSI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT THANDO MKATSHANA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: REAPPOINT ERNST & YOUNG INC AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY AND APPOINT L I N TOMLINSON AS THE

DESIGNATED AUDITOR

PROPOSAL #6.1: RE-ELECT TOM BOARDMAN AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE


 

PROPOSAL #6.2: ELECT FRANK ABBOTT AS AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #6.3: RE-ELECT MANANA BAKANE-TUOANE AS                 ISSUER            YES             FOR                  FOR

MEMBER OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #6.4: RE-ELECT ANTON BOTHA AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #6.5: RE-ELECT ALEX MADITSI AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #6.6: RE-ELECT REJOICE SIMELANE AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT AND RISK COMMITTEE

PROPOSAL #7: APPROVE REMUNERATION REPORT INCLUDING            ISSUER            YES             FOR                  FOR

THE REMUNERATION POLICY

PROPOSAL #8: APPROVE INCREASE IN THE ANNUAL RETAINER         ISSUER            YES             FOR                  FOR

FEES FOR NON-EXECUTIVE DIRECTORS

PROPOSAL #9: APPROVE INCREASE IN THE COMMITTEE                   ISSUER            YES             FOR                  FOR

ATTENDANCE FEES FOR NON-EXECUTIVE DIRECTORS

PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANIES

PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE FOR                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION OF SECURITIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               African Rainbow Minerals Ltd

  TICKER:               ARI                                  CUSIP:   S01680107

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORISE SPECIFIC REPURCHASE BY SUBCO          ISSUER            YES             FOR                  FOR

OF ARM SHARES FROM THE ARM BROAD-BASED ECONOMIC

EMPOWERMENT TRUST

PROPOSAL #2: APPROVE ARM BROAD-BASED ECONOMIC                     ISSUER            YES             FOR                  FOR

EMPOWERMENT TRUST LOAN REFINANCING

PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AFYON Cimento Sanayi TAS

  TICKER:               AFYON                              CUSIP:   M0218Y109

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR            ISSUER            YES         AGAINST           AGAINST

2016

PROPOSAL #12: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Agile Property Holdings Ltd.

  TICKER:               3383                                CUSIP:   G01198103

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE SPECIAL DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CHAN CHEUK HUNG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT HUANG FENGCHAO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT CHEN ZHONGQI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT CHAN CHEUK NAM AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT CHEUNG WING YUI, EDWARD AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS AS                 ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #11A: AUTHORIZE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11B: APPROVE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11C: AUTHORIZE REISSUANCE OF REPURCHASED            ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Agile Property Holdings Ltd.

  TICKER:               3383                                CUSIP:   G01198103

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE ENGLISH AND DUAL FOREIGN NAME OF         ISSUER            YES             FOR                  FOR

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Agricultural Bank of China Limited

  TICKER:               1288                                CUSIP:   Y00289101

  MEETING DATE:   3/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL BUDGET PLAN FOR 2016           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUE OF DEBT FINANCING                       ISSUER            YES             FOR                  FOR

INSTRUMENTS


 

PROPOSAL #3: ELECT ZHAO HUAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT WANG XINXIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Agricultural Bank of China Limited

  TICKER:               1288                                CUSIP:   Y00289101

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT ZHOU MUBING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ADJUSTMENT TO THE MANDATE TO THE        ISSUER            YES             FOR                  FOR

 BOARD FOR BOND ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Agricultural Bank of China Limited

  TICKER:               601288                            CUSIP:   Y00289119

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LOU WENLONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT FRANCIS YUEN TIN-FAN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE FINAL REMUNERATION PLAN FOR         ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS OF THE BANK FOR 2013

PROPOSAL #4: APPROVE THE FINAL REMUNERATION PLAN FOR         ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS OF THE BANK FOR 2014

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Agricultural Bank of China Limited

  TICKER:               1288                                CUSIP:   Y00289119

  MEETING DATE:   3/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUE OF DEBT FINANCING                       ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #2: APPROVE FINANCIAL BUDGET PLAN FOR 2016           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZHAO HUAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT WANG XINXIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Agricultural Bank of China Limited

  TICKER:               1288                                CUSIP:   Y00289119

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO THE MANDATE TO THE        ISSUER            YES             FOR                  FOR

 BOARD FOR BOND ISSUANCE

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ZHOU MUBING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPOINT PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Agthia Group PJSC

  TICKER:               AGTHIA                            CUSIP:   M02421101

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE CASH DIVIDENDS OF 12.5 PERCENT          ISSUER            YES             FOR                  FOR

OF SHARE NOMINAL VALUE

PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS UP TO         ISSUER            YES             FOR                  FOR

AN AGGREGATE AMOUNT OF AED 1.4 MILLION FOR FY 2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: RATIFY APPOINTMENT OF SALEM AL DHAHERI          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES             FOR                  FOR

NO.2 OF 2015

PROPOSAL #2: APPROVE AUTHORIZED CAPITAL AT AED 1                ISSUER            YES             FOR                  FOR

BILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aguas Andinas S.A.

  TICKER:               AGUAS-A                          CUSIP:   P4171M125

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF CLP 14.45 PER SHARE

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION AND BUDGET OF                ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #12: DESIGNATE NEWSPAPER TO PUBLISH MEETING         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #13: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AGV Products Corp.

  TICKER:               1217                                CUSIP:   Y0026N102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY            ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVE

PROPOSAL #5: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #9.1: ELECT CHEN,ZHE-FANG, REPRESENTING                ISSUER            YES             FOR                  FOR

CHEN,TIAN-TAO EDUCATION FOUNDATION WITH SHAREHOLDER

NO. 44669 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT CHEN,JING-REN, REPRESENTING NICE        ISSUER            YES             FOR                  FOR

 GROUP WITH SHAREHOLDER NO. 663 AS NON-INDEPENDENT

DIRECTOR

PROPOSAL #9.3: ELECT CHEN,BAO-DE , REPRESENTING YING         ISSUER            YES             FOR                  FOR

JI LI CONSULTING CO LTD WITH SHAREHOLDER NO. 66472 AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT CHEN,ZHI-ZHAN, REPRESENTING CUN         ISSUER            YES             FOR                  FOR

YUAN HE YEH CO LTD WITH SHAREHOLDER NO. 127804 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT LIANG,HUAI-XIN, REPRESENTING              ISSUER            YES             FOR                  FOR

NICECO INTERNATIONAL CORP WITH SHAREHOLDER NO. 66474

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT ZHAN,GANG-RONG, REPRESENTING TAI        ISSUER            YES             FOR                  FOR

 FU INTERNATIONAL CO LTD WITH SHAREHOLDER NO. 155899

AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #9.7: ELECT CHEN,GUAN-ZHOU, REPRESENTING              ISSUER            YES             FOR                  FOR

TAIWAN FIRST BIOTECHNOLOGY INC WITH SHAREHOLDER NO.

215995 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT ZENG,YONG-FU WITH ID NO.                     ISSUER            YES             FOR                  FOR

N100340XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT WU,YONG-GAN WITH ID NO.                       ISSUER            YES             FOR                  FOR

E102206XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.10: ELECT WANG,ZI-QIANG, REPRESENTING              ISSUER            YES             FOR                  FOR

SHANG JU INTERNATION CO LTD WITH SHAREHOLDER NO.

144626 AS SUPERVISOR

PROPOSAL #9.11: ELECT LU,XING-HUA, REPRESENTING EAST         ISSUER            YES             FOR                  FOR

TAIWAN CREATIVE INDUSTRY DEVELOPMENT CO LTD WITH

SHAREHOLDER NO.192859 AS SUPERVISOR

PROPOSAL #9.12: ELECT LI,JIAN-HONG, REPRESENTING LE          ISSUER            YES             FOR                  FOR

SHAN INVESTMENT CO LTD WITH SHAREHOLDER NO. 66473 AS

SUPERVISOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Air Arabia PJSC

  TICKER:               AIRARABIA                      CUSIP:   M0367N110

  MEETING DATE:   3/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.09 PER SHARE         ISSUER            YES             FOR                  FOR

OF SHARE CAPITAL IN CASH FOR FY ENDED ON DEC. 31,

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER            YES             FOR                  FOR

 ENDED ON DEC. 31, 2015

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES         AGAINST           AGAINST

NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Air China Ltd.

  TICKER:               753                                  CUSIP:   Y002A6104

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND                   ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: APPROVE THE PROPOSED AMENDMENTS TO THE          ISSUER            YES             FOR                  FOR

RULES AND PROCEDURE OF SHAREHOLDERS' MEETINGS


 

PROPOSAL #3: APPROVE THE PROPOSED AMENDMENTS TO THE          ISSUER            YES             FOR                  FOR

RULES AND PROCEDURE OF MEETINGS OF THE BOARD OF

DIRECTORS

PROPOSAL #4: APPROVE ADOPTION OF THE SHAREHOLDERS'            ISSUER            YES             FOR                  FOR

RETURN PLAN FOR THREE YEARS FROM  2015 TO 2017

PROPOSAL #5: APPROVE CONTINUING CONNECTED TRANSACTION        ISSUER            YES             FOR                  FOR

 AGREEMENTS AND RELATED ANNUAL CAPS FROM 2016 TO 2018

PROPOSAL #6: ELECT LI DAJIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Air China Ltd.

  TICKER:               753                                  CUSIP:   Y002A6104

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SATISFACTION BY THE COMPANY OF          ISSUER            YES             FOR                  FOR

THE REQUIREMENTS FOR THE NON-PUBLIC A SHARE ISSUE

PROPOSAL #2: APPROVE FEASIBILITY STUDY REPORT ON USE         ISSUER            YES             FOR                  FOR

OF PROCEEDS TO BE RAISED FROM THE NON-PUBLIC A SHARE

ISSUE OF THE COMPANY

PROPOSAL #3: APPROVE THE REPORT ON USE OF PROCEEDS            ISSUER            YES             FOR                  FOR

FROM PREVIOUS FUND RAISING ACTIVITIES OF THE COMPANY.

PROPOSAL #4.1: APPROVE CLASS OF SHARES AND NOMINAL            ISSUER            YES             FOR                  FOR

VALUE IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF

THE COMPANY

PROPOSAL #4.2: APPROVE METHOD AND TIMING OF ISSUE IN         ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

PROPOSAL #4.3: APPROVE OFFERING SIZE IN RELATION TO          ISSUER            YES             FOR                  FOR

THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #4.4: APPROVE TARGET SUBSCRIBER AND                       ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD IN RELATION TO THE NON-PUBLIC A

SHARE ISSUE OF THE COMPANY

PROPOSAL #4.5: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

COMPANY

PROPOSAL #4.6: APPROVE LOCK-UP PERIOD IN RELATION TO         ISSUER            YES             FOR                  FOR

THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #4.7: APPROVE ACCUMULATED PROFIT ARRANGEMENT        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

COMPANY

PROPOSAL #4.8: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #4.9: APPROVE EFFECTIVENESS OF THE                        ISSUER            YES             FOR                  FOR

RESOLUTION APPROVING THE NON-PUBLIC A SHARE ISSUE

PROPOSAL #4.10: APPROVE AMOUNT AND USE OF PROCEEDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

PROPOSAL #5: APPROVE THE SHARE SUBSCRIPTION AGREEMENT        ISSUER            YES             FOR                  FOR

 BETWEEN COMPANY AND CNAHC

PROPOSAL #6: AUTHORIZE BOARD TO HANDLE ALL RELEVANT          ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC A SHARE ISSUE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Air China Ltd.

  TICKER:               753                                  CUSIP:   Y002A6104

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CLASS OF SHARES AND NOMINAL            ISSUER            YES             FOR                  FOR

VALUE IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF

THE COMPANY

PROPOSAL #1.2: APPROVE METHOD AND TIMING OF ISSUE IN         ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

PROPOSAL #1.3: APPROVE OFFERING SIZE IN RELATION TO          ISSUER            YES             FOR                  FOR

THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #1.4: APPROVE TARGET SUBSCRIBER AND                       ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD IN RELATION TO THE NON-PUBLIC A

SHARE ISSUE OF THE COMPANY

PROPOSAL #1.5: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

COMPANY

PROPOSAL #1.6: APPROVE LOCK-UP PERIOD IN RELATION TO         ISSUER            YES             FOR                  FOR

THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #1.7: APPROVE ACCUMULATED PROFIT ARRANGEMENT        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

COMPANY

PROPOSAL #1.8: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #1.9: APPROVE EFFECTIVENESS OF THE                        ISSUER            YES             FOR                  FOR

RESOLUTION APPROVING THE NON-PUBLIC A SHARE ISSUE

PROPOSAL #1.10: APPROVE AMOUNT AND USE OF PROCEEDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

PROPOSAL #2: APPROVE THE SHARE SUBSCRIPTION AGREEMENT        ISSUER            YES             FOR                  FOR

 BETWEEN COMPANY AND CNAHC

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Air China Ltd.

  TICKER:               753                                  CUSIP:   Y002A6104

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE WORK REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE AUDITED CONSOLIDATED FINANCIAL          ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG AS INTERNATIONAL AUDITOR            ISSUER            YES             FOR                  FOR

AND KPMG HUAZHEN LLP AS DOMESTIC AUDITOR AND INTERNAL

 CONTROL AUDITOR AND AUTHORIZE MANAGEMENT TO FIX

THEIR REMUNERATION

PROPOSAL #6: APPROVE REMEDIAL MEASURES TO THE                     ISSUER            YES             FOR                  FOR

DILUTIVE IMPACT OF THE ISSUANCE OF NON-PUBLIC A SHARE

 ON IMMEDIATE RETURNS

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #8: APPROVE GRANT OF GENERAL MANDATE TO                ISSUER            YES         AGAINST           AGAINST

ISSUE DEBT FINANCING INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Air China Ltd.

  TICKER:               753                                  CUSIP:   Y002A6138

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND                   ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: APPROVE THE PROPOSED AMENDMENTS TO THE          ISSUER            YES             FOR                  FOR

RULES AND PROCEDURE OF SHAREHOLDERS' MEETINGS

PROPOSAL #3: APPROVE THE PROPOSED AMENDMENTS TO THE          ISSUER            YES             FOR                  FOR

RULES AND PROCEDURE OF MEETINGS OF THE BOARD OF

DIRECTORS

PROPOSAL #4: APPROVE ADOPTION OF THE SHAREHOLDERS'            ISSUER            YES             FOR                  FOR

RETURN PLAN FOR THREE YEARS FROM  2015 TO 2017

PROPOSAL #5: APPROVE CONTINUING CONNECTED TRANSACTION        ISSUER            YES             FOR                  FOR

 AGREEMENTS AND RELATED ANNUAL CAPS FROM 2016 TO 2018

PROPOSAL #6: ELECT LI DAJIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Air China Ltd.

  TICKER:               753                                  CUSIP:   Y002A6138

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #1.01: APPROVE CLASS OF SHARES AND NOMINAL          ISSUER            YES             FOR                  FOR

VALUE IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF

THE COMPANY

PROPOSAL #1.02: APPROVE METHOD AND TIMING OF ISSUE IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

PROPOSAL #1.03: APPROVE OFFERING SIZE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #1.04: APPROVE TARGET SUBSCRIBER AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD IN RELATION TO THE NON-PUBLIC A

SHARE ISSUE OF THE COMPANY

PROPOSAL #1.05: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

COMPANY

PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #1.07: APPROVE ACCUMULATED PROFIT                          ISSUER            YES             FOR                  FOR

ARRANGEMENT IN RELATION TO THE NON-PUBLIC A SHARE

ISSUE OF THE COMPANY

PROPOSAL #1.08: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #1.09: APPROVE EFFECTIVENESS OF THE                       ISSUER            YES             FOR                  FOR

RESOLUTION APPROVING THE NON-PUBLIC A SHARE ISSUE

PROPOSAL #1.10: APPROVE AMOUNT AND USE OF PROCEEDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

PROPOSAL #2: APPROVE THE SHARE SUBSCRIPTION AGREEMENT        ISSUER            YES             FOR                  FOR

 BETWEEN COMPANY AND CNAHC


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Air China Ltd.

  TICKER:               753                                  CUSIP:   Y002A6138

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SATISFACTION BY THE COMPANY OF          ISSUER            YES             FOR                  FOR

THE REQUIREMENTS FOR THE NON-PUBLIC A SHARE ISSUE

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE CLASS OF SHARES AND NOMINAL          ISSUER            YES             FOR                  FOR

VALUE IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF

THE COMPANY

PROPOSAL #2.02: APPROVE METHOD AND TIMING OF ISSUE IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

PROPOSAL #2.03: APPROVE OFFERING SIZE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBER AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD IN RELATION TO THE NON-PUBLIC A

SHARE ISSUE OF THE COMPANY

PROPOSAL #2.05: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

COMPANY

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #2.07: APPROVE ACCUMULATED PROFIT                          ISSUER            YES             FOR                  FOR

ARRANGEMENT IN RELATION TO THE NON-PUBLIC A SHARE

ISSUE OF THE COMPANY

PROPOSAL #2.08: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY

PROPOSAL #2.09: APPROVE EFFECTIVENESS OF THE                       ISSUER            YES             FOR                  FOR

RESOLUTION APPROVING THE NON-PUBLIC A SHARE ISSUE

PROPOSAL #2.10: APPROVE AMOUNT AND USE OF PROCEEDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC A SHARE ISSUE OF THE

PROPOSAL #3: APPROVE FEASIBILITY STUDY REPORT ON USE         ISSUER            YES             FOR                  FOR

OF PROCEEDS TO BE RAISED FROM THE NON-PUBLIC A SHARE

ISSUE OF THE COMPANY

PROPOSAL #4: APPROVE THE REPORT ON USE OF PROCEEDS            ISSUER            YES             FOR                  FOR

FROM PREVIOUS FUND RAISING ACTIVITIES OF THE COMPANY.

PROPOSAL #5: APPROVE THE SHARE SUBSCRIPTION AGREEMENT        ISSUER            YES             FOR                  FOR

 BETWEEN COMPANY AND CNAHC

PROPOSAL #6: AUTHORIZE BOARD TO HANDLE ALL RELEVANT          ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC A SHARE ISSUE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Air China Ltd.

  TICKER:               753                                  CUSIP:   Y002A6138

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE WORK REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE


 

PROPOSAL #3: APPROVE AUDITED CONSOLIDATED FINANCIAL          ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: APPROVE GRANT OF GENERAL MANDATE TO                ISSUER            YES         AGAINST           AGAINST

ISSUE DEBT FINANCING INSTRUMENTS

PROPOSAL #7: APPROVE KPMG AS INTERNATIONAL AUDITOR            ISSUER            YES             FOR                  FOR

AND KPMG HUAZHEN LLP AS DOMESTIC AUDITOR AND INTERNAL

 CONTROL AUDITOR AND AUTHORIZE MANAGEMENT TO FIX

THEIR REMUNERATION

PROPOSAL #8: APPROVE REMEDIAL MEASURES TO THE                     ISSUER            YES             FOR                  FOR

DILUTIVE IMPACT OF THE ISSUANCE OF NON-PUBLIC A SHARE

 ON IMMEDIATE RETURNS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AirAsia Berhad

  TICKER:               AIRASIA                          CUSIP:   Y0029V101

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AirAsia Berhad

  TICKER:               AIRASIA                          CUSIP:   Y0029V101

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF NEW ORDINARY SHARES         ISSUER            YES             FOR                  FOR

TO TUNE LIVE SDN. BHD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AirAsia Berhad

  TICKER:               AIRASIA                          CUSIP:   Y0029V101

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT AIREEN OMAR AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ABDEL AZIZ @ ABDUL AZIZ BIN ABU            ISSUER            YES             FOR                  FOR

BAKAR AS DIRECTOR

PROPOSAL #5: ELECT STUART L DEAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT GNANARAJA A/L M. GNANASUNDRAM AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: ELECT MOHAMED KHADAR BIN MERICAN AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: APPROVE FAM LEE EE TO CONTINUE OFFICE AS        ISSUER            YES             FOR                  FOR

 INDEPENDENT NON-EXECUTIVE DIRECTOR


 

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE RENEWAL OF EXISTING                            ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MANDATE AND IMPLEMENTATION OF NEW

SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AirAsia X Berhad

  TICKER:               AAX                                  CUSIP:   Y002AP102

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT KAMARUDIN BIN MERANUN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LIM KIAN ONN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT RAFIDAH AZIZ AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT ASMAT BIN KAMALUDIN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE RENEWAL OF EXISTING                              ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MANDATE AND IMPLEMENTATION OF NEW

SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Airports of Thailand Public Co., Ltd.

  TICKER:               AOT                                  CUSIP:   Y0028Q111

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: MATTERS TO BE INFORMED                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS OF 2015             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND PAYMENT        ISSUER            YES             FOR                  FOR

 OF DIVIDENDS

PROPOSAL #5.1: ELECT JOHM RUNGSWANG AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: ELECT KAMPANAT RUDDIT AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.3: ELECT VORADEJ HARNPRASERT AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT WARA TONGPRASIN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT RAWEWAN NETRAKAVESNA AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUB-COMMITTEES

PROPOSAL #7: APPROVE OFFICE OF THE AUDITOR GENERAL OF        ISSUER            YES             FOR                  FOR

 THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Airtac International Group

  TICKER:               1590                                CUSIP:   G01408106

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT JHANG BAO-GUANG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT LIANG JIN-SIAN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT LIN GU-TONG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #4.8: ELECT NON-INDEPENDENT DIRECTOR NO.5         SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #4.9: ELECT NON-INDEPENDENT DIRECTOR NO.6         SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ajisen (China) Holdings Ltd.

  TICKER:               538                                  CUSIP:   G0192S109

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT LO PETER AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT JEN SHEK VOON AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Akbank T.A.S.

  TICKER:               AKBNK                              CUSIP:   M0300L106

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR            ISSUER            YES             FOR                  FOR

2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Akcansa Cimento Sanayi ve Ticaret SA

  TICKER:               AKCNS                              CUSIP:   M03343122

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE UPPER LIMIT OF DONATIONS FOR              ISSUER            YES         AGAINST           AGAINST

2016

PROPOSAL #9: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND ARTICLE 6 IN COMPANY BYLAWS                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Akenerji Elektrik Uretim AS

  TICKER:               AKENR                              CUSIP:   M0369N100

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Akfen Holding A.S.

  TICKER:               AKFEN                              CUSIP:   M03783103

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: APPROVE REDUCTION IN ISSUED SHARE                   ISSUER            YES             FOR                  FOR

CAPITAL AND AMEND BYLAWS ACCORDINGLY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aksa Akrilik Kimya Sanayii AS

  TICKER:               AKSA                                CUSIP:   M0375X100

  MEETING DATE:   4/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #8: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #11: APPROVE DONATION POLICY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: AMEND COMPANY ARTICLES                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aksa Enerji Uretim AS

  TICKER:               AKSEN                              CUSIP:   M03829104

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #12: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aksigorta AS

  TICKER:               AKGRT                              CUSIP:   M0376Z104

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE UPPER LIMIT OF THE DONATIONS FOR        ISSUER            YES         AGAINST           AGAINST

 2016


 

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND ARTICLES 8 IN COMPANY BYLAWS                ISSUER            YES             FOR                  FOR

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alarko Holding AS

  TICKER:               ALARK                              CUSIP:   M04125106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING                                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT PRESIDING COUNCIL OF MEETING                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #4: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE UPPER LIMIT OF THE DONATIONS FOR        ISSUER            YES         AGAINST           AGAINST

 2016

PROPOSAL #10: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT DIRECTORS AND APPROVE THEIR                 ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #14: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #15: AMEND ARTICLE 8 IN COMPANY BYLAWS TO            ISSUER            YES             FOR                  FOR

REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Albaraka Turk Katilim Bankasi AS

  TICKER:               ALBRK                              CUSIP:   M0478U102

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY DIRECTOR APPOINTMENTS                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ALDAR Properties PJSC

  TICKER:               ALDAR                              CUSIP:   M0517N101

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.10 PER SHARE         ISSUER            YES             FOR                  FOR

REPRESENTING 10 PERCENT OF SHARE CAPITAL IN CASH FOR

FY ENDED ON DEC. 31, 2015

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER            YES             FOR                  FOR

 ENDED ON DEC. 31, 2015

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: ELECT DIRECTORS (BUNDLED)                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW        ISSUER            YES         AGAINST           AGAINST

 NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alexander Forbes Group Holdings Ltd.

  TICKER:               AFH                                  CUSIP:   S0R00C104

  MEETING DATE:   7/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT BAREND PETERSEN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT MARK COLLIER AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT HILGARD MEYER AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: RE-ELECT WILLIAM O'REGAN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: RE-ELECT DAVID ANDERSON AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT RABOIJANE KGOSANA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: RE-ELECT DR DEENADAYALEN KONAR AS                ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE AUDIT COMMITTEE

PROPOSAL #2.2: RE-ELECT BAREND PETERSEN AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE


 

PROPOSAL #2.3: RE-ELECT MARK COLLIER AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH J GROSSKOPF AS THE

DESIGNATED AUDITOR

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES OR CORPORATIONS

PROPOSAL #4: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #5: APPROVE ALEXANDER FORBES LONG-TERM                 ISSUER            YES             FOR                  FOR

INCENTIVE SHARE PLAN

PROPOSAL #3: APPROVE ISSUE OF ORDINARY SHARES IN                ISSUER            YES             FOR                  FOR

TERMS OF THE ALEXANDER FORBES LONG-TERM INCENTIVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ALi Corp.

  TICKER:               3041                                CUSIP:   Y0034X100

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4.1: ELECT LIN SHEN-BIN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 26947 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT HUANG XUE-WEI WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 57 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT ZHANG FANG-XIN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 156164 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT LIN KUAN ZHAO WITH ID NO.                   ISSUER            YES             FOR                  FOR

J100556XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT JACK QI SHU WITH ID NO.                       ISSUER            YES             FOR                  FOR

1955102XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT LV LIANG HONG WITH ID NO.                   ISSUER            YES             FOR                  FOR

A120551XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT YU JIN-LONG WITH ID NO.                       ISSUER            YES             FOR                  FOR

N121564XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aliansce Shopping Centers S.A.

  TICKER:               ALSC3                              CUSIP:   P0161M109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015


 

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aliansce Shopping Centers S.A.

  TICKER:               ALSC3                              CUSIP:   P0161M109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY INTEREST-ON-CAPITAL-STOCK                     ISSUER            YES             FOR                  FOR

PAYMENTS

PROPOSAL #2: AMEND ARTICLES 19, 20, AND CONSOLIDATE          ISSUER            YES             FOR                  FOR

BYLAWS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aliansce Shopping Centers S.A.

  TICKER:               ALSC3                              CUSIP:   P0161M109

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES 19, 20, AND CONSOLIDATE          ISSUER            YES             FOR                  FOR

BYLAWS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alibaba Health Information Technology Ltd.

  TICKER:               00241                              CUSIP:   G0171K101

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT CHEN XIAO YING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT WANG LEI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT WU YONGMING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2a4: ELECT TSAI CHUNG, JOSEPH AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2a5: ELECT HUANG AIZHU AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2a6: ELECT KANG KAI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a7: ELECT YAN XUAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7: APPROVE SPECIFIC MANDATE TO GRANT AWARDS        ISSUER            YES             FOR                  FOR

 OF OPTIONS AND/OR RESTRICTED SHARE UNITS UNDER THE

SHARE AWARD SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alibaba Health Information Technology Ltd.

  TICKER:               00241                              CUSIP:   G0171K101

  MEETING DATE:   11/6/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE GRANT OF RESTRICTED SHARE UNITS        ISSUER            YES             FOR                  FOR

 UNDER THE SHARE AWARD SCHEME

PROPOSAL #1a1: APPROVE GRANT OF RESTRICTED SHARE                ISSUER            YES             FOR                  FOR

UNITS TO WANG LEI UNDER THE SHARE AWARD SCHEME

PROPOSAL #1a2: APPROVE GRANT OF RESTRICTED SHARE                ISSUER            YES             FOR                  FOR

UNITS TO MENG CHANGAN UNDER THE SHARE AWARD SCHEME

PROPOSAL #1a3: APPROVE GRANT OF RESTRICTED SHARE                ISSUER            YES             FOR                  FOR

UNITS TO MA LI UNDER THE SHARE AWARD SCHEME

PROPOSAL #1a4: APPROVE GRANT OF RESTRICTED SHARE                ISSUER            YES             FOR                  FOR

UNITS TO WANG PEIYU UNDER THE SHARE AWARD SCHEME

PROPOSAL #1b: AUTHORIZED BOARD TO EXERCISE THE POWERS        ISSUER            YES             FOR                  FOR

 OF THE COMPANY TO ALLOT AND ISSUE THE ORDINARY

SHARES OF THE COMPANY PURSUANT TO THE PROPOSED RSU

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alibaba Pictures Group Limited

  TICKER:               1060                                CUSIP:   G0171W105

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE FRAMEWORK AGREEMENT AND RELATED        ISSUER            YES             FOR                  FOR

 TRANSACTIONS

PROPOSAL #1b: APPROVE SHARE PURCHASE AGREEMENT AND            ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #1c: APPROVE ASSIGNMENT OF INTELLECTUAL                ISSUER            YES             FOR                  FOR

PROPERTY ASSETS

PROPOSAL #1d: APPROVE AGH SBC REIMBURSEMENT AGREEMENT        ISSUER            YES             FOR                  FOR

PROPOSAL #1e: APPROVE TRANSFER OF TARGET BUSINESS AND        ISSUER            YES             FOR                  FOR

 SHARED SERVICES AGREEMENT

PROPOSAL #1f: AUTHORIZED BOARD TO DEAL WITH ALL                 ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE FRAMEWORK AGREEMENT,

SHARED SERVICES AGREEMENT AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alibaba Pictures Group Limited

  TICKER:               1060                                CUSIP:   G0171W105

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS


 

PROPOSAL #2.1a: ELECT ZHANG QIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.1b: ELECT DENG KANGMING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.1c: ELECT ZHANG WEI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1d: ELECT FAN LUYUAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1e: ELECT SONG LIXIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1f: ELECT TONG XIAOMENG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.1g: ELECT JOHNNY CHEN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7: AUTHORIZE BOARD TO APPOINT UP TO THE              ISSUER            YES             FOR                  FOR

MAXIMUM OF 13 DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alior Bank S.A.

  TICKER:               ALR                                  CUSIP:   X0081M123

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: FIX NUMBER OF SUPERVISORY BOARD MEMBERS         ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE ISSUANCE OF  WARRANTS WITHOUT            ISSUER            YES         AGAINST           AGAINST

PREEMPTIVE RIGHTS FOR MANAGEMENT INCENTIVE PLAN

PROPOSAL #8: APPROVE CONDITIONAL INCREASE IN SHARE            ISSUER            YES         AGAINST           AGAINST

CAPITAL IN CONNECTION WITH ISSUANCE OF CONVERTIBLE

WARRANTS PROPOSED UNDER ITEM  7, AND RELATED STATUTE

AMENDMENTS

PROPOSAL #9: APPROVE DECISION ON COVERING COSTS OF            ISSUER            YES             FOR                  FOR

CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alior Bank S.A.

  TICKER:               ALR                                  CUSIP:   X0081M123

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE SUPERVISORY BOARD REPORT FOR              ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #7.1: APPROVE FINANCIAL STATEMENTS FOR                 ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #7.2: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015

PROPOSAL #9.1: APPROVE CONSOLIDATED FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #9.2: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS IN FISCAL 2015

PROPOSAL #10: APPROVE ALLOCATION OF INCOME FOR FISCAL        ISSUER            YES             FOR                  FOR

 2015

PROPOSAL #11.1: APPROVE DISCHARGE OF WOJCIECH                     ISSUER            YES             FOR                  FOR

SOBIERAJ (CEO)

PROPOSAL #11.2: APPROVE DISCHARGE OF KRZYSZTOF CZUBA         ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #11.3: APPROVE DISCHARGE OF WITOLD SKROK              ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #11.4: APPROVE DISCHARGE OF KATARZYNA                   ISSUER            YES             FOR                  FOR

SULKOWSKA (DEPUTY CEO)

PROPOSAL #11.5: APPROVE DISCHARGE OF JOANNA                        ISSUER            YES             FOR                  FOR

KRZYZANOWSKA (DEPUTY CEO)

PROPOSAL #11.6: APPROVE DISCHARGE OF MALGORZATA                 ISSUER            YES             FOR                  FOR

BARTLER (DEPUTY CEO)

PROPOSAL #11.7: APPROVE DISCHARGE OF BARBARA SMALSKA         ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #11.8: APPROVE DISCHARGE OF MICHAL HUCAL              ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #12.1: APPROVE DISCHARGE OF HELENE ZALESKI          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #12.2: APPROVE DISCHARGE OF SLAWOMIR DUDZIK         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.3: APPROVE DISCHARGE OF MALGORZATA                 ISSUER            YES             FOR                  FOR

IWANICZ - DROZDOWSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.4: APPROVE DISCHARGE OF NIELS LUNDORFF          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.5: APPROVE DISCHARGE OF MAREK  MICHALSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.6: APPROVE DISCHARGE OF KRZYSZTOF OBLOJ         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7: APPROVE DISCHARGE OF PRZEMYSLAW                 ISSUER            YES             FOR                  FOR

DABROWSKI (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #12.8: APPROVE DISCHARGE OF SLAWOMIRI                   ISSUER            YES             FOR                  FOR

NIEMIERKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.9: APPROVE DISCHARGE OF STANISLAWOWI              ISSUER            YES             FOR                  FOR

POPOW (FORMER SUPERVISORY BOARD MEMBER)

PROPOSAL #13: ELECT SUPERVISORY BOARD MEMBERS                      ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alior Bank S.A.

  TICKER:               ALR                                  CUSIP:   X0081M123

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INCREASE IN SHARE CAPITAL VIA            ISSUER            YES             FOR                  FOR

ISSUANCE OF SERIES I SHARES WITH PREEMPTIVE RIGHTS;

AMEND STATUTE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alliance Financial Group Berhad

  TICKER:               AFG                                  CUSIP:   Y0034W102

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LEE AH BOON AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: ELECT KUNG BENG HONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT THOMAS MUN LUNG LEE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT OH CHONG PENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE OH CHONG PENG TO CONTINUE OFFICE        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE THOMAS MUN LUNG LEE TO CONTINUE         ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE DZIAUDDIN BIN MEGAT MAHMUD TO            ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE STEPHEN GEH SIM WHYE TO                     ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alliance Global Group, Inc.

  TICKER:               AGI                                  CUSIP:   Y00334105

  MEETING DATE:   9/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

STOCKHOLDERS MEETING HELD ON SEPT. 16, 2014

PROPOSAL #5: APPOINT INDEPENDENT AUDITORS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY ACTS OF THE BOARD OF DIRECTORS,          ISSUER            YES             FOR                  FOR

BOARD COMMITTEES, AND OFFICERS

PROPOSAL #7.1: ELECT ANDREW L. TAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT KINGSON U. SIAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT KATHERINE L. TAN AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.4: ELECT WINSTON S. CO AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.5: ELECT KEVIN ANDREW L. TAN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7.6: ELECT SERGIO ORTIZ-LUIS, JR. AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.7: ELECT ALEJO L. VILLANUEVA, JR. AS                ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Almacenes Exito S.A.

  TICKER:               EXITO                              CUSIP:   P3782F107

  MEETING DATE:   8/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE INDIRECT ACQUISITION OF SHARES          ISSUER            YES         AGAINST           AGAINST

IN COMPANHIA BRASILEIRA DE DISTRIBUICAO AND LIBERTAD

SA FROM CASINO GUICHARD PERRACHON SA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Almacenes Exito S.A.

  TICKER:               EXITO                              CUSIP:   P3782F107

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND                        ISSUER            YES             FOR                  FOR

CHAIRMAN'S REPORT

PROPOSAL #5: PRESENT INDIVIDUAL AND CONSOLIDATED                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND STATUTORY REPORTS

PROPOSAL #6: PRESENT AUDITOR'S REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #8: PRESENT CORPORATE GOVERNANCE REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT DIRECTORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPOINT AUDITORS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #12.1: APPROVE ALLOCATION OF INCOME                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.2: APPROVE DONATIONS                                           ISSUER            YES             FOR                  FOR

PROPOSAL #13: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alpargatas S.A.

  TICKER:               ALPA4                              CUSIP:   P8511H118

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES             FOR                  N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES             FOR                  N/A

 PREFERRED SHAREHOLDERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alpek S.A.B. de C.V.

  TICKER:               ALPEK A                          CUSIP:   P01703100

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH            ISSUER            YES             FOR                  FOR

DIVIDENDS; APPROVE MAXIMUM AMOUNT FOR REPURCHASE OF

SHARES

PROPOSAL #3: ELECT DIRECTORS AND CHAIRMEN OF AUDIT            ISSUER            YES         AGAINST           AGAINST

AND CORPORATE PRACTICES COMMITTEES; FIX THEIR

PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alpha Bank AE

  TICKER:               ALPHA                              CUSIP:   X0085P155

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #4: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alpha Group

  TICKER:               002292                            CUSIP:   Y2927R109

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alpha Group

  TICKER:               002292                            CUSIP:   Y2927R109

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE AMOUNT OF RAISED FUNDS AND              ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE COMMITMENT OF THE CONTROLLING            ISSUER            YES             FOR                  FOR

SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT IN CONNECTION TO THE

COUNTER-DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alpha Networks Inc.

  TICKER:               3380                                CUSIP:   Y0093T107

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS


 

PROPOSAL #5: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #6: TRANSACT OTHER BUSINESS                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alrosa PJSC

  TICKER:               ALRS                                CUSIP:   X0085A109

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REGULATIONS ON REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE REMUNERATION OF NON-GOVERNMENT          ISSUER            YES             FOR                  FOR

RELATED MEMBERS OF BOARD OF DIRECTORS

PROPOSAL #7: APPROVE REMUNERATION OF NON-GOVERNMENT          ISSUER            YES             FOR                  FOR

RELATED MEMBERS OF AUDIT COMMISSION

PROPOSAL #8.1: ELECT PETR ALEKSEEV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #8.2: ELECT SERGEY BARSUKOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #8.3: ELECT EGOR BORISOV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #8.4: ELECT MIKHAIL BRUK AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #8.5: ELECT ALEKSANDR GALUSHKA AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #8.6: ELECT MARIYA GORDON AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #8.7: ELECT EVGENYA GRIGOREVA AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #8.8: ELECT OLEG GRINKO AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #8.9: ELECT GALINA DANCHIKOVA AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #8.10: ELECT ANDREY ZHARKOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #8.11: ELECT VALERY ZHONDOROV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #8.12: ELECT VALENTINA KONDRATEVA AS                     ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #8.13: ELECT VALENTINA LEMESHEVA AS DIRECTOR        ISSUER            YES         AGAINST               N/A

PROPOSAL #8.14: ELECT VASILY LUKIN AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #8.15: ELECT SERGEY MESTNIKOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #8.16: ELECT ANTON SILUANOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #8.17: ELECT PAVEL ULYANOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #8.18: ELECT OLEG FEDOROV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #8.19: ELECT ALEKSEY CHEKUNKOV AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #9.1: ELECT ANNA VASILEVA AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION


 

PROPOSAL #9.2: ELECT ALEKSANDR VASILCHENKO AS MEMBER         ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #9.3: ELECT ANDREY GLINOV AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #9.4: ELECT MARINA MIKHINA AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #9.5: ELECT VIKTOR PUSHMIN AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #10: RATIFY AUDITOR                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND CHARTER                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #12: AMEND REGULATIONS ON GENERAL MEETINGS           ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND REGULATIONS ON BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE COMPANY'S CORPORATE GOVERNANCE         ISSUER            YES             FOR                  FOR

STATEMENT

PROPOSAL #15: APPROVE COMPANY'S MEMBERSHIP IN COUNCIL        ISSUER            YES             FOR                  FOR

 FOR RESPONSIBLE JEWELLERY PRACTICES

PROPOSAL #16: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

LIABILITY INSURANCE FOR DIRECTORS AND EXECUTIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alsea S.A.B. de C.V.

  TICKER:               ALSEA                              CUSIP:   P0212A104

  MEETING DATE:   10/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT OR RATIFY DIRECTORS                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alsea S.A.B. de C.V.

  TICKER:               ALSEA *                          CUSIP:   P0212A104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ANNUAL REPORT ON OPERATIONS                ISSUER            YES             FOR                  FOR

CARRIED BY KEY BOARD COMMITTEES

PROPOSAL #3: ELECT OR RATIFY DIRECTORS, KEY                        ISSUER            YES             FOR                  FOR

MANAGEMENT AND MEMBERS OF BOARD COMMITTEES

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS, KEY          ISSUER            YES             FOR                  FOR

MANAGEMENT AND MEMBERS OF BOARD COMMITTEES

PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE; PRESENT REPORT ON SHARE REPURCHASE

PROPOSAL #6: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alsea S.A.B. de C.V.

  TICKER:               ALSEA *                          CUSIP:   P0212A104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CANCELLATION OF TREASURY SHARES         ISSUER            YES             FOR                  FOR

AND CONSEQUENTLY CAPITAL REDUCTION; AMEND ARTICLES

ACCORDINGLY

PROPOSAL #2: APPROVE ABSORPTION OF CONTROLADORA DE            ISSUER            YES             FOR                  FOR

RESTAURANTES ACD SA DE CV, CONSULTORES PROFESIONALES

DE COMIDA CASUAL SA DE CV AND SC DE MEXICO SA DE CV

PROPOSAL #3: AMEND ARTICLES TO COMPLY WITH CURRENT            ISSUER            YES             FOR                  FOR

LEGISLATION; CONSOLIDATE ARTICLES

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Altek Corporation

  TICKER:               3059                                CUSIP:   Y0094P104

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: APPROVE PRIVATE ISSUANCE OF NEW SHARES          ISSUER            YES             FOR                  FOR

OR DOMESTIC/OVERSEAS CONVERTIBLE BONDS

PROPOSAL #7: APPROVE CASH CAPITAL INCREASE BY                     ISSUER            YES             FOR                  FOR

SUBSIDIARY ALTEK SEMICONDUCTOR (CAYMAN) CO., LTD.

PROPOSAL #8: APPROVE ADJUSTMENT IN THE INVESTMENT              ISSUER            YES             FOR                  FOR

FRAMEWORK TOWARDS SUBSIDIARY RONGJING BIOTECHNOLOGY

HOLDING CO., LTD.

PROPOSAL #9: ELECT LAI WEN XIE WITH SHAREHOLDER                 ISSUER            YES             FOR                  FOR

NO.71341 AND ID NO.Q102947XXX AS INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aluminum Corporation of China Ltd.

  TICKER:               2600                                CUSIP:   Y0094N109

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INJECTION TO CHINALCO            ISSUER            YES         AGAINST           AGAINST

PROPERTY DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE TRANSFER OF THE PROPERTY ASSETS         ISSUER            YES             FOR                  FOR

OF CHALCO HONG KONG LIMITED BY THE COMPANY

PROPOSAL #3: APPROVE CAPITAL INJECTION TO CHINALCO            ISSUER            YES         AGAINST           AGAINST

CAPITAL HOLDINGS CO., LTD.


 

PROPOSAL #4: APPROVE TRANSFER OF ALL EQUITY INTERESTS        ISSUER            YES             FOR                  FOR

 IN CHINA ALUMINUM NANHAI ALLOY CO., LTD. BY THE

PROPOSAL #5: APPROVE TRANSFER OF EQUITY INTERESTS IN         ISSUER            YES             FOR                  FOR

CHINA ALUMINUM LOGISTICS GROUP CORPORATION LTD. BY

THE COMPANY

PROPOSAL #6: APPROVE TRANSFER OF EQUITY INTERESTS IN         ISSUER            YES             FOR                  FOR

SHANXI HUAXING ALUMINUM CO., LTD. BY THE COMPANY

PROPOSAL #7: APPROVE REVISION OF 2015 ANNUAL CAP           SHAREHOLDER        YES             FOR                  FOR

UNDER THE GENERAL AGREEMENT ON MUTUAL PROVISION OF

PRODUCTION SUPPLIES AND ANCILLARY SERVICES

PROPOSAL #8: APPROVE NEW FINANCE LEASE FRAMEWORK           SHAREHOLDER        YES             FOR                  FOR

AGREEMENT AND THE PROPOSED CAP

PROPOSAL #9: APPROVE CHANGE IN US AUDITOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE NON-PUBLIC ISSUANCE OF                       ISSUER            YES             FOR                  FOR

CORPORATE BONDS

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT AO HONG AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT LIE-A-CHEONG TAI CHONG, DAVID AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: ELECT WANG JUNG AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aluminum Corporation of China Ltd.

  TICKER:               2600                                CUSIP:   Y0094N109

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YU DEHUI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aluminum Corporation of China Ltd.

  TICKER:               2600                                CUSIP:   Y0094N109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 INDEPENDENT AUDITOR'S                 ISSUER            YES             FOR                  FOR

REPORT AND AUDITED FINANCIAL REPORT

PROPOSAL #4: APPROVE 2015 LOSS RECOVERY PROPOSALS               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 REMUNERATION STANDARDS FOR         ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE RENEWAL OF LIABILITY INSURANCE          ISSUER            YES             FOR                  FOR

FOR YEAR 2016-2017 FOR DIRECTORS, SUPERVISORS AND

OTHER SENIOR MANAGEMENT MEMBER

PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING (LLP) AS         ISSUER            YES             FOR                  FOR

DOMESTIC AUDITORS AND ERNST & YOUNG AS INTERNATIONAL

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES BY THE          ISSUER            YES             FOR                  FOR

COMPANY TO CHALCO HONG KONG AND ITS SUBSIDIARIES FOR

FINANCING


 

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES BY THE          ISSUER            YES             FOR                  FOR

COMPANY TO SHANXI HUAZE FOR FINANCING

PROPOSAL #10: APPROVE RESOLUTION IN RELATION TO                 ISSUER            YES         AGAINST           AGAINST

MATTERS ON GUARANTEES OF NINGXIA ENERGY AND ITS

SUBSIDIARIES

PROPOSAL #11: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #12: APPROVE ISSUANCE OF OVERSEAS BONDS                ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14.1: ELECT YU DEHUI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #14.2: ELECT AO HONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #14.3: ELECT LIU CAIMING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #14.4: ELECT LU DONGLIANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #14.5: ELECT JIANG YINGGANG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14.6: ELECT WANG JUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #15.1: ELECT CHEN LIJIE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.2: ELECT HU SHIHAI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.3: ELECT LIE-A-CHEONG TAI CHONG, DAVID          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #16.1: ELECT LIU XIANGMIN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #16.2: ELECT WANG JUN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aluminum Corporation of China Ltd.

  TICKER:               2600                                CUSIP:   Y0094N125

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT YU DEHUI AS NON-EXECUTIVE                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aluminum Corporation of China Ltd.

  TICKER:               2600                                CUSIP:   Y0094N125

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 INDEPENDENT AUDITOR'S                 ISSUER            YES             FOR                  FOR

REPORT AND AUDITED FINANCIAL REPORT

PROPOSAL #4: APPROVE 2015 LOSS RECOVERY PROPOSALS               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 REMUNERATION STANDARDS FOR         ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS


 

PROPOSAL #6: APPROVE RENEWAL OF LIABILITY INSURANCE          ISSUER            YES             FOR                  FOR

FOR YEAR 2016-2017 FOR DIRECTORS, SUPERVISORS AND

OTHER SENIOR MANAGEMENT MEMBER

PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING (LLP) AS         ISSUER            YES             FOR                  FOR

DOMESTIC AUDITORS AND ERNST & YOUNG AS INTERNATIONAL

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES BY THE          ISSUER            YES             FOR                  FOR

COMPANY TO CHALCO HONG KONG AND ITS SUBSIDIARIES FOR

FINANCING

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES BY THE          ISSUER            YES             FOR                  FOR

COMPANY TO SHANXI HUAZE FOR FINANCING

PROPOSAL #10: APPROVE RESOLUTION IN RELATION TO                 ISSUER            YES         AGAINST           AGAINST

MATTERS ON GUARANTEES OF NINGXIA ENERGY AND ITS

SUBSIDIARIES

PROPOSAL #11: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #12: APPROVE ISSUANCE OF OVERSEAS BONDS                ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14.01: ELECT YU DEHUI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.02: ELECT AO HONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.03: ELECT LIU CAIMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #14.04: ELECT LU DONGLIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #14.05: ELECT JIANG YINGGANG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #14.06: ELECT WANG JUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.01: ELECT CHEN LIJIE AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.01: ELECT HU SHIHAI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.03: ELECT LIE-A-CHEONG TAI CHONG, DAVID         ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

PROPOSAL #16.01: ELECT LIU XIANGMIN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #16.02: ELECT WANG JUN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alupar Investimento SA

  TICKER:               ALUP11                            CUSIP:   P0R676126

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT INDEPENDENT DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #3: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alupar Investimento SA

  TICKER:               ALUP11                            CUSIP:   P0R676126

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF            ISSUER            YES             FOR                  FOR

INCOME AND DIVIDENDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alupar Investimento SA

  TICKER:               ALUP11                            CUSIP:   P0R676126

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER            YES             FOR                  FOR

 BONUS ISSUE

PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Alupar Investimento SA

  TICKER:               ALUP11                            CUSIP:   P0R676126

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE ISSUANCE OF SHARES WITH                   ISSUER            YES             FOR                  FOR

PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Amanat Holdings PJSC

  TICKER:               AMANAT                            CUSIP:   M08598100

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.015 PER SHARE        ISSUER            YES             FOR                  FOR

 FOR FY 2015

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015


 

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: RATIFY APPOINTMENT OF MANSOUR AL HAMID          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #10: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL        ISSUER            YES             FOR                  FOR

 TRANSACTIONS WITH COMPETITORS

PROPOSAL #11: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW        ISSUER            YES         AGAINST           AGAINST

 NO.2 OF 2015

PROPOSAL #12: ADOPT AUTHORIZED CAPITAL OF THE COMPANY        ISSUER            YES             FOR                  FOR

 UP TO AN AGGREGATE AMOUNT OF AED 5 BILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Amata Corporation Public Co Ltd

  TICKER:               AMATA                              CUSIP:   Y0099Y167

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE ANNUAL REPORT AND DIRECTORS'        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT VIKROM KROMADIT AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT ANUCHA SIHANATKATHAKUL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ambev S.A.

  TICKER:               ABEV3                              CUSIP:   02319V103

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #4: RATIFY REMUNERATION FOR FISCAL YEAR 2015        ISSUER            YES         AGAINST           AGAINST

 AND APPROVE REMUNERATION OF COMPANY'S MANAGEMENT AND

 FISCAL COUNCIL MEMBERS FOR FISCAL YEAR 2016

PROPOSAL #1: APPROVE AGREEMENT TO ABSORB CERVEJARIAS         ISSUER            YES             FOR                  FOR

REUNIDAS SKOL CARACU SA AND EAGLE DISTRIBUIDORA DE

BEBIDAS SA

PROPOSAL #2: APPOINT APSIS CONSULTORIA EMPRESARIAL            ISSUER            YES             FOR                  FOR

LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED

TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE ABSORPTION OF CERVEJARIAS                   ISSUER            YES             FOR                  FOR

REUNIDAS SKOL CARACU SA AND EAGLE DISTRIBUIDORA DE

BEBIDAS SA

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #6: APPROVE RESTRICTED STOCK PLAN                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ambev S.A.

  TICKER:               ABEV3                              CUSIP:   P0273U106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER             NO              N/A                  N/A

ALTERNATES

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES             FOR                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #4: RATIFY REMUNERATION FOR FISCAL YEAR 2015        ISSUER            YES         AGAINST           AGAINST

 AND APPROVE REMUNERATION OF COMPANY'S MANAGEMENT AND

 FISCAL COUNCIL MEMBERS FOR FISCAL YEAR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ambev S.A.

  TICKER:               ABEV3                              CUSIP:   P0273U106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AGREEMENT TO ABSORB CERVEJARIAS         ISSUER            YES             FOR                  FOR

REUNIDAS SKOL CARACU SA AND EAGLE DISTRIBUIDORA DE

BEBIDAS SA

PROPOSAL #2: APPOINT APSIS CONSULTORIA EMPRESARIAL            ISSUER            YES             FOR                  FOR

LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED

TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ABSORPTION OF CERVEJARIAS                   ISSUER            YES             FOR                  FOR

REUNIDAS SKOL CARACU SA AND EAGLE DISTRIBUIDORA DE

BEBIDAS SA

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #6: APPROVE RESTRICTED STOCK PLAN                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ambuja Cements Ltd.

  TICKER:               500425                            CUSIP:   Y6140K106

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: REELECT USHA SANGWAN AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE SRBC & CO. LLP. AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: ELECT ERIC OLSEN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT CHRISTOF HASSIG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT MARTIN KRIEGNER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF B. L. TAPARIA             ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

COST AUDITORS

PROPOSAL #10: ADOPT NEW ARTICLES OF ASSOCIATION                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Amer Group Holding Co SAE

  TICKER:               AMER                                CUSIP:   M0989W100

  MEETING DATE:   3/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY ENDED DEC.31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY ENDED DEC.31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY ENDED DEC.31, 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS FOR FY ENDED DEC.31, 2015

PROPOSAL #5: APPROVE DIVIDENDS                                                ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER             NO              N/A                  N/A

ENDED DEC. 31, 2015

PROPOSAL #7: APPROVE SITTING FEES OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 2016

PROPOSAL #8: RENEW APPOINTMENT OF AUDITOR FOR 2016             ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE CHARITABLE DONATIONS OF FY 2015         ISSUER             NO              N/A                  N/A

AND FY 2016

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS                ISSUER             NO              N/A                  N/A

RELATED TO ORGANIZATIONAL RESTRUCTURING OF COMPANY

AND OFFICE RENTALS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               America Movil S.A.B. de C.V.

  TICKER:               AMX L                              CUSIP:   P0280A101

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS FOR SERIES L SHARES                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AMMB Holdings Berhad

  TICKER:               AMBANK                            CUSIP:   Y0122P100

  MEETING DATE:   8/20/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ROHANA BINTI MAHMOOD AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT SHAYNE CARY ELLIOTT AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT AHMAD JOHAN BIN MOHAMMAD RASLAN AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6: ELECT CHIN YUEN YIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT SUZETTE MARGARET CORR AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT VOON SENG CHUAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT AZMAN HASHIM AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT MOHAMMED HANIF BIN OMAR AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #11: APPROVE ERNST & YOUNG AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #12: APPROVE ISSUANCE OF SHARES UNDER THE            ISSUER            YES         AGAINST           AGAINST

EXECUTIVES' SHARE SCHEME

PROPOSAL #13: APPROVE ISSUANCE OF SHARES UNDER THE            ISSUER            YES             FOR                  FOR

DIVIDEND REINVESTMENT PLAN

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AMMB Holdings Berhad

  TICKER:               AMBANK                            CUSIP:   Y0122P100

  MEETING DATE:   8/20/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 AMCORP GROUP BERHAD GROUP

PROPOSAL #2: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

PROPOSAL #3: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 MODULAR CORP (M) SDN BHD GROUP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AmTRAN Technology Co., Ltd.

  TICKER:               2489                                CUSIP:   Y0124Y109

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               An Hui Wenergy Co., Ltd.

  TICKER:               000543                            CUSIP:   Y0138J106

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #2: APPROVE COMPENSATION AGREEMENT IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET PURCHASE ACTUAL EARNINGS AND

ASSET EVALUATION NET PROFIT FORECAST BETWEEN COMPANY

AND ANHUI ENERGY GROUP CO., LTD.

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (2ND REVISION)

PROPOSAL #4: APPROVE ADJUSTMENT TO COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO THE COUNTER-

DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               An Hui Wenergy Co., Ltd.

  TICKER:               000543                            CUSIP:   Y0138J106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE 2015 AUDITED FINANCIAL REPORT            ISSUER            YES             FOR                  FOR

AND APPOINTMENT OF 2016 AUDITOR

PROPOSAL #7: APPROVE 2016 PROVISION OF LOAN BY ANHUI         ISSUER            YES             FOR                  FOR

ENERGY GROUP FINANCE CO., LTD.TO THE COMPANY AND

SUBSIDIARIES

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO HUAIBEI          ISSUER            YES             FOR                  FOR

HUANCHENG POWER CO., LTD.

PROPOSAL #9: APPROVE GUARANTEE PROVISION TO ANHUI              ISSUER            YES             FOR                  FOR

QIANYINGZI POWER CO., LTD.

PROPOSAL #10: APPROVE SUPPLEMENTARY COMMITMENT ON              ISSUER            YES             FOR                  FOR

AVOIDING AND RESOLVING HORIZONTAL COMPETITION WITH

CONTROLLING SHAREHOLDER

PROPOSAL #11: ELECT SHAO DEHUI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               An Hui Wenergy Co., Ltd.

  TICKER:               000543                            CUSIP:   Y0138J106

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES    SHAREHOLDER        YES             FOR                  FOR

(3RD REVISION)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON      SHAREHOLDER        YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (2ND REVISION)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                    SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE DILUTION IN SPOT-RETURN AND           SHAREHOLDER        YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT (2ND REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               An Hui Wenergy Co., Ltd.

  TICKER:               000543                            CUSIP:   Y0138J106

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE ISSUE PRICE AND PRICE BASIS             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES (3RD REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anadolu Cam Sanayii AS

  TICKER:               ANACM                              CUSIP:   M1015M108

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF        ISSUER            YES             FOR                  FOR

 MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN

MEETING MINUTES

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anadolu Efes Biracilik ve Malt Sanayii A.S.

  TICKER:               AEFES                              CUSIP:   M10225106

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND ARTICLES TO REFLECT CHANGES IN              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS AND APPROVE THEIR                   ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anadolu Hayat Emeklilik A.S.

  TICKER:               ANHYT                              CUSIP:   M1032D107

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF        ISSUER            YES             FOR                  FOR

 MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN

MEETING MINUTES

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: INCREASE AUTHORIZED SHARE CAPITAL AND            ISSUER            YES             FOR                  FOR

AMEND COMPANY ARTICLES ACCORDINGLY

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #10: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE UPPER LIMIT OF THE DONATIONS            ISSUER            YES         AGAINST           AGAINST

FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Andon Health Co., Ltd.

  TICKER:               002432                            CUSIP:   Y0138G102

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

SUBSIDIARY, IHEALTH LABS EUROPE

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Andon Health Co., Ltd.

  TICKER:               002432                            CUSIP:   Y0138G102

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Angang Steel Company Limited

  TICKER:               00347                              CUSIP:   Y0132D105

  MEETING DATE:   8/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG JINGFAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LIN DAQING AS SHAREHOLDERS'                   ISSUER            YES             FOR                  FOR

REPRESENTATIVE SUPERVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Angang Steel Company Limited

  TICKER:               00347                              CUSIP:   Y0132D105

  MEETING DATE:   10/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE SUPPLY OF MATERIALS AND SERVICES        ISSUER            YES             FOR                  FOR

 AGREEMENT AND THE PROPOSED ANNUAL MONETARY CAP FOR

THE YEARS OF 2016, 2017 AND 2018

PROPOSAL #2: APPROVE SUPPLY OF RAW MATERIALS                       ISSUER            YES             FOR                  FOR

AGREEMENT AND THE PROPOSED ANNUAL MONETARY CAP FOR

THE YEARS OF 2016, 2017 AND 2018

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Angang Steel Company Limited

  TICKER:               347                                  CUSIP:   Y0132D105

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL SERVICES AGREEMENT              ISSUER            YES             FOR                  FOR

(2016-2018) AND PROPOSED ANNUAL MONETARY CAPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Angang Steel Company Limited

  TICKER:               347                                  CUSIP:   Y0132D105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

EXTRACTS

PROPOSAL #4: APPROVE 2015 AUDITORS' REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #7: APPROVE RUIHUA CERTIFIED PUBLIC                       ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS AUDITORS

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8.1: ELECT YAO LIN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: ELECT WANG YIDONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: ELECT LI ZHONGWU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: ELECT ZHANG JINGFAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: ELECT WU DAJUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT MA WEIGUO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.3: ELECT LUO YUCHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: ELECT LIN DAQING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.2: ELECT LIU XIAOHUI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF SHORT-TERM                       ISSUER            YES             FOR                  FOR

FINANCING BILLS

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Angang Steel Company Limited

  TICKER:               347                                  CUSIP:   Y0132F100

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

EXTRACTS

PROPOSAL #4: APPROVE 2015 AUDITORS' REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #7: APPROVE RUIHUA CERTIFIED PUBLIC                       ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS AUDITORS

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8.1: ELECT YAO LIN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: ELECT WANG YIDONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: ELECT LI ZHONGWU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: ELECT ZHANG JINGFAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: ELECT WU DAJUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT MA WEIGUO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.3: ELECT LUO YUCHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: ELECT LIN DAQING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.2: ELECT LIU XIAOHUI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF SHORT-TERM                       ISSUER            YES             FOR                  FOR

FINANCING BILLS

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Angel Yeast Co. Ltd.

  TICKER:               600298                            CUSIP:   Y3746S104

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF WUYIGE CPAS            ISSUER            YES             FOR                  FOR

LLP AS 2016 FINANCIAL AUDITOR

PROPOSAL #8: APPROVE SPECIAL AUDIT REPORT ON THE                ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 FINANCIAL LEASING                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #12: APPROVE PROVISION FOR BAD DEBT                       ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES         AGAINST           AGAINST

MANAGEMENT SYSTEM

PROPOSAL #14: APPROVE CHANGE IN BUSINESS SCOPE                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION TO CHANGE BUSINESS SCOPE

PROPOSAL #16: APPROVE 2015 INTERNAL CONTROL SELF-               ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #17: APPROVE 2015 SOCIAL RESPONSIBILITY                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #18.01: ELECT YU XUEFENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.02: ELECT LI ZHIHONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.03: ELECT XIAO MINGHUA AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #18.04: ELECT YAO JUAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.05: ELECT MEI HAIJIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.06: ELECT LI DEJUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.07: ELECT XIA CHENGCAI AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #18.08: ELECT SHEN ZHIHE AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.09: ELECT JIANG YING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.10: ELECT JIANG XIAO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.11: ELECT LIU YINGFEI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #19.01: ELECT LI DEJUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.02: ELECT XIA CHENGCAI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.03: ELECT SHEN ZHIHE AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.04: ELECT JIANG YING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.05: ELECT JIANG XIAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #19.06: ELECT LIU YINGFEI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #20.01: ELECT LI LIN AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anglo American Platinum Ltd

  TICKER:               AMS                                  CUSIP:   S9122P108

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT RICHARD DUNNE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT RENE MEDORI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT NOMBULELO MOHOLI AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: RE-ELECT DHANASAGREE NAIDOO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT IAN BOTHA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT ANDILE SANGQU AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT RICHARD DUNNE AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.2: RE-ELECT PETER MAGEZA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #3.3: RE-ELECT JOHN VICE AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #3.4: RE-ELECT DHANASAGREE NAIDOO AS MEMBER         ISSUER            YES             FOR                  FOR

OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #4: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH G BERRY AS THE DESIGNATED AUDIT

PARTNER

PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED PARTIES

PROPOSAL #3: APPROVE REDUCTION OF AUTHORISED                       ISSUER            YES             FOR                  FOR

SECURITIES AND AMEND MEMORANDUM OF INCORPORATION

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AngloGold Ashanti Ltd

  TICKER:               ANG                                  CUSIP:   S04255196

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT RHIDWAAN GASANT AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT MICHAEL KIRKWOOD AS DIRECTOR         ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.3: RE-ELECT SRINIVASAN VENKATAKRISHNAN AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.4: RE-ELECT DAVE HODGSON AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2: REAPPOINT ERNST & YOUNG INC AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY

PROPOSAL #3.1: RE-ELECT RHIDWAAN GASANT AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.2: RE-ELECT WISEMAN NKUHLU AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.3: RE-ELECT MICHAEL KIRKWOOD AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.4: RE-ELECT RODNEY RUSTON AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.5: RE-ELECT ALBERT GARNER AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.6: RE-ELECT MARIA RICHTER AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #5: APPROVE INCREASE IN THE AGGREGATE LIMIT         ISSUER            YES             FOR                  FOR

OF SHARES TO BE UTILISED FOR PURPOSES OF THE SHARE

INCENTIVE SCHEMES

PROPOSAL #6: AMEND LONG TERM INCENTIVE PLAN                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #10: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE IN TERMS          ISSUER            YES             FOR                  FOR

OF SECTIONS 44 AND 45 OF THE COMPANIES ACT

PROPOSAL #12: APPROVE INCREASE IN AUTHORISED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL BY THE CREATION OF C REDEEMABLE PREFERENCE

SHARES

PROPOSAL #13: AMEND MEMORANDUM OF INCORPORATION                  ISSUER            YES             FOR                  FOR

PROPOSAL #14: AUTHORISE RATIFICATION OF APPROVED                ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Chaodong Cement Co., Ltd.

  TICKER:               600318                            CUSIP:   Y0137W108

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR MAJOR ASSET RESTRUCTURE COMPLIES WITH RELEVANT

LAWS AND REGULATIONS

PROPOSAL #2: APPROVE PLAN FOR SALE OF MAJOR ASSET               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION


 

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S RELATED PARTY TRANSACTION REGARDING MAJOR

ASSET SALE

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT WITH CHAOHU HAILUO CEMENT CO.,

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES         AGAINST           AGAINST

ASSET SECURITIZATION TRANSACTION BY CONTROLLED

SUBSIDIARY AND INDIRECT SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Chaodong Cement Co., Ltd.

  TICKER:               600318                            CUSIP:   Y0137W108

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Conch Cement Company Ltd

  TICKER:               600585                            CUSIP:   Y01373102

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES         AGAINST           AGAINST

COMPANY'S SUBSIDIARIES AND INVESTED COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Conch Cement Company Ltd

  TICKER:               914                                  CUSIP:   Y01373102

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL REPORTS          ISSUER            YES             FOR                  FOR

PREPARED UNDER THE PRC ACCOUNTING STANDARDS AND

INTERNATIONAL FINANCIAL REPORTING STANDARDS

RESPECTIVELY

PROPOSAL #4: APPROVE 2015 PROFIT APPROPRIATION                   ISSUER            YES             FOR                  FOR

PROPOSAL AND DECLARATION OF FINAL DIVIDEND

PROPOSAL #5: APPROVE KPMG HUAZHEN LLP AS PRC AND                ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR, KPMG AS INTERNATIONAL

FINANCIAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #7a: ELECT GAO DENGBANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #7b: ELECT WANG JIANCHAO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7c: ELECT WU BIN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7d: ELECT DING FENG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #7e: ELECT ZHOU BO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7f: ELECT YANG MIANZHI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7g: ELECT TAI KWOK LEUNG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7h: ELECT TAT KWONG SIMON LEUNG AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8a: ELECT QI SHENGLI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8b: ELECT WANG PENGFEI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Conch Cement Company Ltd

  TICKER:               914                                  CUSIP:   Y01373110

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL REPORTS          ISSUER            YES             FOR                  FOR

PREPARED UNDER THE PRC ACCOUNTING STANDARDS AND

INTERNATIONAL FINANCIAL REPORTING STANDARDS

RESPECTIVELY

PROPOSAL #4: APPROVE 2015 PROFIT APPROPRIATION                   ISSUER            YES             FOR                  FOR

PROPOSAL AND DECLARATION OF FINAL DIVIDEND

PROPOSAL #5: APPROVE KPMG HUAZHEN LLP AS PRC AND                ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR, KPMG AS INTERNATIONAL

FINANCIAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #7a: ELECT GAO DENGBANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7b: ELECT WANG JIANCHAO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7c: ELECT WU BIN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7d: ELECT DING FENG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #7e: ELECT ZHOU BO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7f: ELECT YANG MIANZHI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7g: ELECT TAI KWOK LEUNG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7h: ELECT TAT KWONG SIMON LEUNG AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8a: ELECT QI SHENGLI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8b: ELECT WANG PENGFEI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Expressway Co Ltd

  TICKER:               995                                  CUSIP:   Y01374100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT APPROPRIATION                   ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP (FOR A SHARE) AND PRICEWATERHOUSECOOPERS

(FOR H SHARE) AS AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #6: APPROVE REGISTRATION OF ULTRA SHORT-TERM        ISSUER            YES             FOR                  FOR

 FINANCING BILLS AND TERM OF ISSUE

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT QIAO CHUANFU AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.02: ELECT XU ZHEN AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.03: ELECT WANG XIUFENG AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.04: ELECT DU JIAN AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10.01: ELECT LIU YOUCAI AS SUPERVISOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10.02: ELECT JIANG YUE AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Expressway Co Ltd

  TICKER:               995                                  CUSIP:   Y01374118

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT APPROPRIATION                   ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP (FOR A SHARE) AND PRICEWATERHOUSECOOPERS

(FOR H SHARE) AS AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #6: APPROVE REGISTRATION OF ULTRA SHORT-TERM        ISSUER            YES             FOR                  FOR

 FINANCING BILLS AND TERM OF ISSUE


 

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT QIAO CHUANFU AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.02: ELECT XU ZHEN AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.03: ELECT WANG XIUFENG AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.04: ELECT DU JIAN AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10.01: ELECT LIU YOUCAI AS SUPERVISOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10.02: ELECT JIANG YUE AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Fangxing Science & Technology Co., Ltd.

  TICKER:               600552                            CUSIP:   Y01377103

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #5: APPROVE USE OF REMAINING RAISED FUNDS            ISSUER            YES             FOR                  FOR

FROM ULTRAFINE ZIRCONIA PROJECT TO PERMANENTLY

REPLENISH COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Fangxing Science & Technology Co., Ltd.

  TICKER:               600552                            CUSIP:   Y01377103

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF 2015 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT MAO LINGWEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT XIA NING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT QU XIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.04: ELECT BAO ZHAOCHEN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3.01: ELECT SHU ANJUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT CHENG XIWU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT ZHANG ZHONGXIN AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT LI JIESONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: ELECT CHEN YONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Fangxing Science & Technology Co., Ltd.

  TICKER:               600552                            CUSIP:   Y01377103

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #8: APPROVE CHANGE OF COMPANY NAME AND AMEND        ISSUER            YES             FOR                  FOR

 ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Golden Seed Winery Co., Ltd.

  TICKER:               600199                            CUSIP:   Y0137D100

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2.01: ELECT NING ZHONGWEI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.02: ELECT ZHANG XIANGYANG AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.03: ELECT YANG HONGWEN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.04: ELECT XU SANNENG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.05: ELECT JIN BIAO AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.06: ELECT CHEN XINHUA AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT LIU ZHIYING AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT YIN ZONGCHENG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.03: ELECT JIANG HAISHU AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT ZHU YUKUI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: ELECT REN JUNWEN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.03: ELECT WU HONGPING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Golden Seed Winery Co., Ltd.

  TICKER:               600199                            CUSIP:   Y0137D100

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND FIX          ISSUER            YES             FOR                  FOR

THE REMUNERATION

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Gujing Distillery Co., Ltd.

  TICKER:               200596                            CUSIP:   Y0137M100

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Guofeng Plastic Industry Co., Ltd.

  TICKER:               000859                            CUSIP:   Y0137V100

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS                 ISSUER            YES             FOR                  FOR

REGARDING TRANSFER OF ASSET

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Guofeng Plastic Industry Co., Ltd.

  TICKER:               000859                            CUSIP:   Y0137V100

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Heli Co., Ltd.

  TICKER:               600761                            CUSIP:   Y01383101

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REMUNERATION OF RELATED              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE USAGE OF IDLE FUNDS TO INVEST IN        ISSUER            YES             FOR                  FOR

 FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITORS AND          ISSUER            YES             FOR                  FOR

2016 REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Hengyuan Coal Industry & Electricity Power Co., Ltd.

  TICKER:               600971                            CUSIP:   Y013A3124

  MEETING DATE:   10/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE TO QUALIFIED INVESTORS

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE TO            ISSUER            YES             FOR                  FOR

QUALIFIED INVESTORS

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.05: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.06: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE SPECIAL PROVISION                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR CORPORATE BOND ISSUANCE        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #5: ELECT WANG QINGLING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Hengyuan Coal Industry and Electricity Power Co., Ltd.

  TICKER:               600971                            CUSIP:   Y013A3124

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-SIGNING OF NOTES POOL                     ISSUER            YES             FOR                  FOR

BUSINESS PARTICIPATION AGREEMENT

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Honglu Steel Construction (Group) Co., Ltd.

  TICKER:               002541                            CUSIP:   Y013AG109

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS


 

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF INDEPENDENT DIRECTORS

PROPOSAL #10: AMEND MANAGEMENT SYSTEM FOR PROVIDING          ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #11: AMEND MANAGEMENT SYSTEM FOR EXTERNAL            ISSUER            YES             FOR                  FOR

INVESTMENT

PROPOSAL #12: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #14: AMEND MANAGEMENT SYSTEM OF INFORMATION         ISSUER            YES             FOR                  FOR

DISCLOSURE

PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Honglu Steel Construction (Group) Co., Ltd.

  TICKER:               002541                            CUSIP:   Y013AG109

  MEETING DATE:   3/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #2.1: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES             FOR                  FOR

ISSUANCE PRICE AND PRICING PRINCIPLES

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS IN CONNECTION WITH

 PRIVATE PLACEMENT OF NEW A SHARES


 

PROPOSAL #5: APPROVE AMENDMENTS TO COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT RELATED TO THE COUNTER-DILUTION

MEASURES IN CONNECTION WITH PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Honglu Steel Construction (Group) Co., Ltd.

  TICKER:               002541                            CUSIP:   Y013AG109

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION FOR NOT MORE            ISSUER            YES             FOR                  FOR

THAN CNY3.615 BILLION COMPREHENSIVE CREDIT LINES BY

COMPANY AND ITS WHOLLY-OWNED SUBSIDIARY FROM BANK

PROPOSAL #7: APPROVE 2016 PROVISION OF NOT MORE THAN         ISSUER            YES             FOR                  FOR

CNY 572 MILLION GUARANTEES TO SUBSIDIARIES

PROPOSAL #8: APPROVE ADJUSTMENT OF REMUNERATION OF            ISSUER            YES         AGAINST           AGAINST

PARTIAL DIRECTORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE

PROPOSAL #10: APPROVE RE-APPOINTMENT OF 2016                       ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #13: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Huamao Textile Co., Ltd.

  TICKER:               000850                            CUSIP:   Y0138D109

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES

PROPOSAL #3.1.A: APPROVE TRANSACTION COUNTERPARTIES           ISSUER            YES             FOR                  FOR

PROPOSAL #3.1.B: APPROVE TARGET ASSETS                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.1.C: APPROVE PRICING BASIS AND                          ISSUER            YES             FOR                  FOR

TRANSACTION PRICE

PROPOSAL #3.1.D: APPROVE PAYMENT METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.1.E: APPROVE ISSUE MANNER AND TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #3.1.F: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #3.1.G: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

PRINCIPLE

PROPOSAL #3.1.H: APPROVE ISSUE SIZE AND CASH PAYMENT         ISSUER            YES             FOR                  FOR

AMOUNT

PROPOSAL #3.1.I: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.1.J: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.1.K: APPROVE TRANSFER OF UNDERLYING                 ISSUER            YES             FOR                  FOR

ASSETS

PROPOSAL #3.1.L: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #3.1.M: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1.N: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.A: APPROVE TRANSACTION COUNTERPARTIES           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.B: APPROVE TARGET ASSETS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.C: APPROVE PRICING BASIS AND                          ISSUER            YES             FOR                  FOR

TRANSACTION PRICE

PROPOSAL #3.2.D: APPROVE PAYMENT METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.E: APPROVE ISSUE MANNER AND TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #3.2.F: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.G: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

PRINCIPLE

PROPOSAL #3.2.H: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.I: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.2.J: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.2.K: APPROVE TRANSFER OF UNDERLYING                 ISSUER            YES             FOR                  FOR

ASSETS

PROPOSAL #3.2.L: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.M: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.N: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THE NOTION THAT CANCELLING THE          ISSUER            YES             FOR                  FOR

RAISING OF SUPPORT FUNDS DOES NOT CONSTITUTE AS MAJOR

 ADJUSTMENT TO THE RESTRUCTURING PLAN

PROPOSAL #5: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S RELATED PARTY TRANSACTION REGARDING ASSETS

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

PROPOSAL #6: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF


 

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AGREEMENT WITH ALL SHAREHOLDERS OF DAFENG HAILING

HOME TEXTILES CO., LTD.

PROPOSAL #8: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL ASSET PURCHASE BY CASH

PAYMENT AND ISSUANCE OF NEW SHARES AGREEMENT WITH ALL

 SHAREHOLDERS OF DAFENG HAILING HOME TEXTILES CO.,

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

PURCHASE BY ISSUANCE OF NEW SHARES AGREEMENT WITH

ANHUI HUAMAO GROUP CO., LTD.

PROPOSAL #10: APPROVE SIGNING OF SUPPLEMENTAL                     ISSUER            YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL ASSET PURCHASE BY

ISSUANCE OF NEW SHARES AGREEMENT WITH ANHUI HUAMAO

GROUP CO., LTD.

PROPOSAL #11: APPROVE SIGNING OF CONDITIONAL PROFIT          ISSUER            YES             FOR                  FOR

FORECAST COMPENSATION AGREEMENT WITH QIU JIANLIN AND

NI CHEN

PROPOSAL #12: APPROVE SIGNING OF SUPPLEMENTAL                     ISSUER            YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL PROFIT FORECAST

COMPENSATION AGREEMENT WITH QIU JIANLIN AND NI CHEN

PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, ASSET            ISSUER            YES             FOR                  FOR

APPRAISAL REPORT AND PRO FORMA REVIEW REPORT OF THE

TRANSACTION

PROPOSAL #14: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #15: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #16: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #18: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #19: ELECT HUANG WENPING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Huamao Textile Co., Ltd.

  TICKER:               000850                            CUSIP:   Y0138D109

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION


 

PROPOSAL #7: APPROVE DISPOSAL OF AVAILABLE FOR SALE          ISSUER            YES             FOR                  FOR

FINANCIAL ASSETS

PROPOSAL #8: APPROVE 2016 GUARANTEE PROVISION TO                ISSUER            YES             FOR                  FOR

CONSOLIDATED SUBSIDIARIES

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: ELECT HU MENGCHUN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2: ELECT WANG ZHANGHONG AS NON-                   SHAREHOLDER        YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Huilong Agricultural Means of Production Co., Ltd.

  TICKER:               002556                            CUSIP:   Y013AJ103

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF EXTERNAL FINANCIAL         ISSUER            YES         AGAINST           AGAINST

ASSISTANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Huilong Agricultural Means of Production Co., Ltd.

  TICKER:               002556                            CUSIP:   Y013AJ103

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #14: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #15: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #16: AMEND MANAGEMENT SYSTEM OF EXTERNAL              ISSUER            YES             FOR                  FOR

INVESTMENT


 

PROPOSAL #17: AMEND MANAGEMENT SYSTEM OF PREVENTING          ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER AND RELATED PARTIES OF USING

FUNDS

PROPOSAL #18: AMEND MANAGEMENT SYSTEM OF CONTROLLED          ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #19: AMEND MANAGEMENT SYSTEM OF RISK                     ISSUER            YES             FOR                  FOR

INVESTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Jianghuai Automobile Co., Ltd.

  TICKER:               600418                            CUSIP:   Y0141C106

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT OF NEW A

SHARES

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: ELECT YU BENGONG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE COUNTER GUARANTEE TO PERFORMANCE        ISSUER            YES             FOR                  FOR

 OF JIANGHUAI AUTOMOBILE (HONG KONG) CO., LTD.'S

VENEZUELA EXPORT PROJECT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Jianghuai Automobile Co., Ltd.

  TICKER:               600418                            CUSIP:   Y0141C106

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT AND ADDITIONAL 2015          ISSUER            YES             FOR                  FOR

DAILY RELATED PARTY TRANSACTIONS

PROPOSAL #2: ELECT PAN XUEMO AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Jianghuai Automobile Co., Ltd.

  TICKER:               600418                            CUSIP:   Y0141C106

  MEETING DATE:   3/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENT TO PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE COMMITMENT OF DIRECTORS, SENIOR         ISSUER            YES             FOR                  FOR

MANAGERS ON COUNTER-DILUTION MEASURES IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE MATTERS ON PRIVATE PLACEMENT

PROPOSAL #7: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #8: APPROVE FORWARD FOREIGN EXCHANGE                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DEPOSIT AND LOANS FROM RUIFUDE          ISSUER            YES             FOR                  FOR

AUTO FINANCE CO., LTD. AND RELATED PARTY TRANSACTIONS

PROPOSAL #10: APPROVE 2016 EXTERNAL GUARANTEE OF THE         ISSUER            YES         AGAINST           AGAINST

COMPANY AND SUBSIDIARY HEFEI JIANGHUAI AUTOMOBILE

FINANCING GUARANTEE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Jianghuai Automobile Co., Ltd.

  TICKER:               600418                            CUSIP:   Y0141C106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF TECHNOLOGY INNOVATION PROJECT WITH ANNUAL OUTPUT

20,000 SPECIAL PURPOSE VEHICLE BY WHOLLY-OWNED

SUBSIDIARY

PROPOSAL #9: APPROVE ENTRUSTED LOAN TO CONTROLLED              ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Jiangnan Chemical Industry Co., Ltd.

  TICKER:               002226                            CUSIP:   Y013A4106

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING MUTUAL GUARANTEE AGREEMENT WITH ZHEJIANG

DUNAN ARTIFICIAL ENVIRONMENT CO., LTD.

PROPOSAL #2: APPROVE  ELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING MUTUAL GUARANTEE AGREEMENT WITH DUNAN

HOLDING GROUP CO., LTD.

PROPOSAL #3: APPROVE ADJUSTMENT TO THE RESOLUTION              ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF SHARE ISSUANCE VIA PRIVATE

PROPOSAL #4: APPROVE ADJUSTMENT TO THE AUTHORIZATION         ISSUER            YES             FOR                  FOR

OF THE BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE

 PLACEMENT

PROPOSAL #5: APPROVE ADJUSTMENTS TO 2015 SHARE                   ISSUER            YES             FOR                  FOR

ISSUANCE VIA PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Jiangnan Chemical Industry Co., Ltd.

  TICKER:               002226                            CUSIP:   Y013A4106

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Jiangnan Chemical Industry Co., Ltd.

  TICKER:               002226                            CUSIP:   Y013A4106

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DISPOSAL OF EQUITY OF XINJIANG      SHAREHOLDER        YES             FOR                  FOR

XUEFENG SCI-TECH (GROUP) CO., LTD. AND AUTHORIZATION

OF CHAIRMAN OF THE BOARD TO HANDLE RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ANHUI JINHE INDUSTRIAL CO LTD

  TICKER:               002597                            CUSIP:   Y013AK100

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT YANG YINGCHUN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.2: ELECT XIA JIAXIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT YANG LE AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT YANG ZONGYONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.5: ELECT SUN TAO AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT WANG CONGCHUN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.1: ELECT WANG YUCHUN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.2: ELECT HU GUOHUA AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.3: ELECT YANG HUI AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.1: ELECT LIU RUIYUAN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT WANG XIURONG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ANHUI JINHE INDUSTRIAL CO LTD

  TICKER:               002597                            CUSIP:   Y013AK100

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #1.01: APPROVE BOND TYPE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE EXISTENCE PERIOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.04: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.06: APPROVE METHOD AND TERM FOR THE                 ISSUER            YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #1.07: APPROVE CONVERSION PERIOD                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.08: APPROVE METHOD FOR DETERMINING THE            ISSUER            YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION

PROPOSAL #1.09: APPROVE DETERMINATION AND CHANGES OF         ISSUER            YES             FOR                  FOR

CONVERSION PRICE

PROPOSAL #1.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT        ISSUER            YES             FOR                  FOR

 OF CONVERSION PRICE

PROPOSAL #1.11: APPROVE TERMS OF REDEMPTION                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.12: APPROVE TERMS OF SELL-BACK                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.13: APPROVE DIVIDEND DISTRIBUTION POST            ISSUER            YES             FOR                  FOR

CONVERSION

PROPOSAL #1.14: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #1.15: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #1.16: APPROVE MATTER RELATED TO                            ISSUER            YES             FOR                  FOR

BONDHOLDER'S MEETING

PROPOSAL #1.17: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #1.18: APPROVE RAISED FUNDS MANAGEMENT AND          ISSUER            YES             FOR                  FOR

DEPOSIT ACCOUNT

PROPOSAL #1.19: APPROVE GUARANTEE PROVISIONS                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.20: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #3: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #4: APPROVE IMPACT OF DILUTION IN SPOT-                ISSUER            YES             FOR                  FOR

RETURN TO COMPANY'S KEY FINANCIAL INDICATORS AND

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ANHUI JINHE INDUSTRIAL CO LTD

  TICKER:               002597                            CUSIP:   Y013AK100

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #8: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF HUAPU TIANJIAN        ISSUER            YES             FOR                  FOR

 CPAS AS 2016 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Liuguo Chemical Co., Ltd.

  TICKER:               600470                            CUSIP:   Y0140E103

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT CHEN JIASHENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT MA SU'AN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT LI XIA AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT WANG ZHIQIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.05: ELECT FANG JINSONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.06: ELECT HE PENGCHENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.01: ELECT LI JIAN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: ELECT WANG SULING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT WEI HONGYUAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT WANG ZEQUN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: ELECT HU KE AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Liuguo Chemical Co., Ltd.

  TICKER:               600470                            CUSIP:   Y0140E103

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

TONGLING GUOXING CHEMICAL CO., LTD.

PROPOSAL #7: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTIONS

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO CHANGE BUSINESS SCOPE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Quanchai Engine Co., Ltd.

  TICKER:               600218                            CUSIP:   Y0138E107

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROVISION FOR ASSET IMPAIRMENT          ISSUER            YES             FOR                  FOR

AND WRITE-OFF FOR BAD DEBTS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Shanying Paper Industry Co., Ltd.

  TICKER:               600567                            CUSIP:   Y0139P101

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION IN THE RESOLUTION                ISSUER            YES             FOR                  FOR

VALIDITY PERIOD REGARDING PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

OF THE BOARD TO HANDLE MATTERS REGARDING PRIVATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Shanying Paper Industry Co., Ltd.

  TICKER:               600567                            CUSIP:   Y0139P101

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 OPERATION PLAN

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF BANK CREDIT LINE            ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE CREDIT LINE APPLICATION OF                ISSUER            YES         AGAINST           AGAINST

COMPANY AND CONTROLLED SUBSIDIARIES BY PLEDGING


 

PROPOSAL #11: APPROVE ISSUANCE OF SHORT-TERM                       ISSUER            YES             FOR                  FOR

FINANCING BILLS

PROPOSAL #12: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCING BILLS

PROPOSAL #13: APPROVE COMPANY AND CONTROLLED                       ISSUER            YES             FOR                  FOR

SUBSIDIARIES TO ENGAGE IN FORWARD FOREIGN EXCHANGE

TRANSACTIONS BUSINESS

PROPOSAL #14: APPROVE USE OF IDLE OWN FUNDS TO ENGAGE        ISSUER            YES             FOR                  FOR

 IN STRUCTURAL DEPOSITS OR TO INVEST IN FINANCIAL

PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Sierte Fertilizer Industry Co., Ltd.

  TICKER:               002538                            CUSIP:   Y013AH107

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #3: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF NEW COMPOUND FERTILIZER WITH ANNUAL OUTPUT OF 900

THOUSAND TONS AND PYRITE SULFURIC ACID WITH ANNUAL

OUTPUT OF 250 THOUSAND TONS PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Sierte Fertilizer Industry Co., Ltd.

  TICKER:               002538                            CUSIP:   Y013AH107

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 SPECIAL REPORT ON THE                 ISSUER            YES             FOR                  FOR

DEPOSIT AND USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Sinonet and Xinlong Science and Technology Co., Ltd.

  TICKER:               002298                            CUSIP:   Y013A8107

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES AND GUARANTEE PROVISION

BETWEEN CONTROLLED SUBSIDIARIES

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #9: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #9.1: APPROVE ISSUANCE PRICE AND PRICING              ISSUER            YES             FOR                  FOR

PRINCIPLES

PROPOSAL #9.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.3: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE AMENDMENT OF PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Sinonet and Xinlong Science and Technology Co., Ltd.

  TICKER:               002298                            CUSIP:   Y013A8107

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPACT OF DILUTION IN SPOT-                ISSUER            YES             FOR                  FOR

RETURN TO MAJOR FINANCIAL INDEX OF THE COMPANY AND

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT FROM RELEVANT PARTIES        ISSUER            YES             FOR                  FOR

 REGARDING COUNTER-DILUTION MEASURES IN CONNECTION TO

 THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

(2ND REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Tongfeng Electronic Co., Ltd.

  TICKER:               600237                            CUSIP:   Y01394108

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT


 

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Truchum Advanced Materials and Technology Co., Ltd.

  TICKER:               002171                            CUSIP:   Y013A2100

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ANHUI              ISSUER            YES         AGAINST           AGAINST

TRUCHUM HI-TECH ELECTRIC MATERIALS CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Truchum Advanced Materials and Technology Co., Ltd.

  TICKER:               002171                            CUSIP:   Y013A2100

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET AND                   ISSUER            YES             FOR                  FOR

OPERATION PLAN

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #9: APPROVE 2016 AUTHORIZATION TO CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE BOARD

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #11: APPROVE 2016 PRIVATE PLACEMENT OF NEW A        ISSUER            YES             FOR                  FOR

 SHARES


 

PROPOSAL #11-1: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #11-2: APPROVE ISSUANCE MANNER AND ISSUANCE         ISSUER            YES             FOR                  FOR

TIME

PROPOSAL #11-3: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #11-4: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLE

PROPOSAL #11-5: APPROVE ISSUE AMOUNT AND SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 METHOD

PROPOSAL #11-6: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11-7: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #11-8: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #11-9: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #11-10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES

PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #14: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #15: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT AND COMMITMENTS

BY RELEVANT PARTIES

PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT OF

NEW A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Truchum Advanced Materials and Technology Co., Ltd.

  TICKER:               002171                            CUSIP:   Y013A2100

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: ELECT DAI YU AS NON-INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ADJUSTMENT ON SPECIAL REPORT ON         ISSUER            YES             FOR                  FOR

THE USAGE OF PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Truchum Advanced Materials and Technology Co., Ltd.

  TICKER:               002171                            CUSIP:   Y013A2100

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO THE RESOLUTION              ISSUER            YES             FOR                  FOR

VALIDITY PERIOD IN CONNECTION TO 2016 PRIVATE

PROPOSAL #2: APPROVE ADJUSTMENT TO THE AUTHORIZATION         ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF THE BOARD TO HANDLE MATTERS

RELATED TO 2016 PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Wanjiang Logistics (Group) Co Ltd

  TICKER:               600575                            CUSIP:   Y9675M109

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 COMPLETED DAILY RELATED              ISSUER            YES         AGAINST           AGAINST

PARTY TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

FINANCIAL AUDITOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE COMPANY'S 2016 SENIOR                        ISSUER            YES         AGAINST           AGAINST

MANAGEMENT MEMBERS ANNUAL REMUNERATION IMPLEMENTATION

PROPOSAL #11.01: ELECT LI XIAOXIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT YE DAOQUAN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #15: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #16: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Wanjiang Logistics (Group) Co Ltd

  TICKER:               600575                            CUSIP:   Y9675M109

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #2: APPROVE ADDITIONAL 2016 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Wanwei Updated High-Tech Material Industry Co., Ltd.

  TICKER:               600063                            CUSIP:   Y0139Q109

  MEETING DATE:   3/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

ISSUANCE PRICE AND PRICING BASIS

PROPOSAL #2.02: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #5: APPROVE COMMITMENTS OF ALL DIRECTORS AND        ISSUER            YES             FOR                  FOR

 SENIOR MANAGEMENTS IN CONNECTION WITH THE COUNTER-

DILUTION MEASURES

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Wanwei Updated High-Tech Material Industry Co., Ltd.

  TICKER:               600063                            CUSIP:   Y0139Q109

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION AS WELL AS RULES AND PROCEDURES REGARDING

 GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Xinhua Media Co Ltd

  TICKER:               601801                            CUSIP:   Y013AD106

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE 2015 PRIVATE PLACEMENT OF NEW        ISSUER            YES         AGAINST           AGAINST

 A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.06: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES         AGAINST           AGAINST

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE ESTABLISHMENT OF SPECIAL ACCOUNT        ISSUER            YES         AGAINST           AGAINST

 FOR RAISED FUNDS

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE CHANGE IN PARTIAL RAISED FUND          ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Xinhua Media Co Ltd

  TICKER:               601801                            CUSIP:   Y013AD106

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS


 

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (AMENDED DRAFT)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (AMENDED DRAFT)

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #7: APPROVE COMMITMENT OF DIRECTORS, SENIOR         ISSUER            YES             FOR                  FOR

MANAGERS AND CONTROLLING SHAREHOLDER ON COUNTER-

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Xinhua Media Co Ltd

  TICKER:               601801                            CUSIP:   Y013AD106

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Xinke New Materials Co., Ltd.

  TICKER:               600255                            CUSIP:   Y0139R107

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT JIANG PING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Xinke New Materials Co., Ltd.

  TICKER:               600255                            CUSIP:   Y0139R107

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INCREASE IN MUTUAL GUARANTEES            ISSUER            YES             FOR                  FOR

WITH BAYANNUR FEISHANG COPPER CO., LTD.

PROPOSAL #8: APPROVE INCREASE IN MUTUAL GUARANTEES            ISSUER             NO              N/A                  N/A

WITH BAYANNUR FEISHANG COPPER CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Xinli Finance Co., Ltd.

  TICKER:               600318                            CUSIP:   Y0137W108

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES         AGAINST           AGAINST

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 GUARANTEE PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Xinlong Electrical Co Ltd

  TICKER:               002298                            CUSIP:   Y013A8107

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE ACQUISITION OF 51% EQUITY OF              ISSUER            YES             FOR                  FOR

HONGHE WISDOM TECHNOLOGY CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY BEIJING ZHONGDIAN XINGFA TECHNOLOGY CO.,

LTD.

PROPOSAL #3: APPROVE APPLICATION OF BANK M & A LOAN          ISSUER            YES             FOR                  FOR

USING EQUITY OF SUBSIDIARY AS COLLATERAL

PROPOSAL #4: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK GUARANTEE CREDIT LINES BY WHOLLY-OWNED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Xinlong Electrical Co Ltd

  TICKER:               002298                            CUSIP:   Y013A8107

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND AMEND        ISSUER            YES             FOR                  FOR

 ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Xinlong Electrical Co Ltd

  TICKER:               002298                            CUSIP:   Y013A8107

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER             NO              N/A                  N/A

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER             NO              N/A                  N/A

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER             NO              N/A                  N/A

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER             NO              N/A                  N/A

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER             NO              N/A                  N/A

NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL MATTERS RELATED TO PRIVATE PLACEMENT


 

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION, RULES AND PROCEDURES REGARDING GENERAL

MEETINGS OF SHAREHOLDERS AS WELL AS OTHER REGULATIONS

PROPOSAL #7.1: APPROVE AMENDMENTS TO ARTICLES OF                ISSUER             NO              N/A                  N/A

ASSOCIATION

PROPOSAL #7.2: AMEND RULES AND PROCEDURES REGARDING          ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #7.3: AMEND RULES AND PROCEDURES REGARDING          ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #7.4: AMEND MANAGEMENT SYSTEM OF RAISED                ISSUER             NO              N/A                  N/A

FUNDS

PROPOSAL #7.5: AMEND WORKING SYSTEM FOR INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #7.6: AMEND EXTERNAL INVESTMENT MANAGEMENT          ISSUER             NO              N/A                  N/A

SYSTEM

PROPOSAL #7.7: AMEND RELATED PARTY TRANSACTION                   ISSUER             NO              N/A                  N/A

MANAGEMENT SYSTEM

PROPOSAL #8: APPROVE USE OF EQUITY OF SUBSIDIARY AS          ISSUER             NO              N/A                  N/A

COLLATERAL FOR THE M & A LOAN OF THE COMPANY

PROPOSAL #9: ELECT GE YUAN AS INDEPENDENT DIRECTOR         SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER             NO              N/A                  N/A

BANK CREDIT LINES BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Yingliu Electromechanical Co., Ltd.

  TICKER:               603308                            CUSIP:   Y013B2109

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE APPOINTMENT OF FINANCIAL REPORT         ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #4: APPROVE APPOINTMENT OF FINANCIAL REPORT         ISSUER             NO              N/A                  N/A

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER             NO              N/A                  N/A

SUBSIDIARY


 

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anhui Zhongding Sealing Parts Co., Ltd.

  TICKER:               000887                            CUSIP:   Y01379109

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL VALUATION                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE MANAGEMENT SYSTEM FOR FOREX              ISSUER            YES             FOR                  FOR

HEDGING

PROPOSAL #11: APPROVE CONDUCT OF FOREX HEDGING                   ISSUER            YES             FOR                  FOR

BUSINESS

PROPOSAL #12: APPROVE USE OF IDLE RAISED FUNDS AND            ISSUER            YES             FOR                  FOR

OWN FUNDS TO CONDUCT CASH MANAGEMENT

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: AMEND MANAGEMENT SYSTEM OF MAJOR                   ISSUER            YES             FOR                  FOR

OPERATION DECISIONS PROCEDURE RULES

PROPOSAL #15: APPROVE GUARANTEE PROVISION PLAN                SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anshan Heavy Duty Mining Machinery Co., Ltd.

  TICKER:               002667                            CUSIP:   Y000AJ100

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S PLAN FOR MAJOR ASSETS         ISSUER            YES             FOR                  FOR

RESTRUCTURING COMPLIES WITH RELEVANT LAWS AND

REGULATIONS

PROPOSAL #2.1: APPROVE ASSET SWAP                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.1: APPROVE TRANSACTION PARTIES                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.2: APPROVE DISPOSED ASSETS                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.3: APPROVE ACQUIRED ASSETS                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.4: APPROVE ASSET SWAP PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.5: APPROVE APPRAISAL OF DISPOSED ASSETS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.1.6: APPROVE APPRAISAL OF ACQUIRED ASSETS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.7: APPROVE UNDERTAKING OF DISPOSED                ISSUER            YES             FOR                  FOR

ASSETS

PROPOSAL #2.1.8: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.1.9: APPROVE ARRANGEMENT OF EMPLOYEES               ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ASSET PURCHASE BY ISSUANCE OF         ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.2.1: APPROVE ISSUE TYPE, PAR VALUE AND            ISSUER            YES             FOR                  FOR

LISTING EXCHANGE

PROPOSAL #2.2.2: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.2.3: APPROVE PRICING BASIS, PRICING                 ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.2.4: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2.5: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.2.6: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2.7: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.2.8: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.2.9: APPROVE PERFORMANCE COMMITMENT AND          ISSUER            YES             FOR                  FOR

COMPENSATION ARRANGEMENT

PROPOSAL #2.3: APPROVE RAISING OF SUPPORTING FUNDS             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.1: APPROVE ISSUE TYPE, PAR VALUE AND            ISSUER            YES             FOR                  FOR

LISTING EXCHANGE

PROPOSAL #2.3.2: APPROVE ISSUE MANNER AND TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.3.3: APPROVE PRICING BASIS AND ISSUE                ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.3.4: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.5: APPROVE SUBSCRIPTION METHOD                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.6: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.7: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.8: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.5: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE TRANSACTION CONSTITUTE AS                   ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR

 ASSET RESTRUCTURING OF LISTED COMPANIES AND ARTICLE

2 OF MEASURES FOR THE ADMINISTRATION OF INITIAL

PUBLIC OFFERING AND LISTING OF STOCKS


 

PROPOSAL #6: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S RELATED PARTY TRANSACTION IN CONNECTION TO

MAJOR ASSETS SWAP AND ASSETS PURCHASE BY ISSUANCE OF

SHARES AS WELL AS RAISING OF SUPPORTING FUNDS

PROPOSAL #7: APPROVE CONDITIONAL MAJOR ASSET SWAP AND        ISSUER            YES             FOR                  FOR

 ASSET PURCHASE BY ISSUANCE OF SHARES AGREEMENT,

PROFIT FORECAST COMPENSATION AGREEMENT AND

SUBSCRIPTION AGREEMENT

PROPOSAL #8: APPROVE SUPPLEMENTAL MAJOR ASSET SWAP            ISSUER            YES             FOR                  FOR

AND ASSET PURCHASE BY ISSUANCE OF SHARES AGREEMENT

AND SUPPLEMENTAL PROFIT FORECAST COMPENSATION

PROPOSAL #9: APPROVE TERMINATION OF INVESTMENT                   ISSUER            YES             FOR                  FOR

PROJECT USING PARTIAL PREVIOUSLY RAISED FUNDS AND

PROPOSAL #10: APPROVE WHITE WASH WAIVER AND RELATED          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anta Sports Products Ltd.

  TICKER:               2020                                CUSIP:   G04011105

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE SPECIAL DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DING SHIZHONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT ZHENG JIE AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT DAI ZHONGCHUAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE KPMG AS AUDITOR AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anxin Trust & Investment Co., Ltd.

  TICKER:               600816                            CUSIP:   Y0140X101

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL              ISSUER            YES             FOR                  FOR

FOLLOWING PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anxin Trust & Investment Co., Ltd.

  TICKER:               600816                            CUSIP:   Y0140X101

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF BDO CHINA        ISSUER            YES             FOR                  FOR

 SHU LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF BDO CHINA        ISSUER            YES             FOR                  FOR

 SHU LUN PAN CPAS LLP AS INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTIONS AND          ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: APPROVE MAIN FINANCIAL INDICATORS                 ISSUER            YES             FOR                  FOR

EFFECT AND COUNTER-DILUTION MEASURES IN CONNECTION TO

 PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anxin Trust & Investment Co., Ltd.

  TICKER:               600816                            CUSIP:   Y0140X101

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT MECHANISM FOR THE              ISSUER            YES             FOR                  FOR

PRICE INCREASE IN CONNECTION TO THE PRIVATE PLACEMENT


 

PROPOSAL #2: APPROVE ADJUSTMENT TO THE PLAN FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4: APPROVE SUPPLEMENTARY AGREEMENT ON THE          ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH TARGET

SUBSCRIBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anyang Iron & Steel Co., Ltd.

  TICKER:               600569                            CUSIP:   Y0149E104

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE 2015 PRIVATE ISSUANCE OF                ISSUER            YES             FOR                  FOR

CORPORATE BONDS

PROPOSAL #1.01: APPROVE PAR VALUE AND ISSUE SIZE                ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.04: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #1.05: APPROVE METHOD FOR THE REPAYMENT OF          ISSUER            YES             FOR                  FOR

PRINCIPAL AND INTEREST

PROPOSAL #1.06: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #1.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #1.08: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #10.9: APPROVE GUARANTEE METHOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: APPROVE PROVISION ON REDEMPTION AND          ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #1.11: APPROVE TRADING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.12: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #1.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #1.14: APPROVE AUTHORIZATION MATTERS                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROVISION OF COUNTER-GUARANTEE          ISSUER            YES             FOR                  FOR

FOR THE JOINT AND SEVERAL LIABILITY GUARANTEE OF

ANYANG IRON & STEEL GROUP CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF COUNTER-GUARANTEE          ISSUER            YES             FOR                  FOR

FOR THE CNY 600 MILLION JOINT AND SEVERAL LIABILITY

GUARANTEE OF ANYANG IRON & STEEL GROUP CO., LTD.

PROPOSAL #4.01: ELECT LI TAO AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.02: ELECT LI CUNLAO AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.03: ELECT ZHANG HUAIBIN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #5.01: ELECT CHENG XIANPING AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.02: ELECT HU WEISHENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #5.03: ELECT LI CHUNTAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.01: ELECT LI FUYONG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT DUAN JINLIANG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.03: ELECT ZHANG XIANSHENG AS SUPERVISOR       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anyang Iron & Steel Co., Ltd.

  TICKER:               600569                            CUSIP:   Y0149E104

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

PROPOSAL #9: APPROVE 2016 ALLOWANCE OF INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE 2016 FIXED ASSETS INVESMTMENT          ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #11: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anyuan Coal Industry Group Ltd.

  TICKER:               600397                            CUSIP:   Y0149P109

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2014 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anyuan Coal Industry Group Ltd.

  TICKER:               600397                            CUSIP:   Y0149P109

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ASSET SWAP BETWEEN PORTION OF            ISSUER            YES             FOR                  FOR

ASSETS AND CONTROLLING SHAREHOLDER'S PORTION OF

PROPOSAL #2: APPROVE RE-APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #3: APPROVE CHANGES IN COMMITMENTS OF                   ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDERS TO AVOID COMPETITIONS


 

PROPOSAL #4.01: ELECT LIN SHAOHUA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.02: ELECT HU YUNSHENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.03: ELECT ZHANG SHENYONG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #4.04: ELECT LI SONG AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.05: ELECT ZHOU HONGGUO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #4.06: ELECT LAN ZULIANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.01: ELECT WANG YAN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.02: ELECT SUN JINGYING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.03: ELECT YU YIHUA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.01: ELECT CENG ZHAOHE AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT TAN JIHUI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.03: ELECT PENG JINZHU AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Anyuan Coal Industry Group Ltd.

  TICKER:               600397                            CUSIP:   Y0149P109

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTION

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE 2016 WORKING CAPITAL LOAN SCALE         ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE 2016 PROVISION OF GUARANTEE FOR        ISSUER             NO              N/A                  N/A

 WORKING CAPITAL LOAN

PROPOSAL #11: APPROVE 2016 PROVISION OF GUARANTEE FOR        ISSUER             NO              N/A                  N/A

 BANK LOAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AP (Thailand) Public Company Limited

  TICKER:               AP                                    CUSIP:   Y0209X117

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #6.1: ELECT NARIS CHAIYASOOT AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT PORNWUT SARASIN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT PHANPORN DABBARANSI AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT KITTIYA PONGPUJANEEGUL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE BONUS OF DIRECTORS                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Apeloa Pharmaceutical Co., Ltd.

  TICKER:               000739                            CUSIP:   Y71710100

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZHANG AIZHU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Apeloa Pharmaceutical Co., Ltd.

  TICKER:               000739                            CUSIP:   Y71710100

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Apeloa Pharmaceutical Co., Ltd.

  TICKER:               000739                            CUSIP:   Y71710100

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE TERMINATION OF THE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF SHARES

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS (REVISED)

PROPOSAL #5: APPROVE EXTENSION OF THE RESOLUTION                ISSUER            YES             FOR                  FOR

VALIDITY PERIOD AND AUTHORIZATION PERIOD OF THE BOARD

 IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Apex Technology Co., Ltd.

  TICKER:               002180                            CUSIP:   Y9892Z107

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE COMPANY'S ELIGIBILITY FOR              ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3.00: APPROVE PLAN ON PRIVATE PLACEMENT OF         ISSUER            YES             FOR                  FOR

NEW A SHARES

PROPOSAL #4.00: APPROVE FEASIBILITY ANALYSIS REPORT          ISSUER            YES             FOR                  FOR

ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5.00: APPROVE REPORT ON THE USAGE OF                   ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6.00: APPROVE SHAREHOLDER RETURN PLAN IN            ISSUER            YES             FOR                  FOR

THE NEXT THREE YEARS (2015-2017)

PROPOSAL #7.00: APPROVE AUTHORIZATION OF BOARD TO              ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8.01: ELECT WANG YANGUO AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.02: ELECT LIU YANG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.00: APPROVE ALLOWANCE OF NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10.00: APPROVE CHANGE IN REGISTERED ADDRESS        ISSUER            YES             FOR                  FOR

 AND BUSINESS LICENSE NUMBER


 

PROPOSAL #11.00: APPROVE AMENDMENTS TO ARTICLES OF            ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12.00: AMEND RULES AND PROCEDURES REGARDING        ISSUER            YES             FOR                  FOR

 MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Apex Technology Co., Ltd.

  TICKER:               002180                            CUSIP:   Y9892Z107

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CREDIT LINE FROM         ISSUER            YES             FOR                  FOR

BANK OF CHINA ZHUHAI BRANCH

PROPOSAL #2: APPROVE ADJUSTMENT TO RISK WARNING                 ISSUER            YES             FOR                  FOR

REGARDING DILUTION OF SPOT-RETURN AND COUNTER-

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Apex Technology Co., Ltd.

  TICKER:               002180                            CUSIP:   Y9892Z107

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING ACQUISITION OF 3.33% EQUITY OF APEX

MICROELECTRONICS CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Apex Technology Co., Ltd.

  TICKER:               002180                            CUSIP:   Y9892Z107

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Apex Technology Co., Ltd.

  TICKER:               002180                            CUSIP:   Y9892Z107

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING IN CONNECTION TO MAJOR ASSETS

PURCHASE

PROPOSAL #2.01: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TARGET COMPANY                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TRANSACTION STRUCTURE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE FINANCING PLAN                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE TRANSACTION DOES NOT CONSTITUTE         ISSUER            YES             FOR                  FOR

AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S MAJOR ASSETS ACQUISITION

PROPOSAL #5: APPROVE SIGNING OF MERGER AGREEMENT                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SIGNING OF JOINT INVESTMENT                ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #7: APPROVE COMPLETENESS AND COMPLIANCE OF          ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #8: APPROVE STANDARD DEVIATION VERIFICATION         ISSUER            YES             FOR                  FOR

REPORT AND VALUATION REPORT

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH                 ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #11: APPROVE APPOINTMENT OF AGENCY                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ESTABLISHMENT OF FOREIGN                   ISSUER            YES             FOR                  FOR

SUBSIDIARY AS PURCHASE IMPLEMENTING PARTY

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #14: APPROVE CREDIT LINE APPLICATION                      ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE GUARANTEE PROVISION PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE PROVISION OF GUARANTEE BY WANG         ISSUER            YES             FOR                  FOR

DONGYING TO CREDIT LINE APPLICATION OF COMPANY AND

SUBSIDIARIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Arabtec Holding S.A.L.

  TICKER:               ARTC                                CUSIP:   M1491G104

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES             FOR                  FOR

NO.2 OF 2015

PROPOSAL #2: AMEND CORPORATE PURPOSE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #8: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL         ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH COMPETITORS FOR 1 YEAR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Arabtec Holding S.A.L.

  TICKER:               ARTC                                CUSIP:   M1491G104

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS (CUMULATIVE VOTING)                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE ALLOCATION OF INCOME RE: USAGE          ISSUER            YES             FOR                  FOR

OF STATUTORY RESERVE TO EXTINGUISH LOSSES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aramex PJSC

  TICKER:               ARMX                                CUSIP:   M1463Z106

  MEETING DATE:   4/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DIVIDENDS UP TO 15 PERCENT OF            ISSUER            YES             FOR                  FOR

THE PAID UP CAPITAL FOR FY 2015

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER            YES             FOR                  FOR

 2015

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015


 

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES         AGAINST           AGAINST

NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Arca Continental S.A.B. de C.V.

  TICKER:               AC *                                CUSIP:   P0448R103

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF CORPORACION                 ISSUER            YES             FOR                  FOR

LINDLEY SA

PROPOSAL #2: AUTHORIZE INCREASE IN VARIABLE CAPITAL          ISSUER            YES             FOR                  FOR

VIA ISSUANCE OF SHARES WITH PREEMPTIVE RIGHTS

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #4: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Arca Continental S.A.B. de C.V.

  TICKER:               AC *                                CUSIP:   P0448R103

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CEO'S REPORT ON OPERATIONS AND        ISSUER            YES             FOR                  FOR

 RESULTS OF COMPANY ACCOMPANIED BY AUDITOR'S REPORT

AND BOARD'S OPINION

PROPOSAL #1.2: APPROVE REPORT ON OPERATIONS AND                 ISSUER            YES             FOR                  FOR

ACTIVITIES UNDERTAKEN BY BOARD AND PRINCIPAL

ACCOUNTING POLICIES AND CRITERIA AND INFORMATION

FOLLOWED IN PREPARATION OF FINANCIAL INFORMATION

PROPOSAL #1.3: APPROVE REPORT OF AUDIT AND CORPORATE         ISSUER            YES             FOR                  FOR

PRACTICES COMMITTEE; RECEIVE REPORT ON ADHERENCE TO

FISCAL OBLIGATIONS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH            ISSUER            YES             FOR                  FOR

DIVIDENDS OF MXN 1.85 PER SHARE

PROPOSAL #3: SET MAXIMUM NOMINAL AMOUNT OF SHARE                ISSUER            YES             FOR                  FOR

REPURCHASE RESERVE

PROPOSAL #4: ELECT DIRECTORS, VERIFY INDEPENDENCE OF         ISSUER            YES         AGAINST           AGAINST

BOARD MEMBERS, APPROVE THEIR REMUNERATION AND ELECT

SECRETARIES

PROPOSAL #5: APPROVE REMUNERATION OF BOARD COMMITTEE         ISSUER            YES         AGAINST           AGAINST

MEMBERS; ELECT CHAIRMAN OF AUDIT AND CORPORATE

PRACTICES COMMITTEE

PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Arcelik A.S.

  TICKER:               ARCLK                              CUSIP:   M1490L104

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND CORPORATE PURPOSE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ArcelorMittal South Africa Ltd

  TICKER:               ACL                                  CUSIP:   S05944111

  MEETING DATE:   9/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL BY VICVA OF 21,103,219         ISSUER            YES             FOR                  FOR

ARCELORMITTAL SHARES TO THE TRUST

PROPOSAL #2: AUTHORISE THE COMPANY TO PROVIDE                     ISSUER            YES             FOR                  FOR

FINANCIAL ASSISTANCE TO THE TRUST AND ANY PRESENT OR

FUTURE QUALIFYING EMPLOYEE PARTICIPATING IN THE

PROPOSAL #3: AUTHORISE THE COMPANY TO PROVIDE                     ISSUER            YES             FOR                  FOR

FINANCIAL ASSISTANCE UNDER THE LTIP

PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ArcelorMittal South Africa Ltd

  TICKER:               ACL                                  CUSIP:   S05944111

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS PURSUANT TO THE RIGHTS

PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ArcelorMittal South Africa Ltd

  TICKER:               ACL                                  CUSIP:   S05944111

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH MANDISI MANTYI AS THE INDIVIDUAL

DESIGNATED AUDITOR

PROPOSAL #3: RE-ELECT MPHO MAKWANA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT LUMKILE MONDI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT JACOB MODISE AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT NOMAVUSO MNXASANA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT NEVILLE NICOLAU AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT ZEE CELE AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT RAMESH KOTHARI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT MARC VEREECKE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT DEAN SUBRAMANIAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #12: RE-ELECT PAUL O'FLAHERTY AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT JACOB MODISE AS MEMBER OF THE              ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #14: RE-ELECT NOMAVUSO MNXASANA AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT AND RISK COMMITTEE

PROPOSAL #15: ELECT ZEE CELE AS MEMBER OF THE AUDIT          ISSUER            YES             FOR                  FOR

AND RISK COMMITTEE

PROPOSAL #16: ELECT CHAIRPERSON OF THE AUDIT AND RISK        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #17: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #18.1: APPROVE FEES OF CHAIRMAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #18.2: APPROVE FEES OF MEMBER                                  ISSUER            YES             FOR                  FOR

PROPOSAL #18.3: APPROVE FEES OF AUDIT AND RISK                   ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #18.4: APPROVE FEES OF AUDIT AND RISK                   ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #18.5: APPROVE FEES OF NOMINATIONS COMMITTEE        ISSUER            YES             FOR                  FOR

 CHAIRMAN

PROPOSAL #18.6: APPROVE FEES OF NOMINATIONS COMMITTEE        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #18.7: APPROVE FEES OF SAFETY, HEALTH AND            ISSUER            YES             FOR                  FOR

ENVIRONMENT COMMITTEE CHAIRMAN

PROPOSAL #18.8: APPROVE FEES OF SAFETY, HEALTH AND            ISSUER            YES             FOR                  FOR

ENVIRONMENT COMMITTEE MEMBER

PROPOSAL #18.9: APPROVE FEES OF REMUNERATION, SOCIAL         ISSUER            YES             FOR                  FOR

AND ETHICS COMMITTEE CHAIRMAN

PROPOSAL #18.10: APPROVE FEES OF REMUNERATION, SOCIAL        ISSUER            YES             FOR                  FOR

 AND ETHICS COMMITTEE MEMBER


 

PROPOSAL #18.11: APPROVE FEES OF SHARE TRUST                       ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #18.12: APPROVE FEES OF SHARE TRUST                       ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #18.13: APPROVE FEES OF B-BBEE COMMITTEE              ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #18.14: APPROVE FEES OF B-BBEE COMMITTEE              ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #18.15: APPROVE FEES OF ANY AD HOC OR OTHER         ISSUER            YES             FOR                  FOR

COMMITTEE APPOINTED BY THE BOARD (CHAIRMAN)

PROPOSAL #18.16: APPROVE FEES OF ANY AD HOC OR OTHER         ISSUER            YES             FOR                  FOR

COMMITTEE APPOINTED BY THE BOARD (MEMBER)

PROPOSAL #19: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANY

PROPOSAL #20: AUTHORISE RATIFICATION OF APPROVED                ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ardentec Corp.

  TICKER:               3264                                CUSIP:   Y02028101

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #7: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Arezzo Industria e Comercio SA

  TICKER:               ARZZ3                              CUSIP:   P04508100

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Arteris SA

  TICKER:               ARTR3                              CUSIP:   P0R17E104

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPOINT BANCO BNP PARIBAS BRASIL S.A.         ISSUER            YES             FOR                  N/A

TO PREPARE VALUATION REPORT FOR DELISTING OFFER

PROPOSAL #1.2: APPOINT N M ROTHSCHILD & SONS (BRASIL)        ISSUER             NO              N/A                  N/A

 LIMITADA TO PREPARE VALUATION REPORT FOR DELISTING

OFFER

PROPOSAL #1.3: APPOINT HSBC SECURITIES INC. TO                   ISSUER             NO              N/A                  N/A

PREPARE VALUATION REPORT FOR DELISTING OFFER

PROPOSAL #2: APPROVE COMPANY'S DELISTING FROM NOVO            ISSUER            YES         AGAINST           AGAINST

MERCADO SEGMENT OF THE SAO PAULO STOCK EXCHANGE AND

CONVERSION OF ITS ISSUER REGISTRATION FROM CATEGORY A

 TO CATEGORY B

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Arteris SA

  TICKER:               ARTR3                              CUSIP:   P0R17E104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET AND ALLOCATION OF        ISSUER            YES             FOR                  FOR

 INCOME

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Arteris SA

  TICKER:               ARTR3                              CUSIP:   P0R17E104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES               ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aselsan Elektronik Sanayi ve Ticaret AS

  TICKER:               ASELS                              CUSIP:   M1501H100

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR            ISSUER            YES         AGAINST           AGAINST

2016

PROPOSAL #12: APPROVE UPPER LIMIT OF SPONSORSHIPS TO         ISSUER            YES         AGAINST           AGAINST

BE MADE IN 2016

PROPOSAL #13: APPROVE PROFIT DISTRIBUTION POLICY                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asia Cement Corporation

  TICKER:               1102                                CUSIP:   Y0275F107

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND WORKING SYSTEM FOR SUPERVISORS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asia Optical Co. Inc.

  TICKER:               3019                                CUSIP:   Y0368G103

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS AND

AMEND PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES

AND PROCEDURES FOR ENDORSEMENT AND GUARANTEES

PROPOSAL #5: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS

PROPOSAL #6.1: ELECT LU,HUI-MIN WITH ID NO.                        ISSUER            YES             FOR                  FOR

S100876XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT CHEN,SHUI-JIN WITH ID NO.                   ISSUER            YES             FOR                  FOR

P120616XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT ZHONG,DENG-KE WITH ID NO.                   ISSUER            YES             FOR                  FOR

N120461XXX AS INDEPENDENT DIRECTOR


 

PROPOSAL #6.4: ELECT LAI YIREN WITH SHAREHOLDER NO. 1   SHAREHOLDER        YES         AGAINST               N/A

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT LIN TAILANG WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 579 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT WU SHUPIN WITH SHAREHOLDER NO.      SHAREHOLDER        YES         AGAINST               N/A

20 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT LIN YULIANG WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 15 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asia Pacific Telecom Co., Ltd.

  TICKER:               3682                                CUSIP:   Y0R895106

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CHEN,YI-WEN WITH ID                              ISSUER            YES             FOR                  FOR

NO.G100106XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT YANG,XI-NIAN WITH ID                            ISSUER            YES             FOR                  FOR

NO.F103802XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asia Polymer Corp.

  TICKER:               1308                                CUSIP:   Y0371T100

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE AUDIT REPORT                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #7: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES         AGAINST           AGAINST

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #9: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES


 

PROPOSAL #10.1: ELECT WU,YI-GUEI, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION,

WITH SHAREHOLDER NO. 76963, AS NON-INDEPENDENT

PROPOSAL #10.2: ELECT MIAO,FONG-CIANG, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF TAIWAN UNION INTERNATIONAL

INVESTMENT CORPORATION, WITH SHAREHOLDER NO. 76964,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT HUANG,GUANG-JHE, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF UNION POLYMER INTERNATIONAL

INVESTMENT CORPORATION, WITH SHAREHOLDER NO. 76963,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.4: ELECT LI,GUO-HONG, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF UNION POLYMER INTERNATIONAL INVESTMENT

CORPORATION, WITH SHAREHOLDER NO.76963, AS NON-

PROPOSAL #10.5: ELECT LIOU,HAN-TAI, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF UNION POLYMER INTERNATIONAL INVESTMENT

CORPORATION, WITH SHAREHOLDER NO. 76963, AS NON-

PROPOSAL #10.6: ELECT LIOU,JHEN-TU, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF UNION POLYMER INTERNATIONAL INVESTMENT

CORPORATION, WITH SHAREHOLDER NO. 76963, AS NON-

PROPOSAL #10.7: ELECT CHEN,DA-SYONG WITH ID                        ISSUER            YES             FOR                  FOR

NO.A104203XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.8: ELECT SHEN,SHANG-HONG, WITH ID NO              ISSUER            YES             FOR                  FOR

D120905XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.9: ELECT JHENG,DUN-CIAN, WITH ID NO.              ISSUER            YES             FOR                  FOR

A123299XXX AS INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asia Vital Components Co., Ltd.

  TICKER:               3017                                CUSIP:   Y0392D100

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CHING-HANG SHEN, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF ZING HE INVESTMENT CO., LTD WITH SHAREHOLDER NO.

44418, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT ONO RYOJI, REPRESENTATIVE OF              ISSUER            YES             FOR                  FOR

FURUKAWA ELECTRIC CO., LTD. WITH SHAREHOLDER NO. 682,

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT UDAGAWA TOMOYUKI, REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF FURUKAWA ELECTRIC CO., LTD. WITH SHAREHOLDER NO.

682, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT MASAAKI YAMAMOTO, REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF FURUKAWA ELECTRIC CO., LTD. WITH SHAREHOLDER NO.

682, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT YI-CHEN CHEN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 1705 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT JUI-PIN WANG WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 230 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT ZU-MO HUANG WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 309 AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #4.8: ELECT ZHONG-BIN ZHENG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 6353 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT JUN-CHENG CHEN WITH ID NO.                 ISSUER            YES             FOR                  FOR

Q120412XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT YI-LANG ZHUO WITH ID NO.                   ISSUER            YES             FOR                  FOR

E100964XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.11: ELECT TAI-HSIUNG PENG WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 43128 AS INDEPENDENT DIRECTOR

PROPOSAL #4.12: ELECT ATSUSHI KITANOYA WITH                        ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 677 AS SUPERVISOR

PROPOSAL #4.13: ELECT YAO WANG WITH SHAREHOLDER NO.          ISSUER            YES             FOR                  FOR

1404 AS SUPERVISOR

PROPOSAL #4.14: ELECT LI-MEI SHEN, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

SHENG HONG INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

 48486, AS SUPERVISOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF CHING-HANG SHEN,

REPRESENTATIVE OF ZING HE INVESTMENT CO., LTD.

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF FURUKAWA ELECTRIC CO., LTD.

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF ONO RYOJI, REPRESENTATIVE

OF FURUKAWA ELECTRIC CO., LTD.

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF UDAGAWA TOMOYUKI,

REPRESENTATIVE OF FURUKAWA ELECTRIC CO., LTD.

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF MASAAKI YAMAMOTO,

REPRESENTATIVE OF FURUKAWA ELECTRIC CO., LTD.

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF YI-CHEN CHEN

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF JUI-PIN WANG

PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF ZU-MO HUANG

PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF JUN-CHENG CHEN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asian Paints Ltd.

  TICKER:               500820                            CUSIP:   Y03638114

  MEETING DATE:   7/3/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ASHWIN CHOKSI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ASHWIN DANI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE B S R & CO. LLP AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT A. VAKIL AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asian Paints Ltd.

  TICKER:               500820                            CUSIP:   Y03638114

  MEETING DATE:   9/26/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asian Paints Ltd.

  TICKER:               ASIANPAINT                    CUSIP:   Y03638114

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE KEEPING OF REGISTER OF MEMBERS,         ISSUER            YES             FOR                  FOR

DOCUMENTS, AND CERTIFICATES AT THE OFFICE OF TSR

DARASHAW LTD., REGISTRAR AND TRANSFER AGENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asian Paints Ltd.

  TICKER:               ASIANPAINT                    CUSIP:   Y03638114

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT MAHENDRA CHOKSI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT MALAV DANI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE B S R & CO., LLP AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asian Star Anchor Chain Co., Ltd. Jiangsu

  TICKER:               601890                            CUSIP:   Y0370R105

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS


 

PROPOSAL #7: APPROVE USE OF COMPANY'S OWN FUNDS TO            ISSUER            YES             FOR                  FOR

INVEST IN BANK FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF JIANGSU           SHAREHOLDER        YES             FOR                  FOR

GONGZHENG TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO.,

LTD. AS AUDITOR

PROPOSAL #10: APPROVE 2016 APPOINTMENT OF JIANGSU          SHAREHOLDER        YES             FOR                  FOR

GONGZHENG TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO.,

LTD. AS INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aspen Pharmacare Holdings Ltd

  TICKER:               APN                                  CUSIP:   S0754A105

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: RECEIVE AND NOTE THE SOCIAL & ETHICS              ISSUER            YES             FOR                  FOR

COMMITTEE REPORT

PROPOSAL #3a: RE-ELECT ROY ANDERSEN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3b: RE-ELECT KUSENI DLAMINI AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3c: RE-ELECT CHRIS MORTIMER AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT DAVID REDFERN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY AND TANYA RAE AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #5a: RE-ELECT ROY ANDERSEN AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #5b: RE-ELECT JOHN BUCHANAN AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #5c: RE-ELECT MAUREEN MANYAMA AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #5d: RE-ELECT SINDI ZILWA AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1.1: APPROVE FEES OF BOARD CHAIRMAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE FEES OF BOARD MEMBER                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE FEES OF AUDIT & RISK COMMITTEE        ISSUER            YES             FOR                  FOR

 CHAIRMAN

PROPOSAL #1.4: APPROVE FEES OF AUDIT & RISK COMMITTEE        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #1.5: APPROVE FEES OF REMUNERATION &                     ISSUER            YES             FOR                  FOR

NOMINATION COMMITTEE CHAIRMAN

PROPOSAL #1.6: APPROVE FEES OF REMUNERATION &                     ISSUER            YES             FOR                  FOR

NOMINATION COMMITTEE MEMBER


 

PROPOSAL #1.7: APPROVE FEES OF SOCIAL & ETHICS                   ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #1.8: APPROVE FEES OF SOCIAL & ETHICS                   ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Asseco Poland S.A.

  TICKER:               ACP                                  CUSIP:   X02540130

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING; ELECT MEETING CHAIRMAN               ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE PROPER CONVENING OF MEETING;        ISSUER            YES             FOR                  FOR

 ELECT MEMBERS OF VOTE COUNTING COMMISSION

PROPOSAL #3: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #9.2: APPROVE FINANCIAL STATEMENTS FOR                 ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #12: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S

OPERATIONS FOR FISCAL 2015

PROPOSAL #13.1: APPROVE DISCHARGE OF ADAM GORAL                 ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13.2: APPROVE DISCHARGE OF ZBIGNIEW                     ISSUER            YES             FOR                  FOR

POMIANEK (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.3: APPROVE DISCHARGE OF PRZEMYSLAW                 ISSUER            YES             FOR                  FOR

BORZESTOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.4: APPROVE DISCHARGE OF MAREK PANEK                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13.5: APPROVE DISCHARGE OF PRZEMYSLAW                 ISSUER            YES             FOR                  FOR

SECZKOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.6: APPROVE DISCHARGE OF ROBERT                        ISSUER            YES             FOR                  FOR

SMULKOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.7: APPROVE DISCHARGE OF WLODZIMIERZ                ISSUER            YES             FOR                  FOR

SERWINSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.8: APPROVE DISCHARGE OF TADEUSZ DYRGA            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13.9: APPROVE DISCHARGE OF PAWEL PIWOWAR            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13.10: APPROVE DISCHARGE OF RAFAL KOZLOWSKI        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.11: APPROVE DISCHARGE OF ANDRZEJ                     ISSUER            YES             FOR                  FOR

DOPIERALA (MANAGEMENT BOARD MEMBER)

PROPOSAL #14.1: APPROVE DISCHARGE OF JACEK DUCH                 ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #14.2: APPROVE DISCHARGE OF ADAM NOGA                   ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #14.3: APPROVE DISCHARGE OF DARIUSZ BRZESKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)


 

PROPOSAL #14.4: APPROVE DISCHARGE OF ARTUR KUCHARSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #14.5: APPROVE DISCHARGE OF DARIUSZ                       ISSUER            YES             FOR                  FOR

STOLARCZYK (SUPERVISORY BOARD MEMBER)

PROPOSAL #14.6: APPROVE DISCHARGE OF PIOTR                          ISSUER            YES             FOR                  FOR

AUGUSTYNIAK (SUPERVISORY BOARD MEMBER)

PROPOSAL #15: APPROVE ALLOCATION OF INCOME AND                   ISSUER            YES             FOR                  FOR

DIVIDENDS OF PLN 3.01 PER SHARE

PROPOSAL #16.1: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #16.2: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #16.3: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #16.4: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #16.5: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #16.6: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #17: APPROVE REMUNERATION OF SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD MEMBERS

PROPOSAL #18.1: APPROVE SALE OF ORGANIZED PART OF              ISSUER            YES             FOR                  FOR

ENTERPRISE ASSECO POLAND S.A.

PROPOSAL #18.2: APPROVE SALE OF ORGANIZED PART OF              ISSUER            YES             FOR                  FOR

ENTERPRISE ASSECO POLAND S.A.

PROPOSAL #19: APPROVE MERGER WITH INFOVIDE-MATRIX              ISSUER            YES             FOR                  FOR

S.A.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Assore Ltd

  TICKER:               ASR                                  CUSIP:   S07525116

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT ED SOUTHEY AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: RE-ELECT BILL URMSON AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT THANDEKA MGODUSO AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT IPELENG MKHARI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT ED SOUTHEY, SYDNEY MHLARHI AND         ISSUER            YES         AGAINST           AGAINST

BILL URMSON AS MEMBERS OF THE AUDIT AND RISK

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARY AND INTER-RELATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Astral Foods Ltd

  TICKER:               ARL                                  CUSIP:   S0752H102

  MEETING DATE:   2/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 SEPTEMBER

PROPOSAL #2: ELECT DIEDERIK FOUCHE AS DIRECTOR                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.1: RE-ELECT TSHEPO SHABANGU AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT TAKALANI MAUMELA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT IZAK FOURIE AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK MANAGEMENT COMMITTEE

PROPOSAL #4.2: ELECT DIEDERIK FOUCHE AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK MANAGEMENT COMMITTEE

PROPOSAL #4.3: RE-ELECT TSHEPO SHABANGU AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK MANAGEMENT COMMITTEE

PROPOSAL #5.1: RE-ELECT GARY ARNOLD AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

SOCIAL AND ETHICS COMMITTEE

PROPOSAL #5.2: RE-ELECT LEN HANSEN AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

SOCIAL AND ETHICS COMMITTEE

PROPOSAL #5.3: RE-ELECT TAKALANI MAUMELA AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE SOCIAL AND ETHICS COMMITTEE

PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH D VON HOESSLIN AS THE

INDIVIDUAL DESIGNATED AUDITOR

PROPOSAL #7: AUTHORISE THE AUDIT AND RISK MANAGEMENT         ISSUER            YES             FOR                  FOR

COMMITTEE TO FIX REMUNERATION OF THE AUDITORS

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #10: APPROVE REMUNERATION OF NON-EXECUTIVE          ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #11: APPROVE REMUNERATION OF NON-EXECUTIVE          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #12: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANY OR CORPORATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Astro Malaysia Holdings Berhad

  TICKER:               ASTRO                              CUSIP:   Y04323104

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT AUGUSTUS RALPH MARSHALL AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT YAU AH LAN @ FARA YVONNE AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT ZAKI BIN TUN AZMI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE CHIN KWAI YOONG TO CONTINUE                ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #7: ELECT ABDUL RAHMAN BIN AHMAD AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE GRANT OF SHARES TO ROHANA BINTI        ISSUER            YES             FOR                  FOR

 TAN SRI DATUK HAJI ROZHAN UNDER THE MANAGEMENT SHARE

 SCHEME


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Astro Malaysia Holdings Berhad

  TICKER:               ASTRO                              CUSIP:   Y04323104

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 USAHA TEGAS SDN BHD AND/OR ITS AFFILIATES

PROPOSAL #2: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 MAXIS BERHAD AND/OR ITS AFFILIATES

PROPOSAL #3: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 MEASAT GLOBAL BERHAD AND/OR ITS AFFILIATES

PROPOSAL #4: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 ASTRO HOLDINGS SDN BHD AND/OR ITS AFFILIATES

PROPOSAL #5: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 NEW DELHI TELEVISION LIMITED AND/OR ITS AFFILIATES

PROPOSAL #6: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 SUN TV NETWORK LIMITED AND/OR ITS AFFILIATES

PROPOSAL #7: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 GS HOME SHOPPING INC. AND/OR ITS AFFILIATES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ASUSTeK Computer Inc.

  TICKER:               2357                                CUSIP:   Y04327105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ATEN International Co., Ltd.

  TICKER:               6277                                CUSIP:   Y0433U103

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Athens Water Supply & Sewage (EYDAP)

  TICKER:               EYDAP                              CUSIP:   X0257L107

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE REMUNERATION FOR BOARD CHAIRMAN         ISSUER            YES             FOR                  FOR

AND CEO

PROPOSAL #5: APPROVE REMUNERATION FOR BOARD MEMBERS,         ISSUER            YES             FOR                  FOR

THE SECRETARY OF THE BOARD, THE DIRECTOR OF LEGAL

SERVICES DIVISION AND THE AUDIT COMMITTEE MEMBERS

PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Atlas Consolidated Mining and Development Corporation

  TICKER:               AT                                    CUSIP:   Y0434M118

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF THE ANNUAL GENERAL            ISSUER            YES             FOR                  FOR

MEETING OF STOCKHOLDERS HELD ON APRIL 28, 2015

PROPOSAL #2: APPROVE AUDITED FINANCIAL STATEMENTS AND        ISSUER            YES             FOR                  FOR

 ANNUAL REPORT FOR THE YEAR ENDED DEC. 31, 2015

PROPOSAL #3: AMEND ARTICLE III OF THE ARTICLES OF              ISSUER            YES             FOR                  FOR

INCORPORATION TO CHANGE THE CORPORATION'S PRINCIPAL

OFFICE ADDRESS

PROPOSAL #4: APPROVE REDUCTION OF THE PAR VALUE AND          ISSUER            YES         AGAINST           AGAINST

REDUCTION OF THE AUTHORIZED CAPITAL STOCK AND THE

AMENDMENT TO ARTICLE VII OF THE ARTICLES OF

INCORPORATION

PROPOSAL #5: APPROVE INCREASE IN THE AUTHORIZED                 ISSUER            YES         AGAINST           AGAINST

CAPITAL STOCK AND THE AMENDMENT TO ARTICLE VII OF THE

 ARTICLES OF INCORPORATION

PROPOSAL #6: AMEND ARTICLE I, SECTION 1 OF THE BY-             ISSUER            YES             FOR                  FOR

LAWS OF THE COMPANY TO CHANGE THE PLACE OF THE

STOCKHOLDERS' MEETING

PROPOSAL #7: AMEND ARTICLE IV, SECTION 1 OF THE BY-           ISSUER            YES             FOR                  FOR

LAWS OF THE COMPANY TO INCREASE THE NUMBER OF

EXECUTIVE COMMITTEE MEMBERS OF THE BOARD OF DIRECTORS

 FROM 3 TO AT LEAST 3 MEMBERS

PROPOSAL #8: RATIFY ACTS AND RESOLUTIONS OF THE BOARD        ISSUER            YES             FOR                  FOR

 OF DIRECTORS AND MANAGEMENT FOR THE YEAR 2015

PROPOSAL #9: APPOINT SGV & CO. AS EXTERNAL AUDITORS           ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: ELECT ALFREDO C. RAMOS AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #10.2: ELECT FREDERIC C. DYBUNCIO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.3: ELECT MARTIN C. BUCKINGHAM AS                     ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #10.4: ELECT ISIDRO A. CONSUNJI AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #10.5: ELECT ADRIAN PAULINO S. RAMOS AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.6: ELECT GERARD ANTON S. RAMOS AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.7: ELECT JOSE T. SIO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.8: ELECT FULGENCIO S. FACTORAN JR. AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.9: ELECT RICHARD J. GORDON AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #10.10: ELECT ALFREDO R. ROSAL JR. AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.11: ELECT LAURITO E. SERRANO AS DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Attacq Ltd

  TICKER:               ATT                                  CUSIP:   S1244P108

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE

PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #4: REAPPOINT DELOITTE AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY AND APPOINT PATRICK KLEB AS THE DESIGNATED

PARTNER

PROPOSAL #5: RE-ELECT PIETER FAURE AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT THYS DU TOIT AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT WILHELM NAUTA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT KENEILWE MOLOKO AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT BRETT NAGLE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: RE-ELECT STEWART SHAW-TAYLOR AS                     ISSUER            YES             FOR                  FOR

CHAIRPERSON OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #11: RE-ELECT HELLEN EL HAIMER AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #12: ELECT KENEILWE MOLOKO AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #13: ELECT WILHELM NAUTA AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #14: PLACE AUTHORISED BUT UNISSUED SHARES            ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #15: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' FEES            ISSUER            YES             FOR                  FOR

FUTURE INCREASES


 

PROPOSAL #5: AUTHORISE ALLOTMENT AND ISSUE OF SHARES         ISSUER            YES             FOR                  FOR

TO DIRECTORS AND PRESCRIBED OFFICERS UNDER THE LONG-

TERM INCENTIVE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AU Optronics Corp

  TICKER:               2409                                CUSIP:   002255107

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT VIVIEN HUEY-JUAN HSIEH WITH ID          ISSUER            YES             FOR                  FOR

NO.P20006XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT MEI-YUEH HO WITH ID                              ISSUER            YES             FOR                  FOR

NO.Q20049XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT DING-YUAN YANG WITH ID                        ISSUER            YES             FOR                  FOR

NO.E10154XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT YEN-SHIANG SHIH WITH ID                       ISSUER            YES             FOR                  FOR

NO.B10048XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT CHIN-BING (PHILIP) PENG WITH              ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.55,AS INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT SHUANG-LANG (PAUL) PENG WITH              ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 86 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT KUEN-YAO (K.Y.) LEE WITH                     ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.3 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT KUO-HSIN (MICHAEL) TSAI, A                 ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF BENQ FOUNDATION WITH SHAREHOLDER

NO. 843652 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT PETER CHEN, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

QISDA CORPORATION WITH SHAREHOLDER NO.1 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.1: APPROVE BUSINESS OPERATIONS REPORT AND        ISSUER            YES             FOR                  FOR

 FINANCIAL STATEMENTS

PROPOSAL #5.2: APPROVE PLAN ON PROFIT DISTRIBUTION             ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: APPROVE ISSUANCE OF ORDINARY SHARES OR        ISSUER            YES             FOR                  FOR

 ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT OR ISSUANCE OF

MARKETABLE SECURITIES VIA PRIVATE PLACEMENT OR

PRIVATE ISSUANCE OF DOMESTIC/OVERSEA CONVERTIBLE BO

PROPOSAL #5.4: APPROVE RELEASE OF RESTRICTIONS OF              ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AU Optronics Corp

  TICKER:               2409                                CUSIP:   Y0451X104

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT VIVIEN HUEY-JUAN HSIEH WITH ID          ISSUER            YES             FOR                  FOR

NO.P20006XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #2.2: ELECT MEI-YUEH HO WITH ID                              ISSUER            YES             FOR                  FOR

NO.Q20049XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #2.3: ELECT DING-YUAN YANG WITH ID                        ISSUER            YES             FOR                  FOR

NO.E10154XXXX AS INDEPENDENT DIRECTOR


 

PROPOSAL #2.4: ELECT YEN-SHIANG SHIH WITH ID                       ISSUER            YES             FOR                  FOR

NO.B10048XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #2.5: ELECT CHIN-BING (PHILIP) PENG WITH              ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.55,AS INDEPENDENT DIRECTOR

PROPOSAL #2.6: ELECT SHUANG-LANG (PAUL) PENG WITH              ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 86 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #2.7: ELECT KUEN-YAO (K.Y.) LEE WITH                     ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.3 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #2.8: ELECT KUO-HSIN (MICHAEL) TSAI, A                 ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF BENQ FOUNDATION WITH SHAREHOLDER

NO. 843652 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #2.9: ELECT PETER CHEN, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

QISDA CORPORATION WITH SHAREHOLDER NO.1 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT OR ISSUANCE OF

MARKETABLE SECURITIES VIA PRIVATE PLACEMENT OR

PRIVATE ISSUANCE OF DOMESTIC/OVERSEA CONVERTIBLE BOND

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aucma Co Ltd.

  TICKER:               600336                            CUSIP:   Y71715109

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN AUDITOR                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aucma Co Ltd.

  TICKER:               600336                            CUSIP:   Y71715109

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE TYPE AND PAR VALUE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUANCE METHOD AND ISSUANCE         ISSUER            YES             FOR                  FOR

TIME

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

ISSUANCE AMOUNT

PROPOSAL #2.04: APPROVE ISSUANCE PRICE AND PRICING            ISSUER            YES             FOR                  FOR

PRINCIPLES

PROPOSAL #2.05: APPROVE SUBSCRIPTION METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE ACCUMULATED PROFIT SHARING            ISSUER            YES             FOR                  FOR

ARRANGEMENT BEFORE THIS ISSUANCE


 

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRIVATE PLACEMENT PLAN                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTIONS                 ISSUER            YES             FOR                  FOR

INVOLVING THIS PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH QINGDAO ENTERPRISE

DEVELOPMENT INVESTMENT CO., LTD.

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE MAIN FINANCIAL INDICATORS EFFECT        ISSUER            YES             FOR                  FOR

 AND COUNTER-DILUTION MEASURES IN CONNECTION WITH

PRIVATE PLACEMENT

PROPOSAL #10: APPROVE SHAREHOLDER DIVIDEND RETURN              ISSUER            YES             FOR                  FOR

PLAN IN THE NEXT THREE YEARS (2016-2018)

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY QINGDAO ENTERPRISE DEVELOPMENT

INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aucma Co Ltd.

  TICKER:               600336                            CUSIP:   Y71715109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF ZHONGXINGHUA        ISSUER            YES             FOR                  FOR

 CPAS LLP AS AUDITOR AND PAYMENT OF THEIR

PROPOSAL #8: APPROVE 2016 FINANCIAL SERVICES AND                ISSUER            YES         AGAINST           AGAINST

GUARANTEE PROVISION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aurobindo Pharma Ltd.

  TICKER:               524804                            CUSIP:   Y04527142

  MEETING DATE:   7/9/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aurobindo Pharma Ltd.

  TICKER:               524804                            CUSIP:   Y04527142

  MEETING DATE:   8/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS

PROPOSAL #3: APPROVE INTERIM DIVIDENDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT P.S.C. REDDY AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT M. SIVAKUMARAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE S.R. BATLIBOI & ASSOCIATES LLP          ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: ELECT A.B. SINGH AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF N. GOVINDARAJAN AS MANAGING DIRECTOR

PROPOSAL #9: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF K.N. REDDY AS VICE CHAIRMAN & EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION         ISSUER            YES             FOR                  FOR

OF M. SIVAKUMARAN AS EXECUTIVE DIRECTOR

PROPOSAL #11: APPROVE REAPPOINTMENT AND REMUNERATION         ISSUER            YES             FOR                  FOR

OF M.M.M. REDDY AS EXECUTIVE DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aurobindo Pharma Ltd.

  TICKER:               524804                            CUSIP:   Y04527142

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aveng Ltd

  TICKER:               AEG                                  CUSIP:   S0805F129

  MEETING DATE:   10/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PHILIP HOURQUEBIE AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: RE-ELECT ANGUS BAND AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT MICHAEL KILBRIDE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT JUBA MASHABA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: RE-ELECT MAHOMED SEEDAT AS DIRECTOR             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.1: RE-ELECT ERIC DIACK AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #3.2: ELECT PHILIP HOURQUEBIE AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT KHOLEKA MZONDEKI AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #3.4: RE-ELECT PETER WARD AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AVENG LIMITED LONG TERM                       ISSUER            YES             FOR                  FOR

INCENTIVE PLAN

PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 AND INTER-RELATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVI Ltd

  TICKER:               AVI                                  CUSIP:   S0808A101

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #3: RE-ELECT MICHAEL BOSMAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT ANDISIWE KAWA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT ADRIAAN NUHN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT ABE THEBYANE AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT MICHAEL BOSMAN AS CHAIRMAN OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #8: RE-ELECT JAMES HERSOV AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #9: RE-ELECT NEO DONGWANA AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #10: APPROVE FEES PAYABLE TO THE NON-                    ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS EXCLUDING THE BOARD CHAIRMAN AND

THE FOREIGN NON-EXECUTIVE DIRECTOR, ADRIAAN NUHN

PROPOSAL #11: APPROVE FEES PAYABLE TO THE BOARD                 ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #12: APPROVE FEES PAYABLE TO THE FOREIGN              ISSUER            YES             FOR                  FOR

NON-EXECUTIVE DIRECTOR, ADRIAAN NUHN

PROPOSAL #13: APPROVE FEES PAYABLE TO THE MEMBERS OF         ISSUER            YES             FOR                  FOR

THE REMUNERATION, NOMINATION AND APPOINTMENTS


 

PROPOSAL #14: APPROVE FEES PAYABLE TO THE MEMBERS OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #15: APPROVE FEES PAYABLE TO THE MEMBERS OF         ISSUER            YES             FOR                  FOR

THE SOCIAL AND ETHICS COMMITTEE

PROPOSAL #16: APPROVE FEES PAYABLE TO THE CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE REMUNERATION, NOMINATION AND APPOINTMENTS

PROPOSAL #17: APPROVE FEES PAYABLE TO THE CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE AUDIT AND RISK COMMITTEE

PROPOSAL #18: APPROVE FEES PAYABLE TO THE CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE SOCIAL AND ETHICS COMMITTEE

PROPOSAL #19: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #20: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aero-Engine Controls Co., Ltd.

  TICKER:               000738                            CUSIP:   Y6203U108

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: ELECT WANG LIWEI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1: APPROVE CHANGES IN AUTOMOTIVE                 SHAREHOLDER        YES             FOR                  N/A

AUTOMATIC TRANSMISSION ACTUATOR PRODUCTION LINE

TECHNOLOGICAL TRANSFORMATION PROJECT

PROPOSAL #11.2: APPROVE CHANGES IN STEPLESS DRIVE AND   SHAREHOLDER        YES             FOR                  N/A

 CONTROL SYSTEM PRODUCTS BATCH PRODUCTION PROJECT

PROPOSAL #11.3: APPROVE CHANGES IN BEIJING AERO LEVER   SHAREHOLDER        YES             FOR                  N/A

 PRECISION LIMITED INTERNATIONAL COOPERATION

EXPANSION PROJECT

PROPOSAL #11.4: APPROVE CHANGES IN ADDITIONAL GUIZHOU   SHAREHOLDER        YES             FOR                  N/A

 HONGLIN AERO-ENGINE CONTROL PRODUCT BASIC CAPACITY

BUILDING PHASE I PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aircraft Co., Ltd.

  TICKER:               000768                            CUSIP:   Y9723E109

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENT TO COMPANY'S                        ISSUER            YES             FOR                  FOR

DEVELOPMENT OF STRATEGIC POINTS

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #5: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

REPLENISH COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aircraft Co., Ltd.

  TICKER:               000768                            CUSIP:   Y9723E109

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: ELECT LIU XUANMIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aircraft Co., Ltd.

  TICKER:               000768                            CUSIP:   Y9723E109

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AMOUNT

PROPOSAL #8: APPROVE CONTINUED SIGNING OF FINANCIAL          ISSUER            YES             FOR                  FOR

SERVICES AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aircraft Co., Ltd.

  TICKER:               000768                            CUSIP:   Y9723E109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HE SHENGQIANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aircraft Co., Ltd.

  TICKER:               000768                            CUSIP:   Y9723E109

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN THE USAGE OF RAISED            ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aviation Engine Corporation PLC

  TICKER:               600893                            CUSIP:   Y9730A108

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF FINANCIAL LEASING AGREEMENT

BETWEEN THE SUBSIDIARY OF AVIC AVIATION PRECISION

CASTING TECHNOLOGY CO., LTD. AND AVIC AVIATION

INTERNATIONAL LEASING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aviation Engine Corporation PLC

  TICKER:               600893                            CUSIP:   Y9730A108

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE VERIFICATION ON CONDITIONS FOR          ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER AND ITS CONCERTED PARTIES TO

INCREASE THEIR HOLDINGS IN THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aviation Engine Corporation PLC

  TICKER:               600893                            CUSIP:   Y9730A108

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF BUSINESS MANAGEMENT        ISSUER            YES             FOR                  FOR

 SERVICES AND DEVELOPMENT DECISIONS CONSULTING

SERVICES AS WELL AS SIGNING OF BUSINESS MANAGEMENT

SERVICE AND DEVELOPMENT DECISION-MAKING CONSULTATION

SERVICE ENTRUSTMENT AGREEMENT WITH AVIC ENGINE HOLD

PROPOSAL #2: APPROVE 2016 CONTINUED RELATED PARTY              ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH ULTIMATE CONTROLLING SHAREHOLDER

AND RELATED PARTIES

PROPOSAL #3: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES         AGAINST           AGAINST

GUARANTEES

PROPOSAL #4: APPROVE 2016 APPLICATION OF FINANCING            ISSUER            YES             FOR                  FOR

AMOUNT AND AUTHORIZATION ON SIGNING RELATED


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Aviation Engine Corporation PLC

  TICKER:               600893                            CUSIP:   Y9730A108

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE REMUNERATION (ALLOWANCE) OF                ISSUER            YES             FOR                  FOR

CHAIRMAN AND DIRECTORS

PROPOSAL #9: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 FINANCIAL BUDGET                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Capital Co., Ltd.

  TICKER:               600705                            CUSIP:   Y07709101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 SEMI-ANNUAL PROFIT                  SHAREHOLDER        YES             FOR                  FOR

DISTRIBUTION

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #3.01: ELECT MENG XIANGTAI AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.02: ELECT ZHANG MIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT LI PING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.04: ELECT ZHAO GUIBIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.05: ELECT DOU BENZHENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3.06: ELECT WANG JINXI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT CHEN JIE AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.02: ELECT HE QIANG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.03: ELECT LIU JIPENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #5.01: ELECT HU XIAOFENG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: ELECT LIU GUANGYUN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Capital Co., Ltd.

  TICKER:               600705                            CUSIP:   Y07709101

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS TO 2015 DAILY                   ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Capital Co., Ltd.

  TICKER:               600705                            CUSIP:   Y07709101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE INTERNAL CONTROL AUDIT REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION PLAN OF                   ISSUER            YES         AGAINST           AGAINST

DIRECTORS

PROPOSAL #9: APPROVE 2015 SPENDING OF THE BOARD OF            ISSUER            YES         AGAINST           AGAINST

DIRECTORS AND 2016 BUDGET

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #11: APPROVE 2015 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #13: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #14: APPROVE SOCIAL RESPONSIBILITY REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE 2015 PERFORMANCE COMMITMENT              ISSUER            YES         AGAINST           AGAINST

ACTUALIZATION OF THE TARGET ASSETS OF TRANSACTION

COUNTERPARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Electromechanical Systems Co Ltd

  TICKER:               002013                            CUSIP:   Y37456111

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT              ISSUER             NO              N/A                  N/A

(DRAFT)

PROPOSAL #7: APPROVE 2016 CREDIT LINE APPLICATION AND        ISSUER             NO              N/A                  N/A

 AUTHORIZATION

PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE 2016 EXTERNAL GUARANTEE                       ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE RELATED TRANSACTION FRAMEWORK          ISSUER             NO              N/A                  N/A

AGREEMENT WITH AVIC INDUSTRIAL GROUP CO., LTD

PROPOSAL #11: APPROVE FINANCIAL SERVICE AGREEMENT              ISSUER             NO              N/A                  N/A

WITH AVIC INDUSTRIAL GROUP FINANCE CO., LTD

PROPOSAL #12: APPROVE CAPITAL INJECTION IN WHOLLY-             ISSUER             NO              N/A                  N/A

OWNED SUBSIDIARY

PROPOSAL #13: APPROVE REPORT OF THE INDEPENDENT                 ISSUER             NO              N/A                  N/A

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Heavy Machinery Co., Ltd.

  TICKER:               600765                            CUSIP:   Y0488B109

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2016 OPERATIONAL PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #9: APPROVE USE OF PARTIAL SAVED RAISED           SHAREHOLDER        YES             FOR                  FOR

FUNDS TO PERMANENTLY REPLENISH WORKING CAPITAL

PROPOSAL #10: APPROVE CONTINUANCE OF FINANCIAL               SHAREHOLDER        YES             FOR                  FOR

SERVICE AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Helicopter Co., Ltd.

  TICKER:               600038                            CUSIP:   Y2981F108

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #8: APPROVE INTERNAL CONTROL AUDIT REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

LOAN OF WHOLLY-OWNED SUBSIDIARY 1

PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

LOAN OF WHOLLY-OWNED SUBSIDIARY 2

PROPOSAL #13: APPROVE ESTABLISHMENT OF HARBIN GENERAL        ISSUER            YES             FOR                  FOR

 AIRCRAFT INDUSTRY CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC International Holding (HK) Ltd

  TICKER:               232                                  CUSIP:   G0719V106

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT PAN LINWU AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2b: ELECT CHU YU LIN, DAVID AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT LAI WEIXUAN AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2d: ELECT XU HONGGE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2e: ELECT XIAO NAN AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2f: ELECT CHOW WAI KAM AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2g: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4a: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4b: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4c: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Real Estate Holding Co., Ltd.

  TICKER:               000043                            CUSIP:   Y8345C103

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.1: APPROVE PAR VALUE AND ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND PLACING                 ISSUER            YES             FOR                  FOR

ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.3: APPROVE DURATION, METHOD AND TERM FOR         ISSUER            YES             FOR                  FOR

THE REPAYMENT OF PRINCIPAL AND INTEREST AND OTHER

SPECIFIC ARRANGEMENTS

PROPOSAL #2.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE OR METHOD OF                 ISSUER            YES             FOR                  FOR

DETERMINATION AND BOND INTEREST RATE OR METHOD OF

DETERMINATION

PROPOSAL #2.6: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #2.7: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.9: APPROVE CREDITWORTHINESS AND SAFEGUARD        ISSUER            YES             FOR                  FOR

 MEASURES OF DEBTS REPAYMENT

PROPOSAL #2.10: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE LISTING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Real Estate Holding Co., Ltd.

  TICKER:               000043                            CUSIP:   Y8345C103

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED PROVISION OF LOAN                ISSUER            YES             FOR                  FOR

GUARANTEES TO CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE CONTINUED FINANCIAL SERVICES              ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN THE COMPANY AND AVIC FINANCE CO.,

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Real Estate Holding Co., Ltd.

  TICKER:               000043                            CUSIP:   Y8345C103

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE APPLICATION OF ADDITIONAL LOAN          ISSUER            YES             FOR                  FOR

FROM AVIC INTERNATIONAL HOLDING CORPORATION

PROPOSAL #8: APPROVE CONTINUED BORROWING FROM CHINA          ISSUER            YES             FOR                  FOR

NATIONAL AERO-TECHNOLOGY SHENZHEN CO., LTD.

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: APPROVE 2015 RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Real Estate Holding Co., Ltd.

  TICKER:               000043                            CUSIP:   Y8345C103

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE TO QUALIFIED INVESTORS

PROPOSAL #2.1: APPROVE PAR VALUE AND ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.3: APPROVE BOND MATURITY, METHOD FOR                ISSUER            YES             FOR                  FOR

REPAYMENT OF CAPITAL AND INTEREST AND OTHER OVERALL

ARRANGEMENTS

PROPOSAL #2.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE OR METHOD OF                 ISSUER            YES             FOR                  FOR

DETERMINATION / APPROVE BOND INTEREST RATE AND METHOD

 OF DETERMINATION

PROPOSAL #2.6: APPROVE GUARANTEE ARRANGEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.9: APPROVE COMPANY'S CREDITWORTHINESS AND        ISSUER            YES             FOR                  FOR

 SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #2.10: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE LISTING TRANSFER ARRANGEMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #4: APPROVE LEASING OF HOTEL PROPERTY ASSETS        ISSUER            YES             FOR                  FOR

 FROM COMPANY BY SHENZHEN GELAN YUNTIAN HOTEL

MANAGEMENT CO LTD.'S SUBSIDIARIES


 

PROPOSAL #5: APPROVE ENTRUSTED DEVELOPMENT OF                     ISSUER            YES             FOR                  FOR

JIANGYIN JIUFANG PLAZA PROJECT BY WHOLLY-OWNED

PROPOSAL #6: APPROVE ENTRUSTED DEVELOPMENT OF                     ISSUER            YES             FOR                  FOR

NANCHONG ZHONGHANGCHENG PROJECT BY WHOLLY-OWNED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Real Estate Holding Co., Ltd.

  TICKER:               000043                            CUSIP:   Y8345C103

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXPAND BUSINESS SCOPE AND                   ISSUER            YES             FOR                  FOR

AMENDMENTS TO ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AVIC Real Estate Holding Co., Ltd.

  TICKER:               000043                            CUSIP:   Y8345C103

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT XIAO LINJUN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.1.2: ELECT WANG MINGCHUAN AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.3: ELECT ZENG JUN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.4: ELECT SHI ZHENGLIN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.5: ELECT ZHONG SIJUN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.1.6: ELECT OU YANGHAO AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.1: ELECT GUO MINGZHONG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.2: ELECT HUA XIAONING AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.3: ELECT SONG BOTONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.1: ELECT CHEN HONGLIANG AS SUPERVISOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.2: ELECT SHENG FAN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.3: ELECT CAO ZHEN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE LOAN FROM CONTROLLING                          ISSUER            YES             FOR                  FOR

SHAREHOLDER AND ULTIMATE CONTROLLING SHAREHOLDER

PROPOSAL #4: APPROVE DISPOSAL AGREEMENT                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Avichina Industry & Technology Co., Ltd.

  TICKER:               02357                              CUSIP:   Y0485Q109

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND DISTRIBUTION OF FINAL DIVIDEND

PROPOSAL #5: APPROVE ERNST & YOUNG AND ERNST & YOUNG         ISSUER            YES             FOR                  FOR

HUA MING LLP AS INTERNATIONAL AND DOMESTIC AUDITORS

RESPECTIVELY AND TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT KIRAN RAO AS DIRECTOR, AUTHORIZE          ISSUER            YES             FOR                  FOR

REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND

AUTHORIZE ANY EXECUTIVE DIRECTOR TO SIGN THE RELEVANT

 SERVICE CONTRACT

PROPOSAL #7: OTHER BUSINESS FOR ORDINARY RESOLUTIONS         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: OTHER BUSINESS FOR SPECIAL RESOLUTIONS           ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Avichina Industry & Technology Co., Ltd.

  TICKER:               02357                              CUSIP:   Y0485Q109

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EQUITY ACQUISITION, SHARE                   ISSUER            YES             FOR                  FOR

ISSUANCE AGREEMENT, SUPPLEMENTARY AGREEMENT AND

RELATED TRANSACTIONS

PROPOSAL #2: APPROVE SUPPLEMENTARY AGREEMENT TO THE          ISSUER            YES             FOR                  FOR

EXISTING MUTUAL PROVISION OF SERVICES AGREEMENT,

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE SUPPLEMENTARY AGREEMENT TO THE          ISSUER            YES             FOR                  FOR

EXISTING PRODUCTS AND SERVICES MUTUAL SUPPLY AND

GUARANTEE AGREEMENT, ANNUAL CAPS AND RELATED

TRANSACTIONS

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Axiata Group Berhad

  TICKER:               AXIATA                            CUSIP:   Y0488A101

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF THE ENTIRE ISSUED        ISSUER            YES             FOR                  FOR

 AND PAID-UP CAPITAL OF REYNOLDS HOLDINGS LTD WHICH

IN TURN HOLDS 80.0 PERCENT EQUITY INTEREST IN NCELL

OVT. LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Axiata Group Berhad

  TICKER:               AXIATA                            CUSIP:   Y0488A101

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT JAMALUDIN IBRAHIM AS DIRECTOR                ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: ELECT BELLA ANN ALMEIDA AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT GHAZZALI SHEIKH ABDUL KHALID AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT AZZAT KAMALUDIN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS WITH          ISSUER            YES             FOR                  FOR

EFFECT FROM THE 24TH ANNUAL GENERAL MEETING UNTIL THE

 NEXT ANNUAL GENERAL MEETING OF THE COMPANY

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #9: APPROVE ISSUANCE OF NEW ORDINARY SHARES         ISSUER            YES             FOR                  FOR

UNDER THE DIVIDEND REINVESTMENT SCHEME

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE LONG TERM INCENTIVE PLAN (LTIP)        ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE GRANT OF AWARDS TO JAMALUDIN            ISSUER            YES             FOR                  FOR

BIN IBRAHIM UNDER THE LTIP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Axis Bank Ltd.

  TICKER:               532215                            CUSIP:   Y0487S137

  MEETING DATE:   7/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT U. SANGWAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE S. R. BATLIBOI & CO LLP AS                 ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT S. VISHVANATHAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REVISION OF REMUNERATION OF S.          ISSUER            YES             FOR                  FOR

MISRA, CHAIRMAN

PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

S. SHARMA AS CEO & MANAGING DIRECTOR

PROPOSAL #8: APPROVE REVISION OF REMUNERATION OF V.          ISSUER            YES             FOR                  FOR

SRINIVASAN, EXECUTIVE DIRECTOR

PROPOSAL #9: ELECT S.K. GUPTA AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF        ISSUER            YES             FOR                  FOR

 S.K. GUPTA AS EXECUTIVE DIRECTOR & CFO

PROPOSAL #11: APPROVE REVISION OF REMUNERATION OF              ISSUER            YES             FOR                  FOR

S.K. GUPTA, EXECUTIVE DIRECTOR & CFO

PROPOSAL #12: APPROVE INCREASE IN BORROWING POWERS             ISSUER            YES             FOR                  FOR

PROPOSAL #13: AUTHORIZE ISSUANCE OF DEBT INSTRUMENTS         ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE INCREASE IN LIMIT ON FOREIGN            ISSUER            YES             FOR                  FOR

SHAREHOLDINGS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Axis Bank Ltd.

  TICKER:               532215                            CUSIP:   Y0487S137

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REELECT P. R. MENON AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Axis Bank Ltd.

  TICKER:               532215                            CUSIP:   Y0487S137

  MEETING DATE:   5/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF SANJIV MISRA AS NON-EXECUTIVE CHAIRMAN

PROPOSAL #2: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ayala Corporation

  TICKER:               AC                                    CUSIP:   Y0486V115

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND THE FOURTH ARTICLE OF THE ARTICLES        ISSUER            YES             FOR                  FOR

 OF INCORPORATION TO EXTEND THE CORPORATE TERM FOR 50

 YEARS FROM JANUARY 23, 2018

PROPOSAL #4.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT FERNANDO ZOBEL DE AYALA AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT YOSHIO AMANO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT RAMON R. DEL ROSARIO, JR. AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.5: ELECT DELFIN L. LAZARO AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT XAVIER P. LOINAZ AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: ELECT ANTONIO JOSE U. PERIQUET AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT SYCIP GORRES VELAYO & CO. AS                 ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITOR AND FIX ITS REMUNERATION

PROPOSAL #6: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ayala Land, Inc.

  TICKER:               ALI                                  CUSIP:   Y0488F100

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT FERNANDO ZOBEL DE AYALA AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.2: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT BERNARD VINCENT O. DY AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.4: ELECT ANTONINO T. AQUINO AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: ELECT ARTURO G. CORPUZ AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: ELECT FRANCIS G. ESTRADA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: ELECT JAIME C. LAYA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: ELECT DELFIN L. LAZARO AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: ELECT RIZALINA G. MANTARING AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT SYCIP GORRES VELAYO & CO. AS                 ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITOR AND APPROVE THE FIXING OF ITS

REMUNERATION

PROPOSAL #5: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aygaz AS

  TICKER:               AYGAZ                              CUSIP:   M1548S101

  MEETING DATE:   4/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               B2W Companhia Digital

  TICKER:               BTOW3                              CUSIP:   P19055113

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               B2W Companhia Digital

  TICKER:               BTOW3                              CUSIP:   P19055113

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 3 RE: CORPORATE PURPOSE             ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: AMEND STOCK OPTION PLAN                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               B2W Companhia Digital

  TICKER:               BTOW3                              CUSIP:   P19055113

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLE 5

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bagfas Bandirma Gubre Fabrikalari AS

  TICKER:               BAGFS                              CUSIP:   M15695105

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: CORRECT FINANCIAL STATEMENTS OF 2014,            ISSUER            YES             FOR                  FOR

2013 AND 2012

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #12: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BAIC Motor Corporation Ltd

  TICKER:               01958                              CUSIP:   Y0506H104

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO THE RULES OF                 ISSUER            YES         AGAINST           AGAINST

PROCEDURES FOR THE BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BAIC Motor Corporation Ltd

  TICKER:               1958                                CUSIP:   Y0506H104

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFITS DISTRIBUTION AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS DISTRIBUTION PLAN

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS DOMESTIC AUDITOR AND

PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITOR AND

AUTHORIZE MANAGEMENT TO FIX THEIR RESPECTIVE AUDIT

PROPOSAL #6: APPROVE REMUNERATION PLAN FOR                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #7: APPROVE REMUNERATION PLAN FOR                          ISSUER            YES             FOR                  FOR

INDEPENDENT SUPERVISORS

PROPOSAL #8: APPROVE ISSUANCE OF ONSHORE AND OFFSHORE        ISSUER            YES             FOR                  FOR

 CORPORATE DEBT FINANCING INSTRUMENTS

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BAIC Motor Corporation Ltd

  TICKER:               1958                                CUSIP:   Y0506H104

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baida Group Co., Ltd.

  TICKER:               600865                            CUSIP:   Y3041S106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT AND REMUNERATION         ISSUER            YES             FOR                  FOR

OF AUDITOR

PROPOSAL #7: APPROVE 2016 REMUNERATION PLAN FOR                 ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE BOARD

PROPOSAL #8: ELECT GAO FENG AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #11: AMEND MANAGEMENT SYSTEM FOR PROVIDING          ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #12: APPROVE RECONSIDERATION ON THE DAILY            ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION WITH ZHEJIANG INTIME

DEPARTMENT STORE CO. LTD. REGARDING CARD-TO-CARD

INTERWORKING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baida Group Co., Ltd.

  TICKER:               600865                            CUSIP:   Y3041S106

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF IDLE OWN FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bajaj Auto Ltd.

  TICKER:               532977                            CUSIP:   Y05490100

  MEETING DATE:   7/23/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT S. BAJAJ AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT N. BAJAJ AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DALAL & SHAH AS AUDITORS AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #6: ELECT G. PIRAMAL AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

RAHUL BAJAJ AS CHAIRMAN

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

M. BAJAJ AS VICE CHAIRMAN

PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

RAJIV BAJAJ AS MANAGING DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bajaj Finserv Ltd.

  TICKER:               532978                            CUSIP:   Y0548X109

  MEETING DATE:   7/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT RAJIV BAJAJ AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DALAL & SHAH AS AUDITORS AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bajaj Holdings & Investment Ltd.

  TICKER:               500490                            CUSIP:   Y0546X143

  MEETING DATE:   7/23/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT R. BAJAJ AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE DALAL & SHAH AS AUDITORS AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Balkrishna Industries Ltd.

  TICKER:               502355                            CUSIP:   Y05506129

  MEETING DATE:   12/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE LOCATION OF REGISTERED OFFICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE KEEPING OF REGISTER OF MEMBERS          ISSUER            YES             FOR                  FOR

AND OTHER RELATED DOCUMENTS AT THE CORPORATE OFFICE

OF THE COMPANY IN MUMBAI

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Balrampur Chini Mills Ltd.

  TICKER:               500038                            CUSIP:   Y0548Y149

  MEETING DATE:   3/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE KEEPING OF THE REGISTER OF                 ISSUER            YES             FOR                  FOR

MEMBERS, DEBENTURE-HOLDERS, AND OTHER RELATED

DOCUMENTS WITH THE REGISTRAR AND SHARE TRANSFER AGENT

 OF THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Bradesco S.A.

  TICKER:               BBDC4                              CUSIP:   059460303

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #4.a.i: ELECT LUIZ CARLOS DE FREITAS AND          SHAREHOLDER        YES             FOR                  N/A

JOAO BATISTELA BIAZON (ALTERNATE) AS FISCAL COUNCIL

MEMBER NOMINATED BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Bradesco S.A.

  TICKER:               BBDC4                              CUSIP:   P1808G109

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY ACQUISITION OF HSBC BANK BRASIL          ISSUER            YES             FOR                  FOR

S.A. - BANCO MULTIPLO AND HSBC SERVICOS E

PARTICIPACOES LTDA.

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS CORPORATE         ISSUER            YES             FOR                  FOR

FINANCE & RECOVERY LTDA. TO APPRAISE PROPOSED

TRANSACTION

PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #4: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Bradesco S.A.

  TICKER:               BBDC4                              CUSIP:   P1808G109

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CANCEL SHARE ISSUANCE FOR PRIVATE                   ISSUER            YES             FOR                  FOR

PLACEMENT APPROVED AT THE DEC. 17, 2015, EGM

PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER            YES             FOR                  FOR

 BONUS ISSUE

PROPOSAL #3: AMEND ARTICLE 6 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Bradesco S.A.

  TICKER:               BBDC4                              CUSIP:   P1808G109

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT JOAO CARLOS DE OLIVEIRA AND           SHAREHOLDER        YES             FOR                  N/A

OSWALDO DE MOURA SILVEIRA (ALTERNATE) AS FISCAL

COUNCIL MEMBER NOMINATED BY MINORITY SHAREHOLDERS

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Bradesco S.A.

  TICKER:               BBDC4                              CUSIP:   P1808G117

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

PROPOSAL #2: ELECT LUIZ CARLOS DE FREITAS AND JOAO        SHAREHOLDER        YES             FOR                  N/A

BATISTELA BIAZON (ALTERNATE) AS FISCAL COUNCIL MEMBER

 NOMINATED BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco BTG Pactual SA

  TICKER:               BBTG11                            CUSIP:   G16634126

  MEETING DATE:   9/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AGREEMENT TO ACQUIRE BPMB I                ISSUER            YES             FOR                  FOR

PARTICIPACOES S.A.

PROPOSAL #2: APPOINT INDEPENDENT FIRM TO APPRAISE              ISSUER            YES             FOR                  FOR

PROPOSED TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ACQUISITION OF BPMB I                          ISSUER            YES             FOR                  FOR

PARTICIPACOES S.A.

PROPOSAL #5: APPROVE ISSUANCE OF SHARES IN CONNECTION        ISSUER            YES             FOR                  FOR

 WITH THE ACQUISITION

PROPOSAL #6: AMEND ARTICLE TO REFLECT CHANGES IN                ISSUER            YES             FOR                  FOR

CAPITAL AND CONSOLIDATE BYLAWS

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco BTG Pactual SA

  TICKER:               BBTG11                            CUSIP:   G16634126

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT


 

PROPOSAL #5: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco BTG Pactual SA

  TICKER:               BBTG11                            CUSIP:   G16634126

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco de Chile

  TICKER:               CHILE                              CUSIP:   P0939W108

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF CLP 3.38 PER SHARE

PROPOSAL #c: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #e: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS AND AUDIT COMMITTEE

PROPOSAL #f: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco de Chile

  TICKER:               CHILE                              CUSIP:   P0939W108

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: AUTHORIZE INCREASE IN CAPITAL VIA                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF 30 PERCENT OF DISTRIBUTABLE NET

INCOME FOR FY 2015; AMEND ARTICLES TO REFLECT CHANGES

 IN CAPITAL; AUTHORIZE BOARD TO RATIFY AND EXECUTE

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco de Credito e Inversiones (BCI)

  TICKER:               BCI                                  CUSIP:   P32133111

  MEETING DATE:   10/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: APPROVE CANCELLATION OF UNALLOCATED PART        ISSUER            YES             FOR                  FOR

 OF CAPITAL AUTHORIZATION APPROVED AT EGM HELD ON

SEP. 26, 2013 TO INCREASE CAPITAL

PROPOSAL #b: APPROVE INCREASE IN CAPITAL BY $450                ISSUER            YES             FOR                  FOR

MILLION VIA SHARE ISSUANCE


 

PROPOSAL #c: AUTHORIZE BOARD TO TAKE ANY NECESSARY            ISSUER            YES             FOR                  FOR

ACTIONS TO CARRY OUT REGISTRATION AND PLACEMENT OF

SHARES IN CONNECTION WITH COMPANY'S CAPITAL INCREASE

PROPOSAL #d: AMEND BYLAWS TO IMPLEMENT APPROVED                 ISSUER            YES         AGAINST           AGAINST

RESOLUTIONS

PROPOSAL #e: ADOPT OTHER AGREEMENTS REQUIRED TO CARRY        ISSUER            YES         AGAINST           AGAINST

 OUT DECISIONS AND REFORM BYLAWS APPROVED BY GENERAL

MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco de Credito e Inversiones (BCI)

  TICKER:               BCI                                  CUSIP:   P32133111

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF CLP 1,000 PER SHARE

PROPOSAL #c: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

BUDGET OF DIRECTORS' COMMITTEE AND THEIR ADVISERS

PROPOSAL #f: APPOINT AUDITORS AND RISK ASSESSMENT              ISSUER            YES             FOR                  FOR

COMPANIES

PROPOSAL #j: DESIGNATE NEWSPAPER TO PUBLISH MEETING          ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco de Credito e Inversiones (BCI)

  TICKER:               BCI                                  CUSIP:   P32133111

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: AUTHORIZE CAPITALIZATION OF CLP 54.6              ISSUER            YES             FOR                  FOR

BILLION VIA BONUS STOCK ISSUANCE; AUTHORIZE

CAPITALIZATION OF CLP 165.41 BILLION WITHOUT BONUS

STOCK ISSUANCE

PROPOSAL #b: AMEND ARTICLES TO REFLECT CHANGES IN              ISSUER            YES         AGAINST           AGAINST

CAPITAL

PROPOSAL #c: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco do Brasil S.A.

  TICKER:               BBAS3                              CUSIP:   P11427112

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco do Brasil S.A.

  TICKER:               BBAS3                              CUSIP:   P11427112

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES               ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLE 7 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: RATIFY FRANCISCO GAETANI AS DIRECTOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Estado Do Rio Grande Do Sul SA

  TICKER:               BRSR6                              CUSIP:   P12553247

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         AGAINST               N/A

 PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Santander Brasil SA

  TICKER:               SANB4                              CUSIP:   05967A107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Santander Brasil SA

  TICKER:               SANB4                              CUSIP:   P1505Z160

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Santander Chile

  TICKER:               BSANTANDER                    CUSIP:   05965X109

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF CLP 1.79 PER SHARE

PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #4: DESIGNATE FITCH RATINGS AND FELLER-RATE         ISSUER            YES             FOR                  FOR

AS RISK ASSESSMENT COMPANIES

PROPOSAL #5: ELECT ANDREU PLAZA AND ANA DORREGO AS            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE AND AUDIT COMMITTEE; RECEIVE

DIRECTORS AND AUDIT COMMITTEE'S REPORT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banco Santander Chile

  TICKER:               BSANTANDER                    CUSIP:   P1506A107

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF CLP 1.79 PER SHARE

PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #4: DESIGNATE FITCH RATINGS AND FELLER-RATE         ISSUER            YES             FOR                  FOR

AS RISK ASSESSMENT COMPANIES

PROPOSAL #5: ELECT ANDREU PLAZA AND ANA DORREGO AS            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE AND AUDIT COMMITTEE; RECEIVE

DIRECTORS AND AUDIT COMMITTEE'S REPORT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bangchak Petroleum Public Co Ltd

  TICKER:               BCP                                  CUSIP:   Y0586K134

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #4.1: ELECT SURIN CHIRAVISIT AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT SUCHEEP WHOUNGMAITREE AS                     ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #4.3: ELECT PRISANA PRAHARNKHASUK AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT PRASERT SINSUKPRASERT AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.5: ELECT DIRECTOR VICHAYA DEVAHASDIN NA          ISSUER            YES             FOR                  FOR

AYUDHYA AS DIRECTOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bangkok Airways Public Company Limited

  TICKER:               BA                                    CUSIP:   Y05966117

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: MATTER TO BE INFORMED                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ACKNOWLEDGE PERFORMANCE REPORT 2015             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE INTERIM DIVIDENDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ACCEPT FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: APPROVE ALLOCATION OF INCOME AND                 ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #4.3.1: ELECT VISANU PRASARTTONG-OSOTH AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3.2: ELECT SAHARATNA BENYAKUL AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.3.3: ELECT PRADIT THEEKAKUL AS DIRECTOR           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.4.1: ELECT ARIYA PRASARTTONG-OSOTH AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4.2: ELECT ANAWAT LEELAWATWATTANA AS                ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4.4.3: ELECT SOMBOON KITIYANSUB AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: APPROVE REMUNERATION OF DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: APPROVE EY OFFICE LIMITED AS AUDITORS         ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bangkok Bank Public Co. Ltd

  TICKER:               BBL                                  CUSIP:   Y0606R119

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT


 

PROPOSAL #6.1: ELECT CHATRI SOPHONPANICH AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT PITI SITHI-AMNUAI AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT AMORN CHANDARASOMBOON AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.4: ELECT PHORNTHEP PHORNPRAPHA AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.5: ELECT GASINEE WITOONCHART AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.6: ELECT CHANSAK FUANGFU AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT PAILIN CHUCHOTTAWORN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS         ISSUER            YES             FOR                  FOR

AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #10: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bangkok Chain Hospital PCL

  TICKER:               BCH                                  CUSIP:   Y060BQ115

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS 2015                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT SOMPORN HARNPHANICH AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: ELECT SIRIPONG SOMBUTSIRI AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT PIPHOB VEERAPHONG AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT SAIFON CHAIMONGKOL AS DIRECTOR           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #7: APPROVE DIRECTORS' PENSION                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bangkok Dusit Medical Services PCL

  TICKER:               BDMS                                CUSIP:   Y06071255

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT SANTASIRI SORNMANI AS DIRECTOR           ISSUER            YES             FOR                  FOR


 

PROPOSAL #5.2: ELECT CHAVALIT SETHAMETEEKUL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT SOMBUT UTHAISANG AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT ATT THONGTANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bangkok Expressway and Metro Public Company Limited

  TICKER:               BEM                                  CUSIP:   ADPV32048

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #4.1: ELECT VIRABONGSA RAMANGKURA AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT SAMPAO CHOOSRI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT VALLAPA ASSAKUL AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT PRASOBCHAI KASEMSANT AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT WERAPONG SUPPASEDSAK AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT TANA JANUSORN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bangkok Expressway PCL

  TICKER:               BECL                                CUSIP:   Y0607D119

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE NAME OF THE NEW COMPANY                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE BUSINESS OBJECTIVES OF THE NEW          ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #5: APPROVE REGISTERED CAPITAL, NUMBER OF            ISSUER            YES             FOR                  FOR

SHARES, PAR VALUE, AND PAID-UP CAPITAL OF THE NEW

COMPANY

PROPOSAL #6: APPROVE ISSUANCE OF SHARES OF THE NEW            ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #7: APPROVE MEMORANDUM OF ASSOCIATION OF THE        ISSUER            YES             FOR                  FOR

 NEW COMPANY


 

PROPOSAL #8: APPROVE ARTICLES OF ASSOCIATION OF THE          ISSUER            YES             FOR                  FOR

NEW COMPANY

PROPOSAL #9.1: ELECT VIRABONGSA RAMANGKURA AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.2: ELECT SUPHACHAI PHISITVANICH AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.3: ELECT SAMPAO CHOOSRI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.4: ELECT CHETTA THANAJARO AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #9.5: ELECT VITOON TEJATUSSANASOONTORN AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.6: ELECT VALLAPA ASSAKUL AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.7: ELECT PLEW TRIVISVAVET AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.8: ELECT SUPONG CHAYUTSAHAKIJ AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.9: ELECT M.L. PRASOBCHAI KASEMSANT AS              ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.10: ELECT PHONGSARIT TANTISUVANITCHKUL AS        ISSUER            YES         AGAINST           AGAINST

 DIRECTOR

PROPOSAL #9.11: ELECT WERAPONG SUPPASEDSAK AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.12: ELECT PANIT DUNNVATANACHIT AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.13: ELECT TANA JANUSORN AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.14: ELECT THEERAPHAN TACHASIRINUGUNE AS          ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.15: ELECT PRASIT DACHSIRI AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.16: ELECT SOMBAT KITJALAKSANA AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.17: ELECT PAYAO MARITTANAPORN AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE AUDITORS OF THE NEW COMPANY AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bangkok Life Assurance Public Company Limited

  TICKER:               BLA                                  CUSIP:   Y0608V100

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT SIRI GANJARERMDEE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT KOMKAI THUSARANON AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT POCHANEE KONGKALAI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT MASAHIRO KENO AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT PANUS TEERAVANICHKUL AS DIRECTOR        ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LTD  AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bangkok Metro Public Co Ltd

  TICKER:               BMCL                                CUSIP:   Y0628F143

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE NAME OF THE NEW COMPANY                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE OBJECTIVES OF THE NEW COMPANY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REGISTERED CAPITAL, NUMBER OF            ISSUER            YES             FOR                  FOR

SHARES, PAR VALUE, AND PAID-UP CAPITAL OF THE NEW

COMPANY

PROPOSAL #6: APPROVE ISSUANCE OF SHARES BY THE NEW            ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #7: APPROVE MEMORANDUM OF ASSOCIATION OF THE        ISSUER            YES             FOR                  FOR

 NEW COMPANY

PROPOSAL #8: APPROVE ARTICLES OF ASSOCIATION OF THE          ISSUER            YES             FOR                  FOR

NEW COMPANY

PROPOSAL #9.1: ELECT VIRABONGSA RAMANGKURA AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.2: ELECT SUPHACHAI PHISITVANICH AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.3: ELECT SAMPAO CHOOSRI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.4: ELECT CHETTA THANAJARO AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #9.5: ELECT VITOON TEJATUSSANASOONTORN AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.6: ELECT VALLAPA ASSAKUL AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.7: ELECT PLEW TRIVISVAVET AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.8: ELECT SUPONG CHAYUTSAHAKIJ AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.9: ELECT M.L. PRASOBCHAI KASEMSANT AS              ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.10: ELECT PHONGSARIT TANTISUVANITCHKUL AS        ISSUER            YES         AGAINST           AGAINST

 DIRECTOR

PROPOSAL #9.11: ELECT WERAPONG SUPPASEDSAK AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.12: ELECT PANIT DUNNVATANACHIT AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.13: ELECT TANA JANUSORN AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.14: ELECT THEERAPHAN TACHASIRINUGUNE AS          ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.15: ELECT PRASIT DACHSIRI AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.16: ELECT SOMBAT KITJALAKSANA AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.17: ELECT PAYAO MARITTANAPORN AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #10: APPROVE AUDITORS OF THE NEW COMPANY AND        ISSUER            YES             FOR                  FOR

 APPROVE THEIR REMUNERATION

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank Handlowy w Warszawie SA

  TICKER:               BHW                                  CUSIP:   X05318104

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: APPROVE FINANCIAL STATEMENTS AND                 ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD REPORT ON COMPANY'S OPERATIONS FOR

FISCAL 2015

PROPOSAL #5.2: APPROVE SUPERVISORY BOARD REPORT FOR          ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #5.3: APPROVE CONSOLIDATED FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S

OPERATIONS FOR FISCAL 2015

PROPOSAL #5.4a: APPROVE DISCHARGE OF SLAWOMIR SIKORA         ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #5.4b: APPROVE DISCHARGE OF BRENDAN CARNEY          ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #5.4c: APPROVE DISCHARGE OF MACIEJ                        ISSUER            YES             FOR                  FOR

KROPIDLOWSKI (DEPUTY CEO)

PROPOSAL #5.4d: APPROVE DISCHARGE OF DAVID MOUILLE            ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #5.4e: APPROVE DISCHARGE OF BARBARA SOBALA          ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #5.4f: APPROVE DISCHARGE OF WITOLD ZIELINSKI        ISSUER            YES             FOR                  FOR

 (DEPUTY CEO)

PROPOSAL #5.4g: APPROVE DISCHARGE OF IWONA DUDZINSKA         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #5.5a: APPROVE DISCHARGE OF ANDRZEJ                       ISSUER            YES             FOR                  FOR

OLECHOWSKI (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #5.5b: APPROVE DISCHARGE OF SHIRISH APTE              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #5.5c: APPROVE DISCHARGE OF IGOR CHALUPEC            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5d: APPROVE DISCHARGE OF ADNAN OMAR AHMED        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5e: APPROVE DISCHARGE OF MIROSLAW GRYSZKA        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5f: APPROVE DISCHARGE OF FRANK MANNION            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5g: APPROVE DISCHARGE OF DARIUSZ MIODUSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5h: APPROVE DISCHARGE OF ANNA RULKIEWICZ         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5i: APPROVE DISCHARGE OF STANISLAW                   ISSUER            YES             FOR                  FOR

SOLTYSINSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5j: APPROVE DISCHARGE OF ZDENEK TUREK              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)


 

PROPOSAL #5.5k: APPROVE DISCHARGE OF ANIL WADHWANI            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #5.5l: APPROVE DISCHARGE OF STEPHEN VOLK              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #5.6: APPROVE ALLOCATION OF INCOME AND                 ISSUER            YES             FOR                  FOR

DIVIDENDS OF PLN 4.68 PER SHARE

PROPOSAL #5.7: AMEND STATUTE                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #5.8: ELECT SUPERVISORY BOARD MEMBER                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.9: FIX MAXIMUM VARIABLE COMPENSATION                ISSUER            YES             FOR                  FOR

RATIO

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank Millennium SA

  TICKER:               MIL                                  CUSIP:   X05407105

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #7.1: RECEIVE AND APPROVE FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS AND MANAGEMENT BOARD REPORT ON COMPANY'S

OPERATIONS IN FISCAL 2015

PROPOSAL #7.2: RECEIVE AND APPROVE SUPERVISORY BOARD         ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #7.3: RECEIVE AND APPROVE CONSOLIDATED                 ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND MANAGEMENT BOARD REPORT ON

GROUP'S OPERATIONS IN FISCAL 2015

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: APPROVE DISCHARGE OF JOAO NUNO LIMA            ISSUER            YES             FOR                  FOR

BRAS JORGE (CEO)

PROPOSAL #9.2: APPROVE DISCHARGE OF FERNANDO MARIA            ISSUER            YES             FOR                  FOR

CARDOSO RODRIGUES BICHO (MANAGEMENT BOARD MEMBER)

PROPOSAL #9.3: APPROVE DISCHARGE OF ARTUR KLIMCZAK            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.4: APPROVE DISCHARGE OF JULIANNA BONIUK-         ISSUER            YES             FOR                  FOR

GORZELANCZYK (MANAGEMENT BOARD MEMBER)

PROPOSAL #9.5: APPROVE DISCHARGE OF WOJCIECH HAASE            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.6: APPROVE DISCHARGE OF ANDRZEJ GLINSKI          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.7: APPROVE DISCHARGE OF MARIA JOSE                   ISSUER            YES             FOR                  FOR

HENRIQUES BARRETO DE MATOS DE CAMPOS (MANAGEMENT

BOARD MEMBER)

PROPOSAL #9.8: APPROVE DISCHARGE OF MICHAL GAJEWSKI          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.9: APPROVE DISCHARGE OF BOGUSLAW KOTT              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #9.10: APPROVE DISCHARGE OF NUNO MANUEL DA          ISSUER            YES             FOR                  FOR

SILVA AMADO (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.11: APPROVE DISCHARGE OF MACIEJ                        ISSUER            YES             FOR                  FOR

BEDNARKIEWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.12: APPROVE DISCHARGE OF MAREK FURTEK              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)


 

PROPOSAL #9.13: APPROVE DISCHARGE OF MIGUEL DE CAMPOS        ISSUER            YES             FOR                  FOR

 PEREIRA DE BRAGANCA (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.14: APPROVE DISCHARGE OF LUIS MARIA                 ISSUER            YES             FOR                  FOR

FRANCA DA CASTRO PEREIRA COUTINHO (SUPERVISORY BOARD

PROPOSAL #9.15: APPROVE DISCHARGE OF GRZEGORZ JEDRYS         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.16: APPROVE DISCHARGE OF ANDRZEJ                       ISSUER            YES             FOR                  FOR

KOZMINSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.17: APPROVE DISCHARGE OF MARIA DA                     ISSUER            YES             FOR                  FOR

CONCEICAO MOTA SOARES DE OLIVEIRA CALLE LUCAS

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.18: APPROVE DISCHARGE OF MAREK ROCKI                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.19: APPROVE DISCHARGE OF DARIUSZ ROSATI          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.20: APPROVE DISCHARGE OF RUI MANUEL DA            ISSUER            YES             FOR                  FOR

SILVA TEIXEIRA (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.21: APPROVE DISCHARGE OF JULIANNA BONIUK-        ISSUER            YES             FOR                  FOR

GORZELANCZYK (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.22: APPROVE DISCHARGE OF AGNIESZKA                   ISSUER            YES             FOR                  FOR

HRYNIEWICZ-BIENIAK (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.23: APPROVE DISCHARGE OF ANNA JAKUBOWSKA         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.24: APPROVE DISCHARGE OF DAVID H.                     ISSUER            YES             FOR                  FOR

KLINGENSMITH (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.25: APPROVE DISCHARGE OF MIGUEL MAYA DIAS        ISSUER            YES             FOR                  FOR

 PINHEIRO (SUPERVISORY BOARD MEMBER)

PROPOSAL #10: AMEND STATUTE                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Baroda Ltd.

  TICKER:               532134                            CUSIP:   Y0643L141

  MEETING DATE:   9/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO GOVERNMENT        ISSUER            YES             FOR                  FOR

 OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Baroda Ltd.

  TICKER:               532134                            CUSIP:   Y0643L141

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Beijing Co., Ltd.

  TICKER:               601169                            CUSIP:   Y06958113

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED CREDIT FOR BANK OF                 ISSUER            YES             FOR                  FOR

BEIJING FINANCE LEASING CO.


 

PROPOSAL #2: ELECT FRANS JOHAN MARIA ROBERT DE MANDT         ISSUER            YES             FOR                  FOR

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #3.01: APPROVE SHARE TYPE, ISSUE AMOUNT AND         ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #3.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE EXISTENCE PERIOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE DETERMINATION BASIS OF                   ISSUER            YES             FOR                  FOR

INTEREST RATE

PROPOSAL #3.07: APPROVE METHOD OF DISTRIBUTION OF              ISSUER            YES             FOR                  FOR

PROFIT FOR PREFERRED SHARE SHAREHOLDERS

PROPOSAL #3.08: APPROVE CONDITIONAL REDEMPTION TERMS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.08: APPROVE FORCED CONVERSION TERMS                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.: APPROVE VOTING RIGHTS RESTRICTIONS                ISSUER            YES             FOR                  FOR

PROPOSAL #3.11: APPROVE RESTORATION OF VOTING RIGHTS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.12: APPROVE ORDER OF LIQUIDATION PAYMENT         ISSUER            YES             FOR                  FOR

AND LIQUIDATION METHOD

PROPOSAL #3.13: APPROVE RATING ARRANGEMENTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.14: APPROVE GUARANTEE ARRANGEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.15: APPROVE TRANSFER ARRANGEMENTS                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.16: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.17: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3.18: APPROVE AUTHORIZATION OF BOARD TO              ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE ISSUANCE OF PREFERRED SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Beijing Co., Ltd.

  TICKER:               601169                            CUSIP:   Y06958113

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RELATED CREDIT LINE WITH                     ISSUER            YES             FOR                  FOR

ZHONGGUO HENGTIAN GROUP CO., LTD


 

PROPOSAL #8: APPROVE RELATED CREDIT LINE WITH BEIJING        ISSUER            YES             FOR                  FOR

 STATE OWNED ASSETS MANAGEMENT CO., LTD

PROPOSAL #9: APPROVE RELATED CREDIT LINE WITH BEIJING        ISSUER            YES             FOR                  FOR

 ENERGY INVESTMENT GROUP CO., LTD

PROPOSAL #10: APPROVE RELATED CREDIT LINE WITH BEIYIN        ISSUER            YES             FOR                  FOR

 FINANCIAL LEASING CO.,LTD

PROPOSAL #11: APPROVE RELATED CREDIT LINE WITH BANK          ISSUER            YES             FOR                  FOR

OF COMMUNICATIONS

PROPOSAL #12: APPROVE SPECIAL REPORT ON RELATED PARTY        ISSUER            YES         AGAINST           AGAINST

 TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of China Limited

  TICKER:               03988                              CUSIP:   Y0698A107

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHU HEXIN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ZHANG JINLIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION DISTRIBUTION PLAN          ISSUER            YES             FOR                  FOR

FOR THE CHAIRMAN, EXECUTIVE DIRECTORS, CHAIRMAN OF

BOARD OF SUPERVISORS AND SHAREHOLDER REPRESENTATIVE

SUPERVISORS IN 2014

PROPOSAL #4: APPROVE OVERSEAS LISTING OF BOC AVIATION        ISSUER            YES             FOR                  FOR

 PTE. LTD.

PROPOSAL #5: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE OVERSEAS LISTING OF BOC

AVIATION PTE. LTD.

PROPOSAL #6: APPROVE THE DESCRIPTION OF THE                        ISSUER            YES             FOR                  FOR

SUSTAINABLE PROFITABILITY AND PROSPECTS OF THE BANK

PROPOSAL #7: APPROVE THE UNDERTAKING OF THE BANK TO          ISSUER            YES             FOR                  FOR

MAINTAIN ITS INDEPENDENT LISTING STATUS

PROPOSAL #8: APPROVE THE COMPLIANCE OF THE OVERSEAS          ISSUER            YES             FOR                  FOR

LISTING OF BOC AVIATION PTE. LTD. WITH THE CIRCULAR

ON ISSUES IN RELATION TO REGULATING OVERSEAS LISTING

OF SUBSIDIARIES OF DOMESTIC LISTED COMPANIES

PROPOSAL #9: APPROVE PROVISION OF ASSURED ENTITLEMENT        ISSUER            YES             FOR                  FOR

 TO H-SHARE SHAREHOLDERS ONLY FOR THE SPIN-OFF OF BOC

 AVIATION PTE. LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of China Limited

  TICKER:               03988                              CUSIP:   Y0698A107

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF ASSURED ENTITLEMENT        ISSUER            YES             FOR                  FOR

 TO H-SHARE SHAREHOLDERS ONLY FOR THE SPIN-OFF OF BOC

 AVIATION PTE. LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of China Limited

  TICKER:               3988                                CUSIP:   Y0698A107

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 ANNUAL BUDGET FOR FIXED              ISSUER            YES             FOR                  FOR

ASSETS INVESTMENT

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING AS                   ISSUER            YES             FOR                  FOR

EXTERNAL AUDITOR

PROPOSAL #7.1: ELECT TIAN GUOLI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT WANG YONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: ELECT LU ZHENGFEI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: ELECT LEUNG CHEUK YAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: ELECT WANG CHANGYUN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: ELECT LI JUN AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT WANG XUEQIANG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9.3: ELECT LIU WANMING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ISSUANCE OF BONDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF QUALIFIED WRITE-             ISSUER            YES             FOR                  FOR

DOWN TIER-2 CAPITAL INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Chongqing Co., Ltd.

  TICKER:               01963                              CUSIP:   Y0R98B102

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PAYMENT METHOD OF VARIABLE                 ISSUER            YES             FOR                  FOR

REMUNERATION FOR DIRECTORS

PROPOSAL #2: APPROVE PAYMENT METHOD OF VARIABLE                 ISSUER            YES             FOR                  FOR

REMUNERATION FOR SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET PROPOSAL           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE EXTERNAL AUDITORS AND AUTHORIZE         ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #10: ELECT YANG YUSONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT LIU JIANHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT CHEN ZHONG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #13: APPROVE THREE-YEAR DIVIDEND PLAN AFTER         ISSUER            YES             FOR                  FOR

THE A SHARE OFFERING

PROPOSAL #14: APPROVE PRICE STABILIZATION PLAN FOR A         ISSUER            YES             FOR                  FOR

SHARES AFTER THE A SHARE OFFERING

PROPOSAL #15: APPROVE DILUTION OF CURRENT RETURNS AS         ISSUER            YES             FOR                  FOR

A RESULT OF A SHARE OFFERING AND REMEDIAL MEASURES

PROPOSAL #16: APPROVE UNDERTAKINGS OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN RELATION TO THE DILUTION OF

CURRENT RETURNS AS A RESULT OF A SHARE OFFERING AND

REMEDIAL MEASURES

PROPOSAL #17: APPROVE STATUS REPORT ON THE USE OF              ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #18.1: APPROVE LETTER OF UNDERTAKINGS IN              ISSUER            YES             FOR                  FOR

RESPECT OF TRUTHFULNESS, ACCURACY AND COMPLETENESS OF

 THE INFORMATION DISCLOSURE IN THE PROSPECTUS IN

RELATION TO THE A SHARE OFFERING

PROPOSAL #18.2: APPROVE LETTER OF UNDERTAKINGS IN              ISSUER            YES             FOR                  FOR

RESPECT OF STABILIZATION OF STOCK PRICE AFTER LISTING

 IN RELATION TO THE A SHARE OFFERING

PROPOSAL #18.3: APPROVE LETTER OF UNDERTAKINGS IN              ISSUER            YES             FOR                  FOR

RESPECT OF THE RESTRICTIVE MEASURES ON THE PUBLIC

UNDERTAKINGS IN RELATION TO THE A SHARE OFFERING

PROPOSAL #19: ELECT WONG WAH SING AS DIRECTOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #1.1: APPROVE CLASS OF SHARES IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE PROPOSED A SHARE OFFERING

PROPOSAL #1.2: APPROVE NOMINAL VALUE PER A SHARE IN          ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.3: APPROVE PROPOSED STOCK EXCHANGE FOR            ISSUER            YES             FOR                  FOR

THE LISTING IN RELATION TO THE PROPOSED A SHARE

PROPOSAL #1.4: APPROVE OFFERING SIZE IN RELATION TO          ISSUER            YES             FOR                  FOR

THE PROPOSED A SHARE OFFERING

PROPOSAL #1.5: APPROVE TARGET SUBSCRIBER IN RELATION         ISSUER            YES             FOR                  FOR

TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.6: APPROVE STRATEGIC PLANNING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.7: APPROVE METHOD OF OFFERING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.8: APPROVE PRICING METHODOLOGY IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.9: APPROVE FORM OF UNDERWRITING IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.10: APPROVE CONVERSION INTO A JOINT STOCK        ISSUER            YES             FOR                  FOR

 COMPANY IN RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.11: APPROVE ACCUMULATED PROFIT                          ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN BEFORE THE A SHARE OFFERING

PROPOSAL #1.12: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.13: APPROVE TERM OF OFFERING PLAN IN                ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.14: APPROVE AUTHORIZATION TO THE BOARD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE A SHARE OFFERING

PROPOSAL #1.15: APPROVE TERM OF RESOLUTION VALIDITY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION IN                     ISSUER            YES             FOR                  FOR

RELATION WITH THE A SHARE OFFERING


 

PROPOSAL #3: APPROVE AMENDMENTS TO THE PROCEDURES FOR        ISSUER            YES             FOR                  FOR

 GENERAL MEETINGS

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: APPROVE PROPOSED ISSUANCE OF TIER 2                ISSUER            YES             FOR                  FOR

CAPITAL BONDS

PROPOSAL #6: APPROVE PROPOSED ISSUANCE OF NON-CAPITAL        ISSUER            YES             FOR                  FOR

 FINANCIAL BONDS

PROPOSAL #7: APPROVE CHANGE OF REGISTERED CAPITAL               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REDEMPTION OF SUBORDINATED BONDS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Chongqing Co., Ltd.

  TICKER:               01963                              CUSIP:   Y0R98B102

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PRICE STABILIZATION PLAN FOR A          ISSUER            YES             FOR                  FOR

SHARES AFTER THE A SHARE OFFERING

PROPOSAL #2: APPROVE DILUTION OF CURRENT RETURNS AS A        ISSUER            YES             FOR                  FOR

 RESULT OF A SHARE OFFERING AND REMEDIAL MEASURES

PROPOSAL #3: APPROVE UNDERTAKINGS OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN RELATION TO THE DILUTION OF

CURRENT RETURNS AS A RESULT OF A SHARE OFFERING AND

REMEDIAL MEASURES

PROPOSAL #4.1: APPROVE LETTER OF UNDERTAKINGS IN                ISSUER            YES             FOR                  FOR

RESPECT OF TRUTHFULNESS, ACCURACY AND COMPLETENESS OF

 THE INFORMATION DISCLOSURE IN THE PROSPECTUS IN

RELATION TO THE A SHARE OFFERING

PROPOSAL #4.2: APPROVE LETTER OF UNDERTAKINGS IN                ISSUER            YES             FOR                  FOR

RESPECT OF STABILIZATION OF STOCK PRICE AFTER LISTING

 IN RELATION TO THE A SHARE OFFERING

PROPOSAL #4.3: APPROVE LETTER OF UNDERTAKINGS IN                ISSUER            YES             FOR                  FOR

RESPECT OF THE RESTRICTIVE MEASURES ON THE PUBLIC

UNDERTAKINGS IN RELATION TO THE A SHARE OFFERING

PROPOSAL #1.1: APPROVE CLASS OF SHARES IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE PROPOSED A SHARE OFFERING

PROPOSAL #1.2: APPROVE NOMINAL VALUE PER A SHARE IN          ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.3: APPROVE PROPOSED STOCK EXCHANGE FOR            ISSUER            YES             FOR                  FOR

THE LISTING IN RELATION TO THE PROPOSED A SHARE

PROPOSAL #1.4: APPROVE OFFERING SIZE IN RELATION TO          ISSUER            YES             FOR                  FOR

THE PROPOSED A SHARE OFFERING

PROPOSAL #1.5: APPROVE TARGET SUBSCRIBER IN RELATION         ISSUER            YES             FOR                  FOR

TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.6: APPROVE STRATEGIC PLANNING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.7: APPROVE METHOD OF OFFERING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.8: APPROVE PRICING METHODOLOGY IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.9: APPROVE FORM OF UNDERWRITING IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.10: APPROVE CONVERSION INTO A JOINT STOCK        ISSUER            YES             FOR                  FOR

 COMPANY IN RELATION TO THE PROPOSED A SHARE OFFERING


 

PROPOSAL #1.11: APPROVE ACCUMULATED PROFIT                          ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN BEFORE THE A SHARE OFFERING

PROPOSAL #1.12: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.13: APPROVE TERM OF OFFERING PLAN IN                ISSUER            YES             FOR                  FOR

RELATION TO THE PROPOSED A SHARE OFFERING

PROPOSAL #1.14: APPROVE AUTHORIZATION TO THE BOARD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE A SHARE OFFERING

PROPOSAL #1.15: APPROVE TERM OF RESOLUTION VALIDITY          ISSUER            YES             FOR                  FOR

IN RELATION TO THE PROPOSED A SHARE OFFERING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Communications Co., Ltd.

  TICKER:               3328                                CUSIP:   Y06988102

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITOR AND PRICEWATERHOUSECOOPERS

ZHONG TIAN LLP AS DOMESTIC AUDITOR AND AUTHORIZE

BOARD TO DETERMINE AND ENTER INTO RESPECTIVE

ENGAGEMENT WITH THEM

PROPOSAL #6: APPROVE 2016 FIXED ASSETS INVESTMENT              ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #7a: ELECT NIU XIMING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7b: ELECT PENG CHUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #7c: ELECT YU YALI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7d: ELECT HOU WEIDONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7e: ELECT HU HUATING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7f: ELECT WANG TAIYIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7g: ELECT LIU CHANGSHUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7h: ELECT PETER WONG TUNG SHUN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7i: ELECT HELEN WONG PIK KUEN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7j: ELECT LIU HANXING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7k: ELECT LIU HAOYANG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7l: ELECT LUO MINGDE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7m: ELECT YU YONGSHUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7n: ELECT LI JIAN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7o: ELECT LIU LI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7p: ELECT JASON YEUNG CHI WAI AS DIRECTOR           ISSUER            YES             FOR                  FOR


 

PROPOSAL #7q: ELECT DANNY QUAH AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7r: ELECT WANG NENG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #8a: ELECT SONG SHUGUANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8b: ELECT TANG XINYU AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8c: ELECT XIA ZHIHUA AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8d: ELECT ZHAO YUGUO AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8e: ELECT LIU MINGXING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8f: ELECT GU HUIZHONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8g: ELECT YAN HONG AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8h: ELECT ZHANG LILI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS ON DILUTION OF                   ISSUER            YES             FOR                  FOR

CURRENT RETURNS BY ISSUANCE OF PREFERENCES SHARES AND

 REMEDIAL MEASURES

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE ISSUANCE OF QUALIFIED WRITE-             ISSUER            YES             FOR                  FOR

DOWN TIER 2 CAPITAL BONDS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Communications Co., Ltd.

  TICKER:               3328                                CUSIP:   Y06988110

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITOR AND PRICEWATERHOUSECOOPERS

ZHONG TIAN LLP AS DOMESTIC AUDITOR AND AUTHORIZE

BOARD TO DETERMINE AND ENTER INTO RESPECTIVE

ENGAGEMENT WITH THEM

PROPOSAL #6: APPROVE 2016 FIXED ASSETS INVESTMENT              ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #7.1: ELECT NIU XIMING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT PENG CHUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT YU YALI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.4: ELECT HOU WEIDONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.5: ELECT HU HUATING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.6: ELECT WANG TAIYIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.7: ELECT LIU CHANGSHUN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.8: ELECT PETER WONG TUNG SHUN AS DIRECTOR        ISSUER            YES             FOR                  FOR


 

PROPOSAL #7.9: ELECT HELEN WONG PIK KUEN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7.10: ELECT LIU HANXING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.11: ELECT LIU HAOYANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.12: ELECT LUO MINGDE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.13: ELECT YU YONGSHUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.14: ELECT LI JIAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #7.15: ELECT LIU LI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.16: ELECT JASON YEUNG CHI WAI AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7.17: ELECT DANNY QUAH AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.18: ELECT WANG NENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: ELECT SONG SHUGUANG AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: ELECT TANG XINYU AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: ELECT XIA ZHIHUA AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.04: ELECT ZHAO YUGUO AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.05: ELECT LIU MINGXING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8.06: ELECT GU HUIZHONG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.07: ELECT YAN HONG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.08: ELECT ZHANG LILI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS ON DILUTION OF                   ISSUER            YES             FOR                  FOR

CURRENT RETURNS BY ISSUANCE OF PREFERENCES SHARES AND

 REMEDIAL MEASURES

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE ISSUANCE OF QUALIFIED WRITE-             ISSUER            YES             FOR                  FOR

DOWN TIER 2 CAPITAL BONDS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank Of India Ltd

  TICKER:               532149                            CUSIP:   Y06949112

  MEETING DATE:   7/20/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank Of India Ltd

  TICKER:               532149                            CUSIP:   Y06949112

  MEETING DATE:   9/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO GOVERNMENT        ISSUER            YES             FOR                  FOR

 OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank Of India Ltd

  TICKER:               532149                            CUSIP:   Y06949112

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES ON A          ISSUER            YES             FOR                  FOR

PREFERENTIAL BASIS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank Of India Ltd

  TICKER:               532149                            CUSIP:   Y06949112

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: INCREASE AUTHORIZED CAPITAL                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank Of India Ltd

  TICKER:               532149                            CUSIP:   Y06949112

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES ON A                       ISSUER            YES             FOR                  FOR

PREFERENTIAL BASIS TO GOVERNMENT OF INDIA AND LIFE

INSURANCE CORPORATION OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Kaohsiung Co., Ltd.

  TICKER:               2836                                CUSIP:   Y0694H106

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF CHAIRMAN OF THE BOARD LI

JUI TSANG

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Nanjing Co., Ltd.

  TICKER:               601009                            CUSIP:   Y0698E109

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR NON-           ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF PREFERRED STOCK

PROPOSAL #2.00: APPROVE ISSUANCE OF PREFERRED SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE TYPE AND ISSUE SIZE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE DURATION                                            ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.05: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.06: APPROVE PARTICIPATION METHOD OF                 ISSUER            YES             FOR                  FOR

PREFERRED SHAREHOLDERS IN PROFIT DISTRIBUTION

PROPOSAL #2.07: APPROVE RULES REGARDING COMPULSORY            ISSUER            YES             FOR                  FOR

CONVERSION

PROPOSAL #2.08: APPROVE RULES REGARDING CONDITIONAL          ISSUER            YES             FOR                  FOR

BUY-BACK

PROPOSAL #2.09: APPROVE RULES REGARDING RESTRICTIONS         ISSUER            YES             FOR                  FOR

AND RESUMPTION OF VOTING RIGHTS

PROPOSAL #2.10: APPROVE DISCHARGE ORDER AND                        ISSUER            YES             FOR                  FOR

LIQUIDATION METHOD

PROPOSAL #2.11: APPROVE RATING ARRANGEMENTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE GUARANTEE ARRANGEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE TRANSFER AND TRANSACTION                ISSUER            YES             FOR                  FOR

AGREEMENTS

PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE ISSUANCE OF PREFERRED

 SHARES

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE ISSUANCE OF PREFERRED

PROPOSAL #6: APPROVE 2016 ISSUANCE OF GREEN FINANCIAL        ISSUER            YES             FOR                  FOR

 BONDS

PROPOSAL #7: APPROVE SPECIAL AUTHORIZATION REGARDING         ISSUER            YES             FOR                  FOR

2016 ISSUANCE OF GREEN FINANCIAL BONDS

PROPOSAL #8: ELECT XIAO BINQING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Nanjing Co., Ltd.

  TICKER:               601009                            CUSIP:   Y0698E109

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE REPORT REGARDING 2015 RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF                                 ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS 2016

FINANCIAL AUDITOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF                                 ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS 2016

INTERNAL CONTROL AUDITOR

PROPOSAL #9: ELECT YAN BOHAO AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT SHEN YONGJIAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT PU BAOYING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12: AMEND WORKING RULES FOR EXTERNAL                   ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #13: APPROVE 2015 DUTY PERFORMANCE REPORT OF        ISSUER            YES             FOR                  FOR

 BOARD OF SUPERVISORS TOWARDS SUPERVISORS

PROPOSAL #14: APPROVE 2015 DUTY PERFORMANCE REPORT OF        ISSUER            YES             FOR                  FOR

 BOARD OF SUPERVISORS TOWARDS DIRECTORS AND SENIOR

MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Ningbo Co., Ltd.

  TICKER:               002142                            CUSIP:   Y0698G104

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PUBLIC ISSUANCE OF A-SHARE                 ISSUER            YES             FOR                  FOR

CONVERTIBLE BONDS

PROPOSAL #1.1: APPROVE ISSUE TYPE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE ISSUE SCALE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: APPROVE BOND INTEREST RATE                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: APPROVE TERM AND METHOD FOR REPAYMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: APPROVE CONVERSION PERIOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE DETERMINATION AND ADJUSTMENT          ISSUER            YES             FOR                  FOR

OF THE CONVERSION PRICE

PROPOSAL #1.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT         ISSUER            YES             FOR                  FOR

OF CONVERSION PRICE

PROPOSAL #1.10: APPROVE METHOD FOR DETERMINING THE            ISSUER            YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION

PROPOSAL #1.11: APPROVE DIVIDEND DISTRIBUTION DURING         ISSUER            YES             FOR                  FOR

THE YEAR OF CONVERSION

PROPOSAL #1.12: APPROVE TERMS OF REDEMPTION                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.13: APPROVE TERMS OF SELL-BACK                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.14: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS


 

PROPOSAL #1.15: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #1.16: APPROVE MATTERS RELATING TO MEETINGS         ISSUER            YES             FOR                  FOR

OF CONVERTIBLE BOND HOLDERS

PROPOSAL #1.17: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #1.18: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.19: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE COMPANY'S MEDIUM-LONG TERM                 ISSUER            YES             FOR                  FOR

CAPITAL PLAN (2016-2018)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS IN CONNECTION TO

PUBLIC ISSUANCE OF A-SHARE CONVERTIBLE BONDS

PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PUBLIC ISSUANCE OF A-SHARE CONVERTIBLE

BONDS

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #7: APPROVE ADJUSTMENT IN THE PLAN REGARDING        ISSUER            YES             FOR                  FOR

 ESTABLISHMENT OF CONSUMER FINANCE COMPANY

PROPOSAL #8: ELECT FENG PEIJIONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of Ningbo Co., Ltd.

  TICKER:               002142                            CUSIP:   Y0698G104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ACTUAL RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN INSIDERS AND SHAREHOLDERS AND

2016 ARRANGEMENT OPINION REPORT

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF EXTERNAL AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ISSUANCE OF PREFERRED STOCK

PROPOSAL #10.1: APPROVE ISSUE TYPE AND AMOUNT                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.2: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #10.3: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #10.4: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR


 

PROPOSAL #10.5: APPROVE EXISTENCE PERIOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #10.6: APPROVE INTEREST RATE AND                            ISSUER            YES             FOR                  FOR

DETERMINATION BASIS

PROPOSAL #10.7: APPROVE PARTICIPATION IN DISTRIBUTION        ISSUER            YES             FOR                  FOR

 OF EARNINGS BY PREFERRED SHAREHOLDERS

PROPOSAL #10.8: APPROVE CONDITIONAL REDEMPTION                   ISSUER            YES             FOR                  FOR

PROVISIONS

PROPOSAL #10.9: APPROVE MANDATORY CONVERSION                       ISSUER            YES             FOR                  FOR

PROVISION

PROPOSAL #10.10: APPROVE VOTING RIGHTS RESTRICTIONS           ISSUER            YES             FOR                  FOR

PROPOSAL #10.11: APPROVE RESTORATION OF VOTING RIGHTS        ISSUER            YES             FOR                  FOR

PROPOSAL #10.12: APPROVE LIQUIDATION PAYMENT                       ISSUER            YES             FOR                  FOR

PROCEDURES AND LIQUIDATION METHOD

PROPOSAL #10.13: APPROVE RATING ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #10.14: APPROVE GUARANTEE ARRANGEMENT                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.15: APPROVE TRANSFER ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.16: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #10.17: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #13: APPROVE TIER 2 CAPITAL BOND ISSUANCE             ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE GREEN FINANCIAL BOND ISSUANCE           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE ESTABLISHMENT OF DIRECT BANK             ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE CAPITAL INCREASE IN MAXWEALTH          ISSUER            YES             FOR                  FOR

FINANICAL LEASING CO., LTD.

PROPOSAL #17: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #18: APPROVE 2015 SUPERVISORS WORK SUMMARY          ISSUER            YES             FOR                  FOR

AND 2016 WORK PLAN

PROPOSAL #19: APPROVE BOARD OF SUPERVISORS AND                   ISSUER            YES             FOR                  FOR

SUPERVISORS DUTY PERFORMANCE EVALUATION REPORT

PROPOSAL #20: APPROVE BOARD OF DIRECTORS AND                       ISSUER            YES             FOR                  FOR

DIRECTORS DUTY PERFORMANCE EVALUATION REPORT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank of The Philippine Islands

  TICKER:               BPI                                  CUSIP:   Y0967S169

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

MEETING OF THE STOCKHOLDERS HELD ON APRIL 8, 2015

PROPOSAL #2: APPROVE THE ANNUAL REPORT AND AUDITED            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS AND MANAGEMENT DURING THE PREVIOUS

 YEAR


 

PROPOSAL #4.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT FERNANDO ZOBEL DE AYALA AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT VIVIAN QUE AZCONA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT ROMEO L. BERNARDO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT IGNACIO R. BUNYE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT CEZAR P. CONSING AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: ELECT OCTAVIO V. ESPIRITU AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: ELECT REBECCA G. FERNANDO AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.9: ELECT DELFIN C. GONZALEZ, JR. AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.10: ELECT XAVIER P. LOINAZ AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.11: ELECT AURELIO R. MONTINOLA III AS              ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #4.12: ELECT MERCEDITA S. NOLLEDO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.13: ELECT ANTONIO JOSE U. PERIQUET AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.14: ELECT ASTRID S. TUMINEZ AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.15: ELECT DOLORES B. YUVIENCO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT ISLA LIPANA & CO. AS INDEPENDENT          ISSUER            YES             FOR                  FOR

AUDITORS AND FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank Polska Kasa Opieki S.A.

  TICKER:               PEO                                  CUSIP:   X0R77T117

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.1: APPROVE MANAGEMENT BOARD REPORT ON            ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015

PROPOSAL #12.2: APPROVE FINANCIAL STATEMENTS FOR                ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #12.3: APPROVE MANAGEMENT BOARD REPORT ON            ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS IN FISCAL 2015

PROPOSAL #12.4: APPROVE CONSOLIDATED FINANCIAL                   ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #12.5: APPROVE ALLOCATION OF INCOME AND                ISSUER            YES             FOR                  FOR

DIVIDENDS OF PLN 8.70 PER SHARE

PROPOSAL #12.6: APPROVE SUPERVISORY BOARD REPORT FOR         ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #12.7a: APPROVE DISCHARGE OF JERZY WOZNICKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)


 

PROPOSAL #12.7b: APPROVE DISCHARGE OF ROBERTO                     ISSUER            YES             FOR                  FOR

NICASTRO (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #12.7c: APPROVE DISCHARGE OF LESZEK                       ISSUER            YES             FOR                  FOR

PAWLOWICZ (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #12.7d: APPROVE DISCHARGE OF ALESSANDRO                ISSUER            YES             FOR                  FOR

DECIO (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7e: APPROVE DISCHARGE OF LAURA PENNA              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7f: APPROVE DISCHARGE OF WIOLETTA                   ISSUER            YES             FOR                  FOR

ROSOLOWSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7g: APPROVE DISCHARGE OF DORIS TOMANEK          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7h: APPROVE DISCHARGE OF MALGORZATA                ISSUER            YES             FOR                  FOR

ADAMKIEWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7i: APPROVE DISCHARGE OF PAWEL DANGEL            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7j: APPROVE DISCHARGE OF DARIUSZ FILAR          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7k: APPROVE DISCHARGE OF KATARZYNA                 ISSUER            YES             FOR                  FOR

MAJCHRZAK (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.8a: APPROVE DISCHARGE OF LUIGI LOVAGLIO         ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #12.8b: APPROVE DISCHARGE OF DIEGO BIONDO            ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #12.8c: APPROVE DISCHARGE OF  ANDRZEJ                   ISSUER            YES             FOR                  FOR

KOPYRSKI (DEPUTY CEO)

PROPOSAL #12.8d: APPROVE DISCHARGE OF GRZEGORZ                   ISSUER            YES             FOR                  FOR

PIWOWAR (DEPUTY CEO)

PROPOSAL #12.8e: APPROVE DISCHARGE OF STEFANO SANTINI        ISSUER            YES             FOR                  FOR

 (DEPUTY CEO)

PROPOSAL #12.8f: APPROVE DISCHARGE OF MARIAN WAZYNSKI        ISSUER            YES             FOR                  FOR

 (DEPUTY CEO)

PROPOSAL #12.8g: APPROVE DISCHARGE OF ADAM NIEWINSKI         ISSUER            YES             FOR                  FOR

DEPUTY CEO)

PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD MEMBERS

PROPOSAL #14: FIX MAXIMUM VARIABLE COMPENSATION RATIO        ISSUER            YES             FOR                  FOR

PROPOSAL #16: ELECT SUPERVISORY BOARD MEMBERS                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #17: AMEND STATUTE                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE CONSOLIDATED TEXT OF STATUTE             ISSUER            YES             FOR                  FOR

PROPOSAL #19: AMEND REGULATIONS ON GENERAL MEETINGS           ISSUER            YES             FOR                  FOR

PROPOSAL #20: APPROVE CONSOLIDATED TEXT OF                          ISSUER            YES             FOR                  FOR

REGULATIONS ON GENERAL MEETINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bank Zachodni WBK SA

  TICKER:               BZW                                  CUSIP:   X0646L107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015 AND FINANCIAL

STATEMENTS

PROPOSAL #6: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS IN FISCAL 2015 AND CONSOLIDATED

FINANCIAL STATEMENTS

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: APPROVE DISCHARGE OF MATEUSZ                        ISSUER            YES             FOR                  FOR

MORAWIECKI (CEO)

PROPOSAL #8.2: APPROVE DISCHARGE OF ANDRZEJ BURLIGA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.3: APPROVE DISCHARGE OF MICHAEL MCCARTHY         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.4: APPROVE DISCHARGE OF EAMONN CROWLEY            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.5: APPROVE DISCHARGE OF BEATA DASZYNSKA-         ISSUER            YES             FOR                  FOR

MUZYCZKA (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.6: APPROVE DISCHARGE OF PIOTR PARTYGA              ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.7: APPROVE DISCHARGE OF JUAN DE PORRAS            ISSUER            YES             FOR                  FOR

AGUIRRE (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.8: APPROVE DISCHARGE OF MARCIN PRELL                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.9: APPROVE DISCHARGE OF CARLOS POLAINO            ISSUER            YES             FOR                  FOR

IZQUIERDO (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.10: APPROVE DISCHARGE OF MARCO ANTONIO            ISSUER            YES             FOR                  FOR

SILVA ROJAS (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.11: APPROVE DISCHARGE OF MIROSLAW SKIBA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.12: APPROVE DISCHARGE OF FELIKS                        ISSUER            YES             FOR                  FOR

SZYSZKOWIAK (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.13: APPROVE DISCHARGE OF PAWEL WIECZOREK         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9: APPROVE SUPERVISORY BOARD REPORTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: APPROVE DISCHARGE OF GERRY BYRNE                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #10.2: APPROVE DISCHARGE OF JOSE ANTONIO              ISSUER            YES             FOR                  FOR

ALVAREZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #10.3: APPROVE DISCHARGE OF JOSE GARCIA                ISSUER            YES             FOR                  FOR

CANTERA (SUPERVISORY BOARD MEMBER)

PROPOSAL #10.4: APPROVE DISCHARGE OF DANUTA DABROWSKA        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #10.5: APPROVE DISCHARGE OF DAVID R. HEXTER         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #10.6: APPROVE DISCHARGE OF WITOLD JURCEWICZ        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #10.7: APPROVE DISCHARGE OF JOSE LUIS DE              ISSUER            YES             FOR                  FOR

MORA (SUPERVISORY BOARD MEMBER)

PROPOSAL #10.8: APPROVE DISCHARGE OF JOHN POWER                 ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #10.9: APPROVE DISCHARGE OF JERZY SURMA                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)


 

PROPOSAL #10.10: APPROVE DISCHARGE OF JOSE MANUEL              ISSUER            YES             FOR                  FOR

VARELA (SUPERVISORY BOARD MEMBER)

PROPOSAL #10.11: APPROVE DISCHARGE OF MARYNIKA                   ISSUER            YES             FOR                  FOR

WOROSZYLSKA-SAPIEHA (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.1: AMEND STATUTE                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.2: AMEND STATUTE RE: CORPORATE PURPOSE           ISSUER            YES             FOR                  FOR

PROPOSAL #12: FIX MAXIMUM VARIABLE COMPENSATION RATIO        ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE POLICY ON ASSESSMENT OF                     ISSUER            YES             FOR                  FOR

SUITABILITY OF SUPERVISORY BOARD MEMBERS

PROPOSAL #14: APPROVE ADOPTION OF BEST PRACTICE FOR          ISSUER            YES             FOR                  FOR

WSE LISTED COMPANIES 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Banpu PCL

  TICKER:               BANPU                              CUSIP:   Y0697Z186

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ACKNOWLEDGE OPERATIONAL RESULTS AND                ISSUER            YES             FOR                  FOR

DIRECTOR'S REPORT

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT ANON SIRISAENGTAKSIN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.2.1: ELECT TEERANA BHONGMAKAPAT AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2.2: ELECT SUDIARSO PRASETIO AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.2.3: ELECT RAWI CORSIRI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.2.4: ELECT CHANIN VONGKUSOLKIT AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS AS          ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: REDUCE REGISTERED CAPITAL AND AMENDMENT         ISSUER            YES             FOR                  FOR

OF MEMORANDUM OF ASSOCIATION TO REFLECT DECREASE IN

REGISTERED SHARE CAPITAL

PROPOSAL #9: INCREASE REGISTERED SHARE CAPITAL AND            ISSUER            YES             FOR                  FOR

AMENDMENT OF MEMORANDUM OF ASSOCIATION TO REFLECT

INCREASE IN REGISTERED SHARE CAPITAL

PROPOSAL #10.1: APPROVE ISSUE OF WARRANTS TO EXISTING        ISSUER            YES             FOR                  FOR

 SHAREHOLDERS

PROPOSAL #10.2: APPROVE ALLOCATION OF SHARES TO                 ISSUER            YES             FOR                  FOR

EXISTING SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BanRegio Grupo Financiero S.A.B. de C.V.

  TICKER:               GFREGIO O                      CUSIP:   P1610L106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: APPROVE CEO'S REPORT ON FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS


 

PROPOSAL #1.b: APPROVE BOARD'S REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.c: APPROVE AUDIT AND CORPORATE PRACTICES         ISSUER            YES             FOR                  FOR

COMMITTEE'S REPORT INCLUDING BOARD'S OPINION ON CEO'S

 REPORT

PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.b: APPROVE CASH DIVIDENDS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.c: SET MAXIMUM AMOUNT OF SHARE REPURCHASE        ISSUER            YES             FOR                  FOR

 PROGRAM

PROPOSAL #2.d: PRESENT REPORT ON SHARE REPURCHASE               ISSUER            YES             FOR                  FOR

PROPOSAL #3.a: APPROVE DISCHARGE OF BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3.b: ELECT OR RATIFY DIRECTORS; QUALIFY              ISSUER            YES         AGAINST           AGAINST

INDEPENDENT DIRECTORS; ELECT CHAIRMAN AND SECRETARY

OF BOARD OF DIRECTORS

PROPOSAL #3.c: ELECT OR RATIFY MEMBERS AND CHAIRMAN          ISSUER            YES         AGAINST           AGAINST

OF AUDIT AND CORPORATE PRACTICES COMMITTEES

PROPOSAL #3.d: APPROVE REMUNERATION                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #5: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BanRegio Grupo Financiero S.A.B. de C.V.

  TICKER:               GFREGIO O                      CUSIP:   P1610L106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SPIN-OFF OF THE CAPITA                        ISSUER            YES         AGAINST           AGAINST

CORPORATION DE MEXICO SA DE CV SOFOM ER BANREGIO

GRUPO FINANCIERO

PROPOSAL #2: AMEND ARTICLES 7 AND 53 OF BYLAWS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE MODIFICATIONS OF SOLE                          ISSUER            YES         AGAINST           AGAINST

RESPONSIBILITY AGREEMENT

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

PROPOSAL #5: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baoding Tianwei Baobian Electric Co., Ltd.

  TICKER:               600550                            CUSIP:   Y3121W100

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL CAPITAL INJECTION OF         ISSUER            YES             FOR                  FOR

CNY 496,960,000 IN TIANWEI BAOBIAN (QINHUANGDAO)

TRANSFORMER CO., LTD.

PROPOSAL #2.00: APPROVE 2016 PROVISION OF GUARANTEES         ISSUER            YES             FOR                  FOR

TO SUBSIDIARIES

PROPOSAL #2.01: APPROVE PROVISION OF GUARANTEE NOT            ISSUER            YES             FOR                  FOR

MORE THAN CNY 285,000,000 TO TIANWEI BAOBIAN (HEFEI)

TRANSFORMER CO., LTD.


 

PROPOSAL #2.02: APPROVE PROVISION OF GUARANTEE NOT            ISSUER            YES             FOR                  FOR

MORE THAN CNY 490,000,000 TO TIANWEI BAOBIAN

(QINHUANGDAO) TRANSFORMER CO., LTD.

PROPOSAL #2.03: APPROVE PROVISION OF GUARANTEE NOT            ISSUER            YES             FOR                  FOR

MORE THAN CNY 50,000,000 TO BAODING TIANWEI ELECTRIC

EQUIPMENT CO., LTD.

PROPOSAL #2.04: APPROVE PROVISION OF GUARANTEE NOT            ISSUER            YES             FOR                  FOR

MORE THAN CNY 50,000,000 TO BAODING TIANWEI WIRE

MANUFACTURING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baoding Tianwei Baobian Electric Co., Ltd.

  TICKER:               600550                            CUSIP:   Y3121W100

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION AND                       ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #6: APPROVE 2016 DEPOSIT AND LOAN                          ISSUER             NO              N/A                  N/A

TRANSACTIONS WITH RELATED COMPANIES

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #10: APPROVE DISMISSAL OF SU SHIYING AS                ISSUER             NO              N/A                  N/A

SUPERVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baoji Titanium Industry Co., Ltd.

  TICKER:               600456                            CUSIP:   Y0698P104

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE CREDIT LINE APPLICATION FROM              ISSUER            YES         AGAINST           AGAINST

FINANCIAL INSTITUTIONS


 

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #11: APPROVE AMENDMENTS ON RELEVANT SYSTEM           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baoshan Iron & Steel Co., Ltd.

  TICKER:               600019                            CUSIP:   Y0698U103

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL ISSUANCE OF SHORT-             ISSUER            YES             FOR                  FOR

TERM AND ULTRA SHORT-TERM FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baoshan Iron & Steel Co., Ltd.

  TICKER:               600019                            CUSIP:   Y0698U103

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHOU ZHUPING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baoshan Iron & Steel Co., Ltd.

  TICKER:               600019                            CUSIP:   Y0698U103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF DELOITTE                 ISSUER            YES             FOR                  FOR

TOUCHE TOHMATSU CPA AS 2016 INDEPENDENT AUDITOR

PROPOSAL #10: APPROVE EXPANSION OF DOMESTIC DIRECT            ISSUER            YES             FOR                  FOR

FINANCING CHANNELS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baosheng Science & Technology Innovation Co., Ltd.

  TICKER:               600973                            CUSIP:   Y07049102

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #2: APPROVE SIGNING OF EPC CONSTRUCTION                ISSUER            YES             FOR                  FOR

CONTRACT AGREEMENT BETWEEN THE SUBSIDIARIES AND

RELATED PARTIES

PROPOSAL #3: APPROVE ADJUSTMENT TO 2015 DAILY RELATED        ISSUER            YES             FOR                  FOR

 PARTY TRANSACTIONS

PROPOSAL #4.01: ELECT YANG ZEYUAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.02: ELECT MA GUOSHAN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.03: ELECT LIANG WENXU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.04: ELECT SHAO WENLIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.05: ELECT YANG YINGHUA AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #5.01: ELECT LI MINGHUI AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.02: ELECT XU DEGAO AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.03: ELECT YANG ZHIYONG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.01: ELECT LI LI AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT WANG XUEMING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.03: ELECT LIANG YONGQING AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baosheng Science & Technology Innovation Co., Ltd.

  TICKER:               600973                            CUSIP:   Y07049102

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baosheng Science & Technology Innovation Co., Ltd.

  TICKER:               600973                            CUSIP:   Y07049102

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRODUCTION AND OPERATION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #8: APPROVE 2015 REMUNERATION AND 2016                 ISSUER            YES             FOR                  FOR

REMUNERATION STANDARD OF DIRECTORS, SUPERVISORS AND

SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE BANK CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE CAPITAL INJECTION IN BAOLIXIN          ISSUER            YES             FOR                  FOR

NEW ENERGY DEVELOPMENT CO., LTD. AND RELATED-PARTY

TRANSACTION

PROPOSAL #11: APPROVE CAPITAL INJECTION IN ZHONGHANG         ISSUER            YES             FOR                  FOR

BAOSHENG MARINE ENGINEERING CABLE CO., LTD. AND

RELATED-PARTY TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baotou Beifang Chuangye Co., Ltd.

  TICKER:               600967                            CUSIP:   Y07048104

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SHI SHUHONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ZHANG YI AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #4: AMEND ARTICLES OF ASOOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 FINANCIAL BUDGET REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE RENEWAL OF FINANCIAL-SERVICE            ISSUER            YES             FOR                  FOR

DAILY RELATED-PARTY TRANSACTION AGREEMENT

PROPOSAL #12: APPROVE 2015 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND CONFIRMATION ON THE EXCEED AMOUNT AS

 WELL AS APPROVE 2016 DAILY RELATED-PARTY

PROPOSAL #13: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES         AGAINST           AGAINST

WHOLLY-OWNED AND CONTROLLED SUBSIDIARIES

PROPOSAL #15: APPROVE 2016 APPLICATION OF BANK CREDIT        ISSUER            YES             FOR                  FOR

 LINES

PROPOSAL #16: AMEND MANAGEMENT SYSTEM OF EXTERNAL              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #17: APPROVE RE-APPOINTMENT OF 2016                       ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baotou Beifang Chuangye Co., Ltd.

  TICKER:               600967                            CUSIP:   Y07048104

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS

 RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE TRANSACTION CONSTITUTE AS                   ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTION

PROPOSAL #3.01: APPROVE OVERALL PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.05: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #3.06: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE TARGET ASSETS PRICE                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.08: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.09: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.11: APPROVE CASH PAYMENT METHOD AND                 ISSUER            YES             FOR                  FOR

PAYMENT TIME

PROPOSAL #3.12: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.13: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #3.14: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.15: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #3.16: APPROVE ARRANGEMENT OF EMPLOYEES                ISSUER            YES             FOR                  FOR

PROPOSAL #3.17: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #5: APPROVE SUPPLEMENTAL CONDITIONAL ASSET          ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT BY CASH AND ISSUANCE OF SHARES

WITH YIJI GROUP

PROPOSAL #6: APPROVE SUPPLEMENTAL CONDITIONAL ASSET          ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT BY CASH AND ISSUANCE OF SHARES

WITH BEIFANG MECHANICAL HOLDINGS

PROPOSAL #7: APPROVE SUPPLEMENTAL CONDITIONAL ASSET          ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT BY ISSUANCE OF SHARES WITH BEIJING

 FENGLEI GROUP

PROPOSAL #8: APPROVE CONDITIONAL PROFIT COMPENSATION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH YIJI GROUP AND BEIFANG MECHANICAL

HOLDINGS


 

PROPOSAL #9: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TARGET SUBSCRIBERS

PROPOSAL #10: APPROVE REPORT (DRAFT) AND SUMMARY ON          ISSUER            YES             FOR                  FOR

COMPANY'S RELATED PARTY TRANSACTION IN CONNECTION TO

ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS

 RAISING SUPPORTING FUNDS

PROPOSAL #11: APPROVE RELEVANT AUDIT REPORT, REVIEW          ISSUER            YES             FOR                  FOR

REPORT, VERIFICATION REPORT AND ASSET APPRAISAL

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #13: APPROVE COMPLETENESS AND COMPLIANCE OF         ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #14: APPROVE WHITE WASH WAIVER AND RELATED          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baotou Huazi Industry Co., Ltd.

  TICKER:               600191                            CUSIP:   Y0699X106

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING PRINCIPLE AND ISSUE          ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT


 

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL CAPITAL          ISSUER            YES             FOR                  FOR

INJECTION AGREEMENT WITH HUAXIA INSURANCE CO., LTD.

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY BAOTOU GRASSLAND SUGAR (GROUP) CO.,

LTD. AND PERSONS ACTING IN CONCERT

PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES             FOR                  FOR

 EVALUATION REPORT

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #15: APPROVE ESTABLISHMENT OF SPECIAL RAISED        ISSUER            YES             FOR                  FOR

 FUND ACCOUNT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baotou Huazi Industry Co., Ltd.

  TICKER:               600191                            CUSIP:   Y0699X106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baotou Huazi Industry Co., Ltd.

  TICKER:               600191                            CUSIP:   Y0699X106

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

SUPPLEMENTAL SHARE SUBSCRIPTION AGREEMENT WITH TARGET

 SUBSCRIBERS

PROPOSAL #2: APPROVE RELEVANT AUDIT REPORT, REVIEW            ISSUER            YES             FOR                  FOR

REPORT AND EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (REVISION)


 

PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTIONS                 ISSUER            YES             FOR                  FOR

INVOLVING PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AMENDMENT TO ARTICLE OF                       ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Baoxin Auto Group Limited

  TICKER:               1293                                CUSIP:   G08909106

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT DIAO JIANSHEN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT WANG KEYI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT CHAN WAN TSUN ADRIAN ALAN AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Barclays Africa Group Ltd

  TICKER:               BGA                                  CUSIP:   S0850R101

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2.1: REAPPOINT PRICEWATERHOUSECOOPERS INC          ISSUER            YES             FOR                  FOR

AS AUDITORS OF THE COMPANY WITH KEITH ACKERMAN AS THE

 DESIGNATED AUDITOR

PROPOSAL #2.2: REAPPOINT ERNST & YOUNG INC AS                     ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH EMILIO PERA AS THE

DESIGNATED AUDITOR

PROPOSAL #2.3: APPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY WITH PIERRE FOURIE AS THE DESIGNATED AUDITOR

PROPOSAL #2.4: REAPPOINT ERNST & YOUNG INC AS                     ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH ERNEST VAN ROOYEN AS THE

 DESIGNATED AUDITOR

PROPOSAL #3.1: RE-ELECT YOLANDA CUBA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT MOHAMED HUSAIN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: RE-ELECT TREVOR MUNDAY AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: RE-ELECT MARK MERSON AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: RE-ELECT DAVID HODNETT AS DIRECTOR               ISSUER            YES             FOR                  FOR


 

PROPOSAL #4.1: ELECT PAUL O'FLAHERTY AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: RE-ELECT COLIN BEGGS AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

GROUP AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #5.2: RE-ELECT MOHAMED HUSAIN AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE GROUP AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #5.3: RE-ELECT TREVOR MUNDAY AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE GROUP AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #5.4: RE-ELECT ALEX DARKO AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

GROUP AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #5.5: ELECT PAUL O'FLAHERTY AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 GROUP AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANY OR CORPORATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Barloworld Ltd

  TICKER:               BAW                                  CUSIP:   S08470189

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 SEPTEMBER

PROPOSAL #2: RE-ELECT NEO DONGWANA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT BABALWA NGONYAMA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT ISAAC SHONGWE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT DON WILSON AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT SANGO NTSALUBA AS CHAIRMAN OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #7: RE-ELECT BABALWA NGONYAMA AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #8: ELECT NGOZI EDOZIEN AS MEMBER OF THE              ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #9: REAPPOINT DELOITTE AND TOUCHE AS                     ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY AND APPOINT B NYEMBE AS THE

INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR

PROPOSAL #10: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.1: APPROVE FEES FOR THE CHAIRMAN OF THE          ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #1.2: APPROVE FEES FOR THE RESIDENT NON-               ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #1.3: APPROVE FEES FOR THE NON-RESIDENT NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #1.4: APPROVE FEES FOR THE CHAIRMAN OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE (RESIDENT)


 

PROPOSAL #1.5: APPROVE FEES FOR THE RESIDENT MEMBERS         ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #1.6: APPROVE FEES FOR THE NON-RESIDENT                ISSUER            YES             FOR                  FOR

MEMBERS OF THE AUDIT COMMITTEE

PROPOSAL #1.7: APPROVE FEES FOR THE CHAIRMAN OF THE          ISSUER            YES             FOR                  FOR

REMUNERATION COMMITTEE (NON-RESIDENT)

PROPOSAL #1.8: APPROVE FEES FOR THE CHAIRMAN OF THE          ISSUER            YES             FOR                  FOR

SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE

PROPOSAL #1.9: APPROVE FEES FOR THE CHAIRMAN OF THE          ISSUER            YES             FOR                  FOR

RISK AND SUSTAINABILITY COMMITTEE (RESIDENT)

PROPOSAL #1.10: APPROVE FEES FOR THE CHAIRMAN OF THE         ISSUER            YES             FOR                  FOR

GENERAL PURPOSES COMMITTEE (RESIDENT)

PROPOSAL #1.11: APPROVE FEES FOR THE CHAIRMAN OF THE         ISSUER            YES             FOR                  FOR

NOMINATION COMMITTEE (RESIDENT)

PROPOSAL #1.12: APPROVE FEES FOR THE RESIDENT MEMBERS        ISSUER            YES             FOR                  FOR

 OF EACH OF THE BOARD COMMITTEES OTHER THAN AUDIT

COMMITTEE

PROPOSAL #1.13: APPROVE FEES FOR THE NON-RESIDENT              ISSUER            YES             FOR                  FOR

MEMBERS OF EACH OF THE BOARD COMMITTEES

PROPOSAL #1.14: APPROVE FEES OF AD HOC WORK PERFORMED        ISSUER            YES             FOR                  FOR

 BY NON-EXECUTIVE DIRECTORS FOR SPECIAL PROJECTS

(HOURLY RATE)

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES AND CORPORATIONS

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bashneft PJSOC

  TICKER:               BANE                                CUSIP:   X0710V106

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE NEW  EDITION OF CHARTER                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #3.1: APPROVE RELATED-PARTY TRANSACTIONS RE:        ISSUER            YES             FOR                  FOR

 LOAN AND GUARANTEE AGREEMENTS

PROPOSAL #3.2: APPROVE RELATED-PARTY TRANSACTION RE:         ISSUER            YES             FOR                  FOR

SUPPLEMENT TO GUARANTEE AGREEMENT WITH VTB BANK

PROPOSAL #3.3: APPROVE RELATED-PARTY TRANSACTION RE:         ISSUER            YES             FOR                  FOR

LIABILITY INSURANCE FOR DIRECTORS, EXECUTIVES, AND

COMPANIES

PROPOSAL #3.4: APPROVE RELATED-PARTY TRANSACTION RE:         ISSUER            YES             FOR                  FOR

SUPPLEMENT TO LOAN AGREEMENT WITH OOO BASHNEFT-POLYUS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bashneft PJSOC

  TICKER:               BANE                                CUSIP:   X0710V106

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE  FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #7: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: ELECT CHARLES WATSON AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #8.2: ELECT EVGENY GURYEV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #8.3: ELECT MAURICE DIJOLS AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #8.4: ELECT ANTHONY CONSIDINE AS DIRECTOR             ISSUER            YES             FOR                  N/A

PROPOSAL #8.5: ELECT ALEKSANDR KORSIK AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #8.6: ELECT RUSTEM MARDANOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #8.7: ELECT VITALY SERGEYCHUK AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #8.8: ELECT ALEKSEY TEKSLER AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #8.9: ELECT VIKTOR ORLOV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #8.10: ELECT YURY SHAFRANIK AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #9.1: ELECT ALEKSEY AFONYASHIN AS MEMBER OF         ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #9.2: ELECT ALEKSANDR BOGASHOV AS MEMBER OF         ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #9.3: ELECT OLEG ZENKOV AS MEMBER OF AUDIT          ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #9.4: ELECT BORIS LYUBOSHITS AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #9.5: ELECT ANDREY NOVAKOVSKY AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #10: RATIFY AUDITOR                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE NEW EDITION OF CHARTER                       ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #15.1: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH OAO AK TRANSNEFT

PROPOSAL #15.2: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH OOO BASHNEFT POLUS

PROPOSAL #15.3: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH OOO BASHNEFT POLUS

PROPOSAL #15.4: APPROVE RELATED-PARTY TRANSACTION RE:        ISSUER            YES             FOR                  FOR

 LIABILITY INSURANCE FOR DIRECTORS, EXECUTIVES, AND

COMPANIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Basso Industry Corp.

  TICKER:               1527                                CUSIP:   Y0718G100

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BB Seguridade Participacoes S.A.

  TICKER:               BBSE3                              CUSIP:   P1R1WJ103

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #5: ELECT DIRECTOR                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BBMG Corporation

  TICKER:               02009                              CUSIP:   Y076A3105

  MEETING DATE:   8/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SELF-INSPECTION REPORT ON THE            ISSUER            YES             FOR                  FOR

PROPERTY BUSINESS OF THE COMPANY

PROPOSAL #2: APPROVE UNDERTAKINGS ON MATTERS RELATING        ISSUER            YES             FOR                  FOR

 TO THE PROPERTY BUSINESS OF THE COMPANY ISSUED BY

THE COMPANY'S DIRECTORS, SUPERVISORS, SENIOR

MANAGEMENT AND CONTROLLING SHAREHOLDER (BBMG GROUP

COMPANY LIMITED)

PROPOSAL #3: ELECT ZHANG JIANLI AS DIRECTOR AND             SHAREHOLDER        YES             FOR                  FOR

AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH

 NEWLY ELECTED DIRECTOR

PROPOSAL #4: APPROVE THE UPDATE ON THE SELF-                   SHAREHOLDER        YES             FOR                  FOR

INSPECTION REPORT OF THE PROPERTY BUSINESS OF THE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BBMG Corporation

  TICKER:               02009                              CUSIP:   Y076A3105

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION STANDARD OF THE              ISSUER            YES             FOR                  FOR

FOURTH SESSION OF THE BOARD OF DIRECTORS  OF THE

COMPANY

PROPOSAL #2: APPROVE REMUNERATION STANDARD OF FOURTH         ISSUER            YES             FOR                  FOR

SESSION OF THE SUPERVISORY BOARD OF DIRECTORS OF THE

COMPANY

PROPOSAL #3: APPROVE PROPOSED PUBLIC ISSUE OF                     ISSUER            YES             FOR                  FOR

CORPORATE BONDS IN THE PRC

PROPOSAL #4.01: APPROVE TYPE OF SECURITIES TO BE                ISSUER            YES             FOR                  FOR

ISSUED OF THE PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.02: APPROVE SIZE OF ISSUE OF THE PUBLIC          ISSUER            YES             FOR                  FOR

ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.03: APPROVE FACE VALUE AND ISSUE PRICE OF        ISSUER            YES             FOR                  FOR

 THE PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.04: APPROVE TERM OF ISSUE AND VARIETY OF         ISSUER            YES             FOR                  FOR

THE PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.05: APPROVE BONDS INTEREST RATE OF THE            ISSUER            YES             FOR                  FOR

PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.06: APPROVE METHOD OF ISSUE AND TARGET            ISSUER            YES             FOR                  FOR

INVESTORS OF THE PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.07: APPROVE USE OF PROCEEDS OF THE PUBLIC        ISSUER            YES             FOR                  FOR

 ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.08: APPROVE PRE-EMPTIVE RIGHTS OF THE              ISSUER            YES             FOR                  FOR

PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.09: APPROVE PLACE OF LISTING OF THE                 ISSUER            YES             FOR                  FOR

PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.10: APPROVE ARRANGEMENT OF GUARANTEE OF          ISSUER            YES             FOR                  FOR

THE PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.11: APPROVE MEASURES FOR PROTECTION OF            ISSUER            YES             FOR                  FOR

REPAYMENT OF THE PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #4.12: APPROVE VALIDITY OF RESOLUTION OF THE        ISSUER            YES             FOR                  FOR

 PUBLIC ISSUE OF THE CORPORATE BONDS

PROPOSAL #5: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE PUBLIC ISSUE OF THE

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT JIANG DEYI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT WU DONG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT SHI XIJUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7.4: ELECT ZHANG JIANLI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.5: ELECT LI WEIDONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.6: ELECT WANG SHIZHONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: ELECT WANG GUANGJIN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: ELECT TIAN LIHUI AS DIRECTOR                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #8.3: ELECT TANG JUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: ELECT NGAI WAI FUNG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: ELECT WANG XIAOJUN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT LI BICHI AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9.3: ELECT YU KAIJUN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #9.4: ELECT HU JUAN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BBMG Corporation

  TICKER:               2009                                CUSIP:   Y076A3105

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY BOARD         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITED ACCOUNTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CONVERSION FROM CAPITAL RESERVE

PROPOSAL #5: APPROVE REMUNERATION PLAN OF THE                     ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING CERTIFIED        ISSUER            YES             FOR                  FOR

 PUBLIC ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO

 FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE GUARANTEE AUTHORIZATION TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #8: APPROVE COMPLIANCE AND SATISFACTION OF          ISSUER            YES             FOR                  FOR

REQUIREMENTS OF THE PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #9.01: APPROVE TYPE OF SECURITIES TO BE                ISSUER            YES             FOR                  FOR

ISSUED IN RELATION TO THE PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #9.02: APPROVE ISSUE SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.03: APPROVE PAR VALUE AND ISSUE PRICE IN         ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.04: APPROVE TERM AND VARIETY OF THE BONDS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #9.05: APPROVE BOND INTEREST RATES IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.06: APPROVE TYPE OF ISSUE AND TARGETS IN         ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.07: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.08: APPROVE PLACING ARRANGEMENT IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.09: APPROVE PLACE FOR LISTING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.10: APPROVE GUARANTEE ARRANGEMENTS IN              ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.11: APPROVE DEBT REPAYMENT SAFEGUARDS IN         ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS


 

PROPOSAL #9.12: APPROVE RESOLUTION VALIDITY IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10: AUTHORIZE BOARD TO HANDLE RELEVANT                ISSUER            YES             FOR                  FOR

MATTERS IN CONNECTION WITH THE PUBLIC ISSUANCE OF

CORPORATE BONDS.

PROPOSAL #11: APPROVE COMPLIANCE AND SATISFACTION OF         ISSUER            YES             FOR                  FOR

REQUIREMENTS OF THE NON-PUBLIC ISSUANCE OF CORPORATE

BONDS

PROPOSAL #12.01: APPROVE TYPE OF SECURITIES TO BE              ISSUER            YES             FOR                  FOR

ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #12.02: APPROVE ISSUE SIZE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #12.03: APPROVE PAR VALUE AND ISSUE PRICE IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.04: APPROVE TERM AND VARIETY OF THE                ISSUER            YES             FOR                  FOR

BONDS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #12.05: APPROVE BOND INTEREST RATES IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.06: APPROVE TYPE OF ISSUE AND TARGETS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.07: APPROVE USE OF PROCEEDS IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #12.08: APPROVE PLACING ARRANGEMENT IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.09: APPROVE PLACE FOR LISTING IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.10: APPROVE GUARANTEE ARRANGEMENTS IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.11: APPROVE DEBT REPAYMENT SAFEGUARDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.12: APPROVE RESOLUTION VALIDITY IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #13: AUTHORIZE BOARD TO HANDLE RELEVANT                ISSUER            YES             FOR                  FOR

MATTERS IN CONNECTION WITH THE NON-PUBLIC ISSUANCE OF

 CORPORATE BONDS

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BBMG Corporation

  TICKER:               2009                                CUSIP:   Y076A3113

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY BOARD         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITED ACCOUNTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CONVERSION FROM CAPITAL RESERVE

PROPOSAL #5: APPROVE REMUNERATION PLAN OF THE                     ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS


 

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING CERTIFIED        ISSUER            YES             FOR                  FOR

 PUBLIC ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO

 FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE GUARANTEE AUTHORIZATION TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #8: APPROVE COMPLIANCE AND SATISFACTION OF          ISSUER            YES             FOR                  FOR

REQUIREMENTS OF THE PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #9.01: APPROVE TYPE OF SECURITIES TO BE                ISSUER            YES             FOR                  FOR

ISSUED IN RELATION TO THE PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #9.02: APPROVE ISSUE SIZE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.03: APPROVE PAR VALUE AND ISSUE PRICE IN         ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.04: APPROVE TERM AND VARIETY OF THE BONDS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #9.05: APPROVE BOND INTEREST RATES IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.06: APPROVE TYPE OF ISSUE AND TARGETS IN         ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.07: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.08: APPROVE PLACING ARRANGEMENT IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.09: APPROVE PLACE FOR LISTING IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.10: APPROVE GUARANTEE ARRANGEMENTS IN              ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.11: APPROVE DEBT REPAYMENT SAFEGUARDS IN         ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.12: APPROVE RESOLUTION VALIDITY IN                   ISSUER            YES             FOR                  FOR

RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10: AUTHORIZE BOARD TO HANDLE RELEVANT                ISSUER            YES             FOR                  FOR

MATTERS IN CONNECTION WITH THE PUBLIC ISSUANCE OF

CORPORATE BONDS.

PROPOSAL #11: APPROVE COMPLIANCE AND SATISFACTION OF         ISSUER            YES             FOR                  FOR

REQUIREMENTS OF THE NON-PUBLIC ISSUANCE OF CORPORATE

BONDS

PROPOSAL #12.01: APPROVE TYPE OF SECURITIES TO BE              ISSUER            YES             FOR                  FOR

ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #12.02: APPROVE ISSUE SIZE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #12.03: APPROVE PAR VALUE AND ISSUE PRICE IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.04: APPROVE TERM AND VARIETY OF THE                ISSUER            YES             FOR                  FOR

BONDS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #12.05: APPROVE BOND INTEREST RATES IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.06: APPROVE TYPE OF ISSUE AND TARGETS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.07: APPROVE USE OF PROCEEDS IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #12.08: APPROVE PLACING ARRANGEMENT IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE


 

PROPOSAL #12.09: APPROVE PLACE FOR LISTING IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.10: APPROVE GUARANTEE ARRANGEMENTS IN            ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.11: APPROVE DEBT REPAYMENT SAFEGUARDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #12.12: APPROVE RESOLUTION VALIDITY IN                 ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #13: AUTHORIZE BOARD TO HANDLE RELEVANT                ISSUER            YES             FOR                  FOR

MATTERS IN CONNECTION WITH THE NON-PUBLIC ISSUANCE OF

 CORPORATE BONDS

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BDO Unibank Inc.

  TICKER:               BDO                                  CUSIP:   Y07775102

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE MINUTES OF THE ANNUAL                          ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MEETING HELD ON APRIL 24, 2015

PROPOSAL #4: APPROVE REPORT OF THE PRESIDENT AND                ISSUER            YES             FOR                  FOR

AUDITED FINANCIAL STATEMENTS AS OF DEC. 31, 2015

PROPOSAL #6: APPROVE AND RATIFY ALL ACTS OF THE BOARD        ISSUER            YES             FOR                  FOR

 OF DIRECTORS, BOARD COMMITTEES, AND MANAGEMENT

DURING THEIR TERM OF OFFICE

PROPOSAL #7.1: ELECT TERESITA T. SY AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT JESUS A. JACINTO, JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.3: ELECT NESTOR V. TAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.4: ELECT CHRISTOPHER A. BELL-KNIGHT AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.5: ELECT ANTONIO C. PACIS AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7.6: ELECT JOSEFINA N. TAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7.7: ELECT JOSE F. BUENAVENTURA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7.8: ELECT JONES M. CASTRO, JR. AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7.9: ELECT DIOSCORO I. RAMOS AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7.10: ELECT JIMMY T. TANG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7.11: ELECT GILBERTO C. TEODORO, JR. AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPOINT EXTERNAL AUDITOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PLACING AND SUBSCRIPTION                     ISSUER            YES             FOR                  FOR

TRANSACTION IN CONNECTION WITH THE ACQUISITION OF ONE

 NETWORK BANK, INC. (A RURAL BANK)


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BEC World Public Company Limited

  TICKER:               BEC                                  CUSIP:   Y0769B133

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT ARUN NGAMDEE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT CHANSAK FUANGFU AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT SOMCHAI BOONNAMSIRI AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT MATTHEW KICHODHAN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DR. VIRACH & ASSOCIATES OFFICE          ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Befar Group Co Ltd.

  TICKER:               601678                            CUSIP:   Y07710109

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Befar Group Co Ltd.

  TICKER:               601678                            CUSIP:   Y07710109

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5.00: APPROVE PROVISION OF GUARANTEES TO            ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #5.01: APPROVE PROVISION OF GUARANTEE                   ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 150,000,000 TO SHANDONG BINHUA

DONGRUI CHEMICAL CO., LTD.


 

PROPOSAL #5.02: APPROVE PROVISION OF GUARANTEE                   ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 100,000,000 TO SHANDONG BINHUA

HEATING CO., LTD.

PROPOSAL #5.03: APPROVE PROVISION OF GUARANTEE                   ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 30,000,000 TO SHANDONG BINHUA

RUICHENG CHEMICAL CO., LTD.

PROPOSAL #5.04: APPROVE PROVISION OF GUARANTEE                   ISSUER            YES         AGAINST           AGAINST

AMOUNTING TO CNY 30,000,000 TO SHANDONG BINHUA

HAIYUAN SALINIZATION CO., LTD.

PROPOSAL #5.05: APPROVE PROVISION OF GUARANTEE                   ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 20,000,000 TO SHANDONG BINHUA FUEL

CO., LTD.

PROPOSAL #6.00: APPROVE RELATED-PARTY TRANSACTIONS             ISSUER            YES             FOR                  FOR

PROPOSAL #6.01: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH ZHONGHAI ASPHALT CO., LTD.

PROPOSAL #6.02: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH SHANDONG BINHUA BINYANG FUEL CO., LTD.

PROPOSAL #6.03: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH SHANDONG BRELAN CHEMTECH CO., LTD.

PROPOSAL #6.04: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH SHANDONG BINHUA INDUSTRIAL CO., LTD.

PROPOSAL #6.05: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH SHANDONG BINHUA GROUP OIL AND GAS CO., LTD.

PROPOSAL #6.06: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH BINZHOU AUTOMATION METER CO., LTD.

PROPOSAL #6.07: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH SHANDONG BINHUA MEDIA CO., LTD.

PROPOSAL #7: APPROVE DESIGN RESEARCH CENTER                        ISSUER            YES             FOR                  FOR

CONSTRUCTION PROJECT

PROPOSAL #8: APPROVE NEW CONSTRUCTION PROJECT OF                ISSUER            YES             FOR                  FOR

75,000 TONS PER YEAR OF GLYCEROL EPICHLOROHYDRIN AND

SUPPORTING FACILITIES

PROPOSAL #9: APPROVE NEW CONSTRUCTION PROJECT OF                ISSUER            YES             FOR                  FOR

1,000 TONS PER YEAR OF LITHIUM HEXAFLUOROPHOSPHATE

PROPOSAL #10: APPROVE NEW CONSTRUCTION PROJECT OF              ISSUER            YES             FOR                  FOR

6,000 TONS PER YEAR OF ELECTRONIC-GRADE HYDROFLUORIC

ACID

PROPOSAL #11: APPROVE NEW CONSTRUCTION AND TESTING            ISSUER            YES             FOR                  FOR

PROJECT OF 100 TONS PER YEAR OF HIGH-PERFORMANCE

CARBON FIBER INCLUDING 300 TONS PER YEAR OF RAW SILK

PROPOSAL #12: APPROVE NEW CONSTRUCTION PROJECT OF              ISSUER            YES             FOR                  FOR

COAL RAILWAY LOGISTICS CENTER

PROPOSAL #13: APPROVE ISSUANCE OF MEDIUM-TERM BONDS           ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE CHANGE IN BUSINESS SCOPE                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE 2016 APPOINTMENT OF FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beibuwan Port Co Ltd

  TICKER:               000582                            CUSIP:   Y0770P105

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #3: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE ADJUSTMENT TO THE PAYMENT OF              ISSUER            YES             FOR                  FOR

2015 AUDIT FEE AS WELL AS APPROVE 2016 RE-APPOINTMENT

 OF FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 DEBT FINANCING PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO THE          ISSUER            YES             FOR                  FOR

DEBT FINANCING OF WHOLLY-OWNED AND CONTROLLED

SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 INVESTMENT PLAN FOR                   ISSUER            YES             FOR                  FOR

FOUNDATION CONSTRUCTION, PURCHASE OF EQUIPMENT AND

TECHNOLOGY INNOVATION

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: APPROVE CHANGE OF COMPANY'S ENGLISH              ISSUER            YES             FOR                  FOR

NAME AS WELL AS AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beibuwan Port Co Ltd

  TICKER:               000582                            CUSIP:   Y0770P105

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED PLANNING OF MAJOR                ISSUER            YES             FOR                  FOR

ASSET RESTRUCTURING AND APPLICATION OF CONTINUED

SUSPENSION OF TRADING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BEIH-Property Co., Ltd.

  TICKER:               600791                            CUSIP:   Y444AM103

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHU YAN AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT LI YUHAI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BEIH-Property Co., Ltd.

  TICKER:               600791                            CUSIP:   Y444AM103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RENEWAL OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH BEIJING ENERGY GROUP FINANCE

 CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Aerospace Changfeng Co., Ltd.

  TICKER:               600855                            CUSIP:   Y0769Y109

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE SIGNING OF FINANCIAL COOPERATION        ISSUER            YES             FOR                  FOR

 AGREEMENT

PROPOSAL #10.01: ELECT QUAN CHUNLAI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.02: ELECT YANG XIAOLE AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #10.03: ELECT MA XIAOQUAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #10.04: ELECT SHI YANZHONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.05: ELECT YUAN XIAOGUANG AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.06: ELECT ZHANG YALIN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #11.01: ELECT YUE CHENG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.02: ELECT ZHANG TAO AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.03: ELECT ZONG WENLONG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.01: ELECT LIN YE AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #12.02: ELECT LIU WEI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Bashi Media Co., Ltd.

  TICKER:               600386                            CUSIP:   Y07711107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #9: APPROVE 2015 ACTUAL RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTIONS

PROPOSAL #10: APPROVE COMPREHENSIVE SERVICE AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH BEIJING PUBLIC TRANSPORT HOLDINGS (GROUP) CO.,

LTD.

PROPOSAL #11.01: ELECT SHA YONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.02: ELECT GAO MING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.01: ELECT MENG YAN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BEIJING BDSTAR NAVIGATION CO LTD

  TICKER:               002151                            CUSIP:   Y0771F106

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN THE AUCTION OF         ISSUER             NO              N/A                  N/A

40% STATE-OWNED EQUITY OF BAODING JINDI UNDERGROUND

PIPELINE DETECTION ENGINEERING CO., LTD. AND BAODING

JINDIKE TECHNOLOGY DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BEIJING BDSTAR NAVIGATION CO LTD

  TICKER:               002151                            CUSIP:   Y0771F106

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BEIJING BDSTAR NAVIGATION CO LTD

  TICKER:               002151                            CUSIP:   Y0771F106

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Bewinner Communications Co., Ltd.

  TICKER:               002148                            CUSIP:   Y07718102

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG QI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT LIU JIANFENG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Bewinner Communications Co., Ltd.

  TICKER:               002148                            CUSIP:   Y07718102

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CHANG IN APPOINTMENT OF 2016              ISSUER            YES             FOR                  FOR

ANNUAL AUDITOR

PROPOSAL #9: APPROVE CONTINUED USAGE OF PARTIAL IDLE         ISSUER            YES             FOR                  FOR

RAISED FUNDS AS WELL AS OWN FUNDS TO CONDUCT CASH

MANAGEMENT

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #11: APPROVE INVESTMENT IN THE ESTABLISHMENT   SHAREHOLDER        YES             FOR                  FOR

 OF INDUSTRY MERGER AND ACQUISITION INVESTMENT FUNDS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Co., Ltd.

  TICKER:               600008                            CUSIP:   Y07716106

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YANG BIN AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.01: ELECT WU LISHUN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT GUO PENG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Co., Ltd.

  TICKER:               600008                            CUSIP:   Y07716106

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF BANK LOAN FROM            ISSUER             NO              N/A                  N/A

ASIAN DEVELOPMENT BANK

PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER             NO              N/A                  N/A

 FROM INDUSTRIAL BANK CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Co., Ltd.

  TICKER:               600008                            CUSIP:   Y07716106

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

INVEST IN GUARANTEED FINANCIAL PRODUCTS

PROPOSAL #2: APPROVE USE OF IDLE OWN FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN GUARANTEED FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Co., Ltd.

  TICKER:               600008                            CUSIP:   Y07716106

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI SONGPING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #8: APPROVE PAYMENT OF 2015 FINANCIAL REPORT        ISSUER            YES             FOR                  FOR

 AUDIT FEES

PROPOSAL #9: APPROVE PAYMENT OF 2015 INTERNAL CONTROL        ISSUER            YES             FOR                  FOR

 AUDIT FEES

PROPOSAL #10: APPROVE RE-APPOINTMENT OF GRANTTHORNTON        ISSUER            YES             FOR                  FOR

 CPAS AS 2016 AUDITOR

PROPOSAL #11: APPROVE RE-APPOINTMENT OF GRANTTHORNTON        ISSUER            YES             FOR                  FOR

 CPAS AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #13.01: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: APPROVE PAR VALUE AND ISSUE PRICE             ISSUER            YES             FOR                  FOR

PROPOSAL #13.03: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #13.04: APPROVE BOND TYPE AND BOND MATURITY         ISSUER            YES             FOR                  FOR

PROPOSAL #13.05: APPROVE BOND INTEREST RATE AND                 ISSUER            YES             FOR                  FOR

INTEREST PAYMENT METHOD

PROPOSAL #13.06: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.07: APPROVE GUARANTEE PROVISIONS                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.08: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #13.09: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.10: APPROVE COMPANY'S CREDITWORTHINESS          ISSUER            YES             FOR                  FOR

AND SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #13.11: APPROVE UNDERWRITING METHOD                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.12: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Co., Ltd.

  TICKER:               600008                            CUSIP:   Y07716106

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Co., Ltd.

  TICKER:               600008                            CUSIP:   Y07716106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EQUITY TRANSACTION IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO COMPANY'S SUBSIDIARY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Development Co., Ltd.

  TICKER:               600376                            CUSIP:   Y0772K104

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE IMPROVING THE STANDARD FOR                 ISSUER            YES             FOR                  FOR

ALLOWANCE OF INDEPENDENT DIRECTORS

PROPOSAL #5: APPROVE APPLICATION OF ENTRUSTED LOANS          ISSUER            YES             FOR                  FOR

WITHOUT FIXED TERM

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO FUZHOU        ISSUER            YES             FOR                  FOR

 SHOUKAI ZHONGGENG INVESTMENT CO., LTD.

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

GUIYANG SHOUKAI LONGTAI REAL ESTATE DEVELOPMENT CO.,

PROPOSAL #8.01: ELECT PAN LIQUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.02: ELECT YANG WENKAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.03: ELECT PAN WEN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.04: ELECT RUAN QINGGE AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.01: ELECT DAI DEMING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT LIU SHOUBAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT LIANG JIJIANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.01: ELECT HU SHILIN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: ELECT MI YONG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #10.03: ELECT YANG XIN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Development Co., Ltd.

  TICKER:               600376                            CUSIP:   Y0772K104

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF LOAN BY BEIJING WANXIN REAL ESTATE

DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF LOAN BY FUZHOU SHOUKAI RONGTAI

PROPERTIES CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF LOAN BY FUZHOU SHOUKAI ZHONGGENG

PROPERTIES CO., LTD.


 

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF LOAN BY SUZHOU SHOUKAI RONGTAI

PROPERTIES CO., LTD.

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF LOAN BY BEIJING WANXIN REAL ESTATE

DEVELOPMENT CO., LTD.

PROPOSAL #6: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF LOAN BY GUANGZHOU HUPIN REAL ESTATE

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Development Co., Ltd.

  TICKER:               600376                            CUSIP:   Y0772K104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE INTERNAL CONTROL AUDIT REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE SOCIAL RESPONSIBILITY REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #10: APPROVE 2016 PAYMENT OF GUARANTEE FEE          ISSUER            YES             FOR                  FOR

TO BEIJING CAPITAL DEVELOPMENT HOLDING GROUP CO., LTD

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR LOAN        ISSUER            YES         AGAINST           AGAINST

 APPLIED BY BEIJING YOUTAI REAL ESTATE DEVELOPMENT

CO., LTD

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR LOAN        ISSUER            YES             FOR                  FOR

 APPLIED BY FUZHOU CAPITAL DEVELOPMENT ZHONGGENG

INVESTMENT CO., LTD

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE FOR LOAN        ISSUER            YES             FOR                  FOR

 APPLIED BY FUZHOU CAPITAL DEVELOPMENT RONGTAI

PROPERTIES CO., LTD

PROPOSAL #15: APPROVE PROVISION OF GUARANTEE FOR LOAN        ISSUER            YES             FOR                  FOR

 APPLIED BY FUZHOU RONGCHENG REAL ESTATE DEVELOPMENT

CO., LTD

PROPOSAL #16: APPROVE COMPANY'S ELIGIBILITY FOR             SHAREHOLDER        YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #17: APPROVE CORPORATE BOND ISSUANCE                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO             SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #19: APPROVE GUARANTEE PROVISION TO SUZHOU      SHAREHOLDER        YES             FOR                  FOR

SHOUKAI RUNTAI PROPERTIES CO., LTD.

PROPOSAL #20: APPROVE GUARANTEE PROVISION TO                  SHAREHOLDER        YES             FOR                  FOR

APPLICATION OF LOAN FROM CHINA MINSHENG BANK BY

BEIJING ZHUZONG SHOUKAI PROPERTIES CO., LTD


 

PROPOSAL #21: APPROVE GUARANTEE PROVISION TO                  SHAREHOLDER        YES             FOR                  FOR

APPLICATION OF LOAN FROM BANK OF CHINA BEIJING

PROSPER CENTER BY BEIJING ZHUZONG SHOUKAI PROPERTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Development Co., Ltd.

  TICKER:               600376                            CUSIP:   Y0772K104

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF ENTRUSTED LOAN            ISSUER            YES             FOR                  FOR

WITH NO FIXED TERM

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE CASH        ISSUER            YES             FOR                  FOR

 GUARANTEE APPLIED BY BEIJING YITAI REAL ESTATE

DEVELOPMENT CO.

PROPOSAL #3: APPROVE ISSUANCE OF ASSET-BACKED                     ISSUER            YES             FOR                  FOR

SECURITY

PROPOSAL #4: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital International Airport Co., Ltd.

  TICKER:               694                                  CUSIP:   Y07717104

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND INDEPENDENT AUDITOR'S REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITORS AND PRICEWATERHOUSECOOPERS

AS INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Land Ltd.

  TICKER:               02868                              CUSIP:   Y0771C103

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PRIVATE PLACEMENT OF DOMESTIC            ISSUER            YES             FOR                  FOR

CORPORATE BONDS IN THE PRC

PROPOSAL #2: AUTHORIZE BOARD TO HANDLE ALL MATTERS            ISSUER            YES             FOR                  FOR

RELATING TO THE PRIVATE PLACEMENT OF DOMESTIC

CORPORATE BONDS IN THE PRC

PROPOSAL #3: APPROVE MEASURES TO BE IMPLEMENTED BY            ISSUER            YES             FOR                  FOR

THE COMPANY IN THE EVENT OF EXPECTED INABILITY TO

REPAY THE PRINCIPAL OR INTERESTS OF DOMESTIC


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Land Ltd.

  TICKER:               2868                                CUSIP:   Y0771C103

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI SONGPING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Land Ltd.

  TICKER:               2868                                CUSIP:   Y0771C103

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ARRANGEMENTS IN RELATION TO THE         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF DOMESTIC RENEWABLE CORPORATE BONDS

PROPOSAL #2: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE PUBLIC ISSUANCE OF

DOMESTIC RENEWABLE CORPORATE BONDS

PROPOSAL #3: APPROVE MEASURES TO BE IMPLEMENTED IN            ISSUER            YES             FOR                  FOR

THE EVENT EXPECTED INABILITY TO REPAY THE PRINCIPAL

OR INTERESTS OF THE DOMESTIC  RENEWABLE CORPORATE

BONDS AS SCHEDULED OR THE COMPANY IS UNABLE TO REPAY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Land Ltd.

  TICKER:               2868                                CUSIP:   Y0771C103

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND        ISSUER            YES             FOR                  FOR

 AUDITORS' REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION SCHEME                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION PROPOSAL OF LONG TERM        ISSUER            YES             FOR                  FOR

  INCENTIVE FUND

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

 REMUNERATION

PROPOSAL #7: ELECT JOHN WONG YIK CHUNG AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Land Ltd.

  TICKER:               2868                                CUSIP:   Y0771C103

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE A SHARE OFFERING                                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE DISTRIBUTION PLAN FOR                          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED ACCUMULATED PROFIT BEFORE THE A SHARE

OFFERING

PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN        ISSUER            YES             FOR                  FOR

 RELATION TO A SHARE OFFERING

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION POLICY                 ISSUER            YES             FOR                  FOR

FOLLOWING THE A SHARE OFFERING

PROPOSAL #5: APPROVE A SHARE PRICE STABILIZATION PLAN        ISSUER            YES             FOR                  FOR

 FOLLOWING THE A SHARE OFFERING

PROPOSAL #6: APPROVE UNDERTAKINGS REGARDING THE                 ISSUER            YES             FOR                  FOR

DISCLOSURE OF INFORMATION IN THE PROSPECTUS PUBLISHED

 IN RELATION TO THE A SHARE OFFERING

PROPOSAL #7: APPROVE DILUTION OF IMMEDIATE RETURNS AS        ISSUER            YES             FOR                  FOR

 A RESULT OF A SHARE OFFERING AND REMEDIAL MEASURES

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RULES OF PROCEDURE OF THE                   ISSUER            YES             FOR                  FOR

GENERAL MEETING OF SHAREHOLDERS

PROPOSAL #10: APPROVE RULES OF PROCEDURE OF MEETINGS         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #11: APPROVE RULES OF PROCEDURE OF MEETINGS         ISSUER            YES             FOR                  FOR

OF SUPERVISORS

PROPOSAL #1: APPROVE USE OF PROCEEDS OF A SHARE                 ISSUER            YES             FOR                  FOR

OFFERING AND FEASIBILITY ANALYSIS

PROPOSAL #2: APPROVE DIVIDEND RETURN PLAN FOR THE              ISSUER            YES             FOR                  FOR

THREE YEARS FOLLOWING THE A SHARE OFFERING

PROPOSAL #3: APPROVE REPORT ON USE OF PROCEEDS FROM          ISSUER            YES             FOR                  FOR

PREVIOUS FUND RAISING ACTIVITIES

PROPOSAL #4: APPROVE SELF-ASSESSMENT REPORT ON                   ISSUER            YES             FOR                  FOR

COMPANY'S PROPERTY DEVELOPMENT BUSINESS AND RELATED

UNDERTAKINGS

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS AUDITOR FOR THE A SHARE OFFERING AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE WORK INSTRUCTIONS FOR                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #7: APPROVE MEASURES FOR ADMINISTRATION OF          ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS

PROPOSAL #8: APPROVE MEASURES FOR ADMINISTRATION OF          ISSUER            YES             FOR                  FOR

THE PROVISION OF EXTERNAL GUARANTEES

PROPOSAL #9: APPROVE MEASURES FOR ADMINISTRATION OF          ISSUER            YES             FOR                  FOR

EXTERNAL INVESTMENT

PROPOSAL #10: APPROVE MEASURES FOR ADMINISTRATION OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #11: APPROVE DETAILED RULES ON                               ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF CUMULATIVE VOTING SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Land Ltd.

  TICKER:               2868                                CUSIP:   Y0771C103

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE A SHARE OFFERING                                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE DISTRIBUTION PLAN FOR                          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED ACCUMULATED PROFIT BEFORE THE A SHARE

OFFERING

PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN        ISSUER            YES             FOR                  FOR

 RELATION TO A SHARE OFFERING

PROPOSAL #4: APPROVE A SHARE PRICE STABILIZATION PLAN        ISSUER            YES             FOR                  FOR

 FOLLOWING THE A SHARE OFFERING

PROPOSAL #5: APPROVE UNDERTAKINGS REGARDING THE                 ISSUER            YES             FOR                  FOR

DISCLOSURE OF INFORMATION IN THE PROSPECTUS PUBLISHED

 IN RELATION TO THE A SHARE OFFERING

PROPOSAL #6: APPROVE DILUTION OF IMMEDIATE RETURNS AS        ISSUER            YES             FOR                  FOR

 A RESULT OF A SHARE OFFERING AND REMEDIAL MEASURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Land Ltd.

  TICKER:               2868                                CUSIP:   Y0771C103

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SUN BAOJIE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Capital Retailing Group Co., Ltd.

  TICKER:               600723                            CUSIP:   Y0770Y106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT WANG JING AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT LI YUANGUANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #9.02: ELECT YAN BING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Centergate Technologies (Holding) Co., Ltd.

  TICKER:               000931                            CUSIP:   Y07725107

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

SALE-LEASEBACK APPLIED BY CONTROLLED SUBSIDIARIES

BEIJING ZHONGSHI CEMENT CO., LTD. AND BEIJING

ZHONGSHI SHANGZHUANG CEMENT CO., LTD. FROM BEIJING

CULTURE TECHNOLOGY FINANCIAL LEASING CO., LTD.


 

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

SALE-LEASEBACK APPLIED BY BEIJING HUASU

PHARMACEUTICAL CO., LTD. FROM BEIJING CULTURE

TECHNOLOGY FINANCIAL LEASING CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY INDIRECT

CONTROLLED SUBSIDIARY, BEIJING HUASU PHARMACEUTICAL

CO., LTD. FROM BANK OF JIANGSU BEIJING BRANCH

PROPOSAL #4: APPROVE SELF EXAMINATION REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S REAL ESTATE BUSINESS REGARDING IDLE LAND,

SPECULATION, HOARDING, DRIVING UP PRICES AND OTHER

ILLEGAL ACTION EXISTED

PROPOSAL #5: APPROVE COMMITMENT LETTER FROM COMPANY          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS, SUPERVISORS, AND MANAGERS

REGARDING REAL ESTATE BUSINESS

PROPOSAL #6: APPROVE COMMITMENT LETTER FROM                        ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER, GOME HOLDINGS GROUP,

REGARDING COMPANY'S REAL ESTATE BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Centergate Technologies (Holding) Co., Ltd.

  TICKER:               000931                            CUSIP:   Y07725107

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING RECOURSE FACTORING FINANCING APPLIED BY

CONTROLLED SUBSIDIARY BEIJING ZHONGSHI CEMENT CO.,

LTD. FROM GUOMEI XINDA COMMERCIAL FACTORING CO., LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

RECOURSE FACTORING FINANCING APPLIED BY CONTROLLED

SUBSIDIARY BEIJING ZHONGSHI CEMENT CO., LTD. FROM

GUOMEI XINDA COMMERCIAL FACTORING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Centergate Technologies (Holding) Co., Ltd.

  TICKER:               000931                            CUSIP:   Y07725107

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES              ISSUER            YES             FOR                  FOR

APPLIED BY INDIRECT CONTROLLED SUBSIDIARY, BEIJING

HUASU PHARMACEUTICAL CO., LTD FROM  BANK OF HEBEI

PROPOSAL #2: APPROVE PROVISION OF CNY50 MILLION                 ISSUER            YES             FOR                  FOR

CONTINUED LOAN GUARANTEES APPLIED BY ASSOCIATE

COMPANY, BEIJING CENTERGATE DEVELOPMENT CONSTRUCTION

CO., LTD FROM BANK OF NANJING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Centergate Technologies (Holding) Co., Ltd.

  TICKER:               000931                            CUSIP:   Y07725107

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE BANK CREDIT LINE FROM

BANK OF JIANGSU BY BEIJING ZHONGSHI CONCRETE CO.,


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Centergate Technologies (Holding) Co., Ltd.

  TICKER:               000931                            CUSIP:   Y07725107

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 78.82% EQUITY IN         ISSUER            YES             FOR                  FOR

DUODUO PHARMACEUTICAL CO., LTD BY CONTROLLED

SUBSIDIARY BEIJING CENTERGATE 4TH RING MEDICAL

DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE INDEPENDENCE OF AUDITOR AND                ISSUER            YES             FOR                  FOR

APPRAISER

PROPOSAL #3: APPROVE THE RELEVANCE OF VALUATION                 ISSUER            YES             FOR                  FOR

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #4: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS MAJOR ASSET RESTRUCTURING

PROPOSAL #5: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #6: APPROVE SIGNING CONDITIONAL EQUITY                 ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO                    SHAREHOLDER        YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE FROM BANK OF

 NINGBO BY WELLSO PHARMACEUTICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Centergate Technologies (Holding) Co., Ltd.

  TICKER:               000931                            CUSIP:   Y07725107

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT HOU ZHANJUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT HUANG XIUHONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.3: ELECT ZOU XIAOCHUN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT CHEN PING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT ZHANG YE AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT DI SHANSHAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LEI SHIWEN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT TU PENGFEI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT HUANG FENG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT CHEN GENG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE CHANGE IN AUDITOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Centergate Technologies (Holding) Co., Ltd.

  TICKER:               000931                            CUSIP:   Y07725107

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SALE OF 27.82% EQUITY IN DUODUO

PHARMACEUTICAL CO., LTD BY CONTROLLED SUBSIDIARY

BEIJING CENTERGATE SIHUAN PHARMACEUTICAL DEVELOPMENT

CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Centergate Technologies (Holding) Co., Ltd.

  TICKER:               000931                            CUSIP:   Y07725107

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE FROM HUA XIA

 BANK BY BEIJING HUASU PHARMACEUTICALS CO., LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION BY BEIJING          ISSUER            YES             FOR                  FOR

HUASU PHARMACEUTICALS CO., LTD. TO APPLICATION OF

COMPREHENSIVE CREDIT LINE BY COMPANY FROM BANK OF

BEIJING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Centergate Technologies (Holding) Co., Ltd.

  TICKER:               000931                            CUSIP:   Y07725107

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL REPORT AND                   ISSUER            YES             FOR                  FOR

RELEVANT PROVISIONS

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Dabeinong Technology Group Co., Ltd.

  TICKER:               002385                            CUSIP:   Y0772N108

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DEVELOPMENT OF FUTURES HEDGING          ISSUER            YES             FOR                  FOR

BUSINESS


 

PROPOSAL #2: APPROVE TEMPORARY USE OF IDLE RAISED              ISSUER            YES             FOR                  FOR

FUNDS TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Dabeinong Technology Group Co., Ltd.

  TICKER:               002385                            CUSIP:   Y0772N108

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT ESTABLISHMENT OF                        ISSUER            YES             FOR                  FOR

AGRICULTURE INDUSTRY INVESTMENT FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Dabeinong Technology Group Co., Ltd.

  TICKER:               002385                            CUSIP:   Y0772N108

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INCREASE IN NINGXIA                ISSUER            YES             FOR                  FOR

XIAOMING FARMING CO., LTD. AND ITS SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Dabeinong Technology Group Co., Ltd.

  TICKER:               002385                            CUSIP:   Y0772N108

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 AUDIT REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE GRANTING PARTIAL PERMISSION TO          ISSUER            YES         AGAINST           AGAINST

CHAIRMAN OF THE BOARD

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Dabeinong Technology Group Co., Ltd.

  TICKER:               002385                            CUSIP:   Y0772N108

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Dalong Weiye Real Estate Development Co., Ltd.

  TICKER:               600159                            CUSIP:   Y40846100

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF CONSTRUCTION                       ISSUER            YES             FOR                  FOR

ENGINEERING CONTRACT BETWEEN CONTROLLED SUBSIDIARY

AND CONTROLLING SHAREHOLDER

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

LOAN APPLIED BY CONTROLLED SUBSIDIARY

PROPOSAL #3.01: ELECT YANG XIANGFANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Dalong Weiye Real Estate Development Co., Ltd.

  TICKER:               600159                            CUSIP:   Y40846100

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 RELATED-PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9.01: ELECT SU HAIYAN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Electronic Zone Investment and Development Co., Ltd.

  TICKER:               600658                            CUSIP:   Y0769Z106

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE 2015 PRIVATE PLACEMENT OF NEW A         ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING BASIS                                     ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #9: APPROVE SPECIAL SELF-EXAMINATION REPORT         ISSUER            YES             FOR                  FOR

OF COMPANY REAL ESTATE BUSINESS

PROPOSAL #10: APPROVE COMMITMENT LETTER RELATED TO            ISSUER            YES             FOR                  FOR

COMPANY REAL ESTATE BUSINESS FROM DIRECTORS,

SUPERVISORS AND HIGH LEVEL MANAGERS

PROPOSAL #11: APPROVE COMMITMENT LETTER RELATED TO            ISSUER            YES             FOR                  FOR

COMPANY REAL ESTATE BUSINESS FROM CONTROLLING

SHAREHOLDERS AND KEY PERSONAL

PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Electronic Zone Investment and Development Co., Ltd.

  TICKER:               600658                            CUSIP:   Y0769Z106

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT OF DIRECTOR AND                 ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE 2015 PRIVATE PLACEMENT OF NEW A         ISSUER            YES             FOR                  FOR

SHARES (AMENDED DRAFT)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Electronic Zone Investment and Development Co., Ltd.

  TICKER:               600658                            CUSIP:   Y0769Z106

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND AMEND        ISSUER            YES             FOR                  FOR

 ARTICLES OF ASSOCIATION

PROPOSAL #2.01: ELECT CHEN MING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #2.02: ELECT HE RAN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.01: ELECT WANG YAN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT GONG XIAOQING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.03: ELECT PAN JINFENG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.04: ELECT XU TAO AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT WU CHANGQI AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.02: ELECT LU GUIHUA AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.03: ELECT REN JIANZHI AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Electronic Zone Investment and Development Co., Ltd.

  TICKER:               600658                            CUSIP:   Y0769Z106

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER             NO              N/A                  N/A

PAYMENT OF REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF MORTGAGE LOAN                 ISSUER             NO              N/A                  N/A

GUARANTEES TO CLIENTS BY THE COMPANY AND SUBSIDIARIES

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Electronic Zone Investment and Development Co., Ltd.

  TICKER:               600658                            CUSIP:   Y0769Z106

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Enterprises Clean Energy Group Limited

  TICKER:               01250                              CUSIP:   G1146W105

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #3a: ELECT WANG YE AS DIRECTOR AND AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX HIS REMUNERATION

PROPOSAL #3b: ELECT LIANG YONGFENG AS DIRECTOR AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3c: ELECT TAM TAK KEI RAYMOND AS DIRECTOR          ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3d: ELECT LAM SING KWONG SIMON AS DIRECTOR         ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7: APPROVE REFRESHMENT OF SCHEME MANDATE            ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Enterprises Holdings Ltd.

  TICKER:               392                                  CUSIP:   Y07702122

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND RELATED          ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Enterprises Holdings Ltd.

  TICKER:               392                                  CUSIP:   Y07702122

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT HOU ZIBO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LI YONGCHENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT TAM CHUN FAI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT FU TINGMEI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: ELECT YU SUN SAY AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Enterprises Water Group Ltd.

  TICKER:               371                                  CUSIP:   G0957L109

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT JIANG XINHAO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT ZHOU MIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT LI LI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT SHEA CHUN LOK QUADRANT AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.5: ELECT GUO RUI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: ELECT HANG SHIJUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Gehua CATV Network Co., Ltd.

  TICKER:               600037                            CUSIP:   Y07715108

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SHI QUNFENG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE USAGE OF PARTIAL IDLE FUNDS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN CASH MANAGEMENT

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Gehua CATV Network Co., Ltd.

  TICKER:               600037                            CUSIP:   Y07715108

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR AND CONFIRMATION OF 2015 AUDIT

FEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing GeoEnviron Engineering and Technology, Inc.

  TICKER:               603588                            CUSIP:   Y0R7YT108

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF WHOLLY-OWNED            ISSUER            YES             FOR                  FOR

SUBSIDIARY HETIAN GEOENVIRON ENVIRONMENT TECHNOLOGY

NEW ENERGY CO., LTD.

PROPOSAL #2: APPROVE SUBSCRIPTION TO THE DIRECTIONAL         ISSUER            YES             FOR                  FOR

SHARE ISSUANCE BY SUZHOU VORTEX INFORMATION

TECHNOLOGY CO., LTD.

PROPOSAL #3: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY HEZHOU GEOENVIRON ENGINEERING AND

TECHNOLOGY, INC.

PROPOSAL #4: APPROVE ESTABLISHMENT OF WHOLLY-OWNED            ISSUER            YES             FOR                  FOR

SUBSIDIARY HUBEI JINGYUAN TIMES ECOLOGICAL

ENVIRONMENT TECHNOLOGY CO., LTD.

PROPOSAL #5: APPROVE ACQUISITION OF EQUITY OF                 SHAREHOLDER        YES             FOR                  FOR

SHENZHEN XINZHUOTAI INVESTMENT MANAGEMENT CO., LTD.

PROPOSAL #6: APPROVE ADJUSTMENT TO EXTERNAL                    SHAREHOLDER        YES             FOR                  N/A

INVESTMENT PLAN OF GEOENVIRON (HONG KONG) INVESTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing GeoEnviron Engineering and Technology, Inc.

  TICKER:               603588                            CUSIP:   Y0R7YT108

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN AUDITOR                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing GeoEnviron Engineering and Technology, Inc.

  TICKER:               603588                            CUSIP:   Y0R7YT108

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF RESTRICTED STOCK                   ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE PLAN PURPOSE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE GOVERNING BODY OF THE PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.04: APPROVE SOURCE AND NUMBER OF                       ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #1.05: APPROVE ALLOCATION OF RESTRICTED                ISSUER            YES             FOR                  FOR

STOCKS


 

PROPOSAL #1.06: APPROVE DURATION, GRANT DATE, LOCKING        ISSUER            YES             FOR                  FOR

 DATE, UNLOCKING DATE AND LOCK-UP PERIOD ARRANGEMENT

OF RESTRICTED STOCKS

PROPOSAL #1.07: APPROVE GRANT PRICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.08: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.09: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.10: APPROVE ACCOUNTING TREATMENT AND                ISSUER            YES             FOR                  FOR

IMPACT TO OPERATING RESULTS FOR EACH PERIOD

PROPOSAL #1.11: APPROVE PROCEDURES TO GRANT AND                 ISSUER            YES             FOR                  FOR

UNLOCK THE RESTRICTED STOCKS

PROPOSAL #1.12: APPROVE TREATMENT OF RESERVED EQUITY         ISSUER            YES             FOR                  FOR

PROPOSAL #1.13: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.14: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #1.15: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #1.16: APPROVE SUPPLEMENTARY PROVISIONS                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ASSOCIATE SUBSIDIARY XINING HUANGSHUI HIGH ENERGY

ENVIRONMENT CO., LTD

PROPOSAL #5.01: ELECT LI WEIGUO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.02: ELECT LIU ZEJUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.03: ELECT LING JINMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #5.04: ELECT CHEN WANGMING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #5.05: ELECT HE YONGBING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.06: ELECT WANG JUNFENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.01: ELECT LI XIELIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.02: ELECT YU YUEFENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.03: ELECT WANG SHIHAI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.01: ELECT ZHEN SHENGLI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #7.02: ELECT ZENG YUEXIANG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing GeoEnviron Engineering and Technology, Inc.

  TICKER:               603588                            CUSIP:   Y0R7YT108

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES         AGAINST           AGAINST

BANK CREDIT LINES

PROPOSAL #8: AMEND INVESTMENT DECISION MANAGEMENT              ISSUER            YES         AGAINST           AGAINST

SYSTEM

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Haohua Energy Resource Co Ltd

  TICKER:               601101                            CUSIP:   Y0772G103

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO FINANCIAL        ISSUER            YES             FOR                  FOR

 LEASING OF ORDOS CATHAY CHEMICAL CO., LTD. AND ORDOS

 OASIS INDUSTRIAL CO., LTD.

PROPOSAL #2: APPROVE SIGNING OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH JINGNENG GROUP FINANCE CO.,

LTD.

PROPOSAL #3: APPROVE ADJUSTMENT TO RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD IN CONNECTION TO CORPORATE BOND

PROPOSAL #4: ELECT LIU XINGFA AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Haohua Energy Resource Co Ltd

  TICKER:               601101                            CUSIP:   Y0772G103

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8.01: APPROVE 2015 AND 2016 DAILY RELATED-         ISSUER            YES             FOR                  FOR

PARTY TRANSACTION WITH BEIJING ENERGY GROUP CO., LTD.

 AND ITS CONTROLLED ENTITIES

PROPOSAL #8.02: APPROVE 2015 AND 2016 DAILY RELATED-         ISSUER            YES             FOR                  FOR

PARTY TRANSACTION WITH BEIJING JINGMEI GROUP CO.,

LTD. AND ITS CONTROLLED SUBSIDIARIES

PROPOSAL #8.03: APPROVE 2015 AND 2016 DAILY RELATED-         ISSUER            YES             FOR                  FOR

PARTY TRANSACTION WITH SHOUGANG CORPORATION

PROPOSAL #8.04: APPROVE 2015 AND 2016 DAILY RELATED-         ISSUER            YES             FOR                  FOR

PARTY TRANSACTION WITH CHINA NATIONAL COAL GROUP

CORPORATION

PROPOSAL #8.05: APPROVE 2015 AND 2016 DAILY RELATED-         ISSUER            YES             FOR                  FOR

PARTY TRANSACTION WITH SUBSIDIARY OF MINMETALS

DEVELOPMENT CO., LTD.

PROPOSAL #9: APPROVE CHANGES IN HORIZONTAL                          ISSUER            YES             FOR                  FOR

COMPETITION PREVENTIVE AGREEMENT WITH BEIJING JINGMEI

 GROUP CO., LTD.

PROPOSAL #10: APPROVE GRADUAL WITHDRAWAL OF FOUR                ISSUER            YES             FOR                  FOR

MINES IN JINGXI

PROPOSAL #11: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCING BILLS

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

CREDIT BUSINESS OF WHOLLY-OWNED SUBSIDIARY BEIJING

HAOHUA CHENGHE INTERNATIONAL TRADE CO., LTD.

PROPOSAL #13.01: ELECT HAN XING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.02: ELECT GENG YANGMOU AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.03: ELECT ZHOU XIAODONG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.04: ELECT ZHANG WEI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.05: ELECT YU FUGUO AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.06: ELECT GUAN JIE AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.07: ELECT BAO XIA AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.08: ELECT GENG YUNHONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.09: ELECT LIU XINGFA AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.10: ELECT WANG ZHAOHU AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #14.01: ELECT TIAN HUI AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.02: ELECT ZHU DAQI AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.03: ELECT WANG CHANGYUN AS INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.04: ELECT MU LINJUAN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.05: ELECT ZHANG YICHI AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #15.01: ELECT WANG JIANCHANG AS SUPERVISOR       SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #15.02: ELECT FENG JUN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #15.03: ELECT GAO YU AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Homyear Capital Holdings Co., Ltd.

  TICKER:               600240                            CUSIP:   Y4084W103

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SETTING-UP OF HEALTHCARE                     ISSUER            YES             FOR                  FOR

FINANCIAL PLATFORM AMOUNTING TO NO MORE THAN CNY 20

BILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Homyear Capital Holdings Co., Ltd.

  TICKER:               600240                            CUSIP:   Y4084W103

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF FINANCIAL LEASING              ISSUER            YES             FOR                  FOR

CONTRACT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Homyear Capital Holdings Co., Ltd.

  TICKER:               600240                            CUSIP:   Y4084W103

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION (DRAFT)                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PERFORMANCE EVALUATION OF                   ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT AS WELL

AS REMUNERATION PLAN

PROPOSAL #8: APPROVE FORMULATION REMUNERATION PLAN            ISSUER            YES             FOR                  FOR

(DRAFT) OF 2016 DIRECTORS, SUPERVISOR AND SENIOR

MANAGEMENT

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE IDENTIFICATION OF LI SHILIN AND        ISSUER            YES             FOR                  FOR

 ITS CONTROLLED ENTERPRISE AS COMPANY'S RELATED PARTY

PROPOSAL #11: APPROVE 2015 ACTUAL DAILY RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTIONS WITH HUAYE DEVELOPMENT (SHENZHEN) CO.,

LTD. AND 2016 DAILY RELATED PARTY TRANSACTION

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION WITH RELATED COMPANY

PROPOSAL #13: APPROVE 2016-2017 EXTERNAL GUARANTEE            ISSUER            YES             FOR                  FOR

PROVISION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Homyear Capital Holdings Co., Ltd.

  TICKER:               600240                            CUSIP:   Y4084W103

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PHASE 2 EMPLOYEE SHARE PURCHASE         ISSUER            YES             FOR                  FOR

PLAN (DRAFT) AND ITS SUMMARY

PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF PHASE 2              ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Hualian Department Store

  TICKER:               000882                            CUSIP:   Y0771K113

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 51% EQUITY OF                   ISSUER            YES             FOR                  FOR

BEIJING HAIRONG XINGDA BUSINESS MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Hualian Department Store

  TICKER:               000882                            CUSIP:   Y0771K113

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 WITH BEIJING HUALIAN COMPREHENSIVE SUPERMARKET CO.,

LTD.

PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 WITH BHG (BEIJING) DEPARTMENT STORE CO., LTD.

PROPOSAL #9: APPROVE CONTINUED SIGNING OF MUTUAL                ISSUER            YES             FOR                  FOR

FINANCIAL GUARANTEE AGREEMENT WITH BEIJING HUALIAN

GROUP INVESTMENT HOLDINGS CO., LTD.

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION IN CONNECTION TO ASSETS

PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS RAISING

 SUPPORTING FUNDS

PROPOSAL #11.1: APPROVE OVERALL PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #11.2: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TARGET ASSETS


 

PROPOSAL #11.3: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #11.4: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #11.5: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #11.6: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #11.7: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #11.8: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.9: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #11.10: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #11.11: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #11.12: APPROVE ISSUE TYPE AND PAR VALUE IN         ISSUER            YES             FOR                  FOR

CONNECTION TO THE RAISING OF SUPPORTING FUNDS

PROPOSAL #11.13: APPROVE SUBSCRIPTION PRICE IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO THE RAISING OF SUPPORTING FUNDS

PROPOSAL #11.14: APPROVE ISSUE AMOUNT IN CONNECTION          ISSUER            YES             FOR                  FOR

TO THE RAISING OF SUPPORTING FUNDS

PROPOSAL #11.15: APPROVE LISTING EXCHANGE IN                       ISSUER            YES             FOR                  FOR

CONNECTION TO THE RAISING OF SUPPORTING FUNDS

PROPOSAL #11.16: APPROVE SUBSCRIPTION FEES PAYMENT            ISSUER            YES             FOR                  FOR

TIME, PAYMENT METHOD AND SHARE DELIVERY IN CONNECTION

 TO THE RAISING OF SUPPORTING FUNDS

PROPOSAL #11.17: APPROVE LOCK-UP PERIOD IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO THE RAISING OF SUPPORTING FUNDS

PROPOSAL #11.18: APPROVE RESOLUTION VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE RAISING OF SUPPORTING FUNDS

PROPOSAL #12: APPROVE THE NOTION THAT THIS                          ISSUER            YES             FOR                  FOR

TRANSACTION CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #13: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #14: APPROVE SIGNING OF SECOND SUPPLEMENTAL         ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AGREEMENT

WITH SHANGHAI RONGSHANG INVESTMENT MANAGEMENT CENTER

(LP) AND ZHONGXIN JIACENG (SHANGHAI) INVESTMENT

CENTER (LP)

PROPOSAL #15: APPROVE SIGNING OF CONDITIONAL SHARES          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TIBET SHANNAN XINSHANG

INVESTMENT MANAGEMENT CO., LTD.

PROPOSAL #16: APPROVE RELEVANT AUDIT REPORT, ASSET            ISSUER            YES             FOR                  FOR

APPRAISAL REPORT AND COMPANY'S PRO FORMA FINANCIAL

STATEMENT REPORT

PROPOSAL #17: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #18: APPROVE FAIRNESS AND REASONABLE                     ISSUER            YES             FOR                  FOR

EXPLANATION OF THE PRICING BASIS OF THE ASSETS

PROPOSAL #19: APPROVE COUNTER-DILUTION MEASURES AND          ISSUER            YES             FOR                  FOR

RELATED COMMITMENTS IN CONNECTION TO THE MAJOR ASSETS

 RESTRUCTURING

PROPOSAL #20: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)


 

PROPOSAL #21: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #22: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #23: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Hualian Department Store

  TICKER:               000882                            CUSIP:   Y0771K113

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YANG FENG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT SHI ZEYOU AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Hualian Department Store

  TICKER:               000882                            CUSIP:   Y0771K113

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF NON-FINANCIAL                   ISSUER            YES             FOR                  FOR

ENTERPRISE DEBT FINANCING INSTRUMENTS

PROPOSAL #2: APPROVE TRANSFER OF 51% EQUITY IN                   ISSUER            YES             FOR                  FOR

BEIJING LONGTIANLU INVESTMENT CO., LTD

PROPOSAL #3: APPROVE TRANSFER OF 51% EQUITY IN                   ISSUER            YES             FOR                  FOR

BEIJING XINGLIAN SHUNDA COMMERCIAL MANAGEMENT CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Hualian Hypermarket Co., Ltd.

  TICKER:               600361                            CUSIP:   Y0771K105

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF NON-FINANCIAL                   ISSUER            YES             FOR                  FOR

ENTERPRISES DEBT FINANCING INSTRUMENTS

PROPOSAL #2.01: ELECT LUO ZHIWEI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Hualian Hypermarket Co., Ltd.

  TICKER:               600361                            CUSIP:   Y0771K105

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE MUTUAL FINANCIAL GUARANTEE                 ISSUER            YES             FOR                  FOR

AGREEMENT WITH BEIJING HUALIAN GROUP INVESTMENT

HOLDINGS CO., LTD.

PROPOSAL #8: APPROVE CREDIT LINE APPLICATION FROM              ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTIONS

PROPOSAL #9: APPROVE CREDIT LINE APPLICATION FROM              ISSUER            YES             FOR                  FOR

HUALIAN FINANCE CO., LTD.

PROPOSAL #10: APPROVE DAILY RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH BEIJING HUALIAN GROUP INVESTMENT

HOLDINGS CO., LTD.

PROPOSAL #11: APPROVE DAILY RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH BEIJING HUALIAN DEPARTMENT STORE

PROPOSAL #12.01: ELECT WANG ZHONGHUA AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.02: ELECT MA ZUOQUN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT LI CHUNSHENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingneng Clean Energy Co., Ltd.

  TICKER:               579                                  CUSIP:   Y0R7A0107

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 AUDITORS' REPORT AND                   ISSUER            YES             FOR                  FOR

AUDITED FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND DISTRIBUTION OF FINAL DIVIDENDS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #7: APPROVE RUIHUA CERTIFIED PUBLIC                       ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS DOMESTIC AUDITORS AND AUTHORIZE BOARD

TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE 2016 BUDGET REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 INVESTMENT BUSINESS PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: ELECT ZHU YAN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT LI DAWEI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT ZHU BAOCHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE GENERAL MANDATE TO ISSUE DEBT            ISSUER            YES         AGAINST           AGAINST

FINANCING INSTRUMENTS


 

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingneng Power Co., Ltd.

  TICKER:               600578                            CUSIP:   Y0771L103

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF INNER MONGOLIA         ISSUER            YES             FOR                  FOR

JINGNENG XILIN POWER CO., LTD.

PROPOSAL #2: APPROVE ESTABLISHMENT OF INNER MONGOLIA         ISSUER            YES             FOR                  FOR

JINGNENG SHUANGXIN POWER CO., LTD.

PROPOSAL #3: APPROVE ADDITIONAL CAPITAL TO JINGNENG          ISSUER            YES             FOR                  FOR

SHIYANG THERMAL POWER CO., LTD.

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING FINANCIAL LEASING TRANSACTION BY CONTROLLED

 SUBSIDIARIES

PROPOSAL #5: APPROVE CHANGE AND APPOINTMENT OF 2015          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #6: APPROVE ESTABLISHMENT OF WHOLLY-OWNED            ISSUER            YES             FOR                  FOR

SUBSIDIARY JINGNENG QINHUANGDAO THERMAL POWER PROJECT

 CO.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingneng Power Co., Ltd.

  TICKER:               600578                            CUSIP:   Y0771L103

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHU YAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT SHI XIAOWEN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingneng Power Co., Ltd.

  TICKER:               600578                            CUSIP:   Y0771L103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE TRANSACTION PARTIES                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.02: APPROVE TARGET ASSETS                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.03: APPROVE TRANSACTION PRICE                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.04: APPROVE PAYMENT METHOD                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.05: APPROVE CASH PAYMENT ARRANGEMENTS               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.06: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.07: APPROVE ISSUE MANNER, TARGET                       ISSUER            YES         AGAINST           AGAINST

SUBSCRIBERS AND SUBSCRIPTION METHOD

PROPOSAL #1.08: APPROVE PRICING BASIS, PRICING                   ISSUER            YES         AGAINST           AGAINST

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #1.09: APPROVE ISSUE SIZE                                         ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #1.10: APPROVE PRICING ADJUSTMENT MECHANISM         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.11: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.12: APPROVE LOCK-UP PERIOD                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.13: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES         AGAINST           AGAINST

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #1.14: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #1.15: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES         AGAINST           AGAINST

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #1.16: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.17: APPROVE SHARE TYPE AND PAR VALUE IN          ISSUER            YES         AGAINST           AGAINST

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #1.18: APPROVE TARGET SUBSCRIBERS, ISSUE              ISSUER            YES         AGAINST           AGAINST

MANNER AND SUBSCRIPTION METHOD IN CONNECTION TO

RAISING OF SUPPORTING FUNDS

PROPOSAL #1.19: APPROVE PRICING BASIS, PRICING                   ISSUER            YES         AGAINST           AGAINST

REFERENCE DATE AND ISSUE PRICE IN CONNECTION TO

RAISING OF SUPPORTING FUNDS

PROPOSAL #1.20: APPROVE ISSUE SIZE AND AMOUNT OF                ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS IN CONNECTION TO RAISING OF SUPPORTING

FUNDS

PROPOSAL #1.21: APPROVE PRICING ADJUSTMENT MECHANISM         ISSUER            YES         AGAINST           AGAINST

IN CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #1.22: APPROVE LISTING EXCHANGE IN                        ISSUER            YES         AGAINST           AGAINST

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #1.23: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES         AGAINST           AGAINST

TO RAISING OF SUPPORTING FUNDS

PROPOSAL #1.24: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #1.25: APPROVE USE OF PROCEEDS                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.26: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES         AGAINST           AGAINST

 CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #2: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES         AGAINST           AGAINST

FOR ACQUISITION BY CASH AND ISSUANCE OF SHARES AS

WELL AS RAISING SUPPORTING FUNDS COMPLIES WITH

RELEVANT LAWS AND REGULATIONS

PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES         AGAINST           AGAINST

COMPANY'S ACQUISITION BY CASH AND ISSUANCE OF SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE CONDITIONAL AND SUPPLEMENTAL              ISSUER            YES         AGAINST           AGAINST

MAJOR ASSET ACQUISITION AGREEMENT

PROPOSAL #6: APPROVE CONDITIONAL PROFIT COMPENSATION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT

PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES         AGAINST           AGAINST

RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingxi Culture and Tourism Co., Ltd.

  TICKER:               000802                            CUSIP:   Y0771M101

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES         AGAINST           AGAINST

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF NEW

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER            YES         AGAINST           AGAINST

BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingxi Culture and Tourism Co., Ltd.

  TICKER:               000802                            CUSIP:   Y0771M101

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF 2015 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingxi Culture and Tourism Co., Ltd.

  TICKER:               000802                            CUSIP:   Y0771M101

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LOU XIAOXI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT TAO RONG AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingxi Culture and Tourism Co., Ltd.

  TICKER:               000802                            CUSIP:   Y0771M101

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CHANGE OF LEGAL REPRESENTATIVE           ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: ELECT DI XIAOFENG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingxi Culture and Tourism Co., Ltd.

  TICKER:               000802                            CUSIP:   Y0771M101

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL AGREEMENT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #4.2: APPROVE SOURCE AND NUMBER OF                        ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #4.3: APPROVE ALLOCATION OF RESTRICTED                 ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #4.4: APPROVE DURATION, GRANT DATE, LOCKING         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD

PROPOSAL #4.5: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #4.6: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #4.7: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #4.8: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.9: APPROVE UNLOCKING PROCEDURES                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #4.11: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN & OTHER MATTERS

PROPOSAL #4.12: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #5: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #7: APPROVE DING JIANGYONG, A CLOSE RELATIVE        ISSUER            YES             FOR                  FOR

 OF ULTIMATE CONTROLLING SHAREHOLDER DING MINGSHAN,

AS INCENTIVE PLAN PARTICIPANT

PROPOSAL #8: APPROVE FANG TAORONG, A RELATED PARTY OF        ISSUER            YES             FOR                  FOR

 2ND CONTROLLING SHAREHOLDER FUDE LIFE INSURANCE CO.,

 LTD., AS INCENTIVE PLAN PARTICIPANT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingyuntong Technology Co., Ltd.

  TICKER:               601908                            CUSIP:   Y0773E107

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF CORPORATE FORM FROM            ISSUER            YES             FOR                  FOR

SINO-FOREIGN JOINT VENTURE TO DOMESTIC ENTERPRISE

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingyuntong Technology Co., Ltd.

  TICKER:               601908                            CUSIP:   Y0773E107

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF RESTRICTED STOCK                   ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE PURPOSE OF RESTRICTED STOCK          ISSUER            YES             FOR                  FOR

INCENTIVE PLAN

PROPOSAL #1.02: APPROVE MANAGEMENT INSTITUTION OF              ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN

PROPOSAL #1.03: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.04: APPROVE SOURCE AND NUMBER OF                       ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #1.05: APPROVE ALLOCATION OF RESTRICTED                ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #1.06: APPROVE DURATION, GRANT DATE, LOCK-UP        ISSUER            YES             FOR                  FOR

 PERIOD AND UNLOCKING PERIOD OF RESTRICTED STOCKS

PROPOSAL #1.07: APPROVE GRANT PRICE AND METHOD OF              ISSUER            YES             FOR                  FOR

DETERMINATION

PROPOSAL #1.08: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.09: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE SIZE AND GRANT PRICE OF THE INCENTIVE PLAN

PROPOSAL #1.10: APPROVE ACCOUNTING TREATMENT AND                ISSUER            YES             FOR                  FOR

IMPACT TO THE PERFORMANCE

PROPOSAL #1.11: APPROVE IMPLEMENTATION PROCEDURES               ISSUER            YES             FOR                  FOR

PROPOSAL #1.12: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.13: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.14: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #1.15: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #1.16: APPROVE OTHER MATTERS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE INCLUSION OF ZHU RENDE AND LIU          ISSUER            YES             FOR                  FOR

YUFENG, CLOSE RELATIVES OF THE ULTIMATE CONTROLLING

SHAREHOLDER, AS INCENTIVE PLAN PARTICIPANT

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingyuntong Technology Co., Ltd.

  TICKER:               601908                            CUSIP:   Y0773E107

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.01: APPROVE PAR VALUE AND ISSUE SIZE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND INTEREST RATE, METHOD OF        ISSUER            YES             FOR                  FOR

 DETERMINATION AND DEBT SERVICE METHOD

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT TO COMPANY SHAREHOLDERS

PROPOSAL #2.08: APPROVE UNDERWRITING MANNER AND                 ISSUER            YES             FOR                  FOR

LISTING OF THE BONDS

PROPOSAL #2.09: APPROVE COMPANY CREDIT STATUS AND              ISSUER            YES             FOR                  FOR

SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Jingyuntong Technology Co., Ltd.

  TICKER:               601908                            CUSIP:   Y0773E107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Lier High-Temperature Materials Co Ltd

  TICKER:               002392                            CUSIP:   Y0772R109

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Mainstreets Investment Group Corp

  TICKER:               000609                            CUSIP:   Y0771N109

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STOCK OPTION AND RESTRICTED                ISSUER            YES         AGAINST           AGAINST

STOCK OPTION PLAN (DRAFT) AND SUMMARY

PROPOSAL #1.1: APPROVE PURPOSE OF INCENTIVE PLAN                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.2: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES         AGAINST           AGAINST

PARTICIPANTS

PROPOSAL #1.3: APPROVE SOURCE AND NUMBER OF                        ISSUER            YES         AGAINST           AGAINST

UNDERLYING STOCKS

PROPOSAL #1.4: APPROVE ALLOCATION OF STOCKS AND                 ISSUER            YES         AGAINST           AGAINST

RESTRICTED STOCKS

PROPOSAL #1.5: APPROVE DURATION, GRANT DATE,                       ISSUER            YES         AGAINST           AGAINST

UNLOCKING PERIOD AND LOCK-UP PERIOD OF INCENTIVE PLAN

PROPOSAL #1.6: APPROVE STOCK OPTION EXERCISE PRICE            ISSUER            YES         AGAINST           AGAINST

AND GRANT PRICE AND PRICE-SETTING BASIS OF RESTRICTED

PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES         AGAINST           AGAINST

VESTING/UNLOCKING OF STOCK OPTION AND RESTRICTED

PROPOSAL #1.8: APPROVE ADJUSTMENT METHODS AND                     ISSUER            YES         AGAINST           AGAINST

PROCEDURES

PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.10: APPROVE IMPACT ON COMPANY PERFORMANCE        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.11: APPROVE IMPLEMENTATION, GRANTING                ISSUER            YES         AGAINST           AGAINST

PROCEDURE AND VESTING/UNLOCKING PROCEDURE

PROPOSAL #1.12: APPROVE RESPECTIVE RIGHTS AND                     ISSUER            YES         AGAINST           AGAINST

OBLIGATIONS OF LISTED COMPANIES AND INCENTIVE

PARTICIPANTS

PROPOSAL #1.13: APPROVE AMENDMENT, TERMINATION AND            ISSUER            YES         AGAINST           AGAINST

OTHER MATTERS

PROPOSAL #2: APPROVE IMPLEMENTING MEASUREMENT AND              ISSUER            YES         AGAINST           AGAINST

MANAGEMENT OF STOCK OPTION AND RESTRICTED STOCK

OPTION PLAN

PROPOSAL #3: APPROVE ACTUAL CONTROLLER MR. ZHENG KUAN        ISSUER            YES         AGAINST           AGAINST

 AS INCENTIVE PARTICIPANT

PROPOSAL #4: APPROVE LIST OF INCENTIVE PARTICIPANTS          ISSUER            YES         AGAINST           AGAINST

FOR THE STOCK OPTION AND RESTRICTED STOCK OPTION PLAN

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO STOCK OPTION AND RESTRICTED

STOCK OPTION PLAN

PROPOSAL #6: APPROVE REPURCHASE OF SHARES TO BE USED         ISSUER            YES         AGAINST           AGAINST

FOR IMPLEMENTING RESTRICTED STOCK OPTION PLAN


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Mainstreets Investment Group Corp

  TICKER:               000609                            CUSIP:   Y0771N109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PARTICIPATION IN THE STATE-OWNED        ISSUER            YES             FOR                  FOR

 LAND USE RIGHT PUBLIC AUDITION

PROPOSAL #7: APPROVE TRANSFER OF 49% EQUITY IN                   ISSUER            YES             FOR                  FOR

GUANGZHOU HUANGPU CHEMICAL CO., LTD HELD BY LHASA

SHENGHAO INVESTMENT CO., LTD

PROPOSAL #8: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing New Building Materials (Group) Co Ltd

  TICKER:               000786                            CUSIP:   Y07708103

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT WANG BIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.2: ELECT CHEN YU AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.3: ELECT YANG YANJUN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.1.4: ELECT CHANG ZHANGLI AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.5: ELECT CHEN XUEAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.6: ELECT PEI HONGYAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.2.1: ELECT CHEN SHAOMING AS INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.2: ELECT GU XIUJUAN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.3: ELECT ZHU YAN AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT CAO JIANGLIN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT HU JINYU AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE CHANGE OF USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing New Building Materials (Group) Co Ltd

  TICKER:               000786                            CUSIP:   Y07708103

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 CONFIRMATION ON AUDITOR'S          ISSUER            YES             FOR                  FOR

REMUNERATION AND 2016 APPOINTMENT OF AUDITOR

PROPOSAL #6: APPROVE FINANCING FROM BANKS AND OTHER          ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTIONS

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

TAISHAN GYPSUM CO., LTD.

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY TAISHAN GYPSUM CO., LTD. TO ITS

 WHOLLY-OWNED AND CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE ISSUANCE OF NON-FINANCIAL                   ISSUER            YES         AGAINST           AGAINST

CORPORATE DEBT FINANCIAL INSTRUMENTS BY THE COMPANY

AND TAISHAN GYPSUM CO., LTD.

PROPOSAL #10: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing New Building Materials (Group) Co Ltd

  TICKER:               000786                            CUSIP:   Y07708103

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY ISSUANCE OF NEW SHARES TO SPECIFIC

PROPOSAL #2.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2a: APPROVE TRANSACTION MANNER,                        ISSUER            YES             FOR                  FOR

TRANSACTION PARTIES AND TARGET ASSETS

PROPOSAL #2.2b: APPROVE PRICING BASIS, TRANSACTION            ISSUER            YES             FOR                  FOR

PRICE AND PAYMENT METHOD

PROPOSAL #2.2c: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2d: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.2e: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.2f: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING PRINCIPLES AND ISSUE PRICE

PROPOSAL #2.2g: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.2h: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.2i: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2j: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD


 

PROPOSAL #2.2k: APPROVE EMPLOYEE PLACEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2l: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.2m: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.2n: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION IN CONNECTION TO ASSETS

PURCHASE BY ISSUANCE OF NEW SHARES (REVISED)

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL ASSETS            ISSUER            YES             FOR                  FOR

PURCHASE FRAMEWORK AGREEMENT BY ISSUANCE OF NEW

SHARES AND RELATED AGREEMENTS

PROPOSAL #8: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL ASSETS PURCHASE AGREEMENT BY ISSUANCE OF

NEW SHARES

PROPOSAL #9: APPROVE SIGNING OF 2ND SUPPLEMENTAL                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE AGREEMENT BY ISSUANCE OF NEW SHARES

PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #11: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES             FOR                  FOR

 APPRAISAL REPORT

PROPOSAL #12: APPROVE TRANSACTION PRICING BASIS AND          ISSUER            YES             FOR                  FOR

ITS FAIRNESS AND VALIDITY

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #14: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE MAJOR ASSETS RESTRUCTURING

PROPOSAL #15: APPROVE COMMITMENTS OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO THE EFFECTIVE

IMPLEMENTATION OF THE COUNTER-DILUTION MEASURES OF

THE MAJOR ASSETS RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing North Star Company Ltd

  TICKER:               00588                              CUSIP:   Y0770G105

  MEETING DATE:   7/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED          ISSUER            YES             FOR                  FOR

AND THE NOMINAL VALUE IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.2: APPROVE METHOD AND TIMING OF ISSUANCE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES


 

PROPOSAL #1.3: APPROVE DATE OF BENCHMARK PRICING IN          ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.4: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

AND PRICING PRINCIPLE IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.5: APPROVE TARGET SUBSCRIBERS IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.6: APPROVE LOCK-UP PERIOD ARRANGEMENT IN         ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.7: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.8: APPROVE FUNDS TO BE RAISED AND USE OF         ISSUER            YES             FOR                  FOR

PROCEEDS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.9: APPROVE ARRANGEMENT OF ACCUMULATED              ISSUER            YES             FOR                  FOR

PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

A SHARES

PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

PROPOSAL FOR THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

CONNECTED TRANSACTIONS IN THE NON-PUBLIC ISSUANCE AND

 CONDITIONAL SHARE SUBSCRIPTION AGREEMENT

PROPOSAL #4: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES WITH ABSOLUTE DISCRETION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: APPROVE SATISFACTION OF THE CONDITIONS          ISSUER            YES             FOR                  FOR

FOR THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #7: APPROVE SPECIAL SELF INSPECTION REPORT          ISSUER            YES             FOR                  FOR

OF REAL ESTATE BUSINESS

PROPOSAL #8: APPROVE FEASIBILITY REPORT ON THE USE OF        ISSUER            YES             FOR                  FOR

 PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #9: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

REQUIREMENT OF A GENERAL OFFER OF BEIJING NORTH STAR

INDUSTRIAL GROUP LIMITED LIABILITIES COMPANY

PROPOSAL #10: APPROVE RESOLUTION IN RELATION TO THE          ISSUER            YES             FOR                  FOR

COMMITMENT LETTER ON RELEVANT MATTERS WITH REAL

ESTATE BUSINESS OF THE COMPANY ISSUED BY SHAREHOLDER

PROPOSAL #11: APPROVE RESOLUTION IN RELATION TO THE          ISSUER            YES             FOR                  FOR

COMMITMENT LETTER ON RELEVANT MATTERS WITH REAL

ESTATE BUSINESS OF THE COMPANY ISSUED BY DIRECTORS,

SUPERVISORS AND SENIOR MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing North Star Company Ltd

  TICKER:               00588                              CUSIP:   Y0770G105

  MEETING DATE:   7/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF A SHARES


 

PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED          ISSUER            YES             FOR                  FOR

AND THE NOMINAL VALUE IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.2: APPROVE METHOD AND TIMING OF ISSUANCE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.3: APPROVE DATE OF BENCHMARK PRICING IN          ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.4: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

AND PRICING PRINCIPLE IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.5: APPROVE TARGET SUBSCRIBERS IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.6: APPROVE LOCK-UP PERIOD ARRANGEMENT IN         ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.7: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.8: APPROVE FUNDS TO BE RAISED AND USE OF         ISSUER            YES             FOR                  FOR

PROCEEDS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.9: APPROVE ARRANGEMENT OF ACCUMULATED              ISSUER            YES             FOR                  FOR

PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

A SHARES

PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

PROPOSAL FOR THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

CONNECTED TRANSACTIONS IN THE NON-PUBLIC ISSUANCE AND

 CONDITIONAL SHARE SUBSCRIPTION AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing North Star Company Ltd

  TICKER:               00588                              CUSIP:   Y0770G105

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE ISSUE SIZE IN RELATION TO THE         ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #1.2: APPROVE MATURITY IN RELATION TO THE            ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #1.3: APPROVE COUPON RATE OR ITS                            ISSUER            YES             FOR                  FOR

DETERMINATION MECHANISM IN RELATION TO THE NON-PUBLIC

 ISSUANCE OF CORPORATE BONDS

PROPOSAL #1.4: APPROVE USE OF PROCEEDS IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #1.5: APPROVE METHOD OF ISSUANCE AND TARGET         ISSUER            YES             FOR                  FOR

SUBSCRIBERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

 CORPORATE BONDS

PROPOSAL #1.6: APPROVE UNDERWRITING IN RELATION TO            ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #1.7: APPROVE QUOTATION AND TRANSFER                     ISSUER            YES             FOR                  FOR

ARRANGEMENT IN RELATION TO THE NON-PUBLIC ISSUANCE OF

 CORPORATE BONDS

PROPOSAL #1.8: APPROVE SECURITY IN RELATION TO THE            ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF CORPORATE BONDS


 

PROPOSAL #1.9: APPROVE PROTECTION MEASURES FOR BONDS         ISSUER            YES             FOR                  FOR

REPAYMENT IN RELATION TO THE NON-PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF CORPORATE

PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL                     ISSUER            YES             FOR                  FOR

RELEVANT MATTERS IN RELATION TO THE NON-PUBLIC

ISSUANCE OF CORPORATE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing North Star Company Ltd

  TICKER:               588                                  CUSIP:   Y0770G105

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESOLUTION VALIDITY PERIOD                 ISSUER            YES             FOR                  FOR

EXTENSION REGARDING THE NON-PUBLIC ISSUANCE OF A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing North Star Company Ltd

  TICKER:               588                                  CUSIP:   Y0770G105

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION IN RELATION TO              ISSUER            YES             FOR                  FOR

CORPORATE GUARANTEE

PROPOSAL #2: APPROVE RESOLUTION VALIDITY PERIOD                 ISSUER            YES             FOR                  FOR

EXTENSION REGARDING THE NON-PUBLIC ISSUANCE OF A

PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER            YES             FOR                  FOR

BOARD AND AUTHORIZED PERSONS TO HANDLE ALL MATTERS IN

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #5: APPROVE RESOLUTION VALIDITY PERIOD                 ISSUER            YES             FOR                  FOR

EXTENSION REGARDING THE NON-PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #9: APPROVE PROFIT DISTRIBUTION SCHEME AND          ISSUER            YES             FOR                  FOR

CAPITAL RESERVE FUND CONVERSION

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS               ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PRICEWATERHOUSECOOPERS ZHONG            ISSUER            YES             FOR                  FOR

TIAN LLP AS DOMESTIC AUDITORS AND

PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITORS AND

FIX THEIR REMUNERATION

PROPOSAL #13: APPROVE RENEWAL OF LIABILITY INSURANCE         ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #14: ELECT ZHANG JINLI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #15: ELECT DONG AN-SHENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing North Star Company Ltd

  TICKER:               588                                  CUSIP:   Y0770G113

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION SCHEME AND          ISSUER            YES             FOR                  FOR

CAPITAL RESERVE FUND CONVERSION

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS DOMESTIC AUDITORS AND

PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITORS AND

PROPOSAL #8: APPROVE RENEWAL OF LIABILITY INSURANCE          ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #9: APPROVE AUTHORIZATION IN RELATION TO              ISSUER            YES             FOR                  FOR

CORPORATE GUARANTEE

PROPOSAL #10: ELECT ZHANG JINLI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT DONG AN-SHENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE RESOLUTION VALIDITY PERIOD                ISSUER            YES             FOR                  FOR

EXTENSION REGARDING THE NON-PUBLIC ISSUANCE OF A

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14: APPROVE EXTENSION OF AUTHORIZATION OF          ISSUER            YES             FOR                  FOR

BOARD AND AUTHORIZED PERSONS TO HANDLE ALL MATTERS IN

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #15: APPROVE RESOLUTION VALIDITY PERIOD                ISSUER            YES             FOR                  FOR

EXTENSION REGARDING THE NON-PUBLIC ISSUANCE OF

CORPORATE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing North Star Company Ltd

  TICKER:               588                                  CUSIP:   Y0770G113

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESOLUTION VALIDITY PERIOD                 ISSUER            YES             FOR                  FOR

EXTENSION REGARDING THE NON-PUBLIC ISSUANCE OF A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Orient Landscape and Ecology Co., Ltd.

  TICKER:               002310                            CUSIP:   Y0772D100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME                         ISSUER             NO              N/A                  N/A


 

PROPOSAL #2: AMEND ARTICLE OF ASSOCIATION                             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE FINANCIAL REPORT                                    ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE APPOINTMENT OF BDO CHINA SHU            ISSUER             NO              N/A                  N/A

LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #11: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER             NO              N/A                  N/A

 OF RAISED FUNDS

PROPOSAL #12: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #13: APPROVE PROVISION OF GUARANTEES TO                ISSUER             NO              N/A                  N/A

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Orient Landscape Co., Ltd.

  TICKER:               002310                            CUSIP:   Y0772D100

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO THE ISSUE PRICE            ISSUER            YES             FOR                  FOR

ADJUSTMENT MECHANISM OF ASSET RESTRUCTURE TO RAISE

MATCHING FUNDS

PROPOSAL #2: APPROVE ADJUSTMENT TO THE ISSUE PRICE            ISSUER            YES             FOR                  FOR

AND ISSUE SIZE OF ASSET RESTRUCTURE TO RAISE MATCHING

PROPOSAL #3: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNTING TO NOT MORE THAN

 CNY 10 BILLION

PROPOSAL #4: APPROVE 2016 ISSUANCE OF ULTRA SHORT-             ISSUER            YES             FOR                  FOR

TERM FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Oriental Yuhong Waterproof Technology Co., Ltd

  TICKER:               002271                            CUSIP:   Y07729109

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR


 

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE                 ISSUER            YES             FOR                  FOR

APPLICATION FROM BANKS AND FINANCIAL INSTITUTION

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE APPLICATION OF SUBSIDIARY 

FROM BANKS AND FINANCIAL INSTITUTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Oriental Yuhong Waterproof Technology Co., Ltd

  TICKER:               002271                            CUSIP:   Y07729109

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LI WEIGUO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT XU LIMIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT XIANG JINMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.4: ELECT LIU BIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT ZHANG YING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT ZHANG HONGTAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.7: ELECT YANG HAOCHENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.8: ELECT ZHANG ZHIPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1: ELECT HU XIAOYUAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT SU JINQI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT XIAN YONGBIAO AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT QU PEIHUA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT YOU JINHUA AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT TIAN FENGLAN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE CHANGES IN REGISTERED CAPITAL             ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #7: AMEND WORKING SYSTEM FOR INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE EXTERNAL INVESTMENT IN REAL                ISSUER            YES             FOR                  FOR

ESTATE PROJECT AT NO.3 ROAD, RICHMOND CITY, CANADA

AND RISK INVESTMENTS

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

OFFSHORE HOLDING COMANY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Sanyuan Foods Co., Ltd.

  TICKER:               600429                            CUSIP:   Y0770Z111

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION FOR AND REVERSAL OF            ISSUER            YES             FOR                  FOR

(WRITTEN-OFF) ASSET IMPAIRMENT

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND 2016         ISSUER            YES             FOR                  FOR

AUDITOR'S REMUNERATION

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR        ISSUER            YES             FOR                  FOR

 ASSETS RESTRUCTURING

PROPOSAL #13: APPROVE MAJOR ASSET PURCHASE PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE REPORT AND SUMMARY ON COMPANY'S        ISSUER            YES             FOR                  FOR

 MAJOR ASSETS RESTRUCTURING

PROPOSAL #15: APPROVE SIGNING OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

SUPPLEMENTAL MAJOR ASSET PURCHASE AGREEMENT

PROPOSAL #16: APPROVE SIGNING OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

SUPPLEMENTAL PROFIT COMPENSATION FRAMEWORK AGREEMENT

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #18.01: ELECT XUE GANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.02: ELECT CHANG YI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.03: ELECT YAN FENG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.04: ELECT CHEN QIYU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.05: ELECT ZHANG XUEQING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #18.06: ELECT CHEN LIJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.01: ELECT BAI JINRONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19.02: ELECT XUE JIAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #19.03: ELECT ZHENG XIAODONG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #20.01: ELECT WANG TAO AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #20.02: ELECT SHI ZHENYI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing SDL Technology Co., Ltd.

  TICKER:               002658                            CUSIP:   Y0774Y102

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPLETION OF PARTIAL RAISED              ISSUER            YES             FOR                  FOR

FUNDS INVESTMENT PROJECTS AND USE OF REMAINING RAISED

 FUNDS AND EXCESS RAISED FUNDS TO PERMANENTLY

REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #2: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing SDL Technology Co., Ltd.

  TICKER:               002658                            CUSIP:   Y0774Y102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS COMPANY 2016 AUDITOR

PROPOSAL #7: APPROVE IMPLEMENTATION OF PHASE II                 ISSUER            YES         AGAINST           AGAINST

EMPLOYEE SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Sevenstar Electronics Co Ltd

  TICKER:               002371                            CUSIP:   Y0772M100

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR RELATED PARTY TRANSACTION IN CONNECTION TO ASSET

PURCHASE BY ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS COMPLIES WITH RELEVANT LAWS AND

REGULATIONS

PROPOSAL #2: APPROVE ASSETS PURCHASE BY ISSUANCE OF          ISSUER            YES             FOR                  FOR

NEW SHARES AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES             FOR                  FOR

SUBSCRIBERS


 

PROPOSAL #2.3: APPROVE PRICING MANNER AND TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE

PROPOSAL #2.4: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ISSUE AMOUNT                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER            YES             FOR                  FOR

 DURING THE TRANSITION PERIOD

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.11: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

PURCHASE BY ISSUANCE OF NEW SHARES AGREEMENT AND ITS

SUPPLEMENTAL AGREEMENT

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL PROFIT            ISSUER            YES             FOR                  FOR

FORECAST COMPENSATION AGREEMENT AND ITS SUPPLEMENTAL

AGREEMENT

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH NATIONAL INTEGRATED

CIRCUIT INDUSTRY INVESTMENT FUND CO., LTD.

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT AND ITS SUPPLEMENTAL AGREEMENT

 WITH BEIJING CORE KINETIC INVESTMENT FUND (LP)

PROPOSAL #10: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH BEIJING JINGGUO RUIGUO

GUOZHI REFORM AND DEVELOPMENT FUND (LP)

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE RELEVANT REPORTS BY THE                     ISSUER            YES             FOR                  FOR

AUDITORS AND ASSET APPRAISAL INSTITUTION

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF NEW

SHARES

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Sevenstar Electronics Co Ltd

  TICKER:               002371                            CUSIP:   Y0772M100

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

PROPOSAL #8: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shiji Information Technology Co., Ltd.

  TICKER:               002153                            CUSIP:   Y0772L102

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF LISTING BY                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SHENZHEN WANGUO SIXUN SOFTWARE

CO., LTD. ON NATIONAL EQUITIES EXCHANGE AND

PROPOSAL #2: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 AND OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE COMPANY AND        ISSUER            YES             FOR                  FOR

 SUBSIDIARY'S MANAGEMENT MEMBERS TO HANDLE ALL

MATTERS RELATED TO THE LISTING ON NATIONAL EQUITIES

AND QUOTATIONS SYSTEM OF SHENZHEN WANGUO SIXUN

SOFTWARE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shiji Information Technology Co., Ltd.

  TICKER:               002153                            CUSIP:   Y0772L102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shougang Co., Ltd.

  TICKER:               000959                            CUSIP:   Y07713103

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1.1: ELECT WANG HONGJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT YANG GUIPENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT YIN TIAN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT GUO LIYAN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shougang Co., Ltd.

  TICKER:               000959                            CUSIP:   Y07713103

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE DEVELOPMENT OF FINANCIAL SERVICE        ISSUER            YES             FOR                  FOR

 WITH SHOUGANG GROUP FINANCE CO., LTD.

PROPOSAL #10: APPROVE FINANCIAL SERVICE AGREEMENT              ISSUER            YES             FOR                  FOR

WITH SHOUGANG GROUP FINANCE CO., LTD.

PROPOSAL #11: APPROVE RISK ASSESSMENT AUDIT REPORT ON        ISSUER            YES             FOR                  FOR

 SHOUGANG GROUP FINANCE CO., LTD.

PROPOSAL #12: APPROVE RISK EMERGENCY RESPONSE PLAN            ISSUER            YES             FOR                  FOR

FOR DEPOSIT AND LOAN BUSINESS IN SHOUGANG GROUP

FINANCE CO., LTD.

PROPOSAL #13: APPROVE CHANGE AND EXEMPTION IN THE          SHAREHOLDER        YES             FOR                  FOR

FULFILLMENT OF COMMITMENTS BY SHOUGANG CORPORATION

PROPOSAL #14.1: ELECT XU JIANGUO AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #14.2: ELECT ZHANG FUJIE AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #14.3: ELECT GUO LIYAN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #15.1: ELECT TANG DI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #15.2: ELECT YIN TIAN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.3: ELECT ZHANG BIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.4: ELECT YANG GUIPENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.5: ELECT JIN WEI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.6: ELECT ZHANG GONGYAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR


 

PROPOSAL #15.7: ELECT ZHAO MINGE AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.8: ELECT WANG HONGJUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #15.9: ELECT WANG TAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.10: ELECT LIU JIANHUI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #15.11: ELECT QIU YINFU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shouhang Resources Saving Co.,Ltd

  TICKER:               002665                            CUSIP:   Y0774L100

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

RELATION TO THE COMPANY

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shouhang Resources Saving Co.,Ltd

  TICKER:               002665                            CUSIP:   Y0774L100

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S RELATED PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTION AND EXTERNAL GUARANTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shouhang Resources Saving Co.,Ltd

  TICKER:               002665                            CUSIP:   Y0774L100

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

RELATION WITH THE COMPANY

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE TERMINATION AGREEMENT OF                     ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT AND

SUPPLEMENTARY CONDITIONAL SHARES SUBSCRIPTION

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shouhang Resources Saving Co.,Ltd

  TICKER:               002665                            CUSIP:   Y0774L100

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shouhang Resources Saving Co.,Ltd

  TICKER:               002665                            CUSIP:   Y0774L100

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI ZENGYAO AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shouhang Resources Saving Co.,Ltd

  TICKER:               002665                            CUSIP:   Y0774L100

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF REMAINING EXCESS RAISED          ISSUER            YES             FOR                  FOR

FUNDS TO PERMANENTLY REPLENISH COMPANY'S WORKING

CAPITAL

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Shunxin Agriculture Co., Ltd.

  TICKER:               000860                            CUSIP:   Y0771P104

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF BEIJING          ISSUER            YES             FOR                  FOR

XINGHUA CPAS AS FINANCIAL REPORT AUDITOR AND PAYMENT

OF REMUNERATION

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF BEIJING          ISSUER            YES             FOR                  FOR

XINGHUA CPAS AS 2016 INTERNAL CONTROL AUDITOR AND

PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #10: APPROVE CHANGE IN USAGE OF FUNDS                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF LONG TERM AND             SHAREHOLDER        YES             FOR                  FOR

MEDIUM TERM NOTES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Sifang Automation Co., Ltd.

  TICKER:               601126                            CUSIP:   Y0773N107

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE ADJUSTMENT IN THE SIZE OF THE            ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Sifang Automation Co., Ltd.

  TICKER:               601126                            CUSIP:   Y0773N107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION STANDARD OF            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE 2015 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 REMUNERATION STANDARD OF          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #14.01: ELECT ZHANG WEIFENG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #14.02: ELECT ZHANG TAO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.03: ELECT GAO XIUHUAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #14.04: ELECT ZHU CHAOHUI AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #15.01: ELECT HUANG PING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #15.02: ELECT SUN WEIGUO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.03: ELECT MIN YONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.01: ELECT PENG YAQIN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #16.02: ELECT LI JIALIN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing SL Pharmaceutical Co., Ltd.

  TICKER:               002038                            CUSIP:   Y0773L119

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF DA HUA CPAS AS            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE USE OF OWN FUNDS NOT MORE THAN          ISSUER            YES             FOR                  FOR

CNY 600,000,000 TO INVEST IN SHORT-TERM LOW-RISK

INVESTMENTS

PROPOSAL #9: APPROVE ENTRUSTED LOAN TO HUARUN                     ISSUER            YES             FOR                  FOR

PURENHONG (BEIJING) PHARMACEUTICAL CO., LTD. BY

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing SPC Environment Protection Tech Co., Ltd.

  TICKER:               002573                            CUSIP:   Y0773P102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION IN TRADING         ISSUER            YES             FOR                  FOR

DUE TO PLANNING FOR ASSET PURCHASE VIA ISSUANCE OF

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing SPC Environment Protection Tech Co., Ltd.

  TICKER:               002573                            CUSIP:   Y0773P102

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DRAFT AND SUMMARY ON 2016                   ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO 2016 EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR GREEN         ISSUER            YES             FOR                  FOR

BOND ISSUANCE

PROPOSAL #10: APPROVE ISSUANCE OF GREEN BOND                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS RELATED TO GREEN BOND

ISSUANCE

PROPOSAL #12: APPROVE CONDUCT OF FINANCIAL LEASING            ISSUER            YES             FOR                  FOR

BUSINESS

PROPOSAL #13: APPROVE BANK CREDIT LINE APPLICATION             ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE TO A              ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing SPC Environment Protection Tech Co., Ltd.

  TICKER:               002573                            CUSIP:   Y0773P102

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUBSIDIARY'S PARTICIPATION IN            ISSUER            YES             FOR                  FOR

THE BIDDING FOR ALUMINUM CORPORATION OF CHINA

ENVIRONMENTAL ASSETS

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO GUARANTEE PROVISION BY CONTROLLING

SHAREHOLDER TO FINANCING OF COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Teamsun Technology Co., Ltd.

  TICKER:               600410                            CUSIP:   Y0773Q100

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ESTABLISHMENT OF INDUSTRIAL FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Teamsun Technology Co., Ltd.

  TICKER:               600410                            CUSIP:   Y0773Q100

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: ELECT FAN YU AS EXECUTIVE DIRECTOR                  ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Teamsun Technology Co., Ltd.

  TICKER:               600410                            CUSIP:   Y0773Q100

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE DISTRIBUTION OF 2015 PROFIT AND         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS FROM THE PREVIOUS YEAR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE RE-APPOINTMENT GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE RE-APPOINTMENT GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS FINANCIAL AUDITOR

PROPOSAL #10: ELECT DAI SHUANGZHU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #12: APPROVE 2016 PROVISION OF TRADE FINANCE        ISSUER            YES             FOR                  FOR

 GUARANTEE FOR CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Tiantan Biological Products Corp. Ltd.

  TICKER:               600161                            CUSIP:   Y0770S109

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION TO EXPAND         ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

PROPOSAL #2.01: ELECT HU LIGANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Tiantan Biological Products Corp. Ltd.

  TICKER:               600161                            CUSIP:   Y0770S109

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENDED PERIOD OF COMMITMENT            ISSUER            YES             FOR                  FOR

MATTER REGARDING CONTROLLING SHAREHOLDER INDUSTRY

COMPETITION

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Tiantan Biological Products Corp. Ltd.

  TICKER:               600161                            CUSIP:   Y0770S109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

FIX THE REMUNERATION

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES AMOUNTING TO CNY 3.7 BILLION

PROPOSAL #9: APPROVE APPLICATION OF ENTRUSTED LOANS          ISSUER            YES             FOR                  FOR

FROM CONTROLLING SHAREHOLDERS

PROPOSAL #10: APPROVE 2015 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Tongrentang Co., Ltd.

  TICKER:               600085                            CUSIP:   Y0771B105

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS AND FIX         ISSUER            YES             FOR                  FOR

THE REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing UniStrong Science Technology Co Ltd

  TICKER:               002383                            CUSIP:   Y07762100

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN PLAN FOR COMPANY'S              ISSUER            YES             FOR                  FOR

MANAGEMENT TO INCREASE HOLDINGS OF THE COMPANY

PROPOSAL #2: APPROVE WITHDRAWAL OF PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

APPLICATION DOCUMENTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing UniStrong Science Technology Co Ltd

  TICKER:               002383                            CUSIP:   Y07762100

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DU HONGYING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing UniStrong Science Technology Co Ltd

  TICKER:               002383                            CUSIP:   Y07762100

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

FIX ITS REMUNERATION

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing UniStrong Science Technology Co Ltd

  TICKER:               002383                            CUSIP:   Y07762100

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2.1: APPROVE OVERALL PLAN OF THIS                        ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #2.2: APPROVE TARGET ASSETS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE CONSIDERATION AND PAYMENT                ISSUER            YES             FOR                  FOR

METHOD OF TARGET ASSETS

PROPOSAL #2.4: APPROVE ISSUANCE OF SHARES                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4.1: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4.2: APPROVE TYPE AND PAR VALUE                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4.3: APPROVE ISSUANCE PRICE AND PRICING          ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #2.4.4: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.4.5: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4.6: APPROVE LOCK-UP PERIOD OF SHARES               ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ATTRIBUTABLE PROFIT AND LOSS          ISSUER            YES             FOR                  FOR

DURING THE TRANSITION PERIOD

PROPOSAL #2.6: APPROVE PERFORMANCE COMPENSATION                 ISSUER            YES             FOR                  FOR

ARRANGEMENTS

PROPOSAL #2.7: APPROVE IMPAIRMENT TESTING AT THE END         ISSUER            YES             FOR                  FOR

OF THE PERIOD

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 PARAGRAPH 2 OF THE

MANAGEMENT APPROACH REGARDING MAJOR ASSET

RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #5: APPROVE THE SIGNING OF ASSET PURCHASE BY        ISSUER            YES             FOR                  FOR

 ISSUANCE OF SHARES AND CASH PAYMENT AGREEMENT WITH

TRANSACTION PARTIES

PROPOSAL #5.1: APPROVE THE SIGNING OF ASSET PURCHASE         ISSUER            YES             FOR                  FOR

BY ISSUANCE OF SHARES AND CASH PAYMENT AGREEMENT WITH

 TRANSACTION PARTIES WITH SHAREHOLDER OF GUANGZHOU

ZHONGKEYATU GEOGRAPHICAL INFORMATION TECHNOLOGIES

CO., LTD.

PROPOSAL #5.2: APPROVE THE SIGNING OF ASSET PURCHASE         ISSUER            YES             FOR                  FOR

BY ISSUANCE OF SHARES AND CASH PAYMENT AGREEMENT WITH

 TRANSACTION PARTIES WITH SHAREHOLDER OF GUANGZHOU

JI'OU ELECTRONIC TECHNOLOGY CO., LTD.

PROPOSAL #5.3: APPROVE THE SIGNING OF ASSET PURCHASE         ISSUER            YES             FOR                  FOR

BY ISSUANCE OF SHARES AND CASH PAYMENT AGREEMENT WITH

 TRANSACTION PARTIES WITH SHAREHOLDER OF GUANGZHOU

JI'OU OPTICAL TECHNOLOGY CO., LTD.

PROPOSAL #5.4: APPROVE THE SIGNING OF ASSET PURCHASE         ISSUER            YES             FOR                  FOR

BY ISSUANCE OF SHARES AND CASH PAYMENT AGREEMENT WITH

 TRANSACTION PARTIES WITH SHAREHOLDER OF GUANGZHOU SI

 TUO LI SURVEYING AND MAPPING TECHNOLOGY CO., LTD.

PROPOSAL #5.5: APPROVE THE SIGNING OF ASSET PURCHASE         ISSUER            YES             FOR                  FOR

BY ISSUANCE OF SHARES AND CASH PAYMENT AGREEMENT WITH

 TRANSACTION PARTIES WITH SHAREHOLDER OF SHANGHAI

TAITAN COMMUNICATION ENGINEERING CO., LTD.

PROPOSAL #6: APPROVE SIGNING OF PERFORMANCE                        ISSUER            YES             FOR                  FOR

COMMITMENTS AND COMPENSATION AGREEMENT WITH

TRANSACTION PARTIES

PROPOSAL #6.1: APPROVE SIGNING OF PERFORMANCE                     ISSUER            YES             FOR                  FOR

COMMITMENTS AND COMPENSATION AGREEMENT WITH GUANGZHOU

 ZHONGKEYATU GEOGRAPHICAL INFORMATION TECHNOLOGIES

CO., LTD.

PROPOSAL #6.2: APPROVE SIGNING OF PERFORMANCE                     ISSUER            YES             FOR                  FOR

COMMITMENTS AND COMPENSATION AGREEMENT WITH GUANGZHOU

 JI'OU ELECTRONIC TECHNOLOGY CO., LTD.

PROPOSAL #6.3: APPROVE SIGNING OF PERFORMANCE                     ISSUER            YES             FOR                  FOR

COMMITMENTS AND COMPENSATION AGREEMENT WITH GUANGZHOU

 JI'OU OPTICAL TECHNOLOGY CO., LTD.

PROPOSAL #6.4: APPROVE SIGNING OF PERFORMANCE                     ISSUER            YES             FOR                  FOR

COMMITMENTS AND COMPENSATION AGREEMENT WITH GUANGZHOU

 SI TUO LI SURVEYING AND MAPPING TECHNOLOGY CO., LTD.


 

PROPOSAL #6.5: APPROVE SIGNING OF PERFORMANCE                     ISSUER            YES             FOR                  FOR

COMMITMENTS AND COMPENSATION AGREEMENT WITH SHANGHAI

TAITAN COMMUNICATION ENGINEERING CO., LTD.

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH GUO XINPING

PROPOSAL #8: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY GUO XINPING

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO ASSET

PURCHASE BY ISSUANCE OF SHARES AND CASH PAYMENT

AGREEMENT WITH TRANSACTION PARTIES AND RAISING

SUPPORTING FUNDS AS WELL AS RELATED-PARTY

PROPOSAL #10: APPROVE DRAFT REPORT ON ASSET PURCHASE         ISSUER            YES             FOR                  FOR

BY ISSUANCE OF SHARES AND CASH PAYMENT AGREEMENT WITH

 TRANSACTION PARTIES AND RAISING SUPPORTING FUNDS AS

WELL AS RELATED-PARTY TRANSACTIONS AND ITS SUMMARY

PROPOSAL #11: APPROVE RELATED AUDIT REPORT, AUDIT              ISSUER            YES             FOR                  FOR

REPORT ON PROFIT FORECASTS AND ASSET EVALUATION

REPORT OF THIS TRANSACTION

PROPOSAL #12: APPROVE COUNTER DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO ISSUANCE OF SHARES AND ASSET PURCHASE

BY CASH PAYMENT AND RAISING SUPPORTING FUNDS WILL NOT

 BE ADOPTED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Urban & Rural Trading Centre Co., Ltd.

  TICKER:               600861                            CUSIP:   Y07704102

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 OPERATIONAL WORK REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE USAGE OF OWN FUNDS TO INVEST IN         ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF                        ISSUER            YES             FOR                  FOR

GRANTTHORNTON CPAS AS AUDITOR

PROPOSAL #9: APPROVE CONTINUED PROVISION OF FUND                ISSUER            YES             FOR                  FOR

SUPPORT FOR WHOLLY-OWNED SUBSIDIARY

PROPOSAL #10: APPROVE APPLICATION OF BANK LOANS BY            ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY BEIJING GUOSHENG INDUSTRIAL

INVESTMENT CO., LTD.

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR BANK        ISSUER            YES             FOR                  FOR

 LOANS OF WHOLLY-OWNED SUBSIDIARY BEIJING GUOSHENG

INDUSTRIAL INVESTMENT CO., LTD.

PROPOSAL #12: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #13: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Urban Construction Design & Development Group Co. Ltd.

  TICKER:               01599                              CUSIP:   Y0776U108

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUPPLEMENTAL AGREEMENT TO THE            ISSUER            YES             FOR                  FOR

EXISTING NON-COMPETITION AGREEMENT

PROPOSAL #2: APPROVE SUPPLEMENTAL AGREEMENT TO THE            ISSUER            YES             FOR                  FOR

INTEGRATED SERVICES FRAMEWORK AGREEMENT

PROPOSAL #3: APPROVE REVISION OF 2016 ANNUAL CAP                ISSUER            YES             FOR                  FOR

UNDER THE INTEGRATED SERVICES FRAMEWORK AGREEMENT

PROPOSAL #4: ELECT GUAN JIFA AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT GUO YANHONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT FU YANBING AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Urban Construction Design & Development Group Co. Ltd.

  TICKER:               1599                                CUSIP:   Y0776U108

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL FINANCIAL REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 AUDITED CONSOLIDATED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND ITS SUMMARY

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND DIVIDEND DECLARATION PROPOSAL

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS FOR            ISSUER            YES             FOR                  FOR

2016 AND PAYMENT OF THE AUDITING SERVICE FEE FOR 2015

PROPOSAL #5: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #7: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Urban Construction Investment & Development Co., Ltd.

  TICKER:               600266                            CUSIP:   Y0771Y105

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GUO YANHONG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: APPROVE APPOINTMENT OF 2015 AUDITOR                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Urban Construction Investment and Development Co., Ltd.

  TICKER:               600266                            CUSIP:   Y0771Y105

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF PREFERRED SHARES

PROPOSAL #6.01: APPROVE SHARE TYPE AND ISSUE SIZE               ISSUER            YES             FOR                  FOR

PROPOSAL #6.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACEMENT ARRANGEMENT OF SHAREHOLDERS

PROPOSAL #6.04: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #6.05: APPROVE DIVIDEND RATE AND                            ISSUER            YES             FOR                  FOR

DETERMINATION PRINCIPLE

PROPOSAL #6.06: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

PROFITS

PROPOSAL #6.07: APPROVE REPURCHASE TERMS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6.08: APPROVE VOTING RESTRICTION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.09: APPROVE RESTORATION OF VOTING RIGHTS         ISSUER            YES             FOR                  FOR

PROPOSAL #6.10: APPROVE CLEARING PAYMENT ORDER AND            ISSUER            YES             FOR                  FOR

LIQUIDATION METHOD

PROPOSAL #6.11: APPROVE CREDIT RATING SITUATION AND          ISSUER            YES             FOR                  FOR

FOLLOW-UP RATING ARRANGEMENTS

PROPOSAL #6.12: APPROVE GUARANTEE ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.13: APPROVE TRANSFER ARRANGEMENT AFTER            ISSUER            YES             FOR                  FOR

PREFERRED SHARES ISSUANCE

PROPOSAL #6.14: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #6.15: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PLAN ON PREFERRED SHARES PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #8: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS


 

PROPOSAL #13: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #14: APPROVE SELF-INSPECTION REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S REAL ESTATE BUSINESS IN CONNECTION TO

PREFERRED SHARES PRIVATE PLACEMENT

PROPOSAL #15: APPROVE COMMITMENT OF CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDER, ENTIRE DIRECTORS, SUPERVISORS AND SENIOR

 MANAGERS IN RELATION TO THE COMPANY'S REAL ESTATE

BUSINESS

PROPOSAL #16: APPROVE SET-UP OF SPECIAL ACCOUNT FOR          ISSUER            YES             FOR                  FOR

PREFERRED SHARES PRIVATE PLACEMENT RAISED FUNDS

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD FOR         ISSUER            YES         AGAINST           AGAINST

PROVISION OF GUARANTEE TO WHOLLY-OWNED AND CONTROLLED

 SUBSIDIARIES

PROPOSAL #18: APPROVE ISSUANCE OF DEBT FINANCING OF          ISSUER            YES             FOR                  FOR

BEIJING URBAN CONSTRUCTION XINGHUA REAL ESTATE CO.,

LTD. AND COMPANY'S GUARANTEE PROVISION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Urban Construction Investment and Development Co., Ltd.

  TICKER:               600266                            CUSIP:   Y0771Y105

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-SIGNING OF ENGINEERING                   ISSUER            YES             FOR                  FOR

COLLABORATION AGREEMENT

PROPOSAL #2: APPROVE RE-SIGNING OF TRUSTEESHIP                   ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #3: APPROVE JOINT DEVELOPMENT OF WANGTAN          SHAREHOLDER        YES             FOR                  FOR

SHANTYTOWNS RECONSTRUCTION PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing UTour International Travel Service Co., Ltd.

  TICKER:               002707                            CUSIP:   Y0776L108

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF

SHARES AS WELL AS RAISING SUPPORTING FUNDS COMPLIES

WITH RELEVANT LAWS

PROPOSAL #2.1a: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TARGET ASSETS

PROPOSAL #2.1b: APPROVE TARGET ASSETS PRICE AND                 ISSUER            YES             FOR                  FOR

PRICING BASIS

PROPOSAL #2.1c: APPROVE TRANSACTION PRICE AND PAYMENT        ISSUER            YES             FOR                  FOR

 METHOD

PROPOSAL #2.1d: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.1e: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.1f: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.1g: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.1h: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.1i: APPROVE LISTING ARRANGEMENT                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.1j: APPROVE ALLOCATION OF NEW SHARES AND         ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #2.1k: APPROVE PROFIT FORECAST COMPENSATION         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1l: APPROVE EXCEEDING PERFORMANCE                     ISSUER            YES             FOR                  FOR

INCENTIVE ARRANGEMENT

PROPOSAL #2.1m: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.1n: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2a: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.2b: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2c: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.2d: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.2e: APPROVE ISSUE BASE PRICE ADJUSTMENT          ISSUER            YES             FOR                  FOR

MECHANISM

PROPOSAL #2.2f: APPROVE AMOUNT OF RAISED FUNDS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.2g: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.2h: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.2i: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2j: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.2k: APPROVE LISTING ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2l: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #5: APPROVE CONDITIONAL ASSETS PURCHASE                ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN COMPANY AND THE SHAREHOLDERS OF

BEIJING HUAYUAN INTERNATIONAL TRAVEL CO., LTD.

PROPOSAL #6: APPROVE PROFIT FORECAST COMPENSATION              ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN COMPANY AND THE SHAREHOLDERS OF

BEIJING HUAYUAN INTERNATIONAL TRAVEL CO., LTD.

PROPOSAL #7: APPROVE RELEVANT AUDIT, APPRAISAL,                 ISSUER            YES             FOR                  FOR

PROFIT FORECAST AUDIT REPORT AND COMPANY'S PRO FORMA

FINANCIAL STATEMENTS

PROPOSAL #8: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #9: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #10: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED


 

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE EXPLANATION ON THE PRICING                ISSUER            YES             FOR                  FOR

BASIS AND FAIRNESS

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE TRANSACTION

PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #15: APPROVE STRATEGIC COOPERATION FRAMEWORK        ISSUER            YES             FOR                  FOR

 AGREEMENT BETWEEN COMPANY AND SHANGHAI CTRIP

PROPOSAL #16: APPROVE TERMINATION OF PRIVATE                       ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #17: APPROVE CHANGE OF LOCATION FOR                  SHAREHOLDER        YES             FOR                  N/A

COMPANY'S YUNNAN BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing UTour International Travel Service Co., Ltd.

  TICKER:               002707                            CUSIP:   Y0776L108

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 DRAFT OF RESTRICTED STOCK          ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE AND NUMBER OF                        ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #1.3: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.4: APPROVE ALLOCATION OF RESTRICTED                 ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #1.5: APPROVE DURATION, GRANT DATE, LOCKING         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD

PROPOSAL #1.6: APPROVE GRANTING CONDITIONS, UNLOCKING        ISSUER            YES             FOR                  FOR

 CONDITIONS AND UNLOCKING ARRANGEMENT

PROPOSAL #1.7: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.8: APPROVE RESTRICTED STOCK REPURCHASE            ISSUER            YES             FOR                  FOR

CANCELLATION

PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT AND                 ISSUER            YES             FOR                  FOR

PERFORMANCE EFFECT

PROPOSAL #1.10: APPROVE IMPLEMENTATION PROCEDURES AND        ISSUER            YES             FOR                  FOR

 UNLOCKING PROCEDURES

PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.12: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing UTour International Travel Service Co., Ltd.

  TICKER:               002707                            CUSIP:   Y0776L108

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF BEIJING                   ISSUER            YES             FOR                  FOR

ZHONGZHENG TIANTONG CPAS AS AUDITOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE CHANGES IN REGISTERED CAPITAL             ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION AND                   ISSUER            YES             FOR                  FOR

AUTHORIZATION OF THE BOARD TO HANDLE MATTERS RELATED

TO CHANGE IN BUSINESS REGISTRATION

PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

BANK CREDITS LINES BY THE COMPANY AND SUBSIDIARIES AS

 WELL AS MUTUAL GUARANTEE PROVISION

PROPOSAL #11: AMEND ARTICLE 42 IN THE ARTICLES OF          SHAREHOLDER        YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE CHANGE IN BUSINESS ADDRESS OF      SHAREHOLDER        YES             FOR                  FOR

COMPANY'S KUNMING BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing UTour International Travel Service Co., Ltd.

  TICKER:               002707                            CUSIP:   Y0776L108

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LISTING ON NATIONAL EQUITIES              ISSUER            YES             FOR                  FOR

EXCHANGE AND QUOTATIONS SYSTEM BY CONTROLLED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing UTour International Travel Service Company Limited

  TICKER:               002707                            CUSIP:   Y0776L108

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SUN YUN AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Vantone Real Estate Co., Ltd.

  TICKER:               600246                            CUSIP:   Y0770T107

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO CNY 300          ISSUER            YES             FOR                  FOR

MILLION LOAN BY BEIJING VANTONE ZHENGYUAN PROPERTIES

CO., LTD. FROM BEIJING INTERNATIONAL TRUST CO., LTD.

AND 2 YEAR GUARANTEE PERIOD FROM EXPIRY DATE FOR

INDEPENDENT CLAIMS FOR DEBT PERFORMANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Vantone Real Estate Co., Ltd.

  TICKER:               600246                            CUSIP:   Y0770T107

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF CNY 325 MILLION              ISSUER            YES             FOR                  FOR

JOINT LIABILITY GUARANTEE FOR THE ENTRUSTED LOAN

BUSINESS APPLIED BY TIANJIN ZHONGXIN ECON CITY

WANTONG ZHENGQI INDUSTRIAL CO., LTD. FROM BANK OF

JIANGSU BEIJING DONGZHIMEN BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Vantone Real Estate Co., Ltd.

  TICKER:               600246                            CUSIP:   Y0770T107

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 INVENTORY FALLING PRICE              ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Wangfujing Department Store (Group) Co., Ltd.

  TICKER:               600859                            CUSIP:   Y0770F107

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #2.05: APPROVE ISSUE SIZE AND AMOUNT OF                ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS AND ASSESSMENT CONCLUSION AS

WELL AS SUITABILITY OF ASSESSMENT METHODS

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #11: APPROVE CHANGE OF COMPANY NAME AND                ISSUER            YES             FOR                  FOR

AMENDMENTS ON ARTICLES OF ASSOCIATION

PROPOSAL #12: ELECT DU JIABIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT GUO ZONGLIANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing WKW Automotive Parts Co., Ltd.

  TICKER:               002662                            CUSIP:   Y0774Z109

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing WKW Automotive Parts Co., Ltd.

  TICKER:               002662                            CUSIP:   Y0774Z109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.0: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND INTEREST RATE AND DEBT          ISSUER            YES             FOR                  FOR

SERVICE

PROPOSAL #2.06: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.07: APPROVE REDEMPTION PROVISION                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE LISTING TRANSFER OF BONDS               ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Yanjing Brewery Co., Ltd

  TICKER:               000729                            CUSIP:   Y0771Z102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DETERMINATION OF AUDITOR'S         ISSUER            YES             FOR                  FOR

REMUNERATION AND 2016 APPOINTMENT OF FINANCIAL

PROPOSAL #7: APPROVE 2015 DETERMINATION OF INTERNAL          ISSUER            YES             FOR                  FOR

CONTROL AUDITOR'S REMUNERATION AND 2016 APPOINTMENT

OF INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beijing Zhong Ke San Huan High-Tech Co., Ltd.

  TICKER:               000970                            CUSIP:   Y07728101

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #7: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES             FOR                  FOR

BY WHOLLY-OWNED SUBSIDIARY NINGBO KONIT INDUSTRIES

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beingmate Baby & Child Food Co., Ltd.

  TICKER:               002570                            CUSIP:   Y988BE106

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE RELOCATION OF YICHANG BEINGMATE        ISSUER            YES             FOR                  FOR

 FOOD TECHNOLOGY CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beiqi Foton Motor Co., Ltd.

  TICKER:               600166                            CUSIP:   Y0770V102

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT TO ESTABLISH BEIJING         ISSUER            YES             FOR                  FOR

FOTON MULTI-FUNCTIONAL VEHICLES CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beiqi Foton Motor Co., Ltd.

  TICKER:               600166                            CUSIP:   Y0770V102

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION (PROPOSED BY   SHAREHOLDER        YES         AGAINST               N/A

 WEICHAI POWER, SHANDONG LAIDONG AND YIHE AXLES)

PROPOSAL #6: APPROVE CAPITALIZATION OF CAPITAL                   ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #7: APPROVE CAPITALIZATION OF CAPITAL               SHAREHOLDER        YES         AGAINST               N/A

RESERVES (PROPOSED BY SWS MU FUNDS MANAGEMENT)

PROPOSAL #8: APPROVE CAPITALIZATION OF CAPITAL               SHAREHOLDER        YES         AGAINST               N/A

RESERVES (PROPOSED BY WEICHAI POWER, SHANDONG LAIDONG

 AND YIHE AXLES)

PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #10.01: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH ZHUCHENG YIHE AXLES CO., LTD.

PROPOSAL #10.02: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH ZHANGSHA YIHE AXLES CO., LTD.

PROPOSAL #10.03: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH WEICHAI POWER CO., LTD.

PROPOSAL #10.04: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH WEICHAI POWER YANGZHOU DIESEL ENGINE CO., LTD.

PROPOSAL #10.05: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHAANXI FAST GEAR CO., LTD.

PROPOSAL #10.06: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH BEIJING PRIDE POWER SYSTEM TECHNOLOGY LIMITED

PROPOSAL #10.07: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH WEIFANG QINGTE AXLE CO., LTD.

PROPOSAL #10.08: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH QINGDAO QINGTE ZHONGLI AXLE CO., LTD.

PROPOSAL #10.09: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH SHANDONG HUAYUAN LAIDONG INTERNAL-COMBUSTION

ENGINE CO., LTD.

PROPOSAL #10.10: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH BEIJING FOTON CUMMINS ENGINE CO., LTD.

PROPOSAL #10.11: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH BEIJING FOTON DAIMLER AUTOMOTIVE CO., LTD.


 

PROPOSAL #10.12: APPROVE RELATED-PARTY TRANSACTION            ISSUER            YES             FOR                  FOR

WITH BEIJING AUTOMOTIVE GROUP FINANCE CO., LTD.

PROPOSAL #11: APPROVE 2016 GUARANTEE PLAN                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #12: APPROVE APPOINTMENT OF GRANTTHORNTON            ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

PROPOSAL #13: APPROVE APPOINTMENT OF GRANTTHORNTON            ISSUER            YES             FOR                  FOR

CPAS AS INTERNAL CONTROL AUDITOR

PROPOSAL #14: APPROVE BOARD OF DIRECTORS TO AUTHORIZE        ISSUER            YES         AGAINST           AGAINST

 MANAGER DEPARTMENT FOR THE APPLICATION OF 2016 BANK

FINANCIAL CREDIT LINES

PROPOSAL #15: APPROVE 2016 BUDGET OF INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Belle Corporation

  TICKER:               BEL                                  CUSIP:   Y0775S104

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT BENITO TAN GUAT AS DIRECTOR                ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.2: ELECT WILLY N. OCIER AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT JACINTO C. NG, JR. AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT ELIZABETH ANNE C. UYCHACO AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT JOSE T. SIO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT EMILIO S. DE QUIROS, JR. AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT FREDERIC C. DYBUNCIO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT VIRGINIA A. YAP AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT WASHINGTON Z. SYCIP AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: ELECT GREGORIO U. KILAYKO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #1.11: ELECT CESAR E.A. VIRATA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE MINUTES OF PREVIOUS ANNUAL                 ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: RATIFY ALL ACTS AND RESOLUTIONS OF THE          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS AND EXECUTIVE OFFICERS

PROPOSAL #5: ELECT SYCIP GORRES VELAYO & CO. AS                 ISSUER            YES             FOR                  FOR

EXTERNAL AUDITOR

PROPOSAL #6: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Belle International Holdings Ltd

  TICKER:               01880                              CUSIP:   G09702104

  MEETING DATE:   7/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS


 

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4a1: ELECT TANG YIU AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4a2: ELECT SHENG BAIJIAO AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4a3: ELECT HO KWOK WAH, GEORGE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4b1: ELECT YU WU AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4b2: ELECT TANG WAI LAM AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bengang Steel Plates Co., Ltd.

  TICKER:               200761                            CUSIP:   Y0782P101

  MEETING DATE:   9/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES (AMENDED)

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES (AMENDED)

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (AMENDED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (AMENDED)

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT


 

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE RE-FORMULATION OF MANAGEMENT              ISSUER            YES             FOR                  FOR

SYSTEM FOR DEPOSIT AND USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: APPROVE RE-FORMULATION OF RELATED-PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTION MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bengang Steel Plates Co., Ltd.

  TICKER:               200761                            CUSIP:   Y0782P101

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES (DECEMBER 2015 REVISED DRAFT)

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (DECEMBER 2015 REVISED DRAFT)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (DECEMBER 2015

REVISED DRAFT)

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (DECEMBER 2015

REVISED DRAFT)

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bengang Steel Plates Co., Ltd.

  TICKER:               200761                            CUSIP:   Y0782P101

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 INVESTMENT FRAMEWORK PLAN           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9.1: ELECT ZHAO ZHONGMIN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #9.2: ELECT CAO AIMIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.3: ELECT HAN GE AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.4: ELECT ZHAO WEI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.1: ELECT JIN YONGLI AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.2: ELECT ZHONG TIANLI AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.3: ELECT ZHAO XINAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.1: ELECT DONG LIJU AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.2: ELECT HAN MEI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.3: ELECT LI LIN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12: APPROVE PROVISION FOR INVENTORY                     ISSUER            YES             FOR                  FOR

VALUATION, BAD DEBTS AND FIXED ASSET IMPAIRMENT

PROPOSAL #13: APPROVE USE OF SHORT-TERM REVOLVING              ISSUER            YES             FOR                  FOR

IDLE OWN FUNDS TO INVEST IN TRUST MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Berjaya Corporation Berhad

  TICKER:               BJCORP                            CUSIP:   Y08366125

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 12 PERCENT EQUITY        ISSUER            YES             FOR                  FOR

 INTEREST IN BERJAYA LAND BERHAD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Berjaya Sports Toto Bhd.

  TICKER:               BJTOTO                            CUSIP:   Y0849N107

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT CHEAH TEK KUANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT FREDDIE PANG HOCK CHENG AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: APPROVE RENEWAL OF EXISTING                              ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MANDATE AND IMPLEMENTATION OF NEW

SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY

PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Berli Jucker Public Co Ltd

  TICKER:               BJC                                  CUSIP:   Y0872M174

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ACQUISITION OF SHARES AND                ISSUER            YES             FOR                  FOR

TENDER OFFER IN BIG C SUPERCENTER PUBLIC COMPANY LTD.

PROPOSAL #2.2: APPROVE ACQUISITION OF C-DISTRIBUTION         ISSUER            YES             FOR                  FOR

ASIA PTE LTD.

PROPOSAL #3: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Berli Jucker Public Co Ltd

  TICKER:               BJC                                  CUSIP:   Y0872M174

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5.1: ELECT SITHICHAI CHAIKRIANGKRAI AS                ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5.2: ELECT THAPANA SIRIVADHANABHAKDI AS              ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5.3: ELECT ASWIN TECHAJAREONVIKUL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.4: ELECT PRASERT MAEKWATANA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT WEERAWONG CHITMITTRAPAP AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE BJC ESOP 2012                                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ISSUANCE OF SHARES RESERVED FOR         ISSUER            YES             FOR                  FOR

THE EXERCISE OF THE WARRANTS UNDER THE BJC ESOP 2012

PROPOSAL #10: AMEND COMPANY OBJECTIVES                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Berli Jucker Public Co Ltd

  TICKER:               BJC                                  CUSIP:   Y0872M174

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: REDUCE REGISTERED CAPITAL AND AMEND                ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION TO REFLECT DECREASE IN

REGISTERED CAPITAL

PROPOSAL #3: INCREASE  REGISTERED CAPITAL AND AMEND          ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION TO REFLECT CHANGES IN

REGISTERED CAPITAL

PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #5: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND COMPANY'S OBJECTIVES                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BES Engineering Corporation

  TICKER:               2515                                CUSIP:   Y08736103

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Besttone Holding Co., Ltd.

  TICKER:               600640                            CUSIP:   Y7682G107

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT MA YONG AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ZHOU XIANGHUA AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Besttone Holding Co., Ltd.

  TICKER:               600640                            CUSIP:   Y7682G107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT AND        ISSUER            YES         AGAINST           AGAINST

 CAPITAL INVESTMENT PLAN

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE USE OF SHORT-TERM IDLE FUNDS TO         ISSUER            YES             FOR                  FOR

INVEST IN BANK FINANCIAL PRODUCTS

PROPOSAL #7: APPROVE 2016 UNION POWER CPAS CO., LTD          ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Better Life Commercial Chain Share Co., Ltd.

  TICKER:               002251                            CUSIP:   Y08812102

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING LEASE AGREEMENT WITH CHENZHOU BETTER LIFE

INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Better Life Commercial Chain Share Co., Ltd.

  TICKER:               002251                            CUSIP:   Y08812102

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT ON 2015 PRIVATE                 ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE ISSUE PRICE, PRICING                       ISSUER            YES             FOR                  FOR

REFERENCE DATE AND PRICING BASIS

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE RE-SIGNING OF CONDITIONAL SHARES        ISSUER            YES             FOR                  FOR

 SUBSCRIPTION AGREEMENT WITH CONTROLLING SHAREHOLDER

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Better Life Commercial Chain Share Co., Ltd.

  TICKER:               002251                            CUSIP:   Y08812102

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CHANGE IN PORTION OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS INVESTMENT PROJECT

PROPOSAL #9: ELECT YANG FANG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT DAI XIAOFENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: APPROVE USAGE OF PARTIAL IDLE RAISED            ISSUER            YES             FOR                  FOR

FUNDS TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #12: APPROVE EXTERNAL INVESTMENT IN                       ISSUER            YES             FOR                  FOR

CONNECTION TO ESTABLISHMENT OF COMPANY

PROPOSAL #13: APPROVE 2015 RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND 2016 RELATED-PARTY TRANSACTIONS

PROPOSAL #14: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beyondsoft Corp.

  TICKER:               002649                            CUSIP:   Y08814108

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REVISED DRAFT OF RESTRICTED        ISSUER            YES         AGAINST           AGAINST

 STOCK INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES         AGAINST           AGAINST

PARTICIPANTS

PROPOSAL #1.02: APPROVE SPECIFIC CONTENTS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.03: APPROVE GRANT RIGHTS AND PLAN                     ISSUER            YES         AGAINST           AGAINST

PARTICIPANTS UNLOCKING PROCEDURE

PROPOSAL #1.04: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES         AGAINST           AGAINST

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.05: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES         AGAINST           AGAINST

TERMINATE THE INCENTIVE PLAN

PROPOSAL #1.06: APPROVE REPURCHASE CANCELLATION OF            ISSUER            YES         AGAINST           AGAINST

RESTRICTED STOCK

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES         AGAINST           AGAINST

PERFORMANCE OF 2015 PLAN PARTICIPANTS (REVISED)


 

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL RELATED MATTERS

PROPOSAL #4: APPROVE WANG BIN AND MA QIANG AS 2015            ISSUER            YES         AGAINST           AGAINST

RESTRICTED STOCK INCENTIVE PLAN PARTICIPANTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beyondsoft Corp.

  TICKER:               002649                            CUSIP:   Y08814108

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GAN PEIZHONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Beyondsoft Corp.

  TICKER:               002649                            CUSIP:   Y08814108

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF ZHONGHUI CPAS         ISSUER            YES             FOR                  FOR

AS AUDITOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #8: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bharat Electronics Ltd.

  TICKER:               500049                            CUSIP:   Y0881Q117

  MEETING DATE:   9/3/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT P R ACHARYA AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT C A KRISHNAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT J R K RAO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: INCREASE AUTHORIZED COMMON STOCK                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #8: AMEND MEMORANDUM OF ASSOCIATION TO                 ISSUER            YES             FOR                  FOR

REFLECT CHANGES IN CAPITAL

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION TO REFLECT        ISSUER            YES             FOR                  FOR

 CHANGES IN CAPITAL

PROPOSAL #10: APPROVE BONUS ISSUE                                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bharat Forge Ltd.

  TICKER:               500493                            CUSIP:   Y08825179

  MEETING DATE:   8/3/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT S.E. TANDALE AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT G.K. AGARWAL AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE S R B C & CO LLP AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT K.M. SALETORE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

K.M. SALETORE AS EXECUTIVE DIRECTOR & CFO

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #9: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bharat Heavy Electricals Ltd.

  TICKER:               500103                            CUSIP:   Y0882L133

  MEETING DATE:   9/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT A. SOBTI AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: REELECT S. K. BAHRI AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION WITH          ISSUER            YES             FOR                  FOR

RAICHUR POWER CORPORATION LTD.

PROPOSAL #8: ELECT R. K. SINGH AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT D. BANDYOPADHYAY AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: ELECT A. MATHUR AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bharat Petroleum Corporation Ltd.

  TICKER:               500547                            CUSIP:   Y0882Z116

  MEETING DATE:   9/9/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT K. K. GUPTA AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT B. K. DATTA AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES         AGAINST           AGAINST

AUDITORS

PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT S. TAISHETE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bharat Petroleum Corporation Ltd.

  TICKER:               BPCL                                CUSIP:   Y0882Z116

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN LIMIT ON FOREIGN              ISSUER            YES             FOR                  FOR

SHAREHOLDINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bharti Airtel Ltd.

  TICKER:               532454                            CUSIP:   Y0885K108

  MEETING DATE:   8/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT T.Y. CHOO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE S. R. BATLIBOI & ASSOCIATES LLP         ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #5: ELECT S. PRIYADARSHI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bharti Infratel Ltd.

  TICKER:               534816                            CUSIP:   Y0R86J109

  MEETING DATE:   8/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT R. B. MITTAL AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE S. R. BATLIBOI & ASSOCIATES LLP         ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #5: ELECT R. P. SINGH AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

BHARTI AIRTEL LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bharti Infratel Ltd.

  TICKER:               INFRATEL                        CUSIP:   Y0R86J109

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: VARIATIONS OF TERMS IN THE UTILIZATION          ISSUER            YES             FOR                  FOR

OF PROCEEDS RECEIVED FROM THE INITIAL PUBLIC OFFERING

 OF SHARES OF THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bharti Infratel Ltd.

  TICKER:               INFRATEL                        CUSIP:   Y0R86J109

  MEETING DATE:   6/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bim Birlesik Magazalar AS

  TICKER:               BIMAS                              CUSIP:   M2014F102

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF        ISSUER            YES             FOR                  FOR

 MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN

MEETING MINUTES

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS AND APPROVE THEIR                   ISSUER            YES             FOR                  FOR

REMUNERATION


 

PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #13: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bimb Holdings Berhad

  TICKER:               BIMB                                CUSIP:   Y0888K105

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT ISMAIL ADAM AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT RIFINA MD ARIFF AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT MOHD TARMIDZI AHMAD NORDIN AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT NORAINI CHE DAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ZAHARI @ MOHD ZIN IDRIS AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE KPMG DESA MEGAT & CO. AS                     ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: APPROVE ZAITON MOHD HASSAN TO CONTINUE          ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #11: APPROVE ISSUANCE OF NEW ORDINARY SHARES        ISSUER            YES             FOR                  FOR

 UNDER THE DIVIDEND REINVESTMENT PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Biocon Limited

  TICKER:               532523                            CUSIP:   Y0905C102

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE INTERIM DIVIDEND PAYMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT ARUN S CHANDAVARKAR AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE B S R & CO. LLP AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: ELECT M. DAMODARAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE STOCK OPTION PLANS GRANTS TO              ISSUER            YES         AGAINST           AGAINST

EMPLOYEES OF THE COMPANY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Biostime International Holdings Ltd

  TICKER:               1112                                CUSIP:   G11259101

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT LUO FEI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT RADEK SALI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT ZHANG WENHUI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2a4: ELECT XIAO BAICHUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bioton SA

  TICKER:               BIO                                  CUSIP:   X07308111

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN AND PREPARE LIST         ISSUER            YES             FOR                  FOR

OF SHAREHOLDERS

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND STATUTE                                                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6: APPROVE CHANGES IN COMPOSITION OF               SHAREHOLDER        YES         AGAINST               N/A

SUPERVISORY BOARD

PROPOSAL #7: APPROVE DECISION ON COVERING COSTS OF            ISSUER            YES             FOR                  FOR

CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bioton SA

  TICKER:               BIO                                  CUSIP:   X07308111

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN; PREPARE LIST OF         ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS AND FINANCIAL STATEMENTS FOR

FISCAL 2015


 

PROPOSAL #6: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS AND CONSOLIDATED FINANCIAL

STATEMENTS FOR FISCAL 2015

PROPOSAL #7: APPROVE SUPERVISORY BOARD REPORTS FOR            ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #8: APPROVE TREATMENT OF NET LOSS                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: APPROVE DISCHARGE OF SLAWOMIR ZIEGERT         ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #9.2: APPROVE DISCHARGE OF ADAM WILCZEGA              ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #9.3: APPROVE DISCHARGE OF PIOTR BLASZCZYK          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.4: APPROVE DISCHARGE OF ADAM POLONEK                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #10.1: APPROVE DISCHARGE OF MARCIN                        ISSUER            YES             FOR                  FOR

DUKACZEWSKI (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #10.2: APPROVE DISCHARGE OF KEITH MELLORS            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #10.3: APPROVE DISCHARGE OF MACIEJ GRELOWSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #10.4: APPROVE DISCHARGE OF JIN HU                        ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #10.5: APPROVE DISCHARGE OF DARIUSZ TRZECIAK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #10.6: APPROVE DISCHARGE OF TOMASZ BUZUK              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #10.7: APPROVE DISCHARGE OF ARTUR GABOR                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #10.8: APPROVE DISCHARGE OF WOJCIECH                     ISSUER            YES             FOR                  FOR

GRZYBOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #10.9: APPROVE DISCHARGE OF BARBARA                       ISSUER            YES             FOR                  FOR

RATNICKA-KICZKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #10.10: APPROVE DISCHARGE OF JACEK SLOTALA          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #10.11: APPROVE DISCHARGE OF WIESLAW                     ISSUER            YES             FOR                  FOR

WALENDZIAK (SUPERVISORY BOARD MEMBER)

PROPOSAL #10.12: APPROVE DISCHARGE OF XUE XIANG                 ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.1: FIX NUMBER OF SUPERVISORY BOARD                 ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #11.2: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11.3: ELECT INDEPENDENT SUPERVISORY BOARD          ISSUER            YES         AGAINST           AGAINST

MEMBER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bizim Toptan Satis Magazalari A.S.

  TICKER:               BIZIM                              CUSIP:   M20170102

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING


 

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bizlink Holdings Inc.

  TICKER:               3665                                CUSIP:   G11474106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Black Peony (Group) Co., Ltd.

  TICKER:               600510                            CUSIP:   Y0907Y102

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Black Peony (Group) Co., Ltd.

  TICKER:               600510                            CUSIP:   Y0907Y102

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE APPOINTMENT OF JIANGSU GONGZHENG        ISSUER            YES             FOR                  FOR

 TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO., LTD., AS

FINANCIAL AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Black Peony (Group) Co., Ltd.

  TICKER:               600510                            CUSIP:   Y0907Y102

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN A SUBSIDIAY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ESTABLISHMENT OF WHOLLY-OWNED            ISSUER            YES             FOR                  FOR

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Blackcow Food Co Ltd

  TICKER:               002387                            CUSIP:   Y0916V107

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 100% EQUITY OF                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHAANXI BLACKCOW FOOD

INDUSTRY CO., LTD. THROUGH PUBLIC AUCTION

PROPOSAL #2: APPROVE TRANSFER OF 100% EQUITY OF                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY BLACKCOW FOOD (SUZHOU) CO.,

LTD. THROUGH PUBLIC AUCTION

PROPOSAL #3: APPROVE TRANSFER OF 100% EQUITY OF                 ISSUER            YES             FOR                  FOR

LIAONING BLACKCOW FOOD INDUSTRY CO., LTD. THROUGH

PUBLIC AUCTION

PROPOSAL #4: APPROVE TRANSFER OF PARTIAL PRODUCTION          ISSUER            YES             FOR                  FOR

EQUIPMENT OF BLACKCOW FOOD (GUANGZHOU) CO., LTD. AND

ANHUI BLACKCOW FOOD INDUSTRY CO., LTD. THROUGH PUBLIC

 AUCTION

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 SUBSEQUENT MATTERS RELATED TO PUBLIC AUCTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Blackcow Food Co Ltd

  TICKER:               002387                            CUSIP:   Y0916V107

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CHENG TAO AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT MENG QINGLIN AS NON-INDEPENDENT    SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #1.3: ELECT LI WEIMIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT ZHU ZHOU AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT JIN LIANG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #1.6: ELECT PAN HONGYU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.7: ELECT YAN JIE AS INDEPENDENT DIRECTOR     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #1.8: ELECT ZHENG JIANMING AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.9: ELECT ZHOU QINGJIE AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT YANG YANG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT XU YAWEI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Blackcow Food Co Ltd

  TICKER:               002387                            CUSIP:   Y0916V107

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES         AGAINST           AGAINST

CONNECTION TO GRANT OF RIGHT TO USE "BLACKCOW" BY

SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Blackcow Food Co Ltd

  TICKER:               002387                            CUSIP:   Y0916V107

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF MORTGAGE GUARANTEE         ISSUER            YES             FOR                  FOR

FOR THE BANK LOAN APPLIED BY THE WHOLLY-OWNED

SUBSIDIARY

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Blackcow Food Co Ltd

  TICKER:               002387                            CUSIP:   Y0916V107

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR


 

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Blackcow Food Co Ltd

  TICKER:               002387                            CUSIP:   Y0916V107

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: ELECT HU XUEWEN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bloomage BioTechnology Corp Ltd

  TICKER:               00963                              CUSIP:   G1179M107

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE MANAGEMENT SUBSCRIPTION                     ISSUER            YES             FOR                  FOR

AGREEMENTS

PROPOSAL #1b: APPROVE ALLLOTMENT AND ISSUANCE OF                ISSUER            YES             FOR                  FOR

MANAGEMENT SUBSCRIPTION SHARES

PROPOSAL #1c: AUTHORIZED BOARD TO DO ALL SUCH ACTS,          ISSUER            YES             FOR                  FOR

EXECUTE DOCUMENTS AND TAKE ALL STEPS NECESSARY TO

GIVE EFFECT TO THE MANAGEMENT SUBSCRIPTION AGREEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bloomage BioTechnology Corp Ltd

  TICKER:               963                                  CUSIP:   G1179M107

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4a: ELECT JIN XUEKUN AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4b: ELECT WANG AIHUA AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #4c: ELECT YAU WAI YAN AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4d: ELECT XUE ZHAOFENG AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

PROPOSAL #8: APPROVE REFRESHMENT OF SCHEME MANDATE            ISSUER            YES             FOR                  FOR

LIMIT GRANTED UNDER THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bloomberry Resorts Corporation

  TICKER:               BLOOM                              CUSIP:   Y0927M104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CALL TO ORDER                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: DETERMINATION OF EXISTENCE OF QUORUM               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE CHAIRMAN                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE PRESIDENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AUDITED FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT ENRIQUE K. RAZON, JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2: ELECT JOSE EDUARDO J. ALARILLA AS                ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #6.3: ELECT THOMAS ARASI AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6.4: ELECT CHRISTIAN R. GONZALEZ AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #6.5: ELECT DONATO C. ALMEDA AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6.6: ELECT CARLOS C. EJERCITO AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: ELECT JON RAMON ABOITIZ AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPOINT EXTERNAL AUDITOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Blue Label Telecoms Ltd

  TICKER:               BLU                                  CUSIP:   S12461109

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YUSUF MAHOMED AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT GARY HARLOW AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT JERRY VILAKAZI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT KEVIN ELLERINE AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS                     ISSUER            YES             FOR                  FOR

INCORPORATED AS AUDITORS OF THE COMPANY WITH D STORM

AS THE INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #6: RE-ELECT JOE MTHIMUNYE AS CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #7: RE-ELECT GARY HARLOW AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #8: RE-ELECT JERRY VILAKAZI AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS


 

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Blue Star New Chemical Materials Co., Ltd.

  TICKER:               600299                            CUSIP:   Y9722Y106

  MEETING DATE:   10/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT GERARD DEMAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.02: ELECT WANG DAZHUANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.03: ELECT JEAN MARC DUBLANC AS NON-                  ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.04: ELECT YANG FANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT JEAN FALGOUX AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT SONG LIXIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT ZHOU GUOMIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT PEI GUIHUA AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: ELECT CHEN YIFU AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Blue Star New Chemical Materials Co., Ltd.

  TICKER:               600299                            CUSIP:   Y9722Y106

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CHANGE IN COMPANY NAME AND                 ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #6: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE PURCHASE OF LIABILITY INSURANCE         ISSUER            YES             FOR                  FOR

FOR DIRECTORS

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE INDUSTRIAL AND COMMERCIAL REGISTRATION CHANGES

PROPOSAL #9: APPROVE CHANGE IN AUDITOR                                  ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bluestar Adisseo Company

  TICKER:               600299                            CUSIP:   Y9722Y106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CASH DIVIDENDS                                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF KMPG HUAZHEN CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE RE-PURCHASE OF LIABILITY                     ISSUER            YES             FOR                  FOR

INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT MEMBERS

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BM&FBOVESPA S.A.

  TICKER:               BVMF3                              CUSIP:   P1R0U2138

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BM&FBOVESPA S.A.

  TICKER:               BVMF3                              CUSIP:   P1R0U2138

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INCREASE OF WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY COMPANHIA SAO JOSE HOLDING

PROPOSAL #2: APPROVE MERGER AGREEMENT BETWEEN THE              ISSUER            YES             FOR                  FOR

COMPANY AND  CETIP S.A. - MERCADOS ORGANIZADOS

PROPOSAL #3: RATIFY APSIS CONSULTORIA E AVALIACOES            ISSUER            YES             FOR                  FOR

LTDA AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED

TRANSACTION

PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE MERGER BETWEEN THE COMPANY AND          ISSUER            YES             FOR                  FOR

CETIP S.A. - MERCADOS ORGANIZADOS

PROPOSAL #6: APPROVE ISSUANCE OF SHARES IN CONNECTION        ISSUER            YES             FOR                  FOR

 WITH THE MERGER

PROPOSAL #7.A: AMEND ARTICLES 3, 22, 28, 35, 30, 45,         ISSUER            YES             FOR                  FOR

51 AND 84

PROPOSAL #7.B: AMEND ARTICLES 10, 16, 23, 30, 35, 53,        ISSUER            YES             FOR                  FOR

 29, 38, 45, 50, 80 AND 82

PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               200725                            CUSIP:   Y0920M101

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

FUZHOU BOE OPTOELECTRONIC TECHNOLOGY CO., LTD

PROPOSAL #2: APPROVE INVESTMENT IN FUZHOU 8.5                     ISSUER            YES             FOR                  FOR

GENERATION TFT - LCD PRODUCTION LINE FROM CHINA

DEVELOPMENT FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               200725                            CUSIP:   Y0920M101

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE PAR VALUE, ISSUE PRICE AND              ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.3: APPROVE BOND MATURITY AND BOND TYPE             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.5: APPROVE GUARANTEE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE SPECIAL ACCOUNT OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE TRADING OF BONDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: ELECT DONG YOUMEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               000725                            CUSIP:   Y0920M101

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL INVESTMENT IN CHENGDU        ISSUER            YES             FOR                  FOR

 6TH GENERATION LTPS/AMOLED PRODUCTION LINE PROJECT

PROPOSAL #2: APPROVE ADDITIONAL INVESTMENT IN FUZHOU         ISSUER            YES             FOR                  FOR

8.5 GENERATION TFT-LCD PRODUCTION LINE PROJECT BY

CHINA DEVELOPMENT FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               000725                            CUSIP:   Y0920M101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 OPERATION PLAN

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE LOANS AND BANK CREDIT LINES                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DEVELOPMENT OF PRINCIPAL-                    ISSUER            YES             FOR                  FOR

GUARANTEED FINANCIAL BUSINESS

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10.1a: ELECT WANG DONGSHENG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1b: ELECT XIE XIAOMING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1c: ELECT CHEN YANSHUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1d: ELECT WANG JING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.1e: ELECT ZHANG JINSONG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1f: ELECT LIU XIAODONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1g: ELECT SONG JIE AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.1h: ELECT YAO XIANGJUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR


 

PROPOSAL #10.2a: ELECT YU NING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2b: ELECT LU TINGJIE AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2c: ELECT WANG HUACHENG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2d: ELECT HU XIAOLIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1: ELECT CHEN MING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.2: ELECT XU TAO AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.3: ELECT MU CHENGYUAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.4: ELECT ZHAO WEI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.5: ELECT SHI HONG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.6: ELECT ZHUANG HAOYU AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE        ISSUER            YES             FOR                  FOR

 FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               200725                            CUSIP:   Y0920M119

  MEETING DATE:   7/6/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG JINSONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT WANG HUACHENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT CHEN MING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT SHI HONG AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF FUZHOU 8.5TH GENERATION NEW SEMICONDUCTOR DISPLAY

PARTS PRODUCTION LINE PROJECT

PROPOSAL #5: APPROVE ACQUISITION OF ALL EQUITIES OF          ISSUER            YES             FOR                  FOR

MINGDE INVESTMENT CO., LTD. AND INCREASE ITS

REGISTERED CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               200725                            CUSIP:   Y0920M119

  MEETING DATE:   9/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 SEMI-ANNUAL PROFIT                       ISSUER            YES             FOR                  FOR

DISTRIBUTION

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               200725                            CUSIP:   Y0920M119

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

FUZHOU BOE OPTOELECTRONIC TECHNOLOGY CO., LTD

PROPOSAL #2: APPROVE INVESTMENT IN FUZHOU 8.5                     ISSUER            YES             FOR                  FOR

GENERATION TFT - LCD PRODUCTION LINE FROM CHINA

DEVELOPMENT FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               200725                            CUSIP:   Y0920M119

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE PAR VALUE, ISSUE PRICE AND              ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.3: APPROVE BOND MATURITY AND BOND TYPE             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.5: APPROVE GUARANTEE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE SPECIAL ACCOUNT OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE TRADING OF BONDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: ELECT DONG YOUMEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               000725                            CUSIP:   Y0920M119

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL INVESTMENT IN CHENGDU        ISSUER            YES             FOR                  FOR

 6TH GENERATION LTPS/AMOLED PRODUCTION LINE PROJECT

PROPOSAL #2: APPROVE ADDITIONAL INVESTMENT IN FUZHOU         ISSUER            YES             FOR                  FOR

8.5 GENERATION TFT-LCD PRODUCTION LINE PROJECT BY

CHINA DEVELOPMENT FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BOE Technology Group Co., Ltd.

  TICKER:               000725                            CUSIP:   Y0920M119

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 OPERATION PLAN

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE LOANS AND BANK CREDIT LINES                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DEVELOPMENT OF PRINCIPAL-                    ISSUER            YES             FOR                  FOR

GUARANTEED FINANCIAL BUSINESS

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10.1a: ELECT WANG DONGSHENG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1b: ELECT XIE XIAOMING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1c: ELECT CHEN YANSHUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1d: ELECT WANG JING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.1e: ELECT ZHANG JINSONG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1f: ELECT LIU XIAODONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.1g: ELECT SONG JIE AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.1h: ELECT YAO XIANGJUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.2a: ELECT YU NING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2b: ELECT LU TINGJIE AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #10.2c: ELECT WANG HUACHENG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2d: ELECT HU XIAOLIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1: ELECT CHEN MING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.2: ELECT XU TAO AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.3: ELECT MU CHENGYUAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.4: ELECT ZHAO WEI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.5: ELECT SHI HONG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.6: ELECT ZHUANG HAOYU AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE        ISSUER            YES             FOR                  FOR

 FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Boer Power Holdings Ltd.

  TICKER:               1685                                CUSIP:   G12161108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT ZHA SAIBIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT QIAN ZHONGMING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT TANG JIANRONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE KPMG AS AUDITOR AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bohai Financial Investment Holding Co., Ltd.

  TICKER:               000415                            CUSIP:   Y9722D102

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #2: APPROVE 2015 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bohai Financial Investment Holding Co., Ltd.

  TICKER:               000415                            CUSIP:   Y9722D102

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CONTINUED                     ISSUER            YES             FOR                  FOR

SUSPENSION DUE TO MAJOR RESTRUCTURING PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bohai Financial Investment Holding Co., Ltd.

  TICKER:               000415                            CUSIP:   Y9722D102

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE 2016 RELATED PARTY TRANSACTION           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ENTRUSTED MANAGEMENT OPERATING         ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #11: ELECT LI JUNWEN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.1: ELECT ZHUANG QISHAN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.2: ELECT MA CHUNHUA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bohai Leasing Co., Ltd.

  TICKER:               000415                            CUSIP:   Y9722D102

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO 2015 LOAN AMOUNT          ISSUER            YES             FOR                  FOR

ESTIMATE OF COMPANY AND SUBSIDIARIES

PROPOSAL #2: APPROVE ADJUSTMENT TO 2015 GUARANTEE              ISSUER            YES         AGAINST           AGAINST

AMOUNT ESTIMATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bohai Leasing Co., Ltd.

  TICKER:               000415                            CUSIP:   Y9722D102

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE CAPITAL INJECTION TO BOHAI LIFE         ISSUER            YES             FOR                  FOR

LTD.

PROPOSAL #5: APPROVE INVESTMENT IN JUBAO INTERCONNECT        ISSUER            YES             FOR                  FOR

 TECHNOLOGY (SHENZHEN) CO., LTD

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING AIRCRAFT OPERATING LEASING BUSINESS BETWEEN

 TIANJIN BOHAI NO.5 LEASING CO., LTD AND TIANJIN

AIRLINES CO., LTD

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING AIRCRAFT OPERATING LEASING BUSINESS 

BETWEEN WHOLLY OWNED SUBSIDIARY TIANJIN BOHAI LEASING

 CO., LTD.'S WHOLLY OWNED SPV AND HAINAN AIRLINES

PROPOSAL #8: APPROVE BORROWINGS FROM RELATED PARTY BY        ISSUER            YES             FOR                  FOR

 WHOLLY OWNED SUBSIDIARY TIANJIN BOHAI LEASING CO.,

LTD.'S WHOLLY OWNED SPV HAIKOU BOHAI NO.5 CO., LTD

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: ELECT SUN ZHIKUN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bolsa Mexicana de Valores S.A.B de C.V.

  TICKER:               BOLSA A                          CUSIP:   P17330104

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: APPROVE CEO'S REPORT IN ACCORDANCE              ISSUER            YES             FOR                  FOR

WITH ARTICLE 172 OF GENERAL COMPANY LAW

PROPOSAL #1.b: APPROVE BOARD'S REPORT REGARDING                 ISSUER            YES             FOR                  FOR

ARTICLES 28 AND 172 OF STOCK MARKET LAW

PROPOSAL #1.c: ACCEPT INDIVIDUAL AND CONSOLIDATED              ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND STATUTORY REPORTS

PROPOSAL #1.d: ACCEPT AUDIT AND CORPORATE PRACTICES          ISSUER            YES             FOR                  FOR

COMMITTEE'S REPORT

PROPOSAL #1.e: ACCEPT STATUTORY AUDITORS' REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #1.f: ACCEPT REPORT ON ACTIVITIES OF MEMBER         ISSUER            YES             FOR                  FOR

ADMISSION, SHARE LISTING AND REGULATORY COMMITTEES

PROPOSAL #1.g: ACCEPT REPORT ON COMPLIANCE WITH                 ISSUER            YES             FOR                  FOR

FISCAL OBLIGATIONS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CASH DIVIDENDS OF MXN 1.09 PER          ISSUER            YES             FOR                  FOR

SHARE


 

PROPOSAL #4: ELECT PRINCIPAL AND ALTERNATE MEMBERS OF        ISSUER            YES         AGAINST           AGAINST

 BOARD, STATUTORY AUDITORS, CHAIRMAN OF AUDIT AND

CORPORATE PRACTICES COMMITTEE; VERIFY INDEPENDENCE

CLASSIFICATION OF BOARD MEMBERS

PROPOSAL #5: APPROVE REMUNERATION OF PRINCIPAL AND            ISSUER            YES             FOR                  FOR

ALTERNATE MEMBERS OF BOARD AND STATUTORY AUDITORS;

APPROVE REMUNERATION OF MEMBERS OF AUDIT AND

CORPORATE PRACTICES COMMITTEES

PROPOSAL #6: APPROVE REPORT OF POLICIES RELATED TO            ISSUER            YES             FOR                  FOR

REPURCHASE OF SHARES

PROPOSAL #7: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE

PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Boryszew S.A.

  TICKER:               BRS                                  CUSIP:   X0735A178

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #6: APPROVE REPORT ON COMPANY'S OPERATIONS          ISSUER            YES             FOR                  FOR

IN FISCAL 2015

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #8: APPROVE REPORT ON GROUP'S OPERATIONS IN         ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #11.1: APPROVE DISCHARGE OF PIOTR SZELIGA            ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #11.2: APPROVE DISCHARGE OF MILOSZ                        ISSUER            YES             FOR                  FOR

WISNIEWSKI (DEPUTY CEO)

PROPOSAL #11.3: APPROVE DISCHARGE OF MIKOLAJ                       ISSUER            YES             FOR                  FOR

BUDZANOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.4: APPROVE DISCHARGE OF CEZARY                        ISSUER            YES             FOR                  FOR

PYSZKOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1: APPROVE DISCHARGE OF JANUSZ                        ISSUER            YES             FOR                  FOR

SIEMIENIEC (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #12.2: APPROVE DISCHARGE OF ZYGMUNT URBANIAK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #12.3: APPROVE DISCHARGE OF MIROSLAW KUTNIK         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.4: APPROVE DISCHARGE OF JAN BOGOLUBOW            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.5: APPROVE DISCHARGE OF ARKADIUSZ KREZEL        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.6: APPROVE DISCHARGE OF TADEUSZ PIETKA          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7: APPROVE DISCHARGE OF MALGORZATA                 ISSUER            YES             FOR                  FOR

WALDOWSKA (SUPERVISORY BOARD MEMBER)


 

PROPOSAL #13: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #14.1: RECALL SUPERVISORY BOARD MEMBER                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14.2: ELECT SUPERVISORY BOARD MEMBERS                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15: AMEND STATUTE RE: CORPORATE PURPOSE               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bosch Limited

  TICKER:               500530                            CUSIP:   Y6139L131

  MEETING DATE:   8/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT S. BERNS AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PRICE WATERHOUSE & CO BANGALORE         ISSUER            YES             FOR                  FOR

LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

A. WOLF AS EXECUTIVE DIRECTOR

PROPOSAL #6: APPROVE REVISION IN THE REMUNERATION OF         ISSUER            YES             FOR                  FOR

S. BHATTACHARYA

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bosch Limited

  TICKER:               500530                            CUSIP:   Y6139L131

  MEETING DATE:   4/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REVISION OF REMUNERATION OF                ISSUER            YES             FOR                  FOR

SOUMITRA BHATTACHARYA AS JOINT MANAGING DIRECTOR

PROPOSAL #2: APPROVE SALE AND TRANSFER OF COMPANY'S          ISSUER            YES             FOR                  FOR

STARTER MOTORS AND GENERATORS BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bosideng International Holdings Ltd.

  TICKER:               03998                              CUSIP:   G12652106

  MEETING DATE:   8/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT MEI DONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT GAO MIAOQIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.3: ELECT RUI JINSONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT LIAN JIE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BR Malls Participacoes S.A.

  TICKER:               BRML3                              CUSIP:   P1908S102

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CHANGES IN AUTHORIZED CAPITAL             ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND ARTICLES 5 AND 6 TO REFLECT                   ISSUER            YES             FOR                  FOR

CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BR Malls Participacoes S.A.

  TICKER:               BRML3                              CUSIP:   P1908S102

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.1: ELECT DIRECTORS NOMINATED BY MINORITY    SHAREHOLDER        YES             FOR                  N/A

SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BR Malls Participacoes S.A.

  TICKER:               BRML3                              CUSIP:   P1908S102

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGES IN AUTHORIZED CAPITAL             ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES 5 AND 6 TO REFLECT                   ISSUER            YES             FOR                  FOR

CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BR PROPERTIES SA

  TICKER:               BRPR3                              CUSIP:   P1909V120

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AGREEMENT FOR THE PARTIAL SPIN-         ISSUER            YES             FOR                  FOR

OFF OF SUBSIDIARY EDIFICIO CIDADE JARDIM SPE

EMPREENDIMENTO IMOBILIARIO LTDA. AND THE ABSORPTION

OF SPUN-OFF ASSETS BY BR PROPERTIES S.A.

PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES            ISSUER            YES             FOR                  FOR

LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED

TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PARTIAL SPIN-OFF OF SUBSIDIARY          ISSUER            YES             FOR                  FOR

EDIFICIO CIDADE JARDIM SPE EMPREENDIMENTO IMOBILIARIO

 LTDA. AND THE ABSORPTION OF SPUN-OFF ASSETS BY BR

PROPERTIES S.A.

PROPOSAL #5: APPROVE AMENDMENT OF PARTIAL SPIN-OFF            ISSUER            YES             FOR                  FOR

AND ABSORPTION AGREEMENT RELATED TO BRPR I

EMPREENDIMENTOS E PARTICIPACOES LTDA., BRPR IV

EMPREENDIMENTOS E PARTICIPACOES LTDA., AND BRPR XIV

EMPREENDIMENTOS E PARTICIPACOES S.A.

PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS RELATED TO THE PARTIAL SPIN-OFF

AND ABSORPTION AGREEMENT RELATED TO BRPR XIV

EMPREENDIMENTOS E PARTICIPACOES LTDA.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BR PROPERTIES SA

  TICKER:               BRPR3                              CUSIP:   P1909V120

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: RATIFY REMUNERATION OF COMPANY'S                     ISSUER            YES         AGAINST           AGAINST

MANAGEMENT FOR FISCAL YEAR 2015

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT FOR FISCAL YEAR 2016

PROPOSAL #6: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT DIRECTOR NOMINATED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BR PROPERTIES SA

  TICKER:               BRPR3                              CUSIP:   P1909V120

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL AND CONSOLIDATE BYLAWS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BR PROPERTIES SA

  TICKER:               BRPR3                              CUSIP:   P1909V120

  MEETING DATE:   5/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: WAIVE ANTI-TAKEOVER PROVISIONS FOR GP            ISSUER            YES         AGAINST               FOR

REAL PROPERTIES II C, LLC

PROPOSAL #2: WAIVE ANTI-TAKEOVER PROVISIONS FOR                 ISSUER            YES         AGAINST               N/A

BIDDERS

PROPOSAL #3: APPROVE TERMS AND CONDITIONS RELATED TO         ISSUER            YES         AGAINST               FOR

THE COSTS OF THE WAIVER OF CREDITORS OF CERTAIN

COMPANY DEBTS RE: TAKEOVER BID

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BR PROPERTIES SA

  TICKER:               BRPR3                              CUSIP:   P1909V120

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ESTABLISH JOSE FLAVIO FERREIRA RAMOS AND        ISSUER            YES             FOR                  FOR

 CHARLES LAGANA PUTZ AS INDEPENDENT DIRECTORS ELECTED

 LAST AGM/EGM HELD ON APRIL 26, 2016

PROPOSAL #2: DISMISS CLAUDIO BRUNI, ANTONIO CARLOS            ISSUER            YES             FOR                  FOR

CANTO PORTO FILHO, JOSE FLAVIO FERREIRA RAMOS,

LUCIANA MENEGASSI LEOCADIO SILVESTRINI AND CARLOS

DANIEL RIZZO DA FONSECA AS DIRECTORS

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bradespar S.A.

  TICKER:               BRAP3                              CUSIP:   P1808W104

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT JOAO MOISES DE OLIVEIRA AS             SHAREHOLDER         NO              N/A                  N/A

DIRECTOR NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #1.2: ELECT EDUARDO PARENTE MENEZES AS             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #1.3: ELECT JULIO SERGIO DE SOUZA CARDOSO AS   SHAREHOLDER         NO              N/A                  N/A

 DIRECTOR NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #2.1: ELECT OLIDIO ARALDE JUNIOR AS FISCAL      SHAREHOLDER        YES         AGAINST               N/A

COUNCIL MEMBER AND KLAYTON TOMAZ DOS SANTOS AS

ALTERNATE NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #2.2: ELECT ISABELLA SABOYA DE ALBUQUERQUE      SHAREHOLDER        YES             FOR                  N/A

AS FISCAL COUNCIL MEMBER AND WALTER LUIS BERNARDES

ALBERTONI AS ALTERNATE NOMINATED BY PREFERRED

SHAREHOLDERS

PROPOSAL #2.3: ELECT MARCELO GASPARINO DA SILVA AS        SHAREHOLDER        YES         AGAINST               N/A

FISCAL COUNCIL MEMBER AND PETER EDWARD CORTES MARSDEN

 WILSON AS ALTERNATE NOMINATED BY PREFERRED


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BRAIT SE

  TICKER:               BAT                                  CUSIP:   L1201E101

  MEETING DATE:   7/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: RE-ELECT P J MOLEKETI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT AS JACOBS AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT CD KEOGH AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: RE-ELECT LL PORTER AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: RE-ELECT CS SEABROOKE AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: RE-ELECT HRW TROSKIE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: RE-ELECT CH WIESE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE DIVIDENDS FOR PREFERENCE SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE BONUS SHARE ISSUE AND                          ISSUER            YES             FOR                  FOR

ALTERNATIVE CASH DIVIDEND PROGRAM

PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE SHARE CAPITAL INCREASE WITHOUT        ISSUER            YES             FOR                  FOR

 PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BRAIT SE

  TICKER:               BAT                                  CUSIP:   L1201E101

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES IN RELATION TO THE                   ISSUER            YES             FOR                  FOR

REDEMPTION OF THE PREFERENCE SHARES

PROPOSAL #2: APPROVE REDEMPTION AND DELISTING OF                ISSUER            YES             FOR                  FOR

PREFERENCE SHARES

PROPOSAL #3: AUTHORIZE COMPANY TO PURCHASE OWN                   ISSUER            YES             FOR                  FOR

PREFERENCE SHARES

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Braskem S.A.

  TICKER:               BRKM5                              CUSIP:   P18533110

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         AGAINST               N/A

 PREFERRED SHAREHOLDERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BRF SA

  TICKER:               BRFS3                              CUSIP:   10552T107

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: AMEND ARTICLE 5 TO REFLECT CHANGES IN         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #1.2: AMEND ARTICLES AND CONSOLIDATE BYLAWS         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.3: APPROVE REMUNERATION OF COMPANY'S                ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS FOR FISCAL YEAR

 2016 AND RE-RATIFY REMUNERATION FOR FISCAL YEAR 2015

PROPOSAL #1.4: DESIGNATE NEWSPAPERS TO PUBLISH                   ISSUER            YES             FOR                  FOR

COMPANY ANNOUNCEMENTS

PROPOSAL #2.1: ACCEPT FINANCIAL STATEMENTS AND                   ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2.2: RATIFY DISTRIBUTION OF DIVIDENDS AND          ISSUER            YES             FOR                  FOR

INTEREST-ON-CAPITAL-STOCK PAYMENTS

PROPOSAL #2.3: ELECT DIRECTORS AND VICE-CHAIRMAN OF          ISSUER            YES             FOR                  FOR

THE BOARD

PROPOSAL #2.4: ELECT FISCAL COUNCIL MEMBERS                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BRF SA

  TICKER:               BRFS3                              CUSIP:   P1905C100

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: RATIFY DISTRIBUTION OF DIVIDENDS AND              ISSUER            YES             FOR                  FOR

INTEREST-ON-CAPITAL-STOCK PAYMENTS

PROPOSAL #3: ELECT DIRECTORS AND VICE-CHAIRMAN OF THE        ISSUER            YES             FOR                  FOR

 BOARD

PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BRF SA

  TICKER:               BRFS3                              CUSIP:   P1905C100

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AMEND ARTICLES AND CONSOLIDATE BYLAWS             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS FOR FISCAL YEAR

 2016 AND RE-RATIFY REMUNERATION FOR FISCAL YEAR 2015

PROPOSAL #4: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bright Dairy & Food Co., Ltd.

  TICKER:               600597                            CUSIP:   Y7680R105

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESCROW AGREEMENT SIGNED BY                 ISSUER            YES             FOR                  FOR

BRIGHT FOOD SINGAPORE HOLDINGS PTE LTD AND BRIGHT

FOOD INTERNATIONAL CO., LTD. WITH BRIGHT DAIRY & FOOD

 INTERNATIONAL INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bright Dairy & Food Co., Ltd.

  TICKER:               600597                            CUSIP:   Y7680R105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CHANGE OF INTERNAL CONTROL                 ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

ESTABLISH SPECIAL COMMITTEE

PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT

PROPOSAL #10.01: ELECT ZHANG CHONGJIAN AS NON-                    ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.02: ELECT GAN CHUNKAI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #10.03: ELECT ZHU HANGMING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.01: ELECT GU XIAORONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT ZHU DEZHEN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT LIU XIANGDONG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.04: ELECT LI XINJIAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT ZHANG DAMING AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: ELECT WANG MINGDONG AS SUPERVISOR             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bright Oceans Inter-Telecom Corp.

  TICKER:               600289                            CUSIP:   Y0970A106

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 SECOND PHASE EMPLOYEE STOCK        ISSUER            YES             FOR                  FOR

 OWNERSHIP PLAN DRAFT AND ITS SUMMARY

PROPOSAL #2: APPROVE 2015 SECOND PHASE EMPLOYEE STOCK        ISSUER            YES             FOR                  FOR

 OWNERSHIP PLAN MANAGEMENT RULES

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #4: ELECT WANG YAZHONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bright Oceans Inter-Telecom Corp.

  TICKER:               600289                            CUSIP:   Y0970A106

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG LIHUA AS NON-INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1: ELECT ZHANG LIHUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER             NO              N/A                  N/A

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DRAFT OF PHASE I EMPLOYEE          ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN AND SUMMARY

PROPOSAL #9: APPROVE 2016 DRAFT OF PHASE I EMPLOYEE          ISSUER             NO              N/A                  N/A

SHARE PURCHASE PLAN AND SUMMARY


 

PROPOSAL #10: APPROVE 2016 MANAGEMENT RULES OF PHASE         ISSUER            YES             FOR                  FOR

I EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #10: APPROVE 2016 MANAGEMENT RULES OF PHASE         ISSUER             NO              N/A                  N/A

I EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO EMPLOYEE

SHARE PURCHASE PLAN

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS IN CONNECTION TO EMPLOYEE

SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bright Real Estate Group Co., Ltd.

  TICKER:               600708                            CUSIP:   Y7680T101

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #4: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #6: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO TRANSFER OF PARTIAL ASSETS BY WHOLLY-

OWNED SUBSIDIARY SHANGHAI GUANGLIN PROPERTY

MANAGEMENT CO., LTD.

PROPOSAL #8: APPROVE ADJUSTMENT TO 2015 ALLOWANCE OF         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECETORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bright Real Estate Group Co., Ltd.

  TICKER:               600708                            CUSIP:   Y7680T101

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE INCREASING GUARANTEES LIMIT TO          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bright Real Estate Group Co., Ltd.

  TICKER:               600708                            CUSIP:   Y7680T101

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS FINANCIAL AUDITOR AND INTERNAL

CONTROL AUDITOR

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #10: APPROVE ANNUAL ALLOWANCES OF                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #11: APPROVE APPLICATION FOR REGISTRATION            ISSUER            YES             FOR                  FOR

AND ISSUANCE OF MEDIUM-TERM NOTES

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #13: ELECT JI LVQING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: ELECT MAO HONGBIN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Brilliance China Automotive Holdings Ltd.

  TICKER:               1114                                CUSIP:   G1368B102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: ELECT WANG SHIPING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT LEI XIAOYANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2C: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE GRANT THORNTON HONG KONG LIMITED        ISSUER            YES             FOR                  FOR

 AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Brisa Bridgestone Sabanci Lastik Sanayi ve Ticaret AS

  TICKER:               BRISA                              CUSIP:   M2040V105

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR              ISSUER            YES         AGAINST           AGAINST

2016

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Britannia Industries Ltd.

  TICKER:               500825                            CUSIP:   Y0969R136

  MEETING DATE:   8/4/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT N.N. WADIA AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE BSR & CO. LLP AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Britannia Industries Ltd.

  TICKER:               500825                            CUSIP:   Y0969R136

  MEETING DATE:   6/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               British American Tobacco (Malaysia) Berhad

  TICKER:               BAT                                  CUSIP:   Y0971P110

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT STEFANO CLINI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT CHAN CHOON NGAI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT OH CHONG PENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE OH CHONG PENG TO CONTINUE OFFICE        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #6: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Brogent Technologies Inc

  TICKER:               5263                                CUSIP:   Y0R82N104

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.2: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bros Eastern Co., Ltd.

  TICKER:               601339                            CUSIP:   Y09788103

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: APPROVE ISSUE SCALE AND ISSUE MANNER         ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #3.04: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.06: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #3.07: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.09: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bros Eastern Co., Ltd.

  TICKER:               601339                            CUSIP:   Y09788103

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #8: APPROVE 2016 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

WITH NINGBO COMMERCE BANK

PROPOSAL #9: ELECT WANG WEI AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BTG Pactual Participations Ltd.

  TICKER:               N/A                                  CUSIP:   G16634126

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHAIRMAN OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: CONFIRM MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BTS Group Holdings PCL

  TICKER:               BTS                                  CUSIP:   Y0984D187

  MEETING DATE:   7/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

OPERATION RESULTS

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #6.1: ELECT KAVIN KANJANAPAS AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT ANAT ARBHABHIRAMA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT PHISAL THEPSITHAR AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT CHEONG YING CHEW, HENRY AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.1: ELECT CHULCHIT BUNYAKETU AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT KAROON CHANDRANGSU AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: REDUCE REGISTERED CAPITAL                                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND MEMORANDUM OF ASSOCIATION TO                ISSUER            YES             FOR                  FOR

REFLECT DECREASE IN REGISTERED CAPITAL

PROPOSAL #11: APPROVE ISSUANCE OF WARRANTS TO NON-             ISSUER            YES             FOR                  FOR

DIRECTOR EMPLOYEES OF THE COMPANY AND ITS

PROPOSAL #12: INCREASE REGISTERED CAPITAL                             ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND MEMORANDUM OF ASSOCIATION TO                ISSUER            YES             FOR                  FOR

REFLECT INCREASE IN REGISTERED CAPITAL

PROPOSAL #14: APPROVE ALLOCATION OF SHARES ON                     ISSUER            YES             FOR                  FOR

CONVERSION OF WARRANTS

PROPOSAL #15: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Budimex SA

  TICKER:               BDX                                  CUSIP:   X0788V103

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: APPROVE FINANCIAL STATEMENTS AND                 ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD REPORT ON COMPANY'S OPERATIONS

PROPOSAL #9.2: APPROVE CONSOLIDATED FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S

OPERATIONS

PROPOSAL #9.3: APPROVE ALLOCATION OF INCOME                         ISSUER            YES             FOR                  FOR

PROPOSAL #9.4a: APPROVE DISCHARGE OF DARIUSZ JACEK            ISSUER            YES             FOR                  FOR

BLOCHER (CEO)

PROPOSAL #9.4b: APPROVE DISCHARGE OF FERNANDO LUIS            ISSUER            YES             FOR                  FOR

PASCUAL LARRAGOITI (MANAGEMENT BOARD MEMBER)

PROPOSAL #9.4c: APPROVE DISCHARGE OF ANDRZEJ CZYNCZYK        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #9.4d: APPROVE DISCHARGE OF JACEK DANIEWSKI         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.4e: APPROVE DISCHARGE OF CEZARY MACZKA            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.4f: APPROVE DISCHARGE OF HENRYK URBANSKI         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)


 

PROPOSAL #9.4g: APPROVE DISCHARGE OF MARCIN WEGLOWSKI        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #9.5a: APPROVE DISCHARGE OF MARZENA ANNA              ISSUER            YES             FOR                  FOR

WERESA (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5b: APPROVE DISCHARGE OF MAREK                          ISSUER            YES             FOR                  FOR

MICHALOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5c: APPROVE DISCHARGE OF ALEJANDRO DE LA         ISSUER            YES             FOR                  FOR

JOYA RUIZ DE VELASCO (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5d: APPROVE DISCHARGE OF JAVIER GALINDO          ISSUER            YES             FOR                  FOR

HERNANDEZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5e: APPROVE DISCHARGE OF JOSE CARLOS                ISSUER            YES             FOR                  FOR

GARRIDO LESTACHE RODRIGUEZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5f: APPROVE DISCHARGE OF PIOTR KAMINSKI          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5g: APPROVE DISCHARGE OF IGOR CHALUPEC            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5h: APPROVE DISCHARGE OF JANUSZ DEDO                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5i: APPROVE DISCHARGE OF IGNACIO CLOPES          ISSUER            YES             FOR                  FOR

ESTELA (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.6a: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.6b: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.6c: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.6d: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.6e: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.6f: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.6g: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.6h: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.6i: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE COMPLIANCE WITH THE CORPORATE          ISSUER            YES         AGAINST           AGAINST

GOVERNANCE CODE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bumi Armada Berhad

  TICKER:               ARMADA                            CUSIP:   Y10028119

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MANAGEMENT INCENTIVE PLAN                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bumi Armada Berhad

  TICKER:               ARMADA                            CUSIP:   Y10028119

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT CHAN CHEE BENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: ELECT ALI REDHAUDDIN IBNI TUANKU MUHRIZ         ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #4: ELECT STEVEN LEON NEWMAN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT LEON ANDRE HARLAND AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE SAIFUL AZNIR BIN SHAHABUDIN TO          ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bumrungrad Hospital Public Co Ltd

  TICKER:               BH                                    CUSIP:   Y1002E256

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND TERMS AND CONDITIONS OF BH PARTLY-        ISSUER            YES             FOR                  FOR

SECURED CONVERTIBLE BONDS SERIES 1 AND SERIES 2 DUE

AUG. 23, 2017

PROPOSAL #3: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bumrungrad Hospital Public Co Ltd

  TICKER:               BH                                    CUSIP:   Y1002E256

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AS DIVIDEND        ISSUER            YES             FOR                  FOR

 AND ACKNOWLEDGE INTERIM DIVIDEND

PROPOSAL #5.1: ELECT CHAI SOPHONPANICH AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT CHANVIT TANPHIPAT AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT SINN ANURAS AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.4: ELECT ARUNI KETTRATAD AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE REMUNERATION OF DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE SPECIAL REMUNERATION OF BOARD         ISSUER            YES             FOR                  FOR

OF  DIRECTORS

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE AMENDMENT OF  MEMORANDUM OF                ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT DECREASE IN REGISTERED CAPITAL

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bursa Malaysia Berhad

  TICKER:               BURSA                              CUSIP:   Y1028U102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT KAROWNAKARAN @ KARUNAKARAN A/L              ISSUER            YES             FOR                  FOR

RAMASAMY AS DIRECTOR

PROPOSAL #3: ELECT PUSHPANATHAN A/L S.A. KANAGARAYAR         ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #4: ELECT TAJUDDIN BIN ATAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Bus Online Co., Ltd.

  TICKER:               002188                            CUSIP:   Y98932109

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #7: AMEND MANAGEMENT SYSTEM OF PROVIDING              ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BYD Company Ltd.

  TICKER:               01211                              CUSIP:   Y1023R104

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESOLUTION THAT THE COMPANY                ISSUER            YES             FOR                  FOR

SATISFIES THE CONDITIONS FOR NON-PUBLIC ISSUANCE OF A

 SHARES

PROPOSAL #2: APPROVE PROPOSAL FOR THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

PROPOSAL #2.01: APPROVE CLASS OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

AND THE NOMINAL VALUE IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.02: APPROVE METHOD OF ISSUANCE IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES


 

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND METHOD        ISSUER            YES             FOR                  FOR

 OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.04: APPROVE PRICE DETERMINATION DATE AND         ISSUER            YES             FOR                  FOR

BASIS OF DETERMINATION OF ISSUE PRICE IN RELATION TO

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.05: APPROVE NUMBER OF NEW A SHARES TO BE         ISSUER            YES             FOR                  FOR

ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.07: APPROVE AMOUNT AND USE OF PROCEEDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.08: APPROVE ARRANGEMENT OF DISTRIBUTABLE         ISSUER            YES             FOR                  FOR

PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #2.09: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

 A SHARES

PROPOSAL #2.10: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE THE PLAN FOR THE PROPOSED NON-           ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #4: APPROVE FEASIBILITY REPORT ON THE USE OF        ISSUER            YES             FOR                  FOR

 PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SHAREHOLDER DIVIDEND RETURN PLAN        ISSUER            YES             FOR                  FOR

 (2015-2017)

PROPOSAL #7: AUTHORIZE BOARD TO HANDLE ALL MATTERS            ISSUER            YES             FOR                  FOR

RELATING TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #8: APPROVE EXPLANATION ON THE USE OF                   ISSUER            YES             FOR                  FOR

PROCEEDS OF THE PREVIOUS FUND RAISING

PROPOSAL #9: APPROVE AMENDMENT OF THE MANAGEMENT                ISSUER            YES             FOR                  FOR

POLICY FOR FUNDS RAISED

PROPOSAL #10: AMEND RULES AND PROCEDURES OF                        ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BYD Company Ltd.

  TICKER:               01211                              CUSIP:   Y1023R104

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROPOSAL FOR THE NON-PUBLIC                ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

PROPOSAL #1.01: APPROVE CLASS OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

AND THE NOMINAL VALUE IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.02: APPROVE METHOD OF ISSUANCE IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.03: APPROVE TARGET SUBSCRIBERS AND METHOD        ISSUER            YES             FOR                  FOR

 OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.04: APPROVE PRICE DETERMINATION DATE AND         ISSUER            YES             FOR                  FOR

BASIS OF DETERMINATION OF ISSUE PRICE IN RELATION TO

THE NON-PUBLIC ISSUANCE OF A SHARES


 

PROPOSAL #1.05: APPROVE NUMBER OF NEW A SHARES TO BE         ISSUER            YES             FOR                  FOR

ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.06: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.07: APPROVE AMOUNT AND USE OF PROCEEDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.08: APPROVE ARRANGEMENT OF DISTRIBUTABLE         ISSUER            YES             FOR                  FOR

PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.09: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

 A SHARES

PROPOSAL #1.10: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2: APPROVE THE PLAN FOR THE PROPOSED NON-           ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BYD Company Ltd.

  TICKER:               1211                                CUSIP:   Y1023R104

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

PRC AUDITOR AND INTERNAL CONTROL AUDIT INSTITUTION

AND ERNST & YOUNG AS AUDITOR OUTSIDE THE PRC AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY THE            ISSUER            YES         AGAINST           AGAINST

GROUP

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY THE            ISSUER            YES             FOR                  FOR

COMPANY AND ITS SUBSIDIARIES FOR EXTERNAL PARTIES

PROPOSAL #9: APPROVE ESTIMATED CAP OF 2016 ORDINARY          ISSUER            YES             FOR                  FOR

CONNECTED TRANSACTIONS

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE ISSUANCE BY BYD ELECTRONIC                ISSUER            YES             FOR                  FOR

(INTERNATIONAL) COMPANY LIMITED OF EQUITY OR EQUITY-

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #12: APPROVE CHANGE IN DOMICILE AND                       ISSUER            YES             FOR                  FOR

AMENDMENTS TO ARTICLES OF ASSOCIATION

PROPOSAL #13: APPROVE USE OF SHORT-TERM INTERMITTENT         ISSUER            YES             FOR                  FOR

FUNDS FOR ENTRUSTED WEALTH MANAGEMENT AND RELATED

TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BYD Company Ltd.

  TICKER:               1211                                CUSIP:   Y1045E107

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

PRC AUDITOR AND INTERNAL CONTROL AUDIT INSTITUTION

AND ERNST & YOUNG AS AUDITOR OUTSIDE THE PRC AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY THE            ISSUER            YES         AGAINST           AGAINST

GROUP

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY THE            ISSUER            YES             FOR                  FOR

COMPANY AND ITS SUBSIDIARIES FOR EXTERNAL PARTIES

PROPOSAL #9: APPROVE ESTIMATED CAP OF 2016 ORDINARY          ISSUER            YES             FOR                  FOR

CONNECTED TRANSACTIONS

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE ISSUANCE BY BYD ELECTRONIC                ISSUER            YES         AGAINST           AGAINST

(INTERNATIONAL) COMPANY LIMITED OF EQUITY OR EQUITY-

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #12: APPROVE CHANGE IN DOMICILE AND                       ISSUER            YES             FOR                  FOR

AMENDMENTS TO ARTICLES OF ASSOCIATION

PROPOSAL #13: APPROVE USE OF SHORT-TERM INTERMITTENT         ISSUER            YES             FOR                  FOR

FUNDS FOR ENTRUSTED WEALTH MANAGEMENT AND RELATED

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BYD Electronic (International) Co., Ltd.

  TICKER:               285                                  CUSIP:   Y1045N107

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: ELECT WANG CHUAN-FU AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CHUNG KWOK MO JOHN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ANTHONY FRANCIS MAMPILLY AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               BYD Electronic International Co., Ltd.

  TICKER:               00285                              CUSIP:   Y1045N107

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE NEW SUPPLY AGREEMENT AND THE              ISSUER            YES             FOR                  FOR

RELEVANT NEW CAPS

PROPOSAL #2: APPROVE NEW PURCHASE AGREEMENT AND THE          ISSUER            YES             FOR                  FOR

RELEVANT NEW CAPS

PROPOSAL #3: APPROVE NEW UTILITY SERVICES MASTER                ISSUER            YES             FOR                  FOR

AGREEMENT AND THE RELEVANT NEW CAPS

PROPOSAL #4: APPROVE NEW PROCESSING SERVICES                       ISSUER            YES             FOR                  FOR

AGREEMENT AND THE RELEVANT NEW CAPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               C C Land Holdings Ltd.

  TICKER:               1224                                CUSIP:   G1985B113

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT CHEUNG CHUNG KIU AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT TSANG WAI CHOI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3a3: ELECT LEUNG YU MING STEVEN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3a4: ELECT WONG CHI KEUNG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               C&S Paper Co Ltd

  TICKER:               002511                            CUSIP:   Y1822U100

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION         ISSUER            YES             FOR                  FOR

OF UNDERLYING STOCKS

PROPOSAL #1.3: APPROVE DURATION, GRANT DATE, LOCK-UP         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND RESTRICTION ON SALE OF

RESTRICTED STOCKS

PROPOSAL #1.4: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.6: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE IMPLEMENTATION, GRANT AND                ISSUER            YES             FOR                  FOR

UNLOCK PROCEDURES

PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE         ISSUER            YES             FOR                  FOR

PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.10: APPROVE PROCEDURES TO IMPLEMENT THE          ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.11: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: ELECT ZHANG YANG AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN WHOLLY-OWNED SUBSIDIARY

ZHONGSHAN ZHONGSHUN TRADING CO., LTD. AND GUANGZHOU

ZHONGSHUN TRADING CO., LTD.

PROPOSAL #6: APPROVE LEASE OF PROPERTY FROM RELATED          ISSUER            YES             FOR                  FOR

PARTY

PROPOSAL #7: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES             FOR                  FOR

GUARANTEE

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE FROM BANKS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               C&S Paper Co Ltd

  TICKER:               002511                            CUSIP:   Y1822U100

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE RE-APPOINTMENT OF GP CPA AS 2016        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #9: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN IDLE FUNDS

PROPOSAL #10: APPROVE FORMULATION OF RISK INVESTMENT         ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cachet Pharmaceutical Co Ltd

  TICKER:               002462                            CUSIP:   Y1072N103

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE SOCIAL RESPONSIBILITY REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE CREDIT LINE APPLICATION                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cadila Healthcare Limited

  TICKER:               532321                            CUSIP:   Y10448101

  MEETING DATE:   8/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT P. R. PATEL AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE MUKESH M. SHAH & CO. AS AUDITORS        ISSUER            YES             FOR                  FOR

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cadila Healthcare Limited

  TICKER:               532321                            CUSIP:   Y10448101

  MEETING DATE:   9/20/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STOCK SPLIT                                            ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION TO                 ISSUER            YES             FOR                  FOR

REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cahya Mata Sarawak Berhad

  TICKER:               CMSB                                CUSIP:   Y1662L103

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT AHMAD ALWEE ALSREE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT HUBERT THIAN CHONG HUI AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT YAM KONG CHOY AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CHIN MUI KHIONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INCREASE IN THE REMUNERATION OF         ISSUER            YES             FOR                  FOR

NON-EXECUTIVE CHAIRMAN, DEPUTY CHAIRMAN, AND NON-

EXECUTIVE DIRECTORS

PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

CHAIRMAN, DEPUTY CHAIRMAN, AND NON-EXECUTIVE

PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ANWAR JAMALULLAIL TO CONTINUE            ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cairn India Limited

  TICKER:               532792                            CUSIP:   Y1081B108

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT T. JAIN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE S. R. BATLIBOI & CO. LLP AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE BRANCH AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT M. ASHAR AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cal-Comp Electronics (Thailand) PCL

  TICKER:               CCET                                CUSIP:   Y1062G159

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS' REPORT

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #4.1: ELECT SHENG-CHIEH HSU AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.2: ELECT WILLIAM HANG MAN CHAO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT SHIH-TUNG YU AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: AMEND COMPANY'S OBJECTIVES AND AMEND              ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Camel Group Co Ltd.

  TICKER:               601311                            CUSIP:   Y1083C104

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENTS TO THE PLAN FOR          ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLE

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.04: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO THE PLAN FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE ADJUSTMENTS TO THE FEASIBILITY          ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE ADJUSTMENTS TO THE COUNTER-                ISSUER            YES             FOR                  FOR

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #6: APPROVE ACQUISITION OF EQUITIES OF                 ISSUER            YES             FOR                  FOR

XIANGYANG TUOLONG NEW ENERGY CO., LTD.

PROPOSAL #7: APPROVE ACQUISITION OF RELEVANT ASSET            ISSUER            YES             FOR                  FOR

AND LIABILITIES OF XIANGYANG YUQING TRANSMISSION

TECHNOLOGY CO., LTD. NEW ENERGY VEHICLES ELECTRIC

PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH DARAMIC XIANGYANG BATTERY SEPARATOR CO., LTD.


 

PROPOSAL #9: APPROVE OCCASIONAL RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH DARAMIC XIANGYANG BATTERY SEPARATOR

 CO., LTD.

PROPOSAL #10: APPROVE COMPANY'S DEVELOPMENT AND                 ISSUER            YES         AGAINST           AGAINST

STRATEGIC PLANNING FOR THE NEXT FIVE YEARS (2016-

PROPOSAL #11: APPROVE EQUITY INCENTIVE PLAN BY HUBEI         ISSUER            YES             FOR                  FOR

TUOFENG INVESTMENT CO., LTD. TO COMPANY'S DEALERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Camel Group Co Ltd.

  TICKER:               601311                            CUSIP:   Y1083C104

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENTS OF ALL DIRECTORS,            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS, CONTROLLING SHAREHOLDERS

AND ULTIMATE CONTROLLING SHAREHOLDER IN CONNECTION TO

 THE COUNTER-DILUTION MEASURES OF THE PRIVATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Camel Group Co Ltd.

  TICKER:               601311                            CUSIP:   Y1083C104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION OF LOAN TO DARAMIC            ISSUER            YES         AGAINST           AGAINST

XIANGFAN BATTERY SEPARATOR CO., LTD.

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR             SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #14.01: APPROVE ISSUE TYPE                                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.02: APPROVE ISSUE SIZE                                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.03: APPROVE PAR VALUE AND ISSUE PRICE         SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #14.04: APPROVE BOND MATURITY                              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.05: APPROVE INTEREST RATE                              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.06: APPROVE METHOD AND TERM FOR THE           SHAREHOLDER        YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #14.07: APPROVE EXISTENCE PERIOD                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.08: APPROVE DETERMINATION AND ADJUSTMENT   SHAREHOLDER        YES             FOR                  FOR

 OF CONVERSION PRICE

PROPOSAL #14.09: APPROVE TERMS FOR DOWNWARD                    SHAREHOLDER        YES             FOR                  FOR

ADJUSTMENT OF CONVERSION PRICE

PROPOSAL #14.10: APPROVE DETERMINATION OF CONVERSION    SHAREHOLDER        YES             FOR                  FOR

AMOUNT AND METHOD ON HANDLING FRACTIONAL SHARES UPON

CONVERSION

PROPOSAL #14.11: APPROVE TERMS OF REDEMPTION                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.12: APPROVE TERMS OF SELL-BACK                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.13: APPROVE ATTRIBUTION OF DIVIDENDS OF    SHAREHOLDER        YES             FOR                  FOR

CONVERSION YEAR

PROPOSAL #14.14: APPROVE ISSUE MANNER AND TARGET           SHAREHOLDER        YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #14.15: APPROVE ALLOCATION TO SHAREHOLDERS       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.16: APPROVE MATTERS RELATING TO MEETINGS   SHAREHOLDER        YES             FOR                  FOR

 OF BOND HOLDERS

PROPOSAL #14.17: APPROVE USE OF PROCEEDS                          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.18: APPROVE GUARANTEE PROVISION                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.19: APPROVE STORAGE OF RAISED FUNDS            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.20: APPROVE RESOLUTION VALIDITY PERIOD       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE   SHAREHOLDER        YES             FOR                  FOR

 BONDS

PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON    SHAREHOLDER        YES             FOR                  FOR

THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO             SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO CONVERTIBLE BONDS

PROPOSAL #18: APPROVE COUNTER-DILUTION MEASURES IN        SHAREHOLDER        YES             FOR                  FOR

CONNECTION TO THE CONVERTIBLE BONDS

PROPOSAL #19: APPROVE COMMITMENT FROM DIRECTORS,           SHAREHOLDER        YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES

 IN CONNECTION TO THE CONVERTIBLE BONDS

PROPOSAL #20: APPROVE 2016 D AILY RELATED-PARTY             SHAREHOLDER        YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #21.01: ELECT LIU GUOBEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #21.02: ELECT LIU ZHANGLAI AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #21.03: ELECT YANG SHIJUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #21.04: ELECT TAN WENPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #21.05: ELECT LU MINGZHAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #21.06: ELECT XIA SHIZHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR


 

PROPOSAL #22.01: ELECT WANG ZELI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #22.02: ELECT HU XIAOKE AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #22.03: ELECT LI XIAOHUI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #23.01: ELECT WANG HONGYAN AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #23.02: ELECT XIAO JIAHAI AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Canara Bank Ltd

  TICKER:               532483                            CUSIP:   Y1081F109

  MEETING DATE:   7/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Canara Bank Ltd

  TICKER:               532483                            CUSIP:   Y1081F109

  MEETING DATE:   9/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO GOVERNMENT        ISSUER            YES             FOR                  FOR

 OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cangzhou Dahua Co., Ltd.

  TICKER:               600230                            CUSIP:   Y3122C103

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7.01: ELECT ZHOU WENHAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cangzhou Mingzhu Plastic Co., Ltd.

  TICKER:               002108                            CUSIP:   Y1099L106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Canny Elevator Co Ltd

  TICKER:               002367                            CUSIP:   Y1099M104

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.4: APPROVE ISSUE SIZE AND SUBSCRIPTION            ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Canny Elevator Co Ltd

  TICKER:               002367                            CUSIP:   Y1099M104

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Canny Elevator Co Ltd

  TICKER:               002367                            CUSIP:   Y1099M104

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 AUDIT WORK EVALUATION AND          ISSUER            YES             FOR                  FOR

RE-APPOINTMENT OF AUDITOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                 SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CAP S.A.

  TICKER:               CAP                                  CUSIP:   P25625107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND POLICY AND DIVIDEND              ISSUER            YES             FOR                  FOR

DISTRIBUTION OF $0.032506 PER SHARE

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE; REPORT ON DIRECTORS' COMMITTEE

ACTIVITIES

PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Capital Environment Holdings Ltd.

  TICKER:               3989                                CUSIP:   G1941T109

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE ACQUISITION AGREEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1b: APPROVE ISSUANCE OF CONSIDERATION                 ISSUER            YES             FOR                  FOR

SHARES PURSUANT TO THE ACQUISITION AGREEMENT

PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE APPROVE ACQUISITION AGREEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Capital Environment Holdings Ltd.

  TICKER:               3989                                CUSIP:   G1941T109

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT WANG HAO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT CAO GUOXIAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT SHEN JIANPING AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.4: ELECT LIU YONGZHENG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: ELECT CHENG KAI TAI, ALLEN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Capital Property Fund Ltd

  TICKER:               CPF                                  CUSIP:   S1542R236

  MEETING DATE:   10/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Capital Securities Corp.

  TICKER:               6005                                CUSIP:   Y11003103

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS


 

PROPOSAL #7: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #9.1: ELECT WANG JIUNN CHIH, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF YIN FENG ENTERPRISE CO., LTD. WITH SHAREHOLDER NO.

 137517, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT LIU CHING TSUN, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF YIN FENG ENTERPRISE CO., LTD. WITH SHAREHOLDER NO.

 137517, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT CHANG CHIH MING, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF TAI CHUN ENTERPRISE CO., LTD. WITH SHAREHOLDER NO.

 76287, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT TSAI I CHING, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

TAI CHUN ENTERPRISE CO., LTD. WITH SHAREHOLDER NO.

76287, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT LIN CHUN YU, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

TAI CHUN ENTERPRISE CO., LTD. WITH SHAREHOLDER NO.

76287, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT ANGEL CHANG, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

SAN RIVER INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.

163, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT YANG CHE HUNG, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 KWANG HSING CO., LTD. WITH SHAREHOLDER NO. 42088, AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT A REPRESENTATIVE OF HUNG LUNG            ISSUER            YES             FOR                  FOR

ENTERPRISE CO., LTD. WITH SHAREHOLDER NO. 161978 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT SHEA JIA DONG WITH ID NO.                   ISSUER            YES             FOR                  FOR

R100119XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.10: ELECT HWANG JYH DEAN WITH ID NO.                ISSUER            YES             FOR                  FOR

T120881XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.11: ELECT LIN HSIN HUI WITH ID                          ISSUER            YES             FOR                  FOR

NO..S100449XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CapitaLand Malaysia Mall Trust

  TICKER:               CMMT                                CUSIP:   Y1122W103

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Capitec Bank Holdings Ltd

  TICKER:               CPI                                  CUSIP:   S15445109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT MICHIEL DU PRE LE ROUX AS                 ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #2: RE-ELECT JOHN MCKENZIE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT GERRIT PRETORIUS AS DIRECTOR             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC. AS        ISSUER            YES             FOR                  FOR

 AUDITORS OF THE COMPANY

PROPOSAL #5: AUTHORISE SPECIFIC ISSUE OF LOSS                     ISSUER            YES             FOR                  FOR

ABSORBENT CONVERTIBLE CAPITAL SECURITIES FOR CASH

PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS PURSUANT TO A RIGHTS OFFER

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES            ISSUER            YES             FOR                  FOR

FOR THE FINANCIAL YEAR ENDING 28 FEBRUARY 2017

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY OR CORPORATION

PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Car Inc.

  TICKER:               699                                  CUSIP:   G19021107

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ADOPT POST-IPO SHARE OPTION SCHEME AND          ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: ELECT XIAOGENG LI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZHEN WEI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT JOSEPH CHOW AS DIRECTOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Car Inc.

  TICKER:               699                                  CUSIP:   G19021107

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT SAM HANHUI SUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT WEI DING AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LEI LIN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Car Inc.

  TICKER:               699                                  CUSIP:   G19021107

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT AND RELATED         ISSUER            YES             FOR                  FOR

ANNUAL CAPS

PROPOSAL #2: ELECT YIFAN SONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Carabao Group PCL

  TICKER:               CBG                                  CUSIP:   Y1820N116

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT SATHIEN SETTHASIT AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT NUTCHAMAI THANOMBOONCHAROEN AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT YUENYONG OPAKUL AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

2016 AND DIRECTORS' BONUS FOR 2015

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Career Technology Co., Ltd.

  TICKER:               6153                                CUSIP:   Y11058107

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Carnival Group International Holdings Ltd

  TICKER:               996                                  CUSIP:   G1991V103

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT HU GIN ING AS DIRECTOR                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2b: ELECT MENG CAI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE HLB HODGSON IMPEY CHENG LIMITED         ISSUER            YES             FOR                  FOR

AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Casetek Holdings Ltd.

  TICKER:               5264                                CUSIP:   G19303109

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT TAN-HSU TAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT MICHAEL WANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT MING-YU LEE AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cashbuild Limited

  TICKER:               CSB                                  CUSIP:   S16060113

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT AUDITORS' REPORT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015


 

PROPOSAL #3: RE-ELECT DONALD MASSON AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT NOMAHLUBI SIMAMANE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH I BUYS AS THE AUDIT

PARTNER

PROPOSAL #6.1: RE-ELECT NOMAHLUBI SIMAMANE AS                     ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE AUDIT AND RISK MANAGEMENT COMMITTEE

PROPOSAL #6.2: RE-ELECT DR SIMO LUSHABA AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK MANAGEMENT COMMITTEE

PROPOSAL #6.3: RE-ELECT HESTER HICKEY AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK MANAGEMENT COMMITTEE

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE THE CASHBUILD LIMITED                          ISSUER            YES             FOR                  FOR

FORFEITABLE SHARE PLAN 2015

PROPOSAL #9: AUTHORISE IMPLEMENTATION OF CASHBUILD            ISSUER            YES             FOR                  FOR

LIMITED FORFEITABLE SHARE PLAN 2015

PROPOSAL #10: AUTHORISE SPECIFIC REPURCHASE FROM THE         ISSUER            YES             FOR                  FOR

CASHBUILD EMPOWERMENT TRUST

PROPOSAL #11: APPROVE REMUNERATION OF NON-EXECUTIVE          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #12: APPROVE FINANCIAL ASSISTANCE IN TERMS          ISSUER            YES             FOR                  FOR

OF SECTION 45 OF THE COMPANIES ACT

PROPOSAL #13: RATIFY ANY AND ALL PERSONAL FINANCIAL          ISSUER            YES             FOR                  FOR

INTERESTS WHICH ANY DIRECTOR OF THE COMPANY AND/OR

RELATED PERSON MAY HAVE IN THE TRANSACTIONS

CONTEMPLATED BY THE REPURCHASE OF SHARES AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Casin Guoxing Property Development Co., Ltd.

  TICKER:               000838                            CUSIP:   Y81166103

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE APPOINTMENT OF SHINEWING CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL AUDITOR

PROPOSAL #5: APPROVE APPOINTMENT OF SHINEWING CPAS AS        ISSUER            YES             FOR                  FOR

 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #7.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: APPROVE PAR VALUE AND ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.5: APPROVE BOND MATURITY AND ISSUE TYPE           ISSUER            YES             FOR                  FOR

PROPOSAL #7.6: APPROVE BOND INTEREST RATE                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #7.7: APPROVE SELECTION RIGHT ON UPWARD                ISSUER            YES             FOR                  FOR

ADJUSTMENT OF BOND RATE AS WELL AS ARRANGEMENT ON

REDEMPTION AND SALE-BACK

PROPOSAL #7.8: APPROVE INTENDED USAGE OF FUNDS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.9: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #7.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.12: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Castex Technologies Ltd.

  TICKER:               532282                            CUSIP:   Y0125X126

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS

PROPOSAL #2: REELECT D. S. MALIK AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: REELECT J. E. FLINTHAM AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE MANOJ MOHAN & ASSOCIATES AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT S. S. VERMA AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

S. S. VERMA AS MANAGING DIRECTOR

PROPOSAL #7: ELECT B. KRISHNAMURTHY AS INDEPENDENT            ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #10: ADOPT NEW MEMORANDUM OF ASSOCIATION               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Castrol India Ltd.(ex-Indrol Lubricants Ltd.)

  TICKER:               500870                            CUSIP:   Y1143S149

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT JAYANTA CHATTERJEE AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT RASHMI JOSHI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE SRBC & CO. LLP AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT OMER DORMEN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

OMER DORMEN AS MANAGING DIRECTOR

PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

RAVI KIRPALANI AS EXECUTIVE DIRECTOR

PROPOSAL #10: ADOPT NEW ARTICLES OF ASSOCIATION                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Catcher Technology Co., Ltd.

  TICKER:               2474                                CUSIP:   Y1148A101

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT OR ISSUANCE OF

MARKETABLE SECURITIES VIA PRIVATE PLACEMENT

PROPOSAL #5.1: ELECT LIH-CHYUN SHU WITH ID                          ISSUER            YES             FOR                  FOR

NO.C120732XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT MON-HUAN LEI WITH ID                            ISSUER            YES             FOR                  FOR

NO.E121040XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT WEN-CHIEH HUANG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO.00026941 AS INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cathay Financial Holding Co., Ltd.

  TICKER:               2882                                CUSIP:   Y11654103

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLANNING FOR RAISING OF LONG-             ISSUER            YES             FOR                  FOR

TERM CAPITAL


 

PROPOSAL #5.1: ELECT CHENG-TA TSAI, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CATHAY MEDICAL CARE CORPORATE WITH SHAREHOLDER NO.

572848, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT HONG-TU TSAI WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 1372 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT CHENG-CHIU TSAI, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF CHEN-SHENG INDUSTRIAL CO., LTD., WITH SHAREHOLDER

NO. 552922, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT PETER V. KWOK, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CHIA YI CAPITAL CO., LTD., WITH SHAREHOLDER NO.

572870, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT YEOU-TSAIR TSAI, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF CHIA YI CAPITAL CO., LTD., WITH SHAREHOLDER NO.

572870. AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT CHI-WEI JOONG, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CHIA YI CAPITAL CO., LTD., WITH SHAREHOLDER NO.

572870. AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT TSU-PEI CHEN, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

CATHAY MEDICAL CARE CORPORATE, WITH SHAREHOLDER NO.

572848, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT TIAO-KUEI HUANG, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF CATHAY LIFE INSURANCE CO., LTD. EMPLOYEES' WELFARE

 COMMITTEE WITH SHAREHOLDER NO. 1237, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT CHANG-KEN LEE, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CATHAY LIFE INSURANCE CO., LTD. EMPLOYEES' WELFARE

COMMITTEE WITH SHAREHOLDER NO. 1237, AS NON-

PROPOSAL #5.10: ELECT MING- HO HSIUNG, REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF CATHAY LIFE INSURANCE CO., LTD. EMPLOYEES'WELFARE

 COMMITTEE WITH SHAREHOLDER NO. 1237, AS NON-

PROPOSAL #5.11: ELECT MIN-HOUNG HONG WITH ID NO.                ISSUER            YES             FOR                  FOR

A101531XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.12: ELECT MATTHEW MIAU WITH ID NO.                   ISSUER            YES             FOR                  FOR

A131723XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.13: ELECT TSING-YUAN HWANG AN WITH ID NO.        ISSUER            YES             FOR                  FOR

 R101807XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cathay Real Estate Development Co. Ltd.

  TICKER:               2501                                CUSIP:   Y11579102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE DECREASE IN CAPITAL                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS


 

PROPOSAL #7: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #8: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCC SA

  TICKER:               CCC                                  CUSIP:   X5818P109

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS AND FINANCIAL STATEMENTS

PROPOSAL #8: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND OF PLN 2.24 PER SHARE

PROPOSAL #10.1: APPROVE DISCHARGE OF DARIUSZ MILEK            ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #10.2: APPROVE DISCHARGE OF MARIUSZ GNYCH            ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #10.3: APPROVE DISCHARGE OF PIOTR NOWJALIS          ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #11.1: APPROVE DISCHARGE OF HENRYK CHOJNACKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #11.2: APPROVE DISCHARGE OF MARTYNA KUPIECKA        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.3: APPROVE DISCHARGE OF WOJCIECH FENRICH        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.4: APPROVE DISCHARGE OF MARCIN MURAWSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.5: APPROVE DISCHARGE OF JAN ROSOCHOWICZ         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.6: APPROVE DISCHARGE OF WIESLAW OLES              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.7: APPROVE DISCHARGE OF MIROSLAW                     ISSUER            YES             FOR                  FOR

STACHOWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.8: APPROVE DISCHARGE OF JERZY SUCHNICKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12: FIX NUMBER OF SUPERVISORY BOARD MEMBERS        ISSUER            YES             FOR                  FOR

PROPOSAL #13.1: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13.2: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14: ELECT SUPERVISORY BOARD CHAIRMAN                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15: AMEND STATUTE                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #16: AMEND REGULATIONS ON SUPERVISORY BOARD         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCR S.A.

  TICKER:               CCRO3                              CUSIP:   P1413U105

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCR S.A.

  TICKER:               CCRO3                              CUSIP:   P1413U105

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: INSTALL FISCAL COUNCIL, FIX NUMBER AND          ISSUER            YES             FOR                  FOR

ELECT FISCAL COUNCIL MEMBERS

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCR S.A.

  TICKER:               CCRO3                              CUSIP:   P1413U105

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: AMEND ARTICLE 13                                                ISSUER            YES             FOR                  FOR

PROPOSAL #1b: AMEND ARTICLE 14                                                ISSUER            YES             FOR                  FOR

PROPOSAL #1c: AMEND ARTICLES 22 AND 23                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCS Supply Chain Management Co., Ltd.

  TICKER:               600180                            CUSIP:   Y7677E109

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCS Supply Chain Management Co., Ltd.

  TICKER:               600180                            CUSIP:   Y7677E109

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BIDDING FOR EQUITY OF HAIJI                ISSUER            YES             FOR                  FOR

SECURITIES CO., LTD.

PROPOSAL #2.01: ELECT WAN YONGXING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.02: ELECT LIU YING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT YAN GANG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.04: ELECT WANG DONGSHENG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.01: ELECT WANG FENG AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT ZHOU YU AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.01: ELECT LIU JING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT WANG XINYAN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCS Supply Chain Management Co., Ltd.

  TICKER:               600180                            CUSIP:   Y7677E109

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF PARTIAL USAGE AND                ISSUER            YES             FOR                  FOR

IMPLEMENTING PARTY OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCS Supply Chain Management Co., Ltd.

  TICKER:               600180                            CUSIP:   Y7677E109

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE AMENDMENTS TO ARTICLES OF              ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #1.01: APPROVE AMENDMENTS TO ARTICLES OF              ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #1.02: APPROVE AMENDMENTS TO ARTICLES OF              ISSUER            YES             FOR                  FOR

ASSOCIATION IN CONNECTION TO THE CHANGE IN NUMBER OF

VICE-CHAIRMAN

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCS Supply Chain Management Co., Ltd.

  TICKER:               600180                            CUSIP:   Y7677E109

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE 2016 EXTERNAL GUARANTEE                       ISSUER            YES             FOR                  FOR

PROVISION

PROPOSAL #9.01: APPROVE APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL AUDITOR

PROPOSAL #9.02: APPROVE APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CCS Supply Chain Management Co., Ltd.

  TICKER:               600180                            CUSIP:   Y7677E109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE ADDITIONAL 2016 GUARANTEE                   ISSUER            YES             FOR                  FOR

ESTIMATE AMOUNT AND GUARANTEED PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CD Projekt S.A.

  TICKER:               CDR                                  CUSIP:   X6002X106

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE MERGER WITH BRAND PROJEKT SP.            ISSUER            YES             FOR                  FOR

Z.O.O

PROPOSAL #6: AMEND STATUTE RE: BOARD-RELATED                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: TRANSACT OTHER BUSINESS                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CD Projekt S.A.

  TICKER:               CDR                                  CUSIP:   X6002X106

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #8: APPROVE ALLOCATION OF INCOME FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S

OPERATIONS FOR FISCAL 2015

PROPOSAL #10: APPROVE DISCHARGE OF ADAM KICINSKI                ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #11: APPROVE DISCHARGE OF MARCIN IWINSKI              ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #12: APPROVE DISCHARGE OF PIOTR NIELUBICZ            ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #13: APPROVE DISCHARGE OF ADAM BADOWSKI                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #14: APPROVE DISCHARGE OF MICHAL NOWAKOWSKI         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #15: APPROVE DISCHARGE OF PIOTR KARWOWSKI            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #16: APPROVE DISCHARGE OF KATARZYNA SZWARC          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #17: APPROVE DISCHARGE OF PIOTR PAGOWSKI              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #18: APPROVE DISCHARGE OF GRZEGORZ KUJAWSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #19: APPROVE DISCHARGE OF MACIEJ MAJEWSKI            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #20: APPROVE DISCHARGE OF KRZYSZTOF KILIAN          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #21: APPROVE DISCHARGE OF CEZARY IWANSKI              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #22: AMEND TERMS OF REMUNERATION OF                       ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD MEMBERS

PROPOSAL #23: APPROVE INCENTIVE PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #24: APPROVE ISSUANCE OF WARRANTS WITHOUT            ISSUER            YES             FOR                  FOR

PREEMPTIVE RIGHTS CONVERTIBLE INTO SHARES; APPROVE

CONDITIONAL INCREASE IN SHARE CAPITAL; AMEND STATUTE

ACCORDINGLY

PROPOSAL #25: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #26: ELECT MICHAL BIEN AS SUPERVISORY BOARD    SHAREHOLDER        YES         AGAINST               N/A

MEMBER


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CEBU Air Inc.

  TICKER:               CEB                                  CUSIP:   Y1234G103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

MEETING OF STOCKHOLDERS HELD ON JUNE 26, 2015

PROPOSAL #3: APPROVE THE ANNUAL REPORT AND FINANCIAL         ISSUER            YES             FOR                  FOR

STATEMENTS FOR THE PRECEDING YEAR

PROPOSAL #4.1: ELECT RICARDO J. ROMULO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT JOHN L. GOKONGWEI, JR. AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4.3: ELECT JAMES L. GO AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.4: ELECT LANCE Y. GOKONGWEI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT JOSE F. BUENAVENTURA AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.6: ELECT ROBINA Y. GOKONGWEI-PE AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4.7: ELECT FREDERICK D. GO AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.8: ELECT ANTONIO L. GO AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.9: ELECT WEE KHOON OH AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT EXTERNAL AUDITOR                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY ALL ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS, EXECUTIVE COMMITTEE, OTHER BOARD

COMMITEES, OFFICERS, AND MANAGEMENT SINCE THE LAST

PROPOSAL #7: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CECEP Wind-Power Corp

  TICKER:               601016                            CUSIP:   Y12351105

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT XU HONGLIANG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CECEP Wind-Power Corp

  TICKER:               601016                            CUSIP:   Y12351105

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO GUANGXI          ISSUER            YES             FOR                  FOR

BOBAIYUN FEIZHANG 100 THOUSAND MEGAWATT WIND FARM

PROJECT DEBT

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO GANSU              ISSUER            YES             FOR                  FOR

BAIYIN JINGYUAN JINGAN 50 THOUSAND MEGAWATT WIND FARM

 PROJECT DEBT


 

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO SICHUAN          ISSUER            YES             FOR                  FOR

GUANGYUAN JIANGE TIANTAISHANG 100 THOUSAND MEGAWATT

WIND FARM PROJECT DEBT

PROPOSAL #6: APPROVE GUARANTEE PROVISION TO ZHEJIANG         ISSUER            YES             FOR                  FOR

SHENGZHOU CHONGREN 48 THOUSAND WIND FARM PROJECT DEBT

PROPOSAL #7: APPROVE GUARANTEE PROVISION TO XINJIANG         ISSUER            YES             FOR                  FOR

HAMI JINGXIA 3RD WIND FARM AREA B 200 THOUSAND WIND

FARM PROJECT DEBT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CECEP Wind-Power Corp

  TICKER:               601016                            CUSIP:   Y12351105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO INNER        ISSUER            YES             FOR                  FOR

 MONGOLIA FENGZHEN CITY DENGJIALIANG 49500 KILOWATT

SUPPLY AND DEMAND LINKED WIND POWER HEATING PROJECT

DEBT

PROPOSAL #11: APPROVE PURCHASE OF WIND POWER                       ISSUER            YES             FOR                  FOR

GENERATING UNIT EQUIPMENT FROM ZHEJIANG YUNDA WIND

POWER CO., LTD.

PROPOSAL #12: APPROVE INVESTMENT IN CONSTRUCTION OF          ISSUER            YES             FOR                  FOR

AUSTRALIA WHITE ROCK 175000 KILOWATT WIND POWER

FIELDS PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CECEP Wind-Power Corp

  TICKER:               601016                            CUSIP:   Y12351105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CECEP Wind-Power Corp

  TICKER:               601016                            CUSIP:   Y12351105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1.01: ELECT LI SHUSHENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT LIU BIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT PEI HONGWEI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT HU ZHENGMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.05: ELECT WANG LIJUAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.06: ELECT TIAN QI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT QI HESHENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT LI HUAJIE AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT XU HONGLIANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT LI SUFEN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: ELECT WANG YAN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Celsia S.A.

  TICKER:               CELSIA                            CUSIP:   P21935112

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND                        ISSUER            YES             FOR                  FOR

CHAIRMAN'S REPORT

PROPOSAL #5: PRESENT AUDITOR'S REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: PRESENT INDIVIDUAL AND CONSOLIDATED                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #7: APPROVE INDIVIDUAL AND CONSOLIDATED                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND STATUTORY REPORTS

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE CHARITABLE DONATIONS TO CELSIA          ISSUER            YES             FOR                  FOR

FOUNDATION

PROPOSAL #10: ELECT DIRECTORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE REMUNERATION OF AUDITORS                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cementos Argos SA

  TICKER:               CEMARGOS                        CUSIP:   P2216Y112

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND ARTICLE 4 RE: CAPITALIZATION OF            ISSUER            YES             FOR                  FOR

RESERVES FOR INCREASE IN PAR VALUE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cementos Argos SA

  TICKER:               CEMARGOS                        CUSIP:   P2216Y112

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND                        ISSUER            YES             FOR                  FOR

CHAIRMAN'S REPORT

PROPOSAL #5: PRESENT FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: PRESENT AUDITOR'S REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #9: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION OF AUDITORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE DONATIONS                                              ISSUER            YES             FOR                  FOR

PROPOSAL #12: PROPOSALS PRESENTED BY SHAREHOLDERS               ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cemex Latam Holdings SA

  TICKER:               CLH                                  CUSIP:   E28096100

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: RENEW APPOINTMENT OF KPMG AUDITORES AS          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #5.1: REELECT JAIME MUGUIRO DOM├¡NGUEZ AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: REELECT JAIME GERARDO ELIZONDO CHAPA          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #5.3: REELECT JUAN PABLO SAN AGUST├¡N RUBIO         ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #5.4: REELECT JUAN PELEGR├¡ Y GIR├│N AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.5: REELECT COLOMA ARMERO MONTES AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.6: REELECT GABRIEL JARAMILLO SANINT AS            ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #5.7: REELECT RAFAEL SANTOS CALDERON AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.8: ELECT CARMEN BURGOS CASAS AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.9: ELECT JOS├⌐ LUIS ORTI GARCIA AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #8: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CEMEX S.A.B. de C.V.

  TICKER:               CEMEX CPO                      CUSIP:   P2253T133

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE INCREASE IN VARIABLE PORTION          ISSUER            YES             FOR                  FOR

OF CAPITAL VIA CAPITALIZATION OF RESERVES AND

ISSUANCE OF TREASURY SHARES

PROPOSAL #4: ELECT DIRECTORS, MEMBERS AND CHAIRMEN OF        ISSUER            YES             FOR                  FOR

 AUDIT, CORPORATE PRACTICES AND FINANCE COMMITTEES

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

MEMBERS OF AUDIT, CORPORATE PRACTICES AND FINANCE

COMMITTEES

PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CEMEX S.A.B. de C.V.

  TICKER:               CEMEX CPO                      CUSIP:   P2253T133

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE ISSUANCE OF CONVERTIBLE                   ISSUER            YES             FOR                  FOR

DEBENTURES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cemig, Companhia Energetica De Minas Gerais

  TICKER:               CMIG4                              CUSIP:   P2577R102

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE THE COMPANY TO EXCEED, IN                ISSUER            YES             FOR                  FOR

2014, THE LIMIT FOR THE ALLOCATION OF FUNDS TO

CAPITAL INVESTMENT AND ACQUISITION OF ASSETS

SPECIFIED UNDER THE BYLAWS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cemig, Companhia Energetica De Minas Gerais

  TICKER:               CMIG4                              CUSIP:   P2577R102

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cemig, Companhia Energetica De Minas Gerais

  TICKER:               CMIG4                              CUSIP:   P2577R102

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDENDS AND DIVIDEND PAYMENT          ISSUER            YES             FOR                  FOR

DATE

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBERS,                       ISSUER             NO              N/A                  N/A

ALTERNATES AND APPROVE THEIR REMUNERATION

PROPOSAL #4.2: ELECT BRUNO GONCALVES SIQUEIRA AS           SHAREHOLDER        YES             FOR                  N/A

FISCAL COUNCIL MEMBER AND RAFAREL PINTO QUEIROZ NETO

AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER

PROPOSAL #5.1: ELECT DIRECTORS AND ALTERNATES                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT DIRECTOR NOMINATED BY MINORITY      SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #7.1: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG DISTRIBUICAO

S.A. BEING HELD ON APRIL 29, 2016: ACCEPT FINANCIAL

STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR

ENDED DEC. 31, 2015

PROPOSAL #7.2: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG DISTRIBUICAO

S.A. BEING HELD ON APRIL 29, 2016: APPROVE ALLOCATION

 OF INCOME

PROPOSAL #7.3: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG DISTRIBUICAO

S.A. BEING HELD ON APRIL 29, 2016: APPROVE DIVIDENDS

AND DIVIDEND PAYMENT DATE

PROPOSAL #7.4: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG DISTRIBUICAO

S.A. BEING HELD ON APRIL 29, 2016: ELECT FISCAL

COUNCIL MEMBERS

PROPOSAL #7.5: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG DISTRIBUICAO

S.A. BEING HELD ON APRIL 29, 2016: ELECT DIRECTORS

PROPOSAL #8.1: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG GERACAO E

TRANSMISSAO S.A. BEING HELD ON APRIL 29, 2016: ACCEPT

 FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR

FISCAL YEAR ENDED DEC. 31, 2015


 

PROPOSAL #8.2: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG GERACAO E

TRANSMISSAO S.A. BEING HELD ON APRIL 29, 2016:

APPROVE ALLOCATION OF INCOME

PROPOSAL #8.3: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG GERACAO E

TRANSMISSAO S.A. BEING HELD ON APRIL 29, 2016:

APPROVE DIVIDENDS AND DIVIDEND PAYMENT DATE

PROPOSAL #8.4: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG GERACAO E

TRANSMISSAO S.A. BEING HELD ON APRIL 29, 2016: ELECT

FISCAL COUNCIL MEMBERS

PROPOSAL #8.5: DETERMINE HOW THE COMPANY WILL VOTE ON        ISSUER            YES             FOR                  FOR

 THE SHAREHOLDERS' MEETING FOR CEMIG GERACAO E

TRANSMISSAO S.A. BEING HELD ON APRIL 29, 2016: ELECT

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cemig, Companhia Energetica De Minas Gerais

  TICKER:               CMIG4                              CUSIP:   P2577R102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: EXTEND TO ANY DIRECT SHAREHOLDER OF                ISSUER            YES             FOR                  FOR

PARATI SA PARTICIPACOES EM ATIVOS DE ENERGIA ELETRICA

 THE OPTION TO SELL ITS SHARES TO CEMIG OR TO A THIRD

 PARTY NAMED BY CEMIG

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cemig, Companhia Energetica De Minas Gerais

  TICKER:               CMIG4                              CUSIP:   P2577R102

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND THE OPTION TO SELL GRANTED ON                ISSUER            YES             FOR                  FOR

APRIL 11, 2011 TO FIP REDENTOR TO EXTEND IT IN

RELATION TO SHARES IN LUCE EMPREENDIMENTOS E

PARTICIPACOES SA AND/OR IN RIO MINAS ENERGIA SA; AND

AMEND TERMS OF THE OPTION

PROPOSAL #2: AUTHORIZE THE COMPANY TO EXCEED THE                ISSUER            YES             FOR                  FOR

LIMITS, SPECIFIED UNDER THE BYLAWS, OF CONSOLIDATED

DEBT, NET DEBT RATIO, AND┬ÁTHE AMOUNT OF FUNDS

ALLOCATED TO CAPITAL INVESTMENT AND ACQUISITION OF

ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cemig, Companhia Energetica De Minas Gerais

  TICKER:               CMIG4                              CUSIP:   P2577R102

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: DETERMINE HOW THE COMPANY WILL VOTE AT          ISSUER            YES             FOR                  FOR

THE EGMS OF ITS SUBSIDIARIES CEMIG DISTRIBUICAO SA

AND CEMIG GERACAO E TRANSMISSAO S.A. RE: BYLAWS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cemig, Companhia Energetica De Minas Gerais

  TICKER:               CMIG4                              CUSIP:   P2577R110

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT RONALDO DIAS AS FISCAL COUNCIL          SHAREHOLDER        YES             FOR                  N/A

MEMBER AND ALEXANDRE PEDERCINI ISSA AS ALTERNATE

NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #2: ELECT DIRECTOR AND ALTERNATE NOMINATED      SHAREHOLDER        YES         AGAINST               N/A

BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cencosud S.A.

  TICKER:               CENCOSUD                        CUSIP:   P2205J100

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF CLP 10 PER SHARE

PROPOSAL #c: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #d: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #f: APPROVE REMUNERATION OF DIRECTORS'                 ISSUER            YES             FOR                  FOR

COMMITTEE AND ITS CONSULTANTS AND THEIR BUDGET

PROPOSAL #h: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #i: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #m: DESIGNATE NEWSPAPER TO PUBLISH                        ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #n: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Center Laboratories, Inc.

  TICKER:               4123                                CUSIP:   Y1244W106

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Center Laboratories, Inc.

  TICKER:               4123                                CUSIP:   Y1244W106

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5.1: ELECT CHEN,YONG-CHANG WITH ID                       ISSUER            YES             FOR                  FOR

NO.R101726XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT HE,SHI-JUN WITH ID NO.D120303XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.8: ELECT NON-INDEPENDENT DIRECTOR NO. 6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.9: ELECT NON-INDEPENDENT DIRECTOR NO. 7       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.10: ELECT SUPERVISOR NO. 1                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.11: ELECT SUPERVISOR NO. 2                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.12: ELECT SUPERVISOR NO. 3                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central Bank of India

  TICKER:               532885                            CUSIP:   Y1243T104

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES ON A                       ISSUER            YES             FOR                  FOR

PREFERENTIAL BASIS TO LIFE INSURANCE CORPORATION OF

INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central Bank of India

  TICKER:               532885                            CUSIP:   Y1243T104

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES ON A                       ISSUER            YES             FOR                  FOR

PREFERENTIAL BASIS TO GOVERNMENT OF INDIA


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central Bank of India

  TICKER:               532885                            CUSIP:   Y1243T104

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central China Land Media Co., Ltd.

  TICKER:               000719                            CUSIP:   Y4445A105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES             FOR                  FOR

ASSISTANCE TO CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central China Securities Co., Ltd.

  TICKER:               01375                              CUSIP:   Y3R18N107

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION IN RELATION TO A SHARE ISSUE

PROPOSAL #2: APPROVE EXTENSION OF VALIDITY PERIOD OF         ISSUER            YES             FOR                  FOR

THE A SHARE ISSUE

PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH MATTERS              ISSUER            YES             FOR                  FOR

RELATING TO THE A SHARE ISSUE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central China Securities Co., Ltd.

  TICKER:               01375                              CUSIP:   Y3R18N107

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTATION OF THE ASSESSMENT        ISSUER            YES             FOR                  FOR

 AND AWARD COLLIGATION MECHANISM PLAN

PROPOSAL #2: APPROVE ESTABLISHMENT OF THE ANNUAL                ISSUER            YES             FOR                  FOR

ASSESSMENT-BASED SALARY MECHANISM

PROPOSAL #3: ELECT YU XUGANG AS DIRECTOR AND                       ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION


 

PROPOSAL #4: APPROVE ADJUSTMENTS TO THE ALLOWANCES OF        ISSUER            YES             FOR                  FOR

 INDEPENDENT SUPERVISORS

PROPOSAL #5: APPROVE DETERMINATION OF SALARY STANDARD        ISSUER            YES             FOR                  FOR

 OF THE CHAIRPERSON OF THE SUPERVISORY COMMITTEE

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION IN RELATION TO A SHARE ISSUE

PROPOSAL #7: APPROVE EXTENSION OF VALIDITY PERIOD OF         ISSUER            YES             FOR                  FOR

THE A SHARE ISSUE

PROPOSAL #8: AUTHORIZE BOARD TO DEAL WITH MATTERS              ISSUER            YES             FOR                  FOR

RELATING TO THE A SHARE ISSUE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central China Securities Co., Ltd.

  TICKER:               1375                                CUSIP:   Y3R18N107

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE A SHARE ISSUE

PROPOSAL #3: APPROVE ANALYTICAL OPINIONS ON THE                 ISSUER            YES             FOR                  FOR

FEASIBILITY OF INVESTMENT PROJECTS USING PROCEEDS

FROM THE INITIAL PUBLIC OFFERING OF A SHARES

PROPOSAL #4: APPROVE ANALYSIS OF DILUTION OF CURRENT         ISSUER            YES             FOR                  FOR

RETURNS  AND IMPLEMENTATION OF REMEDIAL MEASURES AND

RELEVANT UNDERTAKINGS TO IMPLEMENT THE GUIDING

OPINIONS OF CSRC

PROPOSAL #5: APPROVE AMENDMENTS TO THE GENERAL                   ISSUER            YES             FOR                  FOR

MEETING RULES

PROPOSAL #6: APPROVE AMENDMENTS TO THE BOARD MEETING         ISSUER            YES             FOR                  FOR

RULES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central China Securities Co., Ltd.

  TICKER:               1375                                CUSIP:   Y3R18N107

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANALYTICAL OPINIONS ON THE                 ISSUER            YES             FOR                  FOR

FEASIBILITY OF INVESTMENT PROJECTS USING PROCEEDS

FROM THE INITIAL PUBLIC OFFERING OF A SHARES

PROPOSAL #3: APPROVE ANALYSIS OF DILUTION OF CURRENT         ISSUER            YES             FOR                  FOR

RETURNS  AND IMPLEMENTATION OF REMEDIAL MEASURES AND

RELEVANT UNDERTAKINGS TO IMPLEMENT THE GUIDING

OPINIONS OF CSRC

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central China Securities Co., Ltd.

  TICKER:               1375                                CUSIP:   Y3R18N107

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE PROVISION FOR AVAILABLE-FOR-SALE        ISSUER            YES         AGAINST           AGAINST

 FINANCIAL ASSETS IMPAIRMENT

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINAL ACCOUNTS REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS THE PRC

ACCOUNTANT AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS THE            ISSUER            YES             FOR                  FOR

INTERNATIONAL ACCOUNTANTS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT NON-           ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR, YUAN DEJUN

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT NON-         ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR, YUEN CHI WAI

PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT NON-         ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR, NING JINCHENG

PROPOSAL #12: APPROVE REPORT OF THE INDEPENDENT NON-         ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR, YU XUGANG,

PROPOSAL #13: APPROVE REMUNERATION AND EVALUATIONS OF        ISSUER            YES             FOR                  FOR

 DIRECTORS OF THE COMPANY FOR THE YEAR OF 2015

PROPOSAL #14: APPROVE REMUNERATION AND EVALUATIONS OF        ISSUER            YES             FOR                  FOR

 SUPERVISORS OF THE COMPANY FOR THE YEAR OF 2015

PROPOSAL #15: APPROVE REVISION OF THE ASSESSMENT AND         ISSUER            YES         AGAINST           AGAINST

AWARD COLLIGATION MECHANISM PLAN

PROPOSAL #16: APPROVE REVOCATION OF THE                               ISSUER            YES         AGAINST           AGAINST

IMPLEMENTATION RULES FOR AWARDS DISTRIBUTION

PROPOSAL #17: APPROVE MATTERS RELATING TO                            ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS

PROPOSAL #18: APPROVE MATTERS RELATING TO                            ISSUER            YES             FOR                  FOR

REMUNERATION OF SUPERVISORS

PROPOSAL #19: ELECT XIA XIAONING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central Pattana PCL

  TICKER:               CPN                                  CUSIP:   Y1242U276

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT SUTHICHART CHIRATHIVAT AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT SUDHISAK CHIRATHIVAT AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT KOBCHAI CHIRATHIVAT AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT VERAVAT CHUTICHETPONG AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE KPMG POOMCHAI AUDIT LIMITED AS          ISSUER            YES             FOR                  FOR

AUDITORS  AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORIZE ISSUANCE OF SHORT-TERM                     ISSUER            YES             FOR                  FOR

DEBENTURES AND/OR BILL OF EXCHANGE

PROPOSAL #10: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Central Plaza Hotel Public Co. Ltd.

  TICKER:               CENTEL                            CUSIP:   Y12431220

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATION RESULTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT SUTHIKIATI CHIRATHIVAT AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT SUDHISAK CHIRATHIVAT AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT SUDHITHAM CHIRATHIVAT AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.4: ELECT GERB KURT STEEB AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT AS AUDITORS        ISSUER            YES             FOR                  FOR

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CESP, Companhia Energetica de Sao Paulo S.A.

  TICKER:               CESP6                              CUSIP:   P25784193

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER(S) NOMINATED   SHAREHOLDER        YES         AGAINST               N/A

 BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CETIP S.A. - Mercados Organizados

  TICKER:               CTIP3                              CUSIP:   P2325R149

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT


 

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CETIP S.A. - Mercados Organizados

  TICKER:               CTIP3                              CUSIP:   P2325R149

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: WAIVE MANDATORY OFFER REQUIREMENT                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE MERGER AGREEMENT BETWEEN THE             ISSUER            YES             FOR                  FOR

COMPANY AND BM&FBOVESPA S.A.

PROPOSAL #3: APPROVE MERGER OF THE COMPANY WITH                 ISSUER            YES             FOR                  FOR

BM&FBOVESPA S.A.

PROPOSAL #4: AUTHORIZE BOARD TO SUBSCRIBE TO NEW                ISSUER            YES             FOR                  FOR

SHARES IN CONNECTION WITH THE TRANSACTION, AND RATIFY

 AND EXECUTE APPROVED RESOLUTIONS

PROPOSAL #5: APPROVE, IN CASE THE COMPANY DOES NOT            ISSUER            YES             FOR                  FOR

OBTAIN WAIVERS BY DEBENTURE HOLDERS, THE REDEMPTION

OF THE DEBENTURES OWNED BY THESE  HOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cez A.S.

  TICKER:               CEZ                                  CUSIP:   X2337V121

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND OF CZK 40 PER SHARE

PROPOSAL #6: RATIFY ERNST & YOUNG AS AUDITOR FOR                ISSUER            YES             FOR                  FOR

FISCAL 2016

PROPOSAL #7: APPROVE VOLUME OF CHARITABLE DONATIONS          ISSUER            YES             FOR                  FOR

FOR FISCAL 2016

PROPOSAL #8: RECALL AND ELECT SUPERVISORY BOARD                 ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #9: RECALL AND ELECT AUDIT COMMITTEE MEMBERS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE CONTRACTS ON PERFORMANCE OF              ISSUER            YES             FOR                  FOR

FUNCTIONS WITH SUPERVISORY BOARD MEMBERS

PROPOSAL #11: APPROVE CONTRACTS FOR PERFORMANCE OF            ISSUER            YES             FOR                  FOR

FUNCTIONS OF AUDIT COMMITTEE MEMBERS

PROPOSAL #12: APPROVE TRANSFER OF ORGANIZED PART OF          ISSUER            YES             FOR                  FOR

ENTERPRISE TO ELEKTRARNA TEMELIN II; APPROVE TRANSFER

 OF ORGANIZED PART OF ENTERPRISE TO ELEKTRARNA

DUKOVANY II

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CGN Power Co., Ltd.

  TICKER:               1816                                CUSIP:   Y1300C101

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 AUDITED ANNUAL FINANCIAL            ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 INVESTMENT PLAN AND CAPITAL        ISSUER            YES             FOR                  FOR

 EXPENDITURE BUDGET

PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE

TOHMATSU AS DOMESTIC AND INTERNATIONAL AUDITORS,

RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #8.1: APPROVE REMUNERATION OF GAO LIGANG               ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: APPROVE REMUNERATION OF NA XIZHI                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: APPROVE REMUNERATION OF HU YIGUANG               ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: APPROVE REMUNERATION OF FRANCIS SIU            ISSUER            YES             FOR                  FOR

WAI KEUNG

PROPOSAL #8.5: APPROVE REMUNERATION OF YANG LANHE               ISSUER            YES             FOR                  FOR

PROPOSAL #8.6: APPROVE REMUNERATION OF CHEN RONGZHEN         ISSUER            YES             FOR                  FOR

PROPOSAL #8.7: APPROVE REMUNERATION OF CAI ZIHUA                ISSUER            YES             FOR                  FOR

PROPOSAL #8.8: APPROVE REMUNERATION OF WANG HONGXIN           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REGISTRATION OF ULTRA-SHORT TERM        ISSUER            YES             FOR                  FOR

 DEBENTURES ISSUE IN THE PRC

PROPOSAL #10: AMEND RULES OF PROCEDURES FOR THE BOARD        ISSUER            YES             FOR                  FOR

 OF DIRECTORS

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CH Karnchang Public Company Limited

  TICKER:               CK                                    CUSIP:   Y15663142

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT ASWIN KONGSIRI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT VITOON TEJATUSSANASOONTORN AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT PAVICH TONGROACH AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT KAMTHORN TRIVISVAVET AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chailease Holding Company Limited

  TICKER:               5871                                CUSIP:   G20288109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chambal Fertilisers and Chemicals Limited

  TICKER:               500085                            CUSIP:   Y12916139

  MEETING DATE:   2/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE OF SHIPS/VESSELS OF THE              ISSUER            YES             FOR                  FOR

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chambal Fertilisers and Chemicals Limited

  TICKER:               500085                            CUSIP:   Y12916139

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE, ASSIGNMENT, TRANSFER AND          ISSUER            YES             FOR                  FOR

DELIVERY BY ISGN CORPORATION OF ITS ENTIRE

SHAREHOLDING IN ISGN SOLUTIONS, INC.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Champion Building Materials Co., Ltd.

  TICKER:               1806                                CUSIP:   Y8062A108

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION


 

PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE         ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chang Chun Eurasia Group Co., Ltd.

  TICKER:               600697                            CUSIP:   Y1294G100

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO WORKING          ISSUER            YES             FOR                  FOR

CAPITAL DEBT OF WHOLLY-OWNED SUBSIDIARY CHANG CHUN

EURASIA WEIXING ROAD SUPERMARKET CO., LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO WORKING          ISSUER            YES             FOR                  FOR

CAPITAL DEBT OF WHOLLY-OWNED SUBSIDIARY CHANG CHUN

EURASIA LIUYING ROAD SUPERMARKET CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO WORKING          ISSUER            YES             FOR                  FOR

CAPITAL DEBT OF WHOLLY-OWNED SUBSIDIARY CHANG CHUN

EURASIA GROUP COMMERCIAL CHAIN OPERATIONS CO., LTD.

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO WORKING          ISSUER            YES         AGAINST           AGAINST

CAPITAL DEBT OF CONTROLLED SUBSIDIARY JILIN EURASIA

ZHONGJI TRADING CO., LTD.

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO WORKING          ISSUER            YES         AGAINST           AGAINST

CAPITAL DEBT OF WHOLLY-OWNED SUBSIDIARY OF CONTROLLED

 COMPANY CHANG CHUN EURASIA SUPERMARKET CHAIN

OPERATIONS CO., LTD.

PROPOSAL #6: APPROVE GUARANTEE PROVISION TO WORKING          ISSUER            YES         AGAINST           AGAINST

CAPITAL DEBT OF CONTROLLED SUBSIDIARY CHANG CHUN

EURASIA GROUP TONGHUA EURASIA SHOPPING CENTER CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chang Chun Eurasia Group Co., Ltd.

  TICKER:               600697                            CUSIP:   Y1294G100

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ISSUANCE OF PERPETUAL BONDS            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10: APPROVE CAPITALIZATION OF CAPITAL             SHAREHOLDER        YES         AGAINST               N/A

RESERVES

PROPOSAL #11: APPROVE ESTABLISHMENT OF WHOLLY-OWNED      SHAREHOLDER        YES         AGAINST               N/A

SUBSIDIARY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chang Chun Eurasia Group Co., Ltd.

  TICKER:               600697                            CUSIP:   Y1294G100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF JOINT LIABILITY              ISSUER            YES         AGAINST           AGAINST

GUARANTEE FOR WORKING CAPITAL LOAN OF CONTROLLED

SUBSIDIARY'S WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CAPITALIZATION OF CAPITAL               SHAREHOLDER        YES         AGAINST           AGAINST

RESERVES AND DISTRIBUTION OF PROFIT

PROPOSAL #4: APPROVE ESTABLISHMENT OF WHOLLY-OWNED        SHAREHOLDER        YES         AGAINST               N/A

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chang Hwa Commercial Bank Ltd.

  TICKER:               2801                                CUSIP:   Y1293J105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchai Co., Ltd.

  TICKER:               000570                            CUSIP:   Y1293B102

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF AUDITORS AND        ISSUER            YES             FOR                  FOR

 THEIR REMUNERATION

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchai Co., Ltd.

  TICKER:               000570                            CUSIP:   Y1293B110

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF AUDITORS AND        ISSUER            YES             FOR                  FOR

 THEIR REMUNERATION

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun FAWAY Automobile Components Co., Ltd.

  TICKER:               600742                            CUSIP:   Y1294B101

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun FAWAY Automobile Components Co., Ltd.

  TICKER:               600742                            CUSIP:   Y1294B101

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #12: ELECT LIU DIANWEI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun Gas Co., Ltd.

  TICKER:               600333                            CUSIP:   Y1294W105

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS AND                ISSUER             NO              N/A                  N/A

PAYMENT FOR REMUNERATION

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF SHARES

PROPOSAL #10.01: APPROVE SHARE TYPE AND PAR VALUE               ISSUER             NO              N/A                  N/A

PROPOSAL #10.02: APPROVE ISSUE SIZE                                       ISSUER             NO              N/A                  N/A

PROPOSAL #10.03: APPROVE ISSUE PRICE AND PRICING                ISSUER             NO              N/A                  N/A

BASIS

PROPOSAL #10.04: APPROVE ISSUE SIZE                                       ISSUER             NO              N/A                  N/A

PROPOSAL #10.05: APPROVE TARGET SUBSCRIBERS AND                 ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #10.06: APPROVE LOCK-UP PERIOD                                ISSUER             NO              N/A                  N/A

PROPOSAL #10.07: APPROVE INTENDED USAGE OF RAISED              ISSUER             NO              N/A                  N/A

FUNDS

PROPOSAL #10.08: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER             NO              N/A                  N/A

CUMULATIVE EARNINGS

PROPOSAL #10.09: APPROVE LISTING EXCHANGE                             ISSUER             NO              N/A                  N/A

PROPOSAL #10.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER             NO              N/A                  N/A

PROPOSAL #11: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER             NO              N/A                  N/A

SHARES (2ND REVISION)

PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS (2ND REVISION)

PROPOSAL #13: APPROVE REPORT ON THE USAGE OF                       ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS (UP TO MARCH 31, 2016)

PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT (2ND REVISION)

PROPOSAL #15: APPROVE SUBSCRIPTION AGREEMENT AND                ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS

PROPOSAL #16: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER             NO              N/A                  N/A

 OBLIGATION BY THE ULTIMATE CONTROLLING SHAREHOLDER

CHANGCHUN CHANGGANG GAS CO., LTD

PROPOSAL #17: APPROVE RISK ALERT OF DILUTION OF                 ISSUER             NO              N/A                  N/A

CURRENT RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #18: APPROVE COMMITMENT FROM CONTROLLING              ISSUER             NO              N/A                  N/A

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

RISK ALERT OF DILUTION OF CURRENT RETURNS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #19: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

PROPOSAL #20: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER             NO              N/A                  N/A

NEXT THREE YEARS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun High & New Technology Industries Group Inc.

  TICKER:               000661                            CUSIP:   Y1293Q109

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF 2015 USE OF PARTIAL            ISSUER            YES             FOR                  FOR

RAISED FUNDS IN CONNECTION TO RIGHTS ISSUANCE

PROPOSAL #2: APPROVE 2015 FEASIBILITY ANALYSIS REPORT        ISSUER            YES             FOR                  FOR

 ON THE INTENDED USAGE OF RAISED FUNDS (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun High & New Technology Industries Group Inc.

  TICKER:               000661                            CUSIP:   Y1293Q109

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun High & New Technology Industries Group Inc.

  TICKER:               000661                            CUSIP:   Y1293Q109

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USAGE OF PARTIAL TEMPORARY IDLE         ISSUER            YES             FOR                  FOR

OWN FUNDS AND IDLE RAISED FUNDS TO ENGAGE IN CASH

MANAGEMENT

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun Jingkai (Group) Co Ltd.

  TICKER:               600215                            CUSIP:   Y1294M107

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF ACCOUNTS IN                 ISSUER            YES             FOR                  FOR

CONNECTION TO INVESTMENT IN ENTRUSTED DEVELOPMENT

PROJECTS IN CHANGCHUN XINGLONGSHAN TOWN CONSTRUCTION

PARCELS (PARTIAL)


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun Jingkai (Group) Co Ltd.

  TICKER:               600215                            CUSIP:   Y1294M107

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF LOAN FROM                     ISSUER            YES             FOR                  FOR

CHANGCHUN RURAL COMMERCIAL BANK

PROPOSAL #2: APPROVE APPLICATION OF LOAN FROM BANK OF        ISSUER            YES             FOR                  FOR

 JILIN CHANGCHUN DONGSHENG BRANCH

PROPOSAL #3: APPROVE APPLICATION OF LOAN FROM                     ISSUER            YES             FOR                  FOR

CHANGCHUN RURAL COMMERCIAL BANK BY SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun Jingkai (Group) Co Ltd.

  TICKER:               600215                            CUSIP:   Y1294M107

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHANG CHENG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT CAO JIAWEI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changchun Jingkai (Group) Co Ltd.

  TICKER:               600215                            CUSIP:   Y1294M107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 OVERALL BUDGET REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changjiang & Jinggong Steel Building (Group) Co., Ltd

  TICKER:               600496                            CUSIP:   Y0137U102

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO PARTIAL CONTROLLED ENTERPRISES

PROPOSAL #2: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO PARTIAL CONTROLLED SUBSIDIARIES


 

PROPOSAL #3: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #4: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO JINGANG MUQIANG GROUP CO., LTD AND

OTHER PARTIAL CONTROLLED SUBSIDIARY

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PURCHASING PHOTOVOLTAIC POWER PLANT

ENGINEERING MATERIALS BY CONTROLLED ENTERPRISE FROM

RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changjiang & Jinggong Steel Building (Group) Co., Ltd

  TICKER:               600496                            CUSIP:   Y0137U102

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR AND INTERNAL CONTROL

 AUDITOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES BY THE COMPANY AND CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS AS WELL AS 2016

PERFORMANCE MANAGEMENT IMPLEMENTATION PLAN

PROPOSAL #10: APPROVE 2015 REMUNERATION OF                          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE SALE OF EQUITY OF WHOLLY-OWNED         ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #12: APPROVE INITIATION IN THE ESTABLISHMENT        ISSUER            YES             FOR                  FOR

 OF INDUSTRY INVESTMENT FUND

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

CONTROLLED ENTERPRISES

PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #15: APPROVE TERMINATION IN THE ISSUANCE OF    SHAREHOLDER        YES             FOR                  FOR

CONVERTIBLE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changjiang Publishing & Media Co., Ltd.

  TICKER:               600757                            CUSIP:   Y7683J100

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMOVAL OF HUA YINGSHENG AS              ISSUER            YES             FOR                  FOR

COMPANY'S DIRECTOR

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO             SHAREHOLDER        YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #13: ELECT YANG KE AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changjiang Securities Co., Ltd.

  TICKER:               000783                            CUSIP:   Y1314J100

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 SEMI-ANNUAL RISK CONTROL            ISSUER            YES             FOR                  FOR

INDICATOR REPORTS

PROPOSAL #2: APPROVE LAUNCHING OF SPOT GOLD CONTRACT         ISSUER            YES             FOR                  FOR

PROPRIETARY BUSINESS

PROPOSAL #3: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE

PROPOSAL #4: APPROVE PARTICIPATION IN THE INVESTMENT         ISSUER            YES             FOR                  FOR

OF HUBEI CHANGJIANG ECONOMIC BELT INDUSTRIAL FUND

PROPOSAL #5: APPROVE 2016 RISK PREFERENCE AND                     ISSUER            YES             FOR                  FOR

AUTHORIZATION ON THE BUSINESS SCALE

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: ELECT LUO PENGFEI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.01: ELECT WANG YING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.02: ELECT YUAN XIAOBIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.03: ELECT WEN XIAOJIE AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changjiang Securities Company Limited

  TICKER:               000783                            CUSIP:   Y1314J100

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 RISK CONTROL INDEX REPORT           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2015 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AS WELL AS EVALUATION STATUES STATEMENT

PROPOSAL #12: APPROVE 2015 REMUNERATION OF                          ISSUER            YES             FOR                  FOR

SUPERVISORS AS WELL AS EVALUATION STATUES STATEMENT

PROPOSAL #13: APPROVE 2015 PERFORMANCE EVALUATION AND        ISSUER            YES             FOR                  FOR

 REMUNERATION STATEMENT OF SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changshouhua Food Co., Ltd.

  TICKER:               1006                                CUSIP:   G2045D107

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT CHENG WENMING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT WANG RUIYUAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE BDO LIMITED AS AUDITOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changshu Fengfan Power Equipment Co., Ltd.

  TICKER:               601700                            CUSIP:   Y1297H105

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #8: APPROVE INVESTMENT IN ESTABLISHING                 ISSUER            YES             FOR                  FOR

YUNNAN FANGWANG CULTURAL INDUSTRY DEVELOPMENT CO.,

PROPOSAL #9: APPROVE ISSUANCE OF NO MORE THAN CNY 1.5        ISSUER            YES             FOR                  FOR

 BILLION ULTRA SHORT-TERM FINANCIAL BILL

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                  SHAREHOLDER        YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE 2016 FINANCIAL BUDGET REPORT         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12: ELECT YANG JIANPING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changyuan Group Ltd.

  TICKER:               600525                            CUSIP:   Y8345T106

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISED FUNDS          ISSUER            YES             FOR                  FOR

IN IMPLEMENTATION OF MAIN INVESTMENT PROJECTS

PROPOSAL #2.01: ELECT WU QIQUAN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changyuan Group Ltd.

  TICKER:               600525                            CUSIP:   Y8345T106

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.08: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.09: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN WOER HEAT-

SHRINKABLE MATERIALS CO., LTD.

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT OF

NEW A SHARES

PROPOSAL #11: APPROVE DRAFT OF PHASE II RESTRICTED            ISSUER            YES             FOR                  FOR

STOCK INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #12: APPROVE METHODS TO ASSESS THE                        ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO RESTRICTED STOCK

INCENTIVE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changyuan Group Ltd.

  TICKER:               600525                            CUSIP:   Y8345T106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE PAYMENT OF 2015 AUDIT FEE AND            ISSUER            YES             FOR                  FOR

RE-APPOINTMENT OF AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF CREDIT LINES        ISSUER            YES             FOR                  FOR

 FROM INDIVIDUAL BANKS

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE 2015 DISTRIBUTION OF                            ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT AND 2016 CONFIRMATION OF REMUNERATION


 

PROPOSAL #10: APPROVE PURCHASE OF LIABILITY INSURANCE        ISSUER            YES             FOR                  FOR

 FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS

PROPOSAL #11: APPROVE CHANGE IN BUSINESS SCOPE AND            ISSUER            YES             FOR                  FOR

AMENDMENTS TO ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changyuan Group Ltd.

  TICKER:               600525                            CUSIP:   Y8345T106

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 80% EQUITY IN A          ISSUER            YES             FOR                  FOR

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changzheng Engineering Co Ltd

  TICKER:               603698                            CUSIP:   Y1R999104

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO DEVELOPMENT OF FINANCIAL LEASING

BUSINESS BETWEEN HAOYUAN 3RD PHASE PROJECT AND

AEROSPACE FINANCIAL LEASING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changzheng Engineering Co Ltd

  TICKER:               603698                            CUSIP:   Y1R999104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2015 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF FINANCIAL SERVICE AGREEMENT WITH

 AEROSPACE SCIENCE & TECHNOLOGY FINANCE CO.,LTD.

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE MANAGEMENT SYSTEM OF BUSINESS          ISSUER            YES         AGAINST           AGAINST

AUTHORIZATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Changzhou Qianhong Bio Pharma Co., Ltd.

  TICKER:               002550                            CUSIP:   Y1297N102

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 AND 2016 COMPANY'S DEVELOPMENT PLAN

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF ANNUAL BANK         ISSUER            YES             FOR                  FOR

CREDIT LINES BY THE COMPANY AND CONTROLLED SUBSIDIARY

PROPOSAL #9: APPROVE ADDITIONAL INVESTMENT IN MEDIUM-        ISSUER            YES             FOR                  FOR

SHORT TERM LOW-RISK FINANCIAL PRODUCTS USING OWN IDLE

 FUNDS

PROPOSAL #10: APPROVE USE OF EXCESS RAISED FUNDS TO          ISSUER            YES             FOR                  FOR

REPAY BANK LOAN

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chaowei Power Holdings Ltd

  TICKER:               951                                  CUSIP:   G20479104

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZHOU MINGMING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT YANG YUNFEI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT WANG JIQIANG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT OUYANG MINGGAO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Charoen Pokphand Foods PCL

  TICKER:               CPF                                  CUSIP:   Y1296K166

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT MIN TIEANWORN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT CHINGCHAI LOHAWATANAKUL AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT ADIREK SRIPRATAK AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT CHAIYAWAT WIBULSWASDI AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.5: ELECT PONG VISEDPAITOON AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CHC Healthcare Group Ltd.

  TICKER:               4164                                CUSIP:   Y1322A109

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chemical WKS of Richter Gedeon Plc

  TICKER:               RICHTER                          CUSIP:   X3124S107

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF ELECTRONIC VOTE                        ISSUER            YES             FOR                  FOR

COLLECTION METHOD

PROPOSAL #2: AUTHORIZE COMPANY TO PRODUCE SOUND                 ISSUER            YES             FOR                  FOR

RECORDING OF MEETING PROCEEDINGS

PROPOSAL #3: ELECT CHAIRMAN AND OTHER MEETING                     ISSUER            YES             FOR                  FOR

OFFICIALS

PROPOSAL #4: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS


 

PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS

PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF HUF 72 PER SHARE

PROPOSAL #7: APPROVE ALLOCATION OF HUF 48.01 BILLION         ISSUER            YES             FOR                  FOR

TO RESERVES

PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #9: APPROVE COMPANY'S CORPORATE GOVERNANCE          ISSUER            YES             FOR                  FOR

STATEMENT

PROPOSAL #10: AMEND BYLAWS                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND ART. 17.1 OF BYLAWS RE: AUDITOR'S        ISSUER            YES             FOR                  FOR

 TERM OF MANDATE

PROPOSAL #12: APPROVE ISSUANCE OF SHARES WITH OR                ISSUER            YES             FOR                  FOR

WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: RECEIVE INFORMATION ON THE ACQUISITION         ISSUER            YES             FOR                  FOR

OF OWN SHARES

PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #15: REELECT GABOR GULACSY AS MANAGEMENT              ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #16: REELECT CSABA LANTOS AS MANAGEMENT                ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #17: REELECT CHRISTOPHER WILLIAM LONG AS              ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD MEMBER

PROPOSAL #18: REELECT NORBERT SZIVEK AS MANAGEMENT            ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #19: APPROVE REMUNERATION OF MANAGEMENT                ISSUER            YES             FOR                  FOR

BOARD MEMBERS

PROPOSAL #20: APPROVE ANNUAL ADDITIONAL REMUNERATION    SHAREHOLDER        YES             FOR                  FOR

OF CHAIRMAN AND MEMBERS OF MANAGEMENT BOARD FOR THEIR

 SERVICE IN FISCAL YEAR 2015

PROPOSAL #21: APPROVE REMUNERATION OF SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD MEMBERS

PROPOSAL #22: RENEW APPOINTMENT OF PWC AS AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #23: APPROVE REMUNERATION AUDITOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cheng Loong Corp

  TICKER:               1904                                CUSIP:   Y1306D103

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES


 

PROPOSAL #7.1: ELECT ZHENG SHU YUN WITH ID                          ISSUER            YES             FOR                  FOR

NO.F22343XXXX AND SHAREHOLDER NO. 252602 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #7.2: ELECT ZHENG REN MING WITH ID NO.                 ISSUER            YES             FOR                  FOR

F12389XXXX AND SHAREHOLDER NO. 252629 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #7.3: ELECT CHEN YAN HAO WITH ID NO.                     ISSUER            YES             FOR                  FOR

A10184XXXX AND SHAREHOLDER NO. 006779 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT ZHENG WEN MING, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF SHAN LOONG TRANSPORTATION CO.LTD, WITH

SHAREHOLDER NO. 015145, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT CAI DONG HAN A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MINFENG PLASTIC CO.LTD., WITH SHAREHOLDER NO.038999,

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.6: ELECT HANG SHI YANG A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF TA-YUAN COGENERATION COMPANY LTD., WITH

SHAREHOLDER NO. 367227, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.7: ELECT ZHANG FU XING WITH ID NO.                   ISSUER            YES             FOR                  FOR

G12010XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #7.8: ELECT YANG YAO MING WITH ID                          ISSUER            YES             FOR                  FOR

NO.A10092XXXX AND SHAREHOLDER NO. 000072 AS

INDEPENDENT DIRECTOR

PROPOSAL #7.9: ELECT WANG YONG JI WITH ID NO.                     ISSUER            YES             FOR                  FOR

A10034XXXX AND SHAREHOLDER NO. 000269 AS INDEPENDENT

DIRECTOR

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cheng Shin Rubber Industry Co. Ltd.

  TICKER:               2105                                CUSIP:   Y1306X109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cheng Uei Precision Industry Co. Ltd.

  TICKER:               2392                                CUSIP:   Y13077105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu B-Ray Media Co., Ltd.

  TICKER:               600880                            CUSIP:   Y1307P113

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE THE NOTION THAT THE ASSETS                 ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS CONSTITUTE AS

MAJOR ASSET RESTRUCTURING AND RELATED PARTY

PROPOSAL #3.01: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TARGET ASSETS

PROPOSAL #3.02: APPROVE TRANSACTION PRICE AND PRICING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #3.03: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #3.05: APPROVE ISSUE PRICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.10: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.11: APPROVE PERFORMANCE COMMITMENT AND            ISSUER            YES             FOR                  FOR

COMPENSATION

PROPOSAL #3.12: APPROVE SIZE OF RAISING OF SUPPORTING        ISSUER            YES             FOR                  FOR

 FUNDS

PROPOSAL #3.13: APPROVE SHARE TYPE AND PAR VALUE IN          ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.14: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS IN CONNECTION TO RAISING OF SUPPORTING

FUNDS

PROPOSAL #3.15: APPROVE ISSUE PRICE IN CONNECTION TO         ISSUER            YES             FOR                  FOR

RAISING OF SUPPORTING FUNDS

PROPOSAL #3.16: APPROVE ISSUE AMOUNT IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 RAISING OF SUPPORTING FUNDS

PROPOSAL #3.17: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.18: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.19: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.20: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #3.21: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

DOES NOT CONSTITUTE ARTICLE 13 OF THE MANAGEMENT

APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES IN CONNECTION TO BACKDOOR LISTING

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #6: APPROVE THE NOTION THAT THE STOCK PRICE         ISSUER            YES             FOR                  FOR

VOLATILITY DID NOT REACH THE STANDARD STATED IN

ARTICLE 5 ON REGULATING THE INFORMATION DISCLOSURE OF

 LISTED COMPANIES AND THE ACTS OF ALL THE RELATED

PARTIES

PROPOSAL #7: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL ASSETS            ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT BY CASH PAYMENT AND ISSUANCE OF

NEW SHARES WITH TRANSACTION PARTIES

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH CONTROLLING SHAREHOLDER

PROPOSAL #10: APPROVE SIGNING OF CONDITIONAL PROFIT          ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT WITH CHENGDU SME FINANCIAL

GUARANTEE CO., LTD.

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE RELEVANT AUDIT REPORT, REMARKS         ISSUER            YES             FOR                  FOR

REVIEW REPORT AND APPRAISAL REPORT

PROPOSAL #13: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #15: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE RESTRUCTURING

PROPOSAL #16: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #17: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY CHENGDU B-RAY INVESTMENT HOLDINGS

GROUP CO., LTD.

PROPOSAL #18: APPROVE 2016 STRATEGIC DEVELOPMENT PLAN        ISSUER            YES             FOR                  FOR

 PLATFORM

PROPOSAL #19: APPROVE RECONSIDERATION OF CHENGDU                ISSUER            YES             FOR                  FOR

COMMERCIAL NEWSPAPER PRINTING AGENT AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu B-Ray Media Co., Ltd.

  TICKER:               600880                            CUSIP:   Y1307P113

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6.01: APPROVE DAILY RELATED-PARTY                        ISSUER            YES         AGAINST           AGAINST

TRANSACTION WITH CHENGDU MEDIA GROUP AND ITS RELATED

PARTIES

PROPOSAL #6.02: APPROVE DAILY RELATED-PARTY                        ISSUER            YES         AGAINST           AGAINST

TRANSACTION WITH PARTIES OTHER THAN CHENGDU MEDIA

GROUP AND ITS RELATED PARTIES

PROPOSAL #7: APPROVE APPOINTMENT OF SICHUAN HUAXIN            ISSUER            YES             FOR                  FOR

(GROUP) CPA FIRM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huasun Group Inc., Ltd.

  TICKER:               000790                            CUSIP:   Y1306C105

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI JING AS SUPERVISOR                          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.2: APPROVE ISSUE MANNER                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.5: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.6: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #3.9: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.10: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES         AGAINST           AGAINST

OF NEW SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH SPECIFIC PARTIES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huasun Group Inc., Ltd.

  TICKER:               000790                            CUSIP:   Y1306C105

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WANG HONG AS INDEPENDENT DIRECTOR     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2: APPROVE COUNTER-DILUTION RISK ALERT AND         ISSUER            YES             FOR                  FOR

RELATE MEASURES IN CONNECTION TO THE PRIVATE

PROPOSAL #3: APPROVE COMMITMENT FROM DIRECTOR AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

RISK ALERT AND RELATE MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #4: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH GUANGAN SIYUAN AGRICULTURAL BANK

CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huasun Group Inc., Ltd.

  TICKER:               000790                            CUSIP:   Y1306C105

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPOINTMENT OF AUDITOR                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #8: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

(AMENDED DRAFT)

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (AMENDED DRAFT)

PROPOSAL #10: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (AMENDED DRAFT)

PROPOSAL #12: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (AMENDED DRAFT)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huasun Group Inc., Ltd.

  TICKER:               000790                            CUSIP:   Y1306C105

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT HU YUANYANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #1.2: ELECT YE JING AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: APPROVE ADJUSTMENT TO ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF               SHAREHOLDER        YES         AGAINST           AGAINST

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huaze Cobalt and Nickel Material Co., Ltd.

  TICKER:               000693                            CUSIP:   Y1317Y104

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

AMOUNTING TO NO MORE THAN CNY 1 BILLION

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND TYPE AND MATURITY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.05: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.07: APPROVE METHOD AND TERM FOR THE                 ISSUER            YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #2.08: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING RULES

PROPOSAL #2.09: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.11: APPROVE TRADING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE CHANGE IN RESTRUCTURING                       ISSUER            YES             FOR                  FOR

COMMITMENTS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING ENTRUSTMENT OPERATION BY RELATED PARTY

GUANGXI HUAHUI NEW MATERIALS CO., LTD. TO WHOLLY-

OWNED SUBSIDIARY SHAANXI HUAZE COBALT AND NICKEL

METAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huaze Cobalt and Nickel Material Co., Ltd.

  TICKER:               000693                            CUSIP:   Y1317Y104

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF PROVIDING              ISSUER             NO              N/A                  N/A

EXTERNAL GUARANTEES

PROPOSAL #4: APPROVE RAISING OF CREDIT LINE LIMIT              ISSUER             NO              N/A                  N/A

APPLIED BY WHOLLY-OWNED SUBSIDIARY SHAANXI HUAZE

NICKEL COBALT METAL CO. TO CNY780 MILLION FROM CHINA

CONSTRUCTION BANK AND GUARANTEE PROVISION BY WHOLLY-

OWNED INDIRECT SUBSIDIARY PINGAN XINHAI RESOURCE DE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huaze Cobalt and Nickel Material Co., Ltd.

  TICKER:               000693                            CUSIP:   Y1317Y104

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF 2016 ONE YEAR              ISSUER            YES             FOR                  FOR

BANK DEBT CREDIT PLAN BY WHOLLY-OWNED SUBSIDARY

PROPOSAL #2: APPROVE CHANGE IN COMMITTED COMPLETION          ISSUER            YES             FOR                  FOR

TIME REGARDING COMPANY'S LAND ASSET DIVESTMENT

PROPOSAL #3: APPROVE USE OF IDLE FUNDS TO PURCHASE            ISSUER            YES             FOR                  FOR

SHORT-TERM BANK GUARANTEED FINANCIAL PRODUCTS BY

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huaze Cobalt and Nickel Material Co., Ltd.

  TICKER:               000693                            CUSIP:   Y1317Y104

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER             NO              N/A                  N/A

CNY 54 MILLION BANK LOAN APPLIED BY WHOLLY-OWNED

SUBSIDIARY SHAANXI HUAZE COBALT AND NICKEL METAL CO.,

 LTD.

PROPOSAL #2: APPROVE 2016 ADDITIONAL PROVISION OF              ISSUER             NO              N/A                  N/A

GUARANTEE TO WHOLLY-OWNED SUBSIDIARIES AMOUNTING NO

MORE THAN CNY 1.5 BILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huaze Cobalt and Nickel Material Co., Ltd.

  TICKER:               000693                            CUSIP:   Y1317Y104

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING INVESTMENT AND ESTABLISHMENT OF NEW COMPANY

 BY WHOLLY-OWNED SUBSIDIARY SHAANXI HUAZE NICKEL &

COBALT METAL CO., LTD AND RELATED PARTY SHAANXI

XINGWANG INVESTMENT HOLDING CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huaze Cobalt and Nickel Material Co., Ltd.

  TICKER:               000693                            CUSIP:   Y1317Y104

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE CONTINUED PLANNING OF MAJOR                ISSUER            YES             FOR                  FOR

ASSET RESTRUCTURING AND POSTPONEMENT OF RESUMPTION OF

PROPOSAL #2.1: ELECT ZHU RUOFU AS NON-INDEPENDENT              ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #2.2: ELECT ZHAO QIANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT XIA QINGHAI AS NON-INDEPENDENT      SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #2.4: ELECT YANG RUIQIN AS NON-INDEPENDENT      SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #3: ELECT WANG PEIJIE AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Huaze Cobalt and Nickel Material Co., Ltd.

  TICKER:               000693                            CUSIP:   Y1317Y104

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #6: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE REMOVAL WANG YINGHU AS DIRECTOR    SHAREHOLDER        YES             FOR                  N/A

AND VICE CHAIRMAN OF THE BOARD

PROPOSAL #9: APPROVE FILING OF JUDICIAL PROCEEDINGS      SHAREHOLDER        YES             FOR                  N/A

AND OTHER LEGAL MEANS AND MEASURES TOWARDS ULTIMATE

CONTROLLING SHAREHOLDER AND RELATED COMPANIES

PROPOSAL #10: APPROVE APPOINTMENT OF WUYIGE CPAS LLP    SHAREHOLDER        YES             FOR                  N/A

TO CONDUCT SPECIAL AUDIT REGARDING THE USAGE OF FUNDS

 BY RELATED PARTY

PROPOSAL #11.01: ELECT WANG MANCANG AS INDEPENDENT        SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #11.02: ELECT WANG PEIJIE AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Kanghong Pharmaceutical Group Co., Ltd.

  TICKER:               002773                            CUSIP:   Y130A3100

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A


 

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER             NO              N/A                  N/A

OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Leejun Industrial Co., Ltd.

  TICKER:               002651                            CUSIP:   Y1309S107

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO FUNDING OF RAISED         ISSUER            YES             FOR                  FOR

FUNDS INVESTMENT PROJECTS

PROPOSAL #2: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 AND OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Leejun Industrial Co., Ltd.

  TICKER:               002651                            CUSIP:   Y1309S107

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER             NO              N/A                  N/A

 REPORT

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER             NO              N/A                  N/A

OF RAISED FUNDS

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Qianfeng Electronics Co., Ltd.

  TICKER:               600733                            CUSIP:   Y1306F108

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF DEBT SETTLEMENT                 ISSUER            YES             FOR                  FOR

AGREEMENT WITH BEIJING XIEXIN INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Qianfeng Electronics Co., Ltd.

  TICKER:               600733                            CUSIP:   Y1306F108

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 DUTY PERFORMANCE REPORT OF         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE OF BOARD OF DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #8: APPROVE RE-APPOINTMENT OF SICHUAN HUAXIN        ISSUER            YES             FOR                  FOR

 (GROUP) CPA FIRM AND DETERMINATION OF REMUNERATION

PROPOSAL #9: APPROVE CORRECTION ON MAJOR ACCOUNTING          ISSUER            YES             FOR                  FOR

ERRORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Santai Holding Group Co., Ltd.

  TICKER:               002312                            CUSIP:   Y1309L102

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHEN HONG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT LUO HONG AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FORMULATION OF EXTERNAL                       ISSUER            YES             FOR                  FOR

INVESTMENT MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Santai Holding Group Co., Ltd.

  TICKER:               002312                            CUSIP:   Y1309L102

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF TEMPORARY IDLE OWN FUNDS         ISSUER            YES             FOR                  FOR

AND RAISED FUNDS TO CONDUCT CASH MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Santai Holding Group Co., Ltd.

  TICKER:               002312                            CUSIP:   Y1309L102

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

RELATED PARTY SICHUAN JINTOU FINANCE ELECTRONIC

SERVICE CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Santai Holding Group Co., Ltd.

  TICKER:               002312                            CUSIP:   Y1309L102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE POSTPONEMENT TO RESUMPTION OF            ISSUER            YES             FOR                  FOR

TRADING IN CONNECTION TO ASSETS PURCHASE BY ISSUANCE

OF NEW SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Santai Holding Group Co., Ltd.

  TICKER:               002312                            CUSIP:   Y1309L102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 BANK COMPREHENSIVE CREDIT          ISSUER            YES             FOR                  FOR

LINE APPLICATION

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Westone Information Industry Inc.

  TICKER:               002268                            CUSIP:   Y95366103

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES


 

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH CHINA ELECTRONICS

TECHNOLOGY NETWORK INFORMATION SECURITY LTD., CHINA

ELECTRONICS TECHNOLOGY INVESTMENT HOLDINGS CO., LTD.

AND SICHUAN SANXIN VENTURE CAPITAL CO., LTD.

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH 7 SPECIFIC TARGETS

INCLUDING AVIC CAPITAL HOLDINGS LTD. IN CONNECTION TO

 PRIVATE PLACEMENT

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY CHINA ELECTRONICS TECHNOLOGY NETWORK

INFORMATION SECURITY LTD. AND PERSONS ACTING IN

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE RESPONSIBILITY UNDERTAKING                ISSUER            YES             FOR                  FOR

AGREEMENT WITH CONNECTION TO THE PROFIT FORECAST

COMPENSATION AGREEMENT IN THE PURCHASE OF EQUITY OF

SANLING SHENG'AN, SANLING RUITONG AND SANLING JIAWEI

VIA SHARE ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Westone Information Industry Inc.

  TICKER:               002268                            CUSIP:   Y95366103

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE FINANCIAL SERVICES AGREEMENT              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND CHINA ELECTRONICS TECHNOLOGY

FINANCE CO., LTD

PROPOSAL #8: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Westone Information Industry Inc.

  TICKER:               002268                            CUSIP:   Y95366103

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF SHARES


 

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER             NO              N/A                  N/A

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER             NO              N/A                  N/A

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.8: APPROVE USE OF PROCEEDS                                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER             NO              N/A                  N/A

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER             NO              N/A                  N/A

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Xingrong Environment Co., Ltd.

  TICKER:               000598                            CUSIP:   Y1R189102

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 ISSUANCE OF CORPORATE BONDS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.1: APPROVE ISSUE SCALE AND ISSUE MANNER           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE BOND INTEREST RATE OR METHOD          ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #1.5: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS


 

PROPOSAL #1.7: APPROVE GUARANTEE ARRANGEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE LISTING ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: APPROVE METHOD FOR THE REPAYMENT OF            ISSUER            YES             FOR                  FOR

PRINCIPAL AND INTEREST

PROPOSAL #1.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #1.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #3: APPROVE REMOVAL OF YANG GUANG AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Xingrong Environment Co., Ltd.

  TICKER:               000598                            CUSIP:   Y1R189102

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LI BENWEN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Xingrong Environment Co., Ltd.

  TICKER:               000598                            CUSIP:   Y1R189102

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF EXTERNAL         ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Xingrong Environment Co., Ltd.

  TICKER:               000598                            CUSIP:   Y1R189102

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD REGARDING ISSUANCE AND LISTING OF H SHARES

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

AMEND 2016-2018 RECURRENT RELATED PARTY TRANSACTION

FRAMEWORK AGREEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Xinzhu Road and Bridge Machinery Co Ltd

  TICKER:               002480                            CUSIP:   Y1317Z101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE EXPANSION OF BUSINESS SCOPE                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANKS AND OTHER FINANCIAL

INSTITUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengdu Xinzhu Road and Bridge Machinery Co Ltd

  TICKER:               002480                            CUSIP:   Y1317Z101

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL OF EQUITY OF SUBSIDIARY        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CHANGE BUSINESS SCOPE                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengshang Group Co., Ltd.

  TICKER:               600828                            CUSIP:   Y13065100

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR MAJOR ASSETS PURCHASE COMPLIES WITH RELEVANT LAWS

 AND REGULATIONS

PROPOSAL #2: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #3.00: APPROVE MAJOR ASSET PURCHASE PLAN               ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: APPROVE OVERALL PLAN, TRANSACTION              ISSUER            YES             FOR                  FOR

ASSETS, TRANSACTION OBJECT AND TRANSACTION PRICE

PROPOSAL #3.02: APPROVE TARGET TRANSACTION PRICE AND         ISSUER            YES             FOR                  FOR

PRICE BASIS

PROPOSAL #3.03: APPROVE CASH PAYMENT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE CLOSING COMPLETION DATE                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.05: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.06: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.07: APPROVE TRANSFER OF OWNERSHIP OF THE         ISSUER            YES             FOR                  FOR

UNDERLYING ASSET AND THE LIABILITY FOR BREACH OF

CONTRACTUAL OBLIGATIONS

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

MAJOR ASSETS PURCHASE AND ITS SUMMARY

PROPOSAL #5: APPROVE RELEVANT AUDIT REPORT, REMARKS          ISSUER            YES             FOR                  FOR

AUDIT REPORT AND EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #6: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT AND ITS SUPPLEMENTAL AGREEMENT WITH

TRANSACTION OBJECTS

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET PURCHASE OF LISTED

COMPANIES

PROPOSAL #8: APPROVE APPLICATION OF LOAN BY                        ISSUER            YES             FOR                  FOR

CHENGSHANG GROUP HOLDING CO., LTD FROM SHENZHEN MAOYE

 DEPARTMENT STORE CO., LTD

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #10: APPROVE PROVISION OF JOINT                              ISSUER            YES             FOR                  FOR

RESPONSIBILITY GUARANTEES TO MAJOR ASSET PURCHASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengshang Group Co., Ltd.

  TICKER:               600828                            CUSIP:   Y13065100

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CNY 1.4 BILLION M        ISSUER            YES             FOR                  FOR

 & A LOAN BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE PROVISION OF PERIODIC GUARANTEE         ISSUER            YES             FOR                  FOR

FOR THE M & A LOAN OF WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengshang Group Co., Ltd.

  TICKER:               600828                            CUSIP:   Y13065100

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL DUE TO

COMPLETION OF ISSUANCE OF SHARES TO PURCHASE ASSETS

PROPOSAL #2: APPROVE CHANGE COMPANY NAME AND AMEND            ISSUER            YES             FOR                  FOR

ARTICLES OF ASSOCIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO CHANGE BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengtun Mining Group Co Ltd.

  TICKER:               600711                            CUSIP:   Y9722H103

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ELECT FANG XING AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengtun Mining Group Co Ltd.

  TICKER:               600711                            CUSIP:   Y9722H103

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES         AGAINST           AGAINST

FOR PRIVATE PLACEMENT OF NEW SHARES COMPLIES WITH

RELEVANT LAWS AND REGULATIONS

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.02: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.03: APPROVE ISSUE MANNER                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES         AGAINST           AGAINST

PRICING BASIS

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE PLAN ON 2016 PRIVATE PLACEMENT          ISSUER            YES         AGAINST           AGAINST

OF NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE 2016 CONDITIONAL SHARES                       ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH SHENGTUN GROUP, JINYING

FUNDS, YONGCHENG INSURANCE, GUOMAO ASSETS MANAGEMENT,

 TAISHENG HONGMING, HONGYUAN HUIXIN, KECHUANG JIAYUAN

 IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE COUNTER-DILUTION RISK ALERT AND         ISSUER            YES         AGAINST           AGAINST

RELATED MEASURES IN CONNECTION TO THE PRIVATE

PROPOSAL #9: APPROVE COMMITMENT FROM CONTROLLING                ISSUER            YES         AGAINST           AGAINST

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS, SENIOR MANAGEMENT MEMBERS REGARDING 

COUNTER-DILUTION RISK ALERT AND RELATED MEASURES IN

CONNECTION TO THE 2016 PRIVATE PLACEMENT

PROPOSAL #10: APPROVE ESTABLISHMENT OF SPECIAL                   ISSUER            YES         AGAINST           AGAINST

ACCOUNT FOR RAISED FUNDS

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #14: APPROVE 2015 PROFIT DISTRIBUTION                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE RE-APPOINTMENT OF BEIJING                 ISSUER            YES             FOR                  FOR

ZHONGZHENG TIANTONG CPAS AS 2016 FINANCIAL AUDITOR

AND TO FIX THEIR REMUNERATION

PROPOSAL #16: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #17: APPROVE SPECIAL AUDIT REPORT ON                     ISSUER            YES             FOR                  FOR

COMMITMENT PROFIT ACHIEVEMENT

PROPOSAL #18: APPROVE 2015 SOCIAL RESPONSIBILITY                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #19: APPROVE 2015 INTERNAL CONTROL SELF-               ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #20: APPROVE 2015 DUTY PERFORMANCE REPORT OF        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #21: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

WHOLLY-OWNED AND CONTROLLED SUBSIDIARIES

PROPOSAL #22: APPROVE AUTHORIZATION OF COMPANY                   ISSUER            YES             FOR                  FOR

MANAGEMENT TO INVEST IN SHORT-TERM FINANCIAL PRODUCTS

PROPOSAL #23: APPROVE COMMITMENT MATTER ABOUT                     ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY GUIZHOU HUAJIN MINING CO., LTD

PROPOSAL #24: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengtun Mining Group Co Ltd.

  TICKER:               600711                            CUSIP:   Y9722H103

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO SHAREHOLDER SHARE         ISSUER            YES             FOR                  FOR

PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengzhi Co., Ltd.

  TICKER:               000990                            CUSIP:   Y1307C104

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING JOINT CAPITAL INJECTION TO SUBSIDIARY WITH

RELATED PARTY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SALE OF EQUITY OF SUBSIDIARY

PROPOSAL #3: APPROVE RE-SIGNING OF FINANCIAL SERVICE         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TSINGHUA HOLDINGS GROUP FINANCE

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE RELATED MATTERS

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY ZHUHAI CHENGZHITONG

DEVELOPMENT CO., LTD.

PROPOSAL #5.1: APPROVE PROVISION OF GUARANTEE FOR THE        ISSUER            YES             FOR                  FOR

 CREDIT LINES APPLIED BY WHOLLY-OWNED SUBSIDIARY

ZHUHAI CHENGZHITONG DEVELOPMENT CO., LTD. FROM CHINA

MINSHENG BANKING CORP., LTD., ZHUHAI BRANCH


 

PROPOSAL #5.2: APPROVE PROVISION OF GUARANTEE FOR THE        ISSUER            YES             FOR                  FOR

 CREDIT LINES APPLIED BY WHOLLY-OWNED SUBSIDIARY

ZHUHAI CHENGZHITONG DEVELOPMENT CO., LTD. FROM HUAXIA

 BANK CO., LTD. ZHUHAI BRANCH

PROPOSAL #5.3: APPROVE PROVISION OF GUARANTEE FOR THE        ISSUER            YES             FOR                  FOR

 CREDIT LINES APPLIED BY WHOLLY-OWNED SUBSIDIARY

ZHUHAI CHENGZHITONG DEVELOPMENT CO., LTD. FROM BANK

OF EAST ASIA (CHINA) CO., LTD. ZHUHAI BRANCH

PROPOSAL #5.4: APPROVE PROVISION OF GUARANTEE FOR THE        ISSUER            YES             FOR                  FOR

 CREDIT LINES APPLIED BY WHOLLY-OWNED SUBSIDIARY

ZHUHAI CHENGZHITONG DEVELOPMENT CO., LTD. FROM

AGRICULTURAL BANK OF CHINA HUHAI GONGBEI BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengzhi Co., Ltd.

  TICKER:               000990                            CUSIP:   Y1307C104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE APPLICATION OF BANK CREDIT              ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 350 MILLION, FROM INDUSTRIAL AND

 COMMERCIAL BANK OF CHINA NANCHANG STATION FRONT ROAD

 BRANCH

PROPOSAL #6.2: APPROVE APPLICATION OF BANK CREDIT              ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 100 MILLION, FROM BANK OF

COMMUNICATIONS JIANGXI BRANCH

PROPOSAL #6.3: APPROVE APPLICATION OF BANK CREDIT              ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 200 MILLION, FROM BANK OF CHINA

NANCHANG NANHU BRANCH

PROPOSAL #6.4: APPROVE APPLICATION OF BANK CREDIT              ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 200 MILLION, FROM CHINA

CONSTRUCTION BANK NANCHANG DONGHU BRANCH

PROPOSAL #6.5: APPROVE APPLICATION OF BANK CREDIT              ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 100 MILLION, FROM CHINA

MERCHANTS BANK NANCHANG BRANCH

PROPOSAL #6.6: APPROVE APPLICATION OF BANK CREDIT              ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 50 MILLION, FROM CHINA

EVERBRIGHT BANK NANCHANG BRANCH

PROPOSAL #6.7: APPROVE APPLICATION OF BANK CREDIT              ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 80 MILLION, FROM HUA XIA BANK

NANCHANG BRANCH

PROPOSAL #6.8: APPROVE APPLICATION OF BANK CREDIT              ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 100 MILLION, FROM BANK OF

BEIJING NANCHANG BRANCH

PROPOSAL #6.9: APPROVE APPLICATION OF BANK CREDIT              ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 200 MILLION, FROM PING AN BANK

BEIJING BRANCH

PROPOSAL #6.10: APPROVE APPLICATION OF BANK CREDIT            ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 200 MILLION, FROM CHINA MINSHENG

 BANK HEADQUARTER BRANCH


 

PROPOSAL #6.11: APPROVE APPLICATION OF BANK CREDIT            ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 200 MILLION, FROM POSTAL SAVINGS

 BANK OF CHINA NANCHANG BRANCH

PROPOSAL #6.12: APPROVE APPLICATION OF BANK CREDIT            ISSUER            YES             FOR                  FOR

LINES, AMOUNT TO CNY 50 MILLION, FROM INDUSTRIAL BANK

 CO NANCHANG BRANCH

PROPOSAL #7.1: APPROVE GUARANTEE PROVISION FOR THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 280

MILLION, APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT

CO., LTD FROM  BANK OF COMMUNICATIONS ZHUHAI BRANCH

PROPOSAL #7.2: APPROVE GUARANTEE PROVISION FOR THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 250

MILLION, APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT

CO., LTD FROM BANK OF CHINA ZHUHAI BRANCH

PROPOSAL #7.3: APPROVE GUARANTEE PROVISION FOR THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 200

MILLION, APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT

CO., LTD FROM PING AN BANK ZHUHAI BRANCH

PROPOSAL #7.4: APPROVE GUARANTEE PROVISION FOR THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 230

MILLION, APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT

CO., LTD FROM AGRICULTURAL BANK OF CHINA ZHUHAI

PROPOSAL #7.5: APPROVE GUARANTEE PROVISION FOR THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 150

MILLION, APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT

CO., LTD FROM  SHANGHAI PUDONG DEVELOPMENT BANK

PROPOSAL #7.6: APPROVE GUARANTEE PROVISION FOR THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 80 MILLION,

 APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT CO., LTD

FROM ZHUHAI HUARUN BANK

PROPOSAL #7.7: APPROVE GUARANTEE PROVISION FOR THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 150

MILLION, APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT

CO., LTD FROM CHINA CONSTRUCTION BANK ZHUHAI BRANCH

PROPOSAL #7.8: APPROVE GUARANTEE PROVISION FOR THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 80 MILLION,

 APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT CO., LTD

FROM CHINA CITIC BANK ZHUHAI BRANCH

PROPOSAL #7.9: APPROVE GUARANTEE PROVISION FOR THE            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 80 MILLION,

 APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT CO., LTD

FROM GUANGDONG NANYUE BANK ZHUHAI BRANCH

PROPOSAL #7.10: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 100

MILLION, APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT

CO., LTD FROM  HUA XIA BANK ZHUHAI BRANCH

PROPOSAL #7.11: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 200

MILLION, APPLIED BY ZHUHAI CHENGZHITONG DEVELOPMENT

CO., LTD FROM  BANK OF BOHAI FUZHOU BRANCH

PROPOSAL #7.12: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 60 MILLION,

 APPLIED BY BEIJING CHENGZHI LIHUA TECHNOLOGY

DEVELOPMENT CO., LTD FROM CHINA CONSTRUCTION BANK

BEIJING CENTERGATE BRANCH

PROPOSAL #7.13: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 30 MILLION,

 APPLIED BY BEIJING CHENGZHI LIHUA TECHNOLOGY

DEVELOPMENT CO., LTD FROM  BANK OF BEIJING QINGHUA

PARK BRANCH


 

PROPOSAL #7.14: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 50 MILLION,

 APPLIED BY BEIJING CHENGZHI LIHUA TECHNOLOGY

DEVELOPMENT CO., LTD FROM  BANK OF TIANJIN BEIJING

BRANCH

PROPOSAL #7.15: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 60 MILLION,

 APPLIED BY BEIJING CHENGZHI LIHUA TECHNOLOGY

DEVELOPMENT CO., LTD FROM  PING AN BANK BEIJING

PROPOSAL #7.16: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 35 MILLION,

 APPLIED BY BEIJING CHENGZHI LIHUA TECHNOLOGY

DEVELOPMENT CO., LTD FROM  BEIJING RURAL COMMERCIAL

BANK CENTERGATE BRANCH

PROPOSAL #7.17: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 20 MILLION,

 APPLIED BY SHIJIAZHUANG CHENGZHI YONGHUA DISPLAY

MATERIAL CO., LTD FROM BANK OF HEBEI CHANGAN BRANCH

PROPOSAL #7.18: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 30 MILLION,

 APPLIED BY SHIJIAZHUANG CHENGZHI YONGHUA DISPLAY

MATERIAL CO., LTD FROM CHINA CONSTRUCTION BANK HEBEI

BRANCH

PROPOSAL #7.19: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 35 MILLION,

 APPLIED BY SHIJIAZHUANG CHENGZHI YONGHUA DISPLAY

MATERIAL CO., LTD FROM CHINA CITIC BANK SHIJIAZHUANG

BRANCH

PROPOSAL #7.20: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 20 MILLION,

 APPLIED BY SHIJIAZHUANG CHENGZHI YONGHUA DISPLAY

MATERIAL CO., LTD FROM  CHINA MINSHENG BANK

SHIJIAZHUANG BRANCH

PROPOSAL #7.21: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 30 MILLION,

 APPLIED BY SHIJIAZHUANG CHENGZHI YONGHUA DISPLAY

MATERIAL CO., LTD FROM BANK OF COMMUNICATIONS HEBEI

BRANCH

PROPOSAL #7.22: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 30 MILLION,

 APPLIED BY SHIJIAZHUANG CHENGZHI YONGHUA DISPLAY

MATERIAL CO., LTD FROM BANK OF BEIJNG SHIJIAZHUANG

BRANCH

PROPOSAL #7.23: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 60 MILLION,

 APPLIED BY ANHUI JINSHANG DISPLAY GLASS CO., LTD

FROM INDUSTRIAL AND COMMERCIAL BANK OF CHINA, BENGBU

ZHONGSHAN BRANCH

PROPOSAL #7.24: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES, AMOUNT TO CNY 90 MILLION,

 APPLIED BY ANHUI JINSHANG DISPLAY GLASS CO., LTD

FROM CHINA CONSTRUCTION BANK PENGBU BRANCH

PROPOSAL #8: APPROVE AUDIT WORK SUMMARY AND OPINION          ISSUER            YES             FOR                  FOR

ON APPOINTMENT OF 2016 AUDITOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE MANAGEMENT SYSTEM OF TARGET              ISSUER            YES             FOR                  FOR

REMUNERATION OF SENIOR MANAGEMENT

PROPOSAL #11: APPROVE ADJUSTMENT ON REMUNERATION OF          ISSUER            YES             FOR                  FOR

PARTIAL DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chengzhi Co., Ltd.

  TICKER:               000990                            CUSIP:   Y1307C104

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AND CAPITAL INCREASE        ISSUER            YES             FOR                  FOR

 AGREEMENT IN ANHUI BAOLONG ENVIRONMENTAL PROTECTION

TECHNOLOGY CO., LTD.

PROPOSAL #2: APPROVE ACQUISITION OF 15% EQUITY IN              ISSUER            YES             FOR                  FOR

ANHUI JINSHANG DISPLAY GLASS CO., LTD.

PROPOSAL #3.1: ELECT LEI LIN AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chenzhou City Jingui Silver Industry Co Ltd

  TICKER:               002716                            CUSIP:   Y1307D102

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHAO DEJUN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LIU CHENGMENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chenzhou City Jingui Silver Industry Co Ltd

  TICKER:               002716                            CUSIP:   Y1307D102

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION TO HANDLE MATTERS         ISSUER            YES             FOR                  FOR

ON FINANCING

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chenzhou City Jingui Silver Industry Co Ltd

  TICKER:               002716                            CUSIP:   Y1307D102

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING METHOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ADJUSTMENT TO ISSUE SIZE AND          ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #6: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #9: APPROVE UNDERTAKINGS OF REMEDIAL                     ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE WHITEWASH WAIVER AND RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: APPROVE EMPLOYEE SHARE PURCHASE PLAN            ISSUER            YES             FOR                  FOR

(DRAFT) AND SUMMARY

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chi Mei Materials Technology Corp

  TICKER:               4960                                CUSIP:   Y1405C105

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT HE,CHAO-YANG WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 4174 AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #2.2: ELECT HSU,CHUN-HUA, REPRESENTING                 ISSUER            YES             FOR                  FOR

CHIMEI CORPORATION WITH SHAREHOLDER NO. 1 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #2.3: ELECT LIN,JUNG-CHUN, REPRESENTING                ISSUER            YES             FOR                  FOR

CHIMEI CORPORATION WITH SHAREHOLDER NO. 1,AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #2.4: ELECT LIANG,YI-PAN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.496 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #2.5: ELECT LIANG,CHI-PAN WITH ID NO.                   ISSUER            YES             FOR                  FOR

N12120XXXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #2.6: ELECT CHEN,CHUN-HSIUNG WITH ID NO.              ISSUER            YES             FOR                  FOR

P12030XXXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #2.7: ELECT LIN,HSIEN-LANG WITH ID                        ISSUER            YES             FOR                  FOR

NO.D10016XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #2.8: ELECT CHANG,SHENG-YEN WITH ID NO.                ISSUER            YES             FOR                  FOR

D10043XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #2.9: ELECT HUANG,KUANG-TSE WITH ID NO.                ISSUER            YES             FOR                  FOR

A12353XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chia Hsin Cement Corp.

  TICKER:               1103                                CUSIP:   Y1329H107

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: APPROVE SHAREHOLDER PROPOSAL ON CAPITAL    SHAREHOLDER        YES         AGAINST               N/A

REDUCTION

PROPOSAL #6.1: ELECT  ZHANG,GANG-LUN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 141643 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT CHEN,QI-DE WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

76289 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT PAN HOWARD WEI-HAO, A                          ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF CHIA HSIN INTERNATIONAL CO.  WITH

SHAREHOLDER NO. 559 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT WANG,XUN-HUI A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CHIA HSIN INTERNATIONAL CO. WITH SHAREHOLDER NO. 559

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT HUANG,CHUN-YI WITH SHAREHOLDER          ISSUER             NO              N/A                  N/A

NO. 152149 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT SU,GUA-TENG WITH ID NO.                       ISSUER            YES             FOR                  FOR

C100470XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT CHEN,JIA-SHENG, WITH ID NO.                ISSUER            YES             FOR                  FOR

C101282XXX AS INDEPENDENT DIRECTOR


 

PROPOSAL #6.8: ELECT CHEN,GUAN-MING WITH ID NO.                 ISSUER            YES             FOR                  FOR

A120229XXX AS INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chicony Electronics Co., Ltd.

  TICKER:               2385                                CUSIP:   Y1364B106

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7.1: ELECT HSU, KUN-TAI WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.2: ELECT LIN, MAO-KUEI WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 36, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.3: ELECT LU, CHIN-CHUNG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 112, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT WEI, CHUAN-PIN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 12329, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT LIU, SONG-PIN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 28826, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.6: ELECT TSAI, MING-HSIEN WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 702, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.7: ELECT LIU, JIA-SHENG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 12, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.8: ELECT LEE, YEN-SUNG, WITH ID NO.                 ISSUER            YES             FOR                  FOR

H102119XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #7.9: ELECT LIN, MING-JI WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 84531 AS INDEPENDENT DIRECTOR

PROPOSAL #7.10: ELECT HUANG, CHIN-SHUN WITH                        ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 39, AS SUPERVISOR

PROPOSAL #7.11: ELECT HUNG CHENG-CHICH WITH ID NO.            ISSUER            YES             FOR                  FOR

D100584XXX, AS SUPERVISOR

PROPOSAL #7.12: ELECT CHANG, SU-TINE A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF DONG LING INVESTMENT CO LTD, WITH SHAREHOLDER NO.

 8456, AS SUPERVISOR

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chigo Holding Ltd.

  TICKER:               449                                  CUSIP:   G4463T101

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT HUANG XINGKE AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #2.2: ELECT LI XINGHAO AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #2.3: ELECT ZHENG ZUYI AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Aerospace Times Electronics Co., Ltd.

  TICKER:               600879                            CUSIP:   Y0018W102

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY ISSUANCE OF NEW SHARES TO SPECIFIC

PARTIES AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2.00: APPROVE COMPANY'S ASSETS PURCHASE BY         ISSUER            YES             FOR                  FOR

ISSUANCE OF NEW SHARES TO SPECIFIC PARTIES AS WELL AS

 RAISING SUPPORTING FUNDS AND RELATED PARTY

PROPOSAL #2.01: APPROVE TRANSACTION PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUANCE OF SHARES TO                     ISSUER            YES             FOR                  FOR

PURCHASE ASSETS

PROPOSAL #2.03: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TRANSACTION MANNER                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE TRANSACTION AMOUNT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #2.09: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE STAFF ARRANGEMENT                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD


 

PROPOSAL #2.13: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.14: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.15: APPROVE LISTING ON STOCK EXCHANGE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.16: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.17: APPROVE ISSUANCE OF SHARES TO RAISE          ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #2.18: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE IN CONNECTION TO

RAISING SUPPORTING FUNDS

PROPOSAL #2.20: APPROVE AMOUNT OF RAISED FUNDS AND            ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #2.21: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.22: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.23: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.24: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.25: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING

SUPPORTING FUNDS

PROPOSAL #2.26: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

CONSTITUTE AS MAJOR ASSET RESTRUCTURE AND RELATED

PARTY TRANSACTION BUT NOT BACKDOOR LISTING

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #5: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #6: APPROVE BASIS AND REASONABLENESS OF THE         ISSUER            YES             FOR                  FOR

TRANSACTION PRICE

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #8.00: APPROVE SIGNING OF RELEVANT                        ISSUER            YES             FOR                  FOR

CONDITIONAL AGREEMENT WITH TARGET PARTIES

PROPOSAL #8.01: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AGREEMENT

PROPOSAL #8.02: APPROVE LAND PURCHASING AND STORAGE          ISSUER            YES             FOR                  FOR

OF AEROSPACE ELECTRICAL GROUP CO., LTD.

PROPOSAL #8.03: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH CHINA AEROSPACE TIMES

ELECTRONICS CORPORATION

PROPOSAL #8.04: APPROVE SIGNING OF RESPECTIVE                     ISSUER            YES             FOR                  FOR

CONDITIONAL LEASE AGREEMENT WITH BEIJING XINGHUA

MACHINERY FACTORY, SHAANXI AEROSPACE NAVIGATION

EQUIPMENT CO., LTD. AND SHANXI CANGSONG MACHINERY


 

PROPOSAL #8.05: APPROVE SIGNING OF PATENT LICENSE              ISSUER            YES             FOR                  FOR

AGREEMENT WITH XI'AN INSTITUTE AEROSPACE PRECISION

ELECTROMECHANICAL INSTITUTE

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY CHINA AEROSPACE TIMES ELECTRONICS

CORPORATION AND PERSONS ACTING IN CONCERT

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Aerospace Times Electronics Co., Ltd.

  TICKER:               600879                            CUSIP:   Y0018W102

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #1.02: APPROVE AMOUNT OF RAISED FUNDS AND            ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #1.03: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Aerospace Times Electronics Co., Ltd.

  TICKER:               600879                            CUSIP:   Y0018W102

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL WORK REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CAPITALIZATION OF CAPITAL                   ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #5: APPROVE REMUNERATION OF AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 DAILY OPERATING RELATED-           ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #11: APPROVE 2016 APPOINTMENT OF FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #12: APPROVE 2016 APPOINTMENT OF INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #13: ELECT WANG PINGHUI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14: ELECT LIU ZEFU AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Agri-Industries Holdings Ltd.

  TICKER:               606                                  CUSIP:   Y1375F104

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: ELECT GU LIFENG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT SHI BO AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2C: ELECT YU XUBO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2D: ELECT PATRICK VINCENT VIZZONE AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5: AMEND COMPANY'S SHARE OPTION SCHEME                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Airlines Ltd.

  TICKER:               2610                                CUSIP:   Y1374F105

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR YU-HERN CHANG

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China All Access (Holdings) Ltd

  TICKER:               00633                              CUSIP:   G21134104

  MEETING DATE:   10/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSACTION AGREEMENT AND                   ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China All Access (Holdings) Ltd

  TICKER:               00633                              CUSIP:   G21134104

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENT AND            ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China All Access (Holdings) Ltd

  TICKER:               633                                  CUSIP:   G21134104

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT XIU ZHI BAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LAM KING HUNG PATRICK AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT FUNG KA KIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE HLB HODGSON IMPEY CHENG LIMITED         ISSUER            YES             FOR                  FOR

AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Animal Husbandry Industry Co., Ltd.

  TICKER:               600195                            CUSIP:   Y13765105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO PART OF ARTICLES          ISSUER            YES             FOR                  FOR

OF ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Automation Group Ltd.

  TICKER:               569                                  CUSIP:   G2112N111

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT KUANG JIAN PING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT WANG TAI WEN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Automotive Engineering Research Institute Co Ltd

  TICKER:               601965                            CUSIP:   Y1R20D109

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #8: APPROVE CHANGE IN PROVISION FOR ACCOUNTS        ISSUER            YES         AGAINST           AGAINST

 RECEIVABLE BAD DEBTS

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES         AGAINST           AGAINST

NEXT THREE YEARS (2016-2018)

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #12: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #14.01: ELECT LI MING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Aviation Optical-Electrical Technology Co., Ltd.

  TICKER:               002179                            CUSIP:   Y14228103

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CHANGE IN COMPANY'S ENGLISH NAME        ISSUER            YES             FOR                  FOR

 AND ENGLISH STOCK NAME

PROPOSAL #9: APPROVE APPLICATION OF ENTRUSTED LOAN            ISSUER            YES             FOR                  FOR

FROM AVICHINA INDUSTRY & TECHNOLOGY INDUSTRIAL CO.,

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Avionics Systems Co., Ltd.

  TICKER:               600372                            CUSIP:   Y44456104

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION STATEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND AMOUNT

PROPOSAL #9: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #10: APPROVE INTERNAL CONTROL AUDIT REPORT           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE SOCIAL RESPONSIBILITY REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Baoan Group Co., Ltd.

  TICKER:               000009                            CUSIP:   Y1394W104

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.01: ELECT CHEN ZHENGLI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #7.02: ELECT CHEN TAIQUAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #7.03: ELECT CHEN PING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.04: ELECT YANG LU AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.05: ELECT GUO CHAOHUI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.06: ELECT LIANG FAXIAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.07: ELECT LI YAO AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: ELECT LUO WENMING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: ELECT LI XINXIANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ALLOWANCE OF DIRECTORS AND                 ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Beidahuang Industry Group Holdings Ltd.

  TICKER:               00039                              CUSIP:   G2117W108

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BONUS ISSUE AND RELATED                       ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: ELECT ZHANG YUJIE AS DIRECTOR                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Beidahuang Industry Group Holdings Ltd.

  TICKER:               00039                              CUSIP:   G2117W108

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT LI JIANQING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT JIANG JIANCHENG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LI XIAOFENG AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE CHENG & CHENG LIMITED AS AUDITOR        ISSUER            YES             FOR                  FOR

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #10: APPROVE REFRESHMENT OF SCHEME MANDATE          ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Bills Finance Corp.

  TICKER:               2820                                CUSIP:   Y1391N107

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Bluechemical Ltd.

  TICKER:               3983                                CUSIP:   Y14251105

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITORS' REPORT

PROPOSAL #4: APPROVE 2015 PROPOSAL FOR DISTRIBUTION          ISSUER            YES             FOR                  FOR

OF PROFIT AND DECLARATION OF FINAL DIVIDEND

PROPOSAL #5: APPROVE 2016 BUDGET PROPOSALS                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS OVERSEAS AUDITORS AND

 DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC

ACCOUNTANTS LLP AS DOMESTIC AUDITORS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: ELECT CHENG CHI AS DIRECTOR AND                       ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #8: ELECT GUO XINJUN AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #9: ELECT YU CHANGCHUN AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #10: ELECT LIU JIANYAO AS SUPERVISOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED H SHARE         ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Bluechemical Ltd.

  TICKER:               3983                                CUSIP:   Y14251105

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Calxon Group Co., Ltd.

  TICKER:               000918                            CUSIP:   Y3768A106

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE ADJUSTMENT ON PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #3: APPROVE AMENDMENTS FOR PLAN ON 2015                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES (2ND REVISION)

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE TRANSFER OF EQUITY IN QIANGDAO          ISSUER            YES             FOR                  FOR

CALXON REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #6: APPROVE TERMINATION ON EMPLOYEE SHARE            ISSUER            YES             FOR                  FOR

PURCHASE PLAN

PROPOSAL #7: ELECT YANG JIPING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8: ELECT FANG MINGYI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9: APPROVE EXTERNAL GUARANTEE PROVISION TO    SHAREHOLDER        YES             FOR                  FOR

QINGDAO CALXON REAL ESTATE DEVELOPMENT CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Calxon Group Co., Ltd.

  TICKER:               000918                            CUSIP:   Y3768A106

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO CALXON        SHAREHOLDER        YES             FOR                  FOR

GROUP (SHANGHAI) CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Calxon Group Co., Ltd.

  TICKER:               000918                            CUSIP:   Y3768A106

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES         AGAINST           AGAINST

CNY 1.9 BILLION FINANCING SCHEME BY CONTROLLED

SUBSIDIARY

PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #3.1: ELECT CHEN SANLIAN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.2: ELECT LI ZUNNONG AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Calxon Group Co., Ltd.

  TICKER:               000918                            CUSIP:   Y3768A106

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH MAJOR SHAREHOLDER

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CAMC Engineering Co., Ltd.

  TICKER:               002051                            CUSIP:   Y14250107

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WANG DECHENG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CAMC Engineering Co., Ltd.

  TICKER:               002051                            CUSIP:   Y14250107

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 COMPREHENSIVE BANK CREDIT          ISSUER            YES             FOR                  FOR

LINE APPLICATION

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

AUDITOR'S REMUNERATION

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL,            ISSUER            YES             FOR                  FOR

EXPAND BUSINESS SCOPE AND AMEND ARTICLES OF

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #11.1: ELECT LUO YAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.2: ELECT LUO JIA MALONG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.3: ELECT ZHAO LIZHI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.4: ELECT ZHANG FUSHENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.1: ELECT GE ZHANGYIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.2: ELECT WANG DECHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.3: ELECT LI GUOQIANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.1: ELECT LI HUI AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #13.2: ELECT WANG GUOXING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #13.3: ELECT HUANG CUI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Chemical & Pharmaceutical Co., Ltd.

  TICKER:               1701                                CUSIP:   Y13965101

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS


 

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS AND CHANGE THE NAME TO

RULES AND PROCEDURES FOR ELECTION OF DIRECTORS

PROPOSAL #6: APPROVE RELEASE OF SHARES OF SUBSIDIARY         ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT SYUN SHENG WANG, WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 18, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.2: ELECT SYUN HUEI WANG, WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 19, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.3: ELECT SI YI JHENG, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 742, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT JING JHONG CAI, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF MR. WANG MINNING FOUNDATION MEMORIAL FOUNDATION,

WITH SHAREHOLDER NO. 74315, AS NON-INDEPENDENT

PROPOSAL #7.5: ELECT HONG SHOU CHEN, WITH ID                       ISSUER            YES             FOR                  FOR

NO.F120677XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #7.6: ELECT SU HUAN WU, WITH ID                              ISSUER            YES             FOR                  FOR

NO.A220287XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #7.7: ELECT MIN LI PEI, WITH ID NO.                       ISSUER            YES             FOR                  FOR

A222184XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

(INCLUDING INDEPENDENT DIRECTORS) AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Chengtong Development Group Ltd.

  TICKER:               00217                              CUSIP:   Y6704M100

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL SERVICES AGREEMENT AND        ISSUER            YES             FOR                  FOR

 RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Chengtong Development Group Ltd.

  TICKER:               217                                  CUSIP:   Y6704M100

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: ELECT ZHANG BIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT LEE MAN CHUN, TONY AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2C: ELECT HE JIA AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2D: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE BDO LIMITED AS AUDITORS AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Cifco Investment Co., Ltd.

  TICKER:               000996                            CUSIP:   Y3068B101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CHANGE REGISTERED ADDRESS AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Cinda Asset Management Co., Ltd.

  TICKER:               01359                              CUSIP:   Y1R34V103

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF SUPPLEMENTAL BONDS BY HAPPY LIFE

INSURANCE CO.,  LTD.

PROPOSAL #2: APPROVE ISSUANCE OF FINANCIAL BONDS FOR         ISSUER            YES             FOR                  FOR

2016 AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE ISSUANCE OF CAPITAL SUPPLEMENT          ISSUER            YES             FOR                  FOR

BONDS FOR 2016 AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Cinda Asset Management Co., Ltd.

  TICKER:               1359                                CUSIP:   Y1R34V103

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SPA AND RELATED TRANSACTIONS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CAPITAL INJECTION TO CHINA CINDA        ISSUER            YES             FOR                  FOR

 (HK) HOLDINGS COMPANY LIMITED

PROPOSAL #3: APPROVE 2014 REMUNERATION SETTLEMENT              ISSUER            YES             FOR                  FOR

SCHEME FOR DIRECTORS

PROPOSAL #4: APPROVE 2014 REMUNERATION SETTLEMENT              ISSUER            YES             FOR                  FOR

SCHEME FOR SUPERVISORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Cinda Asset Management Co., Ltd.

  TICKER:               1359                                CUSIP:   Y1R34V103

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE TYPE OF PREFERENCE SHARES TO          ISSUER            YES             FOR                  FOR

BE ISSUED IN RELATION TO NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #1.2: APPROVE NUMBER OF PREFERENCE SHARES TO        ISSUER            YES             FOR                  FOR

 BE ISSUED AND ISSUE SIZE IN RELATION TO NON-PUBLIC

ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUE PRICE IN          ISSUER            YES             FOR                  FOR

RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #1.4: APPROVE MATURITY IN RELATION TO NON-           ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #1.5: APPROVE METHOD OF ISSUANCE AND TARGET         ISSUER            YES             FOR                  FOR

INVESTORS IN RELATION TO NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #1.6: APPROVE LOCK-UP PERIOD IN RELATION TO         ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #1.7: APPROVE DIVIDEND DISTRIBUTION TERMS IN        ISSUER            YES             FOR                  FOR

 RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #1.8: APPROVE TERMS OF MANDATORY CONVERSION         ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #1.9: APPROVE TERMS OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

REDEMPTION IN RELATION TO NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #1.10: APPROVE RESTRICTIONS AND TERMS OF              ISSUER            YES             FOR                  FOR

RESTORATION OF VOTING RIGHTS IN RELATION TO NON-

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #1.11: APPROVE ORDER OF DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

PROCEDURES FOR LIQUIDATION IN RELATION TO NON-PUBLIC

ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #1.12: APPROVE RATING ARRANGEMENTS IN                   ISSUER            YES             FOR                  FOR

RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #1.13: APPROVE SECURITY ARRANGEMENTS IN                ISSUER            YES             FOR                  FOR

RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #1.14: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #1.15: APPROVE LISTING OR TRADING                          ISSUER            YES             FOR                  FOR

ARRANGEMENTS IN RELATION TO NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #1.16: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #1.17: APPROVE MATTERS RELATING TO THE                 ISSUER            YES             FOR                  FOR

AUTHORIZATION FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE

 PREFERENCE SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Cinda Asset Management Co., Ltd.

  TICKER:               1359                                CUSIP:   Y1R34V103

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL ACCOUNT              ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FIXED ASSETS INVESTMENT              ISSUER            YES             FOR                  FOR

BUDGET

PROPOSAL #6.1: ELECT HOU JIANHANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT ZANG JINGFAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT CHEN XIAOZHOU AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT LI HONGHUI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: ELECT SONG LIZHONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.6: ELECT XIAO YUPING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: ELECT YUAN HONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.8: ELECT LU SHENGLIANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.9: ELECT CHANG TSO TUNG, STEPHEN AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.10: ELECT XU DINGBO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6.11: ELECT ZHU WUXIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.12: ELECT SUN BAOWEN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT GONG JIANDE AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT LIU YANFEN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT LI CHUN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7.4: ELECT ZHANG ZHENG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP AND          ISSUER            YES             FOR                  FOR

ERNST & YOUNG AS THE ONSHORE AND OFFSHORE ACCOUNTING

FIRMS

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10.1: APPROVE TYPE OF PREFERENCE SHARES TO         ISSUER            YES             FOR                  FOR

BE ISSUED IN RELATION TO NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #10.2: APPROVE NUMBER OF PREFERENCE SHARES          ISSUER            YES             FOR                  FOR

TO BE ISSUED AND ISSUE SIZE IN RELATION TO NON-PUBLIC

 ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #10.3: APPROVE PAR VALUE AND ISSUE PRICE IN         ISSUER            YES             FOR                  FOR

RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES


 

PROPOSAL #10.4: APPROVE MATURITY IN RELATION TO NON-         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #10.5: APPROVE METHOD OF ISSUANCE AND TARGET        ISSUER            YES             FOR                  FOR

 INVESTORS IN RELATION TO NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #10.6: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #10.7: APPROVE DIVIDEND DISTRIBUTION TERMS          ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #10.8: APPROVE TERMS OF MANDATORY CONVERSION        ISSUER            YES             FOR                  FOR

 IN RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #10.9: APPROVE TERMS OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

REDEMPTION IN RELATION TO NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #10.10: APPROVE RESTRICTIONS AND TERMS OF            ISSUER            YES             FOR                  FOR

RESTORATION OF VOTING RIGHTS IN RELATION TO NON-

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #10.11: APPROVE ORDER OF DISTRIBUTION AND            ISSUER            YES             FOR                  FOR

PROCEDURES FOR LIQUIDATION IN RELATION TO NON-PUBLIC

ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #10.12: APPROVE RATING ARRANGEMENTS IN                 ISSUER            YES             FOR                  FOR

RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #10.13: APPROVE SECURITY ARRANGEMENTS IN              ISSUER            YES             FOR                  FOR

RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #10.14: APPROVE USE OF PROCEEDS IN RELATION         ISSUER            YES             FOR                  FOR

TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #10.15: APPROVE LISTING OR TRADING                        ISSUER            YES             FOR                  FOR

ARRANGEMENTS IN RELATION TO NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #10.16: APPROVE RESOLUTION VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #10.17: APPROVE MATTERS RELATING TO THE                ISSUER            YES             FOR                  FOR

AUTHORIZATION FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE

 PREFERENCE SHARES

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               601998                            CUSIP:   Y1434M108

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN RELATION TO THE PRIVATE PLACEMENT OF A

PROPOSAL #2: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

OF THE BOARD TO HANDLE MATTERS IN RELATION TO THE

PRIVATE PLACEMENT OF A SHARES

PROPOSAL #3: ELECT ZHANG YANLING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CAO GUOQIANG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               601998                            CUSIP:   Y1434M108

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN RELATION TO THE PRIVATE PLACEMENT OF A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               998                                  CUSIP:   Y1434M108

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHEN LIHUA AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT HE CAO AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT HUANG FANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT WAN LIMING AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               998                                  CUSIP:   Y1434M108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF THE VALIDITY PERIOD        ISSUER            YES             FOR                  FOR

 OF THE RESOLUTION IN RELATION TO THE NON-PUBLIC

OFFERING OF PREFERENCE SHARES

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION                 ISSUER            YES             FOR                  FOR

PERIOD OF THE BOARD TO HANDLE ALL MATTERS RELATED TO

NON-PUBLIC OFFERING OF PREFERENCE SHARES

PROPOSAL #3: APPROVE ADJUSTMENT OF VALIDITY PERIOD OF        ISSUER            YES             FOR                  FOR

 RESOLUTION IN RELATION TO THE NON-PUBLIC OFFERING OF

 PREFERENCE SHARES

PROPOSAL #4: APPROVE ADJUSTMENT OF AUTHORIZATION                ISSUER            YES             FOR                  FOR

PERIOD TO THE BOARD TO HANDLE ALL MATTERS RELATED TO

NON-PUBLIC OFFERING OF PREFERENCE SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               998                                  CUSIP:   Y1434M108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL BUDGET PLAN                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ENGAGEMENT OF ACCOUNTING FIRMS          ISSUER            YES             FOR                  FOR

AND THEIR SERVICES FEES

PROPOSAL #8: APPROVE THE SPECIAL REPORT ON RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS OF CHINA CITIC BANK CORPORATION

LIMITED

PROPOSAL #9: APPROVE ADJUSTMENT OF ANNUAL CAP OF                ISSUER            YES             FOR                  FOR

RELATED PARTY CONTINUING CONNECTED TRANSACTIONS FOR

YEARS 2016-2017

PROPOSAL #10: APPROVE GENERAL MANDATE TO ISSUE DEBT          ISSUER            YES             FOR                  FOR

SECURITIES

PROPOSAL #11: APPROVE EXTENSION OF THE VALIDITY                 ISSUER            YES             FOR                  FOR

PERIOD OF THE RESOLUTION IN RELATION TO THE NON-

PUBLIC OFFERING OF PREFERENCE SHARES

PROPOSAL #12: APPROVE EXTENSION OF AUTHORIZATION                ISSUER            YES             FOR                  FOR

PERIOD OF THE BOARD TO HANDLE ALL MATTERS RELATED TO

NON-PUBLIC OFFERING OF PREFERENCE SHARES

PROPOSAL #13: APPROVE DILUTION OF IMMEDIATE RETURNS          ISSUER            YES             FOR                  FOR

DUE TO ISSUANCE OF PREFERENCE SHARES

PROPOSAL #14: APPROVE ADJUSTMENT OF VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

OF RESOLUTION IN RELATION TO THE NON-PUBLIC OFFERING

OF PREFERENCE SHARES

PROPOSAL #15: APPROVE ADJUSTMENT OF AUTHORIZATION              ISSUER            YES             FOR                  FOR

PERIOD TO THE BOARD TO HANDLE ALL MATTERS RELATED TO

NON-PUBLIC OFFERING OF PREFERENCE SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               601998                            CUSIP:   Y1434M116

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT SHU YANG AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               601998                            CUSIP:   Y1434M116

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF THE VALIDITY PERIOD        ISSUER            YES             FOR                  FOR

 OF THE RESOLUTION IN RELATION TO THE PRIVATE

PLACEMENT OF A SHARES

PROPOSAL #2: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

OF THE BOARD TO HANDLE MATTERS IN RELATION TO THE

PRIVATE PLACEMENT OF A SHARES

PROPOSAL #3: ELECT ZHANG YANLING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CAO GUOQIANG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               601998                            CUSIP:   Y1434M116

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF THE VALIDITY PERIOD        ISSUER            YES             FOR                  FOR

 OF THE RESOLUTION IN RELATION TO THE PRIVATE

PLACEMENT OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               998                                  CUSIP:   Y1434M116

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHEN LIHUA AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT HE CAO AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT HUANG FANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT WAN LIMING AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               998                                  CUSIP:   Y1434M116

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL BUDGET PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ENGAGEMENT OF ACCOUNTING FIRMS          ISSUER            YES             FOR                  FOR

AND THEIR SERVICES FEES

PROPOSAL #8: APPROVE THE SPECIAL REPORT ON RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS OF CHINA CITIC BANK CORPORATION

LIMITED

PROPOSAL #9: APPROVE ADJUSTMENT OF ANNUAL CAP OF                ISSUER            YES             FOR                  FOR

RELATED PARTY CONTINUING CONNECTED TRANSACTIONS FOR

YEARS 2016-2017

PROPOSAL #10: APPROVE GENERAL MANDATE TO ISSUE DEBT          ISSUER            YES             FOR                  FOR

SECURITIES

PROPOSAL #11: APPROVE EXTENSION OF THE VALIDITY                 ISSUER            YES             FOR                  FOR

PERIOD OF THE RESOLUTION IN RELATION TO THE NON-

PUBLIC OFFERING OF PREFERENCE SHARES

PROPOSAL #12: APPROVE EXTENSION OF AUTHORIZATION                ISSUER            YES             FOR                  FOR

PERIOD OF THE BOARD TO HANDLE ALL MATTERS RELATED TO

NON-PUBLIC OFFERING OF PREFERENCE SHARES


 

PROPOSAL #13: APPROVE DILUTION OF IMMEDIATE RETURNS          ISSUER            YES             FOR                  FOR

DUE TO ISSUANCE OF PREFERENCE SHARES

PROPOSAL #14: APPROVE ADJUSTMENT OF VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

OF RESOLUTION IN RELATION TO THE NON-PUBLIC OFFERING

OF PREFERENCE SHARES

PROPOSAL #15: APPROVE ADJUSTMENT OF AUTHORIZATION              ISSUER            YES             FOR                  FOR

PERIOD TO THE BOARD TO HANDLE ALL MATTERS RELATED TO

NON-PUBLIC OFFERING OF PREFERENCE SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CITIC Bank Corporation Ltd.

  TICKER:               998                                  CUSIP:   Y1434M116

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF THE VALIDITY PERIOD        ISSUER            YES             FOR                  FOR

 OF THE RESOLUTION IN RELATION TO THE NON-PUBLIC

OFFERING OF PREFERENCE SHARES

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION                 ISSUER            YES             FOR                  FOR

PERIOD OF THE BOARD TO HANDLE ALL MATTERS RELATED TO

NON-PUBLIC OFFERING OF PREFERENCE SHARES

PROPOSAL #3: APPROVE ADJUSTMENT OF VALIDITY PERIOD OF        ISSUER            YES             FOR                  FOR

 RESOLUTION IN RELATION TO THE NON-PUBLIC OFFERING OF

 PREFERENCE SHARES

PROPOSAL #4: APPROVE ADJUSTMENT OF AUTHORIZATION                ISSUER            YES             FOR                  FOR

PERIOD TO THE BOARD TO HANDLE ALL MATTERS RELATED TO

NON-PUBLIC OFFERING OF PREFERENCE SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Coal Energy Company Limited

  TICKER:               01898                              CUSIP:   Y1434L100

  MEETING DATE:   10/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

SYNDICATED LOAN FACILITY TO ZHONGTIAN SYNERGETIC

COMPANY

PROPOSAL #3: APPROVE PROPOSED GUARANTEE FOR HECAOGOU         ISSUER            YES             FOR                  FOR

COAL MINE COMPANY

PROPOSAL #4: APPROVE EMOLUMENTS OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SUPERVISORS FOR YEAR 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Coal Energy Company Limited

  TICKER:               1898                                CUSIP:   Y1434L100

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL


 

PROPOSAL #5: APPROVE 2016 CAPITAL EXPENDITURE BUDGET         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS DOMESTIC AUDITOR AND

PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS

AS INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE REVISION OF ANNUAL CAPS UNDER            ISSUER            YES             FOR                  FOR

THE 2015 FINANCIAL SERVICES FRAMEWORK AGREEMENT FOR

THE TWO YEARS ENDING DECEMBER 31, 2017

PROPOSAL #9.01: AMEND ARTICLES OF ASSOCIATION RE:              ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

PROPOSAL #9.02: AMEND ARTICLES OF ASSOCIATION RE:              ISSUER            YES             FOR                  FOR

BOARD-RELATED

PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Coal Energy Company Limited

  TICKER:               1898                                CUSIP:   Y1434L118

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #5: APPROVE 2016 CAPITAL EXPENDITURE BUDGET         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS DOMESTIC AUDITOR AND

PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS

AS INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE REVISION OF ANNUAL CAPS UNDER            ISSUER            YES             FOR                  FOR

THE 2015 FINANCIAL SERVICES FRAMEWORK AGREEMENT FOR

THE TWO YEARS ENDING DECEMBER 31, 2017

PROPOSAL #9.01: AMEND ARTICLES OF ASSOCIATION RE:              ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

PROPOSAL #9.02: AMEND ARTICLES OF ASSOCIATION RE:              ISSUER            YES             FOR                  FOR

BOARD-RELATED

PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Communications Construction Company Ltd.

  TICKER:               01800                              CUSIP:   Y1R36J108

  MEETING DATE:   8/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF THE ASSURED                     ISSUER            YES             FOR                  FOR

ENTITLEMENT TO H SHAREHOLDERS ONLY FOR THE SPIN-OFF

OF CCCC DREDGING (GROUP) CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Communications Construction Company Ltd.

  TICKER:               01800                              CUSIP:   Y1R36J108

  MEETING DATE:   8/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF THE ASSURED                     ISSUER            YES             FOR                  FOR

ENTITLEMENT TO H SHAREHOLDERS ONLY FOR THE SPIN-OFF

OF CCCC DREDGING (GROUP) CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Communications Construction Company Ltd.

  TICKER:               1800                                CUSIP:   Y1R36J108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: APPROVE ERNST & YOUNG AS INTERNATIONAL          ISSUER            YES             FOR                  FOR

AUDITOR AND ERNST & YOUNG HUA MING LLP AS DOMESTIC

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ESTIMATED CAP FOR THE INTERNAL          ISSUER            YES             FOR                  FOR

GUARANTEES OF THE GROUP IN 2016

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE THE LAUNCH OF ASSET-BACKED                 ISSUER            YES             FOR                  FOR

SECURITIZATION BY THE COMPANY AND ITS SUBSIDIARIES

PROPOSAL #9: APPROVE REGISTRATION OF DEBENTURE                   ISSUER            YES             FOR                  FOR

ISSUANCE FACILITIES, ISSUANCE OF SHORT-TERM FINANCING

 BONDS, SUPER SHORT-TERM FINANCING BONDS, MEDIUM-TERM

 NOTES AND PERPETUAL NOTES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Communications Services Corp. Ltd.

  TICKER:               00552                              CUSIP:   Y1436A102

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REVISION OF ANNUAL CAP FOR                 ISSUER            YES             FOR                  FOR

SERVICE CHARGES RECEIVABLE UNDER THE ORIGINAL

ENGINEERING FRAMEWORK AGREEMENT

PROPOSAL #2: APPROVE REVISION OF ANNUAL CAP FOR                 ISSUER            YES             FOR                  FOR

SERVICE CHARGES PAYABLE UNDER THE ORIGINAL OPERATION

SUPPORT SERVICES FRAMEWORK AGREEMENT

PROPOSAL #3: APPROVE ENGINEERING FRAMEWORK AGREEMENT,        ISSUER            YES             FOR                  FOR

 NEW ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #4: APPROVE ANCILLARY TELECOMMUNICATIONS              ISSUER            YES             FOR                  FOR

SERVICES FRAMEWORK AGREEMENT, NEW ANNUAL CAPS AND

RELATED TRANSACTIONS


 

PROPOSAL #5: APPROVE OPERATION SUPPORT SERVICES                 ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, NEW ANNUAL CAPS AND RELATED

TRANSACTIONS

PROPOSAL #6: APPROVE IT APPLICATION SERVICES                       ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, NEW ANNUAL CAPS AND RELATED

PROPOSAL #7: APPROVE SUPPLIES PROCUREMENT SERVICES            ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, NEW ANNUAL CAPS AND RELATED

TRANSACTIONS

PROPOSAL #8: ELECT HAN FANG AS SUPERVISOR AND RELATED   SHAREHOLDER        YES             FOR                  N/A

 TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Communications Services Corp. Ltd.

  TICKER:               552                                  CUSIP:   Y1436A102

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND PAYMENT OF FINAL DIVIDEND

PROPOSAL #3: APPOINT DELOITTE TOUCHE TOHMATSU AND              ISSUER            YES             FOR                  FOR

DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS

 LLP AS INTERNATIONAL AND DOMESTIC AUDITORS,

RESPECTIVELY, AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #4: ELECT LIU LINFEI AS DIRECTOR, APPROVE            ISSUER            YES             FOR                  FOR

HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS

REMUNERATION

PROPOSAL #5.1: APPROVE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: AUTHORIZE ANY TWO OF THREE DIRECTORS          ISSUER            YES             FOR                  FOR

DULY AUTHORIZED BY THE BOARD TO DEAL WITH ALL MATTERS

 IN RELATION TO ISSUANCE OF DEBENTURES

PROPOSAL #5.3: APPROVE VALIDITY PERIOD OF THE GENERAL        ISSUER            YES             FOR                  FOR

 MANDATE TO ISSUE DEBENTURES

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE BOARD TO INCREASE REGISTERED          ISSUER            YES             FOR                  FOR

CAPITAL OF THE COMPANY AND AMEND ARTICLES OF

ASSOCIATION TO REFLECT SUCH INCREASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Conch Venture Holdings Ltd

  TICKER:               586                                  CUSIP:   G2116J108

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS (VOTING)

PROPOSAL #2: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT LI JIAN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT LI DAMING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT CHAN KAI WING AS DIRECTOR                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Construction Bank Corporation

  TICKER:               00939                              CUSIP:   Y1397N101

  MEETING DATE:   10/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CARL WALTER AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ANITA FUNG YUEN MEI AS DIRECTOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Construction Bank Corporation

  TICKER:               00939                              CUSIP:   Y1397N101

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE BUDGET OF 2016 FIXED ASSETS                ISSUER            YES             FOR                  FOR

INVESTMENT

PROPOSAL #6: APPROVE REMUNERATION DISTRIBUTION AND            ISSUER            YES             FOR                  FOR

SETTLEMENT PLAN FOR DIRECTORS IN 2014

PROPOSAL #7: APPROVE REMUNERATION DISTRIBUTION AND            ISSUER            YES             FOR                  FOR

SETTLEMENT PLAN FOR SUPERVISORS IN 2014

PROPOSAL #8: ELECT ZHANG LONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT CHUNG SHUI MING TIMPSON AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT WIM KOK AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT MURRAY HORN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT LIU JIN AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT LI XIAOLING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #14: ELECT BAI JIANJUN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE PRICEWATERHOUSECOOPERS ZHONG            ISSUER            YES             FOR                  FOR

TIAN LLP AS DOMESTIC ACCOUNTING FIRM AND

PRICEWATERHOUSECOOPERS AS INTERNATIONAL ACCOUNTING

FIRM AND FIX THEIR REMUNERATION


 

PROPOSAL #16: AMEND IMPACT OF DILUTED IMMEDIATE                 ISSUER            YES             FOR                  FOR

RETURN FROM PREFERENCE SHARE ISSUANCE AND MEASURES TO

 MAKE UP THE RETURN

PROPOSAL #17: ELECT GUO YANPENG AS DIRECTOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China COSCO Holdings Co., Ltd.

  TICKER:               01919                              CUSIP:   Y1455B106

  MEETING DATE:   10/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MANDATE FOR SHIPBUILDING                     ISSUER            YES             FOR                  FOR

AGREEMENTS FOR THE CONSTRUCTION AND PURCHASE OF TWO

19,000 TEU AND FOUR 19,000 TEU CONTAINER VESSELS

RESPECTIVELY

PROPOSAL #2: APPROVE MANDATE FOR SHIPBUILDING                     ISSUER            YES             FOR                  FOR

AGREEMENTS FOR THE CONSTRUCTION AND PURCHASE OF THREE

 19,000 TEU AND TWO 19,000 TEU CONTAINER VESSELS

RESPECTIVELY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China COSCO Holdings Co., Ltd.

  TICKER:               1919                                CUSIP:   Y1455B106

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR THE            ISSUER            YES             FOR                  FOR

MATERIAL ASSET RESTRUCTURING

PROPOSAL #2: APPROVE MATERIAL ASSET RESTRUCTURING              ISSUER            YES             FOR                  FOR

CONSTITUTING CONNECTED TRANSACTIONS

PROPOSAL #3: APPROVE DISPOSAL OF ALL EQUITY INTEREST         ISSUER            YES             FOR                  FOR

IN COSCO BULK BY THE COMPANY TO COSCO UNDER THE

MATERIAL ASSET RESTRUCTURING

PROPOSAL #4: APPROVE ACQUISITIONS OF THE EQUITY                 ISSUER            YES             FOR                  FOR

INTERESTS IN 33 AGENCY COMPANIES BY THE COMPANY FROM

CSCL UNDER THE MATERIAL ASSET RESTRUCTURING

PROPOSAL #5: APPROVE DISPOSAL OF ALL ISSUED SHARES OF        ISSUER            YES             FOR                  FOR

 FCHL BY COSCO PACIFIC TO CSHK UNDER THE MATERIAL

ASSET RESTRUCTURING

PROPOSAL #6: APPROVE ACQUISITION OF ALL ISSUED SHARES        ISSUER            YES             FOR                  FOR

 OF CSPD BY COSCO PACIFIC FROM CSCL AND CS HONG KONG

UNDER THE MATERIAL ASSET RESTRUCTURING

PROPOSAL #7: APPROVE DRAFT REPORT FOR THE MATERIAL            ISSUER            YES             FOR                  FOR

ASSET DISPOSAL AND ACQUISITION AND CONNECTED

TRANSACTIONS OF CHINA COSCO HOLDINGS LIMITED

PROPOSAL #8: APPROVE THAT MATERIAL ASSET                              ISSUER            YES             FOR                  FOR

RESTRUCTURING IS IN COMPLIANCE WITH RULE 4 OF

PROVISIONS ON ISSUES CONCERNING REGULATING THE

MATERIAL ASSET RESTRUCTURING OF LISTED

PROPOSAL #9: APPROVE LEASING OF VESSELS AND                        ISSUER            YES             FOR                  FOR

CONTAINERS FROM CSCL AND THE LEASE AGREEMENT BETWEEN

THE COMPANY AND CSCL

PROPOSAL #10: APPROVE WAIVER OF COMPANY'S RIGHT TO            ISSUER            YES             FOR                  FOR

MAKE A PRO-RATA CAPITAL CONTRIBUTION TO COSCO FINANCE

 CO., LTD

PROPOSAL #11: AUTHORIZE AUTHORIZATION BY SHAREHOLDERS        ISSUER            YES             FOR                  FOR

 AT GENERAL MEETING TO THE BOARD AND AUTHORIZE PERSON

 TO HAVE FULL DISCRETION TO ATTEND TO ALL FORMALITIES

 FOR THE MATERIAL ASSET RESTRUCTURING OF COMPANY


 

PROPOSAL #12: ELECT XU ZUNWU AS DIRECTOR                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China COSCO Holdings Co., Ltd.

  TICKER:               1919                                CUSIP:   Y1455B106

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT REPORT OF BOARD OF DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT REPORT OF SUPERVISORY COMMITTEE           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITORS AND RUIHUA CERTIFIED PUBLIC

ACCOUNTANTS, LLP AS DOMESTIC AUDITORS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT HUANG XIAOWEN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CSSC Holdings Ltd.

  TICKER:               600150                            CUSIP:   Y1414Q103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE 2016 GUARANTEE PROVISION                     ISSUER            YES         AGAINST           AGAINST

FRAMEWORK BY COMPANY'S SUBSIDIARIES

PROPOSAL #7: APPROVE 2016 ENTRUSTMENT BY COMPANY'S            ISSUER            YES             FOR                  FOR

SUBSIDIARIES TO ZHONG CHUAN FINANCE CO., LTD. IN

LAUNCHING OF FUND MANAGEMENT BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CYTS Tours Holding Co., Ltd.

  TICKER:               600138                            CUSIP:   Y1400N106

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT KANG GUOMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.02: ELECT ZHANG LIJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT LIU GUANGMING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.04: ELECT JIAO ZHENGJUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR


 

PROPOSAL #1.05: ELECT YUAN HAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.06: ELECT LI JING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.07: ELECT NI YANGPING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT CHEN YEJIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT YING LEI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT ZHOU QIFENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.04: ELECT LI DONGHUI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT CHA DERONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: ELECT TANG WENXUAN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOWANCE OF NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS AND INDEPENDENT DIRECTORS

PROPOSAL #5: APPROVE ALLOWANCE OF SUPERVISORS                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China CYTS Tours Holding Co., Ltd.

  TICKER:               600138                            CUSIP:   Y1400N106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS OF SHAREHOLDERS


 

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES         AGAINST           AGAINST

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #10: ELECT HUANG JIANHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT HUANG JIANHUA AS INDEPENDENT                ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #11: APPROVE INVESTMENT BY WUZHEN TOURSIM            ISSUER             NO              N/A                  N/A

CO., LTD. IN INTERNET CONFERENCE SERVICE FACILITIES

AND SUPPORTING ENGINEERING

PROPOSAL #11: APPROVE INVESTMENT BY WUZHEN TOURSIM            ISSUER            YES             FOR                  FOR

CO., LTD. IN INTERNET CONFERENCE SERVICE FACILITIES

AND SUPPORTING ENGINEERING

PROPOSAL #12: APPROVE 2016 GUARANTEE PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2016 GUARANTEE PLAN                             ISSUER             NO              N/A                  N/A

PROPOSAL #13: APPROVE APPOINTMENT OF FINANCIAL                   ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR AND PAYMENT OF

THEIR REMUNERATION

PROPOSAL #13: APPROVE APPOINTMENT OF FINANCIAL                   ISSUER             NO              N/A                  N/A

AUDITOR AND INTERNAL CONTROL AUDITOR AND PAYMENT OF

THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Dalian International Cooperation (Group) Holdings Ltd.

  TICKER:               000881                            CUSIP:   Y1401E105

  MEETING DATE:   3/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LOAN GUARANTEE TO CONTROLLED              ISSUER            YES             FOR                  FOR

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Dalian International Cooperation (Group) Holdings Ltd.

  TICKER:               000881                            CUSIP:   Y1401E105

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES         AGAINST           AGAINST

 PURCHASE BY SHARE ISSUANCE AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #2: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #3.1: APPROVE OVERALL PLAN OF THIS                        ISSUER            YES         AGAINST           AGAINST

TRANSACTION

PROPOSAL #3.2: APPROVE TYPE AND PAR VALUE                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3: APPROVE ISSUANCE METHOD                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD OF ASSETS PURCHASE BY SHARE

ISSUANCE

PROPOSAL #3.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD OF RAISING SUPPORTING FUNDS

PROPOSAL #3.6: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES         AGAINST           AGAINST

PRICING BASIS AND ISSUANCE PRICE OF ASSETS PURCHASE

BY SHARE ISSUANCE


 

PROPOSAL #3.7: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES         AGAINST           AGAINST

PRICING BASIS AND ISSUANCE PRICE OF RAISING

PROPOSAL #3.8: APPROVE TARGET ASSETS                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.9: APPROVE TRANSACTION PRICE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.10: APPROVE ATTRIBUTABLE PROFIT OR LOSS          ISSUER            YES         AGAINST           AGAINST

FROM THE TRANSITION PERIOD

PROPOSAL #3.11: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES         AGAINST           AGAINST

 FOR ASSETS PURCHASE FROM SHARE ISSUANCE

PROPOSAL #3.12: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES         AGAINST           AGAINST

 FOR RAISING SUPPORTING FUNDS

PROPOSAL #3.13: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #3.14: APPROVE COMPENSATION AND INCENTIVE            ISSUER            YES         AGAINST           AGAINST

EARNINGS

PROPOSAL #3.15: APPROVE ACCUMULATED UNDISTRIBUTED              ISSUER            YES         AGAINST           AGAINST

PROFITS ARRANGEMENT

PROPOSAL #3.16: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.17: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.18: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES         AGAINST           AGAINST

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #3.19: APPROVE STAFF ARRANGEMENT RELATED TO         ISSUER            YES         AGAINST           AGAINST

TARGET ASSETS

PROPOSAL #3.20: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE SIGNING OF CONDITIONAL ASSETS            ISSUER            YES         AGAINST           AGAINST

PURCHASE AND EARNINGS COMPENSATION AGREEMENT

(REVISED) WITH TRANSACTION PARTY

PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL PRIVATE          ISSUER            YES         AGAINST           AGAINST

PLACEMENT SUBSCRIPTION AGREEMENT WITH SUBSCRIBERS OF

RAISING SUPPORTING FUNDS

PROPOSAL #6: APPROVE REPORT ON ASSET PURCHASE BY                ISSUER            YES         AGAINST           AGAINST

SHARE ISSUANCE AS WELL AS RAISING SUPPORTING FUNDS

AND RELATED-PARTY TRANSACTION (DRAFT) AND SUMMARY

PROPOSAL #7: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES         AGAINST           AGAINST

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #8: APPROVE AUDIT REPORT, ASSET APPRAISAL            ISSUER            YES         AGAINST           AGAINST

REPORT AND PRO FORMA REVIEW REPORT

PROPOSAL #9: APPROVE PRICING BASIS AND FAIRNESS OF            ISSUER            YES         AGAINST           AGAINST

THIS TRANSACTION

PROPOSAL #10: APPROVE APPOINTMENT OF INTERMEDIARIES          ISSUER            YES         AGAINST           AGAINST

FOR THIS TRANSACTION

PROPOSAL #11: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES         AGAINST           AGAINST

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #12: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES         AGAINST           AGAINST

 OBLIGATION BY CGN NUCLEAR TECHNOLOGY APPLICATION

CO., LTD. AND PERSONS ACTING IN CONCERT

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS

PROPOSAL #14: APPROVE RAISED FUNDS MANAGEMENT SYSTEM         ISSUER            YES             FOR                  FOR


 

PROPOSAL #15: APPROVE SPECIAL SELF-EXAMINATION REPORT        ISSUER            YES             FOR                  FOR

 ON REAL ESTATE BUSINESS INVOLVING IMPLEMENTATION OF

MAJOR ASSET RESTRUCTURING

PROPOSAL #16: APPROVE LETTER OF COMMITMENT FOR THE            ISSUER            YES             FOR                  FOR

CONFIRMATION AND RECOGNITION OF THE ABSENCE OF

ILLEGAL AND IRREGULAR COMPANY'S PROPERTIES ISSUED BY

DIRECTORS, SENIOR MANAGEMENT, CONTROLLING

SHAREHOLDERS AND ACTUAL CONTROLLERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Dalian International Cooperation (Group) Holdings Ltd.

  TICKER:               000881                            CUSIP:   Y1401E105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF ZHONGZHUN CPAS AS        ISSUER            YES             FOR                  FOR

 COMPANY'S AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF CREDIT LINE         ISSUER            YES             FOR                  FOR

AND FINANCING PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Datang Corporation Renewable Power Co., Ltd.

  TICKER:               01798                              CUSIP:   Y1456S108

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROCUREMENT OF PRODUCTS AND                ISSUER            YES             FOR                  FOR

SERVICES TRANSACTIONS AND RELATED ANNUAL CAPS FOR

2016 TO 2018 UNDER THE DATANG MASTER AGREEMENT

PROPOSAL #2: APPROVE TRANSACTIONS AND RELATED ANNUAL         ISSUER            YES             FOR                  FOR

CAPS FOR 2016 TO 2017 UNDER THE FINANCE LEASE

FRAMEWORK AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Datang Corporation Renewable Power Co., Ltd.

  TICKER:               1798                                CUSIP:   Y1456S108

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AND          ISSUER            YES             FOR                  FOR

ERNST & YOUNG AS DOMESTIC AND OVERSEAS AUDITORS,

RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #8: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 FINANCING PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ISSUANCE OF CORPORATE BONDS AND        ISSUER            YES             FOR                  FOR

 RELATED TRANSACTIONS

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #12: ELECT LIU GUANGMING AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13: ELECT LIANG YONGPAN AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14: ELECT LIU BAOJUN AS DIRECTOR                       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Development Financial Holding Corp.

  TICKER:               2883                                CUSIP:   Y1460P108

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT CHIA-JUCH CHANG, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF KAI DON INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

 1115972, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT PAUL YANG, REPRESENTATIVE OF CHI        ISSUER            YES             FOR                  FOR

 JIE INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

1115973, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT LONG-I LIAO, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

SHIN WEN INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

1189022, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT HOWE-YONG LEE, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 SHIN WEN INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

1189022, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT MARK WEI, REPRESENTATIVE OF GPPC        ISSUER            YES             FOR                  FOR

 CHEMICAL CORP., WITH SHAREHOLDER NO. 1116025, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT SHING-SHIANG OU, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF BANK OF TAIWAN, WITH SHAREHOLDER NO. 163, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT CHING-YEN TSAY, WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. J102300XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT GILBERT T.C. BAO, WITH                        ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. A120634XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT HSIOU-WEI LIN, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. A121298XXX, AS INDEPENDENT DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Dongxiang (Group) Co., Ltd.

  TICKER:               3818                                CUSIP:   G2112Y109

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: APPROVE FINAL DIVIDEND                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2b: APPROVE FINAL SPECIAL DIVIDEND                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT CHEN YIHONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT XIANG BING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Dongxiang (Group) Co., Ltd.

  TICKER:               3818                                CUSIP:   G2112Y109

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT AND ITS                ISSUER            YES             FOR                  FOR

ANNUAL CAPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Eastern Airlines Corporation Ltd.

  TICKER:               670                                  CUSIP:   Y1406M102

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRC DOMESTIC AUDITORS AND                   ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITORS FOR FINANCIAL REPORTING AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE AUDITORS FOR INTERNAL CONTROL            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE INCREASE OF GUARANTEE LIMIT TO          ISSUER            YES             FOR                  FOR

EASTERN AIR OVERSEAS (HONG KONG) CORPORATION LIMITED


 

PROPOSAL #8: APPROVE DEBT INSTRUMENTS LIMITATION IN          ISSUER            YES         AGAINST           AGAINST

RELATION TO GRANTING OF GENERAL MANDATE TO THE BOARD

TO ISSUE BONDS

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 AIRCRAFT FINANCE LEASE              ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH CES LEASE COMPANY

PROPOSAL #12: APPROVE 2017-2019 AIRCRAFT FINANCE                ISSUER            YES             FOR                  FOR

LEASE FRAMEWORK AGREEMENT WITH CES LEASE COMPANY

PROPOSAL #13: APPROVE ADJUSTMENT OF ALLOWANCE                     ISSUER            YES             FOR                  FOR

STANDARDS FOR INDEPENDENT DIRECTORS

PROPOSAL #14.1: ELECT LIU SHAOYONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #14.2: ELECT MA XULUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #14.3: ELECT XU ZHAO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #14.4: ELECT GU JIADAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #14.5: ELECT LI YANGMIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #14.6: ELECT TANG BING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #14.7: ELECT TIAN LIUWEN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #15.1: ELECT LI RUOSHAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.2: ELECT MA WEIHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.3: ELECT SHAO RUIQING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #15.4: ELECT CAI HONGPING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #16.1: ELECT XI SHENG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #16.2: ELECT BA SHENGJI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #16.3: ELECT JIA SHAOJUN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Eastern Airlines Corporation Ltd.

  TICKER:               670                                  CUSIP:   Y1407D101

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRC DOMESTIC AUDITORS AND                   ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITORS FOR FINANCIAL REPORTING AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE AUDITORS FOR INTERNAL CONTROL            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE INCREASE OF GUARANTEE LIMIT TO          ISSUER            YES             FOR                  FOR

EASTERN AIR OVERSEAS (HONG KONG) CORPORATION LIMITED


 

PROPOSAL #8: APPROVE DEBT INSTRUMENTS LIMITATION IN          ISSUER            YES             FOR                  FOR

RELATION TO GRANTING OF GENERAL MANDATE TO THE BOARD

TO ISSUE BONDS

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 AIRCRAFT FINANCE LEASE              ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT WITH CES LEASE COMPANY

PROPOSAL #12: APPROVE 2017-2019 AIRCRAFT FINANCE                ISSUER            YES             FOR                  FOR

LEASE FRAMEWORK AGREEMENT WITH CES LEASE COMPANY

PROPOSAL #13: APPROVE ADJUSTMENT OF ALLOWANCE                     ISSUER            YES             FOR                  FOR

STANDARDS FOR INDEPENDENT DIRECTORS

PROPOSAL #14.01: ELECT LIU SHAOYONG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: ELECT MA XULUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: ELECT XU ZHAO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #14.04: ELECT GU JIADAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #14.05: ELECT LI YANGMIN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #14.06: ELECT TANG BING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #14.07: ELECT TIAN LIUWEN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #15.01: ELECT LI RUOSHAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: ELECT MA WEIHUA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.03: ELECT SHAO RUIQING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #15.04: ELECT CAI HONGPING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #16.01: ELECT XI SHENG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #16.02: ELECT BA SHENGJI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #16.03: ELECT JIA SHAOJUN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Electric Manufacturing Co., Ltd.

  TICKER:               1611                                CUSIP:   Y1419C109

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE CONFIRMATION ON THE LAWSUIT CASE        ISSUER            YES             FOR                  FOR

 OF DEFAMATION PRIVATE PROSECUTION FILED BY

SUPERVISOR LIN KUANZHAN AND WU WENJIE TO YAN GANLIN

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5: APPROVE REMOVAL OF YAN GANLIN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMOVAL OF XU XIANGMING AS                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Electronics Corporation Holdings Company Ltd

  TICKER:               00085                              CUSIP:   G2110E121

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE HUADA SEMICONDUCTOR AGREEMENT            ISSUER            YES             FOR                  FOR

AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE INDIVIDUAL VENDOR AGREEMENT(S)          ISSUER            YES             FOR                  FOR

AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE SUPPLEMENTAL HUAHONG GROUP                 ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #4: APPROVE REMAINING SHAREHOLDERS                        ISSUER            YES             FOR                  FOR

AGREEMENT(S) AND RELATED TRANSACTIONS

PROPOSAL #5: APPROVE 2015-2018 BUSINESS SERVICES                ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED PROPOSED CAPS

PROPOSAL #6: APPROVE 2015-2018 FINANCIAL SERVICES              ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED PROPOSED CAPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Electronics Corporation Holdings Company Ltd

  TICKER:               85                                    CUSIP:   G2110E121

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EQUITY INTEREST TRANSFER                     ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE CECH SUBSCRIPTION AGREEMENT AND         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #3: ELECT MA YUCHUAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT JIANG JUNCHENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Electronics Corporation Holdings Company Ltd

  TICKER:               85                                    CUSIP:   G2110E121

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT QIU HONGSHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LIU HONGZHOU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Energy Engineering Corporation Limited

  TICKER:               3996                                CUSIP:   Y1475W106

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES         AGAINST           AGAINST

GUARANTEES PLAN

PROPOSAL #6: APPROVE POLICY ON REMUNERATION OF                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE POLICY ON REMUNERATION OF                   ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE AUDITORS FOR THE YEAR 2015 AND          ISSUER            YES             FOR                  FOR

2016

PROPOSAL #9: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUE OF DEBT FINANCING                     ISSUER            YES             FOR                  FOR

INSTRUMENTS AND AUTHORIZATION TO THE BOARD

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Enterprise Co., Ltd.

  TICKER:               600675                            CUSIP:   Y1420S101

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 PROJECT RESERVE PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DEBT FINANCING PLAN                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #10.01: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH CONTROLLING SHAREHOLDERS AND OTHER

RELATED PARTIES

PROPOSAL #10.02: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH OTHER RELATED PARTIES THAT HAVE

SPECIAL RELATIONSHIP WITH THE COMPANY

PROPOSAL #11.01: APPROVE 2016 PROVISION OF MUTUAL              ISSUER            YES             FOR                  FOR

GUARANTEE TO RELATED PARTY

PROPOSAL #11.02: APPROVE 2016 PROVISION OF GUARANTEES        ISSUER            YES             FOR                  FOR

 TO SUBSIDIARIES

PROPOSAL #12: APPROVE 2016 APPOINTMENT OF AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #13.01: ELECT FEI ZHOU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright Bank Co., Ltd.

  TICKER:               601818                            CUSIP:   ADPV23066

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE TYPE AND PAR VALUE OF SHARES          ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RESPECT OF THE PLAN OF NON-PUBLIC

ISSUANCE OF H SHARES

PROPOSAL #1.2: APPROVE METHOD OF ISSUANCE IN RESPECT         ISSUER            YES             FOR                  FOR

OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.3: APPROVE TARGET OF ISSUANCE IN RESPECT         ISSUER            YES             FOR                  FOR

OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.4: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

IN RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

SHARES

PROPOSAL #1.5: APPROVE METHOD OF SUBSCRIPTION IN                ISSUER            YES             FOR                  FOR

RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

PROPOSAL #1.6: APPROVE BENCHMARK DATE FOR PRICING IN         ISSUER            YES             FOR                  FOR

RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

PROPOSAL #1.7: APPROVE ISSUANCE PRICE IN RESPECT OF          ISSUER            YES             FOR                  FOR

THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.8: APPROVE LOCK-UP PERIOD IN RESPECT OF          ISSUER            YES             FOR                  FOR

THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.9: APPROVE VENUE OF LISTING IN RESPECT OF        ISSUER            YES             FOR                  FOR

 THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.10: APPROVE ARRANGEMENTS ON ACCUMULATIVE         ISSUER            YES             FOR                  FOR

PROFITS IN RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE

 OF H SHARES

PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RESPECT OF        ISSUER            YES             FOR                  FOR

 THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.12: APPROVE EFFECTIVE PERIOD FOR THE                ISSUER            YES             FOR                  FOR

RESOLUTION IN RESPECT OF THE PLAN OF NON-PUBLIC

ISSUANCE OF H SHARES

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF H

PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT IN                   ISSUER            YES             FOR                  FOR

RELATION TO SUBSCRIPTION BY CHINA EVERBRIGHT GROUP

LTD. FOR NON-PUBLIC ISSUANCE OF H SHARES OF CHINA

EVERBRIGHT BANK COMPANY LTD.


 

PROPOSAL #2: APPROVE THE WAIVER GRANTED TO CHINA                ISSUER            YES             FOR                  FOR

EVERBRIGHT GROUP LIMITED FROM MAKING THE

GENERALACQUISITION OFFER

PROPOSAL #3: APPROVE CONNECTED TRANSACTION IN                     ISSUER            YES             FOR                  FOR

RELATION TO NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #4: APPROVE AMENDMENTS TO THE RULES OF                 ISSUER            YES             FOR                  FOR

PROCEDURES FOR THE GENERAL MEETING

PROPOSAL #5: APPROVE AMENDMENTS TO THE RULES OF                 ISSUER            YES             FOR                  FOR

PROCEDURES FOR THE BOARD OF DIRECTORS

PROPOSAL #6: APPROVE AMENDMENTS TO ADMINISTRATION              ISSUER            YES             FOR                  FOR

MEASURES FOR EXTERNAL EQUITY INVESTMENT BY CHINA

EVERBRIGHT BANK COMPANY LTD.

PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AND          ISSUER            YES             FOR                  FOR

ERNST & YOUNG AS DOMESTIC AND OVERSEAS AUDITORS

RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright Bank Co., Ltd.

  TICKER:               601818                            CUSIP:   ADPV23066

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE TYPE AND PAR VALUE OF SHARES          ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RESPECT OF THE PLAN OF NON-PUBLIC

ISSUANCE OF H SHARES

PROPOSAL #1.2: APPROVE METHOD OF ISSUANCE IN RESPECT         ISSUER            YES             FOR                  FOR

OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.3: APPROVE TARGET OF ISSUANCE IN RESPECT         ISSUER            YES             FOR                  FOR

OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.4: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

IN RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

SHARES

PROPOSAL #1.5: APPROVE METHOD OF SUBSCRIPTION IN                ISSUER            YES             FOR                  FOR

RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

PROPOSAL #1.6: APPROVE BENCHMARK DATE FOR PRICING IN         ISSUER            YES             FOR                  FOR

RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

PROPOSAL #1.7: APPROVE ISSUANCE PRICE IN RESPECT OF          ISSUER            YES             FOR                  FOR

THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.8: APPROVE LOCK-UP PERIOD IN RESPECT OF          ISSUER            YES             FOR                  FOR

THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.9: APPROVE VENUE OF LISTING IN RESPECT OF        ISSUER            YES             FOR                  FOR

 THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.10: APPROVE ARRANGEMENTS ON ACCUMULATIVE         ISSUER            YES             FOR                  FOR

PROFITS IN RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE

 OF H SHARES

PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RESPECT OF        ISSUER            YES             FOR                  FOR

 THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.12: APPROVE EFFECTIVE PERIOD FOR THE                ISSUER            YES             FOR                  FOR

RESOLUTION IN RESPECT OF THE PLAN OF NON-PUBLIC

ISSUANCE OF H SHARES

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF H


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright Bank Co., Ltd.

  TICKER:               601818                            CUSIP:   ADPV23066

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-GRANT OF SPECIFIC MANDATE TO         ISSUER            YES             FOR                  FOR

BOARD TO HANDLE MATTERS RELATED TO DOMESTIC NON-

PUBLIC PREFERENCE SHARES ISSUANCE INCLUDING ISSUANCE

OF DOMESTIC PREFERENCE SHARES TO EVERBRIGHT GROUP

PROPOSAL #2.1: APPROVE TYPE OF SECURITIES TO BE             SHAREHOLDER        YES             FOR                  FOR

ISSUED RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.2: APPROVE ISSUE SIZE RELATING TO THE          SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE           SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.4: APPROVE TERM OF BOND RELATING TO THE      SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.5: APPROVE INTEREST RATE RELATING TO THE    SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.6: APPROVE METHOD AND TIMING OF INTEREST    SHAREHOLDER        YES             FOR                  FOR

PAYMENT RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.7: APPROVE CONVERSION PERIOD RELATING TO    SHAREHOLDER        YES             FOR                  FOR

THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT      SHAREHOLDER        YES             FOR                  FOR

OF THE CB CONVERSION PRICE RELATING TO THE ISSUANCE

OF CONVERTIBLE BONDS

PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT TO THE CB    SHAREHOLDER        YES             FOR                  FOR

CONVERSION PRICE RELATING TO THE ISSUANCE OF

CONVERTIBLE BONDS

PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE        SHAREHOLDER        YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION RELATING TO THE

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.11: APPROVE DIVIDEND RIGHTS OF THE YEAR      SHAREHOLDER        YES             FOR                  FOR

OF CONVERSION RELATING TO THE ISSUANCE OF CONVERTIBLE

 BONDS

PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION RELATING    SHAREHOLDER        YES             FOR                  FOR

TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.13: APPROVE TERMS OF SALE BACK RELATING      SHAREHOLDER        YES             FOR                  FOR

TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.14: APPROVE METHOD OF ISSUANCE AND TARGET   SHAREHOLDER        YES             FOR                  FOR

 INVESTORS RELATING TO THE ISSUANCE OF CONVERTIBLE

PROPOSAL #2.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR    SHAREHOLDER        YES             FOR                  FOR

THE EXISTING SHAREHOLDERS RELATING TO THE ISSUANCE OF

 CONVERTIBLE BONDS

PROPOSAL #2.16: APPROVE CB HOLDERS AND MEETINGS             SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.17: APPROVE USE OF PROCEEDS RELATING TO      SHAREHOLDER        YES             FOR                  FOR

THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.18: APPROVE GUARANTEE AND SECURITIES           SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.19: APPROVE VALIDITY PERIOD OF THE               SHAREHOLDER        YES             FOR                  FOR

RESOLUTION RELATING TO THE ISSUANCE OF CONVERTIBLE

BONDS


 

PROPOSAL #2.20: APPROVE MATTERS RELATING TO                    SHAREHOLDER        YES             FOR                  FOR

AUTHORIZATION IN RESPECT TO THE ISSUANCE OF

CONVERTIBLE BONDS

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #3: APPROVE 2016 BUDGET PLAN OF FIXED ASSET         ISSUER            YES             FOR                  FOR

INVESTMENT

PROPOSAL #4: APPROVE 2015 AUDITED ACCOUNTS REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE YEAR 2015

PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS FOR         ISSUER            YES             FOR                  FOR

THE YEAR 2015

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES         AGAINST           AGAINST

JIANGSU HUAI'AN EVERBRIGHT VILLAGE BANK CO., LTD.

PROPOSAL #9: AMEND PLAN OF AUTHORIZATION BY                        ISSUER            YES             FOR                  FOR

SHAREHOLDERS' GENERAL MEETING TO BOARD OF DIRECTORS

PROPOSAL #10.1: ELECT TANG SHUANGNING AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #10.2: ELECT GAO YUNLONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.3: ELECT LIU JUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #10.4: ELECT ZHANG SHUDE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.5: ELECT WU GANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #10.6: ELECT LI HUAQIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.7: ELECT ZHAO WEI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #10.8: ELECT YANG JIGUI AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10.9: ELECT ZHANG JINLIANG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10.10: ELECT MA TENG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #10.11: ELECT LI JIE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #10.12: ELECT QIAO ZHIMIN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.13: ELECT XIE RONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10.14: ELECT FOK OI LING CATHERINE AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.15: ELECT XU HONGCAI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.16: ELECT FENG LUN AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11.1: ELECT LI XIN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #11.2: ELECT YI LIANCHEN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.3: ELECT WU JUNHAO AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11.4: ELECT YU ERNIU AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #11.5: ELECT WU GAOLIAN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #11.6: ELECT DENG RUILIN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13: APPROVE UTILIZATION REPORT OF FUNDS          SHAREHOLDER        YES             FOR                  FOR

RAISED

PROPOSAL #14: APPROVE DILUTION OF CURRENT RETURN AND    SHAREHOLDER        YES             FOR                  FOR

REMEDIAL MEASURES FOR THE ISSUANCE OF THECONVERTIBLE

BONDS BY COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright Bank Co., Ltd.

  TICKER:               601818                            CUSIP:   ADPV23066

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-GRANT OF SPECIFIC MANDATE TO         ISSUER            YES             FOR                  FOR

BOARD TO HANDLE MATTERS RELATED TO DOMESTIC NON-

PUBLIC PREFERENCE SHARES ISSUANCE INCLUDING ISSUANCE

OF DOMESTIC PREFERENCE SHARES TO EVERBRIGHT GROUP

PROPOSAL #2.1: APPROVE TYPE OF SECURITIES TO BE             SHAREHOLDER        YES             FOR                  FOR

ISSUED RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.2: APPROVE ISSUE SIZE RELATING TO THE          SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE           SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.4: APPROVE TERM OF BOND RELATING TO THE      SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.5: APPROVE INTEREST RATE RELATING TO THE    SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.6: APPROVE METHOD AND TIMING OF INTEREST    SHAREHOLDER        YES             FOR                  FOR

PAYMENT RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.7: APPROVE CONVERSION PERIOD RELATING TO    SHAREHOLDER        YES             FOR                  FOR

THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT      SHAREHOLDER        YES             FOR                  FOR

OF THE CB CONVERSION PRICE RELATING TO THE ISSUANCE

OF CONVERTIBLE BONDS

PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT TO THE CB    SHAREHOLDER        YES             FOR                  FOR

CONVERSION PRICE RELATING TO THE ISSUANCE OF

CONVERTIBLE BONDS

PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE        SHAREHOLDER        YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION RELATING TO THE

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.11: APPROVE DIVIDEND RIGHTS OF THE YEAR      SHAREHOLDER        YES             FOR                  FOR

OF CONVERSION RELATING TO THE ISSUANCE OF CONVERTIBLE

 BONDS

PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION RELATING    SHAREHOLDER        YES             FOR                  FOR

TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.13: APPROVE TERMS OF SALE BACK RELATING      SHAREHOLDER        YES             FOR                  FOR

TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.14: APPROVE METHOD OF ISSUANCE AND TARGET   SHAREHOLDER        YES             FOR                  FOR

 INVESTORS RELATING TO THE ISSUANCE OF CONVERTIBLE

PROPOSAL #2.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR    SHAREHOLDER        YES             FOR                  FOR

THE EXISTING SHAREHOLDERS RELATING TO THE ISSUANCE OF

 CONVERTIBLE BONDS

PROPOSAL #2.16: APPROVE CB HOLDERS AND MEETINGS             SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.17: APPROVE USE OF PROCEEDS RELATING TO      SHAREHOLDER        YES             FOR                  FOR

THE ISSUANCE OF CONVERTIBLE BONDS


 

PROPOSAL #2.18: APPROVE GUARANTEE AND SECURITIES           SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.19: APPROVE VALIDITY PERIOD OF THE               SHAREHOLDER        YES             FOR                  FOR

RESOLUTION RELATING TO THE ISSUANCE OF CONVERTIBLE

BONDS

PROPOSAL #2.20: APPROVE MATTERS RELATING TO                    SHAREHOLDER        YES             FOR                  FOR

AUTHORIZATION IN RESPECT TO THE ISSUANCE OF

CONVERTIBLE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright Bank Co., Ltd.

  TICKER:               601818                            CUSIP:   Y1477U116

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE TYPE AND PAR VALUE OF SHARES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RESPECT OF THE PLAN OF NON-PUBLIC

ISSUANCE OF H SHARES

PROPOSAL #1.02: APPROVE METHOD OF ISSUANCE IN RESPECT        ISSUER            YES             FOR                  FOR

 OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.03: APPROVE TARGET OF ISSUANCE IN RESPECT        ISSUER            YES             FOR                  FOR

 OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.04: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

SHARES

PROPOSAL #1.05: APPROVE METHOD OF SUBSCRIPTION IN              ISSUER            YES             FOR                  FOR

RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

PROPOSAL #1.06: APPROVE BENCHMARK DATE FOR PRICING IN        ISSUER            YES             FOR                  FOR

 RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

PROPOSAL #1.07: APPROVE ISSUANCE PRICE IN RESPECT OF         ISSUER            YES             FOR                  FOR

THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.08: APPROVE LOCK-UP PERIOD IN RESPECT OF         ISSUER            YES             FOR                  FOR

THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.09: APPROVE VENUE OF LISTING IN RESPECT          ISSUER            YES             FOR                  FOR

OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.10: APPROVE ARRANGEMENTS ON ACCUMULATIVE         ISSUER            YES             FOR                  FOR

PROFITS IN RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE

 OF H SHARES

PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RESPECT OF        ISSUER            YES             FOR                  FOR

 THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.12: APPROVE EFFECTIVE PERIOD FOR THE                ISSUER            YES             FOR                  FOR

RESOLUTION IN RESPECT OF THE PLAN OF NON-PUBLIC

ISSUANCE OF H SHARES

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF H

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright Bank Co., Ltd.

  TICKER:               601818                            CUSIP:   Y1477U116

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE TYPE AND PAR VALUE OF SHARES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RESPECT OF THE PLAN OF NON-PUBLIC

ISSUANCE OF H SHARES


 

PROPOSAL #1.02: APPROVE METHOD OF ISSUANCE IN RESPECT        ISSUER            YES             FOR                  FOR

 OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.03: APPROVE TARGET OF ISSUANCE IN RESPECT        ISSUER            YES             FOR                  FOR

 OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.04: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

SHARES

PROPOSAL #1.05: APPROVE METHOD OF SUBSCRIPTION IN              ISSUER            YES             FOR                  FOR

RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

PROPOSAL #1.06: APPROVE BENCHMARK DATE FOR PRICING IN        ISSUER            YES             FOR                  FOR

 RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE OF H

PROPOSAL #1.07: APPROVE ISSUANCE PRICE IN RESPECT OF         ISSUER            YES             FOR                  FOR

THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.08: APPROVE LOCK-UP PERIOD IN RESPECT OF         ISSUER            YES             FOR                  FOR

THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.09: APPROVE VENUE OF LISTING IN RESPECT          ISSUER            YES             FOR                  FOR

OF THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.10: APPROVE ARRANGEMENTS ON ACCUMULATIVE         ISSUER            YES             FOR                  FOR

PROFITS IN RESPECT OF THE PLAN OF NON-PUBLIC ISSUANCE

 OF H SHARES

PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RESPECT OF        ISSUER            YES             FOR                  FOR

 THE PLAN OF NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #1.12: APPROVE EFFECTIVE PERIOD FOR THE                ISSUER            YES             FOR                  FOR

RESOLUTION IN RESPECT OF THE PLAN OF NON-PUBLIC

ISSUANCE OF H SHARES

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE SUBSCRIPTION AGREEMENT IN                   ISSUER            YES             FOR                  FOR

RELATION TO SUBSCRIPTION BY CHINA EVERBRIGHT GROUP

LTD. FOR NON-PUBLIC ISSUANCE OF H SHARES OF CHINA

EVERBRIGHT BANK COMPANY LTD.

PROPOSAL #4: APPROVE THE WAIVER GRANTED TO CHINA                ISSUER            YES             FOR                  FOR

EVERBRIGHT GROUP LIMITED FROM MAKING THE

GENERALACQUISITION OFFER

PROPOSAL #5: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF H

PROPOSAL #6: APPROVE CONNECTED TRANSACTION IN                     ISSUER            YES             FOR                  FOR

RELATION TO NON-PUBLIC ISSUANCE OF H SHARES

PROPOSAL #7: APPROVE AMENDMENTS TO THE RULES OF                 ISSUER            YES             FOR                  FOR

PROCEDURES FOR THE GENERAL MEETING

PROPOSAL #8: APPROVE AMENDMENTS TO THE RULES OF                 ISSUER            YES             FOR                  FOR

PROCEDURES FOR THE BOARD OF DIRECTORS

PROPOSAL #9: APPROVE AMENDMENTS TO ADMINISTRATION              ISSUER            YES             FOR                  FOR

MEASURES FOR EXTERNAL EQUITY INVESTMENT BY CHINA

EVERBRIGHT BANK COMPANY LTD.

PROPOSAL #10: APPROVE ERNST & YOUNG HUA MING LLP AND         ISSUER            YES             FOR                  FOR

ERNST & YOUNG AS DOMESTIC AND OVERSEAS AUDITORS

RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright Bank Co., Ltd.

  TICKER:               601818                            CUSIP:   Y1477U116

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS


 

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #3: APPROVE 2016 BUDGET PLAN OF FIXED ASSET         ISSUER            YES             FOR                  FOR

INVESTMENT

PROPOSAL #4: APPROVE 2015 AUDITED ACCOUNTS REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE YEAR 2015

PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS FOR         ISSUER            YES             FOR                  FOR

THE YEAR 2015

PROPOSAL #8: APPROVE RE-GRANT OF SPECIFIC MANDATE TO         ISSUER            YES             FOR                  FOR

BOARD TO HANDLE MATTERS RELATED TO DOMESTIC NON-

PUBLIC PREFERENCE SHARES ISSUANCE INCLUDING ISSUANCE

OF DOMESTIC PREFERENCE SHARES TO EVERBRIGHT GROUP

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES         AGAINST           AGAINST

JIANGSU HUAI'AN EVERBRIGHT VILLAGE BANK CO., LTD.

PROPOSAL #10: AMEND PLAN OF AUTHORIZATION BY                       ISSUER            YES             FOR                  FOR

SHAREHOLDERS' GENERAL MEETING TO BOARD OF DIRECTORS

PROPOSAL #11.01: ELECT TANG SHUANGNING AS NON-                    ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.02: ELECT GAO YUNLONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.03: ELECT LIU JUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.04: ELECT ZHANG SHUDE AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.05: ELECT WU GANG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.06: ELECT LI HUAQIANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.07: ELECT ZHAO WEI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.08: ELECT YANG JIGUI AS NON-INDEPENDENT         ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #11.09: ELECT ZHANG JINLIANG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.11: ELECT MA TENG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.12: ELECT LI JIE AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.13: ELECT QIAO ZHIMIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.14: ELECT XIE RONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.15: ELECT FOK OI LING CATHERINE AS NON-         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.16: ELECT XU HONGCAI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.17: ELECT FENG LUN AS NON-INDEPENDENT            ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #12.01: ELECT LI XIN AS SHAREHOLDER                  SHAREHOLDER        YES             FOR                  N/A

SUPERVISOR

PROPOSAL #12.02: ELECT YI LIANCHEN AS SHAREHOLDER          SHAREHOLDER        YES             FOR                  N/A

SUPERVISOR


 

PROPOSAL #12.03: ELECT WU JUNHAO AS SHAREHOLDER             SHAREHOLDER        YES             FOR                  N/A

SUPERVISOR

PROPOSAL #12.04: ELECT YU ERNIU AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #12.05: ELECT WU GAOLIAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.06: ELECT DENG RUILIN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #13.01: APPROVE TYPE OF SECURITIES TO BE          SHAREHOLDER        YES             FOR                  FOR

ISSUED RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.02: APPROVE ISSUE SIZE RELATING TO THE      SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.03: APPROVE PAR VALUE AND ISSUE PRICE        SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.04: APPROVE TERM OF BOND RELATING TO THE   SHAREHOLDER        YES             FOR                  FOR

 ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.05: APPROVE INTEREST RATE RELATING TO        SHAREHOLDER        YES             FOR                  FOR

THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.06: APPROVE METHOD AND TIMING OF                 SHAREHOLDER        YES             FOR                  FOR

INTEREST PAYMENT RELATING TO THE ISSUANCE OF

PROPOSAL #13.07: APPROVE CONVERSION PERIOD RELATING      SHAREHOLDER        YES             FOR                  FOR

TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.08: APPROVE DETERMINATION AND ADJUSTMENT   SHAREHOLDER        YES             FOR                  FOR

 OF THE CB CONVERSION PRICE RELATING TO THE ISSUANCE

OF CONVERTIBLE BONDS

PROPOSAL #13.09: APPROVE DOWNWARD ADJUSTMENT TO THE      SHAREHOLDER        YES             FOR                  FOR

CB CONVERSION PRICE RELATING TO THE ISSUANCE OF

CONVERTIBLE BONDS

PROPOSAL #13.10: APPROVE METHOD FOR DETERMINING THE      SHAREHOLDER        YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION RELATING TO THE

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.11: APPROVE DIVIDEND RIGHTS OF THE YEAR    SHAREHOLDER        YES             FOR                  FOR

OF CONVERSION RELATING TO THE ISSUANCE OF CONVERTIBLE

 BONDS

PROPOSAL #13.12: APPROVE TERMS OF REDEMPTION RELATING   SHAREHOLDER        YES             FOR                  FOR

 TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.13: APPROVE TERMS OF SALE BACK RELATING    SHAREHOLDER        YES             FOR                  FOR

TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.14: APPROVE METHOD OF ISSUANCE AND             SHAREHOLDER        YES             FOR                  FOR

TARGET INVESTORS RELATING TO THE ISSUANCE OF

PROPOSAL #13.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR   SHAREHOLDER        YES             FOR                  FOR

 THE EXISTING SHAREHOLDERS RELATING TO THE ISSUANCE

OF CONVERTIBLE BONDS

PROPOSAL #13.16: APPROVE CB HOLDERS AND MEETINGS           SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.17: APPROVE USE OF PROCEEDS RELATING TO    SHAREHOLDER        YES             FOR                  FOR

THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.18: APPROVE GUARANTEE AND SECURITIES          SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #13.19: APPROVE VALIDITY PERIOD OF THE             SHAREHOLDER        YES             FOR                  FOR

RESOLUTION RELATING TO THE ISSUANCE OF CONVERTIBLE

BONDS

PROPOSAL #13.20: APPROVE MATTERS RELATING TO                  SHAREHOLDER        YES             FOR                  FOR

AUTHORIZATION IN RESPECT TO THE ISSUANCE OF

CONVERTIBLE BONDS

PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT          SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #15: APPROVE UTILIZATION REPORT OF FUNDS          SHAREHOLDER        YES             FOR                  FOR

RAISED

PROPOSAL #16: APPROVE DILUTION OF CURRENT RETURN AND    SHAREHOLDER        YES             FOR                  FOR

REMEDIAL MEASURES FOR THE ISSUANCE OF THECONVERTIBLE

BONDS BY COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright Bank Co., Ltd.

  TICKER:               601818                            CUSIP:   Y1477U116

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-GRANT OF SPECIFIC MANDATE TO         ISSUER            YES             FOR                  FOR

BOARD TO HANDLE MATTERS RELATED TO DOMESTIC NON-

PUBLIC PREFERENCE SHARES ISSUANCE INCLUDING ISSUANCE

OF DOMESTIC PREFERENCE SHARES TO EVERBRIGHT GROUP

PROPOSAL #2.1: APPROVE TYPE OF SECURITIES TO BE             SHAREHOLDER        YES             FOR                  FOR

ISSUED RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.2: APPROVE ISSUE SIZE RELATING TO THE          SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE           SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.4: APPROVE TERM OF BOND RELATING TO THE      SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.5: APPROVE INTEREST RATE RELATING TO THE    SHAREHOLDER        YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.6: APPROVE METHOD AND TIMING OF INTEREST    SHAREHOLDER        YES             FOR                  FOR

PAYMENT RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.7: APPROVE CONVERSION PERIOD RELATING TO    SHAREHOLDER        YES             FOR                  FOR

THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT      SHAREHOLDER        YES             FOR                  FOR

OF THE CB CONVERSION PRICE RELATING TO THE ISSUANCE

OF CONVERTIBLE BONDS

PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT TO THE CB    SHAREHOLDER        YES             FOR                  FOR

CONVERSION PRICE RELATING TO THE ISSUANCE OF

CONVERTIBLE BONDS

PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE        SHAREHOLDER        YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION RELATING TO THE

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.11: APPROVE DIVIDEND RIGHTS OF THE YEAR      SHAREHOLDER        YES             FOR                  FOR

OF CONVERSION RELATING TO THE ISSUANCE OF CONVERTIBLE

 BONDS

PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION RELATING    SHAREHOLDER        YES             FOR                  FOR

TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.13: APPROVE TERMS OF SALE BACK RELATING      SHAREHOLDER        YES             FOR                  FOR

TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.14: APPROVE METHOD OF ISSUANCE AND TARGET   SHAREHOLDER        YES             FOR                  FOR

 INVESTORS RELATING TO THE ISSUANCE OF CONVERTIBLE

PROPOSAL #2.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR    SHAREHOLDER        YES             FOR                  FOR

THE EXISTING SHAREHOLDERS RELATING TO THE ISSUANCE OF

 CONVERTIBLE BONDS

PROPOSAL #2.16: APPROVE CB HOLDERS AND MEETINGS             SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.17: APPROVE USE OF PROCEEDS RELATING TO      SHAREHOLDER        YES             FOR                  FOR

THE ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.18: APPROVE GUARANTEE AND SECURITIES           SHAREHOLDER        YES             FOR                  FOR

RELATING TO THE ISSUANCE OF CONVERTIBLE BONDS


 

PROPOSAL #2.19: APPROVE VALIDITY PERIOD OF THE               SHAREHOLDER        YES             FOR                  FOR

RESOLUTION RELATING TO THE ISSUANCE OF CONVERTIBLE

BONDS

PROPOSAL #2.20: APPROVE MATTERS RELATING TO                    SHAREHOLDER        YES             FOR                  FOR

AUTHORIZATION IN RESPECT TO THE ISSUANCE OF

CONVERTIBLE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright International Ltd.

  TICKER:               257                                  CUSIP:   Y14226107

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT CHEN XIAOPING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT FAN YAN HOK, PHILIP AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT MAR SELWYN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT LI KWOK SING, AUBREY AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3e: AUTHORIZE BOARD TO FIX THE REMUNERATION        ISSUER            YES             FOR                  FOR

 OF THE DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED            ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Everbright Limited

  TICKER:               165                                  CUSIP:   Y1421G106

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT TANG SHUANGNING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT TANG CHI CHUN, RICHARD AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3c: ELECT CHUNG SHUI MING, TIMPSON AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fangda Group Co., Ltd.

  TICKER:               000055                            CUSIP:   Y7742N100

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF EXTERNAL PERIODIC          ISSUER            YES             FOR                  FOR

MORTGAGE LOAN CREDIT GUARANTEE BY SUBSIDIARY

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO TWO            ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #3: APPROVE THE USE OF EQUITY OF SHENZHEN            ISSUER            YES             FOR                  FOR

FANGDA REAL ESTATE DEVELOPMENT CO., LTD. AS GUARANTEE

 COLLATERAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fangda Group Co., Ltd.

  TICKER:               000055                            CUSIP:   Y7742N100

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE 2015 PRIVATE PLACEMENT OF NEW A         ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 FEASIBILITY ANALYSIS REPORT        ISSUER            YES             FOR                  FOR

 ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fangda Group Co., Ltd.

  TICKER:               200055                            CUSIP:   Y7742N100

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES AND            ISSUER            YES             FOR                  FOR

RELEVANT COMMITMENTS IN CONNECTION TO PRIVATE

PROPOSAL #2: ELECT DENG LEI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fangda Group Co., Ltd.

  TICKER:               200055                            CUSIP:   Y7742N100

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE TRANSFER OF EQUITY IN CONTROLLED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fiber Optic Network System Group Ltd.

  TICKER:               03777                              CUSIP:   G21152106

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMOVAL OF ERNST & YOUNG AS                ISSUER            YES         AGAINST           AGAINST

AUDITORS OF THE COMPANY

PROPOSAL #2: APPROVE HLB HODGSON IMPEY CHENG LIMITED         ISSUER            YES         AGAINST           AGAINST

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fiber Optic Network System Group Ltd.

  TICKER:               3777                                CUSIP:   G21152106

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT MENG YUXIAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT DENG XUEJUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT SHI CUIMING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2a4: ELECT LUI PAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE HLB HODGSON IMPEY CHENG LIMITED         ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7: APPROVE REFRESH THE SCHEME MANDATE LIMIT        ISSUER            YES             FOR                  FOR

 OF THE SHARE OPTION SCHEME OF THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China First Heavy Industries Co., Ltd.

  TICKER:               601106                            CUSIP:   Y148AA106

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Foods Ltd.

  TICKER:               506                                  CUSIP:   G2154F109

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND RELATED          ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Foods Ltd.

  TICKER:               506                                  CUSIP:   G2154F109

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT PAUL KENNETH ETCHELLS AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT MA JIANPING AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT WU WENTING AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #2: APPROVE AUTHORIZATION OF SUBSIDIARY                ISSUER            YES             FOR                  FOR

REGARDING APPROVAL OF THE AMOUNT OF EXTERNAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF COOPERATION AGREEMENT        ISSUER            YES             FOR                  FOR

 AND SUPPLEMENTAL AGREEMENT REGARDING OVERALL

COOPERATIVE DEVELOPMENT, CONSTRUCTION AND OPERATION

OF THE SOUTHERN RENQIU AGREED REGION

PROPOSAL #2: APPROVE SIGNING OF STRATEGIC COOPERATION        ISSUER            YES             FOR                  FOR

 AGREEMENT WITH CITIC BANK CO., LTD.

PROPOSAL #3: APPROVE SIGNING OF STRATEGIC COOPERATION        ISSUER            YES             FOR                  FOR

 AGREEMENT WITH PING AN BANK CO., LTD.

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #5: APPROVE AUTHORIZATION OF SUBSIDIARY TO          ISSUER            YES         AGAINST           AGAINST

CONFIRM THE EXTERNAL GUARANTEE LIMIT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF OVERALL CORPORATE              ISSUER            YES             FOR                  FOR

AGREEMENT REGARDING CONSTRUCTION AND OPERATION IN

CITY OF MAANSHAN HE COUNTY AGREED AREA AND RELATED

SUPPLEMENTAL AGREEMENT

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #3: APPROVE AUTHORIZATION OF CONTROLLED                ISSUER            YES             FOR                  FOR

SUBSIDIARIES TO CONFIRM EXTERNAL GUARANTEE LIMIT

PROPOSAL #4: APPROVE RE-APPOINTMENT OF ZHONGXINGCAI          ISSUER            YES             FOR                  FOR

GUANGHUA CPAS AS FINANCIAL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTERNAL DONATION AND SIGNING OF        ISSUER            YES             FOR                  FOR

 COOPERATION AGREEMENT

PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM CORPORATE        ISSUER            YES             FOR                  FOR

 BONDS

PROPOSAL #3: APPROVE ISSUANCE OF ASSET-BACK                        ISSUER            YES             FOR                  FOR

SECURITIES BY FORTUNE LAND PROPERTY SERVICES CO.,

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #5: APPROVE AUTHORIZATION OF SUBSIDIARY TO          ISSUER            YES             FOR                  FOR

APPROVE EXTERNAL GUARANTEE LIMIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF OVERALL COOPERATION          ISSUER            YES             FOR                  FOR

DEVELOPMENT AGREEMENT TO CONSTRUCT AND OPERATE IN

QINHUANGDAO BEIDAHE NEW DISTRICT AGREED AREA AND ITS

SUPPLEMENT

PROPOSAL #2: APPROVE AUTHORIZATION OF COMPANY AND              ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY TO PURCHASE COMMERCIAL BANK

FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES         AGAINST           AGAINST

REGARDING INVESTMENT IN FINANCIAL PRODUCT FROM BANK

OF LANGFANG

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING HANDLING DEPOSITS, SETTLEMENT BUSINESS AT

BANK OF LANGFANG

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING HANDLING DEPOSITS BUSINESS AT LANGFANG

SUBURBAN ASSOCIATED PRESS

PROPOSAL #4: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #5: APPROVE AUTHORIZATION OF SUBSIDIARY TO          ISSUER            YES             FOR                  FOR

APPROVE EXTERNAL GUARANTEE LINE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF SPECIAL SUPPLEMENTAL         ISSUER            YES             FOR                  FOR

COOPERATIVE SETTLEMENT AGREEMENT FOR THE OVERALL

COLLABORATIVE DEVELOPMENT AND CONSTRUCTION OF GU'AN

XINXING INDUSTRIAL DEMONSTRATION ZONE CONVENTION AREA

PROPOSAL #2: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

COOPERATIVE AGREEMENT FOR THE OVERALL COLLABORATIVE

DEVELOPMENT AND CONSTRUCTION OF WEN'AN COUNTY

CONVENTION AREA

PROPOSAL #3: APPROVE TRANSFER OF ACCOUNTS RECEIVABLE         ISSUER            YES             FOR                  FOR

TO PING AN TRUST CO., LTD.

PROPOSAL #4: APPROVE CHANGES IN TOTAL SHARE CAPITAL          ISSUER            YES             FOR                  FOR

AND REGISTERED CAPITAL

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #6: APPROVE AUTHORIZATION OF SUBSIDIARY TO          ISSUER            YES         AGAINST           AGAINST

APPROVE EXTERNAL GUARANTEES

PROPOSAL #7: APPROVE OVERALL COLLABORATIVE                          ISSUER            YES             FOR                  FOR

DEVELOPMENT AND CONSTRUCTION OF ANHUI PROVINCE LIU'AN

 CITY SHUCHENG TOWN CONVENTION AREA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD OF                   ISSUER            YES             FOR                  FOR

DIRECTORS REGARDING THE PARK DISTRICT EXPANSION

AGREEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF EXTERNAL                   ISSUER            YES             FOR                  FOR

INVESTMENT OF COMPANY AND SUBSIDIARIES

PROPOSAL #9: APPROVE AUTHORIZATION OF THE COMPANY TO         ISSUER            YES             FOR                  FOR

PURCHASE COMMERCIAL LAND

PROPOSAL #10: APPROVE GUARANTEE PROVISION BY COMPANY         ISSUER            YES         AGAINST           AGAINST

AND SUBSIDIARIES

PROPOSAL #11: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF OVERALL COOPERATION          ISSUER            YES             FOR                  FOR

DEVELOPMENT AGREEMENT TO CONSTRUCT AND OPERATE IN

HENAN PROVINCE JIAOZUO CITY WUZHI COUNTY DESIGNATED

AREA AND ITS SUPPLEMENT

PROPOSAL #2: APPROVE PARTICIPATION IN INVITATION OF          ISSUER            YES             FOR                  FOR

LANGZHUO GUBAO INTERCITY RAILWAY SOCIAL INVESTOR

PROJECT BIDDING

PROPOSAL #3: APPROVE AUTHORIZATION OF SUBSIDIARY'S            ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEE AMOUNT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE SIGNING OF SUPPLEMENTARY                     ISSUER            YES             FOR                  FOR

AGREEMENT WITH JIASHAN COUNTY PEOPLE'S GOVERNMENT

PROPOSAL #3: AUTHORIZE SUBSIDIARY TO APPROVE EXTERNAL        ISSUER            YES             FOR                  FOR

 GUARANTEE LIMIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Fortune Land Co., Ltd.

  TICKER:               600340                            CUSIP:   Y98912101

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #2: APPROVE AUTHORIZATION OF SUBSIDIARIES TO        ISSUER            YES             FOR                  FOR

 RATIFY GUARANTEES LIMIT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Galaxy Securities Co Ltd

  TICKER:               6881                                CUSIP:   Y1R92J109

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO THE A SHARE                   ISSUER            YES             FOR                  FOR

OFFERING PLAN AND EXTENSION OF ITS VALIDITY PERIOD

PROPOSAL #2: APPROVE AMENDMENTS TO THE AUTHORIZATIONS        ISSUER            YES             FOR                  FOR

 CONCERNING THE A SHARE OFFERING AND EXTENSION OF ITS

 VALIDITY PERIOD

PROPOSAL #3: APPROVE DILUTION OF CURRENT RETURNS AS A        ISSUER            YES             FOR                  FOR

 RESULT OF THE A SHARE OFFERING AND THE REMEDIAL

MEASURES TO BE ADOPTED

PROPOSAL #4: APPROVE CONNECTED TRANSACTIONS WITH BANK        ISSUER            YES             FOR                  FOR

 OF TIANJIN FOR THE YEAR 2015

PROPOSAL #5: APPROVE CONNECTED TRANSACTIONS WITH BANK        ISSUER            YES             FOR                  FOR

 OF TIANJIN FOR THE YEAR 2016

PROPOSAL #6: APPROVE CONNECTED TRANSACTIONS WITH                ISSUER            YES             FOR                  FOR

CHINA INVESTMENT SECURITIES FOR THE YEAR 2016

PROPOSAL #7: APPROVE CONNECTED TRANSACTIONS WITH                ISSUER            YES             FOR                  FOR

GALAXY FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Galaxy Securities Co Ltd

  TICKER:               6881                                CUSIP:   Y1R92J109

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO THE A SHARE                   ISSUER            YES             FOR                  FOR

OFFERING PLAN AND EXTENSION OF ITS VALIDITY PERIOD

PROPOSAL #2: APPROVE AMENDMENTS TO THE AUTHORIZATIONS        ISSUER            YES             FOR                  FOR

 CONCERNING THE A SHARE OFFERING AND EXTENSION OF ITS

 VALIDITY PERIOD

PROPOSAL #3: APPROVE DILUTION OF CURRENT RETURNS AS A        ISSUER            YES             FOR                  FOR

 RESULT OF THE A SHARE OFFERING AND THE REMEDIAL

MEASURES TO BE ADOPTED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Galaxy Securities Co Ltd

  TICKER:               6881                                CUSIP:   Y1R92J109

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINAL ACCOUNTS REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 CAPITAL EXPENDITURE BUDGET         ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU CPA              ISSUER            YES             FOR                  FOR

LTD. (SPECIAL GENERAL PARTNERSHIP) AND DELOITTE

TOUCHE TOHMATSU AS EXTERNAL AUDITING FIRMS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE SPECIAL REPORT ON DEPOSIT AND            ISSUER            YES             FOR                  FOR

ACTUAL UTILIZATION OF PREVIOUSLY RAISED PROCEEDS

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: APPROVE AMENDMENTS TO AUTHORIZATION              ISSUER            YES             FOR                  FOR

GRANTED TO THE BOARD BY THE SHAREHOLDERS' GENERAL

MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Gas Holdings Ltd.

  TICKER:               00384                              CUSIP:   G2109G103

  MEETING DATE:   8/19/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT JIANG XINHAO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT HUANG YONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3a3: ELECT YU JEONG JOONAS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3a4: ELECT ZHAO YUHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3a5: ELECT HO YEUNG AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3a6: ELECT CHEN YANYAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX DIRECTORS'                 ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China General Plastics Corp.

  TICKER:               1305                                CUSIP:   Y1430L104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE AUDIT REPORT                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT


 

PROPOSAL #5: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #7: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #9: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #10.1: ELECT WU YIGUI, A REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

LIAN JU INTERNATIONAL INVESTMENT CO., LTD, WITH

SHAREHOLDER NO. 95625 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT ZHANG JIZHONG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF LIAN JU INTERNATIONAL INVESTMENT CO., LTD., WITH

SHAREHOLDER NO. 95625 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT LIN HANFU, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

LIAN JU INTERNATIONAL INVESTMENT CO., LTD., WITH

SHAREHOLDER NO. 95625 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.4: ELECT YING BAOLUO, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF LIAN JU INTERNATIONAL INVESTMENT CO., LTD., WITH

SHAREHOLDER NO. 95625 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT LIU HANTAI, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 LIAN JU INTERNATIONAL INVESTMENT CO., LTD., WITH

SHAREHOLDER NO. 95625 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT LIU ZHENTU, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 LIAN JU INTERNATIONAL INVESTMENT CO., LTD., WITH

SHAREHOLDER NO. 95625 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT LI ZUDE WITH ID NO. A102418XXX         ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

PROPOSAL #10.8: ELECT ZHENG YINGBIN WITH ID NO.                 ISSUER            YES             FOR                  FOR

A121231XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.9: ELECT LI LIANGXIAN WITH ID NO.                   ISSUER            YES             FOR                  FOR

F103767XXX AS INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #12: OTHER BUSINESS                                                   ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Gezhouba Group Co., Ltd.

  TICKER:               600068                            CUSIP:   Y1495L114

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE BOND TYPE AND BOND MATURITY           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.05: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.06: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.07: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.08: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.09: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Gezhouba Group Co., Ltd.

  TICKER:               600068                            CUSIP:   Y1495L114

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF LONG-TERM RIGHTS              ISSUER            YES             FOR                  FOR

MEDIUM-TERM NOTES

PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Gezhouba Group Co., Ltd.

  TICKER:               600068                            CUSIP:   Y1495L114

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE 2016 FINANCIAL SERVICES                       ISSUER            YES             FOR                  FOR

AGREEMENT WITH RELATED PARTY

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 APPOINTMENT OF FINANCIAL          ISSUER            YES             FOR                  FOR

REPORT AND INTERNAL CONTROL AUDITOR AND PAYMENT OF

REMUNERATION

PROPOSAL #11: ELECT LIU SHUYOU AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12: APPROVE INCREASE IN REGISTERED CAPITAL    SHAREHOLDER        YES             FOR                  N/A

IN CHINA ENERGY CONSTRUCTION GROUP GEZHOUBA FINANCE

CO., LTD BY CONTROLLING SHAREHOLDER


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Gezhouba Group Co., Ltd.

  TICKER:               600068                            CUSIP:   Y1495L114

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE BOND TYPE, BOND MATURITY,              ISSUER            YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST AS WELL AS OTHER

SPECIFIC ARRANGEMENTS

PROPOSAL #1.03: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.04: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

ISSUANCE METHOD

PROPOSAL #1.06: APPROVE PLACING ARRANGEMENTS FOR                ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #1.07: APPROVE SAFEGUARD MEASURES FOR DEBT          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #1.08: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.09: APPROVE GUARANTEE METHOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #1.12: APPROVE AUTHORIZATION MATTERS                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Grand Automotive Services Co., Ltd.

  TICKER:               600297                            CUSIP:   Y1964K100

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

RATIFY FINANCING ACTIVITIES WITHIN THE LIMIT

PROPOSAL #10: APPROVE 2016 INVESTMENT IN FINANCIAL            ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #11: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Grand Automotive Services Co., Ltd.

  TICKER:               600297                            CUSIP:   Y1964K100

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WANG XINMING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Greatwall Computer Shenzhen Co., Ltd.

  TICKER:               000066                            CUSIP:   Y14392107

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE PROVISION FOR ASSET IMPAIRMENT        ISSUER            YES             FOR                  FOR

 (NON-RELATED PARTIES)

PROPOSAL #7.2: APPROVE PROVISION FOR ASSET IMPAIRMENT        ISSUER            YES             FOR                  FOR

 (GREATWALL COMPUTER SOFTWARE AND SYSTEM CO., LTD.)

PROPOSAL #7.3: APPROVE PROVISION FOR ASSET IMPAIRMENT        ISSUER            YES             FOR                  FOR

 (SHENZHEN ZHONGDIAN INVESTMENT CO., LTD.)

PROPOSAL #7.4: APPROVE WRITE-OFF OF PARTIAL ACCOUNTS         ISSUER            YES             FOR                  FOR

RECEIVABLES

PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES BETWEEN         ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #10: ELECT ZHANG ZHIYONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Hainan Rubber Industry Group Co Ltd

  TICKER:               601118                            CUSIP:   Y1497E100

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF 2015 FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Hainan Rubber Industry Group Co Ltd

  TICKER:               601118                            CUSIP:   Y1497E100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE EVALUATION OF REMUNERATION OF            ISSUER            YES             FOR                  FOR

PART-TIME SENIOR MANAGEMENT DIRECTOR AND 2016

REMUNERATION

PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT          ISSUER            YES             FOR                  FOR

AND WRITE-OFF OF PORTION OF ASSETS

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 FINANCING CREDITS                         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 PROVISION OF FINANCING              ISSUER            YES         AGAINST           AGAINST

GUARANTEES TO SUBSIDIARIES

PROPOSAL #11: APPROVE 2016 INVESTMENTS IN FINANCIAL          ISSUER            YES             FOR                  FOR

DERIVATIVES BUSINESS

PROPOSAL #12.01: ELECT CHEN SHENGWEN AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Hainan Rubber Industry Group Co Ltd

  TICKER:               601118                            CUSIP:   Y1497E100

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #8: APPROVE UNDERTAKINGS OF REMEDIAL                     ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PROPOSAL #9: APPROVE ESTABLISHMENT OF RAISED FUNDS            ISSUER            YES             FOR                  FOR

SPECIAL ACCOUNT

PROPOSAL #10: APPROVE CONDITIONAL EQUITY TRANSFER              ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #11: APPROVE PROFIT COMPENSATION AGREEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, PRO                ISSUER            YES             FOR                  FOR

FORMA FINANCIAL STATEMENT AUDIT REPORT AND APPRAISAL

REPORT IN CONNECTION TO ACQUISITION OF 60% EQUITY OF

OVERSEAS COMPANY

PROPOSAL #14: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS AND THE RELEVANCE OF VALUATION

 PURPOSE AND APPROACH

PROPOSAL #15: APPROVE VALIDITY OF PRICING AND                     ISSUER            YES             FOR                  FOR

FAIRNESS OF THE VALUATION

PROPOSAL #16: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China High Speed Transmission Equipment Group Co Ltd.

  TICKER:               00658                              CUSIP:   G2112D105

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT CHEN YONGDAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT GOU JIANHUI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT WANG ZHENGBING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT ZHOU ZHIJIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT HU JICHUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3g: ELECT JIANG XIHE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3h: ELECT ZHU JUNSHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3i: ELECT CHEN SHIMIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #3j: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China High-Speed Railway Technology Co., Ltd.

  TICKER:               000008                            CUSIP:   Y4444K104

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN REGISTERED ADDRESS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #6: APPROVE INVESTMENT AND FINANCING                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China High-Speed Railway Technology Co., Ltd.

  TICKER:               000008                            CUSIP:   Y4444K104

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PUBLIC LISTING ON NATIONAL                 ISSUER            YES             FOR                  FOR

EQUITIES AND QUOTATIONS SYSTEM BY SUBSIDIARY ZHUZHOU

ONE STAR TECHNOLOGY CO., LTD.

PROPOSAL #2: APPROVE PUBLIC LISTING ON NATIONAL                 ISSUER            YES             FOR                  FOR

EQUITIES AND QUOTATIONS SYSTEM BY SUBSIDIARY NANJING

TAKONG INFORMATION TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China High-Speed Railway Technology Co., Ltd.

  TICKER:               000008                            CUSIP:   Y4444K104

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN AUDITOR                                  ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE PROVISION OF FINANCIAL AID TO            ISSUER             NO              N/A                  N/A

GUANGZHOU ABB MICROUNION TRACTION EQUIPMENT LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China High-Speed Railway Technology Co., Ltd.

  TICKER:               000008                            CUSIP:   Y4444K104

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT WANG ZHIQUAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT LAI WEIQIANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT ZHONG YAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT BAI BIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT ZHU ZUQIANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT ZHANG WEIHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT YI TINGBIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT YANG JIAN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China High-Speed Railway Technology Co., Ltd.

  TICKER:               000008                            CUSIP:   Y4444K104

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR BANK         ISSUER            YES             FOR                  FOR

CREDIT LINE APPLIED BY SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China High-Speed Railway Technology Co., Ltd.

  TICKER:               000008                            CUSIP:   Y4444K104

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT AND MANAGEMENT METHOD        ISSUER            YES             FOR                  FOR

 FOR CAPITAL INJECTION OF CORE EMPLOYEE IN SUBSIDIARY

PROPOSAL #2: APPROVE EQUITY TRANSFER AGREEMENT                    ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Hi-Tech Group Co., Ltd.

  TICKER:               600730                            CUSIP:   Y1455A108

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

AFFILIATED ENTERPRISES

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE ENTRUSTED ASSET MANAGEMENT BY            ISSUER            YES             FOR                  FOR

COMPANY AND CONTROLLED SUBSIDIARY

PROPOSAL #9: APPROVE ENTRUSTED ASSET MANAGEMENT BY            ISSUER            YES             FOR                  FOR

COMPANY AND CONTROLLED SUBSIDIARY WITH FOUNDER

SECURITY CO., LTD

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.01: ELECT WEI JUNMIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT ZHENG MINGGAO AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.03: ELECT KONG RAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.04: ELECT ZHU WENGE AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.05: ELECT CONG JIANHUA AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.06: ELECT HU BING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT QIN QIULI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT TONG PAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.03: ELECT ZHOU HUA AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT CUI YUNTAO AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: ELECT LIAO HANG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: ELECT XUAN WENYUAN AS SUPERVISOR               ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Hongqiao Group Ltd.

  TICKER:               1378                                CUSIP:   G21150100

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT ZHENG SHULIANG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT YANG CONGSEN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT ZHANG JINGLEI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT XING JIAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: ELECT CHEN YINGHAI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: ELECT HAN BENWEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Huarong Asset Management Co., Ltd.

  TICKER:               2799                                CUSIP:   ADPV30665

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE ISSUANCE PLAN OF FINANCIAL          ISSUER            YES             FOR                  FOR

BONDS FOR 2016 AND RELEVANT AUTHORIZATION

PROPOSAL #2: APPROVE THE CAPITAL INCREASE IN HUARONG         ISSUER            YES             FOR                  FOR

TRUST

PROPOSAL #1: APPOINT DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE

TOHMATSU AS DOMESTIC AND OVERSEAS AUDITORS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Huarong Asset Management Co., Ltd.

  TICKER:               2799                                CUSIP:   ADPV30665

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF TIER II CAPITAL                ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #2: APPROVE CAPITAL INCREASE IN HUARONG                ISSUER            YES             FOR                  FOR

FINANCIAL LEASING


 

PROPOSAL #3: APPROVE CAPITAL INCREASE IN HUARONG                ISSUER            YES             FOR                  FOR

SECURITIES

PROPOSAL #1: APPROVE 2015 FINAL FINANCIAL ACCOUNT              ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT SHAO JINGCHUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FIXED ASSETS INVESTMENT              ISSUER            YES             FOR                  FOR

BUDGET

PROPOSAL #5: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES         AGAINST           AGAINST

CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE

TOHMATSU AS ITS DOMESTIC AND OVERSEAS AUDITORS AND

AUTHORIZE THE BOARD TO DETERMINE THE AUDIT FEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Huishan Dairy Holdings Company Limited

  TICKER:               06863                              CUSIP:   G2117A106

  MEETING DATE:   8/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MARK ANTHONY WILSON AS DIRECTOR             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT SO WING HOI AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT KWOK HOK YIN AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: ELECT LI KAR CHEUNG AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Huishan Dairy Holdings Company Limited

  TICKER:               06863                              CUSIP:   G2117A106

  MEETING DATE:   8/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ADOPT SHARE AWARD SCHEME                                    ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Huiyuan Juice Group Ltd.

  TICKER:               1886                                CUSIP:   G21123107

  MEETING DATE:   2/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL AND AMEND MEMORANDUM AND ARTICLES OF

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Huiyuan Juice Group Ltd.

  TICKER:               1886                                CUSIP:   G21123107

  MEETING DATE:   2/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE VARIATION OF CERTAIN OF THE                ISSUER            YES             FOR                  FOR

SPECIAL RIGHTS ATTACHED TO THE ORDINARY SHARES AND

CONVERTIBLE PREFERENCE SHARES RESULTING FROM THE

MEMORANDUM AND ARTICLES OF ASSOCIATION AMENDMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Huiyuan Juice Group Ltd.

  TICKER:               1886                                CUSIP:   G21123107

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT CUI XIANGUO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT LEUNG MAN KIT AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT ZHAO YALI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT WANG WEI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China International Marine Containers (Group) Co., Ltd.

  TICKER:               000039                            CUSIP:   Y1457J115

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPLIANCE WITH CRITERIA FOR              ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF A SHARES


 

PROPOSAL #2: APPROVE FEASIBILITY REPORT ON USE OF              ISSUER            YES             FOR                  FOR

PROCEEDS RAISED FROM NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE REPORT ON USE OF PROCEEDS FROM          ISSUER            YES             FOR                  FOR

PREVIOUS FUNDRAISING ACTIVITIES

PROPOSAL #4: APPROVE SHAREHOLDERS' RETURN PLAN FOR            ISSUER            YES             FOR                  FOR

THE COMING THREE YEARS (2016-2018)

PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS RESULTING FROM NON-PUBLIC ISSUANCE OF A

SHARES ON THE KEY FINANCIAL INDICATORS AND MEASURES

ADOPTED BY THE COMPANY

PROPOSAL #6: APPROVE UNDERTAKING OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN RELATION TO REMEDIAL MEASURES

ADOPTED FOR THE DILUTION OF CURRENT RETURNS RESULTING

 FROM NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #7: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

ON REAL ESTATE BUSINESS FOR THE PURPOSE OF 2016 NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #8: APPROVE UNDERTAKING FROM DIRECTORS,                ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT ON RELEVANT MATTERS

 OF REAL ESTATE BUSINESS

PROPOSAL #9: APPROVE AMENDMENTS TO MANAGEMENT POLICY         ISSUER            YES             FOR                  FOR

FOR FUNDRAISING

PROPOSAL #10: AMEND RULES OF PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #11.1: APPROVE CLASS OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

AND NOMINAL VALUE IN RELATION TO NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #11.2: APPROVE METHOD AND TIME OF ISSUANCE          ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.3: APPROVE TARGET OF ISSUANCE AND METHOD        ISSUER            YES             FOR                  FOR

 OF SUBSCRIPTION IN RELATION TO NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #11.4: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.5: APPROVE ISSUANCE PRICE, PRICE                     ISSUER            YES             FOR                  FOR

DETERMINATION DATE AND PRICING PRINCIPLE IN RELATION

TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.6: APPROVE LOCK-UP PERIOD OF SHARES                ISSUER            YES             FOR                  FOR

UNDER THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.7: APPROVE AMOUNT OF FUND RAISED AND USE        ISSUER            YES             FOR                  FOR

 OF PROCEEDS IN RELATION TO NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #11.8: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.9: APPROVE ACCUMULATED PROFIT                          ISSUER            YES             FOR                  FOR

ARRANGEMENT PRIOR TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.10: APPROVE RESOLUTION VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #12: APPROVE THE PLAN FOR NON-PUBLIC                     ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

PROPOSAL #13: AUTHORIZE BOARD TO HANDLE ALL MATTERS          ISSUER            YES             FOR                  FOR

RELATED TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE AMENDMENTS TO EQUITY TRUST PLAN        ISSUER            YES             FOR                  FOR

 OF CIMC VEHICLE (GROUP) CO., LTD.

PROPOSAL #16.A1: ELECT WANG HONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #16.A2: ELECT WANG YUHANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #16.A3: ELECT MAI BOLIANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #16.A4: ELECT WANG ZHIXIAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #16.A5: ELECT LIU CHONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #16.B1: ELECT PAN ZHENQI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #16.B2: ELECT PAN CHENGWEI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #16.B3: ELECT WONG KWAI HUEN, ALBERT AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.1: ELECT LAM YUK LAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #17.2: ELECT ZHANG MINGWEN AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE 2015 WORK REPORT OF THE BOARD          ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #19: APPROVE 2015 WORK REPORT OF THE                     ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #20: APPROVE 2015 ANNUAL REPORT                              ISSUER            YES             FOR                  FOR

PROPOSAL #21: APPROVE 2015 PROFIT DISTRIBUTION AND            ISSUER            YES             FOR                  FOR

DIVIDEND DISTRIBUTION

PROPOSAL #22: APPROVE PRICEWATERHOUSECOOPERS ZHONG            ISSUER            YES             FOR                  FOR

TIAN CPAS LLP AS AUDITORS

PROPOSAL #23: APPROVE 2016 BANKING FACILITY AND                 ISSUER            YES         AGAINST           AGAINST

PROJECT GUARANTEE TO SUBSIDIARIES

PROPOSAL #24: APPROVE BANKING FACILITY GUARANTEE                ISSUER            YES         AGAINST           AGAINST

PROVIDED BY CIMC VEHICLE (GROUP) CO., LTD. TO ITS

SUBSIDIARIES

PROPOSAL #25: APPROVE CREDIT GUARANTEE PROVIDED BY            ISSUER            YES             FOR                  FOR

CIMC VEHICLE (GROUP) CO., LTD. AND ITS SUBSIDIARIES

TO THEIR DISTRIBUTORS AND CUSTOMERS

PROPOSAL #26: APPROVE APPLICATION BY CIMC FINANCE              ISSUER            YES         AGAINST           AGAINST

COMPANY LTD. TO HANDLE THE EXTERNAL GUARANTEE

BUSINESS OF MEMBERS OF THE GROUP

PROPOSAL #27: APPROVE PROVISION OF CREDIT GUARANTEE          ISSUER            YES             FOR                  FOR

BY C&C TRUCKS CO., LTD. AND ITS SUBSIDIARIES TO THEIR

 DISTRIBUTORS AND CUSTOMERS

PROPOSAL #28: APPROVE ISSUE, REGISTRATION AND                     ISSUER            YES             FOR                  FOR

ISSUANCE OF, IN ONE OR MULTIPLE TRANCHE(S), DEBT

FINANCING INSTRUMENTS

PROPOSAL #29: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China International Marine Containers (Group) Co., Ltd.

  TICKER:               000039                            CUSIP:   Y1457J115

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED          ISSUER            YES             FOR                  FOR

AND NOMINAL VALUE IN RELATION TO NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #1.2: APPROVE METHOD AND TIME OF ISSUANCE IN        ISSUER            YES             FOR                  FOR

 RELATION TO NON-PUBLIC ISSUANCE OF A SHARES


 

PROPOSAL #1.3: APPROVE TARGET OF ISSUANCE AND METHOD         ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO NON-PUBLIC ISSUANCE OF

 A SHARES

PROPOSAL #1.4: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.5: APPROVE ISSUANCE PRICE, PRICE                       ISSUER            YES             FOR                  FOR

DETERMINATION DATE AND PRICING PRINCIPLE IN RELATION

TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.6: APPROVE LOCK-UP PERIOD OF SHARES UNDER        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.7: APPROVE AMOUNT OF FUND RAISED AND USE         ISSUER            YES             FOR                  FOR

OF PROCEEDS IN RELATION TO NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.8: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.9: APPROVE ACCUMULATED PROFIT ARRANGEMENT        ISSUER            YES             FOR                  FOR

 PRIOR TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2: APPROVE THE PLAN FOR NON-PUBLIC ISSUANCE        ISSUER            YES             FOR                  FOR

 OF A SHARES

PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS            ISSUER            YES             FOR                  FOR

RELATED TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China International Marine Containers (Group) Co., Ltd.

  TICKER:               000039                            CUSIP:   Y1457J123

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPLIANCE WITH CRITERIA FOR              ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2: APPROVE FEASIBILITY REPORT ON USE OF              ISSUER            YES             FOR                  FOR

PROCEEDS RAISED FROM NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE REPORT ON USE OF PROCEEDS FROM          ISSUER            YES             FOR                  FOR

PREVIOUS FUNDRAISING ACTIVITIES

PROPOSAL #4: APPROVE SHAREHOLDERS' RETURN PLAN FOR            ISSUER            YES             FOR                  FOR

THE COMING THREE YEARS (2016-2018)

PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS RESULTING FROM NON-PUBLIC ISSUANCE OF A

SHARES ON THE KEY FINANCIAL INDICATORS AND MEASURES

ADOPTED BY THE COMPANY

PROPOSAL #6: APPROVE UNDERTAKING OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN RELATION TO REMEDIAL MEASURES

ADOPTED FOR THE DILUTION OF CURRENT RETURNS RESULTING

 FROM NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #7: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

ON REAL ESTATE BUSINESS FOR THE PURPOSE OF 2016 NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #8: APPROVE UNDERTAKING FROM DIRECTORS,                ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT ON RELEVANT MATTERS

 OF REAL ESTATE BUSINESS

PROPOSAL #9: APPROVE AMENDMENTS TO MANAGEMENT POLICY         ISSUER            YES             FOR                  FOR

FOR FUNDRAISING

PROPOSAL #10: AMEND RULES OF PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS


 

PROPOSAL #11.1: APPROVE CLASS OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

AND NOMINAL VALUE IN RELATION TO NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #11.2: APPROVE METHOD AND TIME OF ISSUANCE          ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.3: APPROVE TARGET OF ISSUANCE AND METHOD        ISSUER            YES             FOR                  FOR

 OF SUBSCRIPTION IN RELATION TO NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #11.4: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.5: APPROVE ISSUANCE PRICE, PRICE                     ISSUER            YES             FOR                  FOR

DETERMINATION DATE AND PRICING PRINCIPLE IN RELATION

TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.6: APPROVE LOCK-UP PERIOD OF SHARES                ISSUER            YES             FOR                  FOR

UNDER THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.7: APPROVE AMOUNT OF FUND RAISED AND USE        ISSUER            YES             FOR                  FOR

 OF PROCEEDS IN RELATION TO NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #11.8: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.9: APPROVE ACCUMULATED PROFIT                          ISSUER            YES             FOR                  FOR

ARRANGEMENT PRIOR TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #11.10: APPROVE RESOLUTION VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #12: APPROVE THE PLAN FOR NON-PUBLIC                     ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

PROPOSAL #13: AUTHORIZE BOARD TO HANDLE ALL MATTERS          ISSUER            YES             FOR                  FOR

RELATED TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE AMENDMENTS TO EQUITY TRUST PLAN        ISSUER            YES             FOR                  FOR

 OF CIMC VEHICLE (GROUP) CO., LTD.

PROPOSAL #16.1: ELECT WANG HONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #16.2: ELECT WANG YUHANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #16.3: ELECT MAI BOLIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #16.4: ELECT WANG ZHIXIAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #16.5: ELECT LIU CHONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #16.6: ELECT PAN ZHENQI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #16.7: ELECT PAN CHENGWEI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #16.8: ELECT WONG KWAI HUEN, ALBERT AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.1: ELECT LAM YUK LAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #17.2: ELECT ZHANG MINGWEN AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE 2015 WORK REPORT OF THE BOARD          ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #19: APPROVE 2015 WORK REPORT OF THE                     ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #20: APPROVE 2015 ANNUAL REPORT                              ISSUER            YES             FOR                  FOR

PROPOSAL #21: APPROVE 2015 PROFIT DISTRIBUTION AND            ISSUER            YES             FOR                  FOR

DIVIDEND DISTRIBUTION


 

PROPOSAL #22: APPROVE PRICEWATERHOUSECOOPERS ZHONG            ISSUER            YES             FOR                  FOR

TIAN CPAS LLP AS AUDITORS

PROPOSAL #23: APPROVE 2016 BANKING FACILITY AND                 ISSUER            YES         AGAINST           AGAINST

PROJECT GUARANTEE TO SUBSIDIARIES

PROPOSAL #24: APPROVE BANKING FACILITY GUARANTEE                ISSUER            YES         AGAINST           AGAINST

PROVIDED BY CIMC VEHICLE (GROUP) CO., LTD. TO ITS

SUBSIDIARIES

PROPOSAL #25: APPROVE CREDIT GUARANTEE PROVIDED BY            ISSUER            YES             FOR                  FOR

CIMC VEHICLE (GROUP) CO., LTD. AND ITS SUBSIDIARIES

TO THEIR DISTRIBUTORS AND CUSTOMERS

PROPOSAL #26: APPROVE APPLICATION BY CIMC FINANCE              ISSUER            YES         AGAINST           AGAINST

COMPANY LTD. TO HANDLE THE EXTERNAL GUARANTEE

BUSINESS OF MEMBERS OF THE GROUP

PROPOSAL #27: APPROVE PROVISION OF CREDIT GUARANTEE          ISSUER            YES             FOR                  FOR

BY C&C TRUCKS CO., LTD. AND ITS SUBSIDIARIES TO THEIR

 DISTRIBUTORS AND CUSTOMERS

PROPOSAL #28: APPROVE ISSUE, REGISTRATION AND                     ISSUER            YES             FOR                  FOR

ISSUANCE OF, IN ONE OR MULTIPLE TRANCHE(S), DEBT

FINANCING INSTRUMENTS

PROPOSAL #29: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China International Marine Containers (Group) Co., Ltd.

  TICKER:               000039                            CUSIP:   Y1457J123

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED          ISSUER            YES             FOR                  FOR

AND NOMINAL VALUE IN RELATION TO NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #1.2: APPROVE METHOD AND TIME OF ISSUANCE IN        ISSUER            YES             FOR                  FOR

 RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.3: APPROVE TARGET OF ISSUANCE AND METHOD         ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO NON-PUBLIC ISSUANCE OF

 A SHARES

PROPOSAL #1.4: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.5: APPROVE ISSUANCE PRICE, PRICE                       ISSUER            YES             FOR                  FOR

DETERMINATION DATE AND PRICING PRINCIPLE IN RELATION

TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.6: APPROVE LOCK-UP PERIOD OF SHARES UNDER        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.7: APPROVE AMOUNT OF FUND RAISED AND USE         ISSUER            YES             FOR                  FOR

OF PROCEEDS IN RELATION TO NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.8: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.9: APPROVE ACCUMULATED PROFIT ARRANGEMENT        ISSUER            YES             FOR                  FOR

 PRIOR TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2: APPROVE THE PLAN FOR NON-PUBLIC ISSUANCE        ISSUER            YES             FOR                  FOR

 OF A SHARES

PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS            ISSUER            YES             FOR                  FOR

RELATED TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China International Travel Service Corp. Ltd.

  TICKER:               601888                            CUSIP:   Y149A3100

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE 2016 FINANCIAL BUDGET REPORT              ISSUER            YES         AGAINST           AGAINST

(DRAFT)

PROPOSAL #3: APPROVE 2016 GUARANTEE PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE 2015 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China International Travel Service Corp. Ltd.

  TICKER:               601888                            CUSIP:   Y149A3100

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China ITS (Holdings) Co., Ltd.

  TICKER:               1900                                CUSIP:   G2161M105

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MASTER SALE AND PURCHASE                     ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China ITS (Holdings) Co., Ltd.

  TICKER:               1900                                CUSIP:   G2161M105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT LIAO JIE AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT JIANG HAILIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Jinmao Holdings Group Ltd.

  TICKER:               817                                  CUSIP:   Y1500V107

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT JIANG NAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT CUI YAN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #3C: ELECT AN HONGJUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3D: ELECT GAO SHIBIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3E: ELECT NING GAONING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Jushi Co., Ltd.

  TICKER:               600176                            CUSIP:   Y5642X103

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN CAPITAL OF CNY                 ISSUER            YES             FOR                  FOR

1,333,550,000 TO WHOLLY-OWNED SUBSIDIARY JUSHI GROUP

CO., LTD.

PROPOSAL #2: APPROVE INCREASE IN CAPITAL OF USD 95            ISSUER            YES             FOR                  FOR

MILLION TO WHOLLY-OWNED SUBSIDIARY JUSHI EGYPT

FIBERGLASS CO., LTD. BY JUSHI GROUP CO., LTD. AND

OTHER SUBSIDIARIES

PROPOSAL #3: APPROVE INCREASE IN CAPITAL OF CNY 350          ISSUER            YES             FOR                  FOR

MILLION TO JUSHI GROUP CHENGDU CO., LTD. BY JUSHI

GROUP CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Jushi Co., Ltd.

  TICKER:               600176                            CUSIP:   Y5642X103

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 CAPITALIZATION OF CAPITAL          ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #7: APPROVE 2015 PAYMENT OF REMUNERATION AND        ISSUER            YES             FOR                  FOR

 2016 RE-APPOINTMENT OF BAKER TILLY INTERNATIONAL

CPAS AS AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8.00: APPROVE 2015 DAILY RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8.01: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CHINA NATIONAL BUILDING MATERIALS & EQUIPMENT

IMPORT AND EXPORT CORPORATION

PROPOSAL #8.02: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CNBM INTERNATIONAL CORPORATION

PROPOSAL #8.03: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH LIANYUNGANG ZHONGFU LIANZHONG COMPOSITES GROUP

CO., LTD.

PROPOSAL #8.04: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH DIRECT AND INDIRECT HOLDING COMPANIES OF 

ZHENSHI HOLDING GROUP CO., LTD.

PROPOSAL #9.01: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CHINA NATIONAL BUILDING MATERIALS & EQUIPMENT

IMPORT AND EXPORT CORPORATION

PROPOSAL #9.02: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH CNBM INTERNATIONAL CORPORATION

PROPOSAL #9.03: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH LIANYUNGANG ZHONGFU LIANZHONG COMPOSITES GROUP

CO., LTD.

PROPOSAL #9.04: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH DIRECT AND INDIRECT HOLDING COMPANIES OF 

ZHENSHI HOLDING GROUP CO., LTD.

PROPOSAL #10: APPROVE 2016 AUTHORIZATION OF COMPANY          ISSUER            YES             FOR                  FOR

AND SUBSIDIARIES TO APPLY TOTAL CREDIT FINANCING

PROPOSAL #11: APPROVE PROVISION OF TOTAL GUARANTEES          ISSUER            YES         AGAINST           AGAINST

TO SUBSIDIARIES BY COMPANY AND WHOLLY-OWNED

PROPOSAL #12: APPROVE 2015 ISSUANCE OF NON-FINANCIAL         ISSUER            YES         AGAINST           AGAINST

CORPORATE DEBT FINANCING INSTRUMENTS BY COMPANY AND

WHOLLY-OWNED SUBSIDIARY JUSHI GROUP CO., LTD.

PROPOSAL #13: APPROVE 2016 FORWARD FOREIGN EXCHANGE,         ISSUER            YES             FOR                  FOR

CURRENCY EXCHANGE SWAPS AND PRECIOUS METALS FUTURES

TRADING BUSINESSES OF COMPANY AND SUBSIDIARIES

PROPOSAL #14: APPROVE PRODUCTION LINE CONSTRUCTION            ISSUER            YES             FOR                  FOR

PROJECT OF JUSHI GROUP CO., LTD. FOR ANNUAL

PRODUCTION OF 100,000 TONS OF UNSATURATED POLYESTER


 

PROPOSAL #15: APPROVE PRODUCTION LINE EXPANSION                 ISSUER            YES             FOR                  FOR

PROJECT OF JUSHI GROUP CO., LTD. FOR ANNUAL

PRODUCTION OF 600,000 TONS OF MICRONIZED PYROPHYLLITE

PROPOSAL #16: APPROVE PRODUCTION LINE CONSTRUCTION            ISSUER            YES             FOR                  FOR

PROJECT OF JUSHI GROUP JIUJIANG CO., LTD. FOR ANNUAL

PRODUCTION OF 120,000 TONS OF BRUSHED TANK-FURNACED

E-GLASS FIBER

PROPOSAL #17: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #18: APPROVE ADJUSTMENT OF SIZE OF BOARD OF         ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #19: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #20: APPROVE 2015 REPORT ON PERFORMANCE OF          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Lesso Group Holdings Limited

  TICKER:               2128                                CUSIP:   G2157Q102

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT WONG LUEN HEI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT KONG ZHAOCONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LIN SHAOQUAN AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3d: ELECT FUNG PUI CHEUNG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT WONG KWOK HO JONATHAN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT TAO ZHIGANG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3g: AUTHORIZE BOARD TO FIX THE REMUNERATION        ISSUER            YES             FOR                  FOR

 OF DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5b: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Life Insurance Co. Limited

  TICKER:               02628                              CUSIP:   Y1477R204

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT TANG XIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPOINT ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

THE PRC AUDITOR AND ERNST & YOUNG AS THE

INTERNATIONAL AUDITOR FOR THE YEAR 2016


 

PROPOSAL #3: APPROVE ENTRUSTED INVESTMENT AND                     ISSUER            YES             FOR                  FOR

MANAGEMENT AGREEMENT FOR ALTERNATIVE INVESTMENTS WITH

 INSURANCE FUNDS, RELATED TRANSACTIONS AND ANNUAL CAP

PROPOSAL #4: APPROVE ISSUE OF DEBT FINANCING                       ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #5: APPROVE OVERSEAS ISSUE OF SENIOR BONDS           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CHANGE OF BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Life Insurance Co. Limited

  TICKER:               2628                                CUSIP:   Y1477R204

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: ELECT LEUNG OI-SIE ELSIE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF AUDITORS                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

PRC AUDITOR AND ERNST & YOUNG AS INTERNATIONAL

PROPOSAL #9: APPROVE CONTINUED DONATIONS TO CHINA              ISSUER            YES             FOR                  FOR

LIFE FOUNDATION

PROPOSAL #10: APPROVE AMENDMENTS TO THE RULES OF                ISSUER            YES             FOR                  FOR

PROCEDURES FOR THE BOARD OF DIRECTORS

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Life Insurance Co., Ltd

  TICKER:               2823                                CUSIP:   Y1478C107

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Lilang Ltd

  TICKER:               01234                              CUSIP:   G21141109

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL                 ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #3.1: ELECT WANG CONG XING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT HU CHENG CHU AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: ELECT LAI SHIXIAN AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE KPMG AS AUDITORSAND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Longyuan Power Group Corporation Ltd.

  TICKER:               00916                              CUSIP:   Y1501T101

  MEETING DATE:   7/9/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT QIAO BAOPING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT WANG BAOLE AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT SHAO GUOYONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT CHEN JINGDONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT LI ENYI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT HUANG QUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT ZHANG SONGYI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT MENG YAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT HAN DECHANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT XIE CHANGJUN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT YU YONGPING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Longyuan Power Group Corporation Ltd.

  TICKER:               916                                  CUSIP:   Y1501T101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #3: APPROVE 2015 INDEPENDENT AUDITOR'S                 ISSUER            YES             FOR                  FOR

REPORT AND AUDITED FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND DISTRIBUTION OF FINAL DIVIDEND

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE RUIHUA CERTIFIED PUBLIC                       ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNER) AS PRC AUDITOR

AND AUTHORIZE AUDIT COMMITTEE OF THE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #9: APPROVE KPMG AS INTERNATIONAL AUDITOR            ISSUER            YES             FOR                  FOR

AND AUTHORIZE AUDIT COMMITTEE OF THE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #10: APPROVE APPLICATION FOR REGISTRATION            ISSUER            YES             FOR                  FOR

AND ISSUANCE OF DEBT FINANCING INSTRUMENTS OF NON-

FINANCIAL ENTERPRISES IN THE PRC AND RELATED

TRANSACTIONS

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #12: APPROVE GRANT OF GENERAL MANDATE TO              ISSUER            YES             FOR                  FOR

ISSUE DEBT FINANCING INSTRUMENTS IN ONE OR MORE

TRANCHES IN THE PRC AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Machinery Engineering Corporation

  TICKER:               1829                                CUSIP:   Y1501U108

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE ACQUISITION AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Machinery Engineering Corporation

  TICKER:               1829                                CUSIP:   Y1501U108

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT 2015 WORK REPORT OF THE BOARD OF         ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: ACCEPT 2015 WORK REPORT OF THE                        ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD

PROPOSAL #3: ACCEPT 2015 FINANCIAL STATEMENTS AND              ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

DISTRIBUTION OF FINAL DIVIDEND

PROPOSAL #5: APPROVE ERNST & YOUNG AND ERNST & YOUNG         ISSUER            YES             FOR                  FOR

HUA MING LLP (SPECIAL GENERAL PARTNERSHIP) AS

INTERNATIONAL AUDITOR AND DOMESTIC AUDITOR

RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE ISSUANCE OF CORPORATE BONDS                ISSUER            YES             FOR                  FOR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Machinery Engineering Corporation

  TICKER:               1829                                CUSIP:   Y1501U108

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Manmade Fibers Corp.

  TICKER:               1718                                CUSIP:   Y1488M103

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5.1: ELECT LI,QIN-CAI WITH ID NO.                        ISSUER            YES             FOR                  FOR

H101536XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT LI,DE-WEI WITH ID NO. A122122XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT XU,LI-HUA WITH ID NO. A126270XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT WANG GUI XIAN, REPRESENTING PAN    SHAREHOLDER        YES         AGAINST               N/A

ASIA INVESTMENT CO., LTD WITH SHAREHOLDER NO. 216308

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT ZHUANG MING SHAN, REPRESENTING      SHAREHOLDER        YES         AGAINST               N/A

CHINA MANMADE FIBERS INVESTMENT CO., LTD WITH

SHAREHOLDER NO. 216310 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT WANG GUI FENG, REPRESENTING PAN    SHAREHOLDER        YES         AGAINST               N/A

ASIA INVESTMENT CO., LTD WITH SHAREHOLDER NO. 216308

AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #5.7: ELECT HUANG MING XIONG, REPRESENTING      SHAREHOLDER        YES         AGAINST               N/A

PAN ASIA INVESTMENT CO., LTD WITH SHAREHOLDER NO.

216308 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT LIU YONG DA, REPRESENTING CHINA    SHAREHOLDER        YES         AGAINST               N/A

MANMADE FIBERS INVESTMENT CO., LTD WITH SHAREHOLDER

NO. 216310 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT CHEN GUO QING, REPRESENTING           SHAREHOLDER        YES         AGAINST               N/A

CHINA MANMADE FIBERS INVESTMENT CO., LTD WITH

SHAREHOLDER NO. 216310 AS NON-INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Medical System Holdings Ltd.

  TICKER:               867                                  CUSIP:   G21108124

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT LAM KONG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT CHEN HONGBING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT WU CHI KEUNG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT HUANG MING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Meheco Co., Ltd.

  TICKER:               600056                            CUSIP:   Y16635107

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SHI LUWEN AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Meheco Co., Ltd.

  TICKER:               600056                            CUSIP:   Y16635107

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT TAN XINGHUI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT LI JIAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Meheco Co., Ltd.

  TICKER:               600056                            CUSIP:   Y16635107

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE CONFIRMATION ON 2015 AUDIT FEE           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 ESTIMATES

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE FROM TONGYONG TECHNOLOGY

GROUP FINANCE CO., LTD.

PROPOSAL #9: APPROVE 2016 GUARANTEE PROVISION TO                ISSUER            YES         AGAINST           AGAINST

TONGYONG TECHNOLOGY GROUP FINANCE CO., LTD.

PROPOSAL #10: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #11: APPROVE 2016 BANK GUARANTEE PROVISION          ISSUER            YES         AGAINST           AGAINST

TO CONTROLLED COMPANY

PROPOSAL #12: APPROVE 2016 RE-APPOINTMENT OF AUDITOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Bank Co Ltd

  TICKER:               600036                            CUSIP:   Y14896107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #5: APPROVE 2015 PROFIT APPROPRIATION PLAN          ISSUER            YES             FOR                  FOR

AND DISTRIBUTION OF FINAL DIVIDEND

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL

PARTNERSHIP) AS DOMESTIC ACCOUNTING FIRM AND DELOITTE

 TOUCHE TOHMATSU CERTIFIEDPUBLIC ACCOUNTANTS AS

INTERNATIONAL ACCOUNTING FIRM AND FIX THEIR

REMUNERATION

PROPOSAL #7: APPROVE 2015 ASSESSMENT REPORT ON THE            ISSUER            YES             FOR                  FOR

DUTY PERFORMANCE OF DIRECTORS

PROPOSAL #8: APPROVE 2015 ASSESSMENT REPORT ON THE            ISSUER            YES             FOR                  FOR

DUTY PERFORMANCE OF SUPERVISORS


 

PROPOSAL #9: APPROVE 2015 ASSESSMENT REPORT ON THE            ISSUER            YES             FOR                  FOR

DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT

DIRECTORS

PROPOSAL #10: APPROVE 2015 ASSESSMENT REPORT ON THE          ISSUER            YES             FOR                  FOR

DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL

SUPERVISORS

PROPOSAL #11: APPROVE 2015 RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13.01: ELECT LI JIANHONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT XU LIRONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.03: ELECT LI XIAOPENG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.04: ELECT SUN YUEYING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.05: ELECT FU GANGFENG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.06: ELECT HONG XIAOYUAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #13.07: ELECT SU MIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.08: ELECT ZHANG JIAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.09: ELECT WANG DAXIONG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.10: ELECT ZHANG FENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.11: ELECT TIAN HUIYU AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.12: ELECT LI HAO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.13: ELECT LEUNG KAM CHUNG, ANTONY AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.14: ELECT WONG KWAI LAM  AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #13.15: ELECT PAN CHENGWEI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.16: ELECT PAN YINGLI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.17: ELECT ZHAO JUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #13.18: ELECT WONG SEE HONG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14.01: ELECT FU JUNYUAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: ELECT WU HENG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: ELECT WEN JIANGUO AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14.04: ELECT JIN QINGJUN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14.05: ELECT DING HUIPING AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #14.06: ELECT HAN ZIRONG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Bank Co Ltd

  TICKER:               600036                            CUSIP:   Y14896115

  MEETING DATE:   9/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG FENG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FIRST PHASE EMPLOYEE STOCK         ISSUER            YES         AGAINST           AGAINST

OWNERSHIP SCHEME (REVISED VERSION) AND ITS SUMMARY

PROPOSAL #3: APPROVE REVISION OF THE CONNECTED ISSUE         ISSUER            YES         AGAINST           AGAINST

RELATING TO THE PRIVATE PLACEMENT OF A SHARES

PROPOSAL #4: ELECT ZHU LIWEI, ERIC AS DIRECTOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5: ELECT FU JUNYUAN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Bank Co Ltd

  TICKER:               600036                            CUSIP:   Y14896115

  MEETING DATE:   9/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FIRST PHASE EMPLOYEE STOCK         ISSUER            YES         AGAINST           AGAINST

OWNERSHIP SCHEME (REVISED VERSION) AND ITS SUMMARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Bank Co Ltd

  TICKER:               600036                            CUSIP:   Y14896115

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #5: APPROVE 2015 PROFIT APPROPRIATION PLAN          ISSUER            YES             FOR                  FOR

AND DISTRIBUTION OF FINAL DIVIDEND

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL

PARTNERSHIP) AS DOMESTIC ACCOUNTING FIRM AND DELOITTE

 TOUCHE TOHMATSU CERTIFIEDPUBLIC ACCOUNTANTS AS

INTERNATIONAL ACCOUNTING FIRM AND FIX THEIR

REMUNERATION

PROPOSAL #7: APPROVE 2015 ASSESSMENT REPORT ON THE            ISSUER            YES             FOR                  FOR

DUTY PERFORMANCE OF DIRECTORS

PROPOSAL #8: APPROVE 2015 ASSESSMENT REPORT ON THE            ISSUER            YES             FOR                  FOR

DUTY PERFORMANCE OF SUPERVISORS

PROPOSAL #9: APPROVE 2015 ASSESSMENT REPORT ON THE            ISSUER            YES             FOR                  FOR

DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT

DIRECTORS

PROPOSAL #10: APPROVE 2015 ASSESSMENT REPORT ON THE          ISSUER            YES             FOR                  FOR

DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL

SUPERVISORS


 

PROPOSAL #11: APPROVE 2015 RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13.01: ELECT LI JIANHONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT XU LIRONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.03: ELECT LI XIAOPENG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.04: ELECT SUN YUEYING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.05: ELECT FU GANGFENG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.06: ELECT HONG XIAOYUAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #13.07: ELECT SU MIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.08: ELECT ZHANG JIAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.09: ELECT WANG DAXIONG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.10: ELECT ZHANG FENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.11: ELECT TIAN HUIYU AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.12: ELECT LI HAO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.13: ELECT LEUNG KAM CHUNG, ANTONY AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.14: ELECT WONG KWAI LAM  AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #13.15: ELECT PAN CHENGWEI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.16: ELECT PAN YINGLI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #13.17: ELECT ZHAO JUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #13.18: ELECT WONG SEE HONG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14.01: ELECT FU JUNYUAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: ELECT WU HENG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: ELECT WEN JIANGUO AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14.04: ELECT JIN QINGJUN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14.05: ELECT DING HUIPING AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #14.06: ELECT HAN ZIRONG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Energy Shipping Co., Ltd.

  TICKER:               601872                            CUSIP:   Y15039129

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL 2015 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS WITH HONG KONG HAITONG LIMITED

PROPOSAL #2: APPROVE CONTINUED INVESTMENT IN                       ISSUER            YES             FOR                  FOR

PRINCIPAL-GUARANTEED BANK FINANCIAL PRODUCTS AND

STRUCTURED DEPOSIT WITH RELATED PARTY CHINA MERCHANTS


 

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE CONSTRUCTION OF 8 LARGE ORE                ISSUER            YES             FOR                  FOR

CARRIERS

PROPOSAL #5: APPROVE CONSTRUCTION OF 2 LARGE ORE                ISSUER            YES         AGAINST           AGAINST

CARRIERS IN RELATED PARTY

PROPOSAL #6.01: ELECT TIAN XIAOYAN AS NON-INDEPENDENT        ISSUER            YES         AGAINST           AGAINST

 DIRECTOR

PROPOSAL #7.01: ELECT FENG DAOXIANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Energy Shipping Co., Ltd.

  TICKER:               601872                            CUSIP:   Y15039129

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT          ISSUER            YES             FOR                  FOR

FOR SHIPS

PROPOSAL #2.01: ELECT LI ZHONGHAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Energy Shipping Co., Ltd.

  TICKER:               601872                            CUSIP:   Y15039129

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS REPORT AND 2016 RELATED PARTY

PROPOSAL #6.01: APPROVE SHIP REPAIR AND OTHER RELATED        ISSUER            YES             FOR                  FOR

 PARTY TRANSACTIONS WITH SHIPYARDS UNDER CHINA

MERCHANTS INDUSTRY GROUP

PROPOSAL #6.02: APPROVE TRANSPORTATION OF CRUDE OIL,         ISSUER            YES             FOR                  FOR

SUPPLY OF FUEL AND LUBRICATING OIL AND OTHER RELATED

PARTY TRANSACTIONS WITH CHINA INTERNATIONAL UNITED

PETROLEUM & CHEMICALS CO., LTD. AND UNIPEC SINGAPORE

PROPOSAL #6.03: APPROVE MATERIALS ACCESSORIES AND              ISSUER            YES             FOR                  FOR

MARINE EQUIPMENT PROXY AND OTHER RELATED PARTY

TRANSACTIONS WITH HONG KONG HOI TUNG MARINE MACHINERY

 SUPPLIERS LIMITED AND ITS SUBSIDIARIES

PROPOSAL #7: APPROVE 2016-2017 APPLICATION OF                     ISSUER            YES             FOR                  FOR

RESERVED COMPREHENSIVE CREDIT LINES FROM DOMESTIC AND

 FOREIGN BANKS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 FINANCIAL AND INTERNAL CONTROL AUDITOR AS

WELL AS FIXING ITS REMUNERATION


 

PROPOSAL #9: APPROVE AUTHORIZATION FOR THE MANAGEMENT        ISSUER            YES             FOR                  FOR

 TO INVEST IN FINANCIAL PRODUCT ISSUED BY CHINA

MERCHANTS BANK DURING MARCH 2016- MARCH 2017

PROPOSAL #10: APPROVE UP TO USD 300 MILLION SHORT-             ISSUER            YES         AGAINST           AGAINST

TERM LOAN PROVISION FOR CHINA VLCC

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Energy Shipping Co., Ltd.

  TICKER:               601872                            CUSIP:   Y15039129

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT CAO HONG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT YAO PING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Holdings (International) Co. Ltd.

  TICKER:               144                                  CUSIP:   Y1489Q103

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3Aa: ELECT HU JIANHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3Ab: ELECT FU GANGFENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3Ac: ELECT DENG RENJIE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3Ad: ELECT BAI JINGTAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3Ae: ELECT WANG ZHIXIAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3Af: ELECT KUT YING HAY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3Ag: ELECT LEE YIP WAH PETER AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3Ah: ELECT LI KWOK HEEM JOHN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3Ai: ELECT LI KA FAI DAVID AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE GRANT OF OPTIONS UNDER THE                ISSUER            YES             FOR                  FOR

SHARE OPTION SCHEME

PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5C: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5D: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #6: CHANGE COMPANY NAME                                            ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Land Limited

  TICKER:               00978                              CUSIP:   G210AW106

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT XU YONGJUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT HUANG JUNLONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT YAN CHENGDA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT WONG KING YUEN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT LIU NING AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3f: ELECT CHEN YANPING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3g: ELECT HE QI AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3h: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE SHINEWING (HK) CPA LIMITED AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Property Development Co., Ltd.

  TICKER:               C03                                  CUSIP:   Y1492Y101

  MEETING DATE:   9/16/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMOVAL OF HE JIANYA AS NON-               ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Property Development Co., Ltd.

  TICKER:               C03                                  CUSIP:   Y1492Y101

  MEETING DATE:   10/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT THE MERGER BY            ISSUER            YES             FOR                  FOR

ABSORPTION OF COMPANY BY CHINA MERCHANTS SHEKOU

INDUSTRIAL ZONE HOLDINGS CO., LTD. THROUGH ISSUANCE

OF A SHARES AND RAISING SUPPORTING FUNDS COMPLIES

WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #2.1: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE PRICE OF MERGER BY                 ISSUER            YES             FOR                  FOR

ABSORPTION AND RAISING OF SUPPORTING FUND SHARES AND

EXCHANGE PRICE

PROPOSAL #2.5: APPROVE EXCHANGE RATIO                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE EXCHANGE OF SHARES IN                       ISSUER            YES             FOR                  FOR

CONNECTION TO MERGER BY ABSORPTION

PROPOSAL #2.7: APPROVE ISSUE AMOUNT                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.11: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.12: APPROVE CASH OPTION                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE HANDLING METHOD OF FRACTIONAL        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #2.14: APPROVE HANDLING OF RESTRICTED                   ISSUER            YES             FOR                  FOR

EXISTING RIGHTS

PROPOSAL #2.15: APPROVE HANDLING OF DEBT                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.16: APPROVE PLACEMENT OF EMPLOYEES                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.17: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.18: APPROVE MERGER BY ABSORPTION DELIVERY        ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE EFFECTIVITY AND COMPLETION OF        ISSUER            YES             FOR                  FOR

 MERGER BY ABSORPTION

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE DELIBERATION OF THE MERGER BY            ISSUER            YES             FOR                  FOR

ABSORPTION OF COMPANY BY CHINA MERCHANTS SHEKOU

INDUSTRIAL ZONE HOLDINGS CO., LTD.

PROPOSAL #5: APPROVE SIGNING OF SHARES SUBSCRIPTION          ISSUER            YES             FOR                  FOR

AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #6: APPROVE REPORT (DRAFT) ON MERGER BY                ISSUER            YES             FOR                  FOR

ABSORPTION OF COMPANY BY CHINA MERCHANTS SHEKOU

INDUSTRIAL ZONE HOLDINGS CO., LTD. BY ISSUANCE OF NEW

 A SHARES AND RAISING OF SUPPORTING FUNDSAND ITS

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #8: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE EMPLOYEE STOCK OWNERSHIP PLAN          ISSUER            YES             FOR                  FOR

(DRAFT) OF CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE

HOLDINGS CO., LTD. AND ITS SUMMARY

PROPOSAL #11: APPROVE PROFIT FORECAST REPORT, PROFIT         ISSUER            YES             FOR                  FOR

FORECAST AUDIT REPORT AND PROFIT FORECAST

COMPENSATION AGREEMENT


 

PROPOSAL #12: APPROVE RELATED COMMITMENT LETTER                 ISSUER            YES             FOR                  FOR

ISSUED BY COMPANY

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO MAJOR

RESTRUCTURING

PROPOSAL #14: APPROVE TERMINATION OF FIRST STOCK                ISSUER            YES             FOR                  FOR

OPTION GRANT PLAN

PROPOSAL #15: APPROVE COMPANY'S SELF-INSPECTION                 ISSUER            YES             FOR                  FOR

REPORT ON REAL ESTATE BUSINESS

PROPOSAL #16: APPROVE TERMINATION OF TRADING AND                ISSUER            YES             FOR                  FOR

DELISTING OF COMPANY'S B SHARES FROM THE SINGAPORE

SECONDARY MARKET

PROPOSAL #17: AUTHORIZE BOARD TO HANDLE ALL MATTERS          ISSUER            YES             FOR                  FOR

RELATED TO DELISTING OF COMPANY'S B SHARES FROM THE

SINGAPORE SECONDARY MARKET

PROPOSAL #18: APPROVE APPOINTMENT OF INTERMEDIARY              ISSUER            YES             FOR                  FOR

INSTITUTIONS FOR MAJOR RESTRUCTURE

PROPOSAL #18.1: APPROVE APPOINTMENT OF INDEPENDENT            ISSUER            YES             FOR                  FOR

FINANCIAL ADVISOR

PROPOSAL #18.2: APPROVE APPOINTMENT OF SPECIAL                   ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #18.3: APPROVE APPOINTMENT OF SPECIAL LEGAL         ISSUER            YES             FOR                  FOR

ADVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Property Development Co., Ltd.

  TICKER:               C03                                  CUSIP:   Y1492Y101

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO SIGNING OF EQUITY TRANSFER AGREEMENT

BETWEEN SUBSIDIARY AND RELATED PARTY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF FINANCIAL ASSISTANCE TO

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Securities Co., Ltd.

  TICKER:               600999                            CUSIP:   Y14904109

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXPANSION OF COMPANY'S FOREIGN          ISSUER            YES             FOR                  FOR

EXCHANGE BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Securities Co., Ltd.

  TICKER:               600999                            CUSIP:   Y14904109

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROPRIETARY INVESTMENT                ISSUER            YES             FOR                  FOR

SCALE

PROPOSAL #7.01: APPROVE DAILY RELATED-PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH CHINA MERCHANTS BANK CO., LTD.

PROPOSAL #7.02: APPROVE DAILY RELATED-PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH CHINA MERCHANTS GROUP CO., LTD. AND

 ITS CONTROLLED SUBSIDIARIES

PROPOSAL #7.03: APPROVE DAILY RELATED-PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH CHINA COSCO SHIPPING CORPORATION

LIMITED AND ITS CONTROLLED RELATED PARTIES THAT

CONSTITUTED FROM THE PROVISIONS OF SHANGHAI STOCK

EXCHANGE STOCK LISTING RULES

PROPOSAL #7.04: APPROVE OTHER DAILY RELATED-PARTY              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT SU MIN AS NON-INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE DRAFT OF H SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

ASSET MANAGEMENT PLAN THROUGH THE MANAGEMENT AND KEY

EMPLOYEES OF THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Merchants Securities Co., Ltd.

  TICKER:               600999                            CUSIP:   Y14904109

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHU HAIWU AS INDEPENDENT DIRECTOR     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2: ELECT WANG DAXIONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Metal Products Co Ltd.

  TICKER:               1532                                CUSIP:   Y14954104

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Minmetals Rare Earth Co., Ltd.

  TICKER:               000831                            CUSIP:   Y1521G105

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI XINGGUO AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Minmetals Rare Earth Co., Ltd.

  TICKER:               000831                            CUSIP:   Y1521G105

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE SIGNING OF RECURRENT RELATED-             ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS FRAMEWORK AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Minsheng Banking Corp., Ltd.

  TICKER:               600016                            CUSIP:   Y1495M104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FINAL FINANCIAL REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 SECOND HALF PROFIT                       ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN

PROPOSAL #4: APPROVE 2016 INTERIM PROFIT DISTRIBUTION        ISSUER            YES             FOR                  FOR

 PLAN

PROPOSAL #5: APPROVE 2016 ANNUAL BUDGETS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #7: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD

PROPOSAL #8: APPROVE KPMG HUAZHEN CERTIFIED PUBLIC            ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AND KPMG

CERTIFIED PUBLIC ACCOUNTANTS AS AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Minsheng Banking Corp., Ltd.

  TICKER:               600016                            CUSIP:   Y1495M112

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE PROPOSAL IN RESPECT OF                 ISSUER            YES             FOR                  FOR

CHANGE OF REGISTERED CAPITAL OF CHINA MINSHENG

BANKING CORP LTD.

PROPOSAL #2: APPROVE THE PROPOSAL IN RESPECT OF                 ISSUER            YES             FOR                  FOR

AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA

MINSHENG BANKING CORP LTD.

PROPOSAL #3: APPROVE THE PROPOSAL IN RESPECT OF THE          ISSUER            YES             FOR                  FOR

QUALIFICATION OF CHINA MINSHENG BANKING CORP LTD. IN

RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #4.1: APPROVE TYPE AND NUMBER OF SECURITIES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RESPECT OF NON-PUBLIC ISSUANCE OF

DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING

CORP LTD.

PROPOSAL #4.2: APPROVE MATURITY IN RESPECT OF NON-             ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.3: APPROVE METHOD OF ISSUANCE IN RESPECT         ISSUER            YES             FOR                  FOR

OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES

BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.4: APPROVE PLACES IN RESPECT OF NON-                ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.5: APPROVE NOMINAL VALUE AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.6: APPROVE DIVIDEND DISTRIBUTION                       ISSUER            YES             FOR                  FOR

PROVISIONS IN RESPECT OF NON-PUBLIC ISSUANCE OF

DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING

CORP LTD.

PROPOSAL #4.7: APPROVE CONDITIONAL REDEMPTION TERMS          ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.8: APPROVE TERMS OF MANDATORY CONVERSION         ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.9: APPROVE RESTRICTION ON AND RESTORATION        ISSUER            YES             FOR                  FOR

 OF VOTING RIGHTS IN RESPECT OF NON-PUBLIC ISSUANCE

OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG

BANKING CORP LTD.

PROPOSAL #4.10: APPROVE ORDER OF DISTRIBUTION OF                ISSUER            YES             FOR                  FOR

RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RESPECT

OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES

BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.11: APPROVE USE OF PROCEEDS IN RESPECT OF        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

 CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.12: APPROVE RATING IN RESPECT OF NON-               ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.


 

PROPOSAL #4.13: APPROVE GUARANTEE IN RESPECT OF NON-         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.14: APPROVE TRANSFERABILITY IN RESPECT OF        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

 CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #4.15: APPROVE COMPLIANCE OF LATEST                       ISSUER            YES             FOR                  FOR

REGULATORY REQUIREMENTS IN RESPECT OF NON-PUBLIC

ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA

MINSHENG BANKING CORP LTD.

PROPOSAL #4.16: APPROVE EFFECTIVE PERIOD OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #4.17: APPROVE RELATIONSHIP BETWEEN DOMESTIC        ISSUER            YES             FOR                  FOR

 AND OFFSHORE ISSUANCES IN RESPECT OF NON-PUBLIC

ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA

MINSHENG BANKING CORP LTD.

PROPOSAL #5.1: APPROVE TYPE AND NUMBER OF SECURITIES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RESPECT OF NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING

CORP LTD.

PROPOSAL #5.2: APPROVE MATURITY IN RESPECT OF NON-             ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.3: APPROVE METHOD OF ISSUANCE IN RESPECT         ISSUER            YES             FOR                  FOR

OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.4: APPROVE PLACES IN RESPECT OF NON-                ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.5: APPROVE NOMINAL VALUE AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.6: APPROVE DIVIDEND DISTRIBUTION                       ISSUER            YES             FOR                  FOR

PROVISIONS IN RESPECT OF NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING

CORP LTD.

PROPOSAL #5.7: APPROVE CONDITIONAL REDEMPTION TERMS          ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.8: APPROVE TERMS OF MANDATORY CONVERSION         ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.9: APPROVE RESTRICTION ON AND RESTORATION        ISSUER            YES             FOR                  FOR

 OF VOTING RIGHTS IN RESPECT OF NON-PUBLIC ISSUANCE

OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG

BANKING CORP LTD.

PROPOSAL #5.10: APPROVE ORDER OF DISTRIBUTION OF                ISSUER            YES             FOR                  FOR

RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RESPECT

OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.11: APPROVE USE OF PROCEEDS IN RESPECT OF        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

 CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.12: APPROVE RATING IN RESPECT OF NON-               ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.13: APPROVE GUARANTEE IN RESPECT OF NON-         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.


 

PROPOSAL #5.14: APPROVE TRANSFERABILITY IN RESPECT OF        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

 CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #5.15: APPROVE COMPLIANCE OF LATEST                       ISSUER            YES             FOR                  FOR

REGULATORY REQUIREMENTS IN RESPECT OF NON-PUBLIC

ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA

MINSHENG BANKING CORP LTD.

PROPOSAL #5.16: APPROVE EFFECTIVE PERIOD OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #5.17: APPROVE RELATIONSHIP BETWEEN DOMESTIC        ISSUER            YES             FOR                  FOR

 AND OFFSHORE ISSUANCES IN RESPECT OF NON-PUBLIC

ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA

MINSHENG BANKING CORP LTD.

PROPOSAL #6: APPROVE PROPOSAL IN RESPECT OF                        ISSUER            YES             FOR                  FOR

FEASIBILITY ANALYSIS REPORT OF THE USE OF PROCEEDS

FROM NON-PUBLIC ISSUANCE OF PREFERENCE SHARES OF

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #7: AUTHORIZE BOARD TO EXERCISE FULL POWER          ISSUER            YES             FOR                  FOR

TO DEAL WITH MATTERS RELATING TO THE ISSUANCE OF

PREFERENCE SHARES

PROPOSAL #8: APPROVE THE PROPOSAL IN RESPECT OF THE          ISSUER            YES             FOR                  FOR

AMENDMENTS TO THE ARTICLES OF ASSOCIATION(PREFERENCE

SHARES) OF CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1: APPROVE 2015 INTERIM PROFIT DISTRIBUTION        ISSUER            YES             FOR                  FOR

 PLAN

PROPOSAL #2: ELECT ZHENG WANCHUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE PROPOSAL IN RESPECT OF                 ISSUER            YES             FOR                  FOR

FORMULATION OF CAPITAL MANAGEMENT PLAN FOR 2016 TO

PROPOSAL #4: APPROVE FORMULATION OF SHAREHOLDER                 ISSUER            YES             FOR                  FOR

RETURN PLAN FOR 2016 TO 2018

PROPOSAL #5: APPROVE DILUTION OF CURRENT RETURNS AS A        ISSUER            YES             FOR                  FOR

 RESULT OF THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES AND THE REMEDIAL MEASURES

PROPOSAL #6: APPROVE AMENDMENTS TO THE RULES OF                 ISSUER            YES             FOR                  FOR

PROCEDURES FOR SHAREHOLDERS' GENERAL MEETING

PROPOSAL #7: APPROVE AMENDMENTS TO THE RULES OF                 ISSUER            YES             FOR                  FOR

PROCEDURES FOR THE MEETING OF THE BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Minsheng Banking Corp., Ltd.

  TICKER:               600016                            CUSIP:   Y1495M112

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE TYPE AND NUMBER OF SECURITIES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RESPECT OF NON-PUBLIC ISSUANCE OF

DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING

CORP LTD.

PROPOSAL #1.2: APPROVE MATURITY IN RESPECT OF NON-             ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.3: APPROVE METHOD OF ISSUANCE IN RESPECT         ISSUER            YES             FOR                  FOR

OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES

BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.4: APPROVE PLACES IN RESPECT OF NON-                ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.


 

PROPOSAL #1.5: APPROVE NOMINAL VALUE AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.6: APPROVE DIVIDEND DISTRIBUTION                       ISSUER            YES             FOR                  FOR

PROVISIONS IN RESPECT OF NON-PUBLIC ISSUANCE OF

DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING

CORP LTD.

PROPOSAL #1.7: APPROVE CONDITIONAL REDEMPTION TERMS          ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.8: APPROVE TERMS OF MANDATORY CONVERSION         ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.9: APPROVE RESTRICTION ON AND RESTORATION        ISSUER            YES             FOR                  FOR

 OF VOTING RIGHTS IN RESPECT OF NON-PUBLIC ISSUANCE

OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG

BANKING CORP LTD.

PROPOSAL #1.10: APPROVE ORDER OF DISTRIBUTION OF                ISSUER            YES             FOR                  FOR

RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RESPECT

OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES

BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RESPECT OF        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

 CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.12: APPROVE RATING IN RESPECT OF NON-               ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.13: APPROVE GUARANTEE IN RESPECT OF NON-         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.14: APPROVE TRANSFERABILITY IN RESPECT OF        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY

 CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #1.15: APPROVE COMPLIANCE OF LATEST                       ISSUER            YES             FOR                  FOR

REGULATORY REQUIREMENTS IN RESPECT OF NON-PUBLIC

ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA

MINSHENG BANKING CORP LTD.

PROPOSAL #1.16: APPROVE EFFECTIVE PERIOD OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #1.17: APPROVE RELATIONSHIP BETWEEN DOMESTIC        ISSUER            YES             FOR                  FOR

 AND OFFSHORE ISSUANCES IN RESPECT OF NON-PUBLIC

ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA

MINSHENG BANKING CORP LTD.

PROPOSAL #2.1: APPROVE TYPE AND NUMBER OF SECURITIES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RESPECT OF NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING

CORP LTD.

PROPOSAL #2.2: APPROVE MATURITY IN RESPECT OF NON-             ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.3: APPROVE METHOD OF ISSUANCE IN RESPECT         ISSUER            YES             FOR                  FOR

OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.4: APPROVE PLACES IN RESPECT OF NON-                ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.5: APPROVE NOMINAL VALUE AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.


 

PROPOSAL #2.6: APPROVE DIVIDEND DISTRIBUTION                       ISSUER            YES             FOR                  FOR

PROVISIONS IN RESPECT OF NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING

CORP LTD.

PROPOSAL #2.7: APPROVE CONDITIONAL REDEMPTION TERMS          ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.8: APPROVE TERMS OF MANDATORY CONVERSION         ISSUER            YES             FOR                  FOR

IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.9: APPROVE RESTRICTION ON AND RESTORATION        ISSUER            YES             FOR                  FOR

 OF VOTING RIGHTS IN RESPECT OF NON-PUBLIC ISSUANCE

OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG

BANKING CORP LTD.

PROPOSAL #2.10: APPROVE ORDER OF DISTRIBUTION OF                ISSUER            YES             FOR                  FOR

RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RESPECT

OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

BY CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.11: APPROVE USE OF PROCEEDS IN RESPECT OF        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

 CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.12: APPROVE RATING IN RESPECT OF NON-               ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.13: APPROVE GUARANTEE IN RESPECT OF NON-         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.14: APPROVE TRANSFERABILITY IN RESPECT OF        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY

 CHINA MINSHENG BANKING CORP LTD.

PROPOSAL #2.15: APPROVE COMPLIANCE OF LATEST                       ISSUER            YES             FOR                  FOR

REGULATORY REQUIREMENTS IN RESPECT OF NON-PUBLIC

ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA

MINSHENG BANKING CORP LTD.

PROPOSAL #2.16: APPROVE EFFECTIVE PERIOD OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #2.17: APPROVE RELATIONSHIP BETWEEN DOMESTIC        ISSUER            YES             FOR                  FOR

 AND OFFSHORE ISSUANCES IN RESPECT OF NON-PUBLIC

ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA

MINSHENG BANKING CORP LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Minsheng Banking Corp., Ltd.

  TICKER:               600016                            CUSIP:   Y1495M112

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FINAL FINANCIAL REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 INTERIM PROFIT DISTRIBUTION        ISSUER            YES             FOR                  FOR

 PLAN

PROPOSAL #5: APPROVE 2016 ANNUAL BUDGETS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS


 

PROPOSAL #7: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD

PROPOSAL #8: APPROVE KPMG HUAZHEN CERTIFIED PUBLIC            ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AND KPMG

CERTIFIED PUBLIC ACCOUNTANTS AS AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Minsheng Drawin Technology Group Ltd.

  TICKER:               726                                  CUSIP:   ADPV33764

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT CHEN DOMINGO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT LEE CHI MING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT CHAN CHI HUNG, ANTHONY AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Minsheng Drawin Technology Group Ltd.

  TICKER:               726                                  CUSIP:   ADPV33764

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: APPROVE JV AGREEMENT AND RELATED                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Minsheng Financial Holding Corp Ltd.

  TICKER:               00245                              CUSIP:   Y14001104

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT LI HUAIZHEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT LIU TIANLIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT WANG SING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT FENG XIAOYING AS DIRECTOR                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #2e: ELECT ZHAO HONGBO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2f: ELECT NI XINGUANG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2g: ELECT CHEN JOHNNY AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2h: ELECT BECZAK THADDEUS THOMAS AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2i: ELECT LYU WEI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2j: ELECT LING YUZHANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2k: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Mobile Limited

  TICKER:               941                                  CUSIP:   Y14965100

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT SHANG BING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LI YUE AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT SHA YUEJIA AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: ELECT LIU AILI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AND                 ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS FOR

 HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL

REPORTING PURPOSES, RESPECTIVELY AND AUTHORIZE BOARD

TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Modern Dairy Holdings Ltd.

  TICKER:               1117                                CUSIP:   G21579100

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS


 

PROPOSAL #2a1: ELECT YU XUBO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT GAO LINA AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT HUI CHI KIN, MAX AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2a4: ELECT KANG YAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a5: ELECT ZHANG PING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Molybdenum Co., Ltd.

  TICKER:               03993                              CUSIP:   Y1503Z105

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER            YES             FOR                  FOR

 BONUS ISSUE

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Molybdenum Co., Ltd.

  TICKER:               3993                                CUSIP:   Y1503Z105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 BUDGET REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL

PARTNERSHIP) AS EXTERNAL AUDITOR AND AUTHORIZE BOARD

TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE RENEWAL OF LIABILITY INSURANCE          ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #10: AUTHORIZE BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE DISTRIBUTION OF 2016

INTERIM AND QUARTERLY DIVIDEND


 

PROPOSAL #11: APPROVE EXTERNAL INVESTMENT AND RELATED   SHAREHOLDER        YES             FOR                  FOR

 TRANSACTIONS

PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED H SHARE         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE BY CHINA   SHAREHOLDER        YES             FOR                  FOR

 MOLYBDENUM COMPANY LIMITED TO ITS DIRECT AND

INDIRECT WHOLLY OWNED SUBSIDIARIES AND RELATED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Molybdenum Co., Ltd.

  TICKER:               3993                                CUSIP:   Y1503Z105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Molybdenum Co., Ltd.

  TICKER:               3993                                CUSIP:   Y1503Z113

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 BUDGET REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL

PARTNERSHIP) AS EXTERNAL AUDITOR AND AUTHORIZE BOARD

TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE RENEWAL OF LIABILITY INSURANCE          ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #10: AUTHORIZE BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE DISTRIBUTION OF 2016

INTERIM AND QUARTERLY DIVIDEND

PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED H SHARE         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: APPROVE EXTERNAL INVESTMENT AND RELATED   SHAREHOLDER        YES             FOR                  FOR

 TRANSACTIONS

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE BY CHINA   SHAREHOLDER        YES             FOR                  FOR

 MOLYBDENUM COMPANY LIMITED TO ITS DIRECT AND

INDIRECT WHOLLY OWNED SUBSIDIARIES AND RELATED


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Molybdenum Co., Ltd.

  TICKER:               3993                                CUSIP:   Y1503Z113

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Motor Corp

  TICKER:               2204                                CUSIP:   Y1499J107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #8.1: ELECT KENNETH K.T. YEN, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF YULON MOTOR CO LTD WITH SHAREHOLDER

 NO. 7 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.2: ELECT LI-LIEN CHEN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF YULON MOTOR CO LTD WITH SHAREHOLDER NO. 7 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT HSIN-I LIN, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

TAI YUEN TEXTILE CO LTD WITH SHAREHOLDER NO. 3 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #8.4: ELECT KUO-RONG CHEN, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF TAI YUEN TEXTILE CO LTD WITH SHAREHOLDER NO. 3 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #8.5: ELECT HSIN-TAI LIU, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF TAI YUEN TEXTILE CO LTD WITH SHAREHOLDER NO. 3 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #8.6: ELECT KATSURO ASAOKA, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MITSUBISHI MOTORS CORPORATION WITH SHAREHOLDER

NO. 8 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.7: ELECT YOSHINORI YAMAZAKI, A                          ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF MITSUBISHI CORPORATION WITH

SHAREHOLDER NO. 9 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.8: ELECT CHAO-WEN CHEN, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF LER VIAN ENTERPRISE CO., LTD WITH SHAREHOLDER NO.

12 AS INDEPENDENT DIRECTOR

PROPOSAL #8.9: ELECT CHEN-CHI HSIAO WITH ID NO.                 ISSUER            YES             FOR                  FOR

F121289XXX AS INDEPENDENT DIRECTOR


 

PROPOSAL #8.10: ELECT CHI-CHING CHEN WITH ID NO.                ISSUER            YES             FOR                  FOR

F120410XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.11: ELECT YUN-HUA YANG WIT ID NO.                     ISSUER            YES             FOR                  FOR

F121845XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Accord Medicines Corp Ltd.

  TICKER:               000028                            CUSIP:   Y77422106

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR CONTINUED                   ISSUER            YES             FOR                  FOR

SUSPENSION OF TRADING DUE TO MAJOR ASSET

RESTRUCTURING PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Accord Medicines Corp Ltd.

  TICKER:               000028                            CUSIP:   Y77422106

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIN ZHAOXIONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Accord Medicines Corp Ltd.

  TICKER:               000028                            CUSIP:   Y77422106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION WITH RELATED ENTERPRISE

PROPOSAL #6: APPROVE APPLICATION OF BANK                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE AND GUARANTEE ARRANGEMENT

PROPOSAL #7: APPROVE ENTRUSTED LOANS FUND TRANSFER            ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #9: APPROVE CONTINUED FINANCIAL SERVICES              ISSUER            YES             FOR                  FOR

AGREEMENT WITH SINOPHARM GROUP FINANCE CO., LTD.

PROPOSAL #10: APPROVE RE-APPOINTMENT OF ANNUAL AND            ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Accord Medicines Corp Ltd.

  TICKER:               000028                            CUSIP:   Y77422106

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

SALE AND ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE

OF NEW SHARES TO SPECIFIC PARTIES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #2.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ASSET SALE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ASSET PURCHASE BY CASH PAYMENT        ISSUER            YES             FOR                  FOR

 AND ISSUANCE OF NEW SHARES

PROPOSAL #2.4: APPROVE RAISING OF SUPPORTING FUNDS             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS BACKDOOR LISTING

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 11 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #8: APPROVE SIGNING OF RELATED AGREEMENTS             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE SIGNING OF RELATED SUPPLEMENTAL         ISSUER            YES             FOR                  FOR

AGREEMENT AS WELL AS D PROFIT FORECAST COMPENSATION

AGREEMENT

PROPOSAL #10: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES             FOR                  FOR

ASSET SALE AND ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES AS WELL AS RAISING SUPPORTING

FUNDS AND ITS SUMMARY

PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #13: APPROVE BASIS AND FAIRNESS OF ASSET              ISSUER            YES             FOR                  FOR

PRICING IN CONNECTION TO THE TRANSACTION

PROPOSAL #14: APPROVE AUDIT REPORT AND APPRAISAL                ISSUER            YES             FOR                  FOR

REPORT OF THE TRANSACTION

PROPOSAL #15: APPROVE APPLICATION FOR THE EXEMPTION          ISSUER            YES             FOR                  FOR

IN FULFILLING THE INDUSTRY COMPETITION COMMITMENT BY

ULTIMATE CONTROLLING SHAREHOLDER

PROPOSAL #16: APPROVE CONTINUED PROVISION OF RELATED         ISSUER            YES             FOR                  FOR

GUARANTEE FOR PARTIAL INTENDED TO SELL ASSETS AFTER

60 DAYS OF TRANSACTION COMPLETION DATE


 

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Building Material Co., Ltd.

  TICKER:               3323                                CUSIP:   Y15045100

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT SONG ZHIPING AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #1b: ELECT CAO JIANGLIN AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #1c: ELECT PENG SHOU AS DIRECTOR AND APPROVE        ISSUER            YES             FOR                  FOR

 HIS REMUNERATION

PROPOSAL #1d: ELECT CUI XINGTAI AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #1e: ELECT CHANG ZHANGLI AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #1f: ELECT GUO CHAOMIN AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #1g: ELECT CHEN YONGXIN AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #1h: ELECT TAO ZHENG AS DIRECTOR AND APPROVE        ISSUER            YES             FOR                  FOR

 HIS REMUNERATION

PROPOSAL #1i: ELECT SUN YANJUN AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #1j: ELECT LIU JIANWEN AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #1k: ELECT QIAN FENGSHENG AS DIRECTOR AND            ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #1l: ELECT XIA XUE AS DIRECTOR AND APPROVE          ISSUER            YES             FOR                  FOR

HER REMUNERATION

PROPOSAL #1m: ELECT ZHOU WENWEI AS DIRECTOR AND                 ISSUER            YES         AGAINST           AGAINST

APPROVE HIS REMUNERATION

PROPOSAL #1n: ELECT ZHOU FANGSHENG AS DIRECTOR AND        SHAREHOLDER        YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #2a: ELECT WU JIWEI AS SUPERVISOR AND                   ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #2b: ELECT ZHOU GUOPING AS SUPERVISOR AND            ISSUER            YES             FOR                  FOR

APPROVE HER REMUNERATION

PROPOSAL #2c: ELECT WU WEIKU AS SUPERVISOR AND                   ISSUER            YES             FOR                  FOR

APPROVE HIS REMUNERATION

PROPOSAL #2d: ELECT LI XUAN AS SUPERVISOR AND APPROVE        ISSUER            YES             FOR                  FOR

 HIS REMUNERATION

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #5: APPROVE 2015 AUDITORS' REPORT AND                   ISSUER            YES             FOR                  FOR

AUDITED FINANCIAL STATEMENTS

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN AND              ISSUER            YES             FOR                  FOR

DISTRIBUTION OF FINAL DIVIDEND

PROPOSAL #7: AUTHORIZE BOARD TO DEAL WITH MATTERS IN         ISSUER            YES             FOR                  FOR

RELATION TO THE DISTRIBUTION OF INTERIM DIVIDEND


 

PROPOSAL #8: APPROVE BAKER TILLY CHINA CERTIFIED                ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS AS DOMESTIC AUDITOR AND BAKER

TILLY HONG KONG LIMITED AS INTERNATIONAL AUDITOR AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #11: APPROVE ISSUANCE OF CORPORATE BONDS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Chemical Engineering Co., Ltd.

  TICKER:               601117                            CUSIP:   Y1504G106

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION BY CHINA              ISSUER            YES             FOR                  FOR

NATIONAL CHEMICAL ERJIAN GROUP CO., LTD. TO

XIZHAICHENG MIDDLE VILLAGE REFORMATION PROJECT

FINANCING OF ITS WHOLLY-OWNED SUBSIDIARY SHANXI

JIUCHANG REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE USE OF PARTIAL RAISED FUNDS TO          ISSUER            YES             FOR                  FOR

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #3: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Chemical Engineering Co., Ltd.

  TICKER:               601117                            CUSIP:   Y1504G106

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF COMPREHENSIVE                 ISSUER            YES         AGAINST           AGAINST

CREDIT LINES GUARANTEES TO SUBSIDIARIES

PROPOSAL #2.01: ELECT LU HONGXING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT YU JINBO AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT HU HAIYIN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT LIU JIE AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.03: ELECT LI HAIQUAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.04: ELECT ZHANG ZHONGLIN AS INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT DUN YILAN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT HU YONGHONG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Chemical Engineering Co., Ltd.

  TICKER:               601117                            CUSIP:   Y1504G106

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Complete Plant Import & Export Corp. Ltd.

  TICKER:               000151                            CUSIP:   Y1499T105

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT BAI HONG AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Complete Plant Import & Export Corp. Ltd.

  TICKER:               000151                            CUSIP:   Y1499T105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION POLICY         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE AMENDMENTS ON COMPANY'S PERSON         ISSUER            YES             FOR                  FOR

IN CHARGE OF OPERATION PERFORMANCE EVALUATION

TEMPORARY SOLUTION AND TERMINATION OF COMPANY'S

PERSON IN CHARGE SPECIAL CONTRIBUTION MANAGEMENT

TEMPORARY SOLUTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Materials Co., Ltd.

  TICKER:               01893                              CUSIP:   Y15048104

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROPOSED DISPOSAL                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE ISSUANCE OF NEW A SHARES BY                ISSUER            YES             FOR                  FOR

SINOMA SCIENCE & TECHNOLOGY CO., LTD

PROPOSAL #3: APPROVE FINANCIAL SERVICES FRAMEWORK              ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #4: APPROVE MUTUAL SUPPLY OF SERVICES                   ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT

PROPOSAL #5: APPROVE MUTUAL SUPPLY OF PRODUCTS                   ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Materials Co., Ltd.

  TICKER:               1893                                CUSIP:   Y15048104

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL AND        ISSUER            YES             FOR                  FOR

 DISTRIBUTION OF FINAL DIVIDEND

PROPOSAL #5: APPROVE CESSATION OF APPOINTMENT OF                ISSUER            YES             FOR                  FOR

SHINEWING (HK) CPA LIMITED AS THE INTERNATIONAL

AUDITOR OF THE COMPANY

PROPOSAL #6: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS LLP AS AUDITOR AND AUTHORIZE THE AUDIT

COMMITTEE TO FIX THEIR REMUNERATION

PROPOSAL #7: ELECT WANG FENGTING AS SUPERVISOR AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Medicines Corporation Ltd.

  TICKER:               600511                            CUSIP:   Y1499V100

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING FINANCIAL SERVICE PROVIDED BY CHINA

NATIONAL MEDICINES FINANCE CO., LTD

PROPOSAL #3: APPROVE ENTRUSTED LOAN TO CONTROLLED              ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY CHINA NATIONAL MEDICINES LOGISTIC CO., LTD

PROPOSAL #4: APPROVE ENTRUSTED LOAN TO CONTROLLED              ISSUER            YES             FOR                  FOR

SUBSIDIARY GUORUI PHARMACEUTICAL CO., LTD

PROPOSAL #5: APPROVE CHANGE OF RELATED COMMITMENT              ISSUER            YES             FOR                  FOR

FROM ULTIMATE CONTROLLING SHAREHOLDER


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Medicines Corporation Ltd.

  TICKER:               600511                            CUSIP:   Y1499V100

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTIONS

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM COMMERCIAL BANKS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE BY WHOLLY-

OWNED SUBSIDIARY SINOPHARM AIRPORT (BEIJING)

INTERNATIONAL TRADE CO., LTD.

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PROVISION OF GUARANTEE TO APPLICATION

OF COMPREHENSIVE CREDIT LINE BY CONTROLLED SUBSIDIARY

 SINOPHARM GUORUI PHARMACEUTICAL CO., LTD.

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

APPLICATION OF COMPREHENSIVE CREDIT LINE BY

CONTROLLED SUBSIDIARY SINOPHARM QIANJING KOUQIANG

TECHNOLOGY (BEIJING) CO., LTD.

PROPOSAL #11: APPROVE RE-APPOINTMENT OF                               ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS 2016 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Medicines Corporation Ltd.

  TICKER:               600511                            CUSIP:   Y1499V100

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING         ISSUER            YES             FOR                  FOR

IN CONNECTION TO MAJOR ASSET RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Nuclear Power Co., Ltd.

  TICKER:               601985                            CUSIP:   Y1507R109

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2016 ALLOWANCES OF INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #5: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 INVESTMENT PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ANNUAL REPORT AND ANNUAL REPORT        ISSUER            YES             FOR                  FOR

 SUMMARY

PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND WORK SYSTEM FOR INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #14: APPROVE SIGNING OF 2016 TO 2017 DAILY          ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTION FRAMEWORK AGREEMENT

PROPOSAL #15: APPROVE PROJECT PRELIMINARY DESIGN                ISSUER            YES             FOR                  FOR

ESTIMATES FOR NUCLEAR POWER PLANT UNITS 5 AND 6 IN

FUQING, FUJIAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Software & Service Co., Ltd.

  TICKER:               600536                            CUSIP:   Y1503P107

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT YANG JUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT FU QIANG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT ZHOU JINJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.04: ELECT SUN YINGXIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT QIU HONGSHENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT CUI LIGUO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT WANG JIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT YANG XINGUANG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT LI FUJIANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Software & Service Co., Ltd.

  TICKER:               600536                            CUSIP:   Y1503P107

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE RE-SIGNING OF FINANCIAL SERVICE         ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHINA ELECTRONICS FINANCIAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China National Software & Service Co., Ltd.

  TICKER:               600536                            CUSIP:   Y1503P107

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT CUI HUI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT BAI LIFANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Nonferrous Metal Industry's Foreign Engineering and Construction

  TICKER:               000758                            CUSIP:   Y1499Z101

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF JONTEN CPAS AS        ISSUER            YES             FOR                  FOR

 2015 FINANCIAL REPORT AUDITOR

PROPOSAL #2: APPROVE RE-APPOINTMENT OF JONTEN CPAS AS        ISSUER            YES             FOR                  FOR

 2015 INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Nonferrous Metal Industry's Foreign Engineering and Construction

  TICKER:               000758                            CUSIP:   Y1499Z101

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER             NO              N/A                  N/A

 REPORT

PROPOSAL #8: APPROVE SOCIAL RESPONSIBILITY REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE EXEMPTION IN THE FULFILLMENT OF         ISSUER             NO              N/A                  N/A

COMMITMENT REGARDING EQUITY INCENTIVE


 

PROPOSAL #10: APPROVE 2016 DAILY OPERATING RELATED-           ISSUER             NO              N/A                  N/A

PARTY TRANSACTION OF BEIJING NONFERROUS CONSTRUCTION

ELECTRICAL EQUIPMENT CO., LTD. WITH CNMC

INTERNATIONAL TRADE CO., LTD.

PROPOSAL #11: APPROVE 2016 DAILY OPERATING RELATED-           ISSUER             NO              N/A                  N/A

PARTY TRANSACTION OF BEIJING NONFERROUS CONSTRUCTION

ELECTRICAL EQUIPMENT CO., LTD. WITH ZAMBIYA CHINA

ECONOMIC AND TRADE COOPERATION AREA DEVELOPMENT CO.,

LTD.

PROPOSAL #12: APPROVE 2016 DAILY OPERATING RELATED-           ISSUER             NO              N/A                  N/A

PARTY TRANSACTION OF BEIJING NONFERROUS CONSTRUCTION

ELECTRICAL EQUIPMENT CO., LTD. WITH QIANBIXI COPPER

SMELTING CO., LTD.

PROPOSAL #13: APPROVE 2016 DAILY OPERATING RELATED-           ISSUER             NO              N/A                  N/A

PARTY TRANSACTION OF BEIJING NONFERROUS CONSTRUCTION

ELECTRICAL EQUIPMENT CO., LTD. WITH TIELING MINERAL

PROCESSING REAGENTS PLANT

PROPOSAL #14: APPROVE 2016 DAILY OPERATING RELATED-           ISSUER             NO              N/A                  N/A

PARTY TRANSACTION OF CHIFENG NFC ZINC CO., LTD. WITH

CHINA NONFERROUS METALS GROUP FUSHUN HONGTOUSHAN

MINING CO., LTD.

PROPOSAL #15: APPROVE 2016 DAILY OPERATING RELATED-           ISSUER             NO              N/A                  N/A

PARTY TRANSACTION OF CHINA NONFERROUS METALS

(SHENYANG) METALLURGICAL MACHINERY CO., LTD. WITH

CNMC INTERNATIONAL TRADE CO., LTD.

PROPOSAL #16: APPROVE 2016 DAILY OPERATING RELATED-           ISSUER             NO              N/A                  N/A

PARTY TRANSACTIONS WITH 11 COMPANIES INCLUDING CHINA

NONFERROUS METAL MINING GROUP CO., LTD.

PROPOSAL #17: APPROVE AMENDMENT TO ARTICLE OF                     ISSUER             NO              N/A                  N/A

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Northern Rare Earth (Group) High-Tech Co., Ltd.

  TICKER:               600111                            CUSIP:   Y40840103

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF ANNUAL AUDITOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Northern Rare Earth (Group) High-Tech Co., Ltd.

  TICKER:               600111                            CUSIP:   Y40840103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ACTUAL DAILY RELATED PARTY                 ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY


 

PROPOSAL #9: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT WEI SHUANSHI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12: ELECT CANG DAQIANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13: APPROVE EXPANSION OF BUSINESS SCOPE AND   SHAREHOLDER        YES             FOR                  N/A

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #14: APPROVE RE-APPOINTMENT OF AUDITOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oil and Gas Group Ltd.

  TICKER:               603                                  CUSIP:   G2155W101

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT CHEUNG SHING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT ZHU YUAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT LI YUNLONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oil Hbp Science & Technology Co., Ltd.

  TICKER:               002554                            CUSIP:   Y1505V102

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF 2015 RESTRICTED STOCK          ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION         ISSUER            YES             FOR                  FOR

OF RESTRICTED STOCKS

PROPOSAL #1.3: APPROVE DURATION, GRANT DATE, LOCKING         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD

PROPOSAL #1.4: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.6: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN


 

PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE IMPLEMENTATION, GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING PROCEDURES

PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE         ISSUER            YES             FOR                  FOR

PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.10: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.11: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF 2015 PLAN PARTICIPANTS

PROPOSAL #3: APPROVE INCLUSION OF PAN JINGHUA,                   ISSUER            YES             FOR                  FOR

YOUNGER SISTER OF SHAREHOLDER PAN FENG WITH HOLDING

OF MORE THAN 5%, AS PLAN PARTICIPANT

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oil Hbp Science & Technology Co., Ltd.

  TICKER:               002554                            CUSIP:   Y1505V102

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oil Hbp Science & Technology Co., Ltd.

  TICKER:               002554                            CUSIP:   Y1505V102

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE EXPANSION OF BUSINESS SCOPE AND   SHAREHOLDER        YES             FOR                  N/A

 AMEND ARTICLES OF ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oil Hbp Science & Technology Co., Ltd.

  TICKER:               002554                            CUSIP:   Y1505V102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACCEPTANCE OF FINANCIAL                       ISSUER            YES             FOR                  FOR

ASSISTANCE FROM SHAREHOLDER

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR               SHAREHOLDER        YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER                                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND                 SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.4: APPROVE ISSUE PRICE AND PRICING MANNER   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE SIZE                                      SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.6: APPROVE LOCK-UP PERIOD                               SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.7: APPROVE INTENDED USAGE OF RAISED FUNDS   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF        SHAREHOLDER        YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN FOR PRIVATE PLACEMENT OF A    SHAREHOLDER        YES             FOR                  FOR

SHARES (REVISED DRAFT)

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON      SHAREHOLDER        YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED DRAFT)

PROPOSAL #6: APPROVE EXPLANATION REGARDING DILUTION      SHAREHOLDER        YES             FOR                  FOR

IN CURRENT RETURNS

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                    SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE   SHAREHOLDER        YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oilfield Services Ltd.

  TICKER:               02883                              CUSIP:   Y15002101

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO COSL          ISSUER            YES             FOR                  FOR

NORWEGIAN AS

PROPOSAL #2: ELECT CHENG CHI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT WEI JUNCHAO AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF DOMESTIC RMB DEBT            ISSUER            YES         AGAINST           AGAINST

FINANCING INSTRUMENTS AND RELATED TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oilfield Services Ltd.

  TICKER:               2883                                CUSIP:   Y15002101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITOR'S REPORT

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

ANNUAL DIVIDEND

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR

AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF GUARANTEES FOR                ISSUER            YES             FOR                  FOR

RELEVANT SUBSIDIARIES

PROPOSAL #7: ELECT WONG KWAI HUEN, ALBERT AS DIRECTOR   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED A SHARE          ISSUER            YES             FOR                  FOR

AND H SHARE CAPITAL

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oilfield Services Ltd.

  TICKER:               2883                                CUSIP:   Y15002101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED A SHARE          ISSUER            YES             FOR                  FOR

AND H SHARE CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oilfield Services Ltd.

  TICKER:               2883                                CUSIP:   Y15002119

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED A SHARE          ISSUER            YES             FOR                  FOR

AND H SHARE CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Oilfield Services Ltd.

  TICKER:               2883                                CUSIP:   Y15002119

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITOR'S REPORT


 

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

ANNUAL DIVIDEND

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR

AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF GUARANTEES FOR                ISSUER            YES             FOR                  FOR

RELEVANT SUBSIDIARIES

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED A SHARE          ISSUER            YES             FOR                  FOR

AND H SHARE CAPITAL

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10.01: ELECT WONG KWAI HUEN, ALBERT AS           SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Overseas Grand Oceans Group Ltd.

  TICKER:               81                                    CUSIP:   Y1505S117

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT HAO JIAN MIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT XIANG HONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT LIU JUN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT LAM KIN FUNG, JEFFREY AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE BDO LIMITED AS AUDITORS AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Overseas Land & Investment Ltd.

  TICKER:               688                                  CUSIP:   Y15004107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3a: ELECT XIAO XIAO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT LUO LIANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LI MAN BUN, BRIAN DAVID AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Overseas Property Holdings Limited

  TICKER:               2669                                CUSIP:   G2118M109

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT HAO JIAN MIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT LUO XIAO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3C: ELECT SHI YONG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3D: ELECT YANG OU AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX THE REMUNERATION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Pacific Insurance (Group) Co., Ltd

  TICKER:               601601                            CUSIP:   Y1505Z103

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LEE KA SZE, CARMELO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ZHANG XINMEI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Pacific Insurance (Group) Co., Ltd

  TICKER:               601601                            CUSIP:   Y1505Z103

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT OF A SHARES           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT OF H SHARES           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITOR AND INTERNAL CONTROL AUDITOR

AND PRICEWATERHOUSECOOPERS AS OVERSEAS AUDITOR AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE 2015 DUE DILIGENCE REPORT                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 REPORT ON PERFORMANCE OF            ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Pacific Insurance (Group) Co., Ltd

  TICKER:               601601                            CUSIP:   Y1505Z111

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT OF A SHARES           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT OF H SHARES           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITOR AND INTERNAL CONTROL AUDITOR

AND PRICEWATERHOUSECOOPERS AS OVERSEAS AUDITOR AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE 2015 DUE DILIGENCE REPORT OF THE        ISSUER            YES             FOR                  FOR

 BOARD OF DIRECTORS

PROPOSAL #9: APPROVE 2015 REPORT ON PERFORMANCE OF            ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #11: APPROVE ROUTINE RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTIONS IN RESPECT OF FUNDS UTILIZATION AND

FINANCIAL PRODUCT BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Petrochemical Development Corporation

  TICKER:               1314                                CUSIP:   Y1500N105

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT

PROPOSAL #3: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #4: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #5: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Petroleum & Chemical Corp.

  TICKER:               00386                              CUSIP:   Y15010104

  MEETING DATE:   10/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RENEWAL OF MAJOR AND NON-MAJOR          ISSUER            YES             FOR                  FOR

CONTINUING CONNECTED TRANSACTIONS INCLUDING THE

RELEVANT PROPOSED CAPS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Petroleum & Chemical Corp.

  TICKER:               386                                  CUSIP:   Y15010104

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT MA YONGSHENG AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE PROVISION OF COMPLETION                       ISSUER            YES             FOR                  FOR

GUARANTEE FOR ZHONGTIAN HECHUANG ENERGY CO. LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Petroleum & Chemical Corp.

  TICKER:               386                                  CUSIP:   Y15010104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE AUDITED FINANCIAL REPORTS AND            ISSUER            YES             FOR                  FOR

AUDITED CONSOLIDATED FINANCIAL REPORTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND

OVERSEAS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #6: AUTHORIZE BOARD TO DETERMINE THE 2016            ISSUER            YES             FOR                  FOR

INTERIM PROFIT DISTRIBUTION

PROPOSAL #7: AUTHORIZE BOARD TO DETERMINE THE                     ISSUER            YES             FOR                  FOR

PROPOSED PLAN FOR THE ISSUANCE OF DEBT FINANCING

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Power International Development Ltd.

  TICKER:               2380                                CUSIP:   Y1508G102

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT WANG BINGHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LI FANG AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT TSUI YIU WA, ALEC AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Power International Development Ltd.

  TICKER:               2380                                CUSIP:   Y1508G102

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK              ISSUER            YES             FOR                  FOR

AGREEMENT, ANNUAL CAPS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Power New Energy Development Co. Ltd.

  TICKER:               735                                  CUSIP:   G2157E109

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: ELECT WANG BINGHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT BI YAXIONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT WANG ZHONGTANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ZHAO XINYAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT WU HANMING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT CHU KAR WING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORIZE BOARD TO APPOINT ADDITIONAL            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: AUTHORIZE BOARD TO FIX THE REMUNERATION        ISSUER            YES             FOR                  FOR

 OF DIRECTORS

PROPOSAL #11: APPROVE PRICEWATERHOUSECOOPERS AS                 ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #12: APPROVE SHARE CONSOLIDATION                             ISSUER            YES             FOR                  FOR

PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #15: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Precious Metal Resources Holdings Co Ltd.

  TICKER:               01194                              CUSIP:   G2158B104

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #A: APPROVE SUPPLEMENTAL TRUST DEED AND                ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #B: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #C: APPROVE SPECIFIC MANDATE TO ISSUE                   ISSUER            YES             FOR                  FOR

CONVERSION SHARES, CONSENT SHARES AND FULL CONSENT

SHARES

PROPOSAL #D: AUTHORIZE BOARD TO DO ALL SUCH ACTS OR          ISSUER            YES             FOR                  FOR

THINGS NECESSARY IN CONNECTION WITH THE SUPPLEMENTAL

TRUST DEED, FULFILLMENT OF CONDITIONS OF THE

PROPOSALS AND THE UNDERTAKING AND AMENDMENTS TO THE

SUPPLEMENTAL TRUST DEED AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Precious Metal Resources Holdings Co Ltd.

  TICKER:               1194                                CUSIP:   G2158B104

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ASCENDA CACHET CPA LIMITED AS            ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Precious Metal Resources Holdings Co Ltd.

  TICKER:               1194                                CUSIP:   G2158B104

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #A: APPROVE SUPPLEMENTAL TRUST DEED AND                ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #B: APPROVE REVISED SPECIFIC MANDATE AND              ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #C: APPROVE SUPPLEMENTAL TRUST DEED BY THE          ISSUER            YES             FOR                  FOR

COMPANY PASSED AT EXTRAORDINARY GENERAL MEETING OF

THE COMPANY HELD ON 25 JANUARY 2016

PROPOSAL #D: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE SUPPLEMENTAL TRUST DEED

AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Precious Metal Resources Holdings Co Ltd.

  TICKER:               1194                                CUSIP:   G2158B104

  MEETING DATE:   3/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE PLACING AGREEMENT, ISSUANCE OF          ISSUER            YES             FOR                  FOR

GENERAL SUBSCRIPTION SHARES UNDER PLACING AGREEMENT

AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE MUNSUN SUBSCRIPTION AGREEMENT,          ISSUER            YES             FOR                  FOR

ISSUANCE OF MUNSUN SUBSCRIPTION SHARES UNDER MUNSUN

SUBSCRIPTION AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #4: APPROVE TAI NING SUBSCRIPTION AGREEMENT,        ISSUER            YES             FOR                  FOR

 ISSUANCE OF TAI NING SUBSCRIPTION SHARES UNDER TAI

NING SUBSCRIPTION AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #5: APPROVE MUNSUN LOAN CAPITALIZATION                 ISSUER            YES             FOR                  FOR

AGREEMENT, MUNSUN ASIA LOAN CAPITALIZATION AGREEMENT

AND RELATED TRANSACTIONS

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Precious Metal Resources Holdings Co Ltd.

  TICKER:               1194                                CUSIP:   G2158B104

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT WONG LUNG TAK AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2a2: ELECT CHAN KIN SANG AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2a3: ELECT XIAO RONG GE AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2a4: ELECT LI XIANGHONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2a5: ELECT ZHANG LIRUI AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #2a6: ELECT LIU LIYANG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2a7: ELECT WANG HAO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ASCENDA CACHET CPA LIMITED AS            ISSUER            YES         AGAINST           AGAINST

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Public Procurement Ltd.

  TICKER:               1094                                CUSIP:   G2157R100

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT HO WAI KONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT HE QIAN AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2c: ELECT CHEN LIMIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT YUE YIFENG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2e: ELECT LIU LIZHEN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2f: ELECT HU WEI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2g: ELECT CHAN TZE SEE, KEVIN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2h: ELECT SHEN SHAOJI AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2i: ELECT WONG YAN KI, ANGEL AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2j: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE SHINEWING (HK) CPA LIMITED AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7: APPROVE REFRESHMENT OF SCHEME MANDATE            ISSUER            YES             FOR                  FOR

LIMIT GRANTED UNDER THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Quanjude (Group) Co., Ltd.

  TICKER:               002186                            CUSIP:   Y1508N107

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1.1: ELECT WANG ZHIQIANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2: ELECT XING YING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT LI YUANGUANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT ZHANG DONGMEI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.5: ELECT GUO YIHONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT ZHOU JIAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT ZHANG MIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT WANG YANMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT FU QIONG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT WANG XIULI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT DENG XIAOFENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT ZHU HENGYUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT YUN CHENG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT WANG JING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.3: ELECT XU RUNCHEN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Quanjude (Group) Co., Ltd.

  TICKER:               002186                            CUSIP:   Y1508N107

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

PROPOSAL #7: APPROVE FINANCIAL SERVICES AGREEMENT              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND BEIJING CAPITAL TOURISM GROUP

 FINANCE CO., LTD.

PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 FRAMEWORK AGREEMENT AND APPROVE 2016 DAILY RELATED-

PARTY TRANSACTIONS

PROPOSAL #9: APPROVE USE OF RAISED FUNDS TO CONDUCT          ISSUER            YES             FOR                  FOR

STRUCTURAL DEPOSIT

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR


 

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Construction Corporation Ltd.

  TICKER:               601186                            CUSIP:   Y1508P102

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #6: APPROVE DETERMINATION OF THE CAP FOR              ISSUER            YES             FOR                  FOR

GUARANTEES FOR SUBSIDIARIES

PROPOSAL #7: APPROVE PAYMENT OF FEES FOR AUDITING THE        ISSUER            YES             FOR                  FOR

 2015 ANNUAL REPORT AND RELEVANT SERVICES

PROPOSAL #8: APPROVE E&Y HUA MING AS EXTERNAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND PAYMENT OF 2016 AUDITING SERVICE FEE

PROPOSAL #9: APPROVE PAYMENT OF 2015 INTERNAL CONTROL        ISSUER            YES             FOR                  FOR

 AUDIT FEES

PROPOSAL #10: APPROVE E&Y HUA MING AS INTERNAL                   ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF 2016 AUDITING SERVICE

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE TRANSFER OF GRADE I                            ISSUER            YES             FOR                  FOR

QUALIFICATIONS FOR ROADWAY PROJECT CONSTRUCTION

GENERAL CONTRACTING FROM RELEVANT SUBSIDIARIES

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14: APPROVE INCREASE IN REGISTERED CAPITAL         ISSUER            YES             FOR                  FOR

PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Construction Corporation Ltd.

  TICKER:               601186                            CUSIP:   Y1508P110

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REWARD SCHEME FOR OUTSTANDING            ISSUER            YES             FOR                  FOR

CONTRIBUTIONS IN ECONOMIC OUTPUT IN THE YEAR 2014 BY

MANAGEMENT TEAM MEMBERS OF THE COMPANY

PROPOSAL #2: APPROVE INCREASE OF THE ISSUANCE SIZE OF   SHAREHOLDER        YES             FOR                  FOR

 DOMESTIC AND OVERSEAS BONDS

PROPOSAL #3: APPROVE REWARD SCHEME FOR OUTSTANDING        SHAREHOLDER        YES             FOR                  FOR

CONTRIBUTIONS IN ECONOMIC OUTPUT IN THE YEAR 2014 BY

THE CHAIRMAN OF THE SUPERVISORY COMMITTEE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Construction Corporation Ltd.

  TICKER:               601186                            CUSIP:   Y1508P110

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #6: APPROVE DETERMINATION OF THE CAP FOR              ISSUER            YES             FOR                  FOR

GUARANTEES FOR SUBSIDIARIES

PROPOSAL #7: APPROVE PAYMENT OF FEES FOR AUDITING THE        ISSUER            YES             FOR                  FOR

 2015 ANNUAL REPORT AND RELEVANT SERVICES

PROPOSAL #8: APPROVE E&Y HUA MING AS EXTERNAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND PAYMENT OF 2016 AUDITING SERVICE FEE

PROPOSAL #9: APPROVE PAYMENT OF 2015 INTERNAL CONTROL        ISSUER            YES             FOR                  FOR

 AUDIT FEES

PROPOSAL #10: APPROVE E&Y HUA MING AS INTERNAL                   ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF 2016 AUDITING SERVICE

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE TRANSFER OF GRADE I                            ISSUER            YES             FOR                  FOR

QUALIFICATIONS FOR ROADWAY PROJECT CONSTRUCTION

GENERAL CONTRACTING FROM RELEVANT SUBSIDIARIES

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14: APPROVE INCREASE IN REGISTERED CAPITAL         ISSUER            YES             FOR                  FOR

PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Erju Co., Ltd.

  TICKER:               600528                            CUSIP:   Y1502C107

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES


 

PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF DELOITTE                 ISSUER            YES             FOR                  FOR

TOUCHE TOHMATSU CPA AS FINANCIAL AUDITOR

PROPOSAL #10: APPROVE RE-APPOINTMENT OF DELOITTE                ISSUER            YES             FOR                  FOR

TOUCHE TOHMATSU CPA AS INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Erju Co., Ltd.

  TICKER:               600528                            CUSIP:   Y1502C107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS SWAP AND ACQUISITION BY ISSUANCE OF SHARES AS

WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE TRANSACTION CONSTITUTE AS                   ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTION

PROPOSAL #3.01: APPROVE TRANSACTION PARTIES IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO MAJOR ASSETS SWAP

PROPOSAL #3.02: APPROVE ASSETS SWAP PLAN IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO MAJOR ASSETS SWAP

PROPOSAL #3.03: APPROVE DISPOSED ASSETS IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO MAJOR ASSETS SWAP

PROPOSAL #3.04: APPROVE ACQUIRED ASSETS IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO MAJOR ASSETS SWAP

PROPOSAL #3.05: APPROVE PRICING BASIS AND TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE OF THE DISPOSED ASSETS IN CONNECTION TO MAJOR

ASSETS SWAP

PROPOSAL #3.06: APPROVE PRICING BASIS AND TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE OF THE ACQUIRED ASSETS IN CONNECTION TO MAJOR

ASSETS SWAP

PROPOSAL #3.07: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ATTRIBUTION OF PROFIT AND LOSS DURING THE TRANSITION

PERIOD IN CONNECTION TO MAJOR ASSETS SWAP

PROPOSAL #3.08: APPROVE ARRANGEMENT OF EMPLOYEES IN          ISSUER            YES             FOR                  FOR

CONNECTION TO MAJOR ASSETS SWAP

PROPOSAL #3.09: APPROVE SHARE TYPE AND PAR VALUE IN          ISSUER            YES             FOR                  FOR

CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF

PROPOSAL #3.10: APPROVE ISSUE MANNER IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 THE ASSETS PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #3.11: APPROVE TARGET SUBSCRIBERS IN                     ISSUER            YES             FOR                  FOR

CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF

PROPOSAL #3.12: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE IN CONNECTION TO THE ASSETS PURCHASE BY

ISSUANCE OF SHARES

PROPOSAL #3.13: APPROVE ISSUE AMOUNT IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 THE ASSETS PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #3.14: APPROVE DELIVERY AND CONTRACTUAL                ISSUER            YES             FOR                  FOR

OBLIGATIONS AND LIABILITY FOR BREACH OF THE TRANSFER

OF THE UNDERLYING ASSET OWNERSHIP OF THE DISPOSED

ASSETS IN CONNECTION TO THE ASSETS PURCHASE BY

ISSUANCE OF SHARES

PROPOSAL #3.15: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

TO THE ASSETS PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #3.16: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF


 

PROPOSAL #3.17: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS IN CONNECTION TO THE ASSETS

PURCHASE BY ISSUANCE OF SHARES

PROPOSAL #3.18: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF

PROPOSAL #3.19: APPROVE SHARE TYPE AND PAR VALUE IN          ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.20: APPROVE ISSUE MANNER IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 RAISING OF SUPPORTING FUNDS

PROPOSAL #3.21: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #3.22: APPROVE AMOUNT OF PROCEEDS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.23: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING MANNER IN CONNECTION TO RAISING OF

 SUPPORTING FUNDS

PROPOSAL #3.24: APPROVE ISSUE SIZE IN CONNECTION TO          ISSUER            YES             FOR                  FOR

RAISING OF SUPPORTING FUNDS

PROPOSAL #3.25: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.26: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.27: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #3.28: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #3.29: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #4: APPROVE SUBSCRIPTION AGREEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT FORECAST COMPENSATION              ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #6: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

MAJOR ASSETS SWAP AND ACQUISITION BY ISSUANCE OF

SHARES AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #7: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #8: APPROVE RELEVANT AUDIT REPORT, REVIEW            ISSUER            YES             FOR                  FOR

REPORT AND ASSET APPRAISAL REPORT

PROPOSAL #9: APPROVE COMPLETENESS AND COMPLIANCE OF          ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Group Limited

  TICKER:               601390                            CUSIP:   Y1509D108

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG ZONGYAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF DOMESTIC AND                     ISSUER            YES             FOR                  FOR

OVERSEAS DEBT FINANCING INSTRUMENTS

PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

TO REFLECT THE COMPLETION OF NON-PUBLIC ISSUANCE OF A

 SHARES

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Group Limited

  TICKER:               601390                            CUSIP:   Y1509D108

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF SUPERVISORY                 ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 WORK REPORT OF INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 A SHARE ANNUAL REPORT AND          ISSUER            YES             FOR                  FOR

THE ABSTRACT, H SHARE ANNUAL REPORT AND RESULTS

ANNOUNCEMENT

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITORS AND DELOITTE TOUCHE TOHMATSU

CPA LLP AS DOMESTIC AUDITORS AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #8: APPOINT DELOITTE TOUCHE TOHMATSU CPA LLP        ISSUER            YES             FOR                  FOR

 AS INTERNAL CONTROL AUDITORS OF THE COMPANY AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE SALARY MANAGEMENT MEASURES OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #11: APPROVE 2015 SALARY OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE        ISSUER            YES             FOR                  FOR

 FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Group Limited

  TICKER:               601390                            CUSIP:   Y1509D116

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG ZONGYAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF DOMESTIC AND                     ISSUER            YES             FOR                  FOR

OVERSEAS DEBT FINANCING INSTRUMENTS

PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

TO REFLECT THE COMPLETION OF NON-PUBLIC ISSUANCE OF A

 SHARES

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Group Limited

  TICKER:               601390                            CUSIP:   Y1509D116

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF SUPERVISORY                 ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 WORK REPORT OF INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 A SHARE ANNUAL REPORT AND          ISSUER            YES             FOR                  FOR

THE ABSTRACT, H SHARE ANNUAL REPORT AND RESULTS

ANNOUNCEMENT

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITORS AND DELOITTE TOUCHE TOHMATSU

CPA LLP AS DOMESTIC AUDITORS AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #8: APPOINT DELOITTE TOUCHE TOHMATSU CPA LLP        ISSUER            YES             FOR                  FOR

 AS INTERNAL CONTROL AUDITORS OF THE COMPANY AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE SALARY MANAGEMENT MEASURES OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #11: APPROVE 2015 SALARY OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE        ISSUER            YES             FOR                  FOR

 FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Signal & Communication Corporation Limited

  TICKER:               3969                                CUSIP:   Y1R0AG105

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL ACCOUNTS                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITED FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFITS DISTRIBUTION PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ERNST & YOUNG AND ERNST & YOUNG         ISSUER            YES             FOR                  FOR

HUA MING LLP AS COMPANY'S INTERNATIONAL AUDITOR AND

DOMESTIC AUDITOR RESPECTIVELY AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: APPROVE ISSUE OF ONSHORE AND OFFSHORE            ISSUER            YES             FOR                  FOR

DEBT FINANCING INSTRUMENTS

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Railway Tielong Container Logistics Co., Ltd.

  TICKER:               600125                            CUSIP:   Y2364B104

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PAYMENT OF 2015 REMUNERATION FOR        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS AMOUNTING TO CNY 1.8 BILLION

PROPOSAL #9: APPROVE USE OF TEMPORARY IDLE FUNDS TO          ISSUER            YES             FOR                  FOR

PURCHASE LOW-RISK FINANCIAL PRODUCTS

PROPOSAL #10: APPROVE INVESTMENT IN PURCHASE OF                 ISSUER            YES             FOR                  FOR

16,500 UNITS OF SPECIAL CONTAINERS

PROPOSAL #11: APPROVE INVESTMENT IN DALIAN COLD CHAIN        ISSUER            YES             FOR                  FOR

 LOGISTICS BASE PROJECT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Rare Earth Holdings Limited

  TICKER:               769                                  CUSIP:   G21089100

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT JIANG QUANLONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT WANG GUOZHEN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE CROWE HORWATH (HK) CPA LIMITED          ISSUER            YES             FOR                  FOR

AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Reinsurance (Group) Corporation

  TICKER:               01508                              CUSIP:   ADPV30662

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE KPMG HUAZHEN LLP AS DOMESTIC AND        ISSUER            YES             FOR                  FOR

 INTERNATIONAL AUDITORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Reinsurance (Group) Corporation

  TICKER:               1508                                CUSIP:   ADPV30662

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YUAN LINJIANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Reinsurance (Group) Corporation

  TICKER:               1508                                CUSIP:   ADPV30662

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2014 REMUNERATION STANDARD AND          ISSUER            YES             FOR                  FOR

PAYMENT OF RELEVANT DIRECTORS AND SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINAL FINANCIAL ACCOUNTS            ISSUER            YES             FOR                  FOR

REPORT


 

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 INVESTMENT BUDGET FOR FIXED        ISSUER            YES             FOR                  FOR

 ASSETS

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND

OVERSEAS AUDITORS RESPECTIVELY AND FIX THEIR

REMUNERATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Beer (Holdings) Co., Ltd.

  TICKER:               291                                  CUSIP:   Y15037107

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT WANG QUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT HOU XIAOHAI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT CHEN RONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT HOUANG TAI NINH AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: ELECT LI KA CHEUNG, ERIC AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: ELECT CHENG MO CHI, MOSES AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: ELECT BERNARD CHARNWUT CHAN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.8: APPROVE DIRECTORS' FEES                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Cement Holdings Ltd.

  TICKER:               1313                                CUSIP:   G2113L106

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT PAN YONGHONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT IP SHU KWAN STEPHEN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT SHEK LAI HIM ABRAHAM AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT XU YONGMO AS DIRECTOR                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Double-Crane Pharmaceutical Co., Ltd.

  TICKER:               600062                            CUSIP:   Y07701108

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF EQUITY OF JINAN          ISSUER            YES             FOR                  FOR

LIMIN PHARMACEUTICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Double-Crane Pharmaceutical Co., Ltd.

  TICKER:               600062                            CUSIP:   Y07701108

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3: APPROVE PURCHASE OF LIABILITY INSURANCE         ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS

PROPOSAL #4.01: ELECT ZHANG LIQIANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #4.02: ELECT WENG JINGWEN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #4.03: ELECT GUO WEI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.04: ELECT LI GUOHUI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Double-Crane Pharmaceutical Co., Ltd.

  TICKER:               600062                            CUSIP:   Y07701108

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: ELECT ZHANG KEJIAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Double-Crane Pharmaceutical Co., Ltd.

  TICKER:               600062                            CUSIP:   Y07701108

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES AND LOANS

PROPOSAL #10: APPROVE HANDLING OF ACCEPTANCE BILLS,          ISSUER            YES             FOR                  FOR

DEPOSITS, FINANCIAL MANAGEMENT AND FINANCIAL SERVICES

 IN ZHUHAI HUARUN BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Enterprise, Ltd.

  TICKER:               00291                              CUSIP:   Y15037107

  MEETING DATE:   8/3/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CAPITAL REDUCTION                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Enterprise, Ltd.

  TICKER:               00291                              CUSIP:   Y15037107

  MEETING DATE:   10/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE COMPANY NAME                                            ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Gas Group Ltd.

  TICKER:               01193                              CUSIP:   G2113B108

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.1: ELECT SHI SHANBO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT GE BIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT YU JIAN AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: ELECT YU HON TO, DAVID AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU,                   ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS AUDITOR AND AUTHORIZE

 BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Land Ltd.

  TICKER:               1109                                CUSIP:   G2108Y105

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT WU XIANGDONG AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.2: ELECT TANG YONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT DU WENMIN AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: ELECT HO HIN NGAI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: ELECT WAN KAM TO, PETER AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE REMUNERATION OF DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Power Holdings Co., Ltd.

  TICKER:               836                                  CUSIP:   Y1503A100

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.1: ELECT ZHANG SHEN WEN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT WANG XIAO BIN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT LEUNG OI-SIE, ELSIE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT CH'IEN K.F., RAYMOND AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.5: ELECT GE CHANGXIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: ELECT HU MIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.

  TICKER:               000999                            CUSIP:   Y7503B105

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASING CAPITAL AND PROVIDING        ISSUER            YES             FOR                  FOR

 LOANS TO WHOLLY OWNED SUBSIDIARY, SHENZHEN HUARUN

JIUXIN PHARMACEUTICAL CO., LTD.

PROPOSAL #2: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE APPOINTMENT OF 2015 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.

  TICKER:               000999                            CUSIP:   Y7503B105

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZHANG LIQIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.2: ELECT WEN QUAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT WEN JINGWEN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT LIU WENTAO AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.

  TICKER:               000999                            CUSIP:   Y7503B105

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #7.1: ELECT LI GUOHUI AS SUPERVISOR                   SHAREHOLDER         NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China SCE Property Holdings Ltd

  TICKER:               1966                                CUSIP:   G21189108

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT CHEN YUANLAI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT HUANG YOUQUAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT TING LEUNG HUEL STEPHEN AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Security & Fire Co., Ltd.

  TICKER:               600654                            CUSIP:   Y7681S102

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD FOR          ISSUER            YES             FOR                  FOR

DISPOSAL OF IDLE REAL ESTATE

PROPOSAL #2: APPROVE APPLICATION OF LOAN OF HONG KONG        ISSUER            YES             FOR                  FOR

 SUBSIDIARY AND PROVISION OF GUARANTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Security & Fire Co., Ltd.

  TICKER:               600654                            CUSIP:   Y7681S102

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THIRD POSTPONEMENT IN RESUMPTION        ISSUER            YES             FOR                  FOR

 OF TRADING DUE TO PLAN FOR PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Security & Fire Co., Ltd.

  TICKER:               600654                            CUSIP:   Y7681S102

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: BY-ELECT YE YONGJIA AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE APPLICATION IN CONTINUED                     ISSUER            YES             FOR                  FOR

SUSPENSION OF TRADING DUE TO ASSET PURCHASE BY

PRIVATE PLACEMENT OF NEW SHARES CONSTITUTES AS MAJOR

ASSET RESTRUCTURING

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY FOR THE BANK CREDIT LINES

APPLIED BY THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Security & Fire Co., Ltd.

  TICKER:               600654                            CUSIP:   Y7681S102

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE GRANT OF 2015 REMUNERATION AND          ISSUER            YES         AGAINST           AGAINST

PLAN ON 2016 REMUNERATION OF DIRECTORS, SUPERVISORS

AND SENIOR MANAGEMENT

PROPOSAL #9: APPROVE 2015 PROFIT COMMITMENT                        ISSUER            YES             FOR                  FOR

FULFILLMENT

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR             SHAREHOLDER        YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #11.01: APPROVE ISSUE SIZE                                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11.02: APPROVE ISSUE MANNER                               SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11.03: APPROVE PAR VALUE AND ISSUE PRICE         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11.04: APPROVE TARGET SUBSCRIBERS AND             SHAREHOLDER        YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #11.05: APPROVE BOND MATURITY                              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11.06: APPROVE BOND INTEREST RATE AND             SHAREHOLDER        YES             FOR                  FOR

METHOD OF DETERMINATION

PROPOSAL #11.07: APPROVE INTENDED USAGE OF RAISED          SHAREHOLDER        YES             FOR                  FOR

FUNDS

PROPOSAL #11.08: APPROVE GUARANTEE SITUATION                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11.09: APPROVE UNDERWRITING METHOD                   SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #11.10: APPROVE INTEREST BEARING MANNER            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11.11: APPROVE METHOD AND TERM FOR THE           SHAREHOLDER        YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #11.12: APPROVE LISTING OF THE BONDS                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11.13: APPROVE RESOLUTION VALIDITY PERIOD       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO      SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13.01: ELECT XIE ZHONGXIN AS SUPERVISOR AND        ISSUER            YES             FOR                  FOR

 CHAIRMAN OF THE BOARD OF SUPERVISORS

PROPOSAL #13.02: ELECT WU ZHANXIN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Security & Fire Co., Ltd.

  TICKER:               600654                            CUSIP:   Y7681S102

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT THE ASSET                   ISSUER            YES             FOR                  FOR

PURCHASE CONSTITUTES AS MAJOR ASSET RESTRUCTURING AND

 RELATED PARTY TRANSACTION BUT DOES NOT CONSTITUTE AS

 BACKDOOR LISTING

PROPOSAL #2: APPROVE COMPANY'S PLAN FOR MAJOR ASSET          ISSUER            YES             FOR                  FOR

PURCHASE COMPLIES WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #3: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING

THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #4: APPROVE THE NOTION THAT THE STOCK PRICE         ISSUER            YES             FOR                  FOR

FLUCTUATION DID NOTE REACH RELEVANT STANDARDS OF

REGULATING THE INFORMATION DISCLOSURE OF LISTED

COMPANIES AND THE ACTS OF ALL THE RELATED PARTIES

PROPOSAL #5.0: APPROVE MAJOR ASSET PURCHASE                        ISSUER            YES             FOR                  FOR

PURCHASER, TRANSACTION TARGETS AND TRANSACTION

PROPOSAL #5.0: APPROVE TRANSACTION MANNER                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.03: APPROVE SOURCE OF FUNDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.04: APPROVE TARGET ASSETS TRANSACTION              ISSUER            YES             FOR                  FOR

PRICE CONFIRMATION

PROPOSAL #5.05: APPROVE PERFORMANCE COMMITMENT AND            ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT

PROPOSAL #5.06: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #6.01: APPROVE AUSTRALIA ANBAO GROUP PROJECT        ISSUER            YES             FOR                  FOR

PROPOSAL #6.02: APPROVE THAILAND WEIAN PROJECT                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO MAJOR ASSETS PURCHASE

PROPOSAL #8: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S RELATED PARTY TRANSACTION IN CONNECTION TO

MAJOR ASSETS ACQUISITION

PROPOSAL #9: APPROVE RELEVANT AUDIT REPORT, PRO FORMA        ISSUER            YES             FOR                  FOR

 REVIEW REPORT AND APPRAISAL REPORT

PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH


 

PROPOSAL #11: APPROVE VALIDITY OF PURCHASE PRICING            ISSUER            YES             FOR                  FOR

AND FAIRNESS OF APPRAISAL

PROPOSAL #12: APPROVE SUPPLEMENTAL PURCHASE AGREEMENT        ISSUER            YES             FOR                  FOR

 AND SUPPLEMENTAL PROFIT COMPENSATION AGREEMENT

PROPOSAL #13: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILLS

PROPOSAL #14: APPROVE GUARANTEE PROVISION PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #15.01: APPROVE IMPLEMENTATION PURPOSE                  ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: APPROVE GOVERNING BODY                                ISSUER            YES             FOR                  FOR

PROPOSAL #15.03: APPROVE CRITERIA TO SELECT PLAN                ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #15.04: APPROVE SPECIFIC DETAILS                             ISSUER            YES             FOR                  FOR

PROPOSAL #15.05: APPROVE GRANT CONDITIONS, EXERCISE          ISSUER            YES             FOR                  FOR

CONDITIONS AND EXERCISE ARRANGEMENTS

PROPOSAL #15.06: APPROVE ADJUSTMENT METHODS AND                 ISSUER            YES             FOR                  FOR

PROCEDURES

PROPOSAL #15.07: APPROVE ACCOUNTING TREATMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #15.08: APPROVE IMPLEMENTATION, GRANT AND            ISSUER            YES             FOR                  FOR

EXERCISE PROCEDURES

PROPOSAL #15.09: APPROVE PLAN PARTICIPATIONS AND                ISSUER            YES             FOR                  FOR

RIGHTS AND OBLIGATIONS OF THE PLAN PARTICIPANTS AND

THE COMPANY

PROPOSAL #15.10:  APPROVE CONDITIONS TO CHANGE OR              ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #15.11: APPROVE ANNEX                                                ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE METHODS TO ASSESS THE                        ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO STOCK OPTION INCENTIVE

PROPOSAL #18: APPROVE COMPANY'S ELIGIBILITY FOR             SHAREHOLDER        YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #19.01: APPROVE TYPE AND PAR VALUE                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #19.02: APPROVE ISSUANCE METHOD                          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #19.03: APPROVE PRICING REFERENCE DATE AND      SHAREHOLDER        YES             FOR                  FOR

ISSUANCE PRICE

PROPOSAL #19.04: APPROVE SUBSCRIPTION METHOD                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #19.05: APPROVE ISSUE SIZE                                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #19.06: APPROVE USE OF PROCEEDS                          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #19.07: APPROVE LOCK-UP PERIOD                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #19.08: APPROVE DISTRIBUTION ARRANGEMENTS OF   SHAREHOLDER        YES             FOR                  FOR

 CUMULATIVE UNDISTRIBUTED EARNINGS

PROPOSAL #19.09: APPROVE LISTING EXCHANGE                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #19.10: APPROVE RESOLUTION VALIDITY PERIOD       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #20: APPROVE REPORT ON THE USAGE OF                  SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #21: APPROVE SIGNING OF CONDITIONAL SHARE        SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN ZHONGHENG HUIZHI

 INVESTMENT CO., LTD. AND RELATED-PARTY TRANSACTION


 

PROPOSAL #22: APPROVE SHAREHOLDER RETURN PLAN IN THE    SHAREHOLDER        YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #23: APPROVE AUTHORIZATION OF BOARD TO             SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL RELATED MATTERS IN CONNECTION TO PRIVATE

PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS IN      SHAREHOLDER        YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #25: APPROVE REVISED PRIVATE PLACEMENT PLAN     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #26: APPROVE REVISED FEASIBILITY ANALYSIS        SHAREHOLDER        YES             FOR                  FOR

REPORT ON THE USE OF PROCEEDS

PROPOSAL #27: APPROVE REVISED RISK WARNINGS AND             SHAREHOLDER        YES             FOR                  FOR

RELATED PRECAUTIONARY MEASURES FOR DILUTED EARNINGS

AS A RESULT OF THE PRIVATE PLACEMENT

PROPOSAL #28: APPROVE EXEMPTION FROM THE TENDER OFFER   SHAREHOLDER        YES             FOR                  FOR

 OBLIGATION BY THE CONTROLLING SHAREHOLDERS AND

ACTUAL CONTROLLERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Security & Fire Co., Ltd.

  TICKER:               600654                            CUSIP:   Y7681S102

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN THE SALE OF EQUITY              ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #2: APPROVE CHANGE IN ACCOUNTING ESTIMATES           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK LOAN APPLIED BY HONG KONG SUBSIDIARY

PROPOSAL #4: APPROVE FINANCING APPLICATION BY                 SHAREHOLDER        YES             FOR                  FOR

OVERSEAS WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Security & Fire Co., Ltd.

  TICKER:               600654                            CUSIP:   Y7681S102

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

 BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE PROFIT FORECAST ACTUALIZATION        SHAREHOLDER        YES             FOR                  FOR

SPECIAL AUDIT REPORT

PROPOSAL #3: APPROVE 2016 PROFIT COMMITMENT                    SHAREHOLDER        YES             FOR                  FOR

COMPLETION SITUATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shenhua Energy Co., Ltd.

  TICKER:               01088                              CUSIP:   Y1504C113

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS


 

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND

PROPOSAL #5: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS PRC AUDITOR AND

DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR AND

 AUTHORIZE DIRECTORS' COMMITTEE TO FIX THEIR

REMUNERATION

PROPOSAL #7: APPROVE MUTUAL COAL SUPPLY AGREEMENT,            ISSUER            YES             FOR                  FOR

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #8: APPROVE MUTUAL SUPPLIES AND SERVICES              ISSUER            YES             FOR                  FOR

AGREEMENT, ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #9: APPROVE FINANCIAL SERVICES AGREEMENT,            ISSUER            YES             FOR                  FOR

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #10.01: ELECT LI DONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: ELECT ZHAO JIBIN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT ZHOU DAYU AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shenhua Energy Co., Ltd.

  TICKER:               01088                              CUSIP:   Y1504C121

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND FINAL DIVIDEND

PROPOSAL #5: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS PRC AUDITOR AND

DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR AND

 AUTHORIZE DIRECTORS' COMMITTEE TO FIX THEIR

REMUNERATION

PROPOSAL #7: APPROVE MUTUAL COAL SUPPLY AGREEMENT,            ISSUER            YES             FOR                  FOR

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #8: APPROVE MUTUAL SUPPLIES AND SERVICES              ISSUER            YES             FOR                  FOR

AGREEMENT, ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #9: APPROVE FINANCIAL SERVICES AGREEMENT,            ISSUER            YES             FOR                  FOR

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #10.01: ELECT LI DONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: ELECT ZHAO JIBIN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT ZHOU DAYU AS SUPERVISOR                         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shineway Pharmaceutical Group Ltd.

  TICKER:               2877                                CUSIP:   G2110P100

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: APPROVE FINAL DIVIDEND                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2B: APPROVE SPECIAL DIVIDEND                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT LI ZHENJIANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT XIN YUNXIA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3C: ELECT CHENG LI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3D: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipbuilding Industry Co., Ltd.

  TICKER:               601989                            CUSIP:   Y1504X109

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION OF COMPANY USING          ISSUER            YES             FOR                  FOR

OWN ASSETS IN THE MAJOR ASSETS RESTRUCTURING OF

FENGFAN CO., LTD.

PROPOSAL #2: APPROVE SIGNING OF ASSETS PURCHASE BY            ISSUER            YES             FOR                  FOR

CASH PAYMENT AND ISSUANCE OF NEW SHARES AGREEMENT AND

 SUPPLEMENTARY AGREEMENT BETWEEN THE COMPANY AND

FENGFAN CO., LTD.

PROPOSAL #3: APPROVE CHANGE IN PARTIAL ASSET                       ISSUER            YES             FOR                  FOR

INJECTION COMMITMENT OF CONTROLLING SHAREHOLDER

PROPOSAL #4: APPROVE CHANGE IN USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #6: APPROVE ADJUSTMENT TO DEPOSIT AND LOAN          ISSUER            YES             FOR                  FOR

CEILING IN CHINA SHIPBUILDING FINANCE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipbuilding Industry Co., Ltd.

  TICKER:               601989                            CUSIP:   Y1504X109

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE PROVISION FOR LARGE AMOUNT OF            ISSUER            YES             FOR                  FOR

ASSET IMPAIRMENT

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION               SHAREHOLDER        YES             FOR                  FOR

REGARDING SALE OF EQUITY OF SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipbuilding Industry Co., Ltd.

  TICKER:               601989                            CUSIP:   Y1504X109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER             NO              N/A                  N/A

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7.01: APPROVE SIGNING OF PRODUCT PURCHASE          ISSUER             NO              N/A                  N/A

AND SALE PRINCIPLES AGREEMENT WITH CHINA SHIPBUILDING

 INDUSTRY CORP. AND 2016 EXPECTED TRANSACTION LIMIT

PROPOSAL #7.01: APPROVE SIGNING OF PRODUCT PURCHASE          ISSUER            YES             FOR                  FOR

AND SALE PRINCIPLES AGREEMENT WITH CHINA SHIPBUILDING

 INDUSTRY CORP. AND 2016 EXPECTED TRANSACTION LIMIT

PROPOSAL #7.02: APPROVE SIGNING OF SERVICE PROVISION         ISSUER             NO              N/A                  N/A

PRINCIPLES AGREEMENT WITH CHINA SHIPBUILDING INDUSTRY

 CORP. AND 2016 EXPECTED TRANSACTION LIMIT

PROPOSAL #7.02: APPROVE SIGNING OF SERVICE PROVISION         ISSUER            YES             FOR                  FOR

PRINCIPLES AGREEMENT WITH CHINA SHIPBUILDING INDUSTRY

 CORP. AND 2016 EXPECTED TRANSACTION LIMIT

PROPOSAL #7.03: APPROVE 2016 EXPECTED DEPOSIT OR LOAN        ISSUER             NO              N/A                  N/A

 BUSINESS LIMIT WITH CHINA SHIPBUILDING INDUSTRY

FINANCE CO., LTD.

PROPOSAL #7.03: APPROVE 2016 EXPECTED DEPOSIT OR LOAN        ISSUER            YES             FOR                  FOR

 BUSINESS LIMIT WITH CHINA SHIPBUILDING INDUSTRY

FINANCE CO., LTD.

PROPOSAL #7.04: APPROVE 2016 EXPECTED ENTRUSTED LOANS        ISSUER             NO              N/A                  N/A

 LIMIT WITH CHINA SHIPBUILDING INDUSTRY CORP. WITH

OTHER RELATED PARTIES

PROPOSAL #7.04: APPROVE 2016 EXPECTED ENTRUSTED LOANS        ISSUER            YES             FOR                  FOR

 LIMIT WITH CHINA SHIPBUILDING INDUSTRY CORP. WITH

OTHER RELATED PARTIES

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER             NO              N/A                  N/A

SUBSIDIARIES


 

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #9: APPROVE TIME OF COMPLETION AND                        ISSUER            YES             FOR                  FOR

ACCEPTANCE FOR ADJUSTMENT ON PORTION OF FUND-RAISING

PROPOSAL #9: APPROVE TIME OF COMPLETION AND                        ISSUER             NO              N/A                  N/A

ACCEPTANCE FOR ADJUSTMENT ON PORTION OF FUND-RAISING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipbuilding Industry Group Power Co., Ltd.

  TICKER:               600482                            CUSIP:   Y2481T103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT ON TRANSFER OF                   ISSUER            YES             FOR                  FOR

RELATED ASSETS AND LIABILITIES TO WHOLLY-OWNED

PROPOSAL #2: APPROVE TRANSFER OF PARTIAL ASSETS TO            ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #3: APPROVE CHANGE OF IMPLEMENTING SUBJECT          ISSUER            YES             FOR                  FOR

ON THE USAGE OF PREVIOUSLY RAISED FUNDS

PROPOSAL #4: APPROVE CHANGE OF COMMITMENT FROM                   ISSUER            YES             FOR                  FOR

TRANSACTION PARTIES RELATED TO MAJOR ASSETS

RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Container Lines Co. Ltd.

  TICKER:               2866                                CUSIP:   Y1513C104

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE TRANSACTIONS IN RESPECT OF              ISSUER            YES             FOR                  FOR

MAXIMUM DAILY OUTSTANDING BALANCE OF DEPOSITS TO BE

PLACED BY THE GROUP WITH CS FINANCE COMPANY UNDER THE

 FINANCIAL SERVICES FRAMEWORK AGREEMENT, AND THE

PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER

PROPOSAL #1.2: APPROVE TRANSACTIONS IN RESPECT OF              ISSUER            YES             FOR                  FOR

MAXIMUM DAILY OUTSTANDING BALANCE OF LOANS TO BE

GRANTED BY CS FINANCE COMPANY TO THE GROUP UNDER THE

FINANCIAL SERVICES FRAMEWORK AGREEMENT, AND THE

PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER

PROPOSAL #1.3: AUTHORIZED BOARD TO DEAL WITH ALL                ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE FINANCIAL SERVICES

FRAMEWORK AGREEMENT

PROPOSAL #2.1: ELECT YANG JIGUI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT HAN JUN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Container Lines Co. Ltd.

  TICKER:               2866                                CUSIP:   Y1513C104

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE RESTRUCTURING COMPRISING OF            ISSUER            YES             FOR                  FOR

THE DISPOSAL OF THE SALES EQUITY PURSUANT TO THE

EQUITY SALES AGREEMENTS AND ACQUISITION OF THE

FINANCIAL EQUITY PURSUANT TO THE EQUITY ACQUISITION


 

PROPOSAL #1.2a: APPROVE SALE OF EQUITY INTERESTS                ISSUER            YES             FOR                  FOR

UNDER THE CS AGENCY, UNIVERSAL SHIPPING, GOLDEN SEA,

CSSP EQUITY, GOLDEN SEA EQUITY, CS ONSHORE AGENCY AND

 SHENZHEN AGENCY SALES AGREEMENTS

PROPOSAL #1.2b: APPROVE SALES OF EQUITY INTERESTS IN         ISSUER            YES             FOR                  FOR

CS PORTS UNDER THE CS PORTS SALES AGREEMENT

PROPOSAL #1.2c: APPROVE ACQUISITION OF EQUITY                     ISSUER            YES             FOR                  FOR

INTERESTS IN CS INVESTMENT UNDER THE CS INVESTMENT

ACQUISITION AGREEMENT

PROPOSAL #1.2d: APPROVE ACQUISITION OF EQUITY                     ISSUER            YES             FOR                  FOR

INTERESTS IN CS LEASING UNDER THE CS LEASING

ACQUISITION AGREEMENT

PROPOSAL #1.2e: APPROVE ACQUISITION OF EQUITY                     ISSUER            YES             FOR                  FOR

INTERESTS IN CS FINANCE UNDER THE CS FINANCE EQUITY

ACQUISITION AGREEMENT

PROPOSAL #1.2f: APPROVE ACQUISITION OF EQUITY                     ISSUER            YES             FOR                  FOR

INTERESTS IN CBHB UNDER THE CBHB EQUITY ACQUISITION

AGREEMENT

PROPOSAL #1.2g: APPROVE ACQUISITION OF EQUITY                     ISSUER            YES             FOR                  FOR

INTERESTS IN DONG FANG INTERNATIONAL UNDER THE DONG

FANG INTERNATIONAL ACQUISITION AGREEMENT

PROPOSAL #1.2h: APPROVE ACQUISITION OF EQUITY                     ISSUER            YES             FOR                  FOR

INTERESTS IN CS NAUTICGREEN AND HELEN INSURANCE UNDER

 THE CS FINANCIAL ASSETS ACQUISITION AGREEMENT

PROPOSAL #1.2i: APPROVE ACQUISITION OF EQUITY                     ISSUER            YES             FOR                  FOR

INTERESTS IN LONG HONOUR UNDER THE LONG HONOUR

ACQUISITION AGREEMENT

PROPOSAL #1.2j: APPROVE ACQUISITION OF EQUITY                     ISSUER            YES             FOR                  FOR

INTERESTS IN FLORENS UNDER THE FLORENS ACQUISITION

AGREEMENT

PROPOSAL #1.2k: APPROVE CAPITAL INCREASE IN COSCO              ISSUER            YES             FOR                  FOR

FINANCE UNDER THE COSCO FINANCE CAPITAL INCREASE

AGREEMENT

PROPOSAL #1.3: APPROVE AUTHORIZATION EFFECTIVE FOR 12        ISSUER            YES             FOR                  FOR

 MONTHS FROM THE DATE OF APPROVAL BY THE GENERAL

PROPOSAL #2: APPROVE CONFIRMATION OF TRANSACTIONS              ISSUER            YES             FOR                  FOR

BETWEEN CS COMPANY AND THE GROUP UNDER THE

RESTRUCTURING PURSUANT TO LAWS AND REGULATION

PROPOSAL #3: APPROVE MAJOR ASSET DISPOSAL AND MAJOR          ISSUER            YES             FOR                  FOR

ASSET ACQUISITION AND CONNECTED TRANSACTIONS OF CHINA

 SHIPPING CONTAINER LINES COMPANY LIMITED

PROPOSAL #4: APPROVE AGREEMENTS IN RELATION TO THE            ISSUER            YES             FOR                  FOR

RESTRUCTURING

PROPOSAL #5: APPROVE ASSETS LEASE FRAMEWORK                        ISSUER            YES             FOR                  FOR

AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED

PROPOSAL #6: APPROVE RESTRUCTURING COMPLIES WITH ALL         ISSUER            YES             FOR                  FOR

RELEVANT LAWS AND REGULATIONS

PROPOSAL #7: APPROVE RESTRUCTURING COMPLIES WITH RULE        ISSUER            YES             FOR                  FOR

 4 OF THE PROVISIONS ON ISSUES CONCERNING REGULATING

THE MATERIAL ASSET REORGANIZATIONS OF LISTED

PROPOSAL #8: APPROVE ACCOUNTANTS' REPORTS AND                     ISSUER            YES             FOR                  FOR

VALUATION REPORTS IN RELATION TO THE RESTRUCTURING

PROPOSAL #9: APPROVE VALUER FOR THE RESTRUCTURING IS         ISSUER            YES             FOR                  FOR

INDEPENDENT, THE VALUATION ASSUMPTIONS ARE

REASONABLE, THE VALUATION METHOD AND PURPOSE ARE

RELEVANT AND THE VALUATION IS FAIR

PROPOSAL #10: APPROVE LEGAL PROCEDURES FOR THE                   ISSUER            YES             FOR                  FOR

RESTRUCTURING ARE COMPLETE AND IN COMPLIANCE AND

LEGAL DOCUMENTS SUBMITTED ARE VALID


 

PROPOSAL #11: AUTHORIZE BOARD TO DO ALL SUCH THINGS          ISSUER            YES             FOR                  FOR

AND EXERCISE ALL POWERS NECESSARY TO IMPLEMENT THE

TRANSACTIONS

PROPOSAL #12: APPROVE PROVISION OF FINANCIAL                       ISSUER            YES             FOR                  FOR

ASSISTANCE

PROPOSAL #13: APPROVE FINANCIAL SERVICES PROVISION            ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED

 TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Container Lines Co. Ltd.

  TICKER:               2866                                CUSIP:   Y1513C104

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT SUN YUEYING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT WANG DAXIONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT LIU CHONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Container Lines Co. Ltd.

  TICKER:               2866                                CUSIP:   Y1513C104

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #4: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITORS' REPORT

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8a: APPROVE BAKER TILLY CHINA CERTIFIED              ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS AS PRC AUDITOR AND AUTHORIZE AUDIT

 COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8b: APPROVE BAKER TILLY CHINA CERTIFIED              ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS AS INTERNAL CONTROL AUDITOR AND

AUTHORIZE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #8c: APPROVE ERNST & YOUNG , HONG KONG                 ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL AUDITOR

 AND AUTHORIZE AUDIT COMMITTEE OF THE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #9a: APPROVE REVISION OF ANNUAL CAP UNDER            ISSUER            YES         AGAINST           AGAINST

THE FINANCIAL SERVICES FRAMEWORK AGREEMENT IN RESPECT

 OF MAXIMUM DAILY OUTSTANDING BALANCE OF DEPOSITS

PROPOSAL #9b: APPROVE REVISION OF ANNUAL CAP UNDER            ISSUER            YES             FOR                  FOR

THE FINANCIAL SERVICES FRAMEWORK AGREEMENT IN RESPECT

 OF MAXIMUM DAILY OUTSTANDING BALANCE OF LOANS


 

PROPOSAL #9c: APPROVE REVISION OF ANNUAL CAP UNDER            ISSUER            YES             FOR                  FOR

THE FINANCIAL SERVICES FRAMEWORK AGREEMENT IN RESPECT

 OF SETTLEMENT SERVICES

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES FOR                ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES AND RELEVANT AUTHORIZATION

TO THE BOARD

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10a: ELECT SUN YUEYING AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10b: ELECT WANG DAXIONG AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10c: ELECT LIU CHONG AS DIRECTOR                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10d: ELECT XU HUI AS DIRECTOR                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10e: ELECT YANG JIGUI AS DIRECTOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10f: ELECT FENG BOMING AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10g: ELECT HUANG JIAN AS DIRECTOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11a: ELECT CAI HONGPING AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11b: ELECT TSANG HING LUN AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11c: ELECT HAI CHI YUET AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #11d: ELECT GRAEME JACK AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12a: ELECT YE HONGJUN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12b: ELECT HAO WENYI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12c: ELECT GU XU AS SUPERVISOR                          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12d: ELECT ZHANG WEIHUA AS SUPERVISOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3a: APPROVE APPLICATION FOR REGISTERING          SHAREHOLDER        YES             FOR                  FOR

MID-TERM NOTES

PROPOSAL #3b: APPROVE APPLICATION FOR REGISTERING          SHAREHOLDER        YES             FOR                  FOR

SUPER SHORT-TERM FINANCING BILLS

PROPOSAL #3c: AUTHORIZE BOARD TO HANDLE ALL MATTERS      SHAREHOLDER        YES             FOR                  FOR

IN RELATION TO MID-TERM NOTES AND SUPER SHORT-TERM

FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Container Lines Co. Ltd.

  TICKER:               2866                                CUSIP:   Y1513C112

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT SUN YUEYING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT WANG DAXIONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT LIU CHONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Container Lines Co. Ltd.

  TICKER:               2866                                CUSIP:   Y1513C112

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #4: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8.01: APPROVE 2016 BAKER TILLY CHINA                   ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS PRC AUDITOR

PROPOSAL #8.02: APPROVE 2016 BAKER TILLY CHINA                   ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS INTERNAL CONTROL

AUDITOR

PROPOSAL #8.03: APPROVE 2016 ERNST & YOUNG , HONG              ISSUER            YES             FOR                  FOR

KONG CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL

PROPOSAL #9.01: APPROVE 2016 REVISION OF ANNUAL CAP          ISSUER            YES             FOR                  FOR

UNDER THE FINANCIAL SERVICES FRAMEWORK AGREEMENT IN

RESPECT OF MAXIMUM DAILY OUTSTANDING BALANCE OF

DEPOSITS

PROPOSAL #9.02: APPROVE 2016 REVISION OF ANNUAL CAP          ISSUER            YES             FOR                  FOR

UNDER THE FINANCIAL SERVICES FRAMEWORK AGREEMENT IN

RESPECT OF MAXIMUM DAILY OUTSTANDING BALANCE OF LOANS

PROPOSAL #9.03: APPROVE 2016 REVISION OF ANNUAL CAP          ISSUER            YES             FOR                  FOR

UNDER THE FINANCIAL SERVICES FRAMEWORK AGREEMENT IN

RESPECT OF SETTLEMENT SERVICES

PROPOSAL #10: APPROVE PROVISION OF GUARANTEES FOR              ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #12.01: APPROVE APPLICATION FOR REGISTERING    SHAREHOLDER        YES             FOR                  FOR

MID-TERM NOTES

PROPOSAL #12.02: APPROVE APPLICATION FOR REGISTERING    SHAREHOLDER        YES             FOR                  FOR

SUPER SHORT-TERM FINANCING BILLS

PROPOSAL #12.03: AUTHORIZE BOARD TO HANDLE ALL               SHAREHOLDER        YES             FOR                  FOR

MATTERS IN RELATION TO MID-TERM NOTES AND SUPER

SHORT-TERM FINANCING BILLS

PROPOSAL #13.01: ELECT SUN YUEYING AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.02: ELECT WANG DAXIONG AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.03: ELECT LIU CHONG AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.04: ELECT XU HUI AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.05: ELECT YANG JIGUI AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.06: ELECT FENG BOMING AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #13.07: ELECT HUANG JIAN AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.01: ELECT CAI HONGPING AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.02: ELECT TSANG HING LUN AS DIRECTOR          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.03: ELECT HAI CHI YUET AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.04: ELECT GRAEME JACK AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.01: ELECT YE HONGJUN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.02: ELECT HAO WENYI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.03: ELECT GU XU AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #15.04: ELECT ZHANG WEIHUA AS SUPERVISOR          SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Development Co., Ltd.

  TICKER:               1138                                CUSIP:   Y1503Y108

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DEPOSIT SERVICES BY CHINA                   ISSUER            YES             FOR                  FOR

SHIPPING FINANCE COMPANY LIMITED UNDER THE NEW

FINANCIAL SERVICES FRAMEWORK AGREEMENT, PROPOSED

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE FOREIGN EXCHANGE SERVICES BY              ISSUER            YES             FOR                  FOR

CHINA SHIPPING FINANCE COMPANY LIMITED UNDER THE NEW

FINANCIAL SERVICES FRAMEWORK AGREEMENT, PROPOSED

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE LOAN SERVICES BY CHINA SHIPPING         ISSUER            YES             FOR                  FOR

FINANCE COMPANY LIMITED UNDER THE NEW FINANCIAL

SERVICES FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS

AND RELATED TRANSACTIONS

PROPOSAL #4: APPROVE AGREED SUPPLIES AND SERVICES BY         ISSUER            YES             FOR                  FOR

CHINA SHIPPING (GROUP) COMPANY UNDER THE NEW SERVICES

 AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED

TRANSACTIONS

PROPOSAL #5: ELECT YANG JIGUI AS DIRECTOR AND RELATED        ISSUER            YES             FOR                  FOR

 TRANSACTIONS

PROPOSAL #6: ELECT TEO SIONG SENG AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #7: APPROVE AGGREGATE FINANCIAL COMMITMENTS         ISSUER            YES             FOR                  FOR

UNDER THE GUARANTEES AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Development Co., Ltd.

  TICKER:               1138                                CUSIP:   Y1503Y108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUDITED FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE


 

PROPOSAL #5: APPROVE DUTY PERFORMANCE REPORT OF THE          ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #6: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #7A: APPROVE BAKER TILLY CHINA CERTIFIED              ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS ("BAKER TILLY CHINA") AS DOMESTIC

AUDITOR

PROPOSAL #7B: APPROVE BAKER TILLY HONG KONG LIMITED          ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL AUDITOR

PROPOSAL #7C: APPROVE BAKER TILLY CHINA AS INTERNAL          ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #8: APPROVE REMUNERATION OF THE DIRECTORS            ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #9: ELECT SUN JIAKANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE COMPLIANCE WITH RELEVANT                   ISSUER            YES             FOR                  FOR

DOCUMENTS TO CONDUCT THE MATERIAL ASSETS

PROPOSAL #11.1: APPROVE OVERALL RESTRUCTURING PLAN IN        ISSUER            YES             FOR                  FOR

 RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.2: APPROVE COUNTERPARTY OF THE CS BULK          ISSUER            YES             FOR                  FOR

DISPOSAL IN RELATION TO MATERIAL ASSETS RESTRUCTURING

 PLAN

PROPOSAL #11.3: APPROVE TARGET ASSET OF THE CS BULK          ISSUER            YES             FOR                  FOR

DISPOSAL IN RELATION TO MATERIAL ASSETS RESTRUCTURING

 PLAN

PROPOSAL #11.4: APPROVE PAYMENT METHOD OF THE CS BULK        ISSUER            YES             FOR                  FOR

 CONSIDERATION IN RELATION TO MATERIAL ASSETS

RESTRUCTURING PLAN

PROPOSAL #11.5: APPROVE CS BULK CONSIDERATION IN                ISSUER            YES             FOR                  FOR

RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.6: APPROVE ARRANGEMENT IN CONNECTION              ISSUER            YES             FOR                  FOR

WITH THE INCREASE OR DECREASE IN THE EQUITY OF CS

BULK DURING THE TRANSITION PERIOD FROM REFERENCE DATE

 TO CLOSING AUDIT DATE IN RELATION TO MATERIAL ASSETS

 RESTRUCTURING PLAN

PROPOSAL #11.7: APPROVE ARRANGEMENT IN CONNECTION              ISSUER            YES             FOR                  FOR

WITH THE CLAIMS OR DEBTS OF CS BULK IN RELATION TO

MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.8: APPROVE ARRANGEMENT WITH RESPECT TO          ISSUER            YES             FOR                  FOR

THE TRANSFER OF SHARES OF CS BULK AND DEFAULT

LIABILITY AS AGREED IN THE ASSET TRANSFER AGREEMENT

IN RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.9: APPROVE COUNTERPARTY OF THE DALIAN            ISSUER            YES             FOR                  FOR

OCEAN ACQUISITION IN RELATION TO MATERIAL ASSETS

RESTRUCTURING PLAN

PROPOSAL #11.10: APPROVE TARGET ASSET OF THE DALIAN          ISSUER            YES             FOR                  FOR

OCEAN ACQUISITION IN RELATION TO MATERIAL ASSETS

RESTRUCTURING PLAN

PROPOSAL #11.11: APPROVE PAYMENT METHOD OF THE DALIAN        ISSUER            YES             FOR                  FOR

 OCEAN CONSIDERATION IN RELATION TO MATERIAL ASSETS

RESTRUCTURING PLAN

PROPOSAL #11.12: APPROVE DALIAN OCEAN CONSIDERATION          ISSUER            YES             FOR                  FOR

IN RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.13: APPROVE ARRANGEMENT IN CONNECTION            ISSUER            YES             FOR                  FOR

WITH THE INCREASE OR DECREASE IN THE EQUITY OF DALIAN

 OCEAN DURING THE TRANSITION PERIOD FROM REFERENCE

DATE TO CLOSING AUDIT DATE IN RELATION TO MATERIAL

ASSETS RESTRUCTURING PLAN


 

PROPOSAL #11.14: APPROVE ARRANGEMENT IN CONNECTION            ISSUER            YES             FOR                  FOR

WITH THE CLAIMS OR DEBTS OF DALIAN OCEAN IN RELATION

TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.15: APPROVE ARRANGEMENT WITH RESPECT TO         ISSUER            YES             FOR                  FOR

THE TRANSFER OF SHARES OF DALIAN OCEAN AND DEFAULT

LIABILITY AS AGREED IN THE ASSET TRANSFER AGREEMENT

IN RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.16: APPROVE RESOLUTION 11 SHALL BE                 ISSUER            YES             FOR                  FOR

EFFECTIVE FOR 12 MONTHS FROM THE DATE OF ITS APPROVAL

 BY THE GENERAL MEETING IN RELATION TO MATERIAL

ASSETS RESTRUCTURING PLAN

PROPOSAL #12: APPROVE PROPOSED TRANSACTIONS BETWEEN          ISSUER            YES             FOR                  FOR

CS DEVELOPMENT AND COSCO COMPANY CONSTITUTE CONNECTED

 TRANSACTIONS PURSUANT TO LAWS AND REGULATIONS

PROPOSAL #13: APPROVE REPORT (DRAFT) IN RELATION TO          ISSUER            YES             FOR                  FOR

MAJOR ASSET DISPOSAL AND ACQUISITION AND CONNECTED

TRANSACTIONS OF THE COMPANY AND ITS SUMMARY

PROPOSAL #14: APPROVE ASSET TRANSFER AGREEMENT                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE COMPENSATION AGREEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE COMPLIANCE OF PROPOSED                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH RULE 4 OF THE PROVISIONS ON ISSUES

CONCERNING REGULATING THE MATERIAL ASSET

REORGANIZATIONS OF LISTED COMPANIES

PROPOSAL #17: APPROVE EARNINGS PER SHARE OF THE                 ISSUER            YES             FOR                  FOR

COMPANY HAS NOT BEEN DILUTED AS A RESULT OF THE

PROPOSED TRANSACTIONS

PROPOSAL #18: AUTHORIZE BOARD TO HANDLE ALL MATTERS          ISSUER            YES             FOR                  FOR

RELATED TO ASSET TRANSFER AGREEMENT, COMPENSATION

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #19: APPROVE WAIVER OF NON-COMPETING                     ISSUER            YES             FOR                  FOR

UNDERTAKING FROM CHINA SHIPPING IN RESPECT OF

INJECTING BULK SHIPPING BUSINESS INTO THE COMPANY

PROPOSAL #20: APPROVE FINANCIAL SERVICES FRAMEWORK            ISSUER            YES             FOR                  FOR

AGREEMENT, RELEVANT ANNUAL CAPS AND RELATED

TRANSACTIONS

PROPOSAL #21: APPROVE MATERIALS AND SERVICES                       ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, RELEVANT ANNUAL CAPS AND RELATED

 TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Development Co., Ltd.

  TICKER:               1138                                CUSIP:   Y1503Y124

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUDITED FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #5: APPROVE DUTY PERFORMANCE REPORT OF THE          ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #6: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.01: APPROVE BAKER TILLY CHINA CERTIFIED          ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS ("BAKER TILLY CHINA") AS DOMESTIC

AUDITOR


 

PROPOSAL #7.02: APPROVE BAKER TILLY HONG KONG LIMITED        ISSUER            YES             FOR                  FOR

 CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL

PROPOSAL #7.03: APPROVE BAKER TILLY CHINA AS INTERNAL        ISSUER            YES             FOR                  FOR

 CONTROL AUDITOR

PROPOSAL #8: APPROVE REMUNERATION OF THE DIRECTORS            ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #9: ELECT SUN JIAKANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE COMPLIANCE WITH RELEVANT                   ISSUER            YES             FOR                  FOR

DOCUMENTS TO CONDUCT THE MATERIAL ASSETS

PROPOSAL #11.01: APPROVE OVERALL RESTRUCTURING PLAN          ISSUER            YES             FOR                  FOR

IN RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.02: APPROVE COUNTERPARTY OF THE CS BULK         ISSUER            YES             FOR                  FOR

DISPOSAL IN RELATION TO MATERIAL ASSETS RESTRUCTURING

 PLAN

PROPOSAL #11.03: APPROVE TARGET ASSET OF THE CS BULK         ISSUER            YES             FOR                  FOR

DISPOSAL IN RELATION TO MATERIAL ASSETS RESTRUCTURING

 PLAN

PROPOSAL #11.04: APPROVE PAYMENT METHOD OF THE CS              ISSUER            YES             FOR                  FOR

BULK CONSIDERATION IN RELATION TO MATERIAL ASSETS

RESTRUCTURING PLAN

PROPOSAL #11.05: APPROVE CS BULK CONSIDERATION IN              ISSUER            YES             FOR                  FOR

RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.06: APPROVE ARRANGEMENT IN CONNECTION            ISSUER            YES             FOR                  FOR

WITH THE INCREASE OR DECREASE IN THE EQUITY OF CS

BULK DURING THE TRANSITION PERIOD FROM REFERENCE DATE

 TO CLOSING AUDIT DATE IN RELATION TO MATERIAL ASSETS

 RESTRUCTURING PLAN

PROPOSAL #11.07: APPROVE ARRANGEMENT IN CONNECTION            ISSUER            YES             FOR                  FOR

WITH THE CLAIMS OR DEBTS OF CS BULK IN RELATION TO

MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.08: APPROVE ARRANGEMENT WITH RESPECT TO         ISSUER            YES             FOR                  FOR

THE TRANSFER OF SHARES OF CS BULK AND DEFAULT

LIABILITY AS AGREED IN THE ASSET TRANSFER AGREEMENT

IN RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.09: APPROVE COUNTERPARTY OF THE DALIAN          ISSUER            YES             FOR                  FOR

OCEAN ACQUISITION IN RELATION TO MATERIAL ASSETS

RESTRUCTURING PLAN

PROPOSAL #11.10: APPROVE TARGET ASSET OF THE DALIAN          ISSUER            YES             FOR                  FOR

OCEAN ACQUISITION IN RELATION TO MATERIAL ASSETS

RESTRUCTURING PLAN

PROPOSAL #11.11: APPROVE PAYMENT METHOD OF THE DALIAN        ISSUER            YES             FOR                  FOR

 OCEAN CONSIDERATION IN RELATION TO MATERIAL ASSETS

RESTRUCTURING PLAN

PROPOSAL #11.12: APPROVE DALIAN OCEAN CONSIDERATION          ISSUER            YES             FOR                  FOR

IN RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.13: APPROVE ARRANGEMENT IN CONNECTION            ISSUER            YES             FOR                  FOR

WITH THE INCREASE OR DECREASE IN THE EQUITY OF DALIAN

 OCEAN DURING THE TRANSITION PERIOD FROM REFERENCE

DATE TO CLOSING AUDIT DATE IN RELATION TO MATERIAL

ASSETS RESTRUCTURING PLAN

PROPOSAL #11.14: APPROVE ARRANGEMENT IN CONNECTION            ISSUER            YES             FOR                  FOR

WITH THE CLAIMS OR DEBTS OF DALIAN OCEAN IN RELATION

TO MATERIAL ASSETS RESTRUCTURING PLAN

PROPOSAL #11.15: APPROVE ARRANGEMENT WITH RESPECT TO         ISSUER            YES             FOR                  FOR

THE TRANSFER OF SHARES OF DALIAN OCEAN AND DEFAULT

LIABILITY AS AGREED IN THE ASSET TRANSFER AGREEMENT

IN RELATION TO MATERIAL ASSETS RESTRUCTURING PLAN


 

PROPOSAL #11.16: APPROVE RESOLUTION 11 SHALL BE                 ISSUER            YES             FOR                  FOR

EFFECTIVE FOR 12 MONTHS FROM THE DATE OF ITS APPROVAL

 BY THE GENERAL MEETING IN RELATION TO MATERIAL

ASSETS RESTRUCTURING PLAN

PROPOSAL #12: APPROVE PROPOSED TRANSACTIONS BETWEEN          ISSUER            YES             FOR                  FOR

CS DEVELOPMENT AND COSCO COMPANY CONSTITUTE CONNECTED

 TRANSACTIONS PURSUANT TO LAWS AND REGULATIONS

PROPOSAL #13: APPROVE REPORT (DRAFT) IN RELATION TO          ISSUER            YES             FOR                  FOR

MAJOR ASSET DISPOSAL AND ACQUISITION AND CONNECTED

TRANSACTIONS OF THE COMPANY AND ITS SUMMARY

PROPOSAL #14: APPROVE ASSET TRANSFER AGREEMENT                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE COMPENSATION AGREEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE COMPLIANCE OF PROPOSED                       ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH RULE 4 OF THE PROVISIONS ON ISSUES

CONCERNING REGULATING THE MATERIAL ASSET

REORGANIZATIONS OF LISTED COMPANIES

PROPOSAL #17: APPROVE EARNINGS PER SHARE OF THE                 ISSUER            YES             FOR                  FOR

COMPANY HAS NOT BEEN DILUTED AS A RESULT OF THE

PROPOSED TRANSACTIONS

PROPOSAL #18: AUTHORIZE BOARD TO HANDLE ALL MATTERS          ISSUER            YES             FOR                  FOR

RELATED TO ASSET TRANSFER AGREEMENT, COMPENSATION

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #19: APPROVE WAIVER OF NON-COMPETING                     ISSUER            YES             FOR                  FOR

UNDERTAKING FROM CHINA SHIPPING IN RESPECT OF

INJECTING BULK SHIPPING BUSINESS INTO THE COMPANY

PROPOSAL #20: APPROVE MATERIALS AND SERVICES                       ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, RELEVANT ANNUAL CAPS AND RELATED

 TRANSACTIONS

PROPOSAL #21: APPROVE FINANCIAL SERVICES FRAMEWORK            ISSUER            YES             FOR                  FOR

AGREEMENT, RELEVANT ANNUAL CAPS AND RELATED

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Haisheng Co., Ltd.

  TICKER:               600896                            CUSIP:   Y2982N100

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT OF RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD FOR PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT REGARDING

RESOLUTION VALIDITY PERIOD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Shipping Haisheng Co., Ltd.

  TICKER:               600896                            CUSIP:   Y2982N100

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BAKER TILLY            ISSUER            YES             FOR                  FOR

INTERNATIONAL CPAS AS AUDITOR AND FIX THEIR

REMUNERATION

PROPOSAL #8: APPROVE SIGNING OF 2016 SHIPPING                     ISSUER            YES             FOR                  FOR

SUPPLIES AND SERVICE AGREEMENTS AS WELL AS 2016 DAILY

 RELATED-PARTY TRANSACTIONS

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Singyes Solar Technologies Holdings Ltd

  TICKER:               750                                  CUSIP:   G2161E111

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT LIU HONGWEI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT XIE WEN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT YICK WING FAT, SIMON AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China South City Holdings Ltd

  TICKER:               01668                              CUSIP:   Y1515Q101

  MEETING DATE:   8/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT FUNG SING HONG STEPHENAS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT MA WAI MO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT CHENG TAI PO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT LEUNG KWAN YUEN ANDREW AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3e: ELECT LI WAI KEUNG AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AT A          ISSUER            YES             FOR                  FOR

FEE TO BE AGREED BY THE DIRECTORS

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China South Publishing & Media Group Co Ltd

  TICKER:               601098                            CUSIP:   Y15174108

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF POFU FUND                 ISSUER            YES             FOR                  FOR

MANAGEMENT CO., LTD. AND POFU CULTURAL INDUSTRY

INVESTMENT FUND

PROPOSAL #2.01: ELECT JI SHUIHE AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT PENG ZHAOPING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT ZHANG XUDONG SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China South Publishing & Media Group Co Ltd

  TICKER:               601098                            CUSIP:   Y15174108

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICES          ISSUER            YES             FOR                  FOR

AGREEMENT WITH CONTROLLING SHAREHOLDERS

PROPOSAL #11: APPROVE 2015 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #12: APPROVE EXPANSION OF BUSINESS SCOPE AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #13.01: ELECT PENG BO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #14.01: ELECT HE XIAOGANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Southern Airlines Co., Ltd.

  TICKER:               600029                            CUSIP:   Y1503W102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG HUAZHEN (SPECIAL GENERAL            ISSUER            YES             FOR                  FOR

PARTNERSHIP) AS AUDITORS FOR DOMESTIC, U.S. AND

INTERNAL CONTROL OF FINANCIAL REPORTING AND KPMG AS

AUDITORS FOR HONG KONG FINANCIAL REPORTING AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #9: APPROVE AUTHORIZATION TO XIAMEN AIRLINES   SHAREHOLDER        YES         AGAINST           AGAINST

 COMPANY LIMITED TO PROVIDE GUARANTEES TO HEBEI

AIRLINES COMPANY LIMITED

PROPOSAL #10: ELECT WANG CHANG SHUN AS DIRECTOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Southern Airlines Co., Ltd.

  TICKER:               600029                            CUSIP:   Y1503W110

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG HUAZHEN (SPECIAL GENERAL            ISSUER            YES             FOR                  FOR

PARTNERSHIP) AS AUDITORS FOR DOMESTIC, U.S. AND

INTERNAL CONTROL OF FINANCIAL REPORTING AND KPMG AS

AUDITORS FOR HONG KONG FINANCIAL REPORTING AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS


 

PROPOSAL #9: APPROVE AUTHORIZATION TO XIAMEN AIRLINES   SHAREHOLDER        YES         AGAINST           AGAINST

 COMPANY LIMITED TO PROVIDE GUARANTEES TO HEBEI

AIRLINES COMPANY LIMITED

PROPOSAL #10.1: ELECT WANG CHANGSHUN AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Spacesat Co., Ltd.

  TICKER:               600118                            CUSIP:   Y1500D107

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE CONTINUED EXECUTION OF THE                 ISSUER            YES             FOR                  FOR

FINANCIAL SERVICES FRAMEWORK AGREEMENT AS WELL AS

2016 DEPOSITS AND OTHER FINANCIAL SERVICES LIMIT

PROPOSAL #8: APPROVE 2016 DAILY OPERATING RELATED-             ISSUER            YES             FOR                  FOR

PARTY TRANSACTION

PROPOSAL #9: ELECT JIN ZHANMING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Sports Industry Group Co., Ltd.

  TICKER:               600158                            CUSIP:   Y1503X100

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT WANG HUI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China State Construction Engineering Corp. Ltd.

  TICKER:               601668                            CUSIP:   Y1R16Z106

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 INVESTMENT BUDGET REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: APPROVE 2016 ADDITIONAL FINANCING                 ISSUER            YES         AGAINST           AGAINST

GUARANTEE LINE

PROPOSAL #13: APPROVE PHASE I PREFERRED SHARE                     ISSUER            YES             FOR                  FOR

DIVIDEND PROGRAM

PROPOSAL #14: APPROVE 2016-2017 PHASE I PREFERRED              ISSUER            YES             FOR                  FOR

SHARE DIVIDEND PROGRAM

PROPOSAL #15: APPROVE REGISTRATION OF CNY 20 BILLION         ISSUER            YES             FOR                  FOR

BONDS AS WELL AS RELATED MATTERS

PROPOSAL #16: APPROVE ISSUANCE OF NOT MORE THAN USD 2        ISSUER            YES             FOR                  FOR

 BILLION OVERSEAS BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China State Construction International Holdings Limited

  TICKER:               03311                              CUSIP:   G21677136

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT ZHOU YONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT ZHOU HANCHENG AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3C: ELECT HUNG CHEUNG SHEW AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3D: ELECT RAYMOND LEUNG HAI MING AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China State Construction International Holdings Limited

  TICKER:               03311                              CUSIP:   G21677136

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND                   ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Steel Chemical Corp

  TICKER:               1723                                CUSIP:   Y15044103

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT WANG SHYI CHIN, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF CHINA STEEL CORPORATION WITH SHAREHOLDER

NO.1000001, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT SUNG JYH YUH, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF CHINA STEEL CORPORATION WITH SHAREHOLDER

NO.1000001, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT LEE CHIEN MING, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF CHINA STEEL CORPORATION WITH SHAREHOLDER

NO.1000001, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT YAO WEN TAI, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CHINA STEEL CORPORATION WITH SHAREHOLDER NO.1000001,

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT CHAO YU MEI, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CHINA STEEL CORPORATION WITH SHAREHOLDER NO.1000001,

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT KOO CHENG YUN, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF CHINA SYNTHETIC RUBBER CORPORATION WITH

SHAREHOLDER NO.1000003, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT CHAO TIEN FU, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF CHINA SYNTHETIC RUBBER CORPORATION WITH

SHAREHOLDER NO.1000003, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT HSIEH HSING SHU WITH ID                       ISSUER            YES             FOR                  FOR

NO.P101135XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT WANG YUAN HONG WITH ID                        ISSUER            YES             FOR                  FOR

NO.B121240XXX AS INDEPENDENT DIRECTOR


 

PROPOSAL #4.10: ELECT YU JUN YAN, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CTCI CORPORATION WITH SHAREHOLDER NO.1000005, AS

SUPERVISOR

PROPOSAL #4.11: ELECT CHEN ZHE SHENG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO.75298 AS SUPERVISOR

PROPOSAL #4.12: ELECT CHIA KAI JIE WITH ID                          ISSUER            YES             FOR                  FOR

NO.A123471XXX AS SUPERVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Steel Corporation

  TICKER:               2002                                CUSIP:   Y15041109

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #9.1: ELECT JYH YUH SUNG, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF MINISTRY OF ECONOMIC AFFAIRS R.O.C. WITH

SHAREHOLDER NO.Y00001, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT JONG CHIN SHEN, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MINISTRY OF ECONOMIC AFFAIRS R.O.C. WITH

SHAREHOLDER NO.Y00001, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT FENG SHENG WU, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF MINISTRY OF ECONOMIC AFFAIRS R.O.C. WITH

SHAREHOLDER NO.Y00001, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT HORNG NAN LIN, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF GAU RUEI INVESTMENT CORPORATION WITH SHAREHOLDER

NO.V01360, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT SHYI CHIN WANG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF EVER WEALTHY INTERNATIONAL CORPORATION WITH

SHAREHOLDER NO.V02376, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT JIH GANG LIU, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF CHIUN YU INVESTMENT CORPORATION WITH SHAREHOLDER

NO.V01357, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT CHENG I WENG, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF HUNG KAO INVESTMENT CORPORATION WITH SHAREHOLDER

NO.V05147, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT CHAO CHIN WEI, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF LABOR UNION OF CHINA STEEL CORPORATION IN

KAOHSIUNG WITH SHAREHOLDER NO.X00012, AS NON-

PROPOSAL #9.9: ELECT MIN HSIUNG HON WITH ID                        ISSUER            YES             FOR                  FOR

NO.R102716XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.10: ELECT SHYUE BIN CHANG WITH ID                     ISSUER            YES             FOR                  FOR

NO.S101041XXX AS INDEPENDENT DIRECTOR


 

PROPOSAL #9.11: ELECT LAN FENG KAO WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.T23199 AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR JYH YUH SUNG TO BE

 ELECTED AS DIRECTOR OF CHUN HUNG STEEL CORPORATION

AND CHINA ECOTEK CORPORATION

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR FENG SHENG WU TO

BE ELECTED AS DIRECTOR OF TAIWAN SHIPBUILDING

PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR SHYI CHIN WANG TO

BE ELECTED AS DIRECTOR OF FORMOSA HA TINH STEEL

CORPORATION AND FORMOSA HA TINH (CAYMAN) LIMITED

PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR JIH GANG LIU TO BE

 ELECTED AS DIRECTOR OF CHUNG HUNG STEEL CORPORATION,

 CSC STEEL HOLDINGS BHD., EAST ASIA UNITED STEEL

CORPORATION AND TAIWAN SHIPBUILDING CORPORATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Suntien Green Energy Corp Ltd.

  TICKER:               956                                  CUSIP:   Y15207106

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RENEWED FINANCIAL SERVICES                 ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, EXECUTION AND IMPLEMENTATION OF

THE DEPOSIT SERVICE, THE LOAN SERVICE AND THE OTHER

FINANCIAL SERVICES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Suntien Green Energy Corp Ltd.

  TICKER:               956                                  CUSIP:   Y15207106

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINAL ACCOUNTANTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND INDEPENDENT AUDITORS' REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 BUDGET REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REANDA CERTIFIED PUBLIC                       ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS PRC AUDITORS AND ERNST & YOUNG AS

INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #8a: ELECT CAO XIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #8b: ELECT LI LIAN PING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8c: ELECT QIN GANG AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8d: ELECT SUN MIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #8e: ELECT WU HUI JIANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #8f: ELECT GAO QING YU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8g: ELECT WANG HONG JUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8h: ELECT QIN HAI YAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8i: ELECT DING JUN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #8j: ELECT WANG XIANG JUN AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8k: ELECT YUE MAN YIU MATTHEW AS DIRECTOR           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9a: ELECT YANG HONG CHI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9b: ELECT LIU JIN HAI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #9c: ELECT XIAO YAN ZHAO AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9d: ELECT LIANG YONG CHUN AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE LAOTING CAPITAL CONTRIBUTION            ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: AMEND PARAGRAPH FOUR OF CHAPTER 3 OF            ISSUER            YES             FOR                  FOR

THE ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Synthetic Rubber Corporation

  TICKER:               2104                                CUSIP:   Y15055109

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Taiping Insurance Holdings Co Ltd.

  TICKER:               966                                  CUSIP:   Y1456Z151

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT WANG BIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT MENG ZHAOYI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT HUANG WEIJIAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2a4: ELECT ZHU XIANGWEN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2a5: ELECT XIE ZHICHUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Telecom Corporation Ltd

  TICKER:               00728                              CUSIP:   Y1505D102

  MEETING DATE:   10/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHANG XIAOBING AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Telecom Corporation Ltd

  TICKER:               00728                              CUSIP:   Y1505D102

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ENGINEERING FRAMEWORK AGREEMENT,        ISSUER            YES             FOR                  FOR

 THE RENEWED ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE ANCILLARY TELECOMMUNICATIONS              ISSUER            YES             FOR                  FOR

SERVICES AGREEMENT, THE RENEWED ANNUAL CAPS AND

RELATED TRANSACTIONS

PROPOSAL #3: APPROVE REVISED ANNUAL CAP UNDER THE              ISSUER            YES             FOR                  FOR

ENGINEERING FRAMEWORK AGREEMENT AND RELATED

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Telecom Corporation Ltd

  TICKER:               728                                  CUSIP:   Y1505D102

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR 2015

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND FOR THE YEAR 2015

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU

CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4.1: APPROVE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: AUTHORIZE BOARD TO DEAL WITH ALL                 ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE ISSUANCE OF DEBENTURES

PROPOSAL #5.1: APPROVE ISSUANCE OF COMPANY BONDS                ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: AUTHORIZE BOARD TO DEAL WITH ALL                 ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE ISSUANCE OF COMPANY BONDS


 

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE BOARD TO INCREASE REGISTERED          ISSUER            YES             FOR                  FOR

CAPITAL OF THE COMPANY AND AMEND ARTICLES OF

ASSOCIATION TO REFLECT SUCH INCREASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Television Media Ltd.

  TICKER:               600088                            CUSIP:   Y97178100

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.01: APPROVE APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 AUDITOR

PROPOSAL #5.02: APPROVE 2016 AUDIT FEE OF CNY 580              ISSUER            YES             FOR                  FOR

THOUSAND

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ALLOWANCE SYSTEM FOR INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE ENTRUSTED ASSET MANAGEMENT                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #12: APPROVE ADJUSTMENT OF BOARD AUDIT,           SHAREHOLDER        YES             FOR                  N/A

REMUNERATION AND EVALUATION COMMITTEE TO BOARD AUDIT

COMMITTEE AND BOARD REMUNERATION AND EVALUATION

COMMITTEE

PROPOSAL #13.01: ELECT TANG SHIDING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.02: ELECT WANG JUN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.03: ELECT LU HAILIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #13.04: ELECT ZHAO JIANJUN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.05: ELECT LI YING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.06: ELECT SHI YULIN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.01: ELECT YANG ANJIN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.02: ELECT CHOU JIEMING AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.03: ELECT LI DAN AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #15.01: ELECT WANG HAO AS SUPERVISOR                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #15.02: ELECT LIU JINFENG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Tian Lun Gas Hldg Ltd

  TICKER:               1600                                CUSIP:   G84396103

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #3a: ELECT ZHANG YINGCEN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT XIAN ZHENYUAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LI LIUQING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT ZHAO JUN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7a: AMENDMENT TO ARTICLE 133 OF THE                     ISSUER            YES             FOR                  FOR

ARTICLES OF ASSOCIATION

PROPOSAL #7b: AMENDMENT TO ARTICLE 134 OF THE                     ISSUER            YES             FOR                  FOR

ARTICLES OF ASSOCIATION

PROPOSAL #7c: AMENDMENT TO ARTICLE 135 OF THE                     ISSUER            YES             FOR                  FOR

ARTICLES OF ASSOCIATION

PROPOSAL #7d: AUTHORIZE DIRECTORS TO DO ALL SUCH ACTS        ISSUER            YES             FOR                  FOR

 AND THINGS TO GIVE EFFECT TO THE PROPOSED 

AMENDMENTS TO THE ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Tianying Inc

  TICKER:               000035                            CUSIP:   Y1475H109

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT FOR PRIVATE PLACEMENT        ISSUER            YES             FOR                  FOR

 OF NEW A SHARES

PROPOSAL #2.01: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE AND AMOUNT                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENT FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: ELECT LI XINHUI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Tianying Inc

  TICKER:               000035                            CUSIP:   Y1475H109

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE GUARANTEE PROVISION FOR THE 2016        ISSUER            YES             FOR                  FOR

 COMPREHENSIVE CREDIT LINES APPLIED BY THE WHOLLY-

OWNED SUBSIDIARY, WHOLLY-OWNED PROJECT SUBSIDIARY AS

WELL AS CONTROLLING SUBSIDIARY

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: ELECT HONG JIANQIAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE DRAFT ON PHASE I EMPLOYEE SHARE        ISSUER            YES             FOR                  FOR

 PURCHASE PLAN AND ITS SUMMARY

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE I EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #13.01: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: APPROVE ISSUE MANNER AND ISSUE TIME         ISSUER            YES             FOR                  FOR

PROPOSAL #13.03: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #13.04: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #13.05: APPROVE ISSUE AMOUNT AND ISSUE SIZE         ISSUER            YES             FOR                  FOR

PROPOSAL #13.06: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #13.07: APPROVE AMOUNT AND INTENDED USAGE OF        ISSUER            YES             FOR                  FOR

 RAISED FUNDS

PROPOSAL #13.08: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #13.09: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #15: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS


 

PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #17: APPROVE COUNTER-DILUTION RISK ALERT AND        ISSUER            YES             FOR                  FOR

 RELATED MEASURES IN CONNECTION TO THE PRIVATE

PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Tianying Inc

  TICKER:               000035                            CUSIP:   Y1475H109

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO JOINT INVESTMENT IN THE ESTABLISHMENT

OF M & A FUND AND SIGNING OF COOPERATION FRAMEWORK

AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Traditional Chinese Medicine Co., Ltd.

  TICKER:               00570                              CUSIP:   Y1507S107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT YANG BIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT LIU CUNZHOU AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2a3: ELECT XIE RONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a4: ELECT YU TZE SHAN HAILSON AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China TransInfo Technology Co., Ltd.

  TICKER:               002373                            CUSIP:   Y8310S109

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTERNAL INVESTMENT AND                       ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF CHONGQING TRANSINFO MICROLOAN CO.,

PROPOSAL #2: APPROVE EXTERNAL INVESTMENT AND                       ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF BEIJING INTELLIGENT AUTOMOBILE AND

INTELLIGENT TRANSPORTATION INDUSTRY JOINT INNOVATION

CENTER


 

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: ELECT SUN LIN AS SUPERVISOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT YIN JIANPING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6: APPROVE CAPITAL INJECTION IN BEIJING          SHAREHOLDER        YES             FOR                  N/A

BEIDA TRANSINFO TECHNOLOGY CO., LTD BY BEIJING

TRANSINFO INFORMATION TECHNOLOGY GROUP CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China TransInfo Technology Co., Ltd.

  TICKER:               002373                            CUSIP:   Y8310S109

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN THE IMPLEMENTING                 ISSUER            YES             FOR                  FOR

LOCATION OF THE RAISED FUND INVESTMENT PROJECT

PROPOSAL #2: APPROVE CAPITAL INJECTION TO LEVEL 2              ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY BEIJING PALMCITY CO., LTD.

USING RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China TransInfo Technology Co., Ltd.

  TICKER:               002373                            CUSIP:   Y8310S109

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #7: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES         AGAINST           AGAINST

GUARANTEE

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Tungsten and HighTech Materials Co., Ltd.

  TICKER:               000657                            CUSIP:   Y2982R101

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Tungsten and HighTech Materials Co., Ltd.

  TICKER:               000657                            CUSIP:   Y2982R101

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LI ZHONGZE AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT ZONG QINGSHENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.3: ELECT XU ZHONGFEN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT ZHANG SHUQIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.5: ELECT XUE FEI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT XIE KANGDE AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Unicom (Hong Kong) Ltd

  TICKER:               762                                  CUSIP:   Y1519S111

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1a: ELECT WANG XIAOCHU AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.1b: ELECT LU YIMIN AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.1c: ELECT LI FUSHEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1d: ELECT LAW FAN CHIU FUN FANNY AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE KPMG AND KPMG HUAZHEN LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL

REPORTING AND U.S. FINANCIAL REPORTING PURPOSES,

RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION


 

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Union Holdings Ltd.

  TICKER:               000036                            CUSIP:   Y7740X100

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #6: APPROVE FINANCIAL ASSISTANCE TO                       ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #7.1: ELECT DONG BINGGEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.2: ELECT DING YUE AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.3: ELECT HU YONGFENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.4: ELECT FAN LIAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.5: ELECT LI YUN AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.6: ELECT ZHANG MEI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.7: ELECT NI SUQIAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.1: ELECT ZHANG MIAOHONG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.2: ELECT LIU XIUYAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.3: ELECT ZHU LI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: ELECT LIU ZHANHONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.1: ELECT HUANG XIAOPING AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT WEI DAN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China United Network Communications Ltd.

  TICKER:               600050                            CUSIP:   Y15117107

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF COMMUNICATION TOWER         ISSUER            YES             FOR                  FOR

AND RELATED ASSETS

PROPOSAL #2: APPROVE SPECIAL AUTHORIZATION OF CHINA          ISSUER            YES             FOR                  FOR

UNICOM (BVI) LIMITED TO ISSUE WRITTEN RESOLUTION

REGARDING TRANSFER OF COMMUNICATION TOWER AND RELATED

 ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China United Network Communications Ltd.

  TICKER:               600050                            CUSIP:   Y15117107

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.01: APPROVE PROFIT DISTRIBUTION OF CHINA         ISSUER            YES             FOR                  FOR

UNICOM (HONG KONG) LTD.

PROPOSAL #7.02: AUTHORIZE BOARD OF CHINA UNICOM (HONG        ISSUER            YES             FOR                  FOR

 KONG) LTD. TO APPOINT AND RE-ELECT DIRECTORS AND FIX

 THEIR REMUNERATION

PROPOSAL #7.03: AUTHORIZE BOARD OF CHINA UNICOM (HONG        ISSUER            YES             FOR                  FOR

 KONG) LTD. TO PURCHASE COMPANY SHARES SHARE IN HONG

KONG STOCK EXCHANGE AND OTHER DESIGNATED SECURITIES

EXCHANGES WITHIN THE STIPULATED PERIOD

PROPOSAL #7.04: AUTHORIZE BOARD OF CHINA UNICOM (HONG        ISSUER            YES         AGAINST           AGAINST

 KONG) LTD. TO EXERCISE THE ALLOTMENT, ISSUANCE AND

HANDLING OF ADDITIONAL SHARES

PROPOSAL #8.01: ELECT WANG XIAOCHU AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #8.02: ELECT LU YIMIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.03: ELECT LI FUSHEN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.04: ELECT SHAO GUANGLU AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #8.05: ELECT LV TINGJIE AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.06: ELECT CHEN YONGHONG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.07: ELECT LI HONGBIN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.01: ELECT JIANG ZHENGXIN AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #9.02: ELECT CAI QUANGEN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Vanke Co., Ltd.

  TICKER:               000002                            CUSIP:   Y77421116

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

APPLICATION FOR CONTINUING TRADING SUSPENSIONOF THE

COMPANY'S A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Vanke Co., Ltd.

  TICKER:               2202                                CUSIP:   Y77421116

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND AUDITED          ISSUER            YES             FOR                  FOR

FINANCIAL REPORT

PROPOSAL #4: APPROVE 2015 DIVIDEND DISTRIBUTION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Vanke Co., Ltd.

  TICKER:               000002                            CUSIP:   Y77421132

  MEETING DATE:   8/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPURCHASE OF ISSUED A SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE               ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE PRICE RANGE OF THE SHARE                 ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.3: APPROVE TYPE, QUANTITY AND PROPORTION         ISSUER            YES             FOR                  FOR

TO THE TOTAL SHARE CAPITAL

PROPOSAL #1.4: APPROVE TOTAL PROCEEDS OF THE SHARE            ISSUER            YES             FOR                  FOR

REPURCHASE AND THE SOURCE OF FUNDING

PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE               ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZE BOARD TO HANDLE ALL MATTERS            ISSUER            YES             FOR                  FOR

RELATED TO THE REPURCHASE OF ISSUED A SHARE CAPITAL


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Vanke Co., Ltd.

  TICKER:               000002                            CUSIP:   Y77421132

  MEETING DATE:   8/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPURCHASE OF ISSUED A SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE               ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE PRICE RANGE OF THE SHARE                 ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.3: APPROVE TYPE, QUANTITY AND PROPORTION         ISSUER            YES             FOR                  FOR

TO THE TOTAL SHARE CAPITAL

PROPOSAL #1.4: APPROVE TOTAL PROCEEDS OF THE SHARE            ISSUER            YES             FOR                  FOR

REPURCHASE AND THE SOURCE OF FUNDING

PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE               ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZE BOARD TO HANDLE ALL MATTERS            ISSUER            YES             FOR                  FOR

RELATED TO THE REPURCHASE OF ISSUED A SHARE CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Vanke Co., Ltd.

  TICKER:               000002                            CUSIP:   Y77421132

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

APPLICATION FOR CONTINUING TRADING SUSPENSIONOF THE

COMPANY'S A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Vanke Co., Ltd.

  TICKER:               2202                                CUSIP:   Y77421132

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND AUDITED          ISSUER            YES             FOR                  FOR

FINANCIAL REPORT

PROPOSAL #4: APPROVE 2015 DIVIDEND DISTRIBUTION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG HUAZHEN LLP AND KPMG AS PRC        ISSUER            YES             FOR                  FOR

 AUDITOR AND INTERNATIONAL AUDITOR RESPECTIVELY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Wafer Level CSP Co., Ltd.

  TICKER:               603005                            CUSIP:   Y7748D106

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF HUAPU TIANJIAN            ISSUER            YES             FOR                  FOR

CPAS AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE IMPLEMENTATION STATUS OF 12              ISSUER            YES         AGAINST           AGAINST

INCH TSV DOMESTIC INTEGRATED CIRCUIT MANUFACTURING

KEY EQUIPMENT AND MATERIAL PRODUCTION APPLICATION

ENGINEERING PROJECT

PROPOSAL #11: APPROVE 2015 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #12: APPROVE 2016 FORWARD FOREIGN EXCHANGE          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #13: APPROVE USE OF IDLE OWN FUNDS TO INVEST        ISSUER            YES             FOR                  FOR

 IN BANK FINANCIAL PRODUCTS

PROPOSAL #14: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES         AGAINST           AGAINST

CREDIT LINES FROM BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Wafer Level CSP Co., Ltd.

  TICKER:               603005                            CUSIP:   Y7748D106

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT WANG WEI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT VAGE OGANESIAN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.03: ELECT SHENG GANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT LIU WENHAO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.05: ELECT ARIEL POPPEL AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.06: ELECT KAH-ONG TAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT XU BAI AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: ELECT TAO CHONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT LUO ZHENGYING AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT FANG LIANG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: ELECT WANG YONGFENG AS SUPERVISOR               ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Water Industry Group Ltd.

  TICKER:               01129                              CUSIP:   G2114E135

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS

PROPOSAL #2: ELECT LIU FENG AS DIRECTOR AND AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX HIS REMUNERATION

PROPOSAL #3: ELECT DENG XIAO TING AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #4: ELECT WONG SIU KEUNG, JOE AS DIRECTOR            ISSUER            YES         AGAINST           AGAINST

AND AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE CROWE HORWATH (HK) CPA LIMITED          ISSUER            YES             FOR                  FOR

AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #10: APPROVE REFRESHMENT OF SCHEME MANDATE          ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Western Power Industrial Co Ltd

  TICKER:               002630                            CUSIP:   Y1531C102

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Western Power Industrial Co Ltd

  TICKER:               002630                            CUSIP:   Y1531C102

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR               SHAREHOLDER        YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #9.1: APPROVE ISSUE SIZE                                      SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.2: APPROVE PAR VALUE AND ISSUE PRICE            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.3: APPROVE BOND TYPE AND MATURITY                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.4: APPROVE BOND INTEREST RATE AND METHOD    SHAREHOLDER        YES             FOR                  FOR

OF REPAYMENT

PROPOSAL #9.5: APPROVE INTENDED USAGE OF RAISED FUNDS   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.6: APPROVE ISSUE MANNER AND TARGET               SHAREHOLDER        YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #9.7: APPROVE UNDERWRITING METHOD                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.8: APPROVE LISTING EXCHANGE                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.9: APPROVE SAFEGUARD MEASURES OF DEBTS        SHAREHOLDER        YES             FOR                  FOR

REPAYMENT

PROPOSAL #9.10: APPROVE RESOLUTION VALIDITY PERIOD         SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Western Power Industrial Co Ltd

  TICKER:               002630                            CUSIP:   Y1531C102

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES             FOR                  FOR

ZHEJIANG HUAXI BORUI HEAVY INDUSTRIES CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WUCHANG LONGYE BIOENERGY THERMOELECTRIC CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO YULIN         ISSUER            YES             FOR                  FOR

CHUANNENG HUAXI ENVIRONMENTAL POWER CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Western Power Industrial Co Ltd

  TICKER:               002630                            CUSIP:   Y1531C102

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER             NO              N/A                  N/A

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION                 ISSUER             NO              N/A                  N/A

PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #3: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER             NO              N/A                  N/A

PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China World Trade Center Co., Ltd.

  TICKER:               600007                            CUSIP:   Y1516H100

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PAYMENT OF 2015 REMUNERATION OF         ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS FINANCIAL

AUDITOR AMOUNTING TO CNY 1,032,000 AND INTERNAL

CONTROL REMUNERATION OF CNY 310,000

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 REMUNERATION OF CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE BOARD HONG JINGNAN

PROPOSAL #7: APPROVE 2016 REMUNERATION OF VICE                   ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE BOARD ZHANG YANFEI

PROPOSAL #8: APPROVE RE-APPOINTMENT OF                                 ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS 2016

FINANCIAL AND INTERNAL CONTROL AUDITOR AND APPROVE

REVIEW OF 2016 SEMI-ANNUAL FINANCIAL REPORT

PROPOSAL #9: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS FROM INTER-BANK MARKET

PROPOSAL #10: APPROVE RELEVANT AUTHORIZATION FOR                ISSUER            YES             FOR                  FOR

ISSUANCE OF SHORT-TERM FINANCING BILLS FROM INTER-

BANK MARKET

PROPOSAL #11: APPROVE RECONSTRUCTION PROJECT                       ISSUER            YES         AGAINST           AGAINST

INVESTMENT FOR THE FORMER WORLD EXHIBITION HALL EAST

OFFICE AND OTHER REGIONAL DISTRICT

PROPOSAL #12: APPROVE RELEVANT AUTHORIZATION FOR THE         ISSUER            YES         AGAINST           AGAINST

TRANSFORMATION AND TRANSPORT INTEGRATION PROJECT FOR

THE CHINA WORLD TRADE CENTER EAST BUILDING

PROPOSAL #13: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Wuyi Co., Ltd.

  TICKER:               000797                            CUSIP:   Y1516L101

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 PROVISION OF LOAN                        ISSUER             NO              N/A                  N/A

GUARANTEES BY THE COMPANY AND CONTROLLED SUBSIDIARY

TO COMPANY'S CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE 2016 ACCEPTANCE OF PROVISION OF         ISSUER             NO              N/A                  N/A

GUARANTEES FROM FUJIAN CONSTRUCTION ENGINEERING GROUP

 CORP AND PAYMENT OF GUARANTEE FEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Wuyi Co., Ltd.

  TICKER:               000797                            CUSIP:   Y1516L101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS


 

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: APPROVE 2016 ACCEPTANCE OF LABOR FROM            ISSUER            YES             FOR                  FOR

MAJOR SHAREHOLDER FUJIAN CONSTRUCTION ENGINEERING

GROUP CORPORATION AND ITS RELATED PARTIES

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF FUJIAN            ISSUER            YES             FOR                  FOR

HUAXING CPA AS AUDITOR AND ITS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China XD Electric Co., Ltd.

  TICKER:               601179                            CUSIP:   Y1565A105

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CHANGE IN APPOINTMENT OF 2015            ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China XD Electric Co., Ltd.

  TICKER:               601179                            CUSIP:   Y1565A105

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #8: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #9: APPROVE 2015 FOREIGN FINANCIAL                        ISSUER            YES             FOR                  FOR

DERIVATIVES BUSINESS SITUATION AND APPROVE 2016

INVESTMENT LINE AS WELL AS RELEVANT AUTHORIZATION

PROPOSAL #10: APPROVE 2016 COMPREHENSIVE CREDIT LINES        ISSUER            YES             FOR                  FOR

 FROM COMMERCIAL BANK

PROPOSAL #11: APPROVE 2016 PROVISION OF GUARANTEES TO        ISSUER            YES         AGAINST           AGAINST

 SUBSIDIARIES

PROPOSAL #12: APPROVE 2016 SECURITIES INVESTMENT                ISSUER            YES             FOR                  FOR

BUSINESS SCALE OF XD GROUP FINANCE CO., LTD.

PROPOSAL #13: ELECT ZHANG JIE AS SUPERVISOR                         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Yurun Food Group Ltd.

  TICKER:               1068                                CUSIP:   G21159101

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS

PROPOSAL #2: ELECT LI SHIBAO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT GAO HUI AS DIRECTOR                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT MIAO YELIAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China ZhengTong Auto Services Holdings Ltd

  TICKER:               1728                                CUSIP:   G215A8108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT WANG MUQING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT LI ZHUBO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT WONG TIN YAU, KELVIN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT LI YI AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT WAN TO AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT CAO TONG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Zhenhua (Group) Science & Technology Co., Ltd.

  TICKER:               000733                            CUSIP:   Y1516T104

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING FINANCING THROUGH TRANSFER OF ACCOUNT

RECEIVABLE OF CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE ADDITIONAL INVESTMENT IN ZHENHUA        ISSUER            YES             FOR                  FOR

 GROUP SHENZHEN ELECTRONIC CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Zhenhua (Group) Science & Technology Co., Ltd.

  TICKER:               000733                            CUSIP:   Y1516T104

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Zhenhua (Group) Science & Technology Co., Ltd.

  TICKER:               000733                            CUSIP:   Y1516T104

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CREDIT LINE FROM FINANCIAL INSTITUTIONS OF CONTROLLED

 SUBSIDIARIES

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS WITH    SHAREHOLDER        YES             FOR                  FOR

ZHENHUA GROUP FINANCE COMPANY LIMITED

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS WITH    SHAREHOLDER        YES             FOR                  FOR

CHINA ELECTRONICS FINANCIAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Zhonghua Geotechnical Engineering Co., Ltd.

  TICKER:               002542                            CUSIP:   Y1565F104

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY


 

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY AND INDIRECT SUBSIDIARY

PROPOSAL #3: APPROVE CONTINUANCE OF MAJOR ASSET                 ISSUER            YES             FOR                  FOR

RESTRUCTURING PLAN AND POSTPONE THE RESUMPTION OF

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Zhonghua Geotechnical Engineering Co., Ltd.

  TICKER:               002542                            CUSIP:   Y1565F104

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #10: APPROVE CHANGE IN BUSINESS SCOPE AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #11: APPROVE 2016 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Zhonghua Geotechnical Engineering Co., Ltd.

  TICKER:               002542                            CUSIP:   Y1565F104

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

ACQUISITION BY CASH AND ISSUANCE OF SHARES

PROPOSAL #2.1a: APPROVE TRANSACTION PARTIES                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.1b: APPROVE TARGET ASSETS                                    ISSUER             NO              N/A                  N/A

PROPOSAL #2.1c: APPROVE TRANSACTION PRICE                             ISSUER             NO              N/A                  N/A

PROPOSAL #2.1d: APPROVE PAYMENT METHOD                                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.1e: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER             NO              N/A                  N/A

PROPOSAL #2.1f: APPROVE ISSUE MANNER AND TARGET                 ISSUER             NO              N/A                  N/A

SUBSCRIBERS

PROPOSAL #2.1g: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER             NO              N/A                  N/A

PROPOSAL #2.1h: APPROVE ISSUE SIZE                                         ISSUER             NO              N/A                  N/A


 

PROPOSAL #2.1i: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER             NO              N/A                  N/A

PROPOSAL #2.1j: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #2.1k: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER             NO              N/A                  N/A

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.1l: APPROVE PROFIT FORECAST COMPENSATION         ISSUER             NO              N/A                  N/A

AND PERFORMANCE INCENTIVE

PROPOSAL #2.2: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.3: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE TRANSACTION DOES NOT CONSTITUTE         ISSUER             NO              N/A                  N/A

AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE TRANSACTION DOES NOT CONSTITUTE         ISSUER             NO              N/A                  N/A

AS MAJOR ASSET RESTRUCTURING

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER             NO              N/A                  N/A

DOES NOT CONSTITUTE ARTICLE 13 OF MANAGEMENT APPROACH

 REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

COMPANIES IN CONNECTION TO BACKDOOR LISTING

PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH                   ISSUER             NO              N/A                  N/A

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #7: APPROVE ACQUISITION AND SUPPLEMENTAL              ISSUER             NO              N/A                  N/A

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AGENCY IN                     ISSUER             NO              N/A                  N/A

CONNECTION TO ASSET PURCHASE BY CASH AND ISSUANCE OF

SHARES

PROPOSAL #9: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER             NO              N/A                  N/A

COMPANY'S ACQUISITION BY CASH AND ISSUANCE OF SHARES

PROPOSAL #10: APPROVE SUPPLEMENTAL AGREEMENT AND                ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER             NO              N/A                  N/A

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE RELEVANT AUDIT REPORT AND                 ISSUER             NO              N/A                  N/A

APPRAISAL REPORT

PROPOSAL #13: APPROVE FAIRNESS AND REASONABILITY OF          ISSUER             NO              N/A                  N/A

PRICING

PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN ANDU NDERTAKINGS OF

REMEDIAL MEASURES BY THE RELEVANT PARTIES IN RELATION

 TO THE DILUTION OF CURRENT RETURNS

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION                         ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               China Zhongwang Holdings Ltd.

  TICKER:               1333                                CUSIP:   G215AT102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.1a: ELECT LIU ZHONGTIAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.1b: ELECT LU CHANGQING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.1c: ELECT CHEN YAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITOR AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5D: APPROVE REFRESHMENT OF SCHEME MANDATE          ISSUER            YES             FOR                  FOR

LIMIT UNDER THE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chinasoft International Ltd.

  TICKER:               00354                              CUSIP:   G2110A111

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROPOSED ACQUISITION AND RELATED        ISSUER            YES             FOR                  FOR

 TRANSACTIONS

PROPOSAL #2: APPROVE ISSUANCE OF SUBSCRIPTION SHARES         ISSUER            YES             FOR                  FOR

TO HUAWEI TECHNOLOGIES CO., LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chinasoft International Ltd.

  TICKER:               354                                  CUSIP:   G2110A111

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT ZHANG YAQIN AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2: ELECT LAI GUANRONG AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8: APPROVE REFRESHMENT OF SCHEME MANDATE            ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

PROPOSAL #9: ELECT SAMUEL THOMAS GOODNER AS DIRECTOR         ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX HIS REMUNERATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chinese Gamer International Corp.

  TICKER:               3083                                CUSIP:   Y1520P106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4.1: ELECT LIN,YOU-XIAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT FANG,SHEN-YI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT LIN,XUAN-ZHU AS INDEPENDENT                ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #4.4: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chinese Maritime Transport Ltd.

  TICKER:               2612                                CUSIP:   Y1521D102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CAPITAL DECREASE VIA CASH                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT ZHAO GUOLIANG, WITH ID NO.                 ISSUER            YES             FOR                  FOR

A120946XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT LAI SHISHENG, WITH ID NO.                   ISSUER            YES             FOR                  FOR

A103932XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT PENG YINGANG, REPRESENTATIVE OF    SHAREHOLDER        YES         AGAINST               N/A

HANG WEI INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

12770, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT PENG SHIXIAO, REPRESENTATIVE OF    SHAREHOLDER        YES         AGAINST               N/A

HANG WEI INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

12770, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT ZHOU MUHAO, REPRESENTATIVE OF        SHAREHOLDER        YES         AGAINST               N/A

HANG WEI INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

12770, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT HONG SHUNDE, REPRESENTATIVE OF      SHAREHOLDER        YES         AGAINST               N/A

HANG WEI INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

12770, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT YANG KELI, REPRESENTATIVE OF          SHAREHOLDER        YES         AGAINST               N/A

HANG WEI INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

12770, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT TANG XIAODONG, REPRESENTATIVE OF   SHAREHOLDER        YES         AGAINST               N/A

 JING MAO MANAGEMENT CONSULTANTS CO., LTD., WITH

SHAREHOLDER NO. 93146, AS SUPERVISOR


 

PROPOSAL #5.9: ELECT CHEN ZHAOZONG, REPRESENTATIVE OF   SHAREHOLDER        YES         AGAINST               N/A

 JING MAO MANAGEMENT CONSULTANTS CO., LTD., WITH

SHAREHOLDER NO. 93146, AS SUPERVISOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chinese Universe Publishing and Media Co., Ltd.

  TICKER:               600373                            CUSIP:   Y4445Q100

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION OF 2016                          ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE BANK CREDIT LINE BY

COMPANY AND ITS SUBSIDIARY AND PROVISION OF GUARANTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chinese Universe Publishing and Media Co., Ltd.

  TICKER:               600373                            CUSIP:   Y4445Q100

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chin-Poon Industrial Co., Ltd.

  TICKER:               2355                                CUSIP:   Y15427100

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chipbond Technology Corp.

  TICKER:               6147                                CUSIP:   Y15657102

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chlitina Holding Ltd

  TICKER:               4137                                CUSIP:   G21164101

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE         ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chong Hong Construction Co., Ltd.

  TICKER:               5534                                CUSIP:   Y1582T103

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

PROPOSAL #8.1: ELECT LI WEN ZAO, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

LIAN HONG INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.193, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.2: ELECT LI YAO ZHONG, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF LIAN HONG INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.193, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT LI YAO MIN WITH SHAREHOLDER                ISSUER            YES             FOR                  FOR

NO.20 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.4: ELECT LIU YONG ZHONG WITH ID                        ISSUER            YES             FOR                  FOR

NO.A121341XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.5: ELECT GUO ZUAN QIANG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.62 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.6: ELECT LV TIAN WEI WITH ID                              ISSUER            YES             FOR                  FOR

NO.C100096XXX AS INDEPENDENT DIRECTOR


 

PROPOSAL #8.7: ELECT CAI SHI LU WITH ID                               ISSUER            YES             FOR                  FOR

NO.A1233387XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.8: ELECT CAI YUE CHEN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.1624 AS SUPERVISOR

PROPOSAL #8.9: ELECT WU HE HUI WITH ID NO.A201468XXX         ISSUER            YES             FOR                  FOR

AS SUPERVISOR

PROPOSAL #8.10: ELECT LIANG SHI AN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.314 AS SUPERVISOR

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS AND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Brewery Co., Ltd.

  TICKER:               600132                            CUSIP:   Y15846101

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND ANNUAL            ISSUER            YES             FOR                  FOR

REPORT SUMMARY

PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #12: APPROVE 2016 APPOINTMENT OF PAN-CHINA          ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS FINANCIAL

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #13.01: ELECT LI QIJI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT KE JUNCAI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.03: ELECT XIAO WEIJIAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #13.04: ELECT FANG JUNTAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #13.05: ELECT LV YANDONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.06: ELECT KAARE ZOFFMANN JESSEN AS NON-         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #14.01: ELECT GUO YONGQING AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #14.02: ELECT QU KAI AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.03: ELECT LI XIANJUN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #15.01: ELECT XU QIJUN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #15.02: ELECT FU XUSHUN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               000625                            CUSIP:   Y1583S104

  MEETING DATE:   8/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF SUBSIDY OF CNY 20          ISSUER            YES             FOR                  FOR

MILLION TO CHINA'S AUTO INDUSTRY INNOVATION JOINT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               000625                            CUSIP:   Y1583S104

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #2: APPROVE 2015 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #3: APPROVE GLOBAL R & D CENTER CONSTRUCTION        ISSUER            YES             FOR                  FOR

 PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               200625                            CUSIP:   Y1583S104

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.1: ELECT XU LIUPING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT ZHANG BAOLIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT ZHU HUARONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT ZHOU ZHIPING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.5: ELECT TAN XIAOGANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.6: ELECT WANG XIAOXIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.7: ELECT WANG KUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.8: ELECT SHUAI TIANLONG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.9: ELECT LIU JIPENG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2.10: ELECT LI XIANG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.11: ELECT LI QINGWEN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.12: ELECT TAN XIAOSHENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.13: ELECT HU YU AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.14: ELECT PANG YONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.15: ELECT CHEN QUANSHI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT XIAO YONG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT SUN DAHONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT ZHAO HUIXIA AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               200625                            CUSIP:   Y1583S104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITIES FOR THE RELATED SUBSCRIPTION AGREEMENT

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #7: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS


 

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY CHINA CHANG'AN AUTOMOBILE GROUP CO.,

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               200625                            CUSIP:   Y1583S104

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 FINANCING PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICES          ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHONGQING AUTO FINANCE CO., LTD.

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF NON-                      ISSUER            YES             FOR                  FOR

ROUTINARY BUSINESS HIERARCHICAL AUTHORIZATION

PROPOSAL #12: APPROVE SIGNING OF FINANCIAL SERVICES          ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHINA SOUTH INDUSTRIES GROUP FINANCE

CO., LTD,

PROPOSAL #13: APPROVE DEVELOPMENT OF TRADE FINANCING         ISSUER            YES             FOR                  FOR

THROUGH UNITED PROSPERITY INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               200625                            CUSIP:   Y1583S104

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ENGAGEMENT IN BILL POOL BUSINESS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               000625                            CUSIP:   Y1584K100

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #2: APPROVE 2015 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR


 

PROPOSAL #3: APPROVE GLOBAL R & D CENTER CONSTRUCTION        ISSUER            YES             FOR                  FOR

 PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               200625                            CUSIP:   Y1584K100

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.1: ELECT XU LIUPING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT ZHANG BAOLIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT ZHU HUARONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT ZHOU ZHIPING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.5: ELECT TAN XIAOGANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.6: ELECT WANG XIAOXIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.7: ELECT WANG KUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.8: ELECT SHUAI TIANLONG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.9: ELECT LIU JIPENG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.10: ELECT LI XIANG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.11: ELECT LI QINGWEN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.12: ELECT TAN XIAOSHENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.13: ELECT HU YU AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.14: ELECT PANG YONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.15: ELECT CHEN QUANSHI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT XIAO YONG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT SUN DAHONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT ZHAO HUIXIA AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               200625                            CUSIP:   Y1584K100

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITIES FOR THE RELATED SUBSCRIPTION AGREEMENT

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE RISK ALERT OF DILUTION OF                   ISSUER            YES             FOR                  FOR

CURRENT RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #7: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY CHINA CHANG'AN AUTOMOBILE GROUP CO.,

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               200625                            CUSIP:   Y1584K100

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 FINANCING PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICES          ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHONGQING AUTO FINANCE CO., LTD.

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF NON-                      ISSUER            YES             FOR                  FOR

ROUTINARY BUSINESS HIERARCHICAL AUTHORIZATION

PROPOSAL #12: APPROVE SIGNING OF FINANCIAL SERVICES          ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHINA SOUTH INDUSTRIES GROUP FINANCE

CO., LTD,

PROPOSAL #13: APPROVE DEVELOPMENT OF TRADE FINANCING         ISSUER            YES             FOR                  FOR

THROUGH UNITED PROSPERITY INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Changan Automobile Co., Ltd.

  TICKER:               200625                            CUSIP:   Y1584K100

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ENGAGEMENT IN BILL POOL BUSINESS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Department Store Co., Ltd.

  TICKER:               600729                            CUSIP:   Y1583U109

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2: APPROVE MAJOR ASSET RESTRUCTURING PLAN           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE MAJOR ASSETS RESTRUCTURING PLAN         ISSUER            YES             FOR                  FOR

CONSTITUTES AS A RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THE STOCK PRICE         ISSUER            YES             FOR                  FOR

VOLATILITY NOT YET REACHED THE ARTICLE V OF PROVISION

 ON NOTICE OF INFORMATION DISCLOSURE OF LISTED

COMPANIES AND RELATED PARTIES BEHAVIOR

PROPOSAL #6: APPROVE SIGNING CONDITIONAL ENTRUSTED            ISSUER            YES             FOR                  FOR

MANAGEMENT AGREEMENT WITH CHONGQING GENERAL TRADING

GROUP CO., LTD.

PROPOSAL #7: APPROVE RELEVANT AUDIT REPORT, REVIEW            ISSUER            YES             FOR                  FOR

REPORT AND EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTER RELATED TO THE MAJOR ASSETS SALES

AND THE RELATED-PARTY TRANSACTIONS

PROPOSAL #10: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #11: APPROVE DRAFT ON RELATED PARTY REPORT          ISSUER            YES             FOR                  FOR

OF MAJOR ASSETS PURCHASE AND ENTRUST MANAGEMENT AND

ITS SUMMARY


 

PROPOSAL #12: APPROVE COMMITMENT FROM BOARD OF                   ISSUER            YES             FOR                  FOR

DIRECTOR AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE MAJOR

ASSETS RESTRUCTURING

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE MAJOR ASSETS RESTRUCTURING

PROPOSAL #14: APPROVE APPOINTMENT OF 2015 FINANCIAL          ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR AND PAYMENT OF

REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Department Store Co., Ltd.

  TICKER:               600729                            CUSIP:   Y1583U109

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Dima Industry Co., Ltd.

  TICKER:               600565                            CUSIP:   Y18427107

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE AND ISSUE MANNER           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND MATURITY AND BOND TYPE           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DEBT SERVICE DETERMINATION

PROPOSAL #2.06: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE SPECIAL ACCOUNT OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.10: APPROVE TRADING CIRCULATION OF BONDS         ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE SPECIAL INSPECTION REPORT ON              ISSUER            YES             FOR                  FOR

IDLE LAND, SPECULATION AND HOARDING, DRIVE UP PRICES

AND OTHER ILLEGAL ISSUES REGARDING COMPANY REAL

ESTATE BUSINESS

PROPOSAL #4: APPROVE COMMITMENT FROM CONTROLLING                ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER, ALL

BOARD OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

 MEMBERS REGARDING COMPLIANCE OF COMPANY REAL ESTATE

BUSINESS

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #6: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Dima Industry Co., Ltd.

  TICKER:               600565                            CUSIP:   Y18427107

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF DEBT BY WHOLLY-OWNED

SUBSIDIARY TO JOINT VENTURE SHANGHAI LIZHI REAL

ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF DEBT BY WHOLLY-OWNED

SUBSIDIARY TO ASSOCIATE ENTERPRISE SHANGHAI SHUNBI

REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF GUARANTEE TO SHANGHAI

LIZHI REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION               SHAREHOLDER        YES             FOR                  FOR

REGARDING PROVISION OF GUARANTEE TO ITS ASSOCIATE

COMPANY CHONGQING XUYUAN CHUANGZHAN REAL ESTATE

DEVELOPMENT CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Dima Industry Co., Ltd.

  TICKER:               600565                            CUSIP:   Y18427107

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF THE MANAGEMENT         ISSUER            YES             FOR                  FOR

OF THE COMPANY AND CONTROLLED SUBSIDIARY TO INCREASE

LAND RESERVES

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE ACCEPTANCE OF LOAN FROM                       ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER


 

PROPOSAL #9: APPROVE 2016 APPLICATION OF FINANCING            ISSUER            YES             FOR                  FOR

LIMIT BY THE COMPANY AND CONTROLLED SUBSIDIARY FROM

FINANCIAL INSTITUTIONS

PROPOSAL #10: APPROVE AUTHORIZATION OF THE COMPANY            ISSUER            YES         AGAINST           AGAINST

AND CONTROLLED SUBSIDIARY TO USE OWN ASSETS AS

COLLATERAL FOR THE FINANCING WITHIN THE LIMIT

PROPOSAL #11: APPROVE 2016 PROVISION OF GUARANTEE BY         ISSUER            YES         AGAINST           AGAINST

THE COMPANY AND CONTROLLED SUBSIDIARY FOR THE

FINANCING FROM FINANCIAL INSTITUTIONS

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #13.01: ELECT XIANG ZHIPENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #13.02: ELECT LUO SHAOYIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #13.03: ELECT YANG YONGXI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #13.04: ELECT YI LIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.05: ELECT SONG DELIANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.06: ELECT QIAO YUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.07: ELECT ZHANG ZHONGJI AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT CUI ZHUOMIN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: ELECT PAN CHUAN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Dima Industry Co., Ltd.

  TICKER:               600565                            CUSIP:   Y18427107

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF        SHAREHOLDER        YES             FOR                  FOR

NEW A SHARES


 

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #7: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE REAL ESTATE BUSINESS IF THERE

ARE IDLE LAND, SPECULATION AND HOARDING, DRIVING UP

PRICES AND OTHER ILLEGAL ISSUES

PROPOSAL #8: APPROVE COMMITMENT OF CONTROLLING                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER, ALL

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT IN

CONNECTION TO THE LEGAL DEVELOPMENT OF THE REAL

ESTATE BUSINESS

PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Fuling Zhacai Group Co Ltd

  TICKER:               002507                            CUSIP:   Y1588V102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE USAGE OF RAISED FUNDS FROM                 ISSUER            YES             FOR                  FOR

INITIAL ISSUANCE OF SHARES

PROPOSAL #9: APPROVE USE OF EXCESS RAISED FUNDS AND          ISSUER            YES             FOR                  FOR

INTEREST WITH UNDETERMINED PURPOSE FROM INITIAL

ISSUANCE OF SHARES TO PERMANENTLY REPLENISH COMPANY'S

 WORKING CAPITAL

PROPOSAL #10.1: ELECT XIANG WENHAO AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #10.2: ELECT LAN YUNXIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #11: ELECT WANG ZHIYONG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Gangjiu Co., Ltd.

  TICKER:               600279                            CUSIP:   Y2101M108

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS 2015 AUDITOR

PROPOSAL #2: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS 2015 INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Gangjiu Co., Ltd.

  TICKER:               600279                            CUSIP:   Y2101M108

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RATIFICATION ON THE 2015                     ISSUER            YES             FOR                  FOR

EXCEEDED DAILY RELATED PARTY TRANSACTIONS

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL         ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Iron & Steel Co., Ltd.

  TICKER:               01053                              CUSIP:   Y15842118

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

CONDITIONS FOR NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

THE SHARES TO BE ISSUED IN RELATION TO NON-PUBLIC

ISSUANCE OF SHARES

PROPOSAL #2.02: APPROVE METHOD AND TIME OF ISSUANCE          ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #2.03: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO NON-PUBLIC ISSUANCE OF SHARES


 

PROPOSAL #2.04: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO NON-PUBLIC ISSUANCE OF

  SHARES

PROPOSAL #2.05: APPROVE PRICE DETERMINATION DATE,              ISSUER            YES             FOR                  FOR

ISSUE PRICE AND PRICING PRINCIPLE IN RELATION TO NON-

PUBLIC ISSUANCE OF SHARES

PROPOSAL #2.06: APPROVE ARRANGEMENT FOR LOCK-UP                 ISSUER            YES             FOR                  FOR

PERIOD IN RELATION TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #2.07: APPROVE AMOUNT AND USE OF PROCEEDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #2.08: APPROVE ARRANGEMENT ON THE RETAINED          ISSUER            YES             FOR                  FOR

PROFITS PRIOR TO THE NON-PUBLIC ISSUANCE IN RELATION

TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #2.09: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #2.10: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

 SHARES

PROPOSAL #3: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

"PROPOSAL FOR THE NON-PUBLIC ISSUANCE OF A SHARES OF

CHONGQING IRON & STEEL COMPANY LIMITED"

PROPOSAL #4.00: APPROVE SIGNING OF CONDITIONAL SHARES        ISSUER            YES             FOR                  FOR

 SUBSCRIPTION AGREEMENT IN CONNECTION TO PRIVATE

PLACEMENT

PROPOSAL #4.01: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

CHONGQING YUFU ASSETS MANAGEMENT GROUP CO. LTD.

PROPOSAL #4.02: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

CHONGQING ENERGY INVESTMENT GROUP CO., LTD.

PROPOSAL #4.03: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

SHENZHEN XIN YU INVESTMENT MANAGEMENT PARTNERSHIP LLP

PROPOSAL #4.04: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND CECEP

CAPITAL HOLDINGS LIMITED

PROPOSAL #4.05: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND SICHUAN

 COAL INDUSTRY GROUP CO., LTD.

PROPOSAL #4.06: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND CISDI

ENGINEERING TECHNOLOGY CO., LTD.

PROPOSAL #4.07: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

CHONGQING WEI JIN ENVIRONMENTAL TECHNOLOGIES LIMITED

PROPOSAL #4.08: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

CHONGQING YU KUN LONG METALLURGICAL MATERIALS CO.,

PROPOSAL #5: APPROVE "THE FEASIBILITY ANALYSIS REPORT        ISSUER            YES             FOR                  FOR

 ON THE USE OF PROCEEDS FROM THE FUND RAISING UNDER

THE NON-PUBLIC ISSUANCE OF SHARES (A SHARES) OF

CHONGQING IRON & STEEL COMPANYLIMITED"

PROPOSAL #6: APPROVE 2015-2017 PROFIT DISTRIBUTION            ISSUER            YES             FOR                  FOR


 

PLAN


 

PROPOSAL #7: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

PROPOSAL #8: APPROVE "THE REPORT ON THE USE OF                   ISSUER            YES             FOR                  FOR

PROCEEDS FROM THE PREVIOUS FUND RAISING OF CHONGQING

IRON & STEEL COMPANY LIMITED AS OF 30 JUNE 2015"

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Iron & Steel Co., Ltd.

  TICKER:               01053                              CUSIP:   Y15842118

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

THE SHARES TO BE ISSUED IN RELATION TO NON-PUBLIC

ISSUANCE OF SHARES

PROPOSAL #1.02: APPROVE METHOD AND TIME OF ISSUANCE          ISSUER            YES             FOR                  FOR

IN RELATION TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #1.03: APPROVE NUMBER OF SHARES TO BE ISSUED        ISSUER            YES             FOR                  FOR

 IN RELATION TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #1.04: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO NON-PUBLIC ISSUANCE OF

 SHARES

PROPOSAL #1.05: APPROVE PRICE DETERMINATION DATE,              ISSUER            YES             FOR                  FOR

ISSUE PRICE AND PRICING PRINCIPLE IN RELATION TO NON-

PUBLIC ISSUANCE OF SHARES

PROPOSAL #1.06: APPROVE ARRANGEMENT FOR LOCK-UP                 ISSUER            YES             FOR                  FOR

PERIOD IN RELATION TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #1.07: APPROVE AMOUNT AND USE OF PROCEEDS IN        ISSUER            YES             FOR                  FOR

 RELATION TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #1.08: APPROVE ARRANGEMENT ON THE RETAINED          ISSUER            YES             FOR                  FOR

PROFITS PRIOR TO THE NON-PUBLIC ISSUANCE IN RELATION

TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #1.09: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO NON-PUBLIC ISSUANCE OF SHARES

PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTIONS RELATING TO THE NON-PUBLIC ISSUANCE OF

SHARES

PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE            ISSUER            YES             FOR                  FOR

"PROPOSAL FOR THE NON-PUBLIC ISSUANCE OF A SHARES OF

CHONGQING IRON & STEEL COMPANY LIMITED"

PROPOSAL #3.00: APPROVE SIGNING OF CONDITIONAL                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #3.01: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

CHONGQING YUFU ASSETS MANAGEMENT GROUP CO. LTD.

PROPOSAL #3.02: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

CHONGQING ENERGY INVESTMENT GROUP CO., LTD.

PROPOSAL #3.03: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

SHENZHEN XIN YU INVESTMENT MANAGEMENT PARTNERSHIP LLP


 

PROPOSAL #3.04: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND CECEP

CAPITAL HOLDINGS LIMITED

PROPOSAL #3.05: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND SICHUAN

 COAL INDUSTRY GROUP CO., LTD.

PROPOSAL #3.06: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND CISDI

ENGINEERING TECHNOLOGY CO., LTD.

PROPOSAL #3.07: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

CHONGQING WEI JIN ENVIRONMENTAL TECHNOLOGIES LIMITED

PROPOSAL #3.08: APPROVE "2015 SHARES SUBSCRIPTION              ISSUER            YES             FOR                  FOR

AGREEMENT UNDER THE NON-PUBLIC ISSUANCE OF CHONGQING

IRON & STEEL COMPANY LTD" BETWEEN COMPANY AND

CHONGQING YU KUN LONG METALLURGICAL MATERIALS CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Iron & Steel Co., Ltd.

  TICKER:               01053                              CUSIP:   Y15842118

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LIU DA WEI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: ELECT TU DE LING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT XIE CHUAN XIN AS SUPERVISOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Iron & Steel Co., Ltd.

  TICKER:               1053                                CUSIP:   Y15842118

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF 2015 ANNUAL REPORT              ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Iron & Steel Co., Ltd.

  TICKER:               1053                                CUSIP:   Y15842118

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL


 

PROPOSAL #6: APPROVE 2015 PERFORMANCE REPORT OF THE          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #7: APPROVE PAN-CHINA CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS LLP (SPECIAL GENERAL PARTNERSHIP) AS

FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE JOINT VENTURE AGREEMENT IN                 ISSUER            YES             FOR                  FOR

RELATION TO CHONGQING CHONGGANG HIGH INTENSITY COLD-

ROLLED PLATE CO., LTD. BETWEEN CHONGQING IRON & STEEL

 COMPANY LIMITED AND POSCO

PROPOSAL #9: APPROVE JOINT VENTURE AGREEMENT IN                 ISSUER            YES             FOR                  FOR

RELATION TO CHONGQING POSCO CHONGGANG AUTOMOTIVE

STEEL CO., LTD. BETWEEN CHONGQING IRON & STEEL

COMPANY LIMITED AND POSCO

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Jian Feng Chemical Co., Ltd.

  TICKER:               000950                            CUSIP:   Y1584T101

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 5.1% EQUITY IN            ISSUER            YES             FOR                  FOR

LINDE HUAYI CHONGQING GAS CO., LTD BY WHOLLY OWNED

SUBSIDIARY JIANFENG CAYMAN ISLAND LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Jian Feng Chemical Co., Ltd.

  TICKER:               000950                            CUSIP:   Y1584T101

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: APPROVE RISK ASSESSMENT OF CHONGQING            ISSUER            YES             FOR                  FOR

CHEMICAL AND PHARMACEUTICAL HOLDINGS GROUP FINANCE

CO., LTD.

PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND CHONGQING CHEMICAL AND

PHARMACEUTICAL HOLDINGS GROUP FINANCE CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Jianfeng Chemical Co., Ltd.

  TICKER:               000950                            CUSIP:   Y1584T101

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADVANCE FULL PAYMENT OF                       ISSUER            YES             FOR                  FOR

UNSETTLED PRINCIPAL AND INTEREST ON 12 JIANFENG BOND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Jianfeng Chemical Co., Ltd.

  TICKER:               000950                            CUSIP:   Y1584T101

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR POSTPONEMENT IN         ISSUER            YES             FOR                  FOR

THE RESUMPTION OF TRADING DUE TO MAJOR ASSET

RESTRUCTURE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Machinery & Electric Co., Ltd.

  TICKER:               2722                                CUSIP:   Y1593M105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITOR'S REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL AND        ISSUER            YES             FOR                  FOR

 FINAL DIVIDEND

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN CPAS (SPECIAL GENERAL PARTNERSHIP) AS PRC

AUDITOR AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL

AUDITOR AND APPROVE THEIR REMUNERATION

PROPOSAL #6: APPROVE 2017-2019 MASTER SALES AGREEMENT        ISSUER            YES             FOR                  FOR

 AND RELATED ANNUAL CAPS

PROPOSAL #7: APPROVE 2017-2019 GROUP FINANCIAL                   ISSUER            YES             FOR                  FOR

SERVICES FRAMEWORK AGREEMENT AND RELATED ANNUAL CAPS

PROPOSAL #8: APPROVE 2017-2019 PARENT GROUP FINANCIAL        ISSUER            YES             FOR                  FOR

 SERVICES FRAMEWORK AGREEMENT AND RELATED ANNUAL CAPS

PROPOSAL #9a: ELECT WANG YUXIANG AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #9b: ELECT CHEN PING AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #9c: ELECT YANG QUAN AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #9d: ELECT HUANG YONG AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM


 

PROPOSAL #9e: ELECT WEI FUSHENG AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #9f: ELECT DENG YONG AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #9g: ELECT HE XIAOYAN AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HER

PROPOSAL #9h: ELECT LO WAH WAI AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #9i: ELECT REN XIAOCHANG AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #9j: ELECT JIN JINGYU AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #9k: ELECT LIU WEI AS DIRECTOR AND AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX HIS REMUNERATION AND TO ENTER INTO A

SERVICE CONTRACT WITH HIM

PROPOSAL #10a: ELECT XIANG HU AS SUPERVISOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #10b: ELECT WU YI AS SUPERVISOR AND                       ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HER

PROPOSAL #10c: ELECT HUANG HUI AS SUPERVISOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND TO ENTER

INTO A SERVICE CONTRACT WITH HIM

PROPOSAL #11: APPROVE REMUNERATION OF THE BOARD AND          ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR PTG         ISSUER            YES             FOR                  FOR

LOANS

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR LOAN        ISSUER            YES             FOR                  FOR

 OF HOLROYD

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

LOANS OF PTG DEVELOPMENT

PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #16A: APPROVE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #16B: AUTHORIZE BOARD TO DETERMINE USE OF            ISSUER            YES             FOR                  FOR

PROCEEDS, INCREASE REGISTERED CAPITAL, AND DO ALL

SUCH ACTS NECESSARY IN CONNECTION WITH THE EXERCISE

OF THE GENERAL MANDATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ChongQing Road & Bridge Co., Ltd.

  TICKER:               600106                            CUSIP:   Y15843108

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RETAKING OF COMPANY'S LAND IN            ISSUER            YES             FOR                  FOR

CUNTAN BY CHONGQING LIANGLU CUNTAN FREE TRADE PORT

AREA LAND RESERVE RENOVATION CENTER


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ChongQing Road & Bridge Co., Ltd.

  TICKER:               600106                            CUSIP:   Y15843108

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PAYMENT OF 2015 FINANCIAL                   ISSUER            YES             FOR                  FOR

AUDITOR REMUNERATION AND APPOINTMENT OF 2016

FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Rural Commercial Bank Co., Ltd.

  TICKER:               3618                                CUSIP:   Y1594G107

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE QUALIFICATION OF THE BANK IN              ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #2.1: APPROVE TYPE OF PREFERENCE SHARES TO          ISSUER            YES             FOR                  FOR

BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF

PREFERENCE SHARES

PROPOSAL #2.2: APPROVE QUANTITY AND SIZE OF ISSUANCE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #2.3: APPROVE NOMINAL VALUE AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #2.4: APPROVE METHOD OF ISSUANCE IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #2.5: APPROVE MATURITY IN RELATION TO THE            ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD IN RELATION TO         ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #2.8: APPROVE TERMS OF DIVIDEND DISTRIBUTION        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

 SHARES

PROPOSAL #2.9: APPROVE TERMS OF MANDATORY CONVERSION         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #2.10: APPROVE TERMS OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

PREFERENCE SHARES


 

PROPOSAL #2.11: APPROVE RESTRICTIONS ON VOTING RIGHTS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

 SHARES

PROPOSAL #2.12: APPROVE RESTORATION OF VOTING RIGHTS         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #2.13: APPROVE ORDER OF DISTRIBUTION OF                ISSUER            YES             FOR                  FOR

RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RELATION

 TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #2.14: APPROVE RATING IN RELATION TO THE              ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #2.15: APPROVE SECURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #2.16: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #2.17: APPROVE TRANSFER IN RELATION TO THE          ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #2.18: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #2.19: APPROVE AUTHORIZATION MATTERS IN                ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THE ISSUANCE OF QUALIFIED TIER-2        ISSUER            YES             FOR                  FOR

 CAPITAL INSTRUMENTS

PROPOSAL #5: APPROVE DILUTION OF CURRENT RETURNS AS A        ISSUER            YES             FOR                  FOR

 RESULT OF THE ISSUANCE OF PREFERENCE SHARES AND

PROPOSED REMEDIAL MEASURES

PROPOSAL #6: AMEND RULES OF PROCEDURES REGARDING                ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #7: AMEND RULES OF PROCEDURES OF THE BOARD           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Rural Commercial Bank Co., Ltd.

  TICKER:               3618                                CUSIP:   Y1594G107

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE TYPE OF PREFERENCE SHARES TO          ISSUER            YES             FOR                  FOR

BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF

PREFERENCE SHARES

PROPOSAL #1.2: APPROVE QUANTITY AND SIZE OF ISSUANCE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #1.3: APPROVE NOMINAL VALUE AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #1.4: APPROVE METHOD OF ISSUANCE IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #1.5: APPROVE MATURITY IN RELATION TO THE            ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #1.6: APPROVE TARGET SUBSCRIBERS IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #1.7: APPROVE LOCK-UP PERIOD IN RELATION TO         ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES


 

PROPOSAL #1.8: APPROVE TERMS OF DIVIDEND DISTRIBUTION        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

 SHARES

PROPOSAL #1.9: APPROVE TERMS OF MANDATORY CONVERSION         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #1.10: APPROVE TERMS OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

PREFERENCE SHARES

PROPOSAL #1.11: APPROVE RESTRICTIONS ON VOTING RIGHTS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

 SHARES

PROPOSAL #1.12: APPROVE RESTORATION OF VOTING RIGHTS         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #1.13: APPROVE ORDER OF DISTRIBUTION OF                ISSUER            YES             FOR                  FOR

RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RELATION

 TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #1.14: APPROVE RATING IN RELATION TO THE              ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #1.15: APPROVE SECURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #1.16: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #1.17: APPROVE TRANSFER IN RELATION TO THE          ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF PREFERENCE SHARES

PROPOSAL #1.18: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

PROPOSAL #1.19: APPROVE AUTHORIZATION MATTERS IN                ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Rural Commercial Bank Co., Ltd.

  TICKER:               03618                              CUSIP:   Y1594G107

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL FINANCIAL FINAL                ISSUER            YES             FOR                  FOR

PROPSAL

PROPOSAL #4: APPROVE 2015 ANNUAL PROFIT DISTRIBUTION         ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL

AUDITORS AND FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #1: APPROVE DILUTION OF CURRENT RETURNS BY      SHAREHOLDER        YES             FOR                  FOR

INITIAL PUBLIC OFFERING AND LISTING OF A SHARES AND

REMEDIAL MEASURES

PROPOSAL #2: APPROVE PROGRAM OF STABILIZATION OF A        SHAREHOLDER        YES             FOR                  FOR

SHARE PRICE WITHIN THREE YEARS AFTER THE INITIAL

PUBLIC OFFERING AND LISTING OF A SHARES

PROPOSAL #3: APPROVE DELIBERATION OF DIVIDEND RETURN    SHAREHOLDER        YES             FOR                  FOR

PLAN FOR THE NEXT THREE YEARS AFTER THE LISTING OF A

SHARES

PROPOSAL #4: APPROVE REVISION OF APPLICABLE AND             SHAREHOLDER        YES             FOR                  FOR

EFFECTIVE PROCEDURAL RULES OF THE GENERAL MEETING

AFTER THE INITIAL PUBLIC OFFERING OF A SHARES

PROPOSAL #5: APPROVE REVISION OF APPLICABLE AND             SHAREHOLDER        YES             FOR                  FOR

EFFECTIVE PROCEDURAL RULES OF THE BOARD AFTER THE

INITIAL PUBLIC OFFERING OF A SHARES

PROPOSAL #6: APPROVE REVISION OF APPLICABLE AND             SHAREHOLDER        YES             FOR                  FOR

EFFECTIVE PROCEDURAL RULES OF THE SUPERVISORY

COMMITTEE AFTER THE INITIAL PUBLIC OFFERING OF A

PROPOSAL #7: APPROVE UNDERTAKINGS ON THE MATTERS IN      SHAREHOLDER        YES             FOR                  FOR

CONNECTION WITH THE INITIAL PUBLIC OFFERING AND

LISTING OF A SHARES

PROPOSAL #8.1: APPROVE CLASS OF SHARES AND NOMINAL        SHAREHOLDER        YES             FOR                  FOR

VALUE IN RELATION TO THE INITIAL PUBLIC OFFERING AND

LISTING OF A SHARES

PROPOSAL #8.2: APPROVE OFFERING SIZE IN RELATION TO      SHAREHOLDER        YES             FOR                  FOR

THE INITIAL PUBLIC OFFERING AND LISTING OF A SHARES

PROPOSAL #8.3: APPROVE TARGET SUBSCRIBERS IN RELATION   SHAREHOLDER        YES             FOR                  FOR

 TO THE INITIAL PUBLIC OFFERING AND LISTING OF A

PROPOSAL #8.4: APPROVE STRATEGIC PLACING IN RELATION    SHAREHOLDER        YES             FOR                  FOR

TO THE INITIAL PUBLIC OFFERING AND LISTING OF A

PROPOSAL #8.5: APPROVE METHOD OF OFFERING IN RELATION   SHAREHOLDER        YES             FOR                  FOR

 TO THE INITIAL PUBLIC OFFERING AND LISTING OF A

PROPOSAL #8.6: APPROVE PRICING METHODOLOGY IN                 SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE INITIAL PUBLIC OFFERING AND LISTING

PROPOSAL #8.7: APPROVE FORM OF UNDERWRITING IN               SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE INITIAL PUBLIC OFFERING AND LISTING

OF A SHARES

PROPOSAL #8.8: APPROVE CONVERSION INTO A JOINT STOCK    SHAREHOLDER        YES             FOR                  FOR

COMPANY IN RELATION TO THE INITIAL PUBLIC OFFERING

AND LISTING OF A SHARES

PROPOSAL #8.9: APPROVE USE OF PROCEEDS IN RELATION TO   SHAREHOLDER        YES             FOR                  FOR

 THE INITIAL PUBLIC OFFERING AND LISTING OF A SHARES

PROPOSAL #8.10: APPROVE TERM OF OFFERING PLAN IN           SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE INITIAL PUBLIC OFFERING AND LISTING

OF A SHARES

PROPOSAL #9: AUTHORIZE BOARD TO DEAL WITH RELEVANT        SHAREHOLDER        YES             FOR                  FOR

MATTERS IN RELATION TO THE INITIAL PUBLIC OFFERING

AND LISTING OF A SHARES

PROPOSAL #10: APPROVE USE OF PROCEEDS FROM THE               SHAREHOLDER        YES             FOR                  FOR

INITIAL PUBLIC OFFERING OF A SHARES

PROPOSAL #11: APPROVE DISTRIBUTION PLAN FOR                    SHAREHOLDER        YES             FOR                  FOR

UNDISTRIBUTED ACCUMULATED PROFIT BEFORE THE INITIAL

PUBLIC OFFERING AND LISTING OF A SHARES

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER        YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Taiji Industry Co., Ltd.

  TICKER:               600129                            CUSIP:   Y1584J103

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INCREASE IN CONTROLLED          ISSUER            YES             FOR                  FOR

SUBSIDIARY XINAN PHARMACEUTICALS CO., LTD.

PROPOSAL #2: APPROVE SUPPLEMENTAL EQUITY TRANSFER              ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN XINAN PHARMACEUTICALS CO., LTD. AND

 TAIJI GROUP CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO XINAN              ISSUER            YES             FOR                  FOR

PHARMACEUTICALS CO., LTD.

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO TAIJI              ISSUER            YES         AGAINST           AGAINST

GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Taiji Industry Co., Ltd.

  TICKER:               600129                            CUSIP:   Y1584J103

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO TAIJI         ISSUER            YES         AGAINST           AGAINST

GROUP CO., LTD AS WELL AS ITS RELATED PARTIES

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

COMPANY'S CONTROLLED SUBSIDIARY

PROPOSAL #8: APPROVE RATIFICATION OF EXCESS DAILY              ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS

PROPOSAL #9: APPROVE CHOICE TO BUY OR SELL THE                   ISSUER            YES             FOR                  FOR

AVAILABLE FINANCIAL ASSETS

PROPOSAL #10: APPROVE AMENDMENT TO POLICY OF                       ISSUER            YES             FOR                  FOR

PROVISION FOR BAD DEBT RELATED TO ACCOUNT RECEIVABLE

FROM CONTROLLED SUBSIDIARIES

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #12: APPROVE APPOINTMENT OF 2016 INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #13.01: ELECT SUN LIANGKUN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT YUAN YONGHONG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Taiji Industry Co., Ltd.

  TICKER:               600129                            CUSIP:   Y1584J103

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE TYPE AND PAR VALUE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUANCE METHOD AND ISSUANCE         ISSUER            YES             FOR                  FOR

TIME

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUANCE PRICE AND PRICING            ISSUER            YES             FOR                  FOR

PRINCIPLES

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENTS OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TAIJI GROUP CO., LTD.

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Three Gorges Water Conservancy and Electric Power Co., Ltd.

  TICKER:               600116                            CUSIP:   Y1584L108

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 OPERATIONAL PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCING AMOUNT FROM                 ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTIONS

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE TO APPOINT AUDITORS AND TO FIX          ISSUER            YES             FOR                  FOR

THEIR REMUNERATION

PROPOSAL #9: ELECT YAO YI AS INDEPENDENT DIRECTOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Three Gorges Water Conservancy and Electric Power Co., Ltd.

  TICKER:               600116                            CUSIP:   Y1584L108

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #3: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Water Group Co., Ltd.

  TICKER:               601158                            CUSIP:   Y15967105

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTERNAL DONATIONS                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Water Group Co., Ltd.

  TICKER:               601158                            CUSIP:   Y15967105

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR


 

PROPOSAL #8: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #13: APPROVE COMPANY'S INVESTMENT, FINANCING        ISSUER            YES             FOR                  FOR

 AND GUARANTEE PROVISION MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Yukaifa Co., Ltd.

  TICKER:               000514                            CUSIP:   Y15844106

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS COMPANY

2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Yukaifa Co., Ltd.

  TICKER:               000514                            CUSIP:   Y15844106

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WANG ANJIN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Yukaifa Co., Ltd.

  TICKER:               000514                            CUSIP:   Y15844106

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Zongshen Power Machinery Co., Ltd.

  TICKER:               001696                            CUSIP:   Y1307H103

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #3: APPROVE ENTRUSTED MANAGEMENT OF                       ISSUER            YES             FOR                  FOR

CHONGQING ZONGSHENGE MEILI AGRICULTURAL MACHINERY

MANUFACTURING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongqing Zongshen Power Machinery Co., Ltd.

  TICKER:               001696                            CUSIP:   Y1307H103

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #7: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES         AGAINST           AGAINST

ASSISTANCE TO CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE USAGE OF PARTIAL IDLE RAISED              ISSUER            YES             FOR                  FOR

FUNDS TO INVEST IN PRINCIPAL-GUARANTEED BANK

FINANCIAL PRODUCTS

PROPOSAL #9: APPROVE 2016 APPLICATION OF CREDIT LINES        ISSUER            YES             FOR                  FOR

 AND FINANCING PLANS FROM BANK

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #11: APPROVE COMPANY TO CONDUCT FINANCIAL            ISSUER            YES             FOR                  FOR

BUSINESS

PROPOSAL #12: APPROVE SPECIAL AUDIT REPORT ON USAGE          ISSUER            YES             FOR                  FOR

OF NON-OPERATING FUNDS AND TRANSACTIONS OF RELATED

PROPOSAL #13: APPROVE REPORT ON THE USAGE OF RAISED          ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #14: APPROVE INTERNAL CONTROL SELF-                       ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #15: APPROVE 2016 RE-APPOINTMENT OF SICHUAN         ISSUER            YES             FOR                  FOR

HUAXIN (GROUP) CPA FIRM AS AUDITOR

PROPOSAL #16: APPROVE 2016 RE-APPOINTMENT OF SICHUAN         ISSUER            YES             FOR                  FOR

HUAXIN (GROUP) CPA FIRM AS INTERNAL CONTROL AUDITOR


 

PROPOSAL #17: APPROVE ADJUSTMENTS TO SIZE OF BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #18.1: ELECT ZUO ZONGSHEN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #18.2: ELECT LI YAO AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #18.3: ELECT HU XIANYUAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #18.4: ELECT HUANG PEIGUO AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #18.5: ELECT QIN ZHONGRONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #18.6: ELECT WANG DAYING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #18.7: ELECT WANG RENPING AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #18.8: ELECT MA DONGLI AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #18.9: ELECT WANG JIN AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #19.1: ELECT JIANG ZONGGUI AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #19.2: ELECT LEI TING AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #19.3: ELECT LU WENLONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #19.4: ELECT CHEN GANG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #20: APPROVE PROVISION OF FINANCIAL AID TO      SHAREHOLDER        YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #21.1: ELECT JIANG ZONGGUI AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #21.2: ELECT LEI TING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #21.3: ELECT LI TAO AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #21.4: ELECT CHEN GANG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongyi Zhangyuan Tungsten Co., Ltd.

  TICKER:               002378                            CUSIP:   Y1601S102

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO REPLENISH COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chongyi Zhangyuan Tungsten Co., Ltd.

  TICKER:               002378                            CUSIP:   Y1601S102

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ADJUSTMENT TO THE REMUNERATION          ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #9: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #10: APPOINTMENT OF 2016 AUDITOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chroma Ate Inc.

  TICKER:               2360                                CUSIP:   Y1604M102

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chularat Hospital PCL

  TICKER:               CHG                                  CUSIP:   Y1613L145

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #6.1: ELECT KUMPOL PLUSSIND AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT YANYONG AMORNPITAKKUL AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT SOMYOS YAN-UBOL AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT PINIT KULLAVANIJAYA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chun Yuan Steel Industrial Co Ltd

  TICKER:               2010                                CUSIP:   Y1626N104

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #6.1: ELECT LI WEN LONG WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.6 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT A REPRESENTATIVE OF CHANG YUN            ISSUER            YES             FOR                  FOR

CO., LTD. WITH SHAREHOLDER NO.129891 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT ZHENG YI MING WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.19 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT CAI XI YI WITH SHAREHOLDER NO.14        ISSUER            YES             FOR                  FOR

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT LI WEN FA WITH SHAREHOLDER NO.7         ISSUER            YES             FOR                  FOR

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT A REPRESENTATIVE OF FU JU CHUN          ISSUER            YES             FOR                  FOR

CO., LTD. WITH SHAREHOLDER NO.92704 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT WU MEI YING WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.550 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.8: ELECT CAI ZHENG TING WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.93364 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.9: ELECT ZENG YONG FU WITH ID                            ISSUER            YES             FOR                  FOR

NO.N100340XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.10: ELECT LIN WEI LIANG WITH ID                        ISSUER            YES             FOR                  FOR

NO.P102627XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.11: ELECT XU LI MING WITH ID                              ISSUER            YES             FOR                  FOR

NO.A124497XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.12: ELECT A REPRESENTATIVE OF AN TING              ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD. WITH SHAREHOLDER NO.1872 AS

SUPERVISOR

PROPOSAL #6.13: ELECT LIN MEI LI WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.68 AS SUPERVISOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chung Hung Steel Corp

  TICKER:               2014                                CUSIP:   Y98400107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR HUANG HUA MING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chung Hwa Pulp Corporation

  TICKER:               1905                                CUSIP:   Y1612Y106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN RELATED PARTIES

PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #7: AMEND PROCEDURES GOVERNING MERGER,                 ISSUER            YES             FOR                  FOR

SEPARATION AND ACQUISITION OF EQUITY

PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #9: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #10: AMEND RULES AND PROCEDURES FOR ELECTION        ISSUER            YES             FOR                  FOR

 OF DIRECTORS AND SUPERVISORS

PROPOSAL #11.1: ELECT KUN HSIUNG HWANG, A                            ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF YFY INC. WITH SHAREHOLDER NO.6, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #11.2: ELECT XIU YING CHIU, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF YFY INC. WITH SHAREHOLDER NO.6, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #11.3: ELECT CHENG YANG PENG, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF YFY INC. WITH SHAREHOLDER NO.6, AS

NON-INDEPENDENT DIRECTOR


 

PROPOSAL #11.4: ELECT GU FONG LIN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF RUI PENG ENGINEERING CO., LTD. WITH SHAREHOLDER

NO.219188, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #11.5: ELECT CHIH CHENG HWANG, A                            ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF RUI PENG ENGINEERING CO., LTD. WITH

 SHAREHOLDER NO.219188, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #11.6: ELECT RAY HER CHEN, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF RUI PENG ENGINEERING CO., LTD. WITH SHAREHOLDER

NO.219188, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #11.7: ELECT LING HAN CHANG WITH ID                       ISSUER            YES             FOR                  FOR

NO.T100039XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #11.8: ELECT SHIH LAI LU WITH ID                            ISSUER            YES             FOR                  FOR

NO.A10068XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #11.9: ELECT SHI KUAN CHEN WITH ID                        ISSUER            YES             FOR                  FOR

NO.A22358XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chung-Hsin Electric & Machinery Mfg Corp

  TICKER:               1513                                CUSIP:   Y1612A108

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chunghwa Telecom Co., Ltd.

  TICKER:               2412                                CUSIP:   17133Q502

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT LIH SHYNG TSAI, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MOTC, WITH SHAREHOLDER NO. 0000001 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT MU PIAO SHIH, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF MOTC, WITH SHAREHOLDER NO. 0000001 AS NON-

INDEPENDENT DIRECTOR


 

PROPOSAL #4.3: ELECT CHIH KU FAN, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MOTC WITH SHAREHOLDER NO. 0000001 AS NON-INDEPENDENT

 DIRECTOR

PROPOSAL #4.4: ELECT YU FEN HONG, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MOTC WITH SHAREHOLDER NO. 0000001 AS NON-INDEPENDENT

 DIRECTOR

PROPOSAL #4.5: ELECT YI BING LIN, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MOTC WITH SHAREHOLDER NO. 0000001 AS NON-INDEPENDENT

 DIRECTOR

PROPOSAL #4.6: ELECT CHICH CHIANG FAN, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF MOTC WITH SHAREHOLDER NO. 0000001

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT SHU JUAN HUANG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MOTC WITH SHAREHOLDER NO. 0000001 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT HSU HUI HO, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

MOTC WITH SHAREHOLDER NO. 0000001 AS NON-INDEPENDENT

DIRECTOR

PROPOSAL #4.9: ELECT ZSE HONG TSAI WITH ID NO.                   ISSUER            YES             FOR                  FOR

B120582XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT JEN RAN CHEN WITH ID NO.                   ISSUER            YES             FOR                  FOR

Q120125XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.11: ELECT LO YU YEN WITH ID NO.                        ISSUER            YES             FOR                  FOR

R103059XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.12: ELECT KUO LONG WU WITH ID NO.                     ISSUER            YES             FOR                  FOR

C100620XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.13: ELECT YUNG CHEN CHEN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. M120105XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.1: APPROVE RELEASE OF RESTRICTIONS OF              ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR LO

 YU YEN

PROPOSAL #5.2: APPROVE RELEASE OF RESTRICTIONS OF              ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

JEN RAN CHEN

PROPOSAL #5.3: APPROVE RELEASE OF RESTRICTIONS OF              ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

LIH SHYNG TSAI

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chunghwa Telecom Co., Ltd.

  TICKER:               2412                                CUSIP:   Y1613J108

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT LIH SHYNG TSAI, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MOTC, WITH SHAREHOLDER NO. 0000001 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT MU PIAO SHIH, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF MOTC, WITH SHAREHOLDER NO. 0000001 AS NON-

INDEPENDENT DIRECTOR


 

PROPOSAL #4.3: ELECT CHIH KU FAN, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MOTC WITH SHAREHOLDER NO. 0000001 AS NON-INDEPENDENT

 DIRECTOR

PROPOSAL #4.4: ELECT YU FEN HONG, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MOTC WITH SHAREHOLDER NO. 0000001 AS NON-INDEPENDENT

 DIRECTOR

PROPOSAL #4.5: ELECT YI BING LIN, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MOTC WITH SHAREHOLDER NO. 0000001 AS NON-INDEPENDENT

 DIRECTOR

PROPOSAL #4.6: ELECT CHICH CHIANG FAN, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF MOTC WITH SHAREHOLDER NO. 0000001

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT SHU JUAN HUANG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MOTC WITH SHAREHOLDER NO. 0000001 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT HSU HUI HO, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

MOTC WITH SHAREHOLDER NO. 0000001 AS NON-INDEPENDENT

DIRECTOR

PROPOSAL #4.9: ELECT ZSE HONG TSAI WITH ID NO.                   ISSUER            YES             FOR                  FOR

B120582XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT JEN RAN CHEN WITH ID NO.                   ISSUER            YES             FOR                  FOR

Q120125XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.11: ELECT LO YU YEN WITH ID NO.                        ISSUER            YES             FOR                  FOR

R103059XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.12: ELECT KUO LONG WU WITH ID NO.                     ISSUER            YES             FOR                  FOR

C100620XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.13: ELECT YUNG CHEN CHEN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. M120105XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR LO

 YU YEN

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

JEN RAN CHEN

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR

LIH SHYNG TSAI

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chuying Agro-Pastoral Group Co., Ltd

  TICKER:               002477                            CUSIP:   Y3122Q102

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT ESTABLISHMENT OF                        ISSUER            YES             FOR                  FOR

AGRICULTURAL INDUSTRY INVESTMENT FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chuying Agro-Pastoral Group Co., Ltd

  TICKER:               002477                            CUSIP:   Y3122Q102

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #2: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES AND INCREASE IN BANK FINANCING SCALE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chuying Agro-Pastoral Group Co., Ltd

  TICKER:               002477                            CUSIP:   Y3122Q102

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF ASSET                        ISSUER            YES             FOR                  FOR

MANAGEMENT PLAN AND PROVISION OF ENTRUSTED LOAN AND

GUARANTEE TO WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Chuying Agro-Pastoral Group Co., Ltd

  TICKER:               002477                            CUSIP:   Y3122Q102

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION PLAN                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

AND 2016 RELATED PARTY TRANSACTIONS

PROPOSAL #10: APPROVE PROVISION OF EXTERNAL GUARANTEE        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cia. Hering

  TICKER:               HGTX3                              CUSIP:   P50753105

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME, DIVIDENDS         ISSUER            YES             FOR                  FOR

AND RATIFY DISTRIBUTION OF DIVIDENDS AND INTEREST-ON-

CAPITAL-STOCK PAYMENTS

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cia. Hering

  TICKER:               HGTX3                              CUSIP:   P50753105

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE CANCELLATION OF TREASURY SHARES         ISSUER            YES             FOR                  FOR

AND AMEND ARTICLE 5

PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLE 5

PROPOSAL #3: APPROVE INCREASE IN BOARD SIZE AND AMEND        ISSUER            YES             FOR                  FOR

 ARTICLE 11

PROPOSAL #4: AMEND ARTICLE 17                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY ELECTION OF DIRECTOR APPOINTED BY        ISSUER            YES             FOR                  FOR

 THE BOARD ON AUG. 26, 2015

PROPOSAL #6: ELECT TWO DIRECTORS                                            ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ALLOCATION OF TAX INCENTIVE                   ISSUER            YES             FOR                  FOR

RESERVE

PROPOSAL #8: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CIECH SA

  TICKER:               CIE                                  CUSIP:   X14305100

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT SUPERVISORY BOARD MEMBER                     SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CIECH SA

  TICKER:               CIE                                  CUSIP:   X14305100

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #9: APPROVE FINANCIAL STATEMENTS FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #10: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS FOR FISCAL 2015

PROPOSAL #11: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #12: APPROVE SUPERVISORY BOARD REPORTS FOR          ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #13: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #14.1: APPROVE DISCHARGE OF MACIEJ TYBURA            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #14.2: APPROVE DISCHARGE OF ARTUR OSUCHOWSKI        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #14.3: APPROVE DISCHARGE OF ARTUR KROL                 ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)


 

PROPOSAL #14.4: APPROVE DISCHARGE OF DARIUSZ KRAWCZYK        ISSUER            YES             FOR                  FOR

 (CEO)

PROPOSAL #15.1: APPROVE DISCHARGE OF JAN KULCZYK                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #15.2: APPROVE DISCHARGE OF SEBASTIAN                   ISSUER            YES             FOR                  FOR

KULCZYK (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #15.3: APPROVE DISCHARGE OF TOMASZ                        ISSUER            YES             FOR                  FOR

MIKOLAJCZAK (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #15.4: APPROVE DISCHARGE OF WOJCIECH                     ISSUER            YES             FOR                  FOR

STRAMSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #15.5: APPROVE DISCHARGE OF MARIUSZ NOWAK            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #15.6: APPROVE DISCHARGE OF PIOTR                          ISSUER            YES             FOR                  FOR

AUGUSTYNIAK (SUPERVISORY BOARD MEMBER)

PROPOSAL #15.7: APPROVE DISCHARGE OF ARTUR OLECH                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16: AMEND STATUTE RE: MANAGEMENT BOARD                ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE CONSOLIDATED TEXT OF STATUTE             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cielo SA

  TICKER:               CIEL3                              CUSIP:   P2859E100

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF            ISSUER            YES             FOR                  FOR

INCOME AND DIVIDENDS

PROPOSAL #3.1: FIX NUMBER OF DIRECTORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT ALEXANDRE RAPPAPORT AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT ANTONIO MAURICIO MAURANO AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.4: ELECT CESARIO NARIHITO NAKAMURA AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.5: ELECT EURICO RAMOS FABRI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: ELECT FRANCISCO AUGUSTO DA COSTA E              ISSUER            YES             FOR                  FOR

SILVA AS INDEPENDENT DIRECTOR

PROPOSAL #3.7: ELECT GILBERTO MIFANO AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.8: ELECT JOSE MAURICIO PEREIRA COELHO AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.9: ELECT MARCELO DE ARAUJO NORONHA AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.10: ELECT MILTON ALMICAR SILVA VARGAS AS         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.11: ELECT RAUL FRANCISCO MOREIRA AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.12: ELECT ROGERIO MAGNO PANCA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CARLOS ROBERTO MENDONÇA DA SILVA        ISSUER            YES             FOR                  FOR

 AS ALTERNATE FISCAL COUNCIL MEMBER


 

PROPOSAL #4.2: ELECT EDMAR JOSE CASALATINA AS FISCAL         ISSUER            YES             FOR                  FOR

COUNCIL MEMBER

PROPOSAL #4.3: ELECT FLAVIO SABA SANTOS ESTRELA AS            ISSUER            YES             FOR                  FOR

ALTERNATE FISCAL COUNCIL MEMBER

PROPOSAL #4.4: ELECT HAROLDO REGINALDO LEVY NETO AS          ISSUER            YES             FOR                  FOR

INDEPENDENT FISCAL COUNCIL MEMBER

PROPOSAL #4.5: ELECT HERCULANO ANIBAL ALVES AS FISCAL        ISSUER            YES             FOR                  FOR

 COUNCIL MEMBER

PROPOSAL #4.6: ELECT JOEL ANTONIO DE ARAUJO AS FISCAL        ISSUER            YES             FOR                  FOR

 COUNCIL MEMBER

PROPOSAL #4.7: ELECT KLEBER DO ESPIRITO SANTO AS                ISSUER            YES             FOR                  FOR

ALTERNATE FISCAL COUNCIL MEMBER

PROPOSAL #4.8: ELECT MARCELO SANTOS DALL´OCCO AS                ISSUER            YES             FOR                  FOR

FISCAL COUNCIL MEMBER

PROPOSAL #4.9: ELECT MILTON LUIZ MILIONI AS ALTERNATE        ISSUER            YES             FOR                  FOR

 INDEPENDENT FISCAL COUNCIL MEMBER

PROPOSAL #4.10: ELECT VALERIO ZARRO AS ALTERNATE                ISSUER            YES             FOR                  FOR

FISCAL COUNCIL MEMBER

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cielo SA

  TICKER:               CIEL3                              CUSIP:   P2859E100

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER            YES             FOR                  FOR

 BONUS ISSUE AND AMEND ARTICLE 7

PROPOSAL #2: INCLUDE ARTICLE 48                                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CIFI Holdings Group Co Ltd.

  TICKER:               884                                  CUSIP:   G2140A107

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT LIN WEI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT TAN WEE SENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

PROPOSAL #8: ADOPT NEW SHARE OPTION SCHEME AND                   ISSUER            YES             FOR                  FOR

TERMINATE THE EXISTING SHARE OPTION SCHEME OF THE

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CIMB Group Holdings Berhad

  TICKER:               CIMB                                CUSIP:   Y1636J101

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT MOHAMED NAZIR ABDUL RAZAK AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT GLENN MUHAMMAD SURYA YUSUF AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT WATANAN PETERSIK AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT MOHD NASIR AHMAD AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT LEE KOK KWAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT HIROAKI DEMIZU AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE FINANCIAL YEAR ENDED DECEMBER 31, 2015

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FROM          ISSUER            YES             FOR                  FOR

JANUARY 1, 2016 UNTIL THE NEXT ANNUAL GENERAL MEETING

 OF THE COMPANY

PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #10: APPROVE GRATUITY PAYMENT TO MD NOR MD          ISSUER            YES         AGAINST           AGAINST

YUSOF

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #12: APPROVE ISSUANCE OF NEW ORDINARY SHARES        ISSUER            YES             FOR                  FOR

 UNDER THE DIVIDEND REINVESTMENT SCHEME

PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CIMC Enric Holdings Ltd

  TICKER:               3899                                CUSIP:   G2198S109

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT JIN JIANLONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT TSUI KEI PANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT ZHANG XUEQIAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8: ADOPT NEW SHARE OPTION SCHEME AND                   ISSUER            YES             FOR                  FOR

TERMINATE EXISTING SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cimsa Cimento Sanayi Ve Ticaret AS

  TICKER:               CIMSA                              CUSIP:   M2422Q104

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE UPPER LIMIT OF THE DONATIONS FOR        ISSUER            YES         AGAINST           AGAINST

 2016

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND ARTICLE 6 IN COMPANY BYLAWS                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cinda Real Estate Co., Ltd.

  TICKER:               600657                            CUSIP:   Y07703104

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIU HONGXIA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #3.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #3.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE GUARANTEE ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #3.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS


 

PROPOSAL #3.08: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT TO SHAREHOLDERS

PROPOSAL #3.09: APPROVE UNDERWRITING MANNER AND                 ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #6.00: APPROVE CORPORATE BOND ISSUANCE VIA          ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #6.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #6.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6.05: APPROVE GUARANTEE ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.06: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #6.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #6.08: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT TO SHAREHOLDERS

PROPOSAL #6.09: APPROVE UNDERWRITING MANNER AND                 ISSUER            YES             FOR                  FOR

TRADING ARRANGEMENT

PROPOSAL #6.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE ISSUANCE OF

CORPORATE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cinda Real Estate Co., Ltd.

  TICKER:               600657                            CUSIP:   Y07703104

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION IN INCREASING THE         ISSUER            YES             FOR                  FOR

LIMIT OF FUND INVESTMENT

PROPOSAL #2.00: APPROVE AMENDMENTS REGARDING PRIVATE         ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE ISSUE SIZE AND SCALE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO THE PLAN ON                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE AMENDMENTS IN THE AUTHORIZATION         ISSUER            YES             FOR                  FOR

OF BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE

PLACEMENT

PROPOSAL #5: APPROVE AMENDMENTS IN COUNTER-DILUTION          ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cinda Real Estate Co., Ltd.

  TICKER:               600657                            CUSIP:   Y07703104

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

REGARDING COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #2: APPROVE COMMITMENT LETTER BY COMPANY'S          ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

REGARDING RELEVANT MATTERS ON COMPANY'S REAL ESTATE

BUSINESS

PROPOSAL #3: APPROVE COMMITMENT LETTER BY CONTROLLING        ISSUER            YES             FOR                  FOR

 SHAREHOLDER AND ULTIMATE CONTROLLING SHAREHOLDER

REGARDING RELEVANT MATTERS ON COMPANY'S REAL ESTATE

BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cinda Real Estate Co., Ltd.

  TICKER:               600657                            CUSIP:   Y07703104

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES         AGAINST           AGAINST

LINES

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING DEBT RESTRUCTURING, ENTRUSTED LOAN,

GUARANTEE CREDIT, ASSETS ACQUISITION WITH RELATED

LEGAL PERSON

PROPOSAL #8: APPROVE AUTHORIZATION ON APPLICATION OF         ISSUER            YES             FOR                  FOR

FUND INVESTMENT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cipla Limited

  TICKER:               500087                            CUSIP:   Y1633P142

  MEETING DATE:   8/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT S. SAXENA AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE V. SANKAR AIYAR & CO. AND R.G.N.        ISSUER            YES             FOR                  FOR

 PRICE & CO. AS JOINT STATUTORY AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #5: ELECT S. VAZIRALLI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

S. VAZIRALLI AS EXECUTIVE DIRECTOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Citadel Capital SAE

  TICKER:               CCAP                                CUSIP:   M24810117

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #3:  APPROVE AUDITORS' REPORT ON COMPANY              ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #5: ELECT DIRECTORS (BUNDLED)                                  ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE SITTING FEES AND TRAVEL                       ISSUER             NO              N/A                  N/A

ALLOWANCES OF DIRECTORS FOR FY 2016

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2015        ISSUER             NO              N/A                  N/A

 AND FOR FY 2016 OF UP TO EGP 2 MILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Guoan Information Industry Co., Ltd.

  TICKER:               000839                            CUSIP:   Y1636B108

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USING HAINING GUOAN RUIWEI                 ISSUER            YES         AGAINST           AGAINST

EQUITY INVESTMENT ENTERPRISE (LP)'S STAKE IN TIANJIN

QIXIN ZHICHENG TECHNOLOGY CO., LTD. AS COLLATERAL FOR

 LOAN IN RELATION TO QIHOO 360 TECHNOLOGY CO. LTD.

PRIVATIZATION TO CHINA MERCHANTS BANK SHENZHEN BRA

PROPOSAL #2: APPROVE USING HAINING GUOAN RUIWEI                 ISSUER            YES         AGAINST           AGAINST

EQUITY INVESTMENT ENTERPRISE (LP)'S STAKE IN TIANJIN

QIXIN TONGDA TECHNOLOGY CO., LTD. AS COLLATERAL FOR

LOAN IN RELATION TO QIHOO 360 TECHNOLOGY CO. LTD.

PRIVATIZATION TO CHINA MERCHANTS BANK SHENZHEN BRANC

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Guoan Information Industry Co., Ltd.

  TICKER:               000839                            CUSIP:   Y1636B108

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #8.01: APPROVE PROVISION OF CUSTOMER                     ISSUER            YES             FOR                  FOR

SERVICE, OUTSOURCING SERVICE, GROUP MESSAGING SERVICE

 TO CITIC BANK CORPORATION LTD

PROPOSAL #8.02: APPROVE COOPERATION CALL CENTER                 ISSUER            YES             FOR                  FOR

BUSINESS WITH PRUDENTIAL LIFE INSURANCE CO., LTD

PROPOSAL #8.03: APPROVE PROVISION OF LABOR SERVICE TO        ISSUER            YES             FOR                  FOR

 CITIC CONSTRUCTION CO., LTD ANGOLA RED PROJECT

PROPOSAL #8.04: APPROVE PROVISION OF TECHNICAL                   ISSUER            YES             FOR                  FOR

CONSULTATION AND SERVICE TO BEIJING GUOAN ELECTRIC

CORPORATION

PROPOSAL #8.05: APPROVE ACCEPTANCE OF SYSTEM                       ISSUER            YES             FOR                  FOR

INTEGRATION AND SOFTWARE & HARDWARE SERVICE PROVIDED

BY BEIJING BUPT-GUOAN TECHNOLOGY CORP

PROPOSAL #8.06: APPROVE ACCEPTANCE OF SYSTEM                       ISSUER            YES             FOR                  FOR

INTEGRATION AND SOFTWARE & HARDWARE SERVICE PROVIDED

BY YIFEIYUN INFORMATION TECHNOLOGY SHANGHAI CO., LTD

PROPOSAL #9: APPROVE GUARANTEE PROVISION FOR                       ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE APPLIED BY CONTROLLED

SUBSIDIARY CITIC GUOAN INFORMATION TECHNOLOGY CO.,

PROPOSAL #10: APPROVE GUARANTEE PROVISION FOR                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE APPLIED BY WHOLLY-OWNED

SUBSIDIARY CITIC GUOAN MGL POWER TECHNOLOGY CO., LTD

PROPOSAL #11: APPROVE GUARANTEE PROVISION FOR                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE APPLIED BY SUBSIDIARY

TIANJIN GUOAN MGL NEW MATERIAL TECHNOLOGY CO., LTD

PROPOSAL #12: APPROVE GUARANTEE PROVISION FOR                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE APPLIED BY SUBSIDIARY CITIC

 GUOAN MGL POWER TECHNOLOGY CO., LTD

PROPOSAL #13: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #14: APPROVE APPLICATION OF BANK LOAN                   ISSUER            YES             FOR                  FOR

THROUGH MORTGAGE OF EQUITY IN JIANGSU BROADCASTING

CABLE INFORMATION NETWORK CORP LTD HELD BY WHOLLY-

OWNED SUBSIDIARY CITIC GUOAN TELECOMMUNICATION CO.,

PROPOSAL #15a1: ELECT LUO NING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15a2: ELECT XIA GUILAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15a3: ELECT QIN YONGZHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #15a4: ELECT LI JIANYI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15a5: ELECT LIU XIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15a6: ELECT ZHANG JIANXIN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #15a7: ELECT SUN LU AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15a8: ELECT LIAO XIAOTONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR


 

PROPOSAL #15a9: ELECT LI XIANGYU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15a10: ELECT ZHUANG YU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15b1: ELECT LIU JING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15b2: ELECT LU XIAWEI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15b3: ELECT WANG HONGLIANG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15b4: ELECT CHENG YUAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15b5: ELECT ZENG HUIMING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.01: ELECT LIU XIN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #16.02: ELECT LI XIAOSHAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #17: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

ALLOWANCE OF INDEPENDENT DIRECTORS

PROPOSAL #18: APPROVE REMUNERATION OF SUPERVISORS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Guoan Wine Co., Ltd.

  TICKER:               600084                            CUSIP:   Y1637N101

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN THE USAGE OF PARTIAL          ISSUER            YES             FOR                  FOR

RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Guoan Wine Co., Ltd.

  TICKER:               600084                            CUSIP:   Y1637N101

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE OVERALL SALE OF WINE                            ISSUER            YES             FOR                  FOR

DISTILLATION ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Guoan Wine Co., Ltd.

  TICKER:               600084                            CUSIP:   Y1637N101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF PARTNERSHIP AGREEMENT        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO BE        ISSUER            YES             FOR                  FOR

 RESPONSIBLE FOR THE IMPLEMENTATION OF THE LIMITED

PARTNERSHIP


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Guoan Wine Co., Ltd.

  TICKER:               600084                            CUSIP:   Y1637N101

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF IDLE FUND TO INVEST IN            ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Guoan Wine Co., Ltd.

  TICKER:               600084                            CUSIP:   Y1637N101

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE INTERNAL CONTROL AUDIT REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Guoan Wine Co., Ltd.

  TICKER:               600084                            CUSIP:   Y1637N101

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF AGREEMENT TO RESOLVE         ISSUER            YES             FOR                  FOR

THE ISSUE OF REMAINING ACCOUNTS RECEIVABLE

PROPOSAL #2: APPROVE SINGING OF EQUITY TRANSFER                 ISSUER            YES             FOR                  FOR

AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Heavy Industries Co., Ltd.

  TICKER:               601608                            CUSIP:   Y163AK103

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Heavy Industries Co., Ltd.

  TICKER:               601608                            CUSIP:   Y163AK103

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOWANCES PAID TO INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 APPOINTMENT OF FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #11: APPROVE 2016 APPOINTMENT OF INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #12: APPROVE 2016 USAGE OF IDLE OWN FUNDS TO        ISSUER            YES             FOR                  FOR

 CONDUCT CASH MANAGEMENT

PROPOSAL #13: ELECT WANG CHUNMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: APPROVE USE OF PORTION OF SETTLED                 ISSUER            YES             FOR                  FOR

FUNDRAISING PROJECT AND EXCESS RAISED FUNDS TO

REPLENISH WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Limited

  TICKER:               267                                  CUSIP:   Y1639J116

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT WANG JIONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LI QINGPING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT PU JIAN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT YANG JINMING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT SONG KANGLE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT YAN SHUQIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT YANG XIAOPING AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #10: ELECT LI RUCHENG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT ANTHONY FRANCIS NEOH AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT NORIHARU FUJITA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT CHOW MAN YIU, PAUL AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE PRICEWATERHOUSECOOPERS AS                 ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #16: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Offshore Helicopter Co., Ltd.

  TICKER:               000099                            CUSIP:   Y1637P106

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 CHANGE IN FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #8: APPROVE 2016 RELATED PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

IN CONNECTION TO DEVELOPMENT OF DEPOSIT AND LOAN

BUSINESS WITH CHINA CITIC BANK

PROPOSAL #9: APPROVE 2016 RELATED PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

IN CONNECTION TO DEVELOPMENT OF ENTRUSTED ASSET

MANAGEMENT WITH CITIC TRUST CO., LTD.

PROPOSAL #10: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE FROM RELATED BANKS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Resources Holdings Ltd.

  TICKER:               1205                                CUSIP:   G2155Y107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT KWOK PETER VIEM AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT SUO ZHENGANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT LI SO MUI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT MA TING HUNG AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #2e: ELECT FAN REN DA, ANTHONY AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2f: ELECT LOOK ANDREW AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2g: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Securities Co., Ltd.

  TICKER:               600030                            CUSIP:   Y1639N109

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHANG YOUJUN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: ELECT YIN KE AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: ELECT YANG MINGHUI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.04: ELECT FANG JUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: ELECT LIU KE AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.06: ELECT HE JIA AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.07: ELECT CHAN, CHARLES SHEUNG WAI AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT LI FANG AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: ELECT GUO ZHAO AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: ELECT RAO GEPING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Securities Co., Ltd.

  TICKER:               600030                            CUSIP:   Y1639N109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 ESTIMATED INVESTMENT AMOUNT        ISSUER            YES             FOR                  FOR

 FOR PROPRIETARY BUSINESS

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #9.01: APPROVE POTENTIAL RELATED PARTY                 ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN  THE COMPANY AND ITS

SUBSIDIARIES AND THE CITIC GROUP AND ASSOCIATES

PROPOSAL #9.02: APPROVE RELATED PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND ITS SUBSIDIARIES AND

ASSOCIATES IN WHICH DIRECTORS, SUPERVISORS AND SENIOR

 MANAGEMENT OF THE COMPANY HOLD POSITIONS AS

DIRECTORS OR SENIOR MANAGEMENT

PROPOSAL #10: ELECT CHEN ZHONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Securities Co., Ltd.

  TICKER:               600030                            CUSIP:   Y1639N117

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED          ISSUER            YES         AGAINST           AGAINST

IN RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.2: APPROVE ISSUE TIME IN RELATION TO THE         ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF NEW H SHARES

PROPOSAL #1.3: APPROVE ISSUE METHOD IN RELATION TO            ISSUER            YES         AGAINST           AGAINST

THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.4: APPROVE TARGET SUBSCRIBERS IN RELATION        ISSUER            YES         AGAINST           AGAINST

 TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.5: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES         AGAINST           AGAINST

 IN RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.6: APPROVE ISSUE PRICE  IN RELATION TO            ISSUER            YES         AGAINST           AGAINST

THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.7: APPROVE SUBSCRIPTION METHOD  IN                   ISSUER            YES         AGAINST           AGAINST

RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.8: APPROVE ACCUMULATED PROFITS IN                     ISSUER            YES         AGAINST           AGAINST

RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.9: APPROVE USE OF PROCEEDS IN RELATION TO        ISSUER            YES         AGAINST           AGAINST

 THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES         AGAINST           AGAINST

 RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.11: AUTHORIZE BOARD TO HANDLE RELEVANT            ISSUER            YES         AGAINST           AGAINST

MATTERS IN RELATION TO AMENDMENTS TO THE ARTICLES OF

ASSOCIATION

PROPOSAL #1.12: AUTHORIZE BOARD TO DEAL WITH ALL                ISSUER            YES         AGAINST           AGAINST

MATTERS IN RELATION TO THE ISSUANCE OF NEW H SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Securities Co., Ltd.

  TICKER:               600030                            CUSIP:   Y1639N117

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED          ISSUER            YES         AGAINST           AGAINST

IN RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.2: APPROVE ISSUE TIME IN RELATION TO THE         ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF NEW H SHARES


 

PROPOSAL #1.3: APPROVE ISSUE METHOD IN RELATION TO            ISSUER            YES         AGAINST           AGAINST

THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.4: APPROVE TARGET SUBSCRIBERS IN RELATION        ISSUER            YES         AGAINST           AGAINST

 TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.5: APPROVE NUMBER OF SHARES TO BE ISSUED         ISSUER            YES         AGAINST           AGAINST

 IN RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.6: APPROVE ISSUE PRICE  IN RELATION TO            ISSUER            YES         AGAINST           AGAINST

THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.7: APPROVE SUBSCRIPTION METHOD  IN                   ISSUER            YES         AGAINST           AGAINST

RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.8: APPROVE ACCUMULATED PROFITS IN                     ISSUER            YES         AGAINST           AGAINST

RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.9: APPROVE USE OF PROCEEDS IN RELATION TO        ISSUER            YES         AGAINST           AGAINST

 THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES         AGAINST           AGAINST

 RELATION TO THE ISSUANCE OF NEW H SHARES

PROPOSAL #1.11: AUTHORIZE BOARD TO HANDLE RELEVANT            ISSUER            YES         AGAINST           AGAINST

MATTERS IN RELATION TO AMENDMENTS TO THE ARTICLES OF

ASSOCIATION

PROPOSAL #1.12: AUTHORIZE BOARD TO DEAL WITH ALL                ISSUER            YES         AGAINST           AGAINST

MATTERS IN RELATION TO THE ISSUANCE OF NEW H SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Securities Co., Ltd.

  TICKER:               600030                            CUSIP:   Y1639N117

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZHANG YOUJUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT YIN KE AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT YANG MINGHUI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT FANG JUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT LIU KE AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT HE JIA AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT CHAN, CHARLES SHEUNG WAI AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LI FANG AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT GUO ZHAO AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT RAO GEPING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CITIC Securities Co., Ltd.

  TICKER:               600030                            CUSIP:   Y1639N117

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL

PROPOSAL #7: APPROVE 2016 ESTIMATED INVESTMENT AMOUNT        ISSUER            YES             FOR                  FOR

 FOR PROPRIETARY BUSINESS

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #9.1: APPROVE POTENTIAL RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN  THE COMPANY AND ITS

SUBSIDIARIES AND THE CITIC GROUP AND ASSOCIATES

PROPOSAL #9.2: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND ITS SUBSIDIARIES AND

ASSOCIATES IN WHICH DIRECTORS, SUPERVISORS AND SENIOR

 MANAGEMENT OF THE COMPANY HOLD POSITIONS AS

DIRECTORS OR SENIOR MANAGEMENT

PROPOSAL #10: ELECT CHEN ZHONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               City Lodge Hotels Ltd

  TICKER:               CLH                                  CUSIP:   S1714M114

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2.1: ELECT DEON HUYSAMER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT FRANK KILBOURN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT DR KEITH SHONGWE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: RE-ELECT WENDY TLOU AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY WITH JACQUES WESSELS AS THE DESIGNATED

PARTNER AND AUTHORISE THEIR REMUNERATION

PROPOSAL #4.1: RE-ELECT STUART MORRIS AS CHAIRMAN OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #4.2: ELECT DEON HUYSAMER AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4.3: RE-ELECT FRANK KILBOURN AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #4.4: RE-ELECT NDUMI MEDUPE AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #6: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE REMUNERATION OF CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE BOARD

PROPOSAL #7.2: APPROVE REMUNERATION OF LEAD                        ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #7.3: APPROVE REMUNERATION FOR SERVICES AS          ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #7.4: APPROVE REMUNERATION OF CHAIRMAN OF            ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #7.5: APPROVE REMUNERATION OF OTHER AUDIT            ISSUER            YES             FOR                  FOR

COMMITTEE MEMBERS

PROPOSAL #7.6: APPROVE REMUNERATION OF CHAIRMAN OF            ISSUER            YES             FOR                  FOR

REMUNERATION AND NOMINATION COMMITTEE

PROPOSAL #7.7: APPROVE REMUNERATION OF OTHER                       ISSUER            YES             FOR                  FOR

REMUNERATION AND NOMINATION COMMITTEE MEMBERS

PROPOSAL #7.8: APPROVE REMUNERATION OF CHAIRMAN OF            ISSUER            YES             FOR                  FOR

RISK COMMITTEE

PROPOSAL #7.9: APPROVE REMUNERATION OF OTHER RISK              ISSUER            YES             FOR                  FOR

COMMITTEE MEMBERS

PROPOSAL #7.10: APPROVE REMUNERATION OF CHAIRMAN OF          ISSUER            YES             FOR                  FOR

SOCIAL AND ETHICS COMMITTEE

PROPOSAL #7.11: APPROVE REMUNERATION OF AD                          ISSUER            YES             FOR                  FOR

HOC/TEMPORARY COMMITTEE

PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY

PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Citychamp Dartong Co., Ltd.

  TICKER:               600067                            CUSIP:   Y2677T107

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Citychamp Dartong Co., Ltd.

  TICKER:               600067                            CUSIP:   Y2677T107

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF 2015 ANNUAL                ISSUER            YES             FOR                  FOR

AUDITOR AS WELL AS INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF BDO CHINA                ISSUER            YES             FOR                  FOR

ZHONGLIAN SHU LUN PAN CPAS CO., LTD AS COMPANY 2016

AUDITOR AS WELL AS INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

RELATED PARTIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Citychamp Dartong Co., Ltd.

  TICKER:               600067                            CUSIP:   Y2677T107

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT ON PHASE II EMPLOYEE SHARE        ISSUER            YES             FOR                  FOR

 PURCHASE PLAN AND SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ciwen Media Co., Ltd.

  TICKER:               002343                            CUSIP:   Y988AZ100

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 CREDIT LINE APPLICATION              ISSUER            YES             FOR                  FOR

FROM BANKS AND FINANCIAL INSTITUTIONS

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER            YES         AGAINST           AGAINST

BANK LOAN OF SUBSIDIARY

PROPOSAL #8: AMEND MANAGEMENT SYSTEM FOR PROVIDING            ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #9: ELECT PAN LAN AS SUPERVISOR                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ciwen Media Co., Ltd.

  TICKER:               002343                            CUSIP:   Y988AZ100

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN BY CONTROLLING        ISSUER            YES             FOR                  FOR

 SHAREHOLDER TO COMPANY'S WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CK Power PCL

  TICKER:               CKP                                  CUSIP:   Y166AG147

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT PLEW TRIVISVAVET AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT NARONG SANGSURIYA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT PRAWET INGADAPA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT THANAWAT TRIVISVAVET AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ENGAGEMENT AGREEMENT BETWEEN NAM        ISSUER            YES             FOR                  FOR

 NGUM 2 POWER CO. LTD. AND CH. KARNCHANG (LAO) CO.

PROPOSAL #10: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cleanaway Company Ltd

  TICKER:               8422                                CUSIP:   Y16688106

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT YANG,WUN-ZAI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT CHEN,DA-DAI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT WU,JIAN-SYUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.8: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.9: ELECT SUPERVISOR NO. 2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.10: ELECT SUPERVISOR NO. 3                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Clevo Company

  TICKER:               2362                                CUSIP:   Y1661L104

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMENDMENTS TO TRADING PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING DERIVATIVES PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Clicks Group Ltd

  TICKER:               CLS                                  CUSIP:   S17249111

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 AUGUST 2015

PROPOSAL #2: REPPOINT ERNST & YOUNG INC AS AUDITORS          ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH MALCOLM RAPSON AS THE INDIVIDUAL

REGISTERED AUDITOR

PROPOSAL #3: RE-ELECT DAVID NUREK AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT FATIMA JAKOET AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT DAVID KNEALE AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RE-ELECT JOHN BESTER AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #6.2: RE-ELECT FATIMA JAKOET AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #6.3: RE-ELECT NKAKI MATLALA AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: APPROVE DIRECTORS' FEES                                     ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANY OR CORPORATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Clover Industries Ltd

  TICKER:               CLR                                  CUSIP:   S1786F104

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: RE-ELECT DR STEFANES BOOYSEN AS DIRECTOR        ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: RE-ELECT JOHANNES DU PLESSIS AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT NEO MOKHESI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: REAPPOINT ERNST & YOUNG INCORPORATED AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH SAREL STRYDOM AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #6: RE-ELECT DR STEFANES BOOYSEN AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #7: RE-ELECT JOHANNES DU PLESSIS AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #8: RE-ELECT BABALWA NGONYAMA AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #9: RE-ELECT THOMAS WIXLEY AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #10: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY OR CORPORATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CMC Magnetics Corp.

  TICKER:               2323                                CUSIP:   Y1661J109

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CMST Development Co.,Ltd.

  TICKER:               600787                            CUSIP:   Y9908M108

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.01: ELECT MO ZHIMING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT WEI GUANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT DONG ZHONGLANG AS INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CMST Development Co.,Ltd.

  TICKER:               600787                            CUSIP:   Y9908M108

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PAYMENT STANDARD OF AUDIT          ISSUER            YES             FOR                  FOR

FEE

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #10: APPROVE EXEMPTION IN FULFILLMENT OF              ISSUER            YES             FOR                  FOR

RELEVANT COMPANY'S AND CONTROLLING SHAREHOLDERS'

COMMITMENTS

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO CMST         ISSUER            YES             FOR                  FOR

TIANJIN CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CMST Development Co.,Ltd.

  TICKER:               600787                            CUSIP:   Y9908M108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CMST Development Co.,Ltd.

  TICKER:               600787                            CUSIP:   Y9908M108

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO CMST                ISSUER            YES             FOR                  FOR

NANJING LOGISTIC CO., LTD

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO CMST                ISSUER             NO              N/A                  N/A

NANJING LOGISTIC CO., LTD

PROPOSAL #2: APPROVE COUNTER GUARANTEE PROVISION TO          ISSUER            YES         AGAINST           AGAINST

CMST CORP

PROPOSAL #2: APPROVE COUNTER GUARANTEE PROVISION TO          ISSUER             NO              N/A                  N/A

CMST CORP

PROPOSAL #3: APPROVE FINANCIAL SERVICE SUPPLEMENTAL          ISSUER             NO              N/A                  N/A

AGREEMENT WITH CHENGTONG FINANCIAL CO., LTD


 

PROPOSAL #3: APPROVE FINANCIAL SERVICE SUPPLEMENTAL          ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHENGTONG FINANCIAL CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CNHTC Jinan Truck Co., Ltd.

  TICKER:               000951                            CUSIP:   Y7680V106

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 APPLICATION FOR BANK                   ISSUER            YES             FOR                  FOR

FINANCING CREDIT PLAN

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CNHTC Jinan Truck Co., Ltd.

  TICKER:               000951                            CUSIP:   Y7680V106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CNOOC Ltd.

  TICKER:               883                                  CUSIP:   Y1662W117

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #A1: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #A2: APPROVE FINAL DIVIDEND                                     ISSUER            YES             FOR                  FOR

PROPOSAL #A3: ELECT LI FANRONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #A4: ELECT LV BO AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #A5: ELECT CHIU SUNG HONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #A6: AUTHORIZE BOARD TO FIX THE REMUNERATION        ISSUER            YES             FOR                  FOR

 OF DIRECTORS

PROPOSAL #A7: APPROVE DELOITTE TOUCHE TOHMATSU AS              ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

 REMUNERATION

PROPOSAL #B1: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #B2: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #B3: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Coal India Ltd.

  TICKER:               533278                            CUSIP:   Y1668L107

  MEETING DATE:   9/23/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT R.M. DAS AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT N. KUMAR AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT S. BHATTACHARYA AS DIRECTOR S.              ISSUER            YES             FOR                  FOR

BHATTACHARYA AS CHAIRMAN AND MANAGING DIRECTOR

PROPOSAL #6: ELECT C.K. DEY AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Coca Cola Icecek A.S.

  TICKER:               CCOLA                              CUSIP:   M2R39A121

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS AND APPROVE THEIR                   ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #12: AMEND ARTICLES RE: BOARD RELATED                    ISSUER            YES             FOR                  FOR

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Coca-Cola FEMSA S.A.B. de C.V.

  TICKER:               KOF                                  CUSIP:   P2861Y136

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT REPORT ON ADHERENCE TO FISCAL              ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND CASH            ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

PROGRAM

PROPOSAL #5: ELECT DIRECTORS AND SECRETARIES; VERIFY         ISSUER            YES             FOR                  FOR

DIRECTOR'S INDEPENDENCE CLASSIFICATION AS PER MEXICAN

 SECURITIES LAW; APPROVE THEIR REMUNERATION

PROPOSAL #6: ELECT MEMBERS OF FINANCING AND PLANNING         ISSUER            YES             FOR                  FOR

COMMITTEE, AUDIT COMMITTEE AND CORPORATE PRACTICES

COMMITTEE; ELECT CHAIRMAN OF COMMITTEES AND FIX THEIR

 REMUNERATION

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #8: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Biochemical (Anhui) Co., Ltd.

  TICKER:               000930                            CUSIP:   Y0137R109

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL 2015 PARTIAL DAILY            ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION LIMIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Biochemical (Anhui) Co., Ltd.

  TICKER:               000930                            CUSIP:   Y0137R109

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF COLLECTION                          ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT WITH BENGBU PEOPLE'S

PROPOSAL #2: APPROVE SIGNING OF STATIONED MOHEKOU              ISSUER            YES             FOR                  FOR

INDUSTRIAL PARK AGREEMENT WITH BENGBU HUAISHANG

DISTRICT PEOPLE'S GOVERNMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Biochemical (Anhui) Co., Ltd.

  TICKER:               000930                            CUSIP:   Y0137R109

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PRODUCTION HALT OF PRODUCTION            ISSUER            YES             FOR                  FOR

LINE OF PARTIAL SUBSIDIARIES


 

PROPOSAL #2: APPROVE PROVISION FOR LIQUID ASSETS                ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #3: APPROVE PROVISION FOR FIXED AND                       ISSUER            YES             FOR                  FOR

CONSTRUCTION IN PROGRESS ASSETS IMPAIRMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Biochemical (Anhui) Co., Ltd.

  TICKER:               000930                            CUSIP:   Y0137R109

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AND              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE PROVISION FOR SUBSIDIARIES'                ISSUER            YES             FOR                  FOR

LONG-TERM EQUITY INVESTMENT IMPAIRMENT

PROPOSAL #9: APPROVE ASSET RELOCATION DISPOSAL PLAN           ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT YANG KEFEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Biochemical (Anhui) Co., Ltd.

  TICKER:               000930                            CUSIP:   Y0137R109

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DEPOSIT, LOANS AND OTHER                     ISSUER            YES             FOR                  FOR

FINANCIAL SERVICES BY COMPANY IN ZHONGLIANG FINANCE

CO., LTD.

PROPOSAL #2: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #3: ELECT XU WU AS SUPERVISOR                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Property (Group) Co., Ltd.

  TICKER:               000031                            CUSIP:   Y7740B108

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY COFCO XIANGYUN PROPERTY

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY BEIJING DAOXIANG FOUR SEASONS

REAL ESTATE DEVELOPMENT CO., LTD.


 

PROPOSAL #3: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES         AGAINST           AGAINST

ASSISTANCE BY THE COMPANY AND CONTROLLED SUBSIDIARIES

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING ACQUISITION OF 100% EQUITY OF CHINA FOODS

LIMITED'S SUBSIDIARY PRIZED DEVELOPMENTS LIMIT BY

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Property (Group) Co., Ltd.

  TICKER:               000031                            CUSIP:   Y7740B108

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND AUDIT          ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 LOAN CREDIT LINE                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 GUARANTEE PROVISION TO                ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #8: APPROVE DEPOSIT BUSINESS IN COFCO                   ISSUER            YES             FOR                  FOR

FINANCIAL CO., LTD

PROPOSAL #9: APPROVE ACCEPTANCE OF ENTRUSTED                       ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #10: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 CONTROLLING SHAREHOLDER COFCO GROUP CO., LTD

PROPOSAL #11: APPROVE APPOINTMENT OF RUIHUA CPAS AS          ISSUER            YES             FOR                  FOR

2016 FINANCIAL REPORT AND INTERNAL CONTROL AUDITOR

PROPOSAL #12.01: ELECT WANG YONG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT HOU WENRONG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #15.01: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: APPROVE ISSUE METHOD AND ISSUE TIME         ISSUER            YES             FOR                  FOR

PROPOSAL #15.03: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #15.04: APPROVE PRICE REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #15.05: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.06: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #15.07: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #15.08: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #15.09: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #15.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR


 

PROPOSAL #16: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

SHARES (REVISION)

PROPOSAL #17: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS (REVISION)

PROPOSAL #18: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (REVISION)

PROPOSAL #20: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISION)

PROPOSAL #21: APPROVE COMMITMENT FROM DIRECTORS,                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES

 IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #22: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #23: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #24: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #25: APPROVE COMMITMENT FROM CONTROLLING              ISSUER            YES             FOR                  FOR

SHAREHOLDER, DIRECTORS, SUPERVISORS, SENIOR

MANAGEMENT REGARDING SELF-INSPECTION REPORT ON

COMPANY'S REAL ESTATE BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Tunhe Co., Ltd.

  TICKER:               600737                            CUSIP:   Y9722G105

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL 2015 DAILY RELATED-           ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #2: APPROVE CHANGE IN USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Tunhe Co., Ltd.

  TICKER:               600737                            CUSIP:   Y9722G105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCING APPLICATION                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF BAKER TILLY         ISSUER            YES             FOR                  FOR

INTERNATIONAL CPAS AS FINANCIAL AUDITOR AND INTERNAL

CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COFCO Tunhe Co., Ltd.

  TICKER:               600737                            CUSIP:   Y9722G105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 7 SUBSIDIARIES OF        ISSUER            YES             FOR                  FOR

 CHINA NATIONAL SUGAR & WINES GROUP CORP.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cogobuy Group

  TICKER:               400                                  CUSIP:   G22537107

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PURCHASE OPTION AGREEMENT                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cogobuy Group

  TICKER:               400                                  CUSIP:   G22537107

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT ZHONG XIAOLIN, FORREST AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2b: ELECT YE XIN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT YAN ANDREW Y AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8: APPROVE ISSUANCE OF SHARES UNDER THE              ISSUER            YES             FOR                  FOR

RESTRICTED SHARE UNIT SCHEME


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Colbun S.A.

  TICKER:               COLBUN                            CUSIP:   P2867K130

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF $0.00353 PER SHARE

PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DIVIDEND POLICY AND DISTRIBUTION        ISSUER            YES             FOR                  FOR

 PROCEDURES

PROPOSAL #6: ELECT AUDITORS                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT ACCOUNT SUPERVISORY MEMBERS;                 ISSUER            YES             FOR                  FOR

APPROVE THEIR REMUNERATIONS

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION AND BUDGET OF                ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #13: DESIGNATE NEWSPAPER TO PUBLISH MEETING         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Colgate-Palmolive (India) Ltd.

  TICKER:               500830                            CUSIP:   Y1673X104

  MEETING DATE:   7/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT G. NTHUNZI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRICE WATERHOUSE AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: ELECT S. GOPINATH AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

I. BACHAALANI AS MANAGING DIRECTOR

PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Colgate-Palmolive (India) Ltd.

  TICKER:               500830                            CUSIP:   Y1673X104

  MEETING DATE:   9/10/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Colour Life Services Group Co., Limited

  TICKER:               1778                                CUSIP:   G22915105

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT TANG XUEBIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT PAN JUN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT ZHOU HONGYI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT TAM CHUN HUNG, ANTHONY AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX THE REMUNERATION         ISSUER            YES             FOR                  FOR

OF THE DIRECTORS

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Comba Telecom Systems Holdings Ltd.

  TICKER:               2342                                CUSIP:   G22972114

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT FOK TUNG LING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT YEUNG PUI SANG, SIMON AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LIU CAI AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3d: ELECT LAU SIU KI, KEVIN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT LIN JIN TONG AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3f: ELECT QIAN TING SHUO AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Commercial International Bank (Egypt) SAE

  TICKER:               COMI                                CUSIP:   M25561107

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS

PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY ENDING ON DEC. 31, 2015 AND FIX

THEIR REMUNERATION FOR FY 2016

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY                ISSUER             NO              N/A                  N/A

ENDING ON DEC. 31, 2015 AND FY 2016

PROPOSAL #8: APPROVE REMUNERATION OF BOARD COMMITTEES        ISSUER             NO              N/A                  N/A

 FOR FY2016

PROPOSAL #9: APPROVE CHANGES IN THE BOARD'S                        ISSUER             NO              N/A                  N/A

COMPOSITION SINCE THE LAST AGM

PROPOSAL #1: APPROVE EMPLOYEE AND EXECUTIVE STOCK              ISSUER             NO              N/A                  N/A

OPTION PLAN

PROPOSAL #2: AMEND ARTICLES 6 AND 7 : AUTHORIZE THE          ISSUER             NO              N/A                  N/A

BOARD TO AMEND ARTICLES OF BYLAWS EVERY TIME THE

BOARD DECIDES TO INCREASE THE CAPITAL

PROPOSAL #3: AUTHORIZE ISSUANCE OF BONDS/DEBENTURES          ISSUER             NO              N/A                  N/A

UP TO EGP 8 BILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Commercial International Bank (Egypt) SAE

  TICKER:               COMI                                CUSIP:   M25561107

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EMPLOYEE AND EXECUTIVE STOCK              ISSUER             NO              N/A                  N/A

OPTION PLAN

PROPOSAL #2: AMEND ARTICLES 6 AND 7 : AUTHORIZE THE          ISSUER             NO              N/A                  N/A

BOARD TO AMEND ARTICLES OF BYLAWS EVERY TIME THE

BOARD DECIDES TO INCREASE THE CAPITAL

PROPOSAL #3: AUTHORIZE ISSUANCE OF BONDS/DEBENTURES          ISSUER             NO              N/A                  N/A

UP TO EGP 8 BILLION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Compal Electronics Inc.

  TICKER:               2324                                CUSIP:   Y16907100

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #3: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Brasileira de Distribuicao Grupo Pao de Acucar

  TICKER:               PCAR4                              CUSIP:   P3055E464

  MEETING DATE:   10/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Brasileira de Distribuicao Grupo Pao de Acucar

  TICKER:               PCAR4                              CUSIP:   P3055E464

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia de Gas de Sao Paulo (Comgas)

  TICKER:               CGAS5                              CUSIP:   P3055H194

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia de Saneamento de Minas Gerais (COPASA)

  TICKER:               CSMG3                              CUSIP:   P28269101

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia de Saneamento de Minas Gerais (COPASA)

  TICKER:               CSMG3                              CUSIP:   P28269101

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE INTEREST-ON-CAPITAL-STOCK                   ISSUER            YES             FOR                  FOR

PAYMENT DATE

PROPOSAL #4: APPROVE INVESTMENT PLAN FOR UPCOMING              ISSUER            YES             FOR                  FOR

FISCAL YEAR

PROPOSAL #5: ELECT BOARD AND FISCAL COUNCIL MEMBERS           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia de Saneamento de Minas Gerais (COPASA)

  TICKER:               CSMG3                              CUSIP:   P28269101

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia de Saneamento de Minas Gerais (COPASA)

  TICKER:               CSMG3                              CUSIP:   P28269101

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BID PROCESS TO HIRE A COMPANY            ISSUER            YES             FOR                  FOR

SPECIALIZED IN FOOD, MEAL AND SNACK

VOUCHERS┬ÁDISTRIBUTION

PROPOSAL #2: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES RE: LOAN AGREEMENT WITH BANCO NACIONAL DE

DESENVOLVIMENTO ECONOMICO E SOCIAL (BNDES)

PROPOSAL #3: APPROVE DATE OF INTEREST-ON-CAPITAL-               ISSUER            YES             FOR                  FOR

STOCK PAYMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Paranaense de Energia - COPEL

  TICKER:               CPLE6                              CUSIP:   20441B407

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER NOMINATED    SHAREHOLDER        YES         AGAINST               N/A

BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Paranaense de Energia - COPEL

  TICKER:               CPLE6                              CUSIP:   P30557105

  MEETING DATE:   7/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Paranaense de Energia - COPEL

  TICKER:               CPLE6                              CUSIP:   P30557105

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR COPEL DISTRIBUICAO S.A.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Paranaense de Energia - COPEL

  TICKER:               CPLE6                              CUSIP:   P30557105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3.a: ELECT FISCAL COUNCIL MEMBERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.b: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDERS

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

PROPOSAL #5: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Paranaense de Energia - COPEL

  TICKER:               CPLE6                              CUSIP:   P30557139

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         AGAINST               N/A

 PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

  TICKER:               SBSP3                              CUSIP:   20441A102

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-RATIFY REMUNERATION OF COMPANY'S                ISSUER            YES             FOR                  FOR

MANAGEMENT FOR FISCAL YEAR 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

  TICKER:               SBSP3                              CUSIP:   20441A102

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ALTERNATE FISCAL COUNCIL MEMBER             ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE AGREEMENT TO ABSORB EMPRESA DE          ISSUER            YES             FOR                  FOR

AGUA E ESGOTO DIADEMA S.A. (EAED)

PROPOSAL #3: APPOINT INDEPENDENT FIRM TO APPRAISE              ISSUER            YES             FOR                  FOR

PROPOSED TRANSACTION

PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ABSORPTION OF  EMPRESA DE AGUA E        ISSUER            YES             FOR                  FOR

 ESGOTO DIADEMA S.A. (EAED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

  TICKER:               SBSP3                              CUSIP:   20441A102

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

  TICKER:               SBSP3                              CUSIP:   20441A102

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND APPOINT CHAIRMAN               ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

PROPOSAL #1: RATIFY REMUNERATION OF COMPANY'S                     ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS FOR FISCAL YEAR

 2015

PROPOSAL #2: AMEND BYLAWS TO ADD ARTICLES 51, 52 AND         ISSUER            YES             FOR                  FOR

53

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

  TICKER:               SBSP3                              CUSIP:   P2R268136

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-RATIFY REMUNERATION OF COMPANY'S                ISSUER            YES             FOR                  FOR

MANAGEMENT FOR FISCAL YEAR 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

  TICKER:               SBSP3                              CUSIP:   P2R268136

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ALTERNATE FISCAL COUNCIL MEMBER             ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE AGREEMENT TO ABSORB EMPRESA DE          ISSUER            YES             FOR                  FOR

AGUA E ESGOTO DIADEMA S.A. (EAED)

PROPOSAL #3: APPOINT INDEPENDENT FIRM TO APPRAISE              ISSUER            YES             FOR                  FOR

PROPOSED TRANSACTION

PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ABSORPTION OF  EMPRESA DE AGUA E        ISSUER            YES             FOR                  FOR

 ESGOTO DIADEMA S.A. (EAED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

  TICKER:               SBSP3                              CUSIP:   P2R268136

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

  TICKER:               SBSP3                              CUSIP:   P2R268136

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND APPOINT CHAIRMAN               ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

  TICKER:               SBSP3                              CUSIP:   P2R268136

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY REMUNERATION OF COMPANY'S                     ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS FOR FISCAL YEAR

 2015

PROPOSAL #2: AMEND BYLAWS TO ADD ARTICLES 51, 52 AND         ISSUER            YES             FOR                  FOR

53

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Companhia Siderurgica Nacional - CSN

  TICKER:               CSNA3                              CUSIP:   P8661X103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

PROPOSAL #4: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT DIRECTOR NOMINATED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDERS

PROPOSAL #5: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Compania Cervecerias Unidas S.A.

  TICKER:               CCU                                  CUSIP:   P24905104

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF CLP 97.47 PER SHARE AND CLP 194.95 PER

ADR TO BE DISTRIBUTED ON APRIL 22, 2016

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #9.1: APPOINT AUDITORS                                              ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: DESIGNATE RISK ASSESSMENT COMPANIES             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Compania De Minas Buenaventura S.A.

  TICKER:               BVN                                  CUSIP:   204448104

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE GENERAL MEETING REGULATIONS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Compania De Minas Buenaventura S.A.

  TICKER:               BVN                                  CUSIP:   P66805147

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE GENERAL MEETING REGULATIONS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Compania Sud Americana de Vapores S.A.

  TICKER:               VAPORES                          CUSIP:   P3064M101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

PRESENT THEIR REPORT ON EXPENSES

PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE FOR 2016 AND PRESENT THEIR

REPORT ON ACTIVITIES AND EXPENSES FOR 2015

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT REGARDING RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH                        ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Compania Sud Americana de Vapores S.A.

  TICKER:               VAPORES                          CUSIP:   P3064M101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE COMPANY DURATION TO INDEFINITE             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE DECREASE IN SIZE OF BOARD FROM          ISSUER            YES             FOR                  FOR

ELEVEN TO SEVEN MEMBERS

PROPOSAL #3: AMEND QUORUM REQUIREMENTS RE: FROM SIX          ISSUER            YES             FOR                  FOR

TO FOUR MEMBERS

PROPOSAL #4: AMEND BYLAWS RE: VENUE OF SHAREHOLDER'S         ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #5: RECOGNIZE ANY MODIFICATION TO SHARE                ISSUER            YES             FOR                  FOR

CAPITAL AND REDUCE CAPITAL

PROPOSAL #6: APPROVE CANCELLATION OF UNALLOCATED PART        ISSUER            YES             FOR                  FOR

 OF CAPITAL AUTHORIZATION APPROVED BY EGM ON AUG. 22,

 2014

PROPOSAL #7: ADOPT BYLAWS AND OTHER NECESSARY                     ISSUER            YES             FOR                  FOR

AGREEMENTS TO CARRY OUT RESOLUTIONS ADOPTED AT THIS

MEETING


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Compeq Manufacturing Co Ltd

  TICKER:               2313                                CUSIP:   Y1690B101

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Concentradora Fibra Danhos S.A. de C.V.

  TICKER:               DANHOS 13                      CUSIP:   P2825H138

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT OR RATIFY MEMBERS OF TRUST                     ISSUER            YES         AGAINST           AGAINST

TECHNICAL COMMITTEE

PROPOSAL #4: RATIFY NUMBER OF REAL ESTATE TRUST                 ISSUER            YES             FOR                  FOR

CERTIFICATES ISSUED IN RETURN FOR CONTRIBUTION OF

LAND OF PUEBLA

PROPOSAL #5: APPROVE CANCELLATION OF REAL ESTATE                ISSUER            YES             FOR                  FOR

TRUST CERTIFICATES ISSUED TO PAY CONTRIBUTION OF LAND

 OF PUEBLA

PROPOSAL #6: AUTHORIZE ISSUANCE OF 10 MILLION REAL            ISSUER            YES             FOR                  FOR

ESTATE TRUST CERTIFICATES

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Concord New Energy Group Ltd.

  TICKER:               00182                              CUSIP:   G2345T109

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: ELECT LIU SHUNXING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT SHANG LI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2C: ELECT HUANG JIAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2D: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Concord Securities Corp

  TICKER:               6016                                CUSIP:   Y16925102

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Consolidated Infrastructure Group Ltd

  TICKER:               CIL                                  CUSIP:   S1840P106

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 AUGUST 2015

PROPOSAL #2: RE-ELECT FRANK BONER AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT JUDI NWOKEDI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: REAPPOINT ANTHONY DIXON AS CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE AUDIT AND RISK COMMITTEE

PROPOSAL #4.2: REAPPOINT ALEX DARKO AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #4.3: REAPPOINT ROBERT HORTON AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #5: REAPPOINT GRANT THORNTON AS AUDITORS OF         ISSUER            YES             FOR                  FOR

THE COMPANY AND APPOINT JACQUES BARRADAS AS THE

DESIGNATED AUDITOR

PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

AND INTER-RELATED PARTIES

PROPOSAL #3: APPROVE ALLOTMENT AND ISSUE OF SHARES TO        ISSUER            YES             FOR                  FOR

 DIRECTORS AND PRESCRIBED OFFICERS PURSUANT TO THE

2014 SHARE PLAN AS WELL AS THE 2007 SHARE OPTION AND

SHARE PURCHASE SCHEME

PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE UNDER THE          ISSUER            YES             FOR                  FOR

2014 SHARE PLAN

PROPOSAL #5: APPROVE INCREASE IN AUTHORISED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Consorcio Ara S.A.B. de C.V.

  TICKER:               ARA                                  CUSIP:   P3084R106

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL            ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND CASH            ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: ELECT OR RATIFY DIRECTORS, SECRETARY AND        ISSUER            YES             FOR                  FOR

 DEPUTY SECRETARY; APPROVE THEIR DISCHARGE AND

REMUNERATION

PROPOSAL #5: ELECT OR RATIFY CHAIRMAN OF AUDIT                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #6: ELECT OR RATIFY CHAIRMAN OF CORPORATE            ISSUER            YES             FOR                  FOR

PRACTICES COMMITTEE

PROPOSAL #7: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE AND ACCEPT REPORT ON BOARD POLICIES AND

DECISION ON REPURCHASE OF SHARES

PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Contemporary Eastern Investment Co., Ltd.

  TICKER:               000673                            CUSIP:   Y7701Q102

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE RE-APPOINTMENT OF WUYIGE CPAS            ISSUER            YES             FOR                  FOR

LLP AS 2016 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Contemporary Eastern Investment Co., Ltd.

  TICKER:               000673                            CUSIP:   Y7701Q102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

BETWEEN WHOLLY-OWNED SUBSIDIARY AND DONGYANG HAILE

FILM ENTERTAINMENT CO., LTD


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Continental Holdings Corp

  TICKER:               3703                                CUSIP:   Y1753K105

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS INCLUDING AUDITOR'S REPORT

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Controladora Comercial Mexicana S.A.B. de C.V.

  TICKER:               COMERCIUBC                    CUSIP:   P3097R168

  MEETING DATE:   7/2/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SPIN-OFF OF COMPANY AND                       ISSUER            YES             FOR                  FOR

SUBSEQUENT CREATION OF A NEW ENTITY

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Controladora Comercial Mexicana S.A.B. de C.V.

  TICKER:               COMERCIUBC                    CUSIP:   P3097R168

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INDIVIDUAL AND CONSOLIDATED                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS THAT ARE BASIS FOR SPIN-OFF

APPROVED BY EGM ON JULY 2, 2015

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Controladora Comercial Mexicana S.A.B. de C.V.

  TICKER:               COMERCI UBC                  CUSIP:   P3097R168

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: DISMISS AND APPOINT LEGAL                                 ISSUER            YES         AGAINST           AGAINST

REPRESENTATIVES WITH GENERAL POWERS

PROPOSAL #2: DISMISS AND ELECT DIRECTORS                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: DISMISS AND ELECT CEO AND GRANTING                 ISSUER            YES         AGAINST           AGAINST

POWERS

PROPOSAL #4: APPROVE DELISTING OF SHARES FROM MEXICAN        ISSUER            YES         AGAINST           AGAINST

 STOCK EXCHANGE

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Coolpad Group Limited

  TICKER:               02369                              CUSIP:   G2418K100

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHARE ADJUSTMENT FRAMEWORK                 ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Coolpad Group Limited

  TICKER:               02369                              CUSIP:   G2418K100

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A1: ELECT GUO DEYING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2A2: ELECT LI BIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2A3: ELECT JIANG CHAO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2A4: ELECT JIA YUETING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2A5: ELECT LIU HONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2B: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7: APPROVE REFRESHMENT OF SCHEME MANDATE            ISSUER            YES             FOR                  FOR

LIMIT OF THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Coretronic Corporation

  TICKER:               5371                                CUSIP:   Y1756P119

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CAPITAL DECREASE VIA CASH                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT WADE CHANG, WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 5, AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #5.2: ELECT REPRESENTATIVE OF HSUN CHIEH              ISSUER            YES             FOR                  FOR

INVESTMENT LTD., WITH SHAREHOLDER NO. 29798, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT SARAH LIN, WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

29580, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT S. Y. CHEN, WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 11, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT TED TU, WITH SHAREHOLDER NO.              ISSUER            YES             FOR                  FOR

A110391XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT CHUAL-HSIN TENG, WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. K120370XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT HOUN-GEE CHEN, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. E102316XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Coronation Fund Managers Ltd

  TICKER:               CML                                  CUSIP:   S19537109

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: RE-ELECT SHAMS PATHER AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1b: RE-ELECT ANTON PILLAY AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1c: RE-ELECT JOHN SNALAM AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: REAPPOINT EY AS AUDITORS OF THE COMPANY         ISSUER            YES             FOR                  FOR

WITH MP RAPSON AS THE DESIGNATED AUDIT PARTNER

PROPOSAL #3a: RE-ELECT ALEXANDRA WATSON AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #3b: RE-ELECT SHAMS PATHER AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #3c: RE-ELECT JOCK MCKENZIE AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CorpBanca

  TICKER:               CORPBANCA                      CUSIP:   ADPV02736

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DIVIDENDS OF CLP 0.31 PER SHARE         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR


 

PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH MEETING          ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Corporacion Financiera Colombiana SA

  TICKER:               CORFICOLCF                    CUSIP:   P3138W200

  MEETING DATE:   9/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT BOARD OF DIRECTORS AND CHAIRMAN'S        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #5: PRESENT FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ACCEPT AUDITOR'S REPORT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND BYLAWS RE: CORPORATE GOVERNANCE             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: ACCEPT REPORT ON INTERNAL CONTROL                 ISSUER            YES             FOR                  FOR

SYSTEM AND ON ACTIVITIES OF AUDIT COMMITTEE

PROPOSAL #11: APPROVE DONATIONS                                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #12: ELECT DIRECTORS                                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Corporacion Financiera Colombiana SA

  TICKER:               CORFICOLCF                    CUSIP:   P3138W200

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND                        ISSUER            YES             FOR                  FOR

CHAIRMAN'S REPORT

PROPOSAL #5: PRESENT INDIVIDUAL AND CONSOLIDATED                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #6: PRESENT AUDITOR'S REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: PRESENT REPORT ON INTERNAL CONTROL                 ISSUER            YES             FOR                  FOR

SYSTEM AND ON ACTIVITIES OF AUDIT COMMITTEE

PROPOSAL #10: ELECT DIRECTORS AND APPROVE THEIR                 ISSUER            YES         AGAINST           AGAINST

REMUNERATION

PROPOSAL #11: APPROVE AUDITORS AND AUTHORIZE BOARD TO        ISSUER            YES             FOR                  FOR

 FIX THEIR REMUNERATION


 

PROPOSAL #12: PRESENT FINANCIAL CONSUMER                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE'S REPORT

PROPOSAL #13: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Corporacion Financiera Colombiana SA

  TICKER:               CORFICOLCF                    CUSIP:   P3138W382

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND                        ISSUER            YES             FOR                  FOR

CHAIRMAN'S REPORT

PROPOSAL #5: PRESENT INDIVIDUAL AND CONSOLIDATED                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #6: PRESENT AUDITOR'S REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: PRESENT REPORT ON INTERNAL CONTROL                 ISSUER            YES             FOR                  FOR

SYSTEM AND ON ACTIVITIES OF AUDIT COMMITTEE

PROPOSAL #10: ELECT DIRECTORS AND APPROVE THEIR                 ISSUER            YES         AGAINST           AGAINST

REMUNERATION

PROPOSAL #11: APPROVE AUDITORS AND AUTHORIZE BOARD TO        ISSUER            YES             FOR                  FOR

 FIX THEIR REMUNERATION

PROPOSAL #12: PRESENT FINANCIAL CONSUMER                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE'S REPORT

PROPOSAL #13: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Corporacion Inmobiliaria Vesta S.A.B. de C.V.

  TICKER:               VESTA *                          CUSIP:   P9781N108

  MEETING DATE:   4/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUDITED AND CONSOLIDATED                     ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE CASH DIVIDENDS, CONSIDERING                ISSUER            YES             FOR                  FOR

CURRENT DIVIDEND POLICY AND BOARD'S RECOMMENDATION

PROPOSAL #4: APPROVE NEW DIVIDEND POLICY ACCORDING TO        ISSUER            YES             FOR                  FOR

 THAT APPROVED BY GENERAL MEETING ON SEP. 22, 2012

PROPOSAL #5: APPROVE CEO'S REPORT                                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE BOARD'S REPORT                                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF AUDIT, CORPORATE                 ISSUER            YES             FOR                  FOR

PRACTICES, INVESTMENT, ETHICS, DEBT AND CAPITAL, AND

SOCIAL AND ENVIRONMENTAL RESPONSIBILITY COMMITTEES

PROPOSAL #8: ELECT OR RATIFY DIRECTORS; ELECT                     ISSUER            YES             FOR                  FOR

CHAIRMEN OF AUDIT AND CORPORATE PRACTICES COMMITTEES,

 AND APPROVE THEIR REMUNERATION

PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Corporation Bank Ltd.

  TICKER:               532179                            CUSIP:   Y1755Q183

  MEETING DATE:   9/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE        ISSUER            YES             FOR                  FOR

 GOVERNMENT OF INDIA

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY SHARES TO              ISSUER            YES             FOR                  FOR

LIFE INSURANCE CORPORATION OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Corporation Bank Ltd.

  TICKER:               532179                            CUSIP:   Y1755Q183

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cosan S.A. Industria e Comercio

  TICKER:               CSAN3                              CUSIP:   P31573101

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY INTERIM DIVIDENDS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cosco Capital, Inc.

  TICKER:               COSCO                              CUSIP:   Y1765W105

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CALL TO ORDER                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: PROOF OF NOTICE AND QUORUM                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE MINUTES OF THE 2015 ANNUAL          ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING AND RATIFY ALL ACTS AND

RESOLUTIONS OF THE BOARD OF DIRECTORS AND MANAGEMENT

FROM THE DATE OF THE LAST STOCKHOLDERS' MEETING

PROPOSAL #4: RECEIVE MESSAGE OF THE CHAIRMAN AND THE         ISSUER            YES             FOR                  FOR

PRESIDENT AND APPROVE THE AUDITED FINANCIAL

STATEMENTS AS OF DEC. 31, 2015

PROPOSAL #5.1: ELECT LUCIO L. CO AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #5.2: ELECT SUSAN P. CO AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.3: ELECT LEONARDO B. DAYAO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT EDUARDO F. HERNANDEZ AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.5: ELECT LEVI LABRA AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.6: ELECT OSCAR S. REYES AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.7: ELECT ROBERT Y. COKENG AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINT EXTERNAL AUDITOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLE 6 OF ARTICLES OF                        ISSUER            YES             FOR                  FOR

INCORPORATION

PROPOSAL #8: AMEND SECTION 10, ARTICLE IV OF THE BY-         ISSUER            YES             FOR                  FOR

LAWS

PROPOSAL #9: AMEND SECTION 3, ARTICLE III OF THE BY-         ISSUER            YES             FOR                  FOR

LAWS

PROPOSAL #10: APPROVE OTHER MATTERS                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: ADJOURNMENT                                                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COSCO International Holdings Ltd.

  TICKER:               517                                  CUSIP:   G8114Z101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT YE WEILONG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT FENG JINHUA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LIU XIANGHAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT WANG WEI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT JIANG, SIMON X. AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cosco Pacific Limited

  TICKER:               01199                              CUSIP:   G2442N104

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE FINANCE LEASING MASTER                        ISSUER            YES             FOR                  FOR

AGREEMENT, THE PROPOSED ANNUAL CAPS AND RELATED

PROPOSAL #2: APPROVE COSCO SHIPPING SERVICES AND                ISSUER            YES             FOR                  FOR

TERMINAL SERVICES MASTER AGREEMENT, THE PROPOSED

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE CHINA COSCO SHIPPING SERVICES            ISSUER            YES             FOR                  FOR

AND TERMINAL SERVICES MASTER AGREEMENT, THE  PROPOSED

 ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #4: ELECT LAM YIU KIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT DENG HUANGJUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cosco Pacific Limited

  TICKER:               1199                                CUSIP:   G2442N104

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CSPD SPA AND FCHL SPA AND                   ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cosco Pacific Limited

  TICKER:               1199                                CUSIP:   G2442N104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1a: ELECT HUANG XIAOWEN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.1b: ELECT ZHANG WEI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1c: ELECT FANG MENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1d: ELECT WANG HAIMIN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.1e: ELECT IP SING CHI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.1f: ELECT FAN ERGANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES         AGAINST           AGAINST

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COSCO Shipping Co., Ltd.

  TICKER:               600428                            CUSIP:   Y17651103

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICE              ISSUER            YES             FOR                  FOR

AGREEMENT WITH COSCO FINANCE CO., LTD.

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3.01: ELECT SUN JIAKANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               COSCO Shipping Co., Ltd.

  TICKER:               600428                            CUSIP:   Y17651103

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 EXTERNAL GUARANTEE                       ISSUER            YES         AGAINST           AGAINST

PROVISION

PROPOSAL #9: APPROVE FINANCIAL SERVICE AGREEMENT                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE DAILY RELATED-PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS FRAMEWORK CONTRACT

PROPOSAL #11.01: ELECT QIU GUOXUAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cosmo Lady (China) Holdings Company Limited

  TICKER:               2298                                CUSIP:   G24442108

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT WU XIAOLI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT DAI YIYI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT CHEN ZHIGANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cosmos Group Co., Ltd.

  TICKER:               002133                            CUSIP:   Y1769Q104

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUES USE OF PARTIAL IDEL            ISSUER            YES             FOR                  FOR

RAISED FUNDS TO TEMPORARILY REPLENISH COMPANY'S

WORKING CAPITAL

PROPOSAL #2: APPROVE IMPLEMENTATION OF INVESTMENT              ISSUER            YES         AGAINST           AGAINST

PLAN WITH EMPLOYEES

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cosmos Group Co., Ltd.

  TICKER:               002133                            CUSIP:   Y1769Q104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE OF BOARD TO APPROVE ADDITIONAL        ISSUER            YES             FOR                  FOR

 LAND INVESTMENT AS WELL AS PROJECT COMPANY

INVESTMENT LINE

PROPOSAL #9: AUTHORIZE OF BOARD TO APPROVE PROVISION         ISSUER            YES         AGAINST           AGAINST

OF GUARANTEE

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

MORTGAGE LOAN OF CLIENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cosmos Group Co., Ltd.

  TICKER:               002133                            CUSIP:   Y1769Q104

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN GUARANTEED                     ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Country Garden Holdings Company Ltd.

  TICKER:               2007                                CUSIP:   G24524103

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT YANG HUIYAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT MO BIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #3a3: ELECT ZHU RONGBIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a4: ELECT YANG ZIYING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a5: ELECT SHEK LAI HIM, ABRAHAM AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3a6: ELECT TONG WUI TUNG, RONALD AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3a7: ELECT MEI WENJUE AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX THE REMUNERATION        ISSUER            YES             FOR                  FOR

 OF DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CP All PCL

  TICKER:               CPALL                              CUSIP:   Y1772K169

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT KOMAIN BHATARABHIROM AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: ELECT PRIDI BOONYOUNG AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.3: ELECT PADOONG TECHASARINTR AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.4: ELECT PHATCHARAVAT WONGSUWAN AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5.5: ELECT PRASOBSOOK BOONDECH AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR


 

PROPOSAL #8: AUTHORIZE ISSUANCE OF BONDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPFL Energia S.A.

  TICKER:               CPFE3                              CUSIP:   126153105

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #b: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #c: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #d: ELECT DIRECTORS AND ALTERNATES                         ISSUER            YES             FOR                  FOR

PROPOSAL #e: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #f: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

PROPOSAL #g: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #a: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER            YES             FOR                  FOR

 BONUS ISSUE

PROPOSAL #b: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPFL Energia S.A.

  TICKER:               CPFE3                              CUSIP:   P3179C105

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND ALTERNATES                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECTED DIRECTOR AND ALTERNATE                 SHAREHOLDER         NO              N/A                  N/A

NOMINATED BY MINORITY SHAREHOLDER

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBER AND               SHAREHOLDER        YES         AGAINST               N/A

ALTERNATE APPOINTED BY MINORITY SHAREHOLDER

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPFL Energia S.A.

  TICKER:               CPFE3                              CUSIP:   P3179C105

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER            YES             FOR                  FOR

 BONUS ISSUE

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPI Yuanda Environmental-Protection (Group) Co., Ltd.

  TICKER:               600292                            CUSIP:   Y1584R105

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO THE EQUITY                     ISSUER            YES             FOR                  FOR

RELATIONSHIP IN JIANGXI REGIONAL SPECIAL FRANCHISING

PROJECT

PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPI Yuanda Environmental-Protection (Group) Co., Ltd.

  TICKER:               600292                            CUSIP:   Y1584R105

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT JIA BIN AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT WANG ZHI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZHOU TIANLUN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPI Yuanda Environmental-Protection (Group) Co., Ltd.

  TICKER:               600292                            CUSIP:   Y1584R105

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF LOAN FROM            ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTION


 

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE RE-APPOINTMENT OF WUYIGE CPAS          ISSUER            YES             FOR                  FOR

LLP AS 2016 FINANCIAL AUDITOR

PROPOSAL #11: APPROVE RE-APPOINTMENT OF WUYIGE CPAS          ISSUER            YES             FOR                  FOR

LLP AS 2016 INTERNAL AUDITOR

PROPOSAL #12: APPROVE CHANGE IN THE RAISED FUNDS                ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT IN CONNECTION TO THE 2014 PRIVATE

PLACEMENT

PROPOSAL #13: APPROVE CHANGE OF COMPANY NAME AND                ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPMC Holdings Ltd.

  TICKER:               906                                  CUSIP:   Y17739106

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT ZHANG XIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT WAN ZAOTIAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT FU TINGMEI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPMC Holdings Ltd.

  TICKER:               906                                  CUSIP:   Y17739106

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT, ANNUAL CAPS        ISSUER            YES             FOR                  FOR

 AND RELATED TRANSACTIONS

PROPOSAL #2: ELECT ZHOU YUAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT SHEN TAO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPT Technology (Group) Co Ltd

  TICKER:               000536                            CUSIP:   Y1772P101

  MEETING DATE:   10/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ACQUISITION OF 25% EQUITY IN CPT        ISSUER            YES             FOR                  FOR

 VISION WUJIANG CO., LTD. BY WHOLLY-OWNED SUBSIDIARY

AND WAVIER OF PRE-EMPTIVE RIGHT

PROPOSAL #2: APPROVE PURCHASE AGREEMENT BETWEEN                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY AND CHUNGHWA PICTURE TUBES (L)

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPT Technology (Group) Co Ltd

  TICKER:               000536                            CUSIP:   Y1772P101

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #4: APPROVE RE-SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH FUJIAN ELECTRONICS AND

INFORMATION INDUSTRY EQUITY INVESTMENT PARTNERSHIP

(LIMITED PARTNERSHIP) IN CONNECTION TO PRIVATE

PLACEMENT

PROPOSAL #5: APPROVE RE-SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH PUTIAN STATE-OWNED ASSETS

 INVESTMENT CO., LTD. IN CONNECTION TO PRIVATE

PROPOSAL #6: APPROVE FURTHER ADJUSTMENT IN PLAN FOR          ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #6.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #6.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: APPROVE REPORT ON THE DEPOSIT AND                ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #6.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #6.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-EVALUATION AND CONFIRMATION          ISSUER            YES             FOR                  FOR

REGARDING THE CAPITAL INJECTION PRICE TOWARDS KELISHI

 MATERIAL TECHNOLOGY CO., LTD.

PROPOSAL #8: APPROVE CAPITAL INJECTION TO FUJIAN                ISSUER            YES             FOR                  FOR

HUAJIACAI CO., LTD.

PROPOSAL #9: APPROVE PLAN FOR PRIVATE PLACEMENT OF A         ISSUER            YES             FOR                  FOR

SHARES (REVISED)

PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT AFTER THE ADJUSTMENTS


 

PROPOSAL #12: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPT Technology (Group) Co Ltd

  TICKER:               000536                            CUSIP:   Y1772P101

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LIU ZHIJUN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT SHAO YULONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT LINGUO WENYAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.4: ELECT LIN SHENGCHANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.5: ELECT HUANG HONGDE AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT BAO FUSUO AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.7: ELECT CHEN WEIGUO AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.8: ELECT LUO MIAOCHENG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.9: ELECT WU YUE AS INDEPENDENT DIRECTOR       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.1: ELECT LIU JUNMING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT LU WENSHENG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING COMPANY FINANCING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPT Technology (Group) Co Ltd

  TICKER:               000536                            CUSIP:   Y1772P101

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES BY COMPANY AND CONTROLLED

PROPOSAL #8: APPROVE 2015 RELATED-PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

AND 2016 RELATED-PARTY TRANSACTIONS BETWEEN THE

COMPANY AND CONTROLLED SUBSIDIARIES


 

PROPOSAL #9: APPROVE RE-APPOINTMENT OF FUJIAN HUAXING        ISSUER            YES             FOR                  FOR

 CPA AS 2016 AUDITOR

PROPOSAL #10: APPROVE SIGNING OF PURCHASE AGREEMENT          ISSUER            YES             FOR                  FOR

BETWEEN CONTROLLING SUBSIDIARY AND CHUNGHWA PICTURE

TUBES LTD.

PROPOSAL #11: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #12.1: ELECT WANG ZUO AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.1: ELECT LU WENSHENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.1: ELECT ZHENG XUEJUN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPT Technology (Group) Co Ltd

  TICKER:               000536                            CUSIP:   Y1772P101

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT BETWEEN

COMPANY AND FUJIAN ELECTRONIC INFORMATION INDUSTRIAL

VENTURE INVESTMENT PARTNERSHIP (LP)

PROPOSAL #4: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT BETWEEN

COMPANY AND PUTIAN STATE-OWNED ASSETS INVESTMENT CO.,

 LTD.

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (REVISED)

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CPT Technology (Group) Co Ltd

  TICKER:               000536                            CUSIP:   Y1772P101

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND SIGNING          ISSUER            YES             FOR                  FOR

OF RELEVANT AGREEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Create Technology & Science Co., Ltd.

  TICKER:               000551                            CUSIP:   Y83175102

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND REMUNERATION SYSTEM OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #2: APPROVE SPECIAL REMUNERATION OF                       ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE SPECIAL REMUNERATION OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Create Technology & Science Co., Ltd.

  TICKER:               000551                            CUSIP:   Y83175102

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PENG ZHONGBO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Create Technology & Science Co., Ltd.

  TICKER:               000551                            CUSIP:   Y83175102

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 PROVISION FOR VARIOUS ASSET        ISSUER            YES             FOR                  FOR

 IMPAIRMENT

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Credicorp Ltd.

  TICKER:               BAP                                  CUSIP:   G2519Y108

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE AUDITED CONSOLIDATED FINANCIAL          ISSUER             NO              N/A                  N/A

STATEMENTS OF CREDICORP AND ITS SUBSIDIARIES FOR FY

2015, INCLUDING EXTERNAL AUDITORS' REPORT

PROPOSAL #2: APPROVE AUDITED CONSOLIDATED FINANCIAL          ISSUER            YES             FOR                  FOR

STATEMENTS OF CREDICORP AND ITS SUBSIDIARIES FOR FY

2015, INCLUDING EXTERNAL AUDITORS' REPORT

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER             NO              N/A                  N/A

EXTERNAL AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

EXTERNAL AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Credito Real S.A.B. de C.V. SOFOM ENR

  TICKER:               CREAL *                          CUSIP:   P32486105

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS; APPROVE DISCHARGE OF DIRECTORS,

BOARD COMMITTEES AND CEO

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE AND RECEIVE REPORT ON BOARD'S DECISION ON

SHARE REPURCHASE

PROPOSAL #4: ELECT OR RATIFY MEMBERS OF BOARD,                   ISSUER            YES         AGAINST           AGAINST

QUALIFY INDEPENDENT DIRECTORS, SECRETARY AND DEPUTY

SECRETARY; ELECT MEMBERS OF BOARD COMMITTEES

INCLUDING CHAIRMEN OF AUDIT COMMITTEE AND CORPORATE

PRACTICES COMMITTEES; FIX THEIR REMUNERATION

PROPOSAL #5: AMEND STOCK-FOR-SALARY PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: CLOSE MEETING                                                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CRISIL Ltd.

  TICKER:               500092                            CUSIP:   Y1791U115

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT YANN LE PALLEC AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE S.R. BATLIBOI & CO. LLP AS                 ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR


 

PROPOSAL #5: ELECT JOHN FRANCIS CALLAHAN JR.AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Crompton Greaves Consumer Electricals Limited

  TICKER:               539876                            CUSIP:   ADPV33524

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES         AGAINST           AGAINST

DEBENTURES ON PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Crompton Greaves Ltd.

  TICKER:               500093                            CUSIP:   Y1788L144

  MEETING DATE:   7/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDENDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT G. THAPAR AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE SHARP & TANNAN AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Crompton Greaves Ltd.

  TICKER:               500093                            CUSIP:   Y1788L144

  MEETING DATE:   8/13/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CRRC Corp Ltd.

  TICKER:               601766                            CUSIP:   Y1516S106

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2014 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS


 

PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4: APPROVE ISSUANCE OF H SHARE CONVERTIBLE    SHAREHOLDER        YES             FOR                  FOR

BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CRRC Corp Ltd.

  TICKER:               601766                            CUSIP:   Y1516S106

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL ACCOUNTS REPORT           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE TERMINATION OF CERTAIN PROJECTS         ISSUER            YES             FOR                  FOR

FUNDED BY PROCEEDS AND THE USE OF REMAINING PROCEEDS

TO SUPPLEMENT THE WORKING CAPITAL

PROPOSAL #5: APPROVE ARRANGEMENT OF GUARANTEES                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

AGREEMENTS BY THE COMPANY AND CRRC GROUP

PROPOSAL #7: APPROVE FINANCIAL SERVICES FRAMEWORK              ISSUER            YES             FOR                  FOR

AGREEMENT BY THE FINANCE COMPANY AND CRRC GROUP

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: APPROVE DELOITTE TOUCHE TOHMATSU AS              ISSUER            YES             FOR                  FOR

EXTERNAL AUDITOR, DELOITTE TOUCHE TOHMATSU CPA LLP

AND KPMG HUAZHEN AS PRC AND INTERNAL CONTROL

AUDITORS, DELOITTE TOUCHE TOHMATSU CPA LLP AS

PRINCIPAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #11: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: APPROVE COMPLIANCE WITH CONDITIONS IN      SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT IN    SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE USE OF PROCEEDS RAISED FROM THE

PROPOSED PLACING

PROPOSAL #15: APPROVE REPORT ON PREVIOUS PROCEEDS          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16.01: APPROVE CLASS AND PAR VALUE OF             SHAREHOLDER        YES             FOR                  FOR

SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES, IN WHICH CRRC GROUP, BEING CONNECTED

SHAREHOLDERS, WILL ABSTAIN FROM VOTING

PROPOSAL #16.02: APPROVE METHOD AND TIME IN RELATION    SHAREHOLDER        YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH CRRC

 GROUP, BEING CONNECTED SHAREHOLDERS, WILL ABSTAIN

FROM VOTING

PROPOSAL #16.03: APPROVE TARGET SUBSCRIBERS IN               SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN

WHICH CRRC GROUP, BEING CONNECTED SHAREHOLDERS, WILL

ABSTAIN FROM VOTING


 

PROPOSAL #16.04: APPROVE ISSUE PRICE AND PRICING           SHAREHOLDER        YES             FOR                  FOR

POLICY IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES, IN WHICH CRRC GROUP, BEING CONNECTED

SHAREHOLDERS, WILL ABSTAIN FROM VOTING

PROPOSAL #16.05: APPROVE NUMBER OF SHARES TO BE             SHAREHOLDER        YES             FOR                  FOR

ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES, IN WHICH CRRC GROUP AND ITS ASSOCIATES, BEING

 CONNECTED SHAREHOLDERS, WILL ABSTAIN FROM VOTING

PROPOSAL #16.06: APPROVE METHOD OF SUBSCRIPTION IN        SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN

WHICH CRRC GROUP, BEING CONNECTED SHAREHOLDERS, WILL

ABSTAIN FROM VOTING

PROPOSAL #16.07: APPROVE LOCK-UP PERIOD IN RELATION      SHAREHOLDER        YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH CRRC

 GROUP, BEING CONNECTED SHAREHOLDERS, WILL ABSTAIN

FROM VOTING

PROPOSAL #16.08: APPROVE USE OF PROCEEDS IN RELATION    SHAREHOLDER        YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH CRRC

 GROUP, BEING CONNECTED SHAREHOLDERS, WILL ABSTAIN

FROM VOTING

PROPOSAL #16.09: APPROVE ARRANGEMENT OF ACCUMULATED      SHAREHOLDER        YES             FOR                  FOR

UNDISTRIBUTED PROFITS PRIOR TO THE PROPOSED PLACING

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES,

IN WHICH CRRC GROUP, BEING CONNECTED SHAREHOLDERS,

WILL ABSTAIN FROM VOTING

PROPOSAL #16.10: APPROVE PLACE OF LISTING IN RELATION   SHAREHOLDER        YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH

CRRC GROUP, BEING CONNECTED SHAREHOLDERS, WILL

ABSTAIN FROM VOTING

PROPOSAL #16.11: APPROVE VALIDITY IN RELATION TO THE    SHAREHOLDER        YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #17: APPROVE PROPOSAL PLAN IN RELATION TO        SHAREHOLDER        YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH CRRC

GROUP, BEING CONNECTED SHAREHOLDERS, WILL ABSTAIN

PROPOSAL #18: APPROVE CRRCG SUBSCRIPTION AND CRRCG        SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #19: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITH CHINA DEVELOPMENT BANK CAPITAL CORPORATION

PROPOSAL #20: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITHCHINA DEVELOPMENT BANK JINGCHENG (BEIJING)

INVESTMENT FUND CO., LTD.

PROPOSAL #21: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITHCHINA DEVELOPMENT BANK SIYUAN (BEIJING)

INVESTMENT FUND CO., LTD.

PROPOSAL #22: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITH SHANGHAI XINGHAN ASSET MANAGEMENT COMPANY

PROPOSAL #23: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITHSHANGHAI CHINA MERCHANT EQUITY INVESTMENT FUND

MANAGEMENT CO., LTD.

PROPOSAL #24: AUTHORIZE BOARD TO HANDLE ALL RELEVANT    SHAREHOLDER        YES             FOR                  FOR

MATTERS IN RELATION TO THE PROPOSED PLACING

PROPOSAL #25: APPROVE RETURN PLAN FOR SHAREHOLDERS IN   SHAREHOLDER        YES             FOR                  FOR

 THREE YEARS AFTER A SHARE OFFERING

PROPOSAL #26: APPROVE DILUTIVE IMPACT IN RELATION TO    SHAREHOLDER        YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES ON THE IMMEDIATE

RETURNS AND REMEDIAL MEASURES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CRRC Corp Ltd.

  TICKER:               601766                            CUSIP:   Y1822T103

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2014 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4: APPROVE ISSUANCE OF H SHARE CONVERTIBLE    SHAREHOLDER        YES             FOR                  FOR

BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CRRC Corp Ltd.

  TICKER:               601766                            CUSIP:   Y1822T103

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL ACCOUNTS REPORT           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE TERMINATION OF CERTAIN PROJECTS         ISSUER            YES             FOR                  FOR

FUNDED BY PROCEEDS AND THE USE OF REMAINING PROCEEDS

TO SUPPLEMENT THE WORKING CAPITAL

PROPOSAL #5: APPROVE ARRANGEMENT OF GUARANTEES                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

AGREEMENTS BY THE COMPANY AND CRRC GROUP

PROPOSAL #7: APPROVE FINANCIAL SERVICES FRAMEWORK              ISSUER            YES             FOR                  FOR

AGREEMENT BY THE FINANCE COMPANY AND CRRC GROUP

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: APPROVE DELOITTE TOUCHE TOHMATSU AS              ISSUER            YES             FOR                  FOR

EXTERNAL AUDITOR, DELOITTE TOUCHE TOHMATSU CPA LLP

AND KPMG HUAZHEN AS PRC AND INTERNAL CONTROL

AUDITORS, DELOITTE TOUCHE TOHMATSU CPA LLP AS

PRINCIPAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #11: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: APPROVE COMPLIANCE WITH CONDITIONS IN      SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT IN    SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE USE OF PROCEEDS RAISED FROM THE

PROPOSED PLACING

PROPOSAL #15: APPROVE REPORT ON PREVIOUS PROCEEDS          SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #16.01: APPROVE CLASS AND PAR VALUE OF             SHAREHOLDER        YES             FOR                  FOR

SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES, IN WHICH CRRC GROUP, BEING CONNECTED

SHAREHOLDERS, WILL ABSTAIN FROM VOTING

PROPOSAL #16.02: APPROVE METHOD AND TIME IN RELATION    SHAREHOLDER        YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH CRRC

 GROUP, BEING CONNECTED SHAREHOLDERS, WILL ABSTAIN

FROM VOTING

PROPOSAL #16.03: APPROVE TARGET SUBSCRIBERS IN               SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN

WHICH CRRC GROUP, BEING CONNECTED SHAREHOLDERS, WILL

ABSTAIN FROM VOTING

PROPOSAL #16.04: APPROVE ISSUE PRICE AND PRICING           SHAREHOLDER        YES             FOR                  FOR

POLICY IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES, IN WHICH CRRC GROUP, BEING CONNECTED

SHAREHOLDERS, WILL ABSTAIN FROM VOTING

PROPOSAL #16.05: APPROVE NUMBER OF SHARES TO BE             SHAREHOLDER        YES             FOR                  FOR

ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES, IN WHICH CRRC GROUP AND ITS ASSOCIATES, BEING

 CONNECTED SHAREHOLDERS, WILL ABSTAIN FROM VOTING

PROPOSAL #16.06: APPROVE METHOD OF SUBSCRIPTION IN        SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN

WHICH CRRC GROUP, BEING CONNECTED SHAREHOLDERS, WILL

ABSTAIN FROM VOTING

PROPOSAL #16.07: APPROVE LOCK-UP PERIOD IN RELATION      SHAREHOLDER        YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH CRRC

 GROUP, BEING CONNECTED SHAREHOLDERS, WILL ABSTAIN

FROM VOTING

PROPOSAL #16.08: APPROVE USE OF PROCEEDS IN RELATION    SHAREHOLDER        YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH CRRC

 GROUP, BEING CONNECTED SHAREHOLDERS, WILL ABSTAIN

FROM VOTING

PROPOSAL #16.09: APPROVE ARRANGEMENT OF ACCUMULATED      SHAREHOLDER        YES             FOR                  FOR

UNDISTRIBUTED PROFITS PRIOR TO THE PROPOSED PLACING

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES,

IN WHICH CRRC GROUP, BEING CONNECTED SHAREHOLDERS,

WILL ABSTAIN FROM VOTING

PROPOSAL #16.10: APPROVE PLACE OF LISTING IN RELATION   SHAREHOLDER        YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH

CRRC GROUP, BEING CONNECTED SHAREHOLDERS, WILL

ABSTAIN FROM VOTING

PROPOSAL #16.11: APPROVE VALIDITY IN RELATION TO THE    SHAREHOLDER        YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #17: APPROVE PROPOSAL PLAN IN RELATION TO        SHAREHOLDER        YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES, IN WHICH CRRC

GROUP, BEING CONNECTED SHAREHOLDERS, WILL ABSTAIN

PROPOSAL #18: APPROVE CRRCG SUBSCRIPTION AND CRRCG        SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #19: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITH CHINA DEVELOPMENT BANK CAPITAL CORPORATION

PROPOSAL #20: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITHCHINA DEVELOPMENT BANK JINGCHENG (BEIJING)

INVESTMENT FUND CO., LTD.

PROPOSAL #21: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITHCHINA DEVELOPMENT BANK SIYUAN (BEIJING)

INVESTMENT FUND CO., LTD.

PROPOSAL #22: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITH SHANGHAI XINGHAN ASSET MANAGEMENT COMPANY


 

PROPOSAL #23: APPROVE CONDITIONAL SUBSCRIPTION               SHAREHOLDER        YES             FOR                  FOR

AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES

WITHSHANGHAI CHINA MERCHANT EQUITY INVESTMENT FUND

MANAGEMENT CO., LTD.

PROPOSAL #24: AUTHORIZE BOARD TO HANDLE ALL RELEVANT    SHAREHOLDER        YES             FOR                  FOR

MATTERS IN RELATION TO THE PROPOSED PLACING

PROPOSAL #25: APPROVE RETURN PLAN FOR SHAREHOLDERS IN   SHAREHOLDER        YES             FOR                  FOR

 THREE YEARS AFTER A SHARE OFFERING

PROPOSAL #26: APPROVE DILUTIVE IMPACT IN RELATION TO    SHAREHOLDER        YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES ON THE IMMEDIATE

RETURNS AND REMEDIAL MEASURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSBC Corp., Taiwan

  TICKER:               2208                                CUSIP:   Y1R21K102

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT OR                ISSUER            YES             FOR                  FOR

PROVIDING GUARANTEES TO OTHERS

PROPOSAL #5.1: ELECT LAI SHAN GUI, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

MINISTRY OF ECONOMIC AFFAIRS, R.O.C., WITH

SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT CHEN LI LIN, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

MINISTRY OF ECONOMIC AFFAIRS, R.O.C., WITH

SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT WU FENG SHENG, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MINISTRY OF ECONOMIC AFFAIRS, R.O.C., WITH

SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT FANG MING CHUAN, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF MINISTRY OF ECONOMIC AFFAIRS, R.O.C., WITH

SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT CHENG YONG CONG, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF MINISTRY OF ECONOMIC AFFAIRS, R.O.C., WITH

SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT HUANG RI JIN, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

MINISTRY OF ECONOMIC AFFAIRS, R.O.C., WITH

SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT LAN XU QING, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

MINISTRY OF ECONOMIC AFFAIRS, R.O.C., WITH

SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT REPRESENTATIVE OF CPC                          ISSUER            YES             FOR                  FOR

CORPORATION, WITH SHAREHOLDER NO. 2, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT LIU JI GANG, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

CHINA STEEL CORPORATION, WITH SHAREHOLDER NO. 47200,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.10: ELECT REPRESENTATIVE OF YU LI                     ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 47215, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.11: ELECT HUO DE LONG, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

KAOHSIUNG CSBC CORPORATION UNION, WITH SHAREHOLDER

NO. 47213, AS NON-INDEPENDENT DIRECTOR


 

PROPOSAL #5.12: ELECT XIE GUO RONG, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 KAOHSIUNG CSBC CORPORATION UNION, WITH SHAREHOLDER

NO. 47213, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.13: ELECT LIN HUI ZHENG, WITH ID NO.                ISSUER            YES             FOR                  FOR

X100310XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.14: ELECT FU HE ZHONG, WITH ID NO.                   ISSUER            YES             FOR                  FOR

L120040XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #5.15: ELECT LIU DE MING, WITH ID NO.                   ISSUER            YES             FOR                  FOR

R102721XXX, AS INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSG Holding Co., Ltd.

  TICKER:               000012                            CUSIP:   Y1503G107

  MEETING DATE:   7/2/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES TO SPECIFIC TARGETS

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING METHOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS IN CONNECTION TO

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH CHINA NORTH INDUSTRIES

CORPORATION AND QIANHAI LIFE INSURANCE CO., LTD.

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT OF NEW A

SHARES

PROPOSAL #9: APPROVE ADJUSTMENT OF RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF PRIVATE PLACEMENT OF NEW A SHARES

PLAN AND APPROVE AUTHORIZATION VALIDITY PERIOD OF

BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE

PLACEMENT OF NEW A SHARES


 

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSG Holding Co., Ltd.

  TICKER:               200012                            CUSIP:   Y1503G107

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CHEN LIN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT WANG JIAN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT YE WEIQING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT CHENG XIBAO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSG Holding Co., Ltd.

  TICKER:               200012                            CUSIP:   Y1503G107

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 ANNUAL                 ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE ISSUANCE OF PERPETUAL BONDS                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSPC Pharmaceutical Group Ltd.

  TICKER:               1093                                CUSIP:   Y1837N109

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #2: ADOPT NEW SHARE OPTION SCHEME                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LU HUA AS DIRECTOR                                    ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSPC Pharmaceutical Group Ltd.

  TICKER:               1093                                CUSIP:   Y1837N109

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT LU JIANMIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT WANG ZHENGUO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3a3: ELECT WANG JINXU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3a4: ELECT WANG BO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT CHAN SIU KEUNG, LEONARD AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8: APPROVE GRANT OF OPTIONS UNDER THE SHARE        ISSUER            YES             FOR                  FOR

 OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSSC Offshore & Marine Engineering (Group) Co., Ltd.

  TICKER:               00317                              CUSIP:   Y1824H107

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE THE PROPOSED TRANSFER OF CERTAIN        ISSUER            YES             FOR                  FOR

 ASSETS AND LIABILITIES OF THE COMPANY TO GUANGZHOU

SHIPYARD INTERNATIONAL COMPANY LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSSC Offshore & Marine Engineering (Group) Co., Ltd.

  TICKER:               317                                  CUSIP:   Y1824H107

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE INTRA-GROUP GUARANTEES                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSSC Offshore & Marine Engineering (Group) Co., Ltd.

  TICKER:               00317                              CUSIP:   Y1824H115

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE THE PROPOSED TRANSFER OF CERTAIN        ISSUER            YES             FOR                  FOR

 ASSETS AND LIABILITIES OF THE COMPANY TO GUANGZHOU

SHIPYARD INTERNATIONAL COMPANY LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CSSC Offshore & Marine Engineering (Group) Co., Ltd.

  TICKER:               317                                  CUSIP:   Y1824H115

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INTRA-GROUP GUARANTEES                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CT Environmental Group Limited

  TICKER:               01363                              CUSIP:   G25885115

  MEETING DATE:   10/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, GRANT OF        ISSUER            YES             FOR                  FOR

 SPECIFIC MANDATE AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CT Environmental Group Limited

  TICKER:               01363                              CUSIP:   G25885115

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL                 ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #3a: ELECT GU YAOKUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT TSUI CHAM TO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LU YILI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT XU SHUBIAO AS DIRECTOR                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5a: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5b: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CTBC Financial Holding Co., Ltd.

  TICKER:               2891                                CUSIP:   Y15093100

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CTCI Corp.

  TICKER:               9933                                CUSIP:   Y18229107

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CTEEP - Cia. de Transmissao de Energia Eletrica Paulista

  TICKER:               TRPL4                              CUSIP:   P30576113

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER AND                  SHAREHOLDER        YES             FOR                  N/A

ALTERNATE NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #2: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES             FOR                  N/A

SHAREHOLDERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cub Elecparts Inc.

  TICKER:               2231                                CUSIP:   Y1823N105

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cub Elecparts Inc.

  TICKER:               2231                                CUSIP:   Y1823N105

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #4.1: ELECT HSIEH HSIU CHI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT WANG CHEN TE AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT CHEN KUANG LUNG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT YU SHAN CHUAN, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF CHUN CHANG INVESTMENT CO.,LTD, AS NON-INDEPENDENT

DIRECTOR

PROPOSAL #4.5: ELECT A REPRESENTATIVE OF CHUN JUI              ISSUER            YES             FOR                  FOR

INVESTMENT CO.,LTD, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT CHANG TZU HSIUNG AS SUPERVISOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: ELECT LIN I CHIEN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: ELECT NIEN CHING LU AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cummins India Ltd.

  TICKER:               500480                            CUSIP:   Y4807D150

  MEETING DATE:   8/6/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT C.A.V. LEITAO AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT E.P. PENCE AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #6: ELECT S. WELLS AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

CUMMINS LTD., UK

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

TATA CUMMINS PRIVATE LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Curro Holdings Ltd

  TICKER:               COH                                  CUSIP:   S20461109

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT DR SIBONGILE MUTHWA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT PIET MOUTON AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT BAREND PETERSEN AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #4: RE-ELECT DR SIBONGILE MUTHWA AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #5: RE-ELECT KK COMBI AS MEMBER OF THE AUDIT        ISSUER            YES             FOR                  FOR

 AND RISK COMMITTEE

PROPOSAL #6: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY

PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND THE SHARE INCENTIVE TRUST                       ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 OF THE COMPANIES ACT

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: AUTHORISE THE COMPANY TO USE ELECTRONIC         ISSUER            YES             FOR                  FOR

COMMUNICATIONS

PROPOSAL #6: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CVC Brasil Operadora e Agencia de Viagens SA

  TICKER:               CVCB3                              CUSIP:   P3R154102

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CVC Brasil Operadora e Agencia de Viagens SA

  TICKER:               CVCB3                              CUSIP:   P3R154102

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY APSIS CONSULTORIA EMPRESARIAL              ISSUER            YES             FOR                  FOR

LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED

TRANSACTIONS

PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISALS             ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY ACQUISITIONS OF GRUPO DUOTUR AND         ISSUER            YES             FOR                  FOR

SUBMARINO VIAGENS

PROPOSAL #4: AMEND ARTICLE 3 RE: CORPORATE PURPOSE             ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND ARTICLES AND CONSOLIDATE BYLAWS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CyberLink Corp.

  TICKER:               5203                                CUSIP:   Y1853F105

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT REPRESENTATIVE OF CHANGBAI                 SHAREHOLDER        YES         AGAINST               N/A

MOUNTAIN INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

9909 AS SUPERVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               CyberTAN Technology Inc.

  TICKER:               3062                                CUSIP:   Y1702V103

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cyfrowy Polsat SA

  TICKER:               CPS                                  CUSIP:   X1809Y100

  MEETING DATE:   8/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #4.1: ELECT MEMBER OF VOTE COUNTING                       ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #4.2: ELECT MEMBER OF VOTE COUNTING                       ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #4.3: ELECT MEMBER OF VOTE COUNTING                       ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PLEDGING OF ASSETS                                ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cyfrowy Polsat SA

  TICKER:               CPS                                  CUSIP:   X1809Y100

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT MEMBER OF VOTE COUNTING                       ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #4.2: ELECT MEMBER OF VOTE COUNTING                       ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #4.3: ELECT MEMBER OF VOTE COUNTING                       ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #10: APPROVE FINANCIAL STATEMENTS FOR FISCAL        ISSUER            YES             FOR                  FOR

 2015

PROPOSAL #11: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS FOR FISCAL 2015

PROPOSAL #12: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #13: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

OPERATIONS OF REDEFINE SP. Z O.O. FOR FISCAL 2015

PROPOSAL #14: APPROVE FINANCIAL STATEMENTS OF                     ISSUER            YES             FOR                  FOR

REDEFINE SP. Z O.O. FOR FISCAL 2015

PROPOSAL #15: APPROVE SUPERVISORY BOARD REPORT FOR            ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #16.1: APPROVE DISCHARGE OF TOBIAS SOLORZ            ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #16.2: APPROVE DISCHARGE OF TOMASZ GILLNER-         ISSUER            YES             FOR                  FOR

GORYWODA (MANAGEMENT BOARD MEMBER)

PROPOSAL #16.3: APPROVE DISCHARGE OF DARIUSZ                       ISSUER            YES             FOR                  FOR

DZIALKOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #16.4: APPROVE DISCHARGE OF ANETA JASKOLSKA         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #16.5: APPROVE DISCHARGE OF MACIEJ STEC                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #16.6: APPROVE DISCHARGE OF TOMASZ SZELAG            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #17.1: APPROVE DISCHARGE OF ZYGMUNT SOLORZ-         ISSUER            YES             FOR                  FOR

ZAK (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #17.2: APPROVE DISCHARGE OF HERONIM RUTA              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #17.3: APPROVE DISCHARGE OF ROBERT                        ISSUER            YES             FOR                  FOR

GWIAZDOWSKI (SUPERVISORY BOARD MEMBER)


 

PROPOSAL #17.4: APPROVE DISCHARGE OF LESZEK REKSA              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #17.5: APPROVE DISCHARGE OF JOZEF BIRKA                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #17.6: APPROVE DISCHARGE OF ALEKSANDER                 ISSUER            YES             FOR                  FOR

MYSZKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #17.7: APPROVE DISCHARGE OF ANDRZEJ PAPIS            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #18.1: APPROVE DISCHARGE OF TOMASZ SZELAG            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER OF REDEFINE SP. Z O.O.)

PROPOSAL #18.2: APPROVE DISCHARGE OF DARIUSZ                       ISSUER            YES             FOR                  FOR

DZIALKOWSKI (MANAGEMENT BOARD MEMBER OF REDEFINE SP.

Z O.O.)

PROPOSAL #18.3: APPROVE DISCHARGE OF ANETA JASKOLSKA         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER OF REDEFINE SP. Z O.O.)

PROPOSAL #19: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #20: APPROVE ALLOCATION OF INCOME OF                     ISSUER            YES             FOR                  FOR

REDEFINE SP. Z O.O.

PROPOSAL #21: APPROVE REMUNERATION OF SUPERVISORY              ISSUER            YES         AGAINST           AGAINST

BOARD MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cyrela Brazil Realty S.A Empreendimentos E Participacoes

  TICKER:               CYRE3                              CUSIP:   P34085103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 6 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AMEND ARTICLES 54 TO 57                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLE 6

PROPOSAL #4: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Cyrela Brazil Realty S.A Empreendimentos E Participacoes

  TICKER:               CYRE3                              CUSIP:   P34085103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS                         ISSUER             NO              N/A                  N/A

PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               D&L Industries, Inc.

  TICKER:               DNL                                  CUSIP:   Y1973T100

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY ALL ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND OFFICERS OF THE CORPORATION

PROPOSAL #6: AMEND ARTICLE III, SECTION 1 OF THE BY-         ISSUER            YES             FOR                  FOR

LAWS TO CHANGE THE DATE OF THE ANNUAL MEETING OF

STOCKHOLDERS FROM LAST MONDAY OF JUNE EACH YEAR TO

FIRST MONDAY OF JUNE EACH YEAR

PROPOSAL #7: APPOINT ISLA LIPANA & CO. AS EXTERNAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8.1: ELECT MERCEDITA S. NOLLEDO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: ELECT FILEMON T. BERBA, JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.3: ELECT DEAN L. LAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: ELECT LEON L. LAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.5: ELECT ALEX L. LAO AS DIRECTOR                       ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #8.6: ELECT YIN YONG L. LAO AS DIRECTOR                ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #8.7: ELECT JOHN L. LAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Da An Gene Co., Ltd. of Sun Yat-Sen University

  TICKER:               002030                            CUSIP:   Y1856D107

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES         AGAINST           AGAINST

REGARDING CAPITAL INCREASE OF FOSHAN YUXUANGONG

TECHNOLOGY DEVELOPMENT CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES         AGAINST           AGAINST

REGARDING CAPITAL INCREASE OF CONTROLLED SUBSIDIARY

GAOXIN DA AN HEALTH INDUSTRY INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Da An Gene Co., Ltd. of Sun Yat-Sen University

  TICKER:               002030                            CUSIP:   Y1856D107

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

BY CONTROLLED SUBSIDIARY, GUANGZHOU DARUI

BIOTECHNOLOGY CO., LTD.

PROPOSAL #2: APPROVE APPLICATION FOR SHARE TRANSFER          ISSUER            YES             FOR                  FOR

METHOD TO CHANGE TO MARKET TRANSFER BY CONTROLLED

SUBSIDIARY, GUANGZHOU DARUI BIOTECHNOLOGY CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Da An Gene Co., Ltd. of Sun Yat-Sen University

  TICKER:               002030                            CUSIP:   Y1856D107

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT INVESTMENT IN THE                       ISSUER            YES             FOR                  FOR

CONSTRUCTION OF KAILI CITY LEVEL 3 GRADE A GENERAL

HOSPITAL PROJECT WITH PEOPLE'S GOVERNMENT OF KAILI

CITY, GUIZHOU PROVINCE

PROPOSAL #2: ELECT WANG JIAN AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT HUANG LIANG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Da An Gene Co., Ltd. of Sun Yat-Sen University

  TICKER:               002030                            CUSIP:   Y1856D107

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF STOCK OPTION                ISSUER            YES             FOR                  FOR

INCENTIVE PLAN

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE CAPITAL INCREASE BY ASSOCIATE          ISSUER            YES             FOR                  FOR

INDIRECT SUBSIDIARY GUANGZHOU HEXIE MEDICAL

TECHNOLOGY CO., LTD.

PROPOSAL #11: APPROVE REFORM AND ESTABLISHMENT OF              ISSUER            YES             FOR                  FOR

LIMITED COMPANY AS WELL AS APPLICATION FOR PUBLIC

LISTING ON NATIONAL EQUITIES AND QUOTATIONS SYSTEM BY

 ASSOCIATE INDIRECT SUBSIDIARY GUANGZHOU TIANCHENG

MEDICAL TECHNOLOGY CO., LTD.

PROPOSAL #12: APPROVE CAPITAL INCREASE BY ASSOCIATE          ISSUER            YES             FOR                  FOR

INDIRECT SUBSIDIARY GUANGZHOU TIANCHENG MEDICAL

TECHNOLOGY CO., LTD.

PROPOSAL #13: APPROVE REFORM AND ESTABLISHMENT OF              ISSUER            YES             FOR                  FOR

LIMITED COMPANY AS WELL AS APPLICATION FOR PUBLIC

LISTING ON NATIONAL EQUITIES AND QUOTATIONS SYSTEM BY

 ASSOCIATE INDIRECT SUBSIDIARY FOSHAN YUXUANGONG

TECHNOLOGY DEVELOPMENT CO., LTD.

PROPOSAL #14: APPROVE INVESTMENT IN FINANCIAL                     ISSUER            YES             FOR                  FOR

PRODUCTS USING PARTIAL IDLE RAISED FUNDS AND OWN

FUNDS BY CONTROLLED SUBSIDIARY


 

PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Da An Gene Co., Ltd. of Sun Yat-Sen University

  TICKER:               002030                            CUSIP:   Y1856D107

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT HE YUNSHAO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT ZHOU XINYU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT CHENG GANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT WU CUILING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT LU KAIXUAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT SUN XIAO AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT HU ZHIYONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT XU AIMIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT DING ZHENHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT ZHAO JINGHONG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT HUANG LIQIANG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.3: ELECT HUANG LIANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE CAPITAL INCREASE BY ASSOCIATE            ISSUER            YES             FOR                  FOR

INDIRECT COMPANY GUANGZHOU WEIBAIKUN BIOTECHNOLOGY

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Da An Gene Co., Ltd. of Sun Yat-Sen University

  TICKER:               002030                            CUSIP:   Y1856D107

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PUBLIC LISTING OF INDIRECT                 ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY NANCHANG BIOTECH A&C BIOTECHNICAL

INDUSTRY INCORPORATED COMPANY ON NATIONAL EQUITIES

AND QUOTATIONS SYSTEM

PROPOSAL #2: APPROVE CAPITAL INCREASE OF CONTROLLED          ISSUER            YES             FOR                  FOR

INDIRECT SUBSIDIARY GUANGZHOU CHANGTONG MEDICAL

TECHNOLOGY CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dabur India Ltd.

  TICKER:               500096                            CUSIP:   Y1855D140

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT A. BURMAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT S. BURMAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE G. BASU & CO. AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT F.S. NAYAR AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

S. DUGGAL AS EXECUTIVE DIRECTOR & CEO

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dah Chong Hong Holdings Ltd

  TICKER:               1828                                CUSIP:   Y19197105

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT YIP MOON TONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT GLENN ROBERT STURROCK SMITH AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3c: ELECT CHEUNG KIN PIU, VALIANT AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3d: ELECT CHAN KAY CHEUNG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT CHAN HUI DOR LAM, DOREEN AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE KPMG AS AUDITOR AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Daheng New Epoch Technology Inc

  TICKER:               600288                            CUSIP:   Y1988H109

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ELECT SUN GUANGLIANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Daheng New Epoch Technology Inc

  TICKER:               600288                            CUSIP:   Y1988H109

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BEIJING XINGHUA          ISSUER            YES             FOR                  FOR

CPAS

PROPOSAL #7: APPROVE USAGE OF PARTIAL IDLE OWN FUNDS         ISSUER            YES             FOR                  FOR

TO ENGAGE IN CASH MANAGEMENT

PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dali Foods Group Company Ltd

  TICKER:               3799                                CUSIP:   G2743Y106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT XU SHIHUI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT ZHUANG WEIQIANG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT XU YANGYANG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT XU BIYING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT HU XIAOLING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT LIN ZHIJUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3g: ELECT CHENG HANCHUAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3h: ELECT LIU XIAOBIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Daxian Enterprises Holdings Co., Ltd.

  TICKER:               600747                            CUSIP:   Y1963U109

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN COMPANY NAME AND AMEND        ISSUER            YES             FOR                  FOR

 ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Daxian Enterprises Holdings Co., Ltd.

  TICKER:               600747                            CUSIP:   Y1963U109

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENT AND PROFIT          ISSUER            YES             FOR                  FOR

DISTRIBUTION

PROPOSAL #5: APPROVE 2016 SHORT-TERM LOANS                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 ESTIMATED GUARANTEES                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF PEKING CPAS         ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE CHANGE IN USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #10: ELECT DOU SHENGJUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Friendship Group Co Ltd

  TICKER:               000679                            CUSIP:   Y19646101

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

ACCOUNTS RECEIVABLE FACTORING BUSINESS OF HANDAN

FAXING REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE TRUST LOAN OF WHOLLY-OWNED                 ISSUER            YES             FOR                  FOR

SUBSIDIARY SHENYANG XINGSHI REAL ESTATE DEVELOPMENT

CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

TRUST LOAN OF SHENYANG XINGSHI REAL ESTATE

DEVELOPMENT CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Friendship Group Co Ltd

  TICKER:               000679                            CUSIP:   Y19646101

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF CONTROLLED        ISSUER            YES             FOR                  FOR

 INDIRECT SUBSIDIARY'S WHOLLY-OWNED SUBSIDIARY SUZHOU

 XINYOU LAND LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Friendship Group Co Ltd

  TICKER:               000679                            CUSIP:   Y19646101

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF DA HUA CPAS         ISSUER            YES             FOR                  FOR

AS FINANCIAL AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Friendship Group Co Ltd

  TICKER:               000679                            CUSIP:   Y19646101

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Huarui Heavy Industry Group Co., Ltd.

  TICKER:               002204                            CUSIP:   Y1965Z106

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CONG HONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT JIA YIJING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT SHAO ZHANGNAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.4: ELECT LIU XIAMIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LIU YONGZE AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT DAI DASHUANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2.3: ELECT LI BINGXIANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT ZHANG LI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT LIU XUEFA AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT YANG YUPING AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.3: ELECT WANG LIN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE ALLOWANCES OF INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Huarui Heavy Industry Steel Casting Co., Ltd.

  TICKER:               002204                            CUSIP:   Y1965Z106

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WHOLLY-OWNED SUBSIDIARY TO                 ISSUER            YES             FOR                  FOR

TRANSFER PARTIAL ACCOUNTS RECEIVABLES TO CONTROLLING

SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Huarui Heavy Industry Steel Casting Co., Ltd.

  TICKER:               002204                            CUSIP:   Y1965Z106

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER             NO              N/A                  N/A

CREDIT LINE AND GUARANTEE PROVISION FOR SUBSIDIARIES

PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF WHOLLY          ISSUER             NO              N/A                  N/A

OWNED SUBSIDIARY, DALIAN HUARUI HEAVY INDUSTRY STEEL

CASTING CO., LTD AS WELL AS ESTABLISHMENT OF BRANCH

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Huarui Heavy Industry Steel Casting Co., Ltd.

  TICKER:               002204                            CUSIP:   Y1965Z106

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE CHANGE OF ACCOUNTING ESTIMATE             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO HONG          ISSUER            YES             FOR                  FOR

KONG COMPANY

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT CONG HONG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Port (PDA) Co., Ltd.

  TICKER:               02880                              CUSIP:   Y1966Y108

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE REGISTERED CAPITAL INCREASE          ISSUER            YES             FOR                  FOR

IN DALIAN PORT GROUP FINANCE CO., LTD.

PROPOSAL #1.01: APPROVE REGISTERED CAPITAL INCREASE          ISSUER            YES             FOR                  FOR

AGREEMENT II, SECOND REGISTERED CAPITAL INCREASE AND

RELATED TRANSACTIONS

PROPOSAL #2.00: APPROVE 2016-2018 CONTINUED RELATED          ISSUER            YES             FOR                  FOR

PARTY TRANSACTION

PROPOSAL #2.01: APPROVE CONSTRUCTION MANAGEMENT AND          ISSUER            YES             FOR                  FOR

SUPERVISION AGREEMENT, PROPOSED ANNUAL CAPS AND

RELATED TRANSACTIONS

PROPOSAL #2.02: APPROVE SUPPLY OF GOODS AND SERVICES         ISSUER            YES             FOR                  FOR

AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED

TRANSACTIONS

PROPOSAL #2.03: APPROVE PURCHASE OF GOODS AND                     ISSUER            YES             FOR                  FOR

SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED

TRANSACTIONS

PROPOSAL #2.04: APPROVE PROVISION OF PROPERTIES AND          ISSUER            YES             FOR                  FOR

EQUIPMENT LEASE (LEASING FROM) UNDER THE PROPERTIES

AND EQUIPMENT LEASE AGREEMENT, PROPOSED ANNUAL CAPS

AND RELATED TRANSACTIONS

PROPOSAL #2.05: APPROVE PROVISION OF PROPERTIES AND          ISSUER            YES             FOR                  FOR

EQUIPMENT LEASE (LEASING TO) UNDER THE PROPERTIES AND

 EQUIPMENT LEASE AGREEMENT, PROPOSED ANNUAL CAPS AND

RELATED TRANSACTIONS

PROPOSAL #2.06: APPROVE TERMINAL FACILITIES DESIGN            ISSUER            YES             FOR                  FOR

AND CONSTRUCTION SERVICES AGREEMENT, PROPOSED ANNUAL

CAPS AND RELATED TRANSACTIONS

PROPOSAL #2.07: APPROVE PROVISION OF DEPOSIT SERVICES        ISSUER            YES             FOR                  FOR

 UNDER THE FINANCIAL SERVICES AGREEMENT, PROPOSED

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #2.08: APPROVE PROVISION OF LOAN SERVICES            ISSUER            YES             FOR                  FOR

UNDER THE FINANCIAL SERVICES AGREEMENT, PROPOSED

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #2.09: APPROVE PROVISION OF FACTORING                   ISSUER            YES             FOR                  FOR

SERVICES UNDER THE FINANCIAL SERVICES AGREEMENT,

PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #2.10: APPROVE PROVISION OF SETTLEMENT                 ISSUER            YES             FOR                  FOR

SERVICES AND OTHER FINANCIAL SERVICES UNDER THE

FINANCIAL SERVICES AGREEMENT, PROPOSED ANNUAL CAPS

AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Port (PDA) Co., Ltd.

  TICKER:               2880                                CUSIP:   Y1966Y108

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WEI MINGHUI AS DIRECTOR AND                   ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX HIS REMUNERATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Port (PDA) Co., Ltd.

  TICKER:               2880                                CUSIP:   Y1966Y108

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 AUDITED CONSOLIDATED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND AUDITORS' REPORT

PROPOSAL #5: ELECT QI YUE AS SUPERVISOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 DIVIDEND BONUS ISSUE, BONUS        ISSUER            YES             FOR                  FOR

 ISSUE AND CASH DIVIDEND

PROPOSAL #8: APPROVE APPLICATION ON ISSUING DEBT                ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS

PROPOSAL #9: AMEND MEASURES FOR RAISED FUNDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.01: ELECT BAI JINGTAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.02: ELECT ZHENG SHAOPING AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Port (PDA) Co., Ltd.

  TICKER:               02880                              CUSIP:   Y1R69D101

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REGISTERED CAPITAL INCREASE                ISSUER            YES             FOR                  FOR

AGREEMENT II, SECOND REGISTERED CAPITAL INCREASE AND

RELATED TRANSACTIONS

PROPOSAL #2.01: APPROVE CONSTRUCTION MANAGEMENT AND          ISSUER            YES             FOR                  FOR

SUPERVISION AGREEMENT, PROPOSED ANNUAL CAPS AND

RELATED TRANSACTIONS

PROPOSAL #2.02: APPROVE SUPPLY OF GOODS AND SERVICES         ISSUER            YES             FOR                  FOR

AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED

TRANSACTIONS

PROPOSAL #2.03: APPROVE PURCHASE OF GOODS AND                     ISSUER            YES             FOR                  FOR

SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED

TRANSACTIONS

PROPOSAL #2.04: APPROVE PROVISION OF PROPERTIES AND          ISSUER            YES             FOR                  FOR

EQUIPMENT LEASE (LEASING FROM) UNDER THE PROPERTIES

AND EQUIPMENT LEASE AGREEMENT, PROPOSED ANNUAL CAPS

AND RELATED TRANSACTIONS

PROPOSAL #2.05: APPROVE PROVISION OF PROPERTIES AND          ISSUER            YES             FOR                  FOR

EQUIPMENT LEASE (LEASING TO) UNDER THE PROPERTIES AND

 EQUIPMENT LEASE AGREEMENT, PROPOSED ANNUAL CAPS AND

RELATED TRANSACTIONS


 

PROPOSAL #2.06: APPROVE TERMINAL FACILITIES DESIGN            ISSUER            YES             FOR                  FOR

AND CONSTRUCTION SERVICES AGREEMENT, PROPOSED ANNUAL

CAPS AND RELATED TRANSACTIONS

PROPOSAL #2.07: APPROVE PROVISION OF DEPOSIT SERVICES        ISSUER            YES             FOR                  FOR

 UNDER THE FINANCIAL SERVICES AGREEMENT, PROPOSED

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #2.08: APPROVE PROVISION OF LOAN SERVICES            ISSUER            YES             FOR                  FOR

UNDER THE FINANCIAL SERVICES AGREEMENT, PROPOSED

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #2.09: APPROVE PROVISION OF FACTORING                   ISSUER            YES             FOR                  FOR

SERVICES UNDER THE FINANCIAL SERVICES AGREEMENT,

PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #2.10: APPROVE PROVISION OF SETTLEMENT                 ISSUER            YES             FOR                  FOR

SERVICES AND OTHER FINANCIAL SERVICES UNDER THE

FINANCIAL SERVICES AGREEMENT, PROPOSED ANNUAL CAPS

AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Port (PDA) Co., Ltd.

  TICKER:               2880                                CUSIP:   Y1R69D101

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WEI MINGHUI AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Port (PDA) Co., Ltd.

  TICKER:               2880                                CUSIP:   Y1R69D101

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 AUDITED CONSOLIDATED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND AUDITORS' REPORT

PROPOSAL #5: ELECT QI YUE AS SUPERVISOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #7: APPROVE APPLICATION ON ISSUING DEBT                ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS

PROPOSAL #8: AMEND MEASURES FOR RAISED FUNDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT BAI JINGTAO AND ZHENG SHAOPING AS         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE 2015 DIVIDEND BONUS ISSUE,                ISSUER            YES             FOR                  FOR

BONUS ISSUE AND CASH DIVIDEND

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Refrigeration Co. Ltd.

  TICKER:               000530                            CUSIP:   Y1964W104

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT JI ZHIJIAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT LIU KAI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT XU JUNRAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT DING JIE AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT GONGTENG SHEN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.6: ELECT MUDAO ZHONGMIN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.7: ELECT DAI DASHUANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT LIU JIWEI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT WANG YAN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT MAO CHUNHUA AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT DAI YULING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE REPORT REGARDING THE EXCEED                ISSUER            YES             FOR                  FOR

AMOUNT IN 2015 DAILY RELATED-PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Refrigeration Co. Ltd.

  TICKER:               200530                            CUSIP:   Y1964W104

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO CDB          ISSUER            YES             FOR                  FOR

DEVELOPMENT FUND SPECIAL FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Refrigeration Co. Ltd.

  TICKER:               200530                            CUSIP:   Y1964W104

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF CHAIRMAN OF THE        ISSUER            YES             FOR                  FOR

 BOARD AND MANAGEMENT REGARDING 2016 APPLICATION OF

BANK CREDIT LINES AND LOAN LIMIT

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #10: APPROVE EXTENSION IN THE RESOLUTION              ISSUER            YES             FOR                  FOR

VALIDITY PERIOD AND AUTHORIZATION PERIOD IN

CONNECTION TO THE PRIVATE PLACEMENT OF NEW A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Refrigeration Co. Ltd.

  TICKER:               200530                            CUSIP:   Y19651101

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO CDB          ISSUER            YES             FOR                  FOR

DEVELOPMENT FUND SPECIAL FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Refrigeration Co. Ltd.

  TICKER:               200530                            CUSIP:   Y19651101

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF CHAIRMAN OF THE        ISSUER            YES             FOR                  FOR

 BOARD AND MANAGEMENT REGARDING 2016 APPLICATION OF

BANK CREDIT LINES AND LOAN LIMIT

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #10: APPROVE EXTENSION IN THE RESOLUTION              ISSUER            YES             FOR                  FOR

VALIDITY PERIOD AND AUTHORIZATION PERIOD IN

CONNECTION TO THE PRIVATE PLACEMENT OF NEW A SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DALIAN TIANBAO GREEN FOODS CO LTD

  TICKER:               002220                            CUSIP:   Y1967D103

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

OF THE BOARD TO HANDLE ALL MATTERS REGARDING PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DALIAN TIANBAO GREEN FOODS CO LTD

  TICKER:               002220                            CUSIP:   Y1967D103

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Wanda Commercial Properties Co Ltd

  TICKER:               03699                              CUSIP:   Y1966E102

  MEETING DATE:   8/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FUTURE DIVIDEND RETURN PLAN FOR         ISSUER            YES             FOR                  FOR

THREE YEARS AFTER THE A SHARE OFFERING

PROPOSAL #2: APPROVE STABILIZATION OF THE COMPANY'S          ISSUER            YES             FOR                  FOR

SHARE PRICE FOR THREE YEARS AFTER THE A SHARE

PROPOSAL #3: APPROVE UNDERTAKINGS ON MATTERS RELATING        ISSUER            YES             FOR                  FOR

 TO THE A SHARE OFFERING BY THE COMPANY, CONTROLLING

SHAREHOLDER, ACTUAL CONTROLLERS, DIRECTORS,

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #4: APPROVE DILUTION OF IMMEDIATE RETURN AND        ISSUER            YES             FOR                  FOR

 RECOVERY AFTER THE A SHARE OFFERING

PROPOSAL #5: APPROVE DA HUA ACCOUNTING FIRM (SPECIAL         ISSUER            YES             FOR                  FOR

GENERAL PARTNERSHIP) AS DOMESTIC AUDITORS  AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE AMENDMENTS TO THE RULES FOR THE         ISSUER            YES             FOR                  FOR

MANAGEMENT OF PROCEEDS OF THE COMPANY

PROPOSAL #7: APPROVE AMENDMENTS TO THE DECISION                 ISSUER            YES             FOR                  FOR

MAKING SYSTEM OF CONNECTED TRANSACTION OF THE COMPANY


 

PROPOSAL #8: APPROVE REPORT IN RELATION TO THE USE OF        ISSUER            YES             FOR                  FOR

 PROCEEDS RAISED BY PREVIOUS H SHARE OFFERING

PROPOSAL #9: APPROVE SELF-ASSESSMENT REPORT IN                   ISSUER            YES             FOR                  FOR

RESPECT OF LAND AND RESIDENTIAL PROPERTY SALES

MATTERS RELATED TO THE REAL ESTATE DEVELOPMENT

PROPOSAL #10: APPROVE UNDERTAKING IN RESPECT OF LAND         ISSUER            YES             FOR                  FOR

AND RESIDENTIAL PROPERTY SALES MATTERS RELATED TO THE

 REAL ESTATE DEVELOPMENT PROJECTS

PROPOSAL #11: APPROVE PLAN UNDER THE A SHARE OFFERING        ISSUER            YES             FOR                  FOR

PROPOSAL #11.1: APPROVE TYPE OF SECURITIES TO BE                ISSUER            YES             FOR                  FOR

ISSUED UNDER THE A SHARE OFFERING

PROPOSAL #11.2: APPROVE PAR VALUE UNDER THE A SHARE          ISSUER            YES             FOR                  FOR

OFFERING

PROPOSAL #11.3: APPROVE ISSUE SIZE UNDER THE A SHARE         ISSUER            YES             FOR                  FOR

OFFERING

PROPOSAL #11.4: APPROVE TARGET SUBSCRIBERS UNDER THE         ISSUER            YES             FOR                  FOR

A SHARE OFFERING

PROPOSAL #11.5: APPROVE ISSUE METHOD UNDER THE A                ISSUER            YES             FOR                  FOR

SHARE OFFERING

PROPOSAL #11.6: APPROVE PRICING METHOD UNDER THE A            ISSUER            YES             FOR                  FOR

SHARE OFFERING

PROPOSAL #11.7: APPROVE UNDERWRITING METHOD UNDER THE        ISSUER            YES             FOR                  FOR

 A SHARE OFFERING

PROPOSAL #11.8: APPROVE LISTING PLACE UNDER THE A              ISSUER            YES             FOR                  FOR

SHARE OFFERING

PROPOSAL #11.9: APPROVE FORM CONVERSION UNDER THE A          ISSUER            YES             FOR                  FOR

SHARE OFFERING

PROPOSAL #11.10: APPROVE RESOLUTION VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

UNDER THE A SHARE OFFERING

PROPOSAL #12: APPROVE DISTRIBUTION OF THE ACCUMULATED        ISSUER            YES             FOR                  FOR

 UNDISTRIBUTED PROFITS BEFORE THE A SHARE OFFERING

PROPOSAL #13: APPROVE USE OF PROCEEDS TO BE RAISED            ISSUER            YES             FOR                  FOR

THROUGH THE A SHARE OFFERING AND THE FEASIBILITY

ANALYSIS

PROPOSAL #14: AUTHORIZE BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS RELATING TO THE A SHARE OFFERING

PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #16: AMEND RULES OF PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Wanda Commercial Properties Co Ltd

  TICKER:               03699                              CUSIP:   Y1966E102

  MEETING DATE:   8/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FUTURE DIVIDEND RETURN PLAN FOR         ISSUER            YES             FOR                  FOR

THE NEXT THREE YEARS

PROPOSAL #2: APPROVE STABILIZATION OF THE COMPANY'S          ISSUER            YES             FOR                  FOR

SHARE PRICE FOR THREE YEARS AFTER THE A SHARE

PROPOSAL #3: APPROVE UNDERTAKINGS ON MATTERS RELATING        ISSUER            YES             FOR                  FOR

 TO THE A SHARE OFFERING BY THE COMPANY, CONTROLLING

SHAREHOLDER, ACTUAL CONTROLLERS, DIRECTORS,

SUPERVISORS AND SENIOR MANAGEMENT


 

PROPOSAL #4: APPROVE DILUTION OF IMMEDIATE RETURN AND        ISSUER            YES             FOR                  FOR

 RECOVERY AFTER THE A SHARE OFFERING

PROPOSAL #5.1: APPROVE TYPE OF SECURITIES TO BE                 ISSUER            YES             FOR                  FOR

ISSUED UNDER THE A SHARE OFFERING

PROPOSAL #5.2: APPROVE PAR VALUE UNDER THE A SHARE            ISSUER            YES             FOR                  FOR

OFFERING

PROPOSAL #5.3: APPROVE ISSUE SIZE UNDER THE A SHARE          ISSUER            YES             FOR                  FOR

OFFERING

PROPOSAL #5.4: APPROVE TARGET SUBSCRIBERS UNDER THE A        ISSUER            YES             FOR                  FOR

 SHARE OFFERING

PROPOSAL #5.5: APPROVE ISSUE METHOD UNDER THE A SHARE        ISSUER            YES             FOR                  FOR

 OFFERING

PROPOSAL #5.6: APPROVE PRICING METHOD UNDER THE A              ISSUER            YES             FOR                  FOR

SHARE OFFERING

PROPOSAL #5.7: APPROVE UNDERWRITING METHOD UNDER THE         ISSUER            YES             FOR                  FOR

A SHARE OFFERING

PROPOSAL #5.8: APPROVE LISTING PLACE UNDER THE A                ISSUER            YES             FOR                  FOR

SHARE OFFERING

PROPOSAL #5.9: APPROVE FORM CONVERSION UNDER THE A            ISSUER            YES             FOR                  FOR

SHARE OFFERING

PROPOSAL #5.10: APPROVE RESOLUTION VALIDITY PERIOD            ISSUER            YES             FOR                  FOR

UNDER THE A SHARE OFFERING

PROPOSAL #6: APPROVE DISTRIBUTION OF THE ACCUMULATED         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED PROFITS BEFORE THE A SHARE OFFERING

PROPOSAL #7: APPROVE USE OF PROCEEDS TO BE RAISED              ISSUER            YES             FOR                  FOR

THROUGH THE A SHARE OFFERING AND THE FEASIBILITY

ANALYSIS

PROPOSAL #8: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS        ISSUER            YES             FOR                  FOR

 RELATING TO THE A SHARE OFFERING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Wanda Commercial Properties Co Ltd

  TICKER:               03699                              CUSIP:   Y1966E102

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DING BENXI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT QI JIE AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT QU DEJUN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT YIN HAI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT LIU ZHAOHUI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT WANG ZHIBIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT HU, FRED ZULIU AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT QI DAQING AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT LI GUINIAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT ZHAO DEMING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT LIU CHEE MING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #12: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS, THE SUPERVISORY COMMITTEE TO FIX

REMUNERATION OF SUPERVISORS AND TO ENTER INTO SERVICE

 CONTRACTS

PROPOSAL #13: APPROVE CHANGE OF USE OF PART OF THE            ISSUER            YES             FOR                  FOR

PROCEEDS FROM THE ISSUANCE OF H SHARES AND RELATED

TRANSACTIONS

PROPOSAL #14: APPROVE ISSUANCE OF CORPORATE BONDS          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #15: APPROVE ISSUANCE OF DEBT FINANCING           SHAREHOLDER        YES             FOR                  N/A

INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Wanda Commercial Properties Co Ltd

  TICKER:               3699                                CUSIP:   Y1966E102

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE DISTRIBUTION PLAN OF 2015 FINAL         ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #7: APPROVE INVESTMENT PLAN AND RELATED                ISSUER            YES         AGAINST           AGAINST

TRANSACTIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #9: APPROVE SPECIAL REPORT IN RELATION TO            ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS RAISED BY PREVIOUS H SHARE

PROPOSAL #10: APPROVE DILUTION OF CURRENT RETURN FROM        ISSUER            YES             FOR                  FOR

 THE INITIAL PUBLIC OFFERING OF A SHARES DENOMINATED

IN RENMINBI AND ITS REMEDIAL MEASURES

PROPOSAL #11: APPROVE UNDERTAKING BY COMPANY'S                   ISSUER            YES             FOR                  FOR

DIRECTORS, SENIOR MANAGEMENT, CONTROLLING SHAREHOLDER

 AND ACTUAL CONTROLLER TO IMPLEMENT REMEDIAL MEASURES

 IN RELATION TO THE DILUTION OF CURRENT RETURN

RESULTING FROM THE INITIAL PUBLIC OFFERING OF A

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Yi Qiao Sea Cucumber Co., Ltd.

  TICKER:               002447                            CUSIP:   Y1967H104

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Yi Qiao Sea Cucumber Co., Ltd.

  TICKER:               002447                            CUSIP:   Y1967H104

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE POSTPONED RESUMPTION DUE TO                ISSUER            YES             FOR                  FOR

MAJOR ASSETS RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Zeus Entertainment Co., Ltd.

  TICKER:               002354                            CUSIP:   Y19666109

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF RESTRICTED STOCK                   ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.1: APPROVE PURPOSE AND PRINCIPLES                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE GOVERNING BODY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.4: APPROVE SOURCE OF UNDERLYING STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: APPROVE NUMBER AND ALLOCATION OF                 ISSUER            YES             FOR                  FOR

RESTRICTED STOCKS

PROPOSAL #1.6: APPROVE DURATION, GRANT DATE, LOCKING         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD

PROPOSAL #1.7: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.8: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.9: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.10: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.11: APPROVE IMPLEMENTATION, GRANTING AND         ISSUER            YES             FOR                  FOR

UNLOCKING PROCEDURES

PROPOSAL #1.12: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.13: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.14: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS


 

PROPOSAL #4: APPROVE IMMEDIATE CLOSE RELATIVES OF              ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER AND ACTUAL CONTROLLER ZHU YE

AS PLAN PARTICIPANTS

PROPOSAL #5: APPROVE SIGNING OF PERFORMANCE                        ISSUER            YES             FOR                  FOR

COMMITMENT, COMPENSATION AGREEMENT AND ITS SUPPLEMENT

 BY COMPANY, ITS SUBSIDIARY AND PLAN PARTICIPANTS XU

HONGBING AND LUO ZHENDE IN CONNECTION TO STOCK

INCENTIVE PLAN

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Zeus Entertainment Co., Ltd.

  TICKER:               002354                            CUSIP:   Y19666109

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3: APPROVE PARTICIPATION IN THE                        SHAREHOLDER        YES         AGAINST           AGAINST

ESTABLISHMENT OF LIFE INSURANCE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Zeus Entertainment Co., Ltd.

  TICKER:               002354                            CUSIP:   Y19666109

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #2: ELECT ZHANG ZHIJIAO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Zeus Entertainment Co., Ltd.

  TICKER:               002354                            CUSIP:   Y19666109

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE USE OF EXCESS RAISED FUNDS TO            ISSUER            YES             FOR                  FOR

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL


 

PROPOSAL #9: ELECT YAO HAIFANG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Zeus Entertainment Co., Ltd.

  TICKER:               002354                            CUSIP:   Y19666109

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN TO RELATED              ISSUER            YES             FOR                  FOR

ENTERPRISES BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE POSTPONEMENT IN THE RESUMPTION      SHAREHOLDER        YES             FOR                  FOR

OF TRADING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Zeus Entertainment Co., Ltd.

  TICKER:               002354                            CUSIP:   Y19666109

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND TYPE AND BOND MATURITY             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.6: APPROVE GUARANTEE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LISTING ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Zeus Entertainment Co., Ltd.

  TICKER:               002354                            CUSIP:   Y19666109

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADVANCE PAYMENT OF THE LAST                ISSUER            YES             FOR                  FOR

EQUITY TRANSFER PAYMENT BY COMPANY SUBSIDIARY TO

TRANSACTION PARTIES XU HONGBING AND LUO ZHENDE FOR

AIPU INFORMATION TECHNOLOGY CO., LTD

PROPOSAL #2: APPROVE SIGNING OF CASH ACQUISITION                ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT BETWEEN COMPANY SUBSIDIARY AND

 TRANSACTION PARTIES XU HONGBING AND LUO ZHENDE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dalian Zeus Entertainment Co., Ltd.

  TICKER:               002354                            CUSIP:   Y19666109

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION          ISSUER            YES             FOR                  FOR

BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS COMPLIES WITH RELEVANT LAWS AND

REGULATIONS

PROPOSAL #2: APPROVE ACQUISITION OF 96.36% EQUITY OF         ISSUER            YES             FOR                  FOR

BEIJING HERUN DETANG CULTURE MEDIA CO., LTD. AND

93.5417% EQUITY IN BEIJING HUANXIANG YUEYOU NETWORK

TECHNOLOGY CO., LTD. BY CASH AND SHARE ISSUANCE AS

WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2.1: APPROVE TARGET ASSET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TRANSACTION PARTIES                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TRANSACTION PRICE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TRANSACTION METHOD                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PAYMENT PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ATTRIBUTABLE PROFIT OR LOSS            ISSUER            YES             FOR                  FOR

DURING THE TRANSITION PERIOD

PROPOSAL #2.7: APPROVE TRANSFER OF ASSETS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE TARGET ASSET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE TRANSACTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE PAYMENT PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.14: APPROVE ATTRIBUTABLE PROFIT OR LOSS          ISSUER            YES             FOR                  FOR

DURING THE TRANSITION PERIOD

PROPOSAL #2.15: APPROVE TRANSFER OF ASSETS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.16: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.17: APPROVE ISSUANCE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.18: APPROVE TYPE AND PAR VALUE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.20: APPROVE PRICE REFERENCE DATE AND                ISSUER            YES             FOR                  FOR

ISSUANCE PRICE

PROPOSAL #2.21: APPROVE NUMBER OF SHARES TO BE                   ISSUER            YES             FOR                  FOR

SUBSCRIBE BY SHAREHOLDERS OF HERUN MEDIA

PROPOSAL #2.22: APPROVE NUMBER OF SHARES TO BE                   ISSUER            YES             FOR                  FOR

SUBSCRIBE BY SHAREHOLDERS OF HUANXIANG YUEYOU

PROPOSAL #2.23: APPROVE TARGET FOR PRICE ADJUSTMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #2.24: APPROVE CONDITIONS FOR PRICE                       ISSUER            YES             FOR                  FOR

ADJUSTMENT


 

PROPOSAL #2.25: APPROVE PERIOD FOR PRICE ADJUSTMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #2.26: APPROVE TRIGGERING CONDITIONS FOR              ISSUER            YES             FOR                  FOR

PRICE ADJUSTMENT

PROPOSAL #2.27: APPROVE REFERENCE DATE FOR PRICE                ISSUER            YES             FOR                  FOR

ADJUSTMENT

PROPOSAL #2.28: APPROVE ADJUSTMENT ON ISSUANCE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #2.29: APPROVE ADJUSTMENT ON ISSUE SIZE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.30: APPROVE EX-RIGHT AND EX-DIVIDEND FROM        ISSUER            YES             FOR                  FOR

 THE PERIOD OF PRICE ADJUSTMENT REFERENCE DATE TO

ISSUANCE DATE

PROPOSAL #2.31: APPROVE LOCK-UP PERIOD OF THE SHARES         ISSUER            YES             FOR                  FOR

ACQUIRED BY SHAREHOLDERS OF HERUN MEDIA

PROPOSAL #2.32: APPROVE LOCK-UP PERIOD OF THE SHARES         ISSUER            YES             FOR                  FOR

ACQUIRED BY SHAREHOLDERS OF HUANXIANG YUEYOU

PROPOSAL #2.33: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.34: APPROVE TYPE AND PAR VALUE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.35: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.36: APPROVE PRICE REFERENCE DATE, PRICING        ISSUER            YES             FOR                  FOR

 BASIS AND ISSUANCE PRICE

PROPOSAL #2.37: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.38: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.39: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.40: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 PARAGRAPH 2 OF THE

MANAGEMENT APPROACH REGARDING MAJOR ASSET

RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #6: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #7: APPROVE AUDIT REPORT, PROFIT FORECAST            ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT OF THE ACQUISITION BY

CASH AND ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #8: APPROVE DRAFT REPORT ON ACQUISITION BY          ISSUER            YES             FOR                  FOR

CASH AND ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #9: APPROVE COMPLETENESS AND COMPLIANCE OF          ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: APPROVE SIGNING OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

ACQUISITION BY SHARE ISSUANCE AGREEMENT AND

ACQUISITION BY CASH AND SHARE ISSUANCE AGREEMENT


 

PROPOSAL #12: APPROVE RISK WARNING, PREVENTIVE                   ISSUER            YES             FOR                  FOR

MEASURE AND RELEVANT COMMITMENTS REGARDING DILUTION

IN CURRENT RETURNS IN CONNECTION TO THE TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DAMAC Properties Dubai Co PJSC

  TICKER:               DAMAC                              CUSIP:   M0858Z101

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.15 PER SHARE         ISSUER            YES             FOR                  FOR

FOR FY 2015

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #9: APPROVE CHARITABLE DONATIONS UP TO 2              ISSUER            YES             FOR                  FOR

PERCENT OF AVERAGE NET PROFITS FOR FY 2015 AND FY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DAMAC Properties Dubai Co PJSC

  TICKER:               DAMAC                              CUSIP:   M0858Z101

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY APPOINTMENT OF NABIL ALYOUSUF AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ALLOW DIRECTORS TO ENGAGE IN COMPETITIVE        ISSUER            YES             FOR                  FOR

 BUSINESS FOR 1 YEAR, EXCLUDE THE MAIN MAJOR BUSINESS

 OF THE COMPANY

PROPOSAL #3.1: AMEND BYLAWS TO COMPLY WITH FEDERAL            ISSUER            YES         AGAINST           AGAINST

LAW NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dana Gas PJSC

  TICKER:               DANA                                CUSIP:   M27014105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH THE NEW                ISSUER            YES             FOR                  FOR

COMMERCIAL LAW NO.2 OF 2015

PROPOSAL #2: APPROVE THE COMPANY'S EMPLOYEES                       ISSUER            YES         AGAINST           AGAINST

INCENTIVE SHARES SCHEME

PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015


 

PROPOSAL #5: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

CARRYING FORWARD REMAINING NET PROFITS TO NEXT YEAR

PROPOSAL #8: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #9: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #10: RATIFY AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Danhua Chemical Technology Co., Ltd.

  TICKER:               600844                            CUSIP:   Y7682P115

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO THE ISSUE PRICE IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE ADJUSTMENT TO THE ISSUE SIZE IN         ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5: ELECT SHEN YAYUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF FINANCIAL ASSISTANCE TO

CONTROLLED SUBSIDIARY

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION (TWO)            SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #8: APPROVE ADDITIONAL AGENDA IN 2015 SECOND   SHAREHOLDER        YES             FOR                  N/A

 EXTRAORDINARY GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Danhua Chemical Technology Co., Ltd.

  TICKER:               600844                            CUSIP:   Y7682P115

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND PAYMENT FOR 2015 REMUNERATION

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT FOR 2015 REMUNERATION

PROPOSAL #8: APPROVE GUARANTEE PROVISION BY                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY TO INDIRECT CONTROLLED


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Daphne International Holdings Ltd.

  TICKER:               210                                  CUSIP:   G2830J103

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT CHANG CHIH-CHIAO AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT HUANG SHUN-TSAI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT LEE TED TAK TAI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Daqin Railway Co., Ltd.

  TICKER:               601006                            CUSIP:   Y1997H108

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT YANG WANDONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT ZAN ZHIHONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Daqin Railway Co., Ltd.

  TICKER:               601006                            CUSIP:   Y1997H108

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #7: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL        ISSUER            YES             FOR                  FOR

 BILL

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS


 

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.01: ELECT LIU XINGWU AS SUPERVISOR                  ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dare Technology Co., Ltd.

  TICKER:               000910                            CUSIP:   Y44434101

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT SUI MIN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT WANG YONG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dare Technology Co., Ltd.

  TICKER:               000910                            CUSIP:   Y44434101

  MEETING DATE:   3/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REGISTRATION AND ISSUANCE OF              ISSUER            YES             FOR                  FOR

MEDIUM-TERM NOTES OF NOT MORE THAN CNY 900 MILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dare Technology Co., Ltd.

  TICKER:               000910                            CUSIP:   Y44434101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE RE-APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE PAYMENT OF 2015 AUDIT FEE                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 AUDIT SUMMARY OF THE AUDIT         ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #8.1: APPROVE PROVISION OF JOINT LIABILITY          ISSUER            YES             FOR                  FOR

GUARANTEE FOR THE CNY 270 MILLION LOAN APPLIED BY

POWER DEKOR GROUP CO., LTD.

PROPOSAL #8.2: APPROVE PROVISION OF JOINT LIABILITY          ISSUER            YES             FOR                  FOR

GUARANTEE FOR THE CNY 155 MILLION LOAN APPLIED BY

DARE ARTIFICIAL PANELS GROUP CO.,LTD.

PROPOSAL #8.3: APPROVE PROVISION OF JOINT LIABILITY          ISSUER            YES             FOR                  FOR

GUARANTEE FOR THE CNY 100 MILLION LOAN APPLIED BY

POWER DEKOR INDUSTRIES (JIANGSU) CO., LTD.

PROPOSAL #8.4: APPROVE PROVISION OF JOINT LIABILITY          ISSUER            YES         AGAINST           AGAINST

GUARANTEE FOR THE CNY 780 MILLION LOAN APPLIED BY

DARE TECHNOLOGY GROUP CO., LTD.


 

PROPOSAL #8.5: APPROVE PROVISION OF JOINT LIABILITY          ISSUER            YES         AGAINST           AGAINST

GUARANTEE FOR THE CNY 70 MILLION LOAN APPLIED BY

JIANGSU DARE FURNITURE CO., LTD.

PROPOSAL #8.6: APPROVE PROVISION OF JOINT LIABILITY          ISSUER            YES         AGAINST           AGAINST

GUARANTEE FOR THE CNY 200 MILLION LOAN APPLIED BY

JIANGSU HEYA WOODEN DOORS LTD.

PROPOSAL #9: APPROVE PROVISION FOR IMPAIRMENT OF                ISSUER            YES             FOR                  FOR

LONG-TERM EQUITY INVESTMENT

PROPOSAL #10: APPROVE CHANGE IN BUSINESS SCOPE AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Darfon Electronics Corp.

  TICKER:               8163                                CUSIP:   Y1997G100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Darwin Precisions Corp

  TICKER:               6120                                CUSIP:   Y25909105

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dashang Co., Ltd.

  TICKER:               600694                            CUSIP:   Y19973117

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO A                     ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dashang Co., Ltd.

  TICKER:               600694                            CUSIP:   Y19973117

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT BOARD OF DIRECTORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT BOARD OF SUPERVISORS                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PAYMENT OF 2015 AUDIT FEE AND            ISSUER            YES             FOR                  FOR

CHANGE IN APPOINTMENT OF AUDITOR

PROPOSAL #9: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE DAILY RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE SIGNING OF RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION FRAMEWORK AGREEMENT WITH XINJIANG YOUHAO

(GROUP) CO., LTD.

PROPOSAL #12: APPROVE PROVISION OF MUTUAL GUARANTEE          ISSUER            YES             FOR                  FOR

WITH DASHANG GROUP CO., LTD.

PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES         AGAINST           AGAINST

NEXT THREE YEARS (2016-2018)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dashang Group Co., Ltd.

  TICKER:               600694                            CUSIP:   Y19973117

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang Huayin Electric Power Co., Ltd.

  TICKER:               600744                            CUSIP:   Y37686105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF SHINEWING CPAS AS        ISSUER            YES             FOR                  FOR

 AUDITOR AND PAYMENT OF 2015 REMUNERATION

PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #9: APPROVE INTERNAL CONTROL AUDIT REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT OF INTERNAL CONTROL        ISSUER            YES             FOR                  FOR

 AUDITOR


 

PROPOSAL #11: APPROVE 2016 SELLING OF COMPUTER                   ISSUER            YES             FOR                  FOR

SOFTWARE AND PROVISION OF RELEVANT SERVICE BY

CONTROLLED SUBSIDIARY TO RELATED PARTY

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS REGARDING PURCHASE AND SALE OF COAL

PROPOSAL #13: APPROVE ANNUAL EVALUATION OF COMPANY'S         ISSUER            YES             FOR                  FOR

LEADERSHIP TEAM

PROPOSAL #14: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #16: APPROVE FINANCIAL LEASING BUSINESS WITH        ISSUER            YES             FOR                  FOR

 SHANGHAI DATANG FINANCIAL LEASING CO., LTD.

PROPOSAL #17: ELECT LIU DONGLAI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.01: ELECT LIU QUANCHENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #18.02: ELECT LIU GUANGMING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang International Power Generation Co. Ltd

  TICKER:               00991                              CUSIP:   Y20020106

  MEETING DATE:   8/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE PROVISION OF ENTRUSTED LOAN TO        ISSUER            YES             FOR                  FOR

 DUOLUN COAL CHEMICAL COMPANY

PROPOSAL #1.2: APPROVE PROVISION OF ENTRUSTED LOAN TO        ISSUER            YES             FOR                  FOR

 XILINHAOTE MINING COMPANY

PROPOSAL #2.1: ELECT LUO ZHONGWEI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT LIU HUANGSONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT JIANG FUXIU AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE REMOVAL OF DONG HEYI AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.5: APPROVE REMOVAL OF YE YANSHENG AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.6: APPROVE REMOVAL OF ZHAO JIE AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang International Power Generation Co. Ltd

  TICKER:               00991                              CUSIP:   Y20020106

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESOLUTION ON ENTERING INTO THE         ISSUER            YES             FOR                  FOR

LEASING AND FACTORING BUSINESS COOPERATION AGREEMENT

WITH SHANGHAI DATANG FINANCIAL LEASE CO., LTD.

PROPOSAL #2.1: APPROVE PROVISION OF GUARANTEE FOR          SHAREHOLDER        YES             FOR                  FOR

FINANCIAL LEASE OF ZHEJIANG DATANG

INTERNATIONALJIANGSHAN XINCHENG THERMAL POWER COMPANY

 LIMITED

PROPOSAL #2.2: APPROVE PROVISION OF GUARANTEE FOR          SHAREHOLDER        YES         AGAINST           AGAINST

FINANCIAL LEASE OF YUNNAN DATANG INTERNATIONAL

HONGHEELECTRIC POWER GENERATION COMPANY LIMITED


 

PROPOSAL #2.3: APPROVE PROVISION OF GUARANTEE FOR          SHAREHOLDER        YES         AGAINST           AGAINST

FINANCIAL LEASE OF YUNNAN DATANG INTERNATIONALWENSHAN

 HYDROPOWER DEVELOPMENT COMPANY LIMITED

PROPOSAL #2.4: APPROVE PROVISION OF GUARANTEE FOR          SHAREHOLDER        YES         AGAINST           AGAINST

FINANCIAL LEASE OF YUNNAN DATANG

INTERNATIONALMENGYEJIANG HYDROPOWER DEVELOPMENT

COMPANY LIMITED

PROPOSAL #2.5: APPROVE PROVISION OF GUARANTEE FOR          SHAREHOLDER        YES         AGAINST           AGAINST

FINANCIAL LEASE OF YUNNAN DATANG INTERNATIONAL

NALANHYDROPOWER DEVELOPMENT COMPANY LIMITED

PROPOSAL #2.6: APPROVE PROVISION OF GUARANTEE FOR          SHAREHOLDER        YES             FOR                  FOR

FINANCIAL LEASE OF NINGXIA DATANG

INTERNATIONALQINGTONGXIA WIND POWER COMPANY LIMITED

PROPOSAL #3: APPROVE ADJUSTMENTS IN DIRECTORS OF THE    SHAREHOLDER        YES             FOR                  FOR

COMPANY

PROPOSAL #4: APPROVE ADJUSTMENTS IN RELEVANT                  SHAREHOLDER        YES             FOR                  FOR

UNDERTAKINGS BY THE CONTROLLING SHAREHOLDER OF THE

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang International Power Generation Co. Ltd

  TICKER:               00991                              CUSIP:   Y20020106

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTATION OF TRANSFER OF            ISSUER            YES             FOR                  FOR

DESULFURISATION ASSETS AND/OR DENITRIFICATION ASSETS

BY SOME POWER PLANTS OF THE COMPANY

PROPOSAL #2: APPROVE ABSORPTION AND MERGER OF CHENGDU        ISSUER            YES             FOR                  FOR

 QINGJIANGYUAN ENERGY COMPANY LIMITED, CHENGDU LIGUO

ENERGY COMPANY LIMITED AND CHENGDU ZHONGFU ENERGY

COMPANY LIMITED

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ON THE        SHAREHOLDER        YES             FOR                  N/A

FINANCING OF DATANG ENERGY AND CHEMICAL COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang International Power Generation Co. Ltd

  TICKER:               991                                  CUSIP:   Y20020106

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE TERM EXTENSION OF FRAMEWORK            ISSUER            YES             FOR                  FOR

AGREEMENT OF SALE OF NATURAL GAS

PROPOSAL #1.2: APPROVE TERM EXTENSION OF SALE AND              ISSUER            YES             FOR                  FOR

PURCHASE CONTRACT OF CHEMICAL PRODUCTS (KEQI)

PROPOSAL #1.3: APPROVE TERM EXTENSION OF SALE AND              ISSUER            YES             FOR                  FOR

PURCHASE CONTRACT OF CHEMICAL PRODUCTS (DUOLUN)

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CERTAIN ENTITIES OF THE COMPANY

PROPOSAL #3.1: APPROVE RMB6 BILLION ENTRUSTED LOANS          ISSUER            YES         AGAINST           AGAINST

UNDER THE ENTRUSTED LOAN FRAMEWORK AGREEMENT (DUOLUN)

 TO DUOLUN COAL CHEMICAL COMPANY

PROPOSAL #3.2: APPROVE RMB4 BILLION ENTRUSTED LOANS          ISSUER            YES         AGAINST           AGAINST

UNDER THE ENTRUSTED LOAN FRAMEWORK AGREEMENT

(RENEWABLE RESOURCE) TO RENEWABLE RESOURCE COMPANY

PROPOSAL #3.3: APPROVE RMB160 MILLION ENTRUSTED LOANS        ISSUER            YES         AGAINST           AGAINST

 UNDER THE ENTRUSTED LOAN AGREEMENT TO RENEWABLE

RESOURCE COMPANY


 

PROPOSAL #3.4: APPROVE RMB100 MILLION ENTRUSTED LOANS        ISSUER            YES         AGAINST           AGAINST

 UNDER THE ENTRUSTED LOAN AGREEMENT TO RENEWABLE

RESOURCE COMPANY

PROPOSAL #3.5: APPROVE RMB1.1 BILLION ENTRUSTED LOANS        ISSUER            YES         AGAINST           AGAINST

 UNDER THE ENTRUSTED LOAN AGREEMENT TO RENEWABLE

RESOURCE COMPANY

PROPOSAL #4.1: APPROVE PURCHASE OF COAL UNDER THE              ISSUER            YES             FOR                  FOR

COAL PURCHASE AND SALE FRAMEWORK AGREEMENT (BEIJING)

AND ANNUAL CAP

PROPOSAL #4.2: APPROVE PURCHASE OF COAL UNDER THE              ISSUER            YES             FOR                  FOR

COAL PURCHASE AND SALE FRAMEWORK AGREEMENT (INNER

MONGOLIA) AND ANNUAL CAP

PROPOSAL #4.3: APPROVE PURCHASE OF COAL UNDER THE              ISSUER            YES             FOR                  FOR

COAL PURCHASE AND SALE FRAMEWORK AGREEMENT (CHAOZHOU)

 AND ANNUAL CAP

PROPOSAL #5: APPROVE ENGAGEMENT OF CHINA NATIONAL              ISSUER            YES             FOR                  FOR

WATER RESOURCES & ELECTRIC POWER MATERIALS &

EQUIPMENT CO., LTD. FOR CENTRALIZED PURCHASE OF

PROJECT CONSTRUCTION MATERIALS IN 2016

PROPOSAL #6.1: ELECT ZHU SHAOWEN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE RESIGNATION OF YANG WENCHUN AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #7: APPROVE PROVISIONS FOR ASSET IMPAIRMENT     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang International Power Generation Co. Ltd

  TICKER:               991                                  CUSIP:   Y20020106

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 PROPOSAL OF FINAL ACCOUNTS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RUIHUA CHINA CPAS (SPECIAL                 ISSUER            YES             FOR                  FOR

ORDINARY PARTNERSHIP) AND RSM HONG KONG AS DOMESTIC

AND INTERNATIONAL AUDITORS RESPECTIVELY

PROPOSAL #6.1: ELECT CHEN JINHANG AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.2: ELECT LIU CHUANDONG AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.3: ELECT WANG XIN AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.4: ELECT LIANG YONGPAN AS DIRECTOR                SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.5: ELECT YING XUEJUN AS DIRECTOR                   SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.6: ELECT LIU HAIXIA AS DIRECTOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.7: ELECT GUAN TIANGANG AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.8: ELECT CAO XIN AS DIRECTOR                          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.9: ELECT ZHAO XIANGUO AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.10: ELECT ZHU SHAOWEN AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #6.11: ELECT FENG GENFU AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.12: ELECT LUO ZHONGWEI AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.13: ELECT LIU HUANGSONG AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.14: ELECT JIANG FUXIU AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #7.1: ELECT LIU QUANCHENG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #7.2: ELECT ZHANG XIAOXU AS SUPERVISOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #8: APPROVE REGISTRATION OF DEBT AND                     ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS OF NON-FINANCIAL CORPORATE

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang International Power Generation Co. Ltd

  TICKER:               00991                              CUSIP:   Y20020122

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTATION OF TRANSFER OF            ISSUER            YES             FOR                  FOR

DESULFURISATION ASSETS AND/OR DENITRIFICATION ASSETS

BY SOME POWER PLANTS OF THE COMPANY

PROPOSAL #2: APPROVE ABSORPTION AND MERGER OF CHENGDU        ISSUER            YES             FOR                  FOR

 QINGJIANGYUAN ENERGY COMPANY LIMITED, CHENGDU LIGUO

ENERGY COMPANY LIMITED AND CHENGDU ZHONGFU ENERGY

COMPANY LIMITED

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ON THE        SHAREHOLDER        YES             FOR                  N/A

FINANCING OF DATANG ENERGY AND CHEMICAL COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang International Power Generation Co. Ltd

  TICKER:               991                                  CUSIP:   Y20020122

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE TERM EXTENSION OF FRAMEWORK          ISSUER            YES             FOR                  FOR

AGREEMENT OF SALE OF NATURAL GAS

PROPOSAL #1.02: APPROVE TERM EXTENSION OF SALE AND            ISSUER            YES             FOR                  FOR

PURCHASE CONTRACT OF CHEMICAL PRODUCTS (KEQI)

PROPOSAL #1.03: APPROVE TERM EXTENSION OF SALE AND            ISSUER            YES             FOR                  FOR

PURCHASE CONTRACT OF CHEMICAL PRODUCTS (DUOLUN)

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CERTAIN ENTITIES OF THE COMPANY

PROPOSAL #3.01: APPROVE RMB6 BILLION ENTRUSTED LOANS         ISSUER            YES         AGAINST           AGAINST

UNDER THE ENTRUSTED LOAN FRAMEWORK AGREEMENT (DUOLUN)

 TO DUOLUN COAL CHEMICAL COMPANY

PROPOSAL #3.02: APPROVE RMB4 BILLION ENTRUSTED LOANS         ISSUER            YES         AGAINST           AGAINST

UNDER THE ENTRUSTED LOAN FRAMEWORK AGREEMENT

(RENEWABLE RESOURCE) TO RENEWABLE RESOURCE COMPANY

PROPOSAL #3.03: APPROVE RMB160 MILLION ENTRUSTED                ISSUER            YES         AGAINST           AGAINST

LOANS UNDER THE ENTRUSTED LOAN AGREEMENT TO RENEWABLE

 RESOURCE COMPANY

PROPOSAL #3.04: APPROVE RMB100 MILLION ENTRUSTED                ISSUER            YES         AGAINST           AGAINST

LOANS UNDER THE ENTRUSTED LOAN AGREEMENT TO RENEWABLE

 RESOURCE COMPANY


 

PROPOSAL #3.05: APPROVE RMB1.1 BILLION ENTRUSTED                ISSUER            YES         AGAINST           AGAINST

LOANS UNDER THE ENTRUSTED LOAN AGREEMENT TO RENEWABLE

 RESOURCE COMPANY

PROPOSAL #4.01: APPROVE PURCHASE OF COAL UNDER THE            ISSUER            YES             FOR                  FOR

COAL PURCHASE AND SALE FRAMEWORK AGREEMENT (BEIJING)

AND ANNUAL CAP

PROPOSAL #4.02: APPROVE PURCHASE OF COAL UNDER THE            ISSUER            YES             FOR                  FOR

COAL PURCHASE AND SALE FRAMEWORK AGREEMENT (INNER

MONGOLIA) AND ANNUAL CAP

PROPOSAL #4.03: APPROVE PURCHASE OF COAL UNDER THE            ISSUER            YES             FOR                  FOR

COAL PURCHASE AND SALE FRAMEWORK AGREEMENT (CHAOZHOU)

 AND ANNUAL CAP

PROPOSAL #5: APPROVE ENGAGEMENT OF CHINA NATIONAL              ISSUER            YES             FOR                  FOR

WATER RESOURCES & ELECTRIC POWER MATERIALS &

EQUIPMENT CO., LTD. FOR CENTRALIZED PURCHASE OF

PROJECT CONSTRUCTION MATERIALS IN 2016

PROPOSAL #6.01: ELECT ZHU SHAOWEN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.02: APPROVE RESIGNATION OF YANG WENCHUN          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #7: APPROVE PROVISIONS FOR ASSET IMPAIRMENT     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang International Power Generation Co. Ltd

  TICKER:               991                                  CUSIP:   Y20020122

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS INCLUDING REPORT OF INDEPENDENT DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 PROPOSAL OF FINAL ACCOUNTS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RUIHUA CHINA CPAS (SPECIAL                 ISSUER            YES             FOR                  FOR

ORDINARY PARTNERSHIP) AND RSM NELSON WHEELER AS

DOMESTIC AND INTERNATIONAL AUDITORS RESPECTIVELY

PROPOSAL #6.1: ELECT CHEN JINHANG AS DIRECTOR                 SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.2: ELECT LIU CHUANDONG AS DIRECTOR                SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.3: ELECT WANG XIN AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.4: ELECT LIANG YONGPAN AS DIRECTOR                SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.5: ELECT YING XUEJUN AS DIRECTOR                   SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.6: ELECT LIU HAIXIA AS DIRECTOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.7: ELECT GUAN TIANGANG AS DIRECTOR                SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.8: ELECT CAO XIN AS DIRECTOR                          SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.9: ELECT ZHAO XIANGUO AS DIRECTOR                 SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.10: ELECT ZHU SHAOWEN AS DIRECTOR                 SHAREHOLDER        YES         AGAINST           AGAINST

PROPOSAL #6.11: ELECT FENG GENFU AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.12: ELECT LUO ZHONGWEI AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #6.13: ELECT LIU HUANGSONG AS DIRECTOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6.14: ELECT JIANG FUXIU AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #7.1: ELECT LIU QUANCHENG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #7.2: ELECT ZHANG XIAOXU AS SUPERVISOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #8: APPROVE REGISTRATION OF DEBT AND                     ISSUER            YES         AGAINST           AGAINST

FINANCING INSTRUMENTS OF NON-FINANCIAL CORPORATE

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang Telecom Technology Co., Ltd.

  TICKER:               600198                            CUSIP:   Y2002K102

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS AS 2015 ANNUAL REPORT AUDITOR

PROPOSAL #2.01: ELECT WANG PENGFEI AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #3.01: ELECT ZONG WENLONG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datang Telecom Technology Co., Ltd.

  TICKER:               600198                            CUSIP:   Y2002K102

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 WITH DATANG TELECOM GROUP FINANCE CO.

PROPOSAL #9: APPROVE INTERNAL FUND SUPPORT FRAMEWORK         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TELECOM SCIENCE TECHNOLOGY INSTITUTE

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

BETWEEN DATANG SEMICONDUCTOR DESIGN CO., LTD. AND

DATANG LIANCHENG INFORMATION SYSTEMS TECHNOLOGY CO.,

LTD.

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

BETWEEN LIANXIN TECHNOLOGY CO., LTD. AND DATANG

LIANCHENG INFORMATION SYSTEM TECHNOLOGY CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Datatec Ltd

  TICKER:               DTC                                  CUSIP:   S2100Z123

  MEETING DATE:   9/10/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT FUNKE IGHODARO AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT WISEMAN NKUHLU AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH MARK HOLME AS THE DESIGNATED

AUDITOR

PROPOSAL #4.1: RE-ELECT CHRIS SEABROOKE AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #4.2: RE-ELECT WISEMAN NKUHLU AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #4.3: RE-ELECT FUNKE IGHODARO AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #4.4: RE-ELECT STEPHEN DAVIDSON AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT, RISK AND COMPLIANCE COMMITTEE

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY OR CORPORATION

PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DaTong Coal Industry Co., Ltd.

  TICKER:               601001                            CUSIP:   Y20220102

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF RELEVANT ASSETS                ISSUER            YES             FOR                  FOR

YANZISHAN MINE TO DATONG COAL MINE GROUP CO., LTD.

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #3: APPROVE SIGNING AND AMENDMENT OF                     ISSUER            YES             FOR                  FOR

AGREEMENT RELATED TO TRANSFER YANZISHAN MINE

PROPOSAL #4: APPROVE SIGNING OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

AGREEMENT WITH DATONG COAL MINE GROUP FINANCE CO.,

PROPOSAL #5: APPROVE PROVISION OF GUARANTEES OF                 ISSUER            YES             FOR                  FOR

DATONG COAL INDUSTRY INTERNATIONAL TRADE CO., LTD. TO

 SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DaTong Coal Industry Co., Ltd.

  TICKER:               601001                            CUSIP:   Y20220102

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE CONTINUED PROVISION OF GUARANTEE        ISSUER            YES             FOR                  FOR

 FOR SUBSIDIARY JINDING ACTIVE CARBON CO., LTD.

PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF EQUITY                 ISSUER            YES             FOR                  FOR

ENTRUSTMENT

PROPOSAL #11: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCING BILLS

PROPOSAL #12: APPROVE COMPANY'S PLAN FOR MAJOR ASSET         ISSUER            YES             FOR                  FOR

DISPOSAL COMPLIES WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #13: APPROVE THIS MAJOR ASSET RESTRUCTURE            ISSUER            YES             FOR                  FOR

CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #14: APPROVE TRANSACTION COMPLIES WITH                 ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #15.01: APPROVE TRANSACTION PARTIES                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: APPROVE TARGET EQUITY                                  ISSUER            YES             FOR                  FOR

PROPOSAL #15.03: APPROVE TARGET EQUITY PRICE                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.04: APPROVE TARGET EQUITY DELIVERY                  ISSUER            YES             FOR                  FOR

PROPOSAL #15.05: APPROVE PROCEEDS PAYMENT                             ISSUER            YES             FOR                  FOR

PROPOSAL #15.06: APPROVE TRANSITIONAL ARRANGEMENTS             ISSUER            YES             FOR                  FOR

PROPOSAL #15.07: APPROVE DEBT AND DEBT HANDLING                  ISSUER            YES             FOR                  FOR

PROPOSAL #15.08: APPROVE STAFF PLACEMENT PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #15.09: APPROVE CONDITIONS FOR AGREEMENT TO         ISSUER            YES             FOR                  FOR

TAKE EFFECT

PROPOSAL #15.10: APPROVE LIABILITY FOR BREACH OF                ISSUER            YES             FOR                  FOR

CONTRACT

PROPOSAL #15.11: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE DRAFT REPORT ON MAJOR ASSET              ISSUER            YES             FOR                  FOR

DISPOSAL AND RELATED-PARTY TRANSACTION AND ITS

PROPOSAL #17: APPROVE COMPLETENESS AND COMPLIANCE OF         ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #18: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO MAJOR ASSET RESTRUCTURE

PROPOSAL #19: APPROVE SIGNING OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

SUPPLEMENTAL 100% EQUITY TRANSFER AGREEMENT

PROPOSAL #20: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS


 

PROPOSAL #21: APPROVE TRANSFER OF 100% EQUITY IN                ISSUER            YES             FOR                  FOR

DATONG COAL INDUSTRY INTERNATIONAL TRADE CO., LTD.

PROPOSAL #22.01: ELECT WANG TUANWEI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #22.02: ELECT SHI XINGTANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dawning Information Industry Co., Ltd.

  TICKER:               603019                            CUSIP:   Y2022K108

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE

PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dawning Information Industry Co., Ltd.

  TICKER:               603019                            CUSIP:   Y2022K108

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INCREASE PLAN OF                     ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY TIANJIN HAIGUANG ADVANCED

TECHNOLOGY INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dawning Information Industry Co., Ltd.

  TICKER:               603019                            CUSIP:   Y2022K108

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE 2015 SOCIAL RESPONSIBILITY                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #5: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2015 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPLICATION OF BANK LOAN CREDIT         ISSUER            YES         AGAINST           AGAINST

LIMIT

PROPOSAL #10: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dawnrays Pharmaceutical (Holdings) Ltd.

  TICKER:               2348                                CUSIP:   G2687M100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT HUNG YUNG LAI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT PAN XUE TIAN AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3: ELECT CHOI TAT YING JACKY AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: ELECT EDE, RONALD HAO XI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dayang Enterprise Holdings Bhd.

  TICKER:               DAYANG                            CUSIP:   Y202BD104

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT YUSOF BIN TENGKU AHMAD SHAHRUDDIN         ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #4: ELECT CHIA CHU FATT AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT POLIT BIN HAMZAH AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: ELECT ABDUL AZIZ BIN ISHAK AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT LING SUK KIONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Daye Special Steel Co., Ltd.

  TICKER:               000708                            CUSIP:   Y2022S101

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PAYMENT OF REMUNERATION TO         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10.1: ELECT QIAN GANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2: ELECT LI GUOZHONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.3: ELECT JIANG QIAO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dazhong Transportation (Group) Co. Ltd.

  TICKER:               900903                            CUSIP:   Y2023E119

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5.01: ELECT LIANG JIAWEI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6: APPROVE 2016 EXTERNAL PROVISION OF                 ISSUER            YES         AGAINST           AGAINST

GUARANTEES

PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #10: APPROVE RE-APPOINTMENT OF INTERNAL                ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DEA General Aviation Holding Co., Ltd.

  TICKER:               002260                            CUSIP:   Y2924L105

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF ASSET MANAGEMENT                ISSUER            YES             FOR                  FOR

AGREEMENT AND ESTABLISHMENT OF ASSET MANAGEMENT PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DEA General Aviation Holding Co., Ltd.

  TICKER:               002260                            CUSIP:   Y2924L105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO PRIVATE PLACEMENT         ISSUER             NO              N/A                  N/A

OF A SHARES

PROPOSAL #2: APPROVE AMENDMENTS TO THE PLAN FOR                 ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Delta Electronics (Thailand) Public Co Ltd

  TICKER:               DELTA                              CUSIP:   Y20266154

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT HSIEH, SHEN-YEN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT CHU, CHIH-YUAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT BOONSAK CHIEMPRICHA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Delta Electronics Inc.

  TICKER:               2308                                CUSIP:   Y20263102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5.1: ELECT LI JI REN WITH ID NO. Y120143XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Deluxe Family Co., Ltd.

  TICKER:               600503                            CUSIP:   Y9584H100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER             NO              N/A                  N/A

PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE 2016 ALLOWANCE FOR DIRECTORS AND        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #7: APPROVE 2016 ALLOWANCE FOR DIRECTORS AND        ISSUER             NO              N/A                  N/A

 SUPERVISORS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER             NO              N/A                  N/A

SUBSIDIARY

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #9: APPROVE 2016 REMUNERATION FOR SENIOR              ISSUER             NO              N/A                  N/A

MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE 2016 REMUNERATION FOR SENIOR              ISSUER            YES             FOR                  FOR

MANAGEMENT MEMBERS

PROPOSAL #10: APPROVE EXTENSION OF RESOLUTION                     ISSUER             NO              N/A                  N/A

VALIDITY PERIOD OF PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #10: APPROVE EXTENSION OF RESOLUTION                     ISSUER            YES         AGAINST           AGAINST

VALIDITY PERIOD OF PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #11: APPROVE EXTENSION IN THE AUTHORIZATION         ISSUER            YES         AGAINST           AGAINST

OF THE BOARD TO HANDLE ALL MATTERS RELATED TO THE

RESOLUTION VALIDITY PERIOD IN PRIVATE PLACEMENT OF

NEW SHARES


 

PROPOSAL #11: APPROVE EXTENSION IN THE AUTHORIZATION         ISSUER             NO              N/A                  N/A

OF THE BOARD TO HANDLE ALL MATTERS RELATED TO THE

RESOLUTION VALIDITY PERIOD IN PRIVATE PLACEMENT OF

NEW SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Depo Auto Parts Industrial Co., Ltd.

  TICKER:               6605                                CUSIP:   Y2032B106

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5.1: ELECT CHUANG MING KUO AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT CHUNG LIEN TSAI AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.8: ELECT NON-INDEPENDENT DIRECTOR NO. 6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.9: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.10: ELECT SUPERVISOR NO. 2                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.11: ELECT SUPERVISOR NO. 3                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Der Future Science and Technology Holding Group Co., Ltd.

  TICKER:               002631                            CUSIP:   Y20332105

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN THE USAGE OF EXCESS            ISSUER            YES             FOR                  FOR

RAISED FUNDS TO INVEST IN BEST NEW ENERGY TECHNOLOGY

CO., LTD.

PROPOSAL #2: APPROVE USE OF EXCESS RAISED FUNDS TO            ISSUER            YES             FOR                  FOR

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #3: APPROVE CONTINUES SUSPENSION IN TRADING         ISSUER            YES             FOR                  FOR

DUE TO PLAN FOR ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Der Future Science and Technology Holding Group Co., Ltd.

  TICKER:               002631                            CUSIP:   Y20332105

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MAJOR RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

REGARDING ACQUISITION OF 48% EQUITY IN SUZHOU

BAIDESHENG SMART HOME CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Der Future Science and Technology Holding Group Co., Ltd.

  TICKER:               002631                            CUSIP:   Y20332105

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 52% EQUITY OF              ISSUER            YES             FOR                  FOR

SUZHOU BAIDESHENG INTELLIGENT HOUSEHOLD CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Der Future Science and Technology Holding Group Co., Ltd.

  TICKER:               002631                            CUSIP:   Y20332105

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES         AGAINST           AGAINST

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE ASSETS PURCHASE BY CASH PAYMENT         ISSUER            YES         AGAINST           AGAINST

AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #2.a1: APPROVE TRANSACTION MANNER, TARGET            ISSUER            YES         AGAINST           AGAINST

ASSETS AND TRANSACTION COUNTERPARTIES

PROPOSAL #2.a2: APPROVE TRANSACTION PRICE AND PRICING        ISSUER            YES         AGAINST           AGAINST

 BASIS

PROPOSAL #2.a3: APPROVE AUDIT AND EVALUATION                       ISSUER            YES         AGAINST           AGAINST

REFERENCE DATE

PROPOSAL #2.a4: APPROVE PAYMENT METHOLD                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.a5: APPROVE ISSUE MANNER                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.a6: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.a7: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.a8: APPROVE ISSUE PRICE                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.a9: APPROVE ISSUE AMOUNT                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.a10: APPROVE PLAN TO ADJUST THE ISSUE              ISSUER            YES         AGAINST           AGAINST

PRICE

PROPOSAL #2.a11: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.a12: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES         AGAINST           AGAINST

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.a13: APPROVE CONTRACTUAL OBLIGATIONS AND         ISSUER            YES         AGAINST           AGAINST

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP


 

PROPOSAL #2.a14: APPROVE PERFORMANCE COMMITMENT,                ISSUER            YES         AGAINST           AGAINST

COMPENSATION AS WELL AS REWARD CONSIDERATION

PROPOSAL #2.b1: APPROVE ISSUE METHOD IN CONNECTION TO        ISSUER            YES         AGAINST           AGAINST

 RAISING SUPPORTING FUNDS

PROPOSAL #2.b2: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER            YES         AGAINST           AGAINST

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.b3: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD IN CONNECTION TO RAISING

SUPPORTING FUNDS

PROPOSAL #2.b4: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES         AGAINST           AGAINST

 IN CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.b5: APPROVE PRICE ADJUSTMENT MECHANISM IN        ISSUER            YES         AGAINST           AGAINST

 CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.b6: APPROVE ISSUE AMOUNT IN CONNECTION TO        ISSUER            YES         AGAINST           AGAINST

 RAISING SUPPORTING FUNDS

PROPOSAL #2.b7: APPROVE LOCK-UP PERIOD ARRANGEMENT IN        ISSUER            YES         AGAINST           AGAINST

 CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.b8: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES         AGAINST           AGAINST

FUNDS

PROPOSAL #2.c: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #2.d: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.e: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES         AGAINST           AGAINST

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         AGAINST           AGAINST

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES         AGAINST           AGAINST

AGREEMENT BY ISSUE OF SHARES AND CASH PAYMENT AND

PROFIT FORECAST COMPENSATION AGREEMENT

PROPOSAL #6: APPROVE AUDIT REPORT, PRO-FORMA REVIEW          ISSUER            YES         AGAINST           AGAINST

REPORT AND APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #7: APPROVE RISK WARNING ON THE DILUTION IN         ISSUER            YES         AGAINST           AGAINST

SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THIS TRANSACTION

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Der Future Science and Technology Holding Group Co., Ltd.

  TICKER:               002631                            CUSIP:   Y20332105

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE REMUNERATION OR ALLOWANCE OF              ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #8: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN LOW-RISK FINANCIAL PRODUCTS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #12: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Der Future Science and Technology Holding Group Co., Ltd.

  TICKER:               002631                            CUSIP:   Y20332105

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Deutsche Bank Mexico - Concentradora Fibra Hotelera S.A. de C.V.

  TICKER:               FIHO 12                          CUSIP:   P3515D148

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING                                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT AND RATIFY MEMBERS OF TRUST                   ISSUER            YES             FOR                  FOR

TECHNICAL COMMITTEE

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO THE TRUST BY                 ISSUER            YES             FOR                  FOR

AGREEMENT AMONG TRUSTORS, TRUSTEE AND JOINT

REPRESENTATIVE

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dewan Housing Finance Corporation Limited

  TICKER:               511072                            CUSIP:   Y2055V112

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF WARRANTS ON                       ISSUER            YES             FOR                  FOR

PREFERENTIAL BASIS TO PROMOTER GROUP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Deyaar Development PJSC

  TICKER:               DEYAAR                            CUSIP:   M28055115

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE ABSENCE OF DIVIDENDS FOR FY 2015        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #8: ELECT DIRECTORS (BUNDLED)                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES         AGAINST           AGAINST

NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DHC Software Co., Ltd.

  TICKER:               002065                            CUSIP:   Y0771R100

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE POSTPONED RESUMPTION DUE TO                ISSUER            YES             FOR                  FOR

COMPANY'S PLAN FOR ASSET PURCHASE BY ISSUANCE OF

PROPOSAL #2: ELECT LUAN DALONG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DHC Software Co., Ltd.

  TICKER:               002065                            CUSIP:   Y0771R100

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dialog Group Berhad

  TICKER:               DIALOG                            CUSIP:   Y20641109

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT NGAU BOON KEAT AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZAINAB BINTI MOHD SALLEH AS                   ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #4: ELECT OH CHONG PENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE BDO AS AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Digi.com Berhad

  TICKER:               DIGI                                CUSIP:   Y2070F100

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT MORTEN KARLSEN SORBY AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT TORE JOHNSEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT VIMALA A/P V.R. MENON AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LARS-AKE VALDEMAR NORLING AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT KRISTIN MURI MOLLER AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE FINANCIAL YEAR ENDED DECEMBER 31, 2015

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE FINANCIAL YEAR ENDING DECEMBER 31, 2016

PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Digital China Holdings Limited

  TICKER:               861                                  CUSIP:   G2759B107

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT LIN YANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT LIU YUNG, JOHN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT LAI DANIEL AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4.1: APPROVE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4.2: AUTHORIZE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #4.3: AUTHORIZE REISSUANCE OF REPURCHASED            ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Digital China Information Service Company Ltd

  TICKER:               000555                            CUSIP:   Y2943B104

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE ADJUSTMENTS TO THE PLAN FOR                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE TERMINATION OF CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE THE NOTION THAT THE PLAN FOR              ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES CONSTITUTES AS

RELATED PARTY TRANSACTION

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Digital China Information Service Company Ltd

  TICKER:               000555                            CUSIP:   Y2943B104

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.1: ELECT GUO WEI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #2.2: ELECT LIN YANG AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.3: ELECT ZHOU YIBING AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.4: ELECT GAO YUAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.5: ELECT SHENG GANG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.6: ELECT LUO ZHENBANG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.7: ELECT WANG NENGGUANG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.8: ELECT YANG XIAOYING AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.9: ELECT LV BENFU AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #4: APPROVE APPLICATION OF CREDIT LINE FROM         ISSUER            YES         AGAINST           AGAINST

CHINA MERCHANTS BANK BY THE COMPANY AND SUBSIDIARIES

SHENZHOU DIGITAL SYSTEM INTEGRATION SERVICES,

SHENZHOU DIGITAL INFORMATION SYSTEMS AND SHENZHOU

DIGITAL JINXIN TECHNOLOGY AS WELL AS PROVISION OF GUA

PROPOSAL #5.1: ELECT NIU ZHUO AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5.2: ELECT SUN TIECHENG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Digital China Information Service Company Ltd

  TICKER:               000555                            CUSIP:   Y2943B104

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER             NO              N/A                  N/A

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER             NO              N/A                  N/A

SENIOR MANAGEMENT IN CONNECTION TO COUNTER-DILUTION

MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE APPLICATION OF CREDIT LINE BY            ISSUER             NO              N/A                  N/A

COMPANY AND SUBSIDIARIES DIGITAL CHINA SYSTEM

INTEGRATION SERVICES CO., LTD. AND DIGITAL CHINA

INFORMATION SYSTEMS CO., LTD. FROM BANK OF SHANGHAI

AND GUARANTEE PROVISION BY COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Digital China Information Service Company Ltd

  TICKER:               000555                            CUSIP:   Y2943B104

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: APPROVE 2016 RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH DIGITAL CHINA HOLDINGS LIMITED

PROPOSAL #8.02: APPROVE 2016 RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHENZHEN SHENXIN TAIFENG GROUP CO.,

PROPOSAL #9: APPROVE AMENDMENTS ON MANAGEMENT SYSTEM         ISSUER            YES             FOR                  FOR

OF INTERNAL CONTROL

PROPOSAL #10: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES APPLIED BY SUBSIDIARIES

SHENZHOU DIGITAL SYSTEM INTEGRATION SERVICE CO., LTD

AND SHENZHOU DIGITAL INFORMATION SYSTEM CO., LTD FROM

 GUANGDONG DEVELOPMENT BANK

PROPOSAL #11: APPROVE GUARANTEE BY SHENZHOU DIGITAL          ISSUER            YES         AGAINST           AGAINST

SYSTEM INTEGRATION SERVICE CO., LTD FOR THE CREDIT

LINES APPLIED BY SUBSIDIARIES, SHENZHOU DIGITAL INFO

SYSTEM CO., LTD, SHENZHOU DIGITAL JINXIN TECHNOLOGY

CO., LTD AND BEIJING ZHONGNONG XINDA INFO TECH

PROPOSAL #12: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES APPLIED BY SUBSIDIARY

SHENZHOU DIGITAL INFO SYSTEM CO., LTD

PROPOSAL #13: APPROVE COMPREHENSIVE CREDIT LINES                ISSUER            YES         AGAINST           AGAINST

APPLIED BY COMPANY AND BEIJING BRANCH AND

SUBSIDIARIES, SHENZHOU DIGITAL SYS INTEGRATION

SERVICE CO., LTD AND SHENZHOU DIGITAL INFO SYSTEM

CO., LTD FROM CHINA MINSHENG BANK AND GUARANTEE

PROPOSAL #14: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY SUBSIDIARY

SHENZHOU DIGITAL INTEGRATION SYSTEM CO., LTD FROM

INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA)

PROPOSAL #15: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES APPLIED BY SUBSIDIARIES,

SHENZHOU DIGITAL SYS INTEGRATION SERVICE CO., LTD AND

 SHENZHOU DIGITAL INFO SYSTEM CO., LTD FROM CHINA

MINSHENG BANK

PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #17: ELECT XIN XIN AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Digital China Information Service Company Ltd

  TICKER:               000555                            CUSIP:   Y2943B104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

TO SPECIFIC PARTIES AS WELL AS RAISING SUPPORTING

PROPOSAL #2.01: APPROVE TRANSACTION METHOD,                        ISSUER            YES             FOR                  FOR

TRANSACTION TARGET AND TRANSACTION PARTY

PROPOSAL #2.02: APPROVE TRANSACTION PRICE AND PRICING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #2.03: APPROVE PAYMENT MANNER                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.05: APPROVE PRICE REFERENCE DATE AND                ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.06: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LOCK-UP ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.09: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.10: APPROVE COMMITMENT TO PERFORMANCE AND        ISSUER            YES             FOR                  FOR

 COMPENSATION

PROPOSAL #2.11: APPROVE SPECIAL AGREEMENT BETWEEN              ISSUER            YES             FOR                  FOR

REWARD PRICE AND ACCOUNT RECEIVABLE

PROPOSAL #2.12: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.13: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.15: APPROVE ISSUE MANNER RELATED TO                 ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.16: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

RELATED TO RAISING SUPPORTING FUNDS

PROPOSAL #2.17: APPROVE TARGET SUBSCRIBERS RELATED TO        ISSUER            YES             FOR                  FOR

 RAISING SUPPORTING FUNDS

PROPOSAL #2.18: APPROVE ISSUE PRICE AND PRICE BASIS          ISSUER            YES             FOR                  FOR

RELATED TO RAISING SUPPORTING FUNDS

PROPOSAL #2.19: APPROVE ISSUE SIZE RELATED TO RAISING        ISSUER            YES             FOR                  FOR

 SUPPORTING FUNDS

PROPOSAL #2.20: APPROVE LOCK-UP ARRANGEMENT RELATED          ISSUER            YES             FOR                  FOR

TO RAISING SUPPORTING FUNDS

PROPOSAL #2.21: APPROVE AMOUNT OF PROCEEDS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.22: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.23: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS RELATED TO RAISING SUPPORTING

FUNDS

PROPOSAL #2.24: APPROVE LISTING EXCHANGE RELATED TO          ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.25: APPROVE RESOLUTION VALIDITY PERIOD            ISSUER            YES             FOR                  FOR

RELATED TO RAISING SUPPORTING FUNDS

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #7: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUE OF SHARES AND CASH PAYMENT AND

PERFORMANCE COMMITMENT COMPENSATION AGREEMENT


 

PROPOSAL #8: APPROVE HIRING AGENCIES FOR THE                       ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE AUDIT REPORT, REMARK AUDIT                 ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #10: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

TRANSACTION

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Direcional Engenharia SA

  TICKER:               DIRR3                              CUSIP:   P3561Q100

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #4: INSTALL FISCAL COUNCIL AND ELECT FISCAL         ISSUER            YES             FOR                  FOR

COUNCIL MEMBERS AND ALTERNATES

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Direcional Engenharia SA

  TICKER:               DIRR3                              CUSIP:   P3561Q100

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

PROPOSAL #2: AMEND ARTICLES 2, 36, AND CONSOLIDATE            ISSUER            YES             FOR                  FOR

BYLAWS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Discovery Limited

  TICKER:               DSY                                  CUSIP:   S2192Y109

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH JORGE CONCALVES AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #3.1: RE-ELECT LES OWEN AS CHAIRPERSON OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT SINDI ZILWA AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE


 

PROPOSAL #3.3: RE-ELECT SONJA SEBOTSA AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.4: ELECT JANNIE DURAND AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4.1: RE-ELECT MONTY HILKOWITZ AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: RE-ELECT BRIAN BRINK AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: RE-ELECT JANNIE DURAND AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: RE-ELECT  STEVEN EPSTEIN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: RE-ELECT SINDI ZILWA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT FAITH KHANYILE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #7.1: AUTHORISE DIRECTORS TO ALLOT AND ISSUE        ISSUER            YES             FOR                  FOR

 A PREFERENCE SHARES

PROPOSAL #7.2: AUTHORISE DIRECTORS TO ALLOT AND ISSUE        ISSUER            YES             FOR                  FOR

 B PREFERENCE SHARES

PROPOSAL #7.3: AUTHORISE DIRECTORS TO ALLOT AND ISSUE        ISSUER            YES             FOR                  FOR

 C PREFERENCE SHARES

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 AND 45 OF THE COMPANIES ACT

PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dish TV India Ltd.

  TICKER:               532839                            CUSIP:   Y2076S114

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND CORPORATE PURPOSE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Distell Group Ltd

  TICKER:               DST                                  CUSIP:   S2193Q113

  MEETING DATE:   10/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH HUGO ZEELIE AS THE

INDIVIDUAL DESIGNATED AUDITOR

PROPOSAL #3.1: RE-ELECT PIET BEYERS AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT JANNIE DURAND AS DIRECTOR               ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.3: RE-ELECT JOE MADUNGANDABA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: RE-ELECT ANDRE PARKER AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: RE-ELECT CATHARINA SEVILLANO-BARREDO          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #3.6: RE-ELECT BEN VAN DER ROSS AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT GUGU DINGAAN AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #4.2: RE-ELECT DAVID NUREK AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #4.3: RE-ELECT CATHARINA SEVILLANO-BARREDO          ISSUER            YES             FOR                  FOR

AS MEMBER OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Divi's Laboratories Limited

  TICKER:               532488                            CUSIP:   Y2076F112

  MEETING DATE:   8/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT N. V. RAMANA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PVRK NAGESWARA RAO & CO. AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Divi's Laboratories Limited

  TICKER:               532488                            CUSIP:   Y2076F112

  MEETING DATE:   9/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND            ISSUER            YES             FOR                  FOR

AMEND MEMORANDUM OF ASSOCIATION

PROPOSAL #2: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DIXY GROUP PJSC

  TICKER:               DIXY                                CUSIP:   X1887L103

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT IGOR KESAYEV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #6.2: ELECT SERGEY KATSIEV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #6.3: ELECT SERGEY BELYAKOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #6.4: ELECT STEVEN JOHN WELLARD AS DIRECTOR         ISSUER            YES             FOR                  N/A

PROPOSAL #6.5: ELECT FRANK-MICHAEL MROS AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #6.6: ELECT PEDRO MANUEL PEREIRA DA SILVA AS        ISSUER            YES         AGAINST               N/A

 DIRECTOR

PROPOSAL #6.7: ELECT STEVEN HELLMAN AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #6.8: ELECT ALEKSANDR PRISYAZHNYUK AS                   ISSUER            YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.9: ELECT ALEKSEY KRIVOSHAPKO AS DIRECTOR         ISSUER            YES         AGAINST               N/A

PROPOSAL #6.10: ELECT DENIS SPIRIN AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #6.11: ELECT VLADIMIR KATZMAN AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: ELECT LAURA BASANGOVA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #8.2: ELECT IRINA SHOTAEVA AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #8.3: ELECT YULIA ZHUVAGA AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #9: RATIFY AUDITOR FOR RUSSIAN ACCOUNTING            ISSUER            YES             FOR                  FOR

STANDARDS

PROPOSAL #10: RATIFY AUDITOR FOR IFRS                                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DLF Ltd.

  TICKER:               532868                            CUSIP:   Y2089H105

  MEETING DATE:   7/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #2: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DLF Ltd.

  TICKER:               532868                            CUSIP:   Y2089H105

  MEETING DATE:   8/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT M. GUJRAL AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT R. TALWAR AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE WALKER CHANDIOK & CO LLP AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: ELECT A. SINGH AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT A.S. MINOCHA AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES             FOR                  FOR

EXCEEDING 50 PERCENT OF THE COMPANY'S SHAREHOLDINGS

IN MATERIAL SUBSIDIARIES

PROPOSAL #9: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES             FOR                  FOR

EXCEEDING 20 PERCENT OF THE VALUE OF THE ASSETS OF

MATERIAL SUBSIDIARIES

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               D-Link Corp.

  TICKER:               2332                                CUSIP:   Y2013S102

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DMCI Holdings Inc.

  TICKER:               DMC                                  CUSIP:   Y2088F100

  MEETING DATE:   7/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON AUGUST 5, 2014

PROPOSAL #2: APPROVE THE MANAGEMENT REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY ALL ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND OFFICERS DURING THE PRECEDING YEAR


 

PROPOSAL #4: APPOINT SGV & CO. AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

EXTERNAL AUDITORS

PROPOSAL #5.1: ELECT ISIDRO A. CONSUNJI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT CESAR A. BUENAVENTURA AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT JORGE A. CONSUNJI AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT VICTOR A. CONSUNJI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT HERBERT M. CONSUNJI AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.6: ELECT MA. EDWINA C. LAPERAL AS                     ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #5.7: ELECT LUZ CONSUELO A. CONSUNJI AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.8: ELECT ANTONIO JOSE U. PERIQUET AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.9: ELECT HONORIO REYES-LAO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6a: AMEND ARTICLE III, SECTION 3 OF THE BY-        ISSUER            YES         AGAINST           AGAINST

LAWS TO PROVIDE THAT ALL NOMINATIONS TO THE BOARD

SHOULD BE SUBMITTED TO THE BOARD OF DIRECTORS, WITH

THE CONSENT OF THE NOMINEES, AT LEAST SIXTY DAYS

PRIOR TO THE SCHEDULED DATE OF ANNUAL STOCKHOLDERS'

PROPOSAL #6b: AMEND ARTICLE III, SECTION 8 OF THE BY-        ISSUER            YES             FOR                  FOR

LAWS TO PROVIDE THAT NOTICE OF REGULAR OR SPECIAL

MEETING SHALL BE GIVEN BY THE CORPORATE SECRETARY BY

DELIVERING THE NOTICE AT LEAST FIVE BUSINESS DAYS

BEFORE THE SCHEDULED DATE OF BOARD MEETING

PROPOSAL #6c: AMEND ARTICLE III, SECTION 9 OF THE BY-        ISSUER            YES             FOR                  FOR

LAWS TO INDICATE THAT DECISIONS OF THE BOARD SHALL

REQUIRE THE AFFIRMATIVE VOTE OF AT LEAST TWO-THIRDS

OF THE MEMBERS OF THE BOARD

PROPOSAL #6d: AMEND ARTICLE III, SECTION 11 OF THE            ISSUER            YES             FOR                  FOR

BY-LAWS TO INDICATE THAT ANY RESIGNATION OF A

DIRECTOR SHOULD BE IN WRITING AND DELIVERED TO THE

CHAIRMAN OF THE BOARD AND THE CORPORATE SECRETARY

PROPOSAL #6e: AMEND ARTICLE IV, SECTION 1 OF THE BY-         ISSUER            YES             FOR                  FOR

LAWS TO TO AMEND THE DEFINITION OF INDEPENDENT

DIRECTORS

PROPOSAL #6f: AMEND ARTICLE VI, SECTION 1 OF THE BY-         ISSUER            YES             FOR                  FOR

LAWS TO ADD THE RISK OVERSIGHT COMMITTEE AS ONE OF

THE BOARD COMMITTEES

PROPOSAL #6g: AMEND ARTICLE VI, SECTION 5 OF THE BY-         ISSUER            YES             FOR                  FOR

LAWS TO ADD THE COMPOSITION AND DUTIES OF THE RISK

OVERSIGHT COMMITTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Do-Fluoride Chemicals Co., Ltd.

  TICKER:               002407                            CUSIP:   Y2090T106

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONVERSION OF PARTIAL IDLE                 ISSUER            YES             FOR                  FOR

RAISED FUNDS BY SUBSIDIARY DO-FLUORIDE (JIAOZUO) NEW

ENERGY TECHNOLOGY CO., LTD. TO TIME DEPOSITS,

STRUCTURAL DEPOSITS AND INVESTMENT IN FINANCIAL

PROPOSAL #2: APPROVE USE OF OWN FUNDS TO INVEST IN            ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #3: APPROVE INVESTMENT IN BANK OF CHINA                ISSUER            YES             FOR                  FOR

TRAVEL SERVICE CO., LTD. JIAOZUO


 

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Do-Fluoride Chemicals Co., Ltd.

  TICKER:               002407                            CUSIP:   Y2090T106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANKS

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9.1: AMEND RULES AND PROCEDURES REGARDING          ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9.2: AMEND RULES AND PROCEDURES REGARDING          ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #9.3: AMEND RULES AND PROCEDURES REGARDING          ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #9.4: APPROVE CODE OF CONDUCT OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #9.5: APPROVE CODE OF CONDUCT OF CONTROLLING        ISSUER            YES             FOR                  FOR

 SHAREHOLDERS AND ULTIMATE CONTROLLING SHAREHOLDER

PROPOSAL #9.6: APPROVE PREVENTION SYSTEM FOR THE USE         ISSUER            YES             FOR                  FOR

OF FUNDS BY CONTROLLING SHAREHOLDERS AND OTHER

RELATED PARTIES

PROPOSAL #9.7: APPROVE WORKING SYSTEM FOR INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #9.8: APPROVE IMPLEMENTING RULES FOR                     ISSUER            YES             FOR                  FOR

CUMULATIVE VOTING SYSTEM

PROPOSAL #9.9: AMEND RELATED-PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #10: APPROVE 2016 RE-APPOINTMENT OF DA HUA          ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dogan Sirketler Grubu Holding A.S.

  TICKER:               DOHOL                              CUSIP:   M2810S100

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING


 

PROPOSAL #3: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #6: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE UPPER LIMIT OF THE DONATIONS            ISSUER            YES         AGAINST           AGAINST

FOR 2016

PROPOSAL #14: AUTHORIZE ISSUANCE OF BONDS AND/OR                ISSUER            YES         AGAINST           AGAINST

COMMERCIAL PAPERS

PROPOSAL #15: APPROVE DISTRIBUTION OF INTERIM                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #16: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dogus Otomotiv Servis ve Ticaret AS

  TICKER:               DOAS                                CUSIP:   M28191100

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR            ISSUER            YES             FOR                  FOR

2016

PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dong-E-E-Jiao Co., Ltd.

  TICKER:               000423                            CUSIP:   Y7689C109

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DUTY FULFILLMENT REPORT OF THE          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: ELECT WU JUN AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.2: ELECT LI GUOHUI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT FENG YI AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE APPOINTMENT OF AUDITORS AND FIX        ISSUER            YES             FOR                  FOR

 THE REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongfang Electric Corporation Ltd.

  TICKER:               1072                                CUSIP:   Y20958107

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION AND FINAL            ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #4: APPROVE AUDITED CONSOLIDATED FINANCIAL          ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #5: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS AUDITOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongfang Electric Corporation Ltd.

  TICKER:               1072                                CUSIP:   Y20958115

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION AND FINAL            ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #4: APPROVE AUDITED CONSOLIDATED FINANCIAL          ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #5: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS AUDITOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongfang Electronics Co., Ltd.

  TICKER:               000682                            CUSIP:   Y209AC102

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongfeng Automobile Co., Ltd.

  TICKER:               600006                            CUSIP:   Y2096J102

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE APPLICATION OF CNY 1.25 BILLION         ISSUER            YES             FOR                  FOR

AUTOMOBILE REPURCHASE LIMIT

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE DISPOSAL OF DONGFENG XIANGYANG          ISSUER            YES             FOR                  FOR

SPECIAL PURPOSE VEHICLE CO., LTD.

PROPOSAL #10: APPROVE REMOVAL OF ZHU FUSHOU AS               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongfeng Electronic Technology Co Ltd

  TICKER:               600081                            CUSIP:   Y2096X101

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL OF FIXED ASSETS AND              ISSUER            YES             FOR                  FOR

INVENTORY WRITE-OFF BY SUBSIDIARY

PROPOSAL #2.00: APPROVE RE-APPOINTMENT OF AUDITOR AND        ISSUER            YES             FOR                  FOR

 FORMULATION OF REMUNERATION

PROPOSAL #2.01: APPROVE RE-APPOINTMENT OF AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE FORMULATION OF REMUNERATION           ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.00: APPROVE RE-APPOINTMENT OF INTERNAL            ISSUER            YES             FOR                  FOR

AUDITOR AND FORMULATION OF REMUNERATION

PROPOSAL #3.01: APPROVE RE-APPOINTMENT OF INTERNAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #3.02: APPROVE FORMULATION OF REMUNERATION           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISPOSAL OF FIXED ASSETS AND              ISSUER            YES             FOR                  FOR

INVENTORY BY COMPANY'S HEADQUARTERS AND SUBSIDIARY

PROPOSAL #5: APPROVE DISPOSAL OF INVENTORY AND WRITE-        ISSUER            YES             FOR                  FOR

OFF OF BAD DEBT BY SUBSIDIARY

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO 2016 IMPLEMENTATION OF OEM SUPPORT

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINE FROM DONGFENG MOTOR FINANCE CO., LTD.

PROPOSAL #8.01: ELECT GAO DALIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.02: ELECT WENG YUNZHONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #8.03: ELECT XIAO DAYOU AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.04: ELECT JIANG CHUAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.05: ELECT WANG HANJUN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.06: ELECT LI ZHIGUANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.01: ELECT ZHANG GUOMING AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.02: ELECT ZHANG JIZHOU AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.03: ELECT ZHU GUOYANG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.01: ELECT TAN XIAOBO AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: ELECT SHI ZHU AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongfeng Electronic Technology Co Ltd

  TICKER:               600081                            CUSIP:   Y2096X101

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4.01: APPROVE 2015 FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: APPROVE 2016 FINANCIAL BUDGET REPORT         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE PROVISION FOR 1-TIME EMPLOYEE            ISSUER            YES             FOR                  FOR

EARLY RETIREMENT WELFARE


 

PROPOSAL #7: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE USE OF OWN IDLE FUNDS TO ENGAGE         ISSUER            YES             FOR                  FOR

IN ENTRUSTED ASSET MANAGEMENT BY CONTROLLED

PROPOSAL #9: APPROVE BORROWINGS FROM RELATED PARTY BY        ISSUER            YES             FOR                  FOR

 SUBSIDIARY DONGFENG AUTOMOTIVE ELECTRONICS CO., LTD.

PROPOSAL #10: APPROVE DISPOSAL OF FIXED ASSETS AND            ISSUER            YES             FOR                  FOR

INVENTORY BY SUBSIDIARIES

PROPOSAL #11: APPROVE 2016 INVESTMENT PLAN                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongfeng Electronic Technology Co Ltd

  TICKER:               600081                            CUSIP:   Y2096X101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE PAYMENT OF REMUNERATION FOR          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #2.01: APPROVE APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #2.02: APPROVE PAYMENT OF REMUNERATION FOR          ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #3: APPROVE DISPOSAL OF FIXED ASSETS OF                ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #4: APPROVE LOAN APPLICATION OF SUBSIDIARIES        ISSUER            YES             FOR                  FOR

 FROM RELATED PARTY

PROPOSAL #5: APPROVE LOAN APPLICATION OF SUBSIDIARY          ISSUER            YES             FOR                  FOR

DONGFENG AUTOMOBILE ELECTRONICS CO., LTD. FROM

RELATED PARTY

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSASCTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongfeng Motor Group Company Ltd

  TICKER:               00489                              CUSIP:   Y21042109

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 INTERNATIONAL AUDITORS'              ISSUER            YES             FOR                  FOR

REPORT AND AUDITED FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO DEAL ALL ISSUES IN RELATION TO

 DISTRIBUTION OF DIVIDEND PAYMENT

PROPOSAL #5: AUTHORIZE BOARD TO DEAL ALL ISSUES IN            ISSUER            YES             FOR                  FOR

RELATION TO DISTRIBUTION OF 2016 INTERIM DIVIDEND

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS

ZHONG TIAN LLP AS DOMESTIC AUDITORS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION


 

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #8: APPROVE REMOVAL OF ZHU FUSHUO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: AMEND RULES OF PROCEDURES                                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE APPLICATION FOR DEBT FINANCING         ISSUER            YES         AGAINST           AGAINST

LIMIT OF THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongguan Development (Holdings) Co., Ltd.

  TICKER:               000828                            CUSIP:   Y2924E101

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongguan Kingsun Optoelectronic Co., Ltd.

  TICKER:               002638                            CUSIP:   Y209D9106

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF OWN FUNDS FOR EXTERNAL            ISSUER            YES             FOR                  FOR

INVESTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongguan Kingsun Optoelectronic Co., Ltd.

  TICKER:               002638                            CUSIP:   Y209D9106

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES FROM COMMERCIAL BANKS


 

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF JOINT                               ISSUER            YES         AGAINST           AGAINST

RESPONSIBILITY GUARANTEE FOR COMPREHENSIVE CREDIT

LINE APPLIED BY CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongguan Souyute Fashion Co Ltd

  TICKER:               002503                            CUSIP:   Y209B8100

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CHANGE IN REGISTERED ADDRESS               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #3.1: APPROVE ADJUSTMENT TO ISSUE SIZE AND          ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.2: APPROVE ADJUSTMENT TO PRICING                       ISSUER            YES             FOR                  FOR

REFERENCE DATE, ISSUE PRICE AND PRICING METHOD

PROPOSAL #4: APPROVE ADJUSTMENT TO 2015 PLAN ON                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #5.1: ELECT MA HONG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT MA SHAOXIAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT LIAO GANGYAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.4: ELECT WU JUN AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.1: ELECT XU CHENGFU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2: ELECT ZHOU SHIQUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT WANG JIA AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT CHAI HAIJUN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #7.2: ELECT HUANG XIAOYAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DongGuan Winnerway Industrial Zone Ltd.

  TICKER:               000573                            CUSIP:   Y2095K100

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND PROFIT         ISSUER            YES             FOR                  FOR

DISTRIBUTION

PROPOSAL #4: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #5: APPROVE 2016 GUARANTEE PROVISION TO                ISSUER            YES             FOR                  FOR

SUBSIDIARIES


 

PROPOSAL #6: ELECT LIU YONG AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongjiang Environmental Co., Ltd.

  TICKER:               895                                  CUSIP:   Y1973Q106

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE 2016 CONTEMPLATED ROUTINE            ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: ELECT HUANG WEI MING AS SUPERVISOR              SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongjiang Environmental Co., Ltd.

  TICKER:               895                                  CUSIP:   Y1973Q106

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 ANNUAL FINAL FINANCIAL                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS AUDITOR AND AUTHORIZE MANAGEMENT OF

THE COMPANY TO FIX THEIR REMUNERATION

PROPOSAL #7: ELECT REN YUNAN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #8: APPROVE DISPOSALS OF EQUITY INTEREST IN         ISSUER            YES             FOR                  FOR

THE WHOLLY-OWNED SUBSIDIARIES OF THE COMPANY

PROPOSAL #9: APPROVE DIVIDEND DISTRIBUTION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION OF GUARANTEES                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE GRANT OF GENERAL MANDATES TO            ISSUER            YES             FOR                  FOR

ISSUE AND REPURCHASE OF ISSUED H SHARE CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongjiang Environmental Co., Ltd.

  TICKER:               895                                  CUSIP:   Y1973Q106

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GRANT OF GENERAL MANDATES TO              ISSUER            YES             FOR                  FOR

ISSUE AND REPURCHASE OF ISSUED H SHARE CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongxing Securities Corporation Limited

  TICKER:               601198                            CUSIP:   Y209G1100

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENT TO PRIVATE                     ISSUER            YES         AGAINST           AGAINST

PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.06: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE ADJUSTMENT TO PLAN ON PRIVATE            ISSUER            YES         AGAINST           AGAINST

PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE ADJUSTMENT TO FEASIBILITY                   ISSUER            YES         AGAINST           AGAINST

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE ADJUSTMENT TO COUNTER-DILUTION          ISSUER            YES         AGAINST           AGAINST

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE APPLICATION OF BUSINESS                       ISSUER            YES             FOR                  FOR

QUALIFICATION AS QUALIFIED DOMESTIC INSTITUTIONAL

INVESTOR

PROPOSAL #9.00: APPROVE ISSUANCE OF PERPETUAL                     ISSUER            YES             FOR                  FOR

SUBORDINATED BONDS

PROPOSAL #9.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #9.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #9.03: APPROVE BOND INTEREST RATE, METHOD OF        ISSUER            YES             FOR                  FOR

 DETERMINATION, EXTENSION AND ADJUSTMENT OF INTEREST

RATE

PROPOSAL #9.04: APPROVE DEFERRED PAYMENT OF BOND                ISSUER            YES             FOR                  FOR

INTEREST

PROPOSAL #9.05: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #9.06: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #9.07: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE ALL RELATED MATTERS

PROPOSAL #9.08: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #10.01: ELECT YIN JIANMIN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #10.02: ELECT QIN BIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongxing Securities Corporation Limited

  TICKER:               601198                            CUSIP:   Y209G1100

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT OF A SHARES (2ND

REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongxing Securities Corporation Limited

  TICKER:               601198                            CUSIP:   Y209G1100

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 SECURITIES INVESTMENT SCALE        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE APPLICATION OF STOCK OPTION                ISSUER            YES             FOR                  FOR

MARKET-MAKING BUSINESS QUALIFICATION

PROPOSAL #9: APPROVE REMUNERATION MANAGEMENT SYSTEM          ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #10: APPROVE TO ADJUST THE ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongxu Optoelectronic Technology Co., Ltd.

  TICKER:               000413                            CUSIP:   Y7789C116

  MEETING DATE:   11/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE LOAN        ISSUER            YES             FOR                  FOR

 OF CNY 1,200 MILLION APPLIED BY THE WHOLLY-OWNED

SUBSIDIARY BEIJING XUFENG PROPERTIES CO., LTD. FROM

HUA XIA BANK CO., LTD BEIJING DEWAI BRANCH

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE LOAN        ISSUER            YES             FOR                  FOR

 OF CNY 100 MILLION APPLIED BY THE WHOLLY-OWNED

SUBSIDIARY WUHU DONGXU OPTOELECTRONIC TECHNOLOGY CO.,

 LTD. FROM AGRICULTURAL BANK OF CHINA WUHU ECONOMY

TECHNOLOGY DEVELOPMENT ZONE BRANCH


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongxu Optoelectronic Technology Co., Ltd.

  TICKER:               200413                            CUSIP:   Y7789C116

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.6: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #7: APPROVE COMMITMENT BY CONTROLLING                   ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dongxu Optoelectronic Technology Co., Ltd.

  TICKER:               200413                            CUSIP:   Y7789C116

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEES FOR THE         ISSUER            YES             FOR                  FOR

LOAN APPLIED BY WHOLLY-OWNED SUBSIDIARY ZHENGZHOU

XUFEI OPTOELECTRONIC CO., LTD FROM AGRICULTURAL BANK

OF CHINA ZHENGZHOU ZHONGYUAN BRANCH

PROPOSAL #8: APPROVE EXTENSION BY CONTROLLING                     ISSUER            YES             FOR                  FOR

SHAREHOLDER AND ITS CONTROLLED SUBSIDIARY TO INCREASE

 HOLDINGS OF THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Double Coin Holdings Ltd.

  TICKER:               900909                            CUSIP:   Y2105F109

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE EXTERNAL GUARANTEE PROVISION               ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Double Coin Holdings Ltd.

  TICKER:               900909                            CUSIP:   Y2105F109

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALES OF LAND USE RIGHT AND                ISSUER            YES             FOR                  FOR

OTHER RELATED ASSETS OF DOUBLE COIN GROUP SHANGHAI

TIRE RESEARCH INSTITUTION

PROPOSAL #2: APPROVE SALES OF OTHER RELATED COMPANY          ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Double Coin Holdings Ltd.

  TICKER:               600623                            CUSIP:   Y2105F109

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME TO                   ISSUER            YES             FOR                  FOR

SHANGHAI HUAYI GROUP CORPORATION LIMITED

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CAPITAL INJECTION IN DOUBLE COIN        ISSUER            YES             FOR                  FOR

 TIRE CO., LTD.

PROPOSAL #4.01: ELECT LIU XUNFENG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.02: ELECT WANG XIA AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.03: ELECT HUANG DAILIE AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #5.01: ELECT SHEN QITANG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #5.02: ELECT DUAN QIHUA AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.03: ELECT ZHANG YIMIN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.01: ELECT GAO KANG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT ZHANG WEIMIN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.03: ELECT ZHANG JIANXIN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Double Coin Holdings Ltd.

  TICKER:               600623                            CUSIP:   Y2105F109

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE EXTERNAL GUARANTEES                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 AUDITOR'S REMUNERATION AND         ISSUER            YES             FOR                  FOR

2016 APPOINTMENT OF AUDITOR

PROPOSAL #10: APPROVE 2015 REMUNERATION OF DIRECTORS,        ISSUER            YES             FOR                  FOR

 SUPERVISORS AND SENIOR MANAGEMENT MEMBERS AS WELL AS

 2016 REMUNERATION OF DIRECTORS, SUPERVISORS AND

SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DP World Ltd

  TICKER:               DPW                                  CUSIP:   M2851K107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #2: APPROVE FINAL DIVIDENDS OF USD 0.3 PER          ISSUER            YES             FOR                  FOR

SHARE FOR FY 2015

PROPOSAL #3: REELECT SULTAN AHMED BIN SULAYEM AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: REELECT JAMAL BIN THANIAH AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5: REELECT YUVRAJ NARAYAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: REELECT DEEPAK PAREKH AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: REELECT ROBERT WOODS AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: REELECT MARK RUSSELL AS DIRECTOR                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: ELECT ABDULLA GHOBASH AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT NADYA KAMALI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT MOHAMMED AL SUWAIDI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT SULTAN AHMED BIN SULAYEM AS GROUP        ISSUER            YES             FOR                  FOR

 CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE  COMPANY

PROPOSAL #13: REELECT KPMG LLP AS AUDITORS                           ISSUER            YES             FOR                  FOR

PROPOSAL #14: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #15: AUTHORIZE SHARE ISSUANCE WITH                        ISSUER            YES             FOR                  FOR

PREEMPTIVE RIGHTS

PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #17: ELIMINATE PREEMPTIVE RIGHTS PURSUANT TO        ISSUER            YES             FOR                  FOR

 ITEM 15 ABOVE

PROPOSAL #18: AUTHORIZE CANCELLATION OF REPURCHASED          ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dr. Peng Telecom & Media Group Co., Ltd.

  TICKER:               600804                            CUSIP:   Y13067106

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REFINING IN CONNECTION TO THE            ISSUER            YES             FOR                  FOR

CHANGE OF TARGET SUBSCRIBERS OF THE RESTRICTED STOCK

PLAN

PROPOSAL #8: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dr. Reddy's Laboratories

  TICKER:               500124                            CUSIP:   256135203

  MEETING DATE:   7/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT G.V. PRASAD AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE B S R & CO. LLP AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dr. Reddy's Laboratories

  TICKER:               500124                            CUSIP:   256135203

  MEETING DATE:   9/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dr. Reddy's Laboratories

  TICKER:               500124                            CUSIP:   256135203

  MEETING DATE:   4/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dr. Reddy's Laboratories

  TICKER:               500124                            CUSIP:   Y21089159

  MEETING DATE:   7/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT G.V. PRASAD AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE B S R & CO. LLP AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dr. Reddy's Laboratories

  TICKER:               500124                            CUSIP:   Y21089159

  MEETING DATE:   9/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dr. Reddy's Laboratories

  TICKER:               500124                            CUSIP:   Y21089159

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM                      ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Drake & Scull International PJSC

  TICKER:               DSI                                  CUSIP:   M2852F107

  MEETING DATE:   4/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES         AGAINST           AGAINST

NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Drake & Scull International PJSC

  TICKER:               DSI                                  CUSIP:   M2852F107

  MEETING DATE:   5/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES         AGAINST           AGAINST

NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DRDGOLD Ltd

  TICKER:               DRD                                  CUSIP:   S22362107

  MEETING DATE:   11/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY WITH JACQUES LE ROUX AS THE DESIGNATED

PROPOSAL #2: ELECT RIAAN DAVEL AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT GEOFF CAMPBELL AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT EDMUND JENEKER AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR


 

PROPOSAL #6.1: RE-ELECT JOHAN HOLTZHAUSEN AS CHAIRMAN        ISSUER            YES             FOR                  FOR

 OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #6.2: RE-ELECT EDMUND JENEKER AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #6.3: RE-ELECT JAMES TURK AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #6.4: RE-ELECT GEOFF CAMPBELL AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTIONS 44 AND 45 OF THE ACT

PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dubai Financial Market PJSC

  TICKER:               DFM                                  CUSIP:   M28814107

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH THE FEDERAL         ISSUER            YES         AGAINST           AGAINST

LAW NO.2 OF 2015

PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: APPROVE AUDITOR'S REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE SHARIAH SUPERVISORY BOARD REPORT        ISSUER            YES             FOR                  FOR

 FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CASH DIVIDENDS OF 5 PERCENT OF          ISSUER            YES             FOR                  FOR

THE PAID UP CAPITAL

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #10: ELECT SHARIAH SUPERVISORY BOARD MEMBERS        ISSUER            YES             FOR                  FOR

 (BUNDLED) FOR FY 2016

PROPOSAL #11: APPROVE DISCHARGE OF DIRECTORS FOR FY          ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #12: APPROVE DISCHARGE OF AUDITORS FOR FY            ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dubai Investments PJSC

  TICKER:               DIC                                  CUSIP:   M2888H101

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DIVIDENDS UP TO 12 PERCENT OF            ISSUER            YES             FOR                  FOR

THE SHARE CAPITAL FOR FY 2015

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #8: ALLOW CHAIRMAN AND DIRECTORS TO ENGAGE          ISSUER            YES             FOR                  FOR

IN COMMERCIAL TRANSACTIONS WITH COMPETITORS

PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES         AGAINST           AGAINST

NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dubai Islamic Bank PJSC

  TICKER:               DIB                                  CUSIP:   M2888J107

  MEETING DATE:   3/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE SHARIAH SUPERVISORY BOARD REPORT        ISSUER            YES             FOR                  FOR

 FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE DIVIDENDS REPRESENTING 45                   ISSUER            YES             FOR                  FOR

PERCENT PAR VALUE AED 1,775.5 MILLION IN CASH

PROPOSAL #5: ELECT SHARIAH SUPERVISORY BOARD MEMBERS         ISSUER            YES             FOR                  FOR

(BUNDLED)

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: APPROVE PAID CAPITAL INCREASE UP TO          ISSUER            YES             FOR                  FOR

THE MAXIMUM AMOUNT OF AED 988 MILLION

PROPOSAL #10.2: AUTHORIZE AED 988 MILLION SHARE                 ISSUER            YES             FOR                  FOR

ISSUANCE WITH A PRIORITY RIGHT FOR EACH SHAREHOLDER

ENTITLING TO A MAXIMUM OF ONE NEW SHARE FOR EVERY

FOUR SHARES HELD

PROPOSAL #10.3: APPROVE CONDITIONS OF ISSUANCE: ONCE         ISSUER            YES             FOR                  FOR

OR SERIES OF ISSUANCES UP TO THE MAXIMUM OF 988

MILLION SHARES

PROPOSAL #10.4: ADOPT AUTHORIZED CAPITAL UP TO TWICE         ISSUER            YES             FOR                  FOR

THE PAID UP CAPITAL OF THE COMPANY ACCORDING TO THE

LAW TO BE UP TO THE MAXIMUM OF AED 7.9 BILLION


 

PROPOSAL #10.5: AUTHORIZE BOARD TO RATIFY AND EXECUTE        ISSUER            YES             FOR                  FOR

 APPROVED RESOLUTIONS

PROPOSAL #11.1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE        ISSUER            YES             FOR                  FOR

 SHARIAH COMPLIANT TIER 1 BONDS UP TO USD 750 MILLION

 RE: INCREASE LIMIT TO USD 2.75 BILLION

PROPOSAL #11.2: APPROVE CONDITIONS OF BOND ISSUANCE          ISSUER            YES             FOR                  FOR

RE: ONCE OR SERIES OF ISSUANCES

PROPOSAL #12: AUTHORIZE ISSUANCE OF                                      ISSUER            YES         AGAINST           AGAINST

BONDS/DEBENTURES/SUKUK

PROPOSAL #13: AMEND BYLAWS IN ACCORDANCE WITH                     ISSUER            YES         AGAINST           AGAINST

COMMERCIAL LAW

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dubai Parks and Resorts PJSC

  TICKER:               DUBAIPARKS                    CUSIP:   M2888V100

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE TREATMENT OF THE ACCUMULATED              ISSUER            YES             FOR                  FOR

LOSSES UP TO AN AGGREGATE AMOUNT OF AED 3.7 MILLION

TO BE OFFSET FROM THE EQUITY ISSUE RESERVES

PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #8.a: APPROVE AED 1.67 BILLION SHARE                     ISSUER            YES             FOR                  FOR

ISSUANCE WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8.b: ADOPT AUTHORIZED CAPITAL OF THE                   ISSUER            YES             FOR                  FOR

COMPANY UP TO AN AGGREGATE AMOUNT OF AED 12.6 BILLION

 WITH OR WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8.c: AUTHORIZE BOARD TO COMPLETE ALL THE            ISSUER            YES             FOR                  FOR

NECESSARY DOCUMENTS AND PROCEDURES REGARDING CAPITAL

INCREASE

PROPOSAL #9: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW         ISSUER            YES         AGAINST           AGAINST

NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dubai Parks and Resorts PJSC

  TICKER:               DUBAIPARKS                    CUSIP:   M2888V100

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND BYLAWS RE: CHANGE COMPANY NAME TO         ISSUER            YES             FOR                  FOR

DXB ENTERTAINMENTS (P.J.S.C)


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Duratex S.A.

  TICKER:               DTEX3                              CUSIP:   P3593G146

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AGREEMENT TO ABSORB DURATEX                ISSUER            YES             FOR                  FOR

COMERCIAL EXPORTADORA S.A. (DCE)

PROPOSAL #2: APPOINT MOORE STEPHENS LIMA LUCCHESI              ISSUER            YES             FOR                  FOR

AUDITORES INDEPENDENTES AS THE INDEPENDENT FIRM TO

APPRAISE PROPOSED TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ABSORPTION OF DURATEX COMERCIAL         ISSUER            YES             FOR                  FOR

EXPORTADORA S.A. (DCE)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Duratex S.A.

  TICKER:               DTEX3                              CUSIP:   P3593G146

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND RATIFY         ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3.1: ELECT ALFREDO EGYDIO ARRUDA VILLELA            ISSUER            YES             FOR                  FOR

FILHO AS DIRECTOR

PROPOSAL #3.2: ELECT ALFREDO EGYDIO SETUBAL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT HELIO SEIBEL AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT RICARDO EGYDIO SETUBAL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.5: ELECT RODOLFO VILLELA MARINO AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.6: ELECT SALO DAVI SEIBEL AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: ELECT FRANCISCO AMAURI OLSEN AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.8: ELECT RAUL CALFAT AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.9: ELECT ANDREA LASERNA SEIBEL AS                     ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.10: ELECT OLAVO EGYDIO SETUBAL JUNIOR AS         ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.11: ELECT RICARDO VILLELA MARINO AS                 ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.12: ELECT DIRECTOR APPOINTED BY MINORITY    SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Duratex S.A.

  TICKER:               DTEX3                              CUSIP:   P3593G146

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: AMEND ARTICLE 5 TO REFLECT CHANGES IN         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #1.2: APPROVE DECREASE IN SIZE OF BOARD AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLE 13 ACCORDINGLY

PROPOSAL #1.3: CONSOLIDATE BYLAWS                                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Duratex S.A.

  TICKER:               DTEX3                              CUSIP:   P3593G146

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: FIX NUMBER OF DIRECTORS AT NINE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Duratex S.A.

  TICKER:               DTEX3                              CUSIP:   P3593G252

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND RATIFY         ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3.1: ELECT ALFREDO EGYDIO ARRUDA VILLELA            ISSUER            YES             FOR                  FOR

FILHO AS DIRECTOR

PROPOSAL #3.2: ELECT ALFREDO EGYDIO SETUBAL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT HELIO SEIBEL AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT RICARDO EGYDIO SETUBAL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.5: ELECT RODOLFO VILLELA MARINO AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.6: ELECT SALO DAVI SEIBEL AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: ELECT FRANCISCO AMAURI OLSEN AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.8: ELECT RAUL CALFAT AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.9: ELECT ANDREA LASERNA SEIBEL AS                     ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.10: ELECT OLAVO EGYDIO SETUBAL JUNIOR AS         ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.11: ELECT RICARDO VILLELA MARINO AS                 ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.12: ELECT DIRECTOR APPOINTED BY MINORITY    SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER


 

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Duratex S.A.

  TICKER:               DTEX3                              CUSIP:   P3593G252

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: AMEND ARTICLE 5 TO REFLECT CHANGES IN         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #1.2: APPROVE DECREASE IN SIZE OF BOARD AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLE 13 ACCORDINGLY

PROPOSAL #1.3: CONSOLIDATE BYLAWS                                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               DYnamic Electronics Co., Ltd.

  TICKER:               6251                                CUSIP:   Y2185L109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND

REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dynapack International Technology Corp.

  TICKER:               3211                                CUSIP:   Y2185V107

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Dynasty Ceramic Public Co Ltd

  TICKER:               DCC                                  CUSIP:   Y2185G159

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE DIRECTORS' REPORT AND                   ISSUER            YES             FOR                  FOR

OPERATING RESULTS

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5: REDUCE REGISTERED CAPITAL AND AMEND                ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION TO REFLECT CHANGES IN

PROPOSAL #6.1: ELECT ROONGROJ SAENGSASTRA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT SURASAK KOSIYAJINDA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT SUVIT SMARNPANCHAI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT CATTLEYA SAENGSASTRA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION AND ANNUAL BONUS OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #8: APPROVE GRANT THORNTON CO., LTD. AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               E Ink Holdings Inc.

  TICKER:               8069                                CUSIP:   Y2266Z100

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               E. CL S.A.

  TICKER:               ECL                                  CUSIP:   P36020108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF $0.0064089446 PER SHARE

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #6: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #9: PRESENT DIRECTORS' COMMITTEE REPORT ON          ISSUER            YES             FOR                  FOR

ACTIVITIES AND EXPENSES

PROPOSAL #10: RECEIVE REPORT REGARDING RELATED-PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               E. CL S.A.

  TICKER:               ECL                                  CUSIP:   P36020108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE COMPANY NAME; AMEND BYLAWS                   ISSUER            YES             FOR                  FOR

ACCORDINGLY

PROPOSAL #2: ADOPT OTHER NECESSARY AGREEMENTS TO                ISSUER            YES             FOR                  FOR

EXECUTE APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               E.ON Russia OJSC

  TICKER:               EONR                                CUSIP:   X2156X109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3.1: ELECT KLAUS SCHAEFER AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #3.2: ELECT CHRISTOPHER DELBRUECK AS                     ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #3.3: ELECT GUNTER RUEMMLER AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.4: ELECT PATRICK WOLFF AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #3.5: ELECT REINER HARTMANN AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.6: ELECT MAKSIM SHIROKOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.7: ELECT TATYANA MITROVA AS DIRECTOR                ISSUER            YES             FOR                  N/A

PROPOSAL #3.8: ELECT ALEKSEY GERMANOVICH AS DIRECTOR         ISSUER            YES             FOR                  N/A

PROPOSAL #3.9: ELECT ANNA BELOVA AS DIRECTOR                       ISSUER            YES             FOR                  N/A

PROPOSAL #4.1: ELECT HANSAL GERD AS MEMBER OF AUDIT          ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #4.2: ELECT PRIEN NICOLO AS MEMBER OF AUDIT         ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #4.3: ELECT ALEKSEY ASYAEV AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION


 

PROPOSAL #4.4: ELECT DENIS ALEKSEENKOV AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AUDIT AS          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #6: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               E.SUN Financial Holding Co., Ltd.

  TICKER:               2884                                CUSIP:   Y23469102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               East China Engineering Science and Technology Co., Ltd.

  TICKER:               002140                            CUSIP:   Y2212E102

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE INVESTMENT IN THE ESTABLISHMENT        ISSUER            YES             FOR                  FOR

 OF ANHUI DONGHUA COMMERCIAL FACTORING CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               East China Engineering Science and Technology Co., Ltd.

  TICKER:               002140                            CUSIP:   Y2212E102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO THE COUNTER-

DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               East China Engineering Science and Technology Co., Ltd.

  TICKER:               002140                            CUSIP:   Y2212E102

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE RE-SIGNING OF FINANCIAL SERVICE         ISSUER            YES             FOR                  FOR

AGREEMENT WITH CNCEC FINANCE CO., LTD.


 

PROPOSAL #9: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTION

PROPOSAL #10: APPROVE 2016 APPLICATION OF BANK CREDIT        ISSUER            YES             FOR                  FOR

 LINES

PROPOSAL #11: APPROVE APPOINTMENT OF DA HUA CPAS AS          ISSUER            YES             FOR                  FOR

2016 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               East China Engineering Science and Technology Co., Ltd.

  TICKER:               002140                            CUSIP:   Y2212E102

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING PRINCIPLE

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO THE PLAN FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE AMENDMENTS TO THE DILUTION IN            ISSUER            YES             FOR                  FOR

SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eastcompeace Technology Co., Ltd.

  TICKER:               002017                            CUSIP:   Y98923116

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eastcompeace Technology Co., Ltd.

  TICKER:               002017                            CUSIP:   Y98923116

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT ZHENG XIAODONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT ZHANG XIAOCHUAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eastern Communications Co.

  TICKER:               600776                            CUSIP:   Y2096S102

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PAYMENT OF REMUNERATION OF                 ISSUER            YES             FOR                  FOR

AUDITOR AND APPOINTMENT

PROPOSAL #6: ELECT ZHOU ZHONGGUO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE CHANGE OF REGISTERED ADDRESS               ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eastern Communications Co.

  TICKER:               600776                            CUSIP:   Y2096S110

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PAYMENT OF REMUNERATION OF                 ISSUER            YES             FOR                  FOR

AUDITOR AND APPOINTMENT

PROPOSAL #6: ELECT ZHOU ZHONGGUO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE CHANGE OF REGISTERED ADDRESS               ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eastern Gold Jade Co., Ltd.

  TICKER:               600086                            CUSIP:   Y3747C108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIU FUMIN AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eastern Gold Jade Co., Ltd.

  TICKER:               600086                            CUSIP:   Y3747C108

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ADDITIONAL LOAN LIMIT BY THE              ISSUER            YES             FOR                  FOR

COMPANY AND SUBSIDIARIES AS WELL AS PROVISION OF

GUARANTEE TO SUBSIDIARIES

PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR               SHAREHOLDER        YES             FOR                  FOR

PRIVATE ISSUANCE OF CORPORATE BONDS

PROPOSAL #9.01: APPROVE ISSUE SIZE                                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.02: APPROVE BOND MATURITY                               SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.03: APPROVE BOND INTEREST RATE AND METHOD   SHAREHOLDER        YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #9.04: APPROVE METHOD FOR THE REPAYMENT OF      SHAREHOLDER        YES             FOR                  FOR

PRINCIPAL AND INTEREST

PROPOSAL #9.05: APPROVE TARGET SUBSCRIBERS                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.06: APPROVE INTENDED USAGE OF RAISED           SHAREHOLDER        YES             FOR                  FOR

FUNDS

PROPOSAL #9.07: APPROVE GUARANTEE MANNER                          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.08: APPROVE TRADING OF THE BONDS                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9.09: APPROVE SAFEGUARD MEASURES OF DEBTS      SHAREHOLDER        YES             FOR                  FOR

REPAYMENT

PROPOSAL #9.10: APPROVE RESOLUTION VALIDITY PERIOD         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO      SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE ISSUANCE OF

CORPORATE BONDS

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR             SHAREHOLDER        YES             FOR                  FOR

PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #12.01: APPROVE ISSUE SIZE                                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12.02: APPROVE BOND MATURITY                              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12.03: APPROVE BOND INTEREST RATE AND             SHAREHOLDER        YES             FOR                  FOR

METHOD OF DETERMINATION

PROPOSAL #12.04: APPROVE METHOD FOR THE REPAYMENT OF    SHAREHOLDER        YES             FOR                  FOR

PRINCIPAL AND INTEREST

PROPOSAL #12.05: APPROVE TARGET SUBSCRIBERS                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12.06: APPROVE INTENDED USAGE OF RAISED          SHAREHOLDER        YES             FOR                  FOR

FUNDS

PROPOSAL #12.07: APPROVE GUARANTEE MANNER                        SHAREHOLDER        YES             FOR                  FOR


 

PROPOSAL #12.08: APPROVE TRADING OF THE BONDS                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12.09: APPROVE SAFEGUARD MEASURES OF DEBTS    SHAREHOLDER        YES             FOR                  FOR

REPAYMENT

PROPOSAL #12.10: APPROVE RESOLUTION VALIDITY PERIOD       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO      SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PUBLIC ISSUANCE OF

CORPORATE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eastern Gold Jade Co., Ltd.

  TICKER:               600086                            CUSIP:   Y3747C108

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PHASE I EMPLOYEE SHARE PURCHASE         ISSUER            YES             FOR                  FOR

PLAN (DRAFT)

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eastern Media International Co

  TICKER:               2614                                CUSIP:   Y75407109

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES         AGAINST           AGAINST

GUARANTEES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES OF DIRECTOR AND SUPERVISOR

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eclat Textile Co., Ltd.

  TICKER:               1476                                CUSIP:   Y2237Y109

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               eClerx Services Ltd.

  TICKER:               532927                            CUSIP:   Y22385101

  MEETING DATE:   12/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eco World Development Group Berhad

  TICKER:               ECOWLD                            CUSIP:   Y74998108

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LEONG KOK WAH AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LEE LAM THYE AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT IDROSE BIN MOHAMED AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT VOON TIN YOW AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: ELECT NOOR FARIDA BINTI MOHD ARIFFIN AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE BAKER TILLY MONTEIRO HENG AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eco World Development Group Berhad

  TICKER:               ECOWLD                            CUSIP:   Y74998108

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION BY PARAGON PINNACLE         ISSUER            YES             FOR                  FOR

SDN BHD, A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, OF

 LEASEHOLD LAND IN MUKIM IJOK, DISTRICT OF KUALA

SELANGOR, STATE OF SELANGOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ecopetrol S.A.

  TICKER:               ECOPETROL                      CUSIP:   279158109

  MEETING DATE:   9/4/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #4: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CHAIRMAN OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF                        ISSUER            YES             FOR                  FOR

SCRUTINIZING ELECTIONS AND POLLING


 

PROPOSAL #7: APPOINT COMMITTEE TO APPROVE MINUTES OF         ISSUER            YES             FOR                  FOR

MEETING

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ecopetrol S.A.

  TICKER:               ECOPETROL                      CUSIP:   279158109

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #4: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CHAIRMAN OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF                        ISSUER            YES             FOR                  FOR

SCRUTINIZING ELECTIONS AND POLLING

PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE FINANCIAL STATEMENTS AND                   ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #14: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE AUDITORS AND AUTHORIZE BOARD TO        ISSUER            YES             FOR                  FOR

 FIX THEIR REMUNERATION

PROPOSAL #16: ELECT DIRECTORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ecopetrol S.A.

  TICKER:               ECOPETROL                      CUSIP:   ADPV14028

  MEETING DATE:   9/4/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #4: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CHAIRMAN OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF                        ISSUER            YES             FOR                  FOR

SCRUTINIZING ELECTIONS AND POLLING

PROPOSAL #7: APPOINT COMMITTEE TO APPROVE MINUTES OF         ISSUER            YES             FOR                  FOR

MEETING

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ecopetrol S.A.

  TICKER:               ECOPETROL                      CUSIP:   ADPV14028

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #4: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CHAIRMAN OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF                        ISSUER            YES             FOR                  FOR

SCRUTINIZING ELECTIONS AND POLLING

PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE FINANCIAL STATEMENTS AND                   ISSUER            YES             FOR                  FOR

STATUTORY REPORTS


 

PROPOSAL #14: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE AUDITORS AND AUTHORIZE BOARD TO        ISSUER            YES             FOR                  FOR

 FIX THEIR REMUNERATION

PROPOSAL #16: ELECT DIRECTORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EcoRodovias Infraestrutura e Logistica SA

  TICKER:               ECOR3                              CUSIP:   P3661R107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.1: ELECTED DIRECTOR NOMINATED BY MINORITY   SHAREHOLDER         NO              N/A                  N/A

 SHAREHOLDERS

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EDP - Energias Do Brasil SA

  TICKER:               ENBR3                              CUSIP:   P3769R108

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #5: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EDP - Energias Do Brasil SA

  TICKER:               ENBR3                              CUSIP:   P3769R108

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGES IN AUTHORIZED CAPITAL            ISSUER            YES             FOR                  FOR

AND AMEND ARTICLE 6

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EFG Hermes Holding SAE

  TICKER:               HRHO                                CUSIP:   M3047P109

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REDUCTION IN SHARE CAPITAL                  ISSUER             NO              N/A                  N/A


 

PROPOSAL #2: AMEND BYLAWS TO REFLECT CHANGES IN                 ISSUER             NO              N/A                  N/A

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EFG Hermes Holding SAE

  TICKER:               HRHO                                CUSIP:   M3047P109

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2016

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS AND RATIFY BOARD CHANGES FOR FY 2015

PROPOSAL #5: APPROVE ATTENDANCE AND TRAVEL FEES OF            ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2016

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY 2015        ISSUER             NO              N/A                  N/A

 AND FY 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EGing Photovoltaic Technology Co., Ltd.

  TICKER:               600537                            CUSIP:   Y9892A102

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EGing Photovoltaic Technology Co., Ltd.

  TICKER:               600537                            CUSIP:   Y9892A102

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 BASIC REMUNERATION OF OTHER        ISSUER            YES             FOR                  FOR

 DIRECTORS EXCLUDING INDEPENDENT DIRECTORS


 

PROPOSAL #9: APPROVE 2016 ALLOWANCE OF INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE 2016 BASIC REMUNERATION OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #12.01: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: APPROVE PAR VALUE AND ISSUANCE PRICE        ISSUER            YES             FOR                  FOR

PROPOSAL #12.03: APPROVE BOND MATURITY                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.04: APPROVE BOND INTEREST AND REPAYMENT         ISSUER            YES             FOR                  FOR

OF PRINCIPAL AND INTEREST

PROPOSAL #12.05: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #12.06: APPROVE ARRANGEMENT ON REDEMPTION OR        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #12.07: APPROVE GUARANTEE ARRANGEMENTS                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.08: APPROVE ISSUANCE METHOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #12.09: APPROVE SAFEGUARD MEASURES OF DEBTS         ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #12.10: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #12.11: APPROVE LISTING OF BOND ISSUANCE               ISSUER            YES             FOR                  FOR

PROPOSAL #12.12: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #14: APPROVE LEASEBACK FINANCIAL LEASING          SHAREHOLDER        YES             FOR                  FOR

BUSINESS WITH THE PHOTOVOLTAIC POWER PLANT

CONSTRUCTED USING RAISED FUNDS

PROPOSAL #15: APPROVE PROVISION OF GUARANTEE BY             SHAREHOLDER        YES             FOR                  FOR

CHANGZHOU YIJING OPTOELECTRONICS TECHNOLOGY CO., LTD.

 TO ITS SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Egypt Kuwait Holding Company

  TICKER:               EKHO                                CUSIP:   M3400B101

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE DIVIDENDS OF 5 PERCENT OF SHARE         ISSUER             NO              N/A                  N/A

CAPITAL FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 2016

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016


 

PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2016        ISSUER             NO              N/A                  N/A

PROPOSAL #9: ELECT DIRECTORS (BUNDLED)                                  ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Egyptian Resorts Company SAE

  TICKER:               EGTS                                CUSIP:   M31415108

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: INFORM THE ASSEMBLY ABOUT MEASURES TAKEN        ISSUER             NO              N/A                  N/A

 TO CORRECT FINANCIAL INDICATOR

PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #6: APPROVE CHANGES TO THE BOARD OF                       ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE SITTING AND TRANSPORTATION FEES         ISSUER             NO              N/A                  N/A

OF DIRECTORS FOR FY 2016

PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #10: APPROVE CHARITABLE DONATIONS FOR FY              ISSUER             NO              N/A                  N/A

2015 AND FY 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eicher Motors Limited

  TICKER:               505200                            CUSIP:   Y2251M114

  MEETING DATE:   12/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MEMORANDUM OF ASSOCIATION RE:                ISSUER            YES             FOR                  FOR

CORPORATE PURPOSE

PROPOSAL #2: AMEND LIABILITY CLAUSE OF THE MEMORANDUM        ISSUER            YES             FOR                  FOR

 OF ASSOCATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eicher Motors Limited

  TICKER:               505200                            CUSIP:   Y2251M114

  MEETING DATE:   6/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE INTERIM DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE REAPPOINTMENT OF SIDDHARTHA LAL         ISSUER            YES             FOR                  FOR

AS MANAGING DIRECTOR


 

PROPOSAL #5: APPROVE REMUNERATION OF SIDDHARTHA LAL          ISSUER            YES         AGAINST           AGAINST

AS MANAGING DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EIS Eczacibasi Ilac, Sinai ve Finansal Yatirimlar Sanayi ve Ticaret AS

  TICKER:               ECILC                              CUSIP:   M3007V104

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF        ISSUER            YES             FOR                  FOR

 MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN

MEETING MINUTES

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: INCREASE AUTHORIZED SHARE CAPITAL                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: ELECT DIRECTORS AND APPROVE THEIR                   ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE DONATION POLICY AND UPPER LIMIT        ISSUER            YES         AGAINST           AGAINST

 OF THE DONATIONS FOR 2016; RECEIVE INFORMATION ON

CHARITABLE DONATIONS FOR 2015

PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elan Microelectronics Corp.

  TICKER:               2458                                CUSIP:   Y2268H108

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elec-Tech International Co., Ltd.

  TICKER:               002005                            CUSIP:   Y2272B113

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #4.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #4.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #4.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elec-Tech International Co., Ltd.

  TICKER:               002005                            CUSIP:   Y2272B113

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INJECTION IN ZHUHAI                ISSUER            YES             FOR                  FOR

KAILEI MOTOR CO., LTD.

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SALES OF EQUITY OF SUBSIDIARY

PROPOSAL #3: APPROVE 2016-2018 DAILY RELATED-PARTY            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH NVC LIGHTING HOLDINGS LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elec-Tech International Co., Ltd.

  TICKER:               002005                            CUSIP:   Y2272B113

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES


 

PROPOSAL #2: APPROVE ADJUSTMENT ON PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elec-Tech International Co., Ltd.

  TICKER:               002005                            CUSIP:   Y2272B113

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGERS REGARDING COUNTER-DILUTION MEASURES

IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elec-Tech International Co., Ltd.

  TICKER:               002005                            CUSIP:   Y2272B113

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SU QINGWEI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CANCELLATION OF THE APPLICATION    SHAREHOLDER        YES             FOR                  FOR

DOCUMENTS FOR THE 2015 PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elec-Tech International Co., Ltd.

  TICKER:               002005                            CUSIP:   Y2272B113

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE COMMITMENT OF DIRECTORS, SENIOR         ISSUER            YES             FOR                  FOR

MANAGERS ON COUNTER-DILUTION MEASURES IN CONNECTION

TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elec-Tech International Co., Ltd.

  TICKER:               002005                            CUSIP:   Y2272B113

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE TO APPOINT AUDITOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF                              ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE BANK CREDIT LINES AND PROVISION OF

GUARANTEE TO SUBSIDIARY

PROPOSAL #8: APPROVE LAUNCHING OF FOREIGN EXCHANGE            ISSUER            YES             FOR                  FOR

HEDGING OPERATIONS

PROPOSAL #9: APPROVE ACQUISITION OF EQUITY                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Electricity Generating PCL

  TICKER:               EGCO                                CUSIP:   Y22834116

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5: APPROVE PWC AS AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6.1: ELECT JARUWAN RUANGSWADIPONG AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2: ELECT SAHARATH BOONPOTIPUKDEE AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT KORNRASIT PAKCHOTANON  AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.4: ELECT CHANIN CHAONIRATTISAI AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.5: ELECT SHUNICHI TANAKA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elementia S.A.B. de C.V.

  TICKER:               ELEMENT *                      CUSIP:   P3713L108

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT CEO'S REPORT ON FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: ACCEPT AUDIT AND CORPORATE PRACTICES              ISSUER            YES             FOR                  FOR

COMMITTEES' REPORTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT OR RATIFY DIRECTORS, SECRETARY AND        ISSUER            YES         AGAINST           AGAINST

 DEPUTY SECRETARY; ELECT MEMBERS OF AUDIT COMMITTEE

AND CORPORATE PRACTICES COMMITTEES

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

MEMBERS OF AUDIT COMMITTEE AND CORPORATE PRACTICES

COMMITTEES

PROPOSAL #6: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES         AGAINST           AGAINST

RESERVE

PROPOSAL #7: APPROVE REPORT ON POLICIES AND MATTERS          ISSUER            YES         AGAINST           AGAINST

PERTAINING TO REPURCHASE OF SHARES

PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eletrobras, Centrais Eletricas Brasileiras S.A.

  TICKER:               ELET6                              CUSIP:   P22854106

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR CELG DISTRIBUICAO S.A.

PROPOSAL #2: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR COMPANHIA ENERGETICA DO PIAUI -

PROPOSAL #3: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR COMPANHIA ENERGETICA DE ALAGOAS - CEAL

PROPOSAL #4: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR COMPANHIA DE ELETRICIDADE DO ACRE -

ELETROACRE

PROPOSAL #5: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR CENTRAIS ELETRICAS DE RONDONIA S.A. -

CERON

PROPOSAL #6: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR BOA VISTA ENERGIA S.A.

PROPOSAL #7: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES         AGAINST           AGAINST

CONCESSION FOR AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.

PROPOSAL #8: APPROVE SALE OF COMPANY ASSETS RE:                 ISSUER            YES             FOR                  FOR

SHAREHOLDER CONTROL OF CELG DISTRIBUICAO S.A.

PROPOSAL #9: APPROVE ADOPTION OF IMMEDIATE MEASURES          ISSUER            YES             FOR                  FOR

TO SELL COMPANY ASSETS RE: SHAREHOLDER CONTROL OF

CEPISA, CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA

S.A., AMAZONAS DISTRIBUIDORA DE ENERGIA S.A., AND

CELG DISTRIBUICAO S.A.

PROPOSAL #10: APPROVE ADOPTION OF IMMEDIATE MEASURES         ISSUER            YES             FOR                  FOR

TO CARRY OUT A CAPITAL INCREASE OF SUBSIDIARIES

CEPISA, CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA

S.A., AMAZONAS DISTRIBUIDORA DE ENERGIA S.A. BY THE

CONTROLLING SHAREHOLDER (FEDERAL GOVERNMENT)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eletrobras, Centrais Eletricas Brasileiras S.A.

  TICKER:               ELET6                              CUSIP:   P22854106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         AGAINST               N/A

 PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eletrobras, Centrais Eletricas Brasileiras S.A.

  TICKER:               ELET6                              CUSIP:   P22854122

  MEETING DATE:   9/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LUIZ EDUARDO BARATA FERREIRA AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eletrobras, Centrais Eletricas Brasileiras S.A.

  TICKER:               ELET6                              CUSIP:   P22854122

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR CELG DISTRIBUICAO S.A.

PROPOSAL #2: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR COMPANHIA ENERGETICA DO PIAUI -

PROPOSAL #3: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR COMPANHIA ENERGETICA DE ALAGOAS - CEAL

PROPOSAL #4: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR COMPANHIA DE ELETRICIDADE DO ACRE -

ELETROACRE

PROPOSAL #5: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR CENTRAIS ELETRICAS DE RONDONIA S.A. -

CERON

PROPOSAL #6: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES             FOR                  FOR

CONCESSION FOR BOA VISTA ENERGIA S.A.

PROPOSAL #7: APPROVE EXTENSION OF POWER DISTRIBUTION         ISSUER            YES         AGAINST           AGAINST

CONCESSION FOR AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.

PROPOSAL #8: APPROVE SALE OF COMPANY ASSETS RE:                 ISSUER            YES             FOR                  FOR

SHAREHOLDER CONTROL OF CELG DISTRIBUICAO S.A.

PROPOSAL #9: APPROVE ADOPTION OF IMMEDIATE MEASURES          ISSUER            YES             FOR                  FOR

TO SELL COMPANY'S ASSETS RE: SHAREHOLDER CONTROL OF

CEPISA, CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA

S.A., AMAZONAS DISTRIBUIDORA DE ENERGIA S.A., AND

CELG DISTRIBUICAO S.A.

PROPOSAL #10: APPROVE ADOPTION OF IMMEDIATE MEASURES         ISSUER            YES             FOR                  FOR

TO CARRY OUT A CAPITAL INCREASE OF SUBSIDIARIES

CEPISA, CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA

S.A., AMAZONAS DISTRIBUIDORA DE ENERGIA S.A. BY THE

CONTROLLING SHAREHOLDER (FEDERAL GOVERNMENT)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eletrobras, Centrais Eletricas Brasileiras S.A.

  TICKER:               ELET6                              CUSIP:   P22854122

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE TREATMENT OF NET LOSS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS AND APPOINT BOARD                   ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #3.1: ELECT JOSE PAIS RANGEL AS DIRECTOR          SHAREHOLDER         NO              N/A                  N/A

APPOINTED BY MINORITY SHAREHOLDERS

PROPOSAL #3.2: ELECT MARCELO GASPARINO DA SILVA AS        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR APPOINTED BY MINORITY SHAREHOLDERS

PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES


 

PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eletropaulo Metropolitana Eletricidade de Sao Paulo S.A.

  TICKER:               ELPL4                              CUSIP:   P36476169

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES             FOR                  N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES             FOR                  N/A

 PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elion Clean Energy Co., Ltd.

  TICKER:               600277                            CUSIP:   Y4084U107

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER             NO              N/A                  N/A

RELATED COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elion Clean Energy Co., Ltd.

  TICKER:               600277                            CUSIP:   Y4084U107

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION IN RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD OF 2014 CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ISSUANCE OF CLIMATE BOND

PROPOSAL #3.00: APPROVE ISSUANCE OF CLIMATE BOND                ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: APPROVE PAR VALUE, ISSUE PRICE AND            ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #3.02: APPROVE ISSUE MANNER, TARGET                       ISSUER            YES             FOR                  FOR

SUBSCRIBER AND PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #3.03: APPROVE BOND MATURITY AND METHOD FOR         ISSUER            YES             FOR                  FOR

THE REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #3.04: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #3.05: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.06: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #3.07: APPROVE UNDERWRITING MANNER, LISTING         ISSUER            YES             FOR                  FOR

OF THE BONDS AND RESOLUTION VALIDITY PERIOD

PROPOSAL #3.08: APPROVE COMPANY'S CREDITWORTHINESS            ISSUER            YES             FOR                  FOR

AND SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elion Clean Energy Co., Ltd.

  TICKER:               600277                            CUSIP:   Y4084U107

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SALES OF PHARMACEUTICAL ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elion Clean Energy Co., Ltd.

  TICKER:               600277                            CUSIP:   Y4084U107

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENT TO PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (2ND REVISION)

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (2ND REVISION)

PROPOSAL #5: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT (2ND) BETWEEN COMPANY AND

TARGET SUBSCRIBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elion Clean Energy Co., Ltd.

  TICKER:               600277                            CUSIP:   Y4084U107

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elion Clean Energy Co., Ltd.

  TICKER:               600277                            CUSIP:   Y4084U107

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES         AGAINST           AGAINST

CONNECTION TO GUARANTEE PROVISION

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO DISPOSAL AGREEMENT

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #5.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #5.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #5.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #5.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.07: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #5.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES (2ND REVISION)

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (2ND REVISION)

PROPOSAL #8: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS (2ND REVISION)

PROPOSAL #9.01: ELECT WANG LIJIE AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elite Advanced Laser Corp.

  TICKER:               3450                                CUSIP:   Y22878105

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #7: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #9: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #10.1: ELECT ZHENG ZHU LIANG WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.3 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT HUANG WEN HSIN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO.5 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT LIANG CONG MING WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.6 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.4: ELECT HUANG WEN JUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT CHEN TAI JUN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.5600 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT OU JIN REN WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.648 AS INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT YANG JUN CHI WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.438 AS INDEPENDENT DIRECTOR

PROPOSAL #10.8: ELECT YANG JI YU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.9: ELECT YE JUN WEI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elite Materials Company

  TICKER:               2383                                CUSIP:   Y2290G102

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS


 

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #9: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #10.1: ELECT CAI,HUI-LIANG, REPRESENTING YU         ISSUER            YES             FOR                  FOR

CHANG INVESTMENT CO., LTD, WITH SHAREHOLDER

NO..000009864 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT LI,WEN-XIONG, REPRESENTING YU          ISSUER            YES             FOR                  FOR

CHANG INVESTMENT CO., LTD, WITH SHAREHOLDER

NO..000009864 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT DONG,DING-YU WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.000000096 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.4: ELECT XIE,MENG-ZHANG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO.Y120282XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT YE,JIA-XIU WITH ID NO.                       ISSUER            YES             FOR                  FOR

F100301XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT SHEN,PING WITH ID NO.A110904XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT CHEN,XIANG-SHENG WITH                        ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.J101761XXX AS INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elite Semiconductor Memory Technology Inc.

  TICKER:               3006                                CUSIP:   Y2287H105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #4.1: ELECT CHEN HSING HAI, WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 75, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT CHANG MING CHIEN, WITH                        ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 27, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT HE CHIH HUNG, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 12931, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT CHANG KUAN CHUN, WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 29, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT TAI YUNG WEN, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 68, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT CHOU SHUANG JEN, WITH ID NO.              ISSUER            YES             FOR                  FOR

A103964XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT CHIANG CHIN FU, WITH ID NO.                ISSUER            YES             FOR                  FOR

F103558XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT SHEN WEI MIN, WITH ID NO.                   ISSUER            YES             FOR                  FOR

A120242XXX, AS SUPERVISOR

PROPOSAL #4.9: ELECT TU MAO HSIUNG, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 53284, AS SUPERVISOR


 

PROPOSAL #4.10: ELECT LAI FU MING, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

ELITE SEMICONDUCTOR MEMORY TECHNOLOGY EDUCATIONAL

FOUNDATION, WITH SHAREHOLDER NO. 58828, AS SUPERVISOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elitegroup Computer Systems Co. Ltd.

  TICKER:               2331                                CUSIP:   Y22877107

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ellaktor SA

  TICKER:               ELLAKTOR                        CUSIP:   X1959E102

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #5: AUTHORIZE BOARD TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elsewedy Electric Co

  TICKER:               SWDY                                CUSIP:   M398AL106

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR THE PERIOD ENDING ON SEP.

30, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR THE PERIOD ENDING ON SEP. 30,

PROPOSAL #4: APPROVE ALLOCATION OF INCOME FOR THE              ISSUER             NO              N/A                  N/A

PERIOD ENDING ON SEP. 30, 2015


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elsewedy Electric Co

  TICKER:               SWDY                                CUSIP:   M398AL106

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: DISCUSSING THE CONTRACT SIGNED BETWEEN          ISSUER             NO              N/A                  N/A

THE COMPANY AND BANK ABC IN LIGHT OF BREACH OF

AGREEMENT RE: ASSET SALE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Elsewedy Electric Co

  TICKER:               SWDY                                CUSIP:   M398AL106

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS FOR          ISSUER             NO              N/A                  N/A

FY 2015 AND FY 2016

PROPOSAL #5: APPROVE ALLOCATION OF DIVIDENDS FOR FY          ISSUER             NO              N/A                  N/A

2015

PROPOSAL #6: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #7: APPROVE SITTING FEES OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 2016

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2016        ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE MINUTES OF BOARD MEETINGS                 ISSUER             NO              N/A                  N/A

CONVENED UNTIL DATE OF AGM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emaar Malls Group PJSC

  TICKER:               EMAARMALLS                    CUSIP:   M4026J106

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.10 PER SHARE         ISSUER            YES             FOR                  FOR

FOR FY 2015

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

VICE CHAIRMAN UP TO AED 650,000, AND FOR CHAIRMAN UP

TO AED 1 MILLION


 

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL         ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH COMPETITORS

PROPOSAL #10: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW        ISSUER            YES         AGAINST           AGAINST

 NO.2 OF 2015

PROPOSAL #11: CHANGE COMPANY NAME FROM EMAAR MALLS            ISSUER            YES             FOR                  FOR

GROUP TO EMAAR MALLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emaar Properties PJSC

  TICKER:               EMAAR                              CUSIP:   M4025S107

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.15 PER SHARE         ISSUER            YES             FOR                  FOR

FOR FY 2015

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS OF UP         ISSUER            YES         AGAINST           AGAINST

TO AN AGGREGATE AMOUNT OF AED 3.5 MILLION FOR FY 2015

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL         ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH COMPETITORS

PROPOSAL #10: AMEND BYLAWS TO COMPLY WITH FEDERAL LAW        ISSUER            YES         AGAINST           AGAINST

 NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Embotelladora Andina S.A.

  TICKER:               ANDINA-B                        CUSIP:   P3697S103

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE AND AUDIT COMMITTEE MEMBERS,

THEIR ANNUAL REPORTS AND EXPENSES INCURRED BY BOTH

COMMITTEES

PROPOSAL #6: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: DESIGNATE NEWSPAPER TO PUBLISH MEETING          ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Embraer SA

  TICKER:               EMBR3                              CUSIP:   29082A107

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #5: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #6: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #7: CANCEL STOCK OPTION PLAN FOR BOARD OF            ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Embraer SA

  TICKER:               EMBR3                              CUSIP:   P3700H201

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #5: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Embraer SA

  TICKER:               EMBR3                              CUSIP:   P3700H201

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: CANCEL STOCK OPTION PLAN FOR BOARD OF            ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Embraer SA

  TICKER:               EMBR3                              CUSIP:   P3700H201

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: AMEND ARTICLES 2, 33, 39, 19, 21 AND 27         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emei Shan Tourism Co., Ltd.

  TICKER:               000888                            CUSIP:   Y2288Y107

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emei Shan Tourism Co., Ltd.

  TICKER:               000888                            CUSIP:   Y2288Y107

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emei Shan Tourism Co., Ltd.

  TICKER:               000888                            CUSIP:   Y2288Y107

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 ANNUAL REPORT AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE INVESTMENT OF CNY 250 MILLION IN        ISSUER            YES             FOR                  FOR

 THE CONSTRUCTION OF EMEI SMART TOURISM SERVICE BASE

AND SUPPORTING FACILITIES PROJECTS

PROPOSAL #8: APPROVE COMPENSATION FOR THE DIFFERENCE         ISSUER            YES             FOR                  FOR

IN THE RETIREMENT SALARY OF THE SENIOR MANAGEMENT

MEMBERS PREVIOUSLY WORKING IN GOVERNMENT AND

ADMINISTRATIVE INSTITUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emei Shan Tourism Co., Ltd.

  TICKER:               000888                            CUSIP:   Y2288Y107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE BUSINESS SCOPE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               eMemory Technology Inc.

  TICKER:               3529                                CUSIP:   Y2289B106

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5.1: ELECT CHEN ZI QIANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED INDEPENDENT

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emira Property Fund Ltd

  TICKER:               N/A                                  CUSIP:   S1311K198

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY AND APPOINT V MUGUTO AS THE

DESIGNATED AUDIT PARTNER

PROPOSAL #3.1: RE-ELECT NOCAWE MAKIWANE AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT VUSI MAHLANGU AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: RE-ELECT VUYISA NKONYENI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT BRYAN KENT AS CHAIRMAN OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4.2: ELECT GERHARD VAN ZYL AS MEMBER OF THE        ISSUER            YES         AGAINST           AGAINST

 AUDIT COMMITTEE

PROPOSAL #4.3: RE-ELECT VUSI MAHLANGU AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #5.1: ELECT VUYISA NKONYENI AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 SOCIAL AND ETHICS COMMITTEE

PROPOSAL #6: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 OF THE COMPANIES ACT

PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emirates Telecommunications Group Co PJSC (Etisalat Group)

  TICKER:               ETISALAT                        CUSIP:   M4040L103

  MEETING DATE:   3/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.80 PER SHARE         ISSUER            YES             FOR                  FOR

FOR FY 2015

PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER            YES             FOR                  FOR

 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emlak Konut Gayrimenkul Yatirim Ortakligi A.S.

  TICKER:               EKGYO                              CUSIP:   M4030U105

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #14: APPROVE SHARE REPURCHASE PROGRAM                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Emperador Inc.

  TICKER:               EMP                                  CUSIP:   Y2290T104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

MEETING OF STOCKHOLDERS HELD ON MAY 18, 2015

PROPOSAL #5: RATIFY ACTS OF THE BOARD OF DIRECTORS,          ISSUER            YES             FOR                  FOR

BOARD COMMITTEES, AND MANAGEMENT

PROPOSAL #6: APPOINT EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT ANDREW L. TAN AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.2: ELECT WINSTON S. CO AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT KATHERINE L. TAN AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.4: ELECT KENDRICK ANDREW L. TAN AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #7.5: ELECT KINGSON U. SIAN AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.6: ELECT ALEJO L. VILLANUEVA, JR. AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.7: ELECT ENRIQUE M. SORIANO III AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresa Nacional de Electricidad S.A. Endesa

  TICKER:               ENDESA                            CUSIP:   29244T101

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE SPIN-OFF PROPOSAL                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THAT SPIN-OFF WILL BE SUBJECT TO        ISSUER            YES             FOR                  FOR

 CONDITIONS PRECEDENT INCLUDING THAT MINUTES OF

EXTRAORDINARY SHAREHOLDERS' MEETINGS THAT SPIN-OFFS

OF ENERSIS AND CHILECTRA ARE APPROVED

PROPOSAL #5: AUTHORIZE BOARD TO GRANT POWERS TO SIGN         ISSUER            YES             FOR                  FOR

NECESSARY DOCUMENTS TO COMPLY WITH CONDITIONS

PRECEDENT TO WHICH SPIN-OFF IS SUBJECT, AND RECORD

PROPERTY SUBJECT TO REGISTRATION THAT WILL BE

ASSIGNED TO ENDESA AMERICAS

PROPOSAL #6: APPROVE REDUCTION OF CAPITAL OF ENDESA          ISSUER            YES             FOR                  FOR

CHILE AS RESULT OF SPIN-OFF AND DISTRIBUTION OF

CORPORATE ASSETS BETWEEN DIVIDED COMPANY AND CREATED

COMPANY

PROPOSAL #7: APPROVE CHANGES IN BYLAWS OF ENDESA                ISSUER            YES             FOR                  FOR

CHILE, WHICH REFLECT SPIN-OFF AS WELL AS CONSEQUENT

REDUCTION OF CAPITAL

PROPOSAL #8: APPOINT INTERIM BOARD OF DIRECTORS OF            ISSUER            YES             FOR                  FOR

ENDESA AMERICAS AND FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE BYLAWS OF NEW RESULTING COMPANY         ISSUER            YES             FOR                  FOR

FROM SPIN-OFF, ENDESA AMERICAS, WHICH IN ITS

PERMANENT PROVISIONS DIFFER FROM THOSE OF ENDESA

CHILE IN CERTAIN MATTERS

PROPOSAL #10: APPROVE NUMBER OF ENDESA AMERICAS                 ISSUER            YES             FOR                  FOR

SHARES TO BE RECEIVED BY ENDESA CHILE SHAREHOLDERS IN

 CONNECTION WITH SPIN-OFF


 

PROPOSAL #12: DESIGNATE EXTERNAL AUDIT FIRM FOR                 ISSUER            YES             FOR                  FOR

ENDESA AMERICAS

PROPOSAL #13: DESIGNATE SUPERVISORY ACCOUNT                        ISSUER            YES             FOR                  FOR

INSPECTORS AND ALTERNATES FOR ENDESA AMERICAS

PROPOSAL #16: APPROVE REGISTRATION OF NEW COMPANY AND        ISSUER            YES             FOR                  FOR

 THEIR RESPECTIVE SHARES WITH SVS AND SECURITIES AND

EXCHANGE COMMISSION (SEC)

PROPOSAL #17: AUTHORIZE BOARD TO APPROVE POWERS OF            ISSUER            YES             FOR                  FOR

ATTORNEY OF COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresa Nacional de Electricidad S.A. Endesa

  TICKER:               ENDESA-CH                      CUSIP:   29244T101

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE FOR FY 2016

PROPOSAL #7: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS        ISSUER            YES             FOR                  FOR

 AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION

PROPOSAL #9: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INVESTMENT AND FINANCING POLICY        ISSUER            YES             FOR                  FOR

PROPOSAL #14: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #2: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS'                 ISSUER            YES             FOR                  FOR

COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2016

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS        ISSUER            YES             FOR                  FOR

 AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION

PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INVESTMENT AND FINANCING POLICY         ISSUER            YES             FOR                  FOR

PROPOSAL #12: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresa Nacional de Electricidad S.A. Endesa

  TICKER:               ENDESA                            CUSIP:   P3710M109

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE SPIN-OFF PROPOSAL                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THAT SPIN-OFF WILL BE SUBJECT TO        ISSUER            YES             FOR                  FOR

 CONDITIONS PRECEDENT INCLUDING THAT MINUTES OF

EXTRAORDINARY SHAREHOLDERS' MEETINGS THAT SPIN-OFFS

OF ENERSIS AND CHILECTRA ARE APPROVED

PROPOSAL #5: AUTHORIZE BOARD TO GRANT POWERS TO SIGN         ISSUER            YES             FOR                  FOR

NECESSARY DOCUMENTS TO COMPLY WITH CONDITIONS

PRECEDENT TO WHICH SPIN-OFF IS SUBJECT, AND RECORD

PROPERTY SUBJECT TO REGISTRATION THAT WILL BE

ASSIGNED TO ENDESA AMERICAS

PROPOSAL #6: APPROVE REDUCTION OF CAPITAL OF ENDESA          ISSUER            YES             FOR                  FOR

CHILE AS RESULT OF SPIN-OFF AND DISTRIBUTION OF

CORPORATE ASSETS BETWEEN DIVIDED COMPANY AND CREATED

COMPANY

PROPOSAL #7: APPROVE CHANGES IN BYLAWS OF ENDESA                ISSUER            YES             FOR                  FOR

CHILE, WHICH REFLECT SPIN-OFF AS WELL AS CONSEQUENT

REDUCTION OF CAPITAL

PROPOSAL #8: APPOINT INTERIM BOARD OF DIRECTORS OF            ISSUER            YES             FOR                  FOR

ENDESA AMERICAS AND FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE BYLAWS OF NEW RESULTING COMPANY         ISSUER            YES             FOR                  FOR

FROM SPIN-OFF, ENDESA AMERICAS, WHICH IN ITS

PERMANENT PROVISIONS DIFFER FROM THOSE OF ENDESA

CHILE IN CERTAIN MATTERS

PROPOSAL #10: APPROVE NUMBER OF ENDESA AMERICAS                 ISSUER            YES             FOR                  FOR

SHARES TO BE RECEIVED BY ENDESA CHILE SHAREHOLDERS IN

 CONNECTION WITH SPIN-OFF

PROPOSAL #12: DESIGNATE EXTERNAL AUDIT FIRM FOR                 ISSUER            YES             FOR                  FOR

ENDESA AMERICAS

PROPOSAL #13: DESIGNATE SUPERVISORY ACCOUNT                        ISSUER            YES             FOR                  FOR

INSPECTORS AND ALTERNATES FOR ENDESA AMERICAS

PROPOSAL #16: APPROVE REGISTRATION OF NEW COMPANY AND        ISSUER            YES             FOR                  FOR

 THEIR RESPECTIVE SHARES WITH SVS AND SECURITIES AND

EXCHANGE COMMISSION (SEC)

PROPOSAL #17: AUTHORIZE BOARD TO APPROVE POWERS OF            ISSUER            YES             FOR                  FOR

ATTORNEY OF COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresa Nacional de Electricidad S.A. Endesa

  TICKER:               ENDESA-CH                      CUSIP:   P3710M109

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE FOR FY 2016


 

PROPOSAL #7: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS        ISSUER            YES             FOR                  FOR

 AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION

PROPOSAL #9: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INVESTMENT AND FINANCING POLICY        ISSUER            YES             FOR                  FOR

PROPOSAL #14: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresa Nacional de Telecomunicaciones S.A. ENTEL

  TICKER:               ENTEL                              CUSIP:   P37115105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: PRESENT DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #7: ELECT AUDITORS AND ACCOUNT SUPERVISORY          ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #9: RECEIVE REPORT REGARDING RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: DESIGNATE NEWSPAPER TO PUBLISH MEETING         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresa Nacional de Telecomunicaciones S.A. ENTEL

  TICKER:               ENTEL                              CUSIP:   P37115105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INCREASE VIA ISSUANCE OF        ISSUER            YES         AGAINST           AGAINST

 SHARES IN THE AMOUNT OF CLP 350 BILLION

PROPOSAL #2: AUTHORIZE ALLOCATION OF 10 PERCENT OF            ISSUER            YES         AGAINST           AGAINST

CAPITAL INCREASE PROPOSED IN ITEM 1 TO EXECUTIVE

COMPENSATION PLAN

PROPOSAL #3: AMEND ARTICLES 5 AND TRANSITORY 1 TO              ISSUER            YES         AGAINST           AGAINST

REFLECT CHANGES IN CAPITAL OF APPROVED PREVIOUS

RESOLUTIONS

PROPOSAL #4: AUTHORIZE BOARD TO CARRY OUT                            ISSUER            YES         AGAINST           AGAINST

REGISTRATION AND PLACEMENT OF SHARES IN CONNECTION

WITH COMPANY'S CAPITAL INCREASE


 

PROPOSAL #5: AMEND ARTICLE 2 RE: REGISTERED                        ISSUER            YES         AGAINST           AGAINST

HEADQUARTERS

PROPOSAL #6: ADOPT OTHER NECESSARY AGREEMENTS TO                ISSUER            YES         AGAINST           AGAINST

EXECUTE APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresas CMPC S.A.

  TICKER:               CMPC                                CUSIP:   P3712V107

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES RE: BOARD SIZE INCREASE          ISSUER            YES             FOR                  FOR

FROM 7 TO 9 MEMBERS

PROPOSAL #2: ADOPT ALL NECESSARY AGREEMENTS TO CARRY         ISSUER            YES             FOR                  FOR

OUT APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresas CMPC S.A.

  TICKER:               CMPC                                CUSIP:   P3712V107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #b: APPROVE DIVIDEND DISTRIBUTION OF CLP 10         ISSUER            YES             FOR                  FOR

PER SHARE

PROPOSAL #c: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #e: APPOINT AUDITORS AND DESIGNATE RISK                ISSUER            YES             FOR                  FOR

ASSESSMENT COMPANIES

PROPOSAL #f: APPROVE REMUNERATION OF DIRECTORS;                 ISSUER            YES             FOR                  FOR

APPROVE REMUNERATION AND BUDGET OF DIRECTORS'

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresas Copec S.A.

  TICKER:               COPEC                              CUSIP:   P7847L108

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #b: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #e: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE; PRESENT REPORT ON DIRECTORS'

COMMITTEE EXPENSES AND ACTIVITIES

PROPOSAL #f: APPOINT AUDITORS AND DESIGNATE RISK                ISSUER            YES             FOR                  FOR

ASSESSMENT COMPANIES

PROPOSAL #g: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Empresas Ica S.A.B. de C.V.

  TICKER:               ICA *                              CUSIP:   P37149104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS

PROPOSAL #2: RECEIVE CEO'S REPORT AND EXTERNAL                   ISSUER             NO              N/A                  N/A

AUDITOR'S REPORT

PROPOSAL #3: RECEIVE BOARD'S OPINION ON REPORT                   ISSUER             NO              N/A                  N/A

PRESENTED BY CEO; RECEIVE REPORT OF AUDIT AND

CORPORATE PRACTICE COMMITTEE CHAIRMEN; PRESENT REPORT

 ON ADHERENCE TO FISCAL OBLIGATIONS

PROPOSAL #4: APPROVE REPORTS RELATED TO ITEMS 1 AND 2        ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ALLOCATION OF INCOME, INCREASE          ISSUER             NO              N/A                  N/A

IN RESERVES, SET MAXIMUM AMOUNT OF SHARE REPURCHASE

RESERVE; DISTRIBUTION OF DIVIDENDS

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER             NO              N/A                  N/A

OFFICIALS

PROPOSAL #7: ELECT OR RATIFY DIRECTORS AND CHAIRMEN          ISSUER             NO              N/A                  N/A

OF AUDIT AND CORPORATE PRACTICES COMMITTEES

PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES                           ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ENEA S.A.

  TICKER:               ENA                                  CUSIP:   X2232G104

  MEETING DATE:   8/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.2: ELECT SUPERVISORY BOARD CHAIRMAN                  ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ENEA S.A.

  TICKER:               ENA                                  CUSIP:   X2232G104

  MEETING DATE:   10/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT SUPERVISORY BOARD MEMBER                         ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ENEA S.A.

  TICKER:               ENA                                  CUSIP:   X2232G104

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ENEA S.A.

  TICKER:               ENA                                  CUSIP:   X2232G104

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #10: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS FOR FISCAL 2015

PROPOSAL #11: APPROVE TREATMENT OF NET LOSS                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.1: APPROVE DISCHARGE OF KRZYSZTOF ZAMASZ        ISSUER            YES             FOR                  FOR

 (CEO)

PROPOSAL #12.2: APPROVE DISCHARGE OF DALIDA GEPFERT          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.3: APPROVE DISCHARGE OF GRZEGORZ                     ISSUER            YES             FOR                  FOR

KINELSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.4: APPROVE DISCHARGE OF PAWEL ORLOF                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.5: APPROVE DISCHARGE OF WIESLAW PIOSIK          ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #13.1: APPROVE DISCHARGE OF WOJCIECH                     ISSUER            YES             FOR                  FOR

CHMIELEWSKI (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #13.2: APPROVE DISCHARGE OF JEREMI                        ISSUER            YES             FOR                  FOR

MORDASEWICZ (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #13.3: APPROVE DISCHARGE OF MICHAL                        ISSUER            YES             FOR                  FOR

KOWALEWSKI (SUPERVISORY BOARD SECRETARY)

PROPOSAL #13.4: APPROVE DISCHARGE OF SANDRA                        ISSUER            YES             FOR                  FOR

MALINOWSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.5: APPROVE DISCHARGE OF MALGORZATA                 ISSUER            YES             FOR                  FOR

NIEZGODA (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.6: APPROVE DISCHARGE OF SLAWOMIR                     ISSUER            YES             FOR                  FOR

BRZEZINSKI (SUPERVISORY BOARD MEMBER)


 

PROPOSAL #13.7: APPROVE DISCHARGE OF PRZEMYSLAW                 ISSUER            YES             FOR                  FOR

LYCZYNSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.8: APPROVE DISCHARGE OF TADEUSZ MIKLOSZ         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #13.9: APPROVE DISCHARGE OF MARIAN GORYNI            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #13.10: APPROVE DISCHARGE OF WOJCIECH                   ISSUER            YES             FOR                  FOR

KLIMOWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.11: APPROVE DISCHARGE OF RAFAL SZYMANSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.12: APPROVE DISCHARGE OF MONIKA MACEWICZ        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.13: APPROVE DISCHARGE OF RADOSLAW                   ISSUER            YES             FOR                  FOR

WINIARSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.14: APPROVE DISCHARGE OF TOMASZ                       ISSUER            YES             FOR                  FOR

GOLEBIOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.15: APPROVE DISCHARGE OF WIESLAW PIOSIK         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Enerchina Holdings Ltd.

  TICKER:               622                                  CUSIP:   G30392131

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a1: ELECT CHEN WEI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2a2: ELECT SAM NICKOLAS DAVID HING CHEONG          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #2a3: ELECT XIN LUO LIN AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4A: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4B: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4D: APPROVE REFRESHMENT OF SCHEME MANDATE          ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Energa SA

  TICKER:               ENG                                  CUSIP:   X22336105

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.3: ELECT INDEPENDENT SUPERVISORY BOARD        SHAREHOLDER        YES         AGAINST               N/A

MEMBER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Energa SA

  TICKER:               ENG                                  CUSIP:   X22336105

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF PLN 0.49 PER SHARE

PROPOSAL #8.1: DO NOT GRANT DISCHARGE TO MIROSLAW              ISSUER            YES             FOR                  FOR

BIELINSKI (CEO)

PROPOSAL #8.2: DO NOT GRANT DISCHARGE TO ROMAN                   ISSUER            YES             FOR                  FOR

SZYSZKO (DEPUTY CEO)

PROPOSAL #8.3: DO NOT GRANT DISCHARGE TO WOJCIECH              ISSUER            YES             FOR                  FOR

TOPOLNICKI (DEPUTY CEO)

PROPOSAL #8.4: DO NOT GRANT DISCHARGE TO ANDRZEJ                ISSUER            YES             FOR                  FOR

TERSA (DEPUTY CEO)

PROPOSAL #8.5: DO NOT GRANT DISCHARGE TO JOLANTA                ISSUER            YES             FOR                  FOR

SZYDLOWSKA (DEPUTY CEO)

PROPOSAL #8.6: DO NOT GRANT DISCHARGE TO SEWERYN                ISSUER            YES             FOR                  FOR

KEDRA (DEPUTY CEO)

PROPOSAL #9.1: APPROVE DISCHARGE OF BOGUSLAW NADOLNIK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.2: APPROVE DISCHARGE OF ZBIGNIEW WTULICH         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.3: APPROVE DISCHARGE OF MARIAN GAWRYLCZYK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.4: APPROVE DISCHARGE OF MIROSLAW SZREDER         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5: APPROVE DISCHARGE OF PAULA ZIEMIECKA-         ISSUER            YES             FOR                  FOR

KSIEZAK (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.6: APPROVE DISCHARGE OF BOGDAN SKALSKI            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7: APPROVE DISCHARGE OF JAROSLAW                       ISSUER            YES             FOR                  FOR

MIODUSZEWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.8: APPROVE DISCHARGE OF JAKUB ZOLYNIAK            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.9: APPROVE DISCHARGE OF WALDEMAR KAMRAT          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.10: APPROVE DISCHARGE OF ROMAN PIONKOWSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #10: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS IN FISCAL 2015


 

PROPOSAL #11: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Energy Development Corporation

  TICKER:               EDC                                  CUSIP:   Y2292T102

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE MINUTES OF THE PREVIOUS                       ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING

PROPOSAL #4: APPROVE MANAGEMENT REPORT AND AUDITED            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR THE YEAR ENDED DEC. 31, 2015

PROPOSAL #5: CONFIRM AND RATIFY ALL ACTS AND                       ISSUER            YES             FOR                  FOR

RESOLUTIONS OF MANAGEMENT AND THE BOARD OF DIRECTORS

FROM THE DATE OF THE LAST STOCKHOLDERS' MEETING

PROPOSAL #6.1: ELECT OSCAR M. LOPEZ AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT FEDERICO R. LOPEZ AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT RICHARD B. TANTOCO AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT PETER D. GARRUCHO, JR. AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.5: ELECT JOAQUIN E. QUINTOS IV AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.6: ELECT ERNESTO B. PANTANGCO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: ELECT FRANCIS GILES B. PUNO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.8: ELECT JONATHAN C. RUSSELL AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.9: ELECT EDGAR O. CHUA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.10: ELECT FRANCISCO ED. LIM AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6.11: ELECT ARTURO T. VALDEZ AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE THE APPOINTMENT OF SGV & CO. AS         ISSUER            YES             FOR                  FOR

THE EXTERNAL AUDITOR

PROPOSAL #8: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: ADJOURNMENT                                                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Enersis Americas SA

  TICKER:               ENERSIS-AM                    CUSIP:   29274F104

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS'                 ISSUER            YES             FOR                  FOR

COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2016

PROPOSAL #7: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #8: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS        ISSUER            YES             FOR                  FOR

 AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION

PROPOSAL #9: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INVESTMENT AND FINANCING POLICY        ISSUER            YES             FOR                  FOR

PROPOSAL #14: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #2: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS'                 ISSUER            YES             FOR                  FOR

COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2016

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS        ISSUER            YES             FOR                  FOR

 AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION

PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INVESTMENT AND FINANCING POLICY         ISSUER            YES             FOR                  FOR

PROPOSAL #12: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Enersis Americas SA

  TICKER:               ENERSIS-AM                    CUSIP:   P37186106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS'                 ISSUER            YES             FOR                  FOR

COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2016

PROPOSAL #7: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS        ISSUER            YES             FOR                  FOR

 AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION

PROPOSAL #9: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INVESTMENT AND FINANCING POLICY        ISSUER            YES             FOR                  FOR

PROPOSAL #14: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Enersis Chile S.A.

  TICKER:               ENERSIS-CH                    CUSIP:   ADPV33207

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #2: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS        ISSUER            YES             FOR                  FOR

 AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION

PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INVESTMENT AND FINANCING POLICY         ISSUER            YES             FOR                  FOR

PROPOSAL #12: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Enersis S.A.

  TICKER:               ENERSIS                          CUSIP:   29274F104

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE SPIN-OFF PROPOSAL                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THAT SPIN-OFF WILL BE SUBJECT TO        ISSUER            YES             FOR                  FOR

 CONDITIONS PRECEDENT INCLUDING THAT MINUTES OF

EXTRAORDINARY SHAREHOLDERS' MEETINGS THAT APPROVE

SPIN-OFFS OF ENDESA CHILE AND CHILECTRA

PROPOSAL #5: AUTHORIZE BOARD TO GRANT POWERS TO SIGN         ISSUER            YES             FOR                  FOR

NECESSARY DOCUMENTS TO COMPLY WITH CONDITIONS

PRECEDENT TO WHICH SPIN-OFF IS SUBJECT, AND RECORD

PROPERTY SUBJECT TO REGISTRATION THAT WILL BE

ASSIGNED TO ENERSIS CHILE

PROPOSAL #6: APPROVE REDUCTION OF CAPITAL OF ENERSIS         ISSUER            YES             FOR                  FOR

AS RESULT OF SPIN-OFF AND DISTRIBUTION OF CORPORATE

ASSETS BETWEEN DIVIDED COMPANY AND CREATED COMPANY

PROPOSAL #7: APPROVE CHANGES IN BYLAWS OF ENERSIS,            ISSUER            YES             FOR                  FOR

WHICH REFLECT SPIN-OFF AS WELL AS CONSEQUENT

REDUCTION OF CAPITAL

PROPOSAL #8: APPOINT INTERIM BOARD OF DIRECTORS OF            ISSUER            YES             FOR                  FOR

ENERSIS CHILE ACCORDING TO ARTICLE 50 BIS OF

SECURITIES MARKET LAW

PROPOSAL #9: APPROVE BYLAWS OF COMPANY RESULTING FROM        ISSUER            YES             FOR                  FOR

 SPIN-OFF, ENERSIS CHILE, WHICH IN ITS PERMANENT

PROVISIONS DIFFER FROM THOSE OF ENERSIS IN CERTAIN

AREAS

PROPOSAL #10: APPROVE NUMBER OF ENERSIS CHILE SHARES         ISSUER            YES             FOR                  FOR

TO BE RECEIVED BY ENERSIS SHAREHOLDERS IN CONNECTION

WITH SPIN-OFF


 

PROPOSAL #12: DESIGNATE EXTERNAL AUDIT FIRM FOR                 ISSUER            YES             FOR                  FOR

ENERSIS CHILE

PROPOSAL #13: DESIGNATE SUPERVISORY ACCOUNT                        ISSUER            YES             FOR                  FOR

INSPECTORS AND ALTERNATES FOR ENERSIS CHILE

PROPOSAL #16: APPROVE REGISTRATION OF NEW COMPANY AND        ISSUER            YES             FOR                  FOR

 THEIR RESPECTIVE SHARES WITH SVS AND SECURITIES AND

EXCHANGE COMMISSION (SEC)

PROPOSAL #17: AUTHORIZE BOARD TO APPROVE POWERS OF            ISSUER            YES             FOR                  FOR

ATTORNEY OF COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Enersis S.A.

  TICKER:               ENERSIS                          CUSIP:   P37186106

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE SPIN-OFF PROPOSAL                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THAT SPIN-OFF WILL BE SUBJECT TO        ISSUER            YES             FOR                  FOR

 CONDITIONS PRECEDENT INCLUDING THAT MINUTES OF

EXTRAORDINARY SHAREHOLDERS' MEETINGS THAT APPROVE

SPIN-OFFS OF ENDESA CHILE AND CHILECTRA

PROPOSAL #5: AUTHORIZE BOARD TO GRANT POWERS TO SIGN         ISSUER            YES             FOR                  FOR

NECESSARY DOCUMENTS TO COMPLY WITH CONDITIONS

PRECEDENT TO WHICH SPIN-OFF IS SUBJECT, AND RECORD

PROPERTY SUBJECT TO REGISTRATION THAT WILL BE

ASSIGNED TO ENERSIS CHILE

PROPOSAL #6: APPROVE REDUCTION OF CAPITAL OF ENERSIS         ISSUER            YES             FOR                  FOR

AS RESULT OF SPIN-OFF AND DISTRIBUTION OF CORPORATE

ASSETS BETWEEN DIVIDED COMPANY AND CREATED COMPANY

PROPOSAL #7: APPROVE CHANGES IN BYLAWS OF ENERSIS,            ISSUER            YES             FOR                  FOR

WHICH REFLECT SPIN-OFF AS WELL AS CONSEQUENT

REDUCTION OF CAPITAL

PROPOSAL #8: APPOINT INTERIM BOARD OF DIRECTORS OF            ISSUER            YES             FOR                  FOR

ENERSIS CHILE ACCORDING TO ARTICLE 50 BIS OF

SECURITIES MARKET LAW

PROPOSAL #9: APPROVE BYLAWS OF COMPANY RESULTING FROM        ISSUER            YES             FOR                  FOR

 SPIN-OFF, ENERSIS CHILE, WHICH IN ITS PERMANENT

PROVISIONS DIFFER FROM THOSE OF ENERSIS IN CERTAIN

AREAS

PROPOSAL #10: APPROVE NUMBER OF ENERSIS CHILE SHARES         ISSUER            YES             FOR                  FOR

TO BE RECEIVED BY ENERSIS SHAREHOLDERS IN CONNECTION

WITH SPIN-OFF

PROPOSAL #12: DESIGNATE EXTERNAL AUDIT FIRM FOR                 ISSUER            YES             FOR                  FOR

ENERSIS CHILE

PROPOSAL #13: DESIGNATE SUPERVISORY ACCOUNT                        ISSUER            YES             FOR                  FOR

INSPECTORS AND ALTERNATES FOR ENERSIS CHILE

PROPOSAL #16: APPROVE REGISTRATION OF NEW COMPANY AND        ISSUER            YES             FOR                  FOR

 THEIR RESPECTIVE SHARES WITH SVS AND SECURITIES AND

EXCHANGE COMMISSION (SEC)

PROPOSAL #17: AUTHORIZE BOARD TO APPROVE POWERS OF            ISSUER            YES             FOR                  FOR

ATTORNEY OF COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eng Electric Co., Ltd.

  TICKER:               8287                                CUSIP:   Y2294D105

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT PAN, JHAO-WEI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS

PROPOSAL #6: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #7: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Engro Corporation Ltd.

  TICKER:               ENGRO                              CUSIP:   Y2295N102

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES         AGAINST           AGAINST

FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE PROVISION OF LOAN/ADVANCES TO            ISSUER            YES             FOR                  FOR

ENGRO FERTILIZERS LIMITED, ENGRO FOODS LIMITED, ENGRO

 POLYMER & CHEMICALS LIMITED, ENGRO VOPAK TERMINAL

LIMITED AND ELENGY TERMINAL PAKISTAN LIMITED

PROPOSAL #5: APPROVE DISPOSAL OF ENGRO POLYMER &                ISSUER            YES             FOR                  FOR

CHEMICALS LIMITED

PROPOSAL #6: APPROVE DISPOSAL OF SHARES IN ENGRO                ISSUER            YES             FOR                  FOR

FERTILIZERS LIMITED

PROPOSAL #7: APPROVE INVESTMENT IN ENGRO POLYMER AND         ISSUER            YES             FOR                  FOR

CHEMICALS LTD., ASSOCIATE COMPANY

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Enka Insaat ve Sanayi A.S.

  TICKER:               ENKAI                              CUSIP:   M4055T108

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND          ISSUER            YES             FOR                  FOR

AUTHORIZE PRESIDING COUNCIL TO SIGN MEETING MINUTES

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #9: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND COMPANY ARTICLES                                     ISSUER            YES             FOR                  FOR

PROPOSAL #13: AUTHORIZE BOARD TO PAY INTERIM                       ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #14: APPROVE ACCOUNTING TRANSFERS IN CASE OF        ISSUER            YES             FOR                  FOR

 LOSSES FOR 2015

PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ENN Ecological Holdings Co., Ltd.

  TICKER:               600803                            CUSIP:   Y3119Q107

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CO-INVESTMENT IN THE                            ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF 200,000 TONS PER YEAR STABLE LIGHT

HYDROCARBONS PROJECT BY XINNENG ENERGY CO., LTD

PROPOSAL #2: APPROVE SIGNING OF XINNENG ENERGY CO.,          ISSUER            YES             FOR                  FOR

LTD 200,000 TONS PER YEAR STABLE LIGHT HYDROCARBONS

PROJECT INDUSTRIAL GAS SUPPLY CONTRACT

PROPOSAL #3: APPROVE SIGNING XINNENG ENERGY CO., LTD         ISSUER            YES             FOR                  FOR

200,000 TONS PER YEAR STABLE LIGHT HYDROCARBONS

PROJECT COOPERATION AGREEMENT

PROPOSAL #4: APPROVE PROVISION OF FULFILLMENT                     ISSUER            YES             FOR                  FOR

GUARANTEES FOR THE INDUSTRIAL GAS SUPPLY CONTRACT OF

XINNENG ENERGY CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ENN Ecological Holdings Co., Ltd.

  TICKER:               600803                            CUSIP:   Y3119Q107

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2: APPROVE MAJOR ASSET RESTRUCTURING PLAN           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT (DRAFT) ON THE COMPANY'S         ISSUER            YES             FOR                  FOR

MAJOR ASSETS ACQUISITION AND ITS SUMMARY

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THE STOCK PRICE         ISSUER            YES             FOR                  FOR

VOLATILITY HAS NOT REACHED THE RELEVANT STANDARD OF

ARTICLE 5 OF REGULATING THE INFORMATION DISCLOSURE OF

 LISTED COMPANIES AND THE ACTS OF ALL THE RELATED

PARTIES

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL EQUITY            ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT WITH ROBUST NATION INVESTMENTS

LIMITED

PROPOSAL #7: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION


 

PROPOSAL #8: APPROVE EXPLANATION ON ACCOUNTING POLICY        ISSUER            YES             FOR                  FOR

 DISCREPANCIES

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS AS WELL AS THE FAIRNESS OF

PRICING

PROPOSAL #10: APPROVE THE FAIRNESS AND REASONABILITY         ISSUER            YES             FOR                  FOR

OF THE TRANSACTION PRICING

PROPOSAL #11: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO MAJOR ASSETS PURCHASE

PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #14.01: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: APPROVE ISSUE MANNER AND ISSUE TIME         ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #14.04: APPROVE ISSUE SIZE AND LOCK-UP                 ISSUER            YES             FOR                  FOR

PERIOD

PROPOSAL #14.05: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #14.06: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #14.07: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #14.08: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #14.09: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #16: APPROVE SIGNING OF CONDITIONAL SHARES          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH XINYI HOLDINGS CO., LTD.,

 DYNAMIC MOON LIMITED AND HONGYI 2015 (SHANGHAI)

INVESTMENT CENTER (LP)

PROPOSAL #17: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #18: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #19: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #20: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #22: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #23: APPROVE ESTABLISHMENT OF WHOLLY-OWNED          ISSUER            YES             FOR                  FOR

SUBSIDIARY XINNENG (TIANJIN) ENERGY CO., LTD.

PROPOSAL #24: ELECT JIN LEI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #25: APPROVE GUARANTEE PROVISION BY XINNENG         ISSUER            YES             FOR                  FOR

MINING CO., LTD. TO XINNENG ENERGY CO., LTD.


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ENN Ecological Holdings Co., Ltd.

  TICKER:               600803                            CUSIP:   Y3119Q107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF OVERSEAS WHOLLY-         ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY XINNENG (HONG KONG) ENERGY

INVESTMENT LIMITED AS IMPLEMENTING BODY OF THE MAJOR

ASSET ACQUSITION

PROPOSAL #2: APPROVE PROVISION OF DOMESTIC GUARANTEE         ISSUER            YES             FOR                  FOR

FOR THE OFFSHORE LOAN OF OVERSEAS WHOLLY-OWNED

SUBSIDIARY

PROPOSAL #3: APPROVE PROVISION OF COUNTER GUARANTEE          ISSUER            YES             FOR                  FOR

BY XINNENG (HONG KONG) ENERGY INVESTMENT LIMITED

USING 100% EQUITY OF LIANXIN CHUANGTOU FOR THE

FINANCIAL GUARANTEE

PROPOSAL #4: APPROVE BORROWINGS BY OVERSEAS WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY FROM RELATED PARTY

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ENN Ecological Holdings Co., Ltd.

  TICKER:               600803                            CUSIP:   Y3119Q107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER             NO              N/A                  N/A

SUBSIDIARIES

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR                         ISSUER             NO              N/A                  N/A

PROPOSAL #10.01: ELECT WANG YUSUO AS NON-INDEPENDENT         ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #10.02: ELECT WANG YU AS NON-INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #10.03: ELECT MA YUANTONG AS NON-INDEPENDENT        ISSUER             NO              N/A                  N/A

 DIRECTOR

PROPOSAL #10.04: ELECT LI ZHUNSHENG AS NON-                         ISSUER             NO              N/A                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.05: ELECT JIN LEI AS NON-INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #10.06: ELECT XU MENGZHOU AS INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR


 

PROPOSAL #10.07: ELECT ZHANG WEI AS INDEPENDENT                 ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #11.01: ELECT CAI FUYING AS SUPERVISOR                  ISSUER             NO              N/A                  N/A

PROPOSAL #11.02: ELECT WANG XI AS SUPERVISOR                       ISSUER             NO              N/A                  N/A

PROPOSAL #12: APPROVE PROVISION OF FINANCE LEASE TO          ISSUER             NO              N/A                  N/A

XINNENG ENERGY CO., LTD.

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO                 ISSUER             NO              N/A                  N/A

XINNENG MINING CO., LTD.

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE TO                 ISSUER             NO              N/A                  N/A

XINNENG ENERGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ENN Energy Holdings Ltd.

  TICKER:               2688                                CUSIP:   G3066L101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT WANG YUSUO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT JIN YONGSHENG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3b: RESOLVE NOT TO FILL UP VACANCY                       ISSUER            YES             FOR                  FOR

RESULTING FROM THE RETIREMENT OF YU JIANCHAO AND YIEN

 YU YU, CATHERINE AS DIRECTORS

PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ennoconn Corporation

  TICKER:               6414                                CUSIP:   Y229BK101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS


 

PROPOSAL #7.1: ELECT WU QI MING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.2: ELECT FANG WEN CHANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.3: ELECT HUANG JUN LANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.4: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7.5: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7.6: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7.7: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EOH Holdings Limited

  TICKER:               EOH                                  CUSIP:   S2593K104

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 JULY 2015

PROPOSAL #2.1: RE-ELECT SANDILE ZUNGU AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT TSHILIDZI MARWALA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT DANNY MACKAY AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT ROBERT SPOREN AS CHAIRMAN OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT LUCKY KHUMALO AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT TSHILIDZI MARWALA AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #3.4: RE-ELECT TEBOGO SKWAMBANE AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #4: REAPPOINT MAZARS (GAUTENG) INC AS                   ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3.1: APPROVE FINANCIAL ASSISTANCE IN TERMS         ISSUER            YES             FOR                  FOR

OF SECTION 44 OF THE COMPANIES ACT

PROPOSAL #3.2: APPROVE FINANCIAL ASSISTANCE IN TERMS         ISSUER            YES             FOR                  FOR

OF SECTION 45 OF THE COMPANIES ACT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Epistar Corp.

  TICKER:               2448                                CUSIP:   Y2298F106

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3.1: ELECT BIING-JYE LEE WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 10 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #3.2: ELECT MING-JIUNN JOU WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 15 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #3.3: ELECT CHIH-YUAN CHEN, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF FON TAIN BELON CO., LTD. WITH SHAREHOLDER NO.

48189, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #3.4: ELECT NAN-YANG WU, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

YI TE OPTOELECTRONICS CO., LTD., WITH SHAREHOLDER NO.

 48160, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #3.5: ELECT STAN HUNG, REPRESENTATIVE OF              ISSUER            YES             FOR                  FOR

UNITED MICROELECTRONICS CORP. WITH SHAREHOLDER NO.

35031, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #3.6: ELECT A REPRESENTATIVE OF EVERLIGHT            ISSUER            YES             FOR                  FOR

ELECTRONICS CO., LTD. WITH SHAREHOLDER NO. 7 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #3.7: ELECT WEI-MIN SHENG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 224356 AS INDEPENDENT DIRECTOR

PROPOSAL #3.8: ELECT FENG-SHANG WU WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 224352 AS INDEPENDENT DIRECTOR

PROPOSAL #3.9: ELECT CHI-YEN LIANG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 81261 AS INDEPENDENT DIRECTOR

PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT OR ISSUANCE OF

SHARES VIA PRIVATE PLACEMENT

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Equatorial Energia S.A.

  TICKER:               EQTL3                              CUSIP:   P3773H104

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS AND APPROVE        ISSUER            YES             FOR                  FOR

 THEIR REMUNERATION


 

PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eregli Demir ve Celik Fabrikalari TAS

  TICKER:               EREGL                              CUSIP:   M40710101

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eshraq Properties Co

  TICKER:               ESHRAQ                            CUSIP:   M4085H108

  MEETING DATE:   4/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES         AGAINST           AGAINST

2015

PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #7: RATIFY APPOINTMENT OF HAMEED AL SHAMSI          ISSUER            YES             FOR                  FOR

AND ABDULLAH AL MAHIMIDI AS DIRECTORS (BUNDLED)


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eshraq Properties Co

  TICKER:               ESHRAQ                            CUSIP:   M4085H108

  MEETING DATE:   5/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES         AGAINST           AGAINST

2015

PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #7: RATIFY APPOINTMENT OF HAMEED AL SHAMSI          ISSUER            YES             FOR                  FOR

AND ABDULLAH AL MAHIMIDI AS DIRECTORS (BUNDLED)

PROPOSAL #8: ELECT JASSIM AL SIDDIQI AS DIRECTOR IN          ISSUER            YES             FOR                  FOR

CASE OF RESIGNATION OF ONE OF THE DIRECTORS

PROPOSAL #9: ELECT MUSTAFA KHERIBA AS DIRECTOR IN              ISSUER            YES             FOR                  FOR

CASE OF RESIGNATION OF ONE OF THE DIRECTORS

PROPOSAL #10: APPROVE MERGER OF FUNDS WITH GFH                   ISSUER            YES             FOR                  FOR

FINANCIAL GROUP RE: REAL ESTATE PORTFOLIO

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Essar Oil Ltd.

  TICKER:               500134                            CUSIP:   Y2297G113

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT AUDITED FINANCIAL STATEMENTS AND         ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT AUDITED CONSOLIDATED FINANCIAL            ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #3: REELECT L K GUPTA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT C MANOHARAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: ELECT R. SHANKAR AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT S. SEN AS INDEPENDENT  DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT K.N. VENKATASUBRAMANIAN AS                     ISSUER            YES             FOR                  FOR

INDEPENDENT  DIRECTOR

PROPOSAL #9: ELECT V. S. JAIN AS INDEPENDENT                      ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION         ISSUER            YES             FOR                  FOR

OF C. MANOHARAN AS DIRECTOR (REFINERY)

PROPOSAL #11: APPROVE INCREASE IN REMUNERATION OF              ISSUER            YES             FOR                  FOR

L.K. GUPTA, MANAGING DIRECTOR & CEO

PROPOSAL #12: APPROVE COMMISSION REMUNERATION FOR              ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS


 

PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Esso (Thailand) Public Company Limited

  TICKER:               ESSO                                CUSIP:   Y23188124

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4.1: ELECT SOMPOP AMATAYAKUL AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT SMIT TIEMPRASERT AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT WATTANEE PHANACHET AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT WATTANA CHANTARASORN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD         ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Estacio Participacoes SA

  TICKER:               ESTC3                              CUSIP:   P3784E108

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.a: INSTALL FISCAL COUNCIL                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.b: ELECT FISCAL COUNCIL MEMBERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.c: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #5.a: FIX NUMBER OF DIRECTORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.b: ELECT DIRECTORS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.b.1: ELECT DIRECTOR APPOINTED BY MINORITY   SHAREHOLDER        YES         AGAINST               N/A

 SHAREHOLDER

PROPOSAL #5.b.2: IN CASE OF CUMULATIVE VOTING,                   ISSUER            YES         AGAINST           AGAINST

APPROVE EQUAL DISTRIBUTION OF VOTES AMONG DIRECTORS

APPOINTED BY THE COMPANY'S MANAGEMENT

PROPOSAL #5.c: APPROVE EXEMPTION OF ART. 147                       ISSUER            YES             FOR                  FOR

PARAGRAPH 3 OF LAW 6.404/76 AND ART. 2 PARAGRAPH 3 OF

 CVM NOTICE 367/02

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Estacio Participacoes SA

  TICKER:               ESTC3                              CUSIP:   P3784E108

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: RATIFY ACQUISITION OF CENTRO                        ISSUER            YES             FOR                  FOR

EDUCACIONAL NOSSA CIDADE LTDA TO BE CARRIED OUT BY

THE COMPANY'S SUBSIDIARY SOCIEDADE EDUCACIONAL ATUAL

DA AMAZONIA LTDA AND AUTHORIZE BOARD TO RATIFY AND

EXECUTE APPROVED RESOLUTIONS

PROPOSAL #1.b: RATIFY ACQUISITION OF FACULDADES                 ISSUER            YES             FOR                  FOR

INTEGRADAS DE CASTANHAL LTDA TO BE CARRIED OUT BY THE

 COMPANY'S SUBSIDIARY SOCIEDADE EDUCACIONAL ATUAL DA

AMAZONIA LTDA AND AUTHORIZE BOARD TO RATIFY AND

EXECUTE APPROVED RESOLUTIONS

PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLE 5 TO REFLECT THE CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 THIRD QUARTER REPORT                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE TRANSFER OF MICRO FINANCING                ISSUER            YES             FOR                  FOR

UNDERLYING ASSETS OF WHOLLY-OWNED SUBSIDIARY SHENZHEN

 YUSHANG MICRO FINANCING CO., LTD. AND PROVISION OF

GUARANTEE BY COMPANY

PROPOSAL #3: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES             FOR                  FOR

FROM PING AN BANK CO., LTD. TIANJIN BRANCH HEPING

SUB-BRANCH BY CONTROLLED SUBSIDIARY TIANJIN JIASHI

TRADING CO., LTD. AND PROVISION OF GUARANTEE BY

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY HUNAN XINZHIZU SUPPLY CHAIN

PROPOSAL #5: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES         AGAINST           AGAINST

FROM INDUSTRIAL BANK CO., LTD. SHIJIAZHUANG BRANCH BY

 CONTROLLED SUBSIDIARY SHIJIAZHUANG ETERNAL ASIA

JINWANSHENG SUPPLY CHAIN MANAGEMENT CO., LTD. AND

PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES         AGAINST           AGAINST

FROM INDUSTRIAL BANK CO., LTD. SHIJIAZHUANG BRANCH BY

 CONTROLLED SUBSIDIARY HEBEI GENGCHANG SUPPLY CHAIN

MANAGEMENT CO., LTD. AND PROVISION OF GUARANTEE BY

COMPANY

PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES         AGAINST           AGAINST

FROM BANK OF GANZHOU GUANYINSHAN BRANCH BY CONTROLLED

 SUBSIDIARY FUJIAN YISHENGTONG SUPPLY CHAIN CO., LTD.

 AND PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES             FOR                  FOR

FROM BANK OF BEIJING HEADQUARTERS BASE (FINANCIAL

HARBOUR) BRANCH BY WHOLLY-OWNED SUBSIDIARY BEIJING

ETERNAL ASIA SUPPLY CHAIN MANAGEMENT CO., LTD. AND

PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES             FOR                  FOR

FROM CHINA MINSHENG BANK CO., LTD. HEAD OFFICE BY

WHOLLY-OWNED SUBSIDIARY BEIJING ETERNAL ASIA SUPPLY

CHAIN MANAGEMENT CO., LTD. AND PROVISION OF GUARANTEE

 BY COMPANY


 

PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT LINE        ISSUER            YES             FOR                  FOR

 FROM CHINA CITIC BANK CO., LTD. SHANGHAI BRANCH BY

WHOLLY-OWNED SUBSIDIARY SHANGHAI ETERNAL ASIA SUPPLY

CHAIN CO., LTD. AND PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #11: APPROVE ESTABLISHMENT OF GANSU ETERNAL         ISSUER            YES             FOR                  FOR

ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD. BY

WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #12: APPROVE ESTABLISHMENT OF INNER MONGOLIA        ISSUER            YES             FOR                  FOR

 ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO.,

LTD. BY WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA

 SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #13: APPROVE ESTABLISHMENT OF NINGXIA                   ISSUER            YES             FOR                  FOR

ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD,

 BY WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #14: APPROVE ESTABLISHMENT OF XINJIANG                 ISSUER            YES             FOR                  FOR

ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

 BY WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #15: APPROVE ESTABLISHMENT OF YUNNAN ETERNAL        ISSUER            YES             FOR                  FOR

 ASIA LE'ERYE APPLIANCE SALES CO., LTD. BY CONTROLLED

 SUBSIDIARY YUNNAN ETERNAL ASIA XIONGYUE TRADING CO.,

 LTD.

PROPOSAL #16: APPROVE ESTABLISHMENT OF JIANGSU                   ISSUER            YES             FOR                  FOR

ETERNAL ASIA JINRUN SUPPLY CHAIN MANAGEMENT CO., LTD.

 BY CONTROLLED SUBSIDIARY ZHANGJIAGANG FREE TRADE

ZONE SHENJIE INTERNATIONAL TRADE CO., LTD.

PROPOSAL #17: APPROVE ESTABLISHMENT OF JIANGXI                   ISSUER            YES             FOR                  FOR

ETERNAL ASIA INTERNATIONAL MAKEUP CO., LTD. BY

CONTROLLED SUBSIDIARY ETERNAL ASIA INTERNATIONAL

PROPOSAL #18: APPROVE ESTABLISHMENT OF INNER MONGOLIA        ISSUER            YES             FOR                  FOR

 ETERNAL ASIA TRADING CO., LTD. BY CONTROLLED

SUBSIDIARY ETERNAL ASIA INTERNATIONAL MAKEUP CO.,

PROPOSAL #19: APPROVE ESTABLISHMENT OF JIANGSU                   ISSUER            YES             FOR                  FOR

ETERNAL ASIA INTERNATIONAL MAKEUP CO., LTD. BY

CONTROLLED SUBSIDIARY ETERNAL ASIA INTERNATIONAL

PROPOSAL #20: APPROVE ESTABLISHMENT OF CHONGQING                ISSUER            YES             FOR                  FOR

ETERNAL ASIA CHUANYU COSMETICS CO., LTD. BY

CONTROLLED SUBSIDIARY ETERNAL ASIA INTERNATIONAL

PROPOSAL #21: APPROVE ESTABLISHMENT OF GUANGDONG YIHE        ISSUER            YES             FOR                  FOR

 KANGDAWEI SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

BY WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #22: APPROVE ESTABLISHMENT OF GUILIN HUAJIA         ISSUER            YES             FOR                  FOR

SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY GUANGXI ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #23: APPROVE ESTABLISHMENT OF QIQIHAR CITY          ISSUER            YES             FOR                  FOR

HEFENGYUAN SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

BY WHOLLY-OWNED SUBSIDIARY HEILONGJIANG ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #24: APPROVE ESTABLISHMENT OF ZHANGZHOU                ISSUER            YES             FOR                  FOR

DAZHENG TONGHAI SUPPLY CHAIN MANAGEMENT CO., LTD. BY

WHOLLY-OWNED SUBSIDIARY FUJIAN ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #25: APPROVE ESTABLISHMENT OF FUZHOU YIJING         ISSUER            YES             FOR                  FOR

SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY FUJIAN ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.


 

PROPOSAL #26: APPROVE ESTABLISHMENT OF HUNAN YIZHEN          ISSUER            YES             FOR                  FOR

SUPPLY CHAIN CO., LTD. BY WHOLLY-OWNED SUBSIDIARY

CHANGSHA ETERNAL ASIA SUPPLY CHAIN MANAGEMENT CO.,

LTD. AND CONTROLLED SUBSIDIARY HUNAN XINZHIZU SUPPLY

CHAIN CO., LTD.

PROPOSAL #27: APPROVE ESTABLISHMENT OF YANCHENG HELE         ISSUER            YES             FOR                  FOR

SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY JIANGSU ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #28: APPROVE ESTABLISHMENT OF JIANGSU                   ISSUER            YES             FOR                  FOR

ETERNAL ASIA XINPENG SUPPLY CHAIN MANAGEMENT CO.,

LTD. BY WHOLLY-OWNED SUBSIDIARY JIANGSU ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #29: APPROVE ESTABLISHMENT OF JIAN XINSHENG         ISSUER            YES             FOR                  FOR

SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY JIANGXI ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #30: APPROVE ESTABLISHMENT OF FUXIN QINGPI          ISSUER            YES             FOR                  FOR

SUPPLY CHAIN MANAGEMENT CO., LTD. BY CONTROLLED

SUBSIDIARY FUXIN ETERNAL ASIA JIUFU SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #31: APPROVE ESTABLISHMENT OF SHANGHAI                 ISSUER            YES             FOR                  FOR

ETERNAL ASIA SHILI LOGISTICS CO., LTD. BY WHOLLY-

OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA LOGISTICS CO.,

PROPOSAL #32: APPROVE ESTABLISHMENT OF TIANJIN                   ISSUER            YES             FOR                  FOR

SHENGRONG HENGTONG TRADING CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY TIANJIN ETERNAL ASIA ENTERPRISE MANAGEMENT

 CO., LTD.

PROPOSAL #33: APPROVE ESTABLISHMENT OF NINGBO JUNLONG        ISSUER            YES             FOR                  FOR

 SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY ZHEJIANG ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

TRANSFER OF DEBT CLAIM RIGHT BY WHOLLY-OWNED

SUBSIDIARY SHENZHEN YUSHANG MICROFINANCE LIMITED

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

TRANSFER OF DEBT CLAIM RIGHT BY WHOLLY-OWNED

SUBSIDIARY SHENZHEN YUSHANG MICROFINANCE LIMITED TO

SHENZHEN GOLDEN AXE CAPITAL MANAGEMENT LIMITED

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

ENTRUSTED LOAN APPLIED BY WHOLLY-OWNED SUBSIDIARY

SHENZHEN YUSHANG MICROFINANCE LIMITED FROM SHENZHEN

SME CREDIT FINANCE GUARANTEE GROUP LIMITED

PROPOSAL #4: APPROVE WHOLLY-OWNED SUBSIDIARY YUSHANG         ISSUER            YES             FOR                  FOR

MICROFINANCE LTD. TO ENTRUST SME CREDIT FINANCE

GUARANTEE GROUP LTD. TO ANNOUNCE FINANCING

INFORMATION IN THE PLATFORM DEVELOPED BY ZHAOCAIBAO

FINANCIAL INFORMATION SERVICE CO. AND GUARANTEE

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

TRANSFER OF DEBT CLAIM RIGHT BY WHOLLY-OWNED

SUBSIDIARY SHENZHEN YUSHANG MICROFINANCE LIMITED TO

SHENZHEN HONGTA ASSET MANAGEMENT LIMITED


 

PROPOSAL #6: APPROVE WHOLLY-OWNED SUBSIDIARY GANZHOU         ISSUER            YES             FOR                  FOR

YUSHANG MICROFINANCE LIMITED TO TRANSFER AND

REPURCHASE SMALL LOAN CLAIM RIGHT FROM WANJIA

GONGYING ASSET MANAGEMENT LIMITED AND PROVISION OF

GUARANTEE BY THE COMPANY

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

FINANCING LIMIT APPLIED BY WHOLLY-OWNED SUBSIDIARY

GANZHOU YUSHANG MICROFINANCE LIMITED FROM EXPORT-

IMPORT BANK OF CHINA JIANGXI BRANCH

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY WUHAN

DAHONGYAN SUPPLY CHAIN MANAGEMENT CO. FROM HANKOU

BANK CO. QIAOKOU BRANCH

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY SHENZHEN ETERNAL ASIA SUPPLY

CHAIN HOLDINGS CO., LTD. FROM QILU BANK CO. NORTH

PARK LANXIANG ROAD BRANCH

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY

SHANGDONG YIMEITANG SUPPLY CHAIN MANAGEMENT CO., LTD.

 FROM QILU BANK CO. NORTH PARK LANXIANG ROAD BRANCH

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY WHOLLY-OWNED SUBSIDIARY

GUIZHOU ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT

CO., LTD. FROM SHANGHAI PUDONG DEVELOPMENT BANK CO.

GUIYANG BRANCH

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY WHOLLY-OWNED SUBSIDIARY

FUJIAN ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT

CO., LTD. FROM XIAMEN RURAL COMMERCIAL BANK CO., LTD.

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY WHOLLY-OWNED

SUBSIDIARY HENAN ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD. FROM CONSTRUCTION BANK CORP.

ZHENGZHOU BRANCH

PROPOSAL #14: APPROVE CHANGE IN BUSINESS SCOPE AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF SUZHOU YILIAN          ISSUER            YES             FOR                  FOR

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-

OWNED SUBSIDIARY ANHUI ETERNAL ASIA SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD.

PROPOSAL #2: APPROVE ESTABLISHMENT OF ANQING                       ISSUER            YES             FOR                  FOR

SHUANGTENG TRADE CO., LTD. BY CONTROLLED SUBSIDIARY

ANQING YIDA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #3: APPROVE ESTABLISHMENT OF BEIJING YITONG         ISSUER            YES             FOR                  FOR

HEXIANG TRADE CO., LTD. BY WHOLLY-OWNED SUBSIDIARY

BEIJING ETERNAL ASIA SUPPLY CHAIN MANAGEMENT CO.,

PROPOSAL #4: APPROVE ESTABLISHMENT OF LIUZHOU                     ISSUER            YES             FOR                  FOR

YOUCHENG SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-

OWNED SUBSIDIARY GUANGZHOU ETERNAL ASIA SHENDU SUPPLY

 CHAIN MANAGEMENT CO., LTD.

PROPOSAL #5: APPROVE ESTABLISHMENT OF GUANGDONG                 ISSUER            YES             FOR                  FOR

YITIANLI SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD. BY

WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD.


 

PROPOSAL #6: APPROVE ESTABLISHMENT OF GUANGDONG ZUNZE        ISSUER            YES             FOR                  FOR

 SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-

OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD.

PROPOSAL #7: APPROVE ESTABLISHMENT OF HAINAN ETERNAL         ISSUER            YES             FOR                  FOR

ASIA LIANSHUN SUPPLY CHAIN MANAGEMENT CO., LTD. BY

WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #8: APPROVE ESTABLISHMENT OF LUOYANG LUOBAI         ISSUER            YES             FOR                  FOR

YITONG SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-

OWNED SUBSIDIARY HENAN ETERNAL ASIA SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD.

PROPOSAL #9: APPROVE ESTABLISHMENT OF MUDANJIANG                ISSUER            YES             FOR                  FOR

YONGJIANG SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD. BY

 WHOLLY-OWNED SUBSIDIARY HEILONGJIANG ETERNAL ASIA

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #10: APPROVE ESTABLISHMENT OF JILIN ETERNAL         ISSUER            YES             FOR                  FOR

ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD. BY

WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #11: APPROVE ESTABLISHMENT OF CHANGSHA                 ISSUER            YES             FOR                  FOR

XINLIAOYUAN SUPPLY CHAIN CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY CHANGSHA ETERNAL ASIA SUPPLY CHAIN CO.,

LTD. AND CONTROLLED SUBSIDIARY HUNAN XINWUTONG SUPPLY

 CHAIN CO., LTD.

PROPOSAL #12: APPROVE ESTABLISHMENT OF SUZHOU JIEYA          ISSUER            YES             FOR                  FOR

YITONG SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-

OWNED SUBSIDIARY SUZHOU ETERNAL ASIA SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD.

PROPOSAL #13: APPROVE ESTABLISHMENT OF SHANDONG YIDA         ISSUER            YES             FOR                  FOR

XINTONG SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-

OWNED SUBSIDIARY SHANDONG ETERNAL ASIA SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD.

PROPOSAL #14: APPROVE ESTABLISHMENT OF XINJIANG                 ISSUER            YES             FOR                  FOR

JIAHENG SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-

OWNED SUBSIDIARY XINJIANG ETERNAL ASIA SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD.

PROPOSAL #15: APPROVE ESTABLISHMENT OF YIWU JUNMENG          ISSUER            YES             FOR                  FOR

SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY ZHEJIANG ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #16: APPROVE ESTABLISHMENT OF NINGBO YICHENG        ISSUER            YES             FOR                  FOR

 SUPPLY CHAIN MANAGEMENT CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY ZHEJIANG ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #17: APPROVE ESTABLISHMENT OF CHONGQING                ISSUER            YES             FOR                  FOR

GAOLE TRADE DEVELOPMENT CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY CHONGQING ETERNAL ASIA SHENDU SUPPLY CHAIN

 MANAGEMENT CO., LTD.

PROPOSAL #18: APPROVE GUARANTEE PROVISION TO                       ISSUER            YES         AGAINST           AGAINST

APPLICATION OF CREDIT LINE FROM CHINA MINSHENG

BANKING CO., LTD. TAIAN BRANCH BY CONTROLLED

SUBSIDIARY SHANDONG YIEN SUPPLY CHAIN MANAGEMENT CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT


 

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE VIA                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND TYPE AND BOND MATURITY             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND PAYMENT        ISSUER            YES             FOR                  FOR

 METHOD

PROPOSAL #2.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.6: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #2.7: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.8: APPROVE LISTING AND TRANSFER OF THE            ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE ADDITIONAL INVESTMENT TO WHOLLY-        ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD.

PROPOSAL #5: APPROVE APPLICATION OF CREDIT LINE BY            ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY HUNAN XINZHIZU SUPPLY CHAIN

CO., LTD. FROM BANK OF BEIJING CHANGSHA BRANCH AND

PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINE BY            ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHANGHAI ETERNAL ASIA SUPPLY

CHAIN CO., LTD. FROM CHINA BOHAI BANK SHANGHAI BRANCH

 AND PROVISION OF GUARANTEE BY COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER             NO              N/A                  N/A

TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINES APPLIED BY THE CONTROLLED

SUBSIDIARY, QINGDAO ETERNAL ASIA ZHONGHE ECONOMY

TRADE DEVELOPMENT CO., LTD FROM STANDARD CHARTERED

BANK (CHINA) CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE                ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINES APPLIED BY THE CONTROLLED

SUBSIDIARY, CHONGQING YIFEI ALCOHOL DISTRIBUTION CO.,

 LTD FROM BANK OF CHINA CO., LTD. CHONGQING HAIER

ROAD BRANCH


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDARY,

JINHUA FUYUAN COMMERCIAL CO., LTD.

PROPOSAL #2: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

WUHU YIRUN SUPPLY CHAIN MANAGEMENT CO., LTD BY WHOLLY

 OWNED SUBSIDIARY, ANHUI ETERNAL ASIA DEEP SUPPLY

CHAIN MANAGEMENT CO., LTD

PROPOSAL #3: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

BEIJING YITONG QINHUALI COMMERCIAL CO., LTD BY WHOLLY

 OWNED SUBSIDARY, BEIJING ETERNAL ASIA SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #4: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

FUJIAN TIANYING COMMERCIAL CO., LTD BY WHOLLY OWNED

SUBSIDIARY, FUJIAN ETERNAL ASIA DEEP SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #5: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

FUZHOU LEINUO APPLIANCE CO., LTD BY WHOLLY OWNED

SUBSIDIARY, FUJIAN ETERNAL ASIA DEEP SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #6: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

FUJIAN MEIRI APPLIANCE CO., LTD BY WHOLLY OWNED

SUBSIDIARY, FUJIAN ETERNAL ASIA DEEP SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #7: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

HUNAN ETERNAL ASIA WUTONG INTERNATIONAL COSMETIC CO.,

 LTD BY CONTROLLED SUBSIDIARY, ETERNAL ASIA

INTERNATIONAL COSMETIC CO., LTD.

PROPOSAL #8: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

HANDAN ANLONG SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY OWNED SUBSIDARY, HEBEI ETERNAL ASIA DEEP

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #9: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

ANYANG GUANGSHENGTONG SUPPLY CHAIN MANAGEMENT CO.,

LTD BY HENAN ETERNAL ASIA DEEP SUPPLY CHAIN

MANAGEMENT CO., LTD

PROPOSAL #10: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 WUHAN RONGCHENG SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY OWNED SUBSIDIARY, HUBEI ETERNAL ASIA DEEP

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #11: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 HUNAN YIMEIDA SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY OWNED SUBSIDIARY, CHANGSHA ETERNAL ASIA SUPPLY

 CHAIN CO., LTD.

PROPOSAL #12: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 CHANGCHUN YICHEN JUHUA SUPPLY CHAIN CO., LTD BY

WHOLLY OWNED SUBSIDIARY, SHENZHEN ETERNAL ASIA DEEP

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #13: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 NANJING ETERNAL ASIA WANGLONG SUPPLY CHAIN

MANAGEMENT CO., LTD BY WHOLLY OWNED SUBSIDIARY,

JIANGSU ETERNAL ASIA DEEP SUPPLY CHAIN MANAGEMENT

PROPOSAL #14: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 NANTONG XINZHI DONGSHENG SUPPLY CHAIN MANAGEMENT

CO., LTD BY WHOLLY OWNED SUBSIDIARY, JIANGSU ETERNAL

ASIA DEEP SUPPLY CHAIN MANAGEMENT CO., LTD.


 

PROPOSAL #15: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 YANGZHOU HENGLONG SUPPLY CHAIN MANAGEMENT CO., LTD

BY WHOLLY OWNED SUBSIDIARY, JIANGSU ETERNAL ASIA DEEP

 SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #16: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 JIANGXI XIANGAN COMMERCIAL CO., LTD BY WHOLLY OWNED

SUBSIDIARY, JIANGXI ETERNAL ASIA DEEP SUPPLY CHAIN

MANAGEMENT CO., LTD

PROPOSAL #17: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 PANJIN YIJIN JIACHENG DEEP SUPPLY CHAIN MANAGEMENT

CO., LTD. BY WHOLLY OWNED SUBSIDIARY, LIAONING

ETERNAL ASIA DEEP SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #18: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 YUNNAN YILIAN DEEP SUPPLY CHAIN MANAGEMENT CO., LTD

BY WHOLLY OWNED SUBSIDIARY, YUNNAN ETERNAL ASIA DEEP

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #19: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 CHONGQING YIMEIQUAN SUPPLY CHAIN MANAGEMENT CO., LTD

 BY WHOLLY OWNED SUBSIDIARY, CHONGQING ETERNAL ASIA

DEEP SUPPLY CHAIN MANAGEMENT CO,, LTD AND CONTROLLED

SUBSIDIARY, CHONGQING WANHE FOOD CO., LTD.

PROPOSAL #20: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 SHANDONG JINLIANJIA COMMERCIAL CO., LTD BY WHOLLY

OWNED SUBSIDIARY, SHENZHEN ETERNAL ASIA DEEP SUPPLY

CHAIN MANAGEMENT CO., LTD.

PROPOSAL #21: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 EMEISHAN JIASHUN COMMERCIAL CO., LTD BY CONTROLLED

SUBSIDIARY, LESHAN ETERNAL ASIA FENGJIA SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #22: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 SHAOXING JISHI NETWORK TECHNOLOGY CO., LTD BY

CONTROLLED SUBSIDIARY, ZHEJIANG ETERNAL ASIA YONGRUN

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #23: APPROVE ACQUISITION OF LAND                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   1/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO DEBT                ISSUER            YES             FOR                  FOR

INCOME RIGHTS TRANSFER OF WHOLLY-OWNED SUBSIDIARY

SHENZHEN YUSHANG MICROFINANCING CO., LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

APPLICATION OF CREDIT LINE FROM BANK OF NINGBO

SHANGHAI BRANCH BY CONTROLLED SUBSIDIARY SHANGHAI

ETERNAL ASIA RUIHUI SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

APPLICATION OF CREDIT LINE FROM BANK OF NINGBO

SHANGHAI BRANCH BY CONTROLLED SUBSIDIARY SHANGHAI

ETERNAL ASIA SHENNIU SUPPLY CHAIN MANAGEMENT CO.,

PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

APPLICATION OF CREDIT LINE FROM PING AN BANK CO.,

LTD. BY WHOLLY-OWNED SUBSIDIARY FUJIAN ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #5: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINE BY COMPANY AND OVERSEA CONTROLLED SUBSIDIARY

PROPOSAL #6: APPROVE GUARANTEE PROVISION FOR THE 2016        ISSUER            YES             FOR                  FOR

 APPLICATION OF BANK CREDIT LINE BY WHOLLY-OWNED

SUBSIDIARY SHANGHAI ETERNAL ASIA SUPPLY CHAIN CO.,


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE WHOLLY OWNED SUBSIDIARY

SHANGHAI ETERNAL ASIA SUPPLY CHAIN MANAGEMENT CO.,

LTD FROM BANK OF CHINA LINGANG BRANCH

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

JIANGXI RUITAI HENGWANG SUPPLY CHAIN MANAGEMENT CO.,

LTD FROM BANK OF BEIJING NANCHANG FUHE BRANCH

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

JIANGXI YOUSHI SUPPLY CHAIN MANAGEMENT CO., LTD FROM

BANK OF BEIJING NANCHANG FUHE BRANCH

PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

JIANGXI YUYANG SUPPLY CHAIN MANAGEMENT CO., LTD FROM

BANK OF BEIJING NANCHANG FUHE BRANCH

PROPOSAL #5: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

NANCHANG AOTU SUPPLY CHAIN MANAGEMENT CO., LTD FROM

BANK OF BEIJING NANCHANG FUHE BRANCH

PROPOSAL #6: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

SHANGRAO YIXINTONG SUPPLY CHAIN MANAGEMENT CO., LTD

FROM BANK OF BEIJING NANCHANG FUHE BRANCH

PROPOSAL #7: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

SHANDONG YINTONG SUPPLY CHAIN MANAGEMENT CO., LTD

FROM BANK OF CHINA LINYI HEDONG BRANCH

PROPOSAL #8: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

GUANGXI KEGUI TRADE CO., LTD FROM BANK OF GUILIN

NANNING BRANCH

PROPOSAL #9: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

SHAANXI YILANYUN TRADE CO., LTD FROM BANK OF CHINA

XI'AN HIGH TECHNOLOGY DEVELOPMENT DISTRICT BRANCH

PROPOSAL #10: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE WHOLLY-OWNED SUBSIDIARY

ANHUI ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT

CO., LTD FROM MINSHENG BANK CORP HEFEI BRANCH

PROPOSAL #11: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE WHOLLY-OWNED SUBSIDIARY

HUBEI ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT

CO., LTD FROM MINSHENG BANK CORP WUHAN BRANCH

PROPOSAL #12: APPROVE PROVISION OF BANK GUARANTEES TO        ISSUER            YES             FOR                  FOR

 WHOLLY-OWNED SUBSIDIARY GUIZHOU ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #13: APPROVE PROVISION OF BANK GUARANTEES TO        ISSUER            YES         AGAINST           AGAINST

 CONTROLLED SUBSIDIARY SHENZHEN YIHAI NENGDA CO., LTD

PROPOSAL #14: APPROVE PROVISION OF GUARANTEES BY THE         ISSUER            YES             FOR                  FOR

COMPANY FOR THE TRANSFER AND REPURCHASE OF MORTGAGE

ASSETS USUFRUCT BY WHOLLY-OWNED SUBSIDIARY SHENZHEN

YUSHANG MICROLOAN CO., LTD TO WANJIA GONGYING ASSET

MANAGEMENT CO., LTD


 

PROPOSAL #15: APPROVE APPLICATION OF LOAN USING                 ISSUER            YES             FOR                  FOR

EQUITY OF JUNZHI GROUP CO., LTD HELD BY WHOLLY-OWNED

SUBSIDIARY LIANYI HONG KONG LTD AS MORTGAGE FROM EXIM

 BANK OF CHINA SHENZHEN BRANCH

PROPOSAL #16: APPROVE O2O FINANCIAL COOPERATION AND          ISSUER            YES             FOR                  FOR

PROVISION OF GUARANTEE BETWEEN COMPANY AND CHINA

CONSTRUCTION BANK SHENZHEN BRANCH

PROPOSAL #17: APPROVE O2O FINANCIAL COOPERATION AND          ISSUER            YES             FOR                  FOR

PROVISION OF GUARANTEE BETWEEN COMPANY AND BANK OF

CHINA SHENZHEN SHANGBU BRANCH

PROPOSAL #18: APPROVE O2O FINANCIAL COOPERATION AND          ISSUER            YES             FOR                  FOR

PROVISION OF GUARANTEE BETWEEN COMPANY AND SHENZHEN

QIANHAI WEIZHONG BANK CO., LTD

PROPOSAL #19: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 HEFEI GUANGSHUO TRADE CO., LTD BY WHOLLY-OWNED

SUBSIDIARY ANHUI ETERNAL ASIA SHENDU SUPPLY CHAIN

CO., LTD AND CONTROLLED SUBSIDIARY, HEFEI JINYAN FOOD

 CO., LTD

PROPOSAL #20: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 LANZHOU ETERNAL ASIA JINLONG SUPPLY CHAIN MANAGEMENT

 CO., LTD BY WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL

 ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #21: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 ZHUHAI ETERNAL ASIA SHUNCHAO SHENDU SUPPLY CHAIN

CO., LTD BY WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL

ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #22: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 ZHENGZHOU RIRITONG SUPPLY CHAIN MANAGEMENT CO., LTD

BY WHOLLY-OWNED SUBSIDIARY HENAN ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #23: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 WUHAN GUANHAI SUPPLY CHAIN MANAGEMENT CO., LTD BY

CONTROLLED SUBSIDIARY WUHAN RONGCHENG SUPPLY CHAIN

MANAGEMENT CO., LTD

PROPOSAL #24: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 WUHAN YICHUTONG SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY-OWNED SUBSIDIARY HUBEI ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #25: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 ZHUZHOU JINCHAO SUPPLY CHAIN CO., LTD BY WHOLLY-

OWNED SUBSIDIARY CHANGSHA ETERNAL ASIA SUPPLY CHAIN

PROPOSAL #26: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 SUZHOU YIHUA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

 BY WHOLLY-OWNED SUBSIDIARY JIANGSU ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #27: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 JIANGSU MINHUA SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY-OWNED SUBSIDIARY JIANGSU ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #28: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 YANGZHOU HANJIANG PENGCHENG DEPARTMENT STORE CO.,

LTD BY CONTROLLED SUBSIDIARY JIANGSU ETERNAL ASIA

XINPENG SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #29: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 SHANDONG YICHUAN SUPPLY CHAIN MANAGEMENT CO., LTD BY

 WHOLLY-OWNED SUBSIDIARY SHANDONG ETERNAL ASIA SHENDU

 SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #30: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 SHANDONG YIKUN SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY-OWNED SUBSIDIARY SHANDONG ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD


 

PROPOSAL #31: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 SHANTOU ETERNAL ASIA ZHENGYANG SUPPLY CHAIN

MANAGEMENT CO., LTD BY WHOLLY-OWNED SUBSIDIARY

SHENZHEN ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT

PROPOSAL #32: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 GUANGZHOU ZHENYUANTONG TRADE CO., LTD BY CONTROLLED

SUBSIDIARY GUANGZHOU ETERNAL ASIA TIANPENG SUPPLY

CHAIN MANAGEMENT CO., LTD

PROPOSAL #33: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 MIANYANG YILIAN SHITONG SUPPLY CHAIN MANAGEMENT CO.,

 LTD BY WHOLLY-OWNED SUBSIDIARY SICHUAN ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #34: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 GUANGYUAN YIFE SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY-OWNED SUBSIDIARY SICHUAN ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #35: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 XINJIANG CHENGSHUO SUPPLY CHAIN MANAGEMENT CO., LTD

BY WHOLLY-OWNED SUBSIDIARY XINJIANG ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #36: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 GUIZHOU YIMINGJUN SHENDU SUPPLY CHAIN MANAGEMENT

CO., LTD BY WHOLLY-OWNED SUBSIDIARY GUIZHOU ETERNAL

ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #37: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 GUIZHOU YICHUN SHENDU SUPPLY CHAIN MANAGEMENT CO.,

LTD BY WHOLLY-OWNED SUBSIDIARY GUIZHOU ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #38: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 ZHEJIANG DELAI SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY-OWNED SUBSIDIARY ZHEJIANG ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #39: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 WENZHOU HELE BAIYI SUPPLY CHAIN MANAGEMENT CO., LTD

BY WHOLLY-OWNED SUBSIDIARY SHENZHEN HELE DAILY MART

CO., LTD AND CONTROLLED SUBSIDIARY WENZHOU RUIJIA

SUPPLY CHAIN MANAGEMENT CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF THE REGISTERED ADDRESS        ISSUER            YES             FOR                  FOR

 AS WELL AS AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE ADDITIONAL INVESTMENT IN                     ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY ETEMAL ASIA (S) PTE LTD

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

WUHAN DAHONGYAN SUPPLY CHAIN MANAGEMENT CO., LTD FROM

 CHINA MINSHENG BANKING CORP LTD WUHAN BRANCH

PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

WUHAN DEYAN SUPPLY CHAIN MANAGEMENT CO., LTD FROM

CHINA MINSHENG BANKING CORP LTD WUHAN BRANCH


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

BENGBU YIZHOU SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

 BY WHOLLY OWNED SUBSIDIARY ANHUI ETERNAL ASIA SHENDU

 SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #2: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

FUJIAN ZHONGYINXING BUSINESS TRADE CO., LTD BY WHOLLY

 OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA LOGISTIC CO.,

 LTD

PROPOSAL #3: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

FUZHOU ETERNAL ASIA SHENDU LOGISTIC CO., LTD BY

WHOLLY OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA

LOGISTIC CO., LTD

PROPOSAL #4: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

NANAN YAHUA SUPPLY CHAIN MANAGEMENT BY WHOLLY OWNED

SUBSIDIARY FUJIAN ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD

PROPOSAL #5: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

ZHAOQING XINZECHENG SHENDU SUPPLY CHAIN CO., LTD BY

WHOLLY OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA SUPPLY

CHAIN MANAGEMENT CO., LTD

PROPOSAL #6: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

GUANGDONG YUNTONG SUPPLY CHAIN MANAGEMENT CO., LTD BY

 WHOLLY OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU

 SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #7: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

HEYUAN JINYINGTONG WINE INDUSTRY CO., LTD BY WHOLLY

OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA SUPPLY CHAIN

MANAGEMENT CO., LTD AND CONTROLLING SUBSIDIARY HEYUAN

 ETERNAL ASIA TAIDA SUPPLY CHAIN MANAGEMENT C

PROPOSAL #8: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

SHENYANG HENGYIXIN BUSINESS TRADE CO., LTD BY WHOLLY

OWNED SUBSIDIARY LIAONING ETERNAL ASIA SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD

PROPOSAL #9: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

SHANXI ETERNAL ASIA SHENDU LOGISTIC CO., LTD BY

WHOLLY OWNED SUBSIDIARY SHENZHEN ETERNAL ASIA

LOGISTIC CO., LTD

PROPOSAL #10: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 SHANGHAI ETERNAL ASIA XINGSHENG SUPPLY CHAIN

MANAGEMENT CO., LTD BY WHOLLY OWNED SUBSIDIARY

SHANGHAI ETERNAL ASIA SUPPLY CHAIN MANAGEMENT CO.,

PROPOSAL #11: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 WENSHAN YIZHONG SHENDU SUPPLY CHAIN MANAGEMENT CO.,

LTD BY CONTROLLED SUBSIDIARY YUNNAN YILIAN SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #12: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER            YES             FOR                  FOR

 CHONGQING CLASSIC MINGJIU WINE INDUSTRY CO., LTD BY

CONTROLLED SUBSIDIARY CHONGQING YIFEI WINE SALES CO.,

 LTD

PROPOSAL #13: APPROVE ADDITIONAL INVESTMENT IN WHOLLY        ISSUER            YES             FOR                  FOR

 OWNED SUBSIDIARY SHENZHEN YUSHANG ASSET MANAGEMENT

CO., LTD

PROPOSAL #14: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

HENAN YIMA FOOD CO., LTD FROM ZHONGYUAN BANK CO., LTD


 

PROPOSAL #15: APPROVE APPLICATION OF BANK LOAN FROM          ISSUER            YES             FOR                  FOR

SHANGHAI BANK CO., LTD SHENZHEN BRANCH AND COLLATERAL

 GUARANTEED BY WHOLLY OWNED SUBSIDIARY LIANYI

INTERNATIONAL (HONG KONG) CO., LTD

PROPOSAL #16: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE WHOLLY OWNED SUBSIDIARY

JIANGSU ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT

CO., LTD FROM NANJING BANK CO., LTD BAIZITING BRANCH

PROPOSAL #17: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE WHOLLY OWNED SUBSIDIARY

SHANGHAI ETERNAL ASIA SUPPLY CHAIN CO., LTD FROM

METROBANK CHINA CO., LTD SHANGHAI BRANCH

PROPOSAL #18: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES         AGAINST           AGAINST

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

SHANGHAI ETERNAL ASIA RUIHUI SUPPLY CHAIN MANAGEMENT

CO., LTD FROM BANK OF CHINA SHANGHAI GUILIN ROAD

PROPOSAL #19: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

CREDIT LINES APPLIED BY THE CONTROLLED SUBSIDIARY

LUOYANG YIHUI SUPPLY CHAIN MANAGEMENT CO., LTD FROM

BANK OF CHINA LUOYANG BRANCH

PROPOSAL #20: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

LISTING THROUGH SHENZHEN QIANHAI FINANCIAL ASSETS

TRADING PLATFORM AND TRANSFER OF DEBT INTEREST

THROUGH SHENZHEN QIANHAI SNOWBALL FORTUNE MANAGEMENT

APPLIED BY THE WHOLLY OWNED SUBSIDIARY SHENZHEN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHANGHAI YIYATONG SUPPLY

CHAIN CO., LTD.'S APPLICATION OF CREDIT LINE FROM

SHANGHAI RURAL COMMERCIAL BANK IN ZHANGJIANG SCIENCE

AND TECHNOLOGY BRANCH

PROPOSAL #2: APPROVE APPLICATION OF CREDIT LINE FROM         ISSUER            YES             FOR                  FOR

CHINA CONSTRUCTION BANK CO., LTD. IN SHENZHEN BRANCH

AND PROVISION OF GUARANTEE OF WHOLLY-OWNED SUBSIDIARY

 SHANGHAI YIYATONG SUPPLY CHAIN CO., LTD.

PROPOSAL #3: APPROVE APPLICATION OF CREDIT LINES FROM        ISSUER            YES             FOR                  FOR

 AGRICULTURAL BANK OF CHINA CO., LTD. IN BUJI,

SHENZHEN BRANCH AND PROVISION OF GUARANTEE OF WHOLLY-

OWNED SUBSIDIARIES SHANGHAI YIYATONG SUPPLY CHAIN

CO., LTD. AND SHANGHAI YIYATONG E-COMMERCE CO., LTD.

PROPOSAL #4: APPROVE O2O FINANCIAL COOPERATION AND            ISSUER            YES             FOR                  FOR

GUARANTEE MATTERS WITH THE CONTROLLING SUBSIDIARIES

CHANGSHA YIYATONG XINZHU SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD., HUNAN XINZHIZU SUPPLY CHAIN

CO., LTD. AND BANK OF BEIJING CO., LTD. IN CHANGSHA

PROPOSAL #5: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #6: APPROVE AUTHORIZATION OF THE CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE BOARD ZHOU GUOHUI TO HANDLE ALL RELATED MATTERS

IN CONNECTION TO THE REGISTRATION AND ISSUANCE OF

ULTRA SHORT-TERM OF FINANCIAL BILL

PROPOSAL #7: APPROVE INVESTMENT OF WHOLLY-OWNED                 ISSUER            YES             FOR                  FOR

SUBSIDIARY SHENZHEN YIYATONG LOGISTICS CO., LTD. IN

THE ESTABLISHMENT OF HENAN YIZHANTONG SHENDU

LOGISTICS CO., LTD.


 

PROPOSAL #8: APPROVE INVESTMENT OF WHOLLY-OWNED                 ISSUER            YES             FOR                  FOR

SUBSIDIARY ZHUMADIAN HUATONGYUAN SUPPLY CHAIN

MANAGEMENT CO., LTD. IN ZHUMADIAN JINGU TRADING CO.,

LTD.

PROPOSAL #9: APPROVE INVESTMENT OF WHOLLY-OWNED                 ISSUER            YES             FOR                  FOR

SUBSIDIARY FUJIAN YIYATONG SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD. IN XIAMEN ZHONGLIAN BAOTIAN

TRADING CO., LTD.

PROPOSAL #10: APPROVE INVESTMENT OF WHOLLY-OWNED                ISSUER            YES             FOR                  FOR

SUBSIDIARY JILIN YIYATONG SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD. IN THE ESTABLISHMENT OF

CHANGCHUN YISHENG SUPPLY CHAIN CO., LTD.

PROPOSAL #11: APPROVE INVESTMENT OF WHOLLY-OWNED                ISSUER            YES             FOR                  FOR

SUBSIDIARY HEBEI YIYATONG SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD. IN THE ESTABLISHMENT OF BAODING

HUAMEI TONGLI SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #12: APPROVE INVESTMENT OF WHOLLY-OWNED                ISSUER            YES             FOR                  FOR

SUBSIDIARY JIANGSU YIYATONG SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD. IN THE ESTABLISHMENT OF NANTONG

YIN YUELIANG SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #13: APPROVE INVESTMENT OF WHOLLY-OWNED                ISSUER            YES             FOR                  FOR

SUBSIDIARY BEIJING YIYATONG SUPPLY CHAIN MANAGEMENT

CO., LTD. IN THE ESTABLISHMENT OF BEIJING YIFU

KANGBAO TRADING CO., LTD.

PROPOSAL #14: APPROVE INVESTMENT OF WHOLLY-OWNED                ISSUER            YES             FOR                  FOR

SUBSIDIARY SHENZHEN YIYATONG SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD. IN THE ESTABLISHMENT OF

ZHONGSHAN YIYATONG WEIYE SHENDU SUPPLY CHAIN

PROPOSAL #15: APPROVE INVESTMENT OF WHOLLY-OWNED                ISSUER            YES             FOR                  FOR

SUBSIDIARY FUJIAN YIYATONG SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD. IN THE ESTABLISHMENT OF XIAMEN

BAI'AO TRADING CO., LTD.

PROPOSAL #16: APPROVE INVESTMENT OF CONTROLLED                   ISSUER            YES             FOR                  FOR

SUBSIDIARY ZHENGZHOU YIYATONG XIANGLONG SUPPLY CHAIN

MANAGEMENT CO., LTD. IN THE ESTABLISHMENT OF

ZHENGZHOU XINYIXIANG TRADING CO., LTD.

PROPOSAL #17: APPROVE ADDITIONAL INVESTMENT OF                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHENZHEN YIYATONG SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD. IN WHOLLY-OWNED

SUBSIDIARY SHANGHAI SHENYI SUPPLY CHAIN MANAGEMENT

PROPOSAL #18: APPROVE ADDITIONAL INVESTMENT OF                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHENZHEN YIYATONG SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD. IN WHOLLY-OWNED

SUBSIDIARY TIANJIN YIYATONG ENTERPRISE MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF OPERATING GUARANTEE        ISSUER            YES             FOR                  FOR

 BY WHOLLY-OWNED SUBSIDIARY LIANYI INTERNATIONAL

(HONG KONG) CO., LTD. TO WHOLLY-OWNED SUBSIDIARY

SHANGHAI ETERNAL ASIA SUPPLY CHAIN MANAGEMENT CO.,

PROPOSAL #2: APPROVE PROVISION OF OPERATING GUARANTEE        ISSUER            YES         AGAINST           AGAINST

 BY WHOLLY-OWNED SUBSIDIARY LIANYI (HONG KONG) CO.,

LTD. TO CONTROLLED SUBSIDIARY ETERNAL ASIA (S) PTE.

LTD.


 

PROPOSAL #3: APPROVE APPLICATION OF DEBT FROM NANYANG        ISSUER            YES             FOR                  FOR

 COMMERCIAL BANK (CHINA) CO., LTD. SHENZHEN BRANCH

AND PROVISION OF MORTGAGE GUARANTEE BY LIANYI

INTERNATIONAL (HONG KONG) CO., LTD.

PROPOSAL #4: APPROVE APPLICATION OF CREDIT LINE BY            ISSUER            YES         AGAINST           AGAINST

CONTROLLING SUBSIDIARY JIANGSU YISITE WEIER SUPPLY

CHAIN MANAGEMENT CO., LTD. FROM BANK OF NANJING

NANJING BRANCH AND PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #5: APPROVE APPLICATION OF TRUST FUND LOAN          ISSUER            YES             FOR                  FOR

FROM BOHAI INTERNATIONAL TRUST CO., LTD. AND

PROVISION OF MORTGAGE GUARANTEE BY WHOLLY-OWNED

SUBSIDIARY LIANYI INTERNATIONAL (HONG KONG) CO., LTD.

PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINE BY            ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY ZHANGJIAGANG FREE TRADE ZONE

SHENJIE INTERNATIONAL TRADE CO., LTD. FROM CHINA

CONSTRUCTION BANK SUZHOU HI-TECH INDUSTRIAL

DEVELOPMENT ZONE BRANCH AND PROVISION OF GUARANTEE BY

 COMPAN

PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINE BY            ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY GUANGZHOU YIMIAO SUPPLY CHAIN

MANAGEMENT CO LTD AND HAINAN SHENGHONG SHENDU SUPPLY

CHAIN MANAGEMENT CO LTD FROM HANG SENG BANK (CHINA)

CO LTD SHENZHEN BRANCH AND PROVISION OF GUARANT

PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINE BY            ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY HUNAN XINZHIZU SUPPLY CHAIN

CO., LTD. FROM CHINA CONSTRUCTION BANK CHANGSHA

STATION SOUTH ROAD BRANCH AND PROVISION OF GUARANTEE

PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINE BY            ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY SHANGHAI ETERNAL ASIA LONGCHUAN

 SUPPLY CHAIN MANAGEMENT CO., LTD. FROM CHINA BANK OF

 COMMUNICATIONS SHANGHAI MINHANG BRANCH AND PROVISION

 OF GUARANTEE BY COMPANY

PROPOSAL #10: APPROVE DEBT FINANCING ISSUANCE PLAN ON        ISSUER            YES             FOR                  FOR

 BEIJING FINANCIAL ASSETS EXCHANGE

PROPOSAL #11: APPROVE ESTABLISHMENT OF HUNAN ETERNAL         ISSUER            YES             FOR                  FOR

ASIA JINHE BUSINESS MANAGEMENT CO., LTD. BY WHOLLY-

OWNED SUBSIDIARY SHENZHEN HELE LIVING SUPERMARKET

CO., LTD.

PROPOSAL #12: APPROVE ESTABLISHMENT OF LIUYANG                   ISSUER            YES             FOR                  FOR

XINZHICHENG SUPPLY CHAIN MANAGEMENT CO., LTD. BY

WHOLLY-OWNED SUBSIDIARY CHANGSHA ETERNAL ASIA SUPPLY

CHAIN CO., LTD.

PROPOSAL #13: APPROVE ESTABLISHMENT OF GUANGZHOU                ISSUER            YES             FOR                  FOR

YIZHANTONG SHENDU LOGISTICS CO., LTD. BY WHOLLY-OWNED

 SUBSIDIARY SHENZHEN ETERNAL ASIA LOGISTICS CO., LTD.

PROPOSAL #14: APPROVE ESTABLISHMENT OF DONGGUAN                 ISSUER            YES             FOR                  FOR

HEXING SUPPLY CHAIN CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #15: APPROVE ESTABLISHMENT OF SUZHOU                     ISSUER            YES             FOR                  FOR

HAOJINGLAI TRADE CO., LTD. BY CONTROLLED SUBSIDIARY

SUZHOU YIHUA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #16: APPROVE ESTABLISHMENT OF SHANGHAI                 ISSUER            YES             FOR                  FOR

ETERNAL ASIA JINTAI SUPPLY CHAIN MANAGEMENT CO., LTD.

 BY WHOLLY-OWNED SUBSIDIARY SHANGHAI SHENYI SUPPLY

CHAIN MANAGEMENT CO., LTD.

PROPOSAL #17: APPROVE ESTABLISHMENT OF JIANGXI                   ISSUER            YES             FOR                  FOR

ETERNAL ASIA BIAOBANG INDUSTRIAL CO., LTD. BY

CONTROLLED SUBSIDIARY JIANGXI YOUSHI SUPPLY CHAIN

MANAGEMENT CO., LTD.


 

PROPOSAL #18: APPROVE ESTABLISHMENT OF BEIJING                   ISSUER            YES             FOR                  FOR

DINGSHENG YITONG E-COMMERCE CO., LTD. BY WHOLLY-OWNED

 SUBSIDIARY BEIJING ETERNAL ASIA SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #19: APPROVE ESTABLISHMENT OF SHENZHEN YIHE         ISSUER            YES             FOR                  FOR

YINGTONG INDUSTRIAL CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #20: APPROVE INVESTMENT IN ANYANG JIEHUI              ISSUER            YES             FOR                  FOR

TRADE CO., LTD. BY CONTROLLED SUBSIDIARY ANYANG

GUANGCHENTONG SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #21: APPROVE INVESTMENT IN LINZHOU XINGLONG         ISSUER            YES             FOR                  FOR

TRADE CO., LTD. BY CONTROLLED SUBSIDIARY ANYANG

GUANGCHENTONG SUPPLY CHAIN MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE PRICING REFERENCE DATE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE PRICE AND ISSUE MANNER           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4: APPROVE 2016 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO THE COUNTER-

DILUTION MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH ZHOU GUOHUI


 

PROPOSAL #10: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY ZHOU GUOHUI

PROPOSAL #11: APPROVE APPLICATION OF CREDIT LINE FOR         ISSUER            YES         AGAINST           AGAINST

USE OF CONTROLLED SUBSIDIARY IN SHANXI PROVINCE FROM

JINSHANG BANK TAIYUAN SOUTH NEIHUAN WEST STREET

BRANCH AND PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #12: APPROVE APPLICATION OF CREDIT LINE BY          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY NINGBO JUNLONG SUPPLY CHAIN

MANAGEMENT CO., LTD. FROM AGRICULTURAL BANK OF CHINA

CIXI BRANCH AND PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #13: APPROVE APPLICATION OF CREDIT LINE BY          ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY DALIAN WANGDA SUPPLY CHAIN

MANAGEMENT CO., LTD. FROM CHINA CONSTRUCTION BANK

GANJINGZI BRANCH AND PROVISION OF GUARANTEE BY

PROPOSAL #14: APPROVE APPLICATION OF CREDIT LINE BY          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY FUJIAN YISHENGTONG SUPPLY CHAIN

 CO., LTD. FROM CHINA CONSTRUCTION BANK XIAMEN BRANCH

 AND PROVISION OF GUARANTEE BY COMPANY

PROPOSAL #15: APPROVE APPLICATION OF CREDIT LINE BY          ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY JILIN ETERNAL ASIA JINUOER

SUPPLY CHAIN CO., LTD. FROM BANK OF CHINA CHANGCHUN

DONGSHENG BRANCH AND PROVISION OF GUARANTEE BY

PROPOSAL #16: APPROVE PROVISION OF OPERATING                       ISSUER            YES         AGAINST           AGAINST

GUARANTEE BY WHOLLY-OWNED SUBSIDIARY LIANYI (HONG

KONG) CO., LTD. TO CONTROLLED SUBSIDIARY ETERNAL ASIA

 (S) PTE. LTD.

PROPOSAL #17: APPROVE ESTABLISHMENT OF HUAIHUA XINYI         ISSUER            YES             FOR                  FOR

TRADE CO., LTD. BY CONTROLLED SUBSIDAIRY HUAIHUAXIN

XINGHUO SUPPLY CHAIN CO., LTD.

PROPOSAL #18: APPROVE ESTABLISHMENT OF JIANGXI                   ISSUER            YES             FOR                  FOR

YIZHANTONG SHENDU LOGISTICS CO., LTD. BY WHOLLY-OWNED

 SUBSIDIARY SHENZHEN ETERNAL ASIA LOGISTICS CO., LTD.

PROPOSAL #19: APPROVE JOINT ESTABLISHMENT OF SANMING         ISSUER            YES             FOR                  FOR

ZHONGYUN TRADE CO., LTD. BY WHOLLY-OWNED SUBSIDIARY

FUJIAN ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT

CO., LTD. AND CONTROLLED SUBSIDIARY SANMING HUAYA

SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #20: APPROVE ESTABLISHMENT OF XINJIANG                 ISSUER            YES             FOR                  FOR

ETERNAL ASIA JIALE SUPPLY CHAIN MANAGEMENT CO., LTD.

BY WHOLLY-OWNED SUBSIDIARY XINJIANG ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #21: APPROVE ESTABLISHMENT OF NINGBO JIAYILE        ISSUER            YES             FOR                  FOR

 APPLIANCES CO., LTD. BY CONTROLLED SUBSIDIARY NINGBO

 YICHENG SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #22: APPROVE ESTABLISHMENT OF YUNNAN YIYUE          ISSUER            YES             FOR                  FOR

SHENDU LOGISTICS CO., LTD. BY WHOLLY-OWNED SUBSIDIARY

 SHENZHEN ETERNAL ASIA LOGISTICS CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE 2016 FINANCIAL DERIVATIVE                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 INVESTMENT IN BANK                       ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROFIT DISTRIBUTION                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #2: APPROVE CLAIMS INCOME RIGHTS TRANSFER BY        ISSUER             NO              N/A                  N/A

 WHOLLY-OWNED SUBISDIARY SHENZHEN YUSHANG

MICORFINANCING CO., LTD., AND GUARANTEE PROVISION BY

COMPANY

PROPOSAL #3: APPROVE O2O FINANCIAL COOPERATION AND            ISSUER             NO              N/A                  N/A

GUARANTEE BETWEEN WHOLLY-OWNED SUBSIDIARY GANZHOU

YUSHANG MICROFINANCING CO., LTD. AND SHENZHEN

LONGGANG GUOAN CUNZHEN BANK CO., LTD.

PROPOSAL #4: APPROVE CREDIT LINE APPLICATION OF 7              ISSUER             NO              N/A                  N/A

SUBSIDIARIES UNDER SHANDONG PROVINCE PLATFORM AND

GUARANTEE PROVISION BY COMPANY

PROPOSAL #5: APPROVE CREDIT LINE APPLICATION OF                 ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY GUANGZHOU YIYUE WINE CO., LTD.

AND GUARANTEE PROVISION BY COMPANY

PROPOSAL #6: APPROVE CREDIT LINE APPLICATION OF                 ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY SHANGHAI ZHUOPIN TRADE CO.,

LTD. AND GUARANTEE PROVISION BY COMPANY

PROPOSAL #7: APPROVE CREDIT LINE APPLICATION OF                 ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY HEILONGJIANG XINHE SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD. AND GUARANTEE

PROVISION BY COMPANY

PROPOSAL #8: APPROVE CREDIT LINE APPLICATION OF                 ISSUER             NO              N/A                  N/A

WHOLLY-OWNED SUBSIDIARY BEIJING ETERNAL ASIA SUPPLY

CHAIN MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY

PROPOSAL #9: APPROVE ADDITIONAL INVESTMENT IN                     ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY BEIJING ZHUOYOU YUNZHI

TECHNOLOGY CO., LTD.

PROPOSAL #10: APPROVE ADDITIONAL INVESTMENT BY                   ISSUER             NO              N/A                  N/A

WHOLLY-OWNED SUBSIDIARY YILIAN (HONG KONG) CO., LTD.

IN ANOTHER WHOLLY-OWNED SUBSIDIARY YILIAN

INTERNATIONAL (HONG KONG) CO., LTD.

PROPOSAL #11: APPROVE ESTABLISHMENT OF XIAMEN XINGLI         ISSUER             NO              N/A                  N/A

HUIDU TRADE CO., LTD. BY CONTROLLED SUBSIDIARY XIAMEN

 XINGLIAN HUIDU INDUSTRIAL CO., LTD.

PROPOSAL #12: APPROVE ESTABLISHMENT OF GUIZHOU TIANJI        ISSUER             NO              N/A                  N/A

 ZHANFE TRADE CO., LTD. BY CONTROLLED SUBSIDIARY

GUIZHOU YIMINGJUN SHENDU SUPPLY CHAIN MANAGEMENT CO.,

 LTD.


 

PROPOSAL #13: APPROVE ESTABLISHMENT OF HARBIN ETERNAL        ISSUER             NO              N/A                  N/A

 ASIA SANXING SHENDU SUPPLY CHAIN MANAGEMENT CO.,

LTD. BY WHOLLY-OWNED SUBSIDIARY HEILONGJIANG ETERNAL

ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #14: APPROVE INVESTMENT IN LIANYUNGANG                 ISSUER             NO              N/A                  N/A

HONGYUJIA TRADE CO., LTD. BY CONTROLLED SUBSIDIARY

LIANYUNGANG BOYA SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #15: APPROVE ESTABLISHMENT OF WUHAN                       ISSUER             NO              N/A                  N/A

JINTENGSHENG TRADE CO., LTD. BY CONTROLLED SUBSIDIARY

 WUHAN DAHONGYAN SUPPLY CHAIN MANAGEMENT CO., LTD.

PROPOSAL #16: APPROVE ESTABLISHMENT OF INNER MONGOLIA        ISSUER             NO              N/A                  N/A

 YICHEN TRADE CO., LTD. BY WHOLLY-OWNED SUBSIDIARY

INNER MONGOLIA ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD.

PROPOSAL #17: APPROVE ESTABLISHMENT OF HENAN                       ISSUER             NO              N/A                  N/A

YICHENGYUAN TRADE CO., LTD. BY CONTROLLED SUBSIDIARY

PINDINGSHAN CHENGYI SUPPLY CHAIN MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVAL LISTING OF LOAN RECEIVABLES OF         ISSUER             NO              N/A                  N/A

GANZHOU YUSHANG MICROFINANCE CO., LTD. ON SHENZHEN

QIANHAI FINANCIAL ASSETS EXCHANGE AND GUARANTEE

PROVISION

PROPOSAL #2: APPROVE ISSUANCE OF ASSET-BACKED WEALTH         ISSUER             NO              N/A                  N/A

MANAGEMENT PRODUCT WITH GANZHOU YUSHANG MICROFINANCE

CO., LTD?S LOAN RECEIVABLES AS UNDERLYING ASSETS

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE                ISSUER             NO              N/A                  N/A

CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY QINGDAO

 ETERNAL ASIA ZHONGHE BUSINESS DEVELOPMENT CO., LTD

FROM CHINA MINSHENG BANK QINGDAO JINSHUILU BRANCH

PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR THE                ISSUER             NO              N/A                  N/A

CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY HEFEI

JINYAN FOOD CO., LTD FROM CHINA MINSHENG BANK HEFEI

BRANCH

PROPOSAL #5: APPROVE GUARANTEE PROVISION FOR THE                ISSUER             NO              N/A                  N/A

CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY ANQING

YIDA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD FROM

CHINA MINSHENG BANK HEFEI BRANCH

PROPOSAL #6: APPROVE PROVISION OF OPERATIONAL                     ISSUER             NO              N/A                  N/A

GUARANTEE FOR ETERNAL ASIA DISTRIBUTION (S) PTE. LTD.

 FROM WHOLLY-OWNED SUBSIDIARY LIANYI HONG KONG CO.,

PROPOSAL #7: APPROVE GUARANTEE PROVISION FOR THE                ISSUER             NO              N/A                  N/A

CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY

ZHUMADIAN HUATONGYUAN SUPPLY CHAIN MANAGEMENT CO.,

LTD FROM CHINA MINSHENG BANK ZHENGZHOU JIURULU BRANCH

PROPOSAL #8: APPROVE GUARANTEE PROVISION FOR THE                ISSUER             NO              N/A                  N/A

CREDIT LINES APPLIED BY CONTROLLED SUBSIDIARY FUJIAN

YISHENGTONG SUPPLY CHAIN CO., LTD FROM QUANZHOU BANK

CO., LTD XIAMEN BRANCH

PROPOSAL #9: APPROVE CHANGE OF BANK IN THE 22ND                 ISSUER             NO              N/A                  N/A

AGENDA APPROVED IN THE 36TH MEETING OF THE 4TH BOARD

OF DIRECTORS

PROPOSAL #10: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 YULIN YIYUN SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY-OWNED SUBSIDIARY GUANGXI ETERNAL ASIA SHENDU

SUPPLY CHAIN CO., LTD


 

PROPOSAL #11: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 DATONG ETERNAL ASIA YIJIU SUPPLY CHAIN MANAGEMENT

CO., LTD BY WHOLLY-OWNED SUBSIDIARY SHANXI EXTERNAL

ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #12: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 GUANGDONG ETERNAL ASIA KANGDI ENTERPRISE MANAGEMENT

CO., LTD BY WHOLLY-OWNED SUBSIDIARY SHENZHEN ETERNAL

ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #13: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 LISHUI ETERNAL ASIA YANGGUANG SUPPLY CHAIN

MANAGEMENT CO., LTD BY WHOLLY-OWNED SUBSIDIARY

ZHEJIANG ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT

PROPOSAL #14: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 JINHUA ETERNAL ASIA FUYUAN SUPPLY CHAIN MANAGEMENT

CO., LTD BY CONTROLLED SUBSIDIARY JINHUA FUYUAN

BUSINESS TRADE CO., LTD

PROPOSAL #15: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 SHANGHAI QINGHAN TRADE CO., LTD BY CONTROLLED

SUBSIDIARY SHANGHAI ETERNAL ASIA LONGCHUAN SUPPLY

CHAIN MANAGEMENT CO., LTD

PROPOSAL #16: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 SHANGHAI ETERNAL ASIA XIBAO SUPPLY CHAIN MANAGEMENT

CO., LTD BY WHOLLY-OWNED SUBSIDIARY SHANGHAI SHENYI

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #17: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 CHENZHOU YONGXIANG XINSHENG SUPPLY CHAIN CO., LTD BY

 WHOLLY-OWNED SUBSIDIARY CHANGSHANG ETERNAL ASIA

SUPPLY CHAIN CO., LTD

PROPOSAL #18: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 GUANGXI YOUCHENG HEYE SUPPLY CHAIN MANAGEMENT CO.,

LTD BY WHOLLY-OWNED SUBSIDIARY GUANGXI ETERNAL ASIA

SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #19: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 HENAN ETERNAL ASIA BUSINESS TRADE CO., LTD BY

WHOLLY-OWNED SUBSIDIARY HENAN ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #20: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 HEBEI JIAPENG XINGYE BUSINESS TRADE CO., LTD BY

WHOLLY-OWNED SUBSIDIARY HEBEI ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #21: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 CHENGDU GAOFU BUSINESS TRADE CO., LTD BY WHOLLY-

OWNED SUBSIDIARY SICHUAN ETERNAL ASIA SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD

PROPOSAL #22: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 CHENGDU GAOLE INDUSTRIAL CO., LTD BY WHOLLY-OWNED

SUBSIDIARY SICHUAN ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD

PROPOSAL #23: APPROVE INVESTMENT AND ESTABLISHMENT OF        ISSUER             NO              N/A                  N/A

 JIANGSU YINJIA SUPPLY CHAIN MANAGEMENT CO., LTD BY

WHOLLY-OWNED SUBSIDIARY JIANGSU ETERNAL ASIA SHENDU

SUPPLY CHAIN MANAGEMENT CO., LTD

PROPOSAL #24: APPROVE CAPITAL INJECTION IN WHOLLY-             ISSUER             NO              N/A                  N/A

OWNED SUBSIDIARY CHONGQING ETERNAL ASIA SHENDU SUPPLY

 CHAIN MANAGEMENT CO., LTD BY WHOLLY-OWNED SUBSIDIARY

 SHENZHEN ETERNAL ASIA SHENDU SUPPLY CHAIN CO., LTD

PROPOSAL #25: APPROVE INVESTMENT IN SHANGQIU                       ISSUER             NO              N/A                  N/A

SHENGTONG BUSINESS TRADE CO., LTD BY CONTROLLED

SUBSIDIARY SHANGQIU TIANYI SUPPLY CHAIN CO., LTD

PROPOSAL #26: APPROVE PROVISION OF GUARANTEE FOR                ISSUER             NO              N/A                  N/A

CREDIT LINE APPLIED BY CONTROLLED SUBSIDIARY

CHONGQING YIFEI WINE SALES CO., LTD FROM CHINA

MERCHANT BANK CHONGQING JIULONGPO BRANCH


 

PROPOSAL #27: APPROVE PROVISION OF GUARANTEE FOR                ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE APPLIED BY CONTROLLED

SUBSIDIARY HEILONGJIANG ETERNAL ASIA WANBANG SUPPLY

CHAIN MANAGEMENT CO., LTD FROM BANK OF CHINA HARBIN

ZHAOLIN BRANCH

PROPOSAL #28: APPROVE PROVISION OF GUARANTEE FOR                ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE APPLIED BY WHOLLY-OWNED

SUBSIDIARY SHENZHEN ETERNAL ASIA SHENDU SUPPLY CHAIN

CO., LTD FROM PING AN BANK

PROPOSAL #29: APPROVE PROVISION OF GUARANTEE FOR                ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE APPLIED BY CONTROLLED

SUBSIDIARY XIAMEN XINGLIAN HUIDU INDUSTRIAL CO., LTD

FROM CHINA CONSTRUCTION BANK XIAMEN BRANCH

PROPOSAL #30: APPROVE PROVISION OF GUARANTEE FOR                ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE APPLIED BY CONTROLLED

SUBSIDIARY GUANGDONG YIHE KANGDAWEI SHENDU SUPPLY

CHAIN MANAGEMENT CO., LTD FROM GUANGZHOU AGRICULTURE

COMMERCIAL BANK ZHUJIANG NEW CITY BRANCH

PROPOSAL #31: APPROVE PROVISION OF GUARANTEE FOR                ISSUER             NO              N/A                  N/A

CORPORATE O2O FINANCIAL BUSINESS BETWEEN WHOLLY-OWNED

 SUBSIDIARY FUJIAN ETERNAL ASIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD AND PING AN BANK XIAMEN BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Asia Supply Chain Management Ltd.

  TICKER:               002183                            CUSIP:   Y2346W101

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZHOU GUOHUI AS NON-INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT CHEN WEIMIN AS NON-INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT FENG JUNHONG AS NON-INDEPENDENT         ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT LI ZHENG AS INDEPENDENT DIRECTOR        ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: ELECT LI LUOLI AS INDEPENDENT DIRECTOR        ISSUER             NO              N/A                  N/A

PROPOSAL #2.3: ELECT ZHANG SHUNHE AS INDEPENDENT                ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.4: ELECT ZHANG XIANG AS INDEPENDENT                 ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #3.1: ELECT ZHANG YUMING AS SUPERVISOR              SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #3.2: ELECT HUANG WEIQUN AS SUPERVISOR              SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER             NO              N/A                  N/A

ALLOWANCE OF INDEPENDENT DIRECTORS

PROPOSAL #5: APPROVE REMUNERATION OF EMPLOYEE                     ISSUER             NO              N/A                  N/A

REPRESENTATIVE SUPERVISORS AND ALLOWANCE OF

SHAREHOLDER REPRESENTATIVE SUPERVISORS

PROPOSAL #6: APPROVE CREDIT LINE APPLICATION BY                 ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY ANQING YIDA SHENDU SUPPLY CHAIN

 MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY

PROPOSAL #7: APPROVE CREDIT LINE APPLICATION BY                 ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY WUHU YIJIA SHENDU SUPPLY CHAIN

MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY

PROPOSAL #8: APPROVE CREDIT LINE APPLICATION BY                 ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY WUHU YIRUN SUPPLY CHAIN

MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY


 

PROPOSAL #9: APPROVE CREDIT LINE APPLICATION BY                 ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY LUOYANG YIHUI SUPPLY CHAIN

MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY

PROPOSAL #10: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY XINXIANG YIFENG SUPPLY CHAIN

MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY

PROPOSAL #11: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY SHANGQIU TIANYI SUPPLY CHAIN

MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY

PROPOSAL #12: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY ZHUMADIAN CITY HUATONGYUAN

SUPPLY CHAIN MANAGEMENT CO., LTD. AND GUARANTEE

PROVISION BY COMPANY

PROPOSAL #13: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY PINGDINGSHAN CITY CHENGYI

SUPPLY CHAIN MANAGEMENT CO., LTD. AND GUARANTEE

PROVISION BY COMPANY

PROPOSAL #14: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY ZHENGZHOU FENGHETONG SUPPLY

CHAIN MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY

 COMPANY

PROPOSAL #15: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY NANYANG CITY CHAORAN YITONG

SUPPLY CHAIN MANAGEMENT CO., LTD. AND GUARANTEE

PROVISION BY COMPANY

PROPOSAL #16: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY JIANGSU YISITEWEIER SUPPLY

CHAIN MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY

PROPOSAL #17: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY GUANGZHOU YIYUE WINE INDUSTRY

CO., LTD. AND GUARANTEE PROVISION BY COMPANY

PROPOSAL #18: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY SHANGHAI ETERNAL ASIA LONGCHUAN

 SUPPLY CHAIN MANAGEMENT CO., LTD. AND GUARANTEE

PROVISION BY COMPANY

PROPOSAL #19: APPROVE CREDIT LINE APPLICATION BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY ZHENGZHOU FENGHETONG SUPPLY

CHAIN MANAGEMENT CO., LTD. FROM CHINA MINSHENG BANK

ZHENGZHOU BRANCH JIURU ROAD SUBBRANCH AND GUARANTEE

PROVISION BY COMPANY

PROPOSAL #20: APPROVE INVESTMENT BY WHOLLY-OWNED                ISSUER             NO              N/A                  N/A

SUBSIDIARY

PROPOSAL #21: APPROVE INCREASE IN REGISTERED CAPITAL         ISSUER             NO              N/A                  N/A

AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eternal Materials Co., Ltd.

  TICKER:               1717                                CUSIP:   Y23471108

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS


 

PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8.1: ELECT GAO GUO LUN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 6 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.2: ELECT XIAO CI FEI WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 386 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT YANG HUAI KUN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 17 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.4: ELECT HUANG WU TONG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 70 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.5: ELECT GAO YING ZHI WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 71 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.6: ELECT KE JUN BIN, REPRESENTING KWANG          ISSUER            YES             FOR                  FOR

YANG MOTOR CO., LTD WITH SHAREHOLDER NO. 398 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #8.7: ELECT XIE JIN KUN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 354 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.8: ELECT CHEN YI HENG WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.125129 AS INDEPENDENT DIRECTOR

PROPOSAL #8.9: ELECT HONG LI RONG WITH ID                            ISSUER            YES             FOR                  FOR

NO.D220492XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.10: ELECT XU RUI YUAN WITH ID                            ISSUER             NO              N/A                  N/A

NO.Y120254XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.11: ELECT CAI XIAN TANG WITH ID                        ISSUER            YES             FOR                  FOR

NO.R103145XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               E-Ton Solar Tech Co., Ltd.

  TICKER:               3452                                CUSIP:   Y2347F107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Etron Technology Inc.

  TICKER:               5351                                CUSIP:   Y2347N100

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eurobank Ergasias SA

  TICKER:               EUROB                              CUSIP:   ADPV33904

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND APPROVE INCREASE IN         ISSUER            YES             FOR                  FOR

BOARD SIZE

PROPOSAL #5: APPOINT MEMBERS OF AUDIT COMMITTEE                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Eurocash SA

  TICKER:               EUR                                  CUSIP:   X2382S106

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD REPORT ON COMPANY'S OPERATIONS FOR

FISCAL 2015

PROPOSAL #10: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S

OPERATIONS FOR FISCAL 2015

PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND                   ISSUER            YES             FOR                  FOR

DIVIDENDS OF PLN 1 PER SHARE

PROPOSAL #12.1: APPROVE DISCHARGE OF LUIS MANUEL                ISSUER            YES             FOR                  FOR

CONCEICAO DO AMARAL (CEO)

PROPOSAL #12.2: APPROVE DISCHARGE OF KATARZYNA                   ISSUER            YES             FOR                  FOR

KOPACZEWSKA (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.3: APPROVE DISCHARGE OF RUI AMARAL                 ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.4: APPROVE DISCHARGE OF ARNALDO                       ISSUER            YES             FOR                  FOR

GUERREIRO (MANAGEMENT BOARD MEMBER)


 

PROPOSAL #12.5: APPROVE DISCHARGE OF PEDRO MARTINHO          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.6: APPROVE DISCHARGE OF JACEK OWCZAREK          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.7: APPROVE DISCHARGE OF CARLOS SARAIVA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.8: APPROVE DISCHARGE OF DAVID BONER                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13.1: APPROVE DISCHARGE OF JOAO BORGES DE          ISSUER            YES             FOR                  FOR

ASSUNCAO (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #13.2: APPROVE DISCHARGE OF EDUARDO AGUINAGA        ISSUER            YES             FOR                  FOR

 DE MORAES (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.3: APPROVE DISCHARGE OF HANS JOACHIM              ISSUER            YES             FOR                  FOR

KORBER (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.4: APPROVE DISCHARGE OF FRANCISCO JOSE          ISSUER            YES             FOR                  FOR

VALENTE HIPOLITO DOS SANTOS (SUPERVISORY BOARD

PROPOSAL #13.5: APPROVE DISCHARGE OF JACEK                          ISSUER            YES             FOR                  FOR

SZWAJCOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #14.1: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14.2: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15: APPROVE REMUNERATION OF SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EVA Airways Corp.

  TICKER:               2618                                CUSIP:   Y2361Y107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS (VOTING)

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CAPITALIZATION OF PROFIT                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Even Construtora Incorporadora S.A.

  TICKER:               EVEN3                              CUSIP:   P3904U107

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: DISMISS DIRECTORS                                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPOINT BOARD CHAIRMAN AND VICE-CHAIRMAN        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Even Construtora Incorporadora S.A.

  TICKER:               EVEN3                              CUSIP:   P3904U107

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND CORPORATE PURPOSE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES 12, 22, 26, 27, 29 AND 30        ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLE 21                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND ARTICLE 20                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Even Construtora Incorporadora S.A.

  TICKER:               EVEN3                              CUSIP:   P3904U107

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Even Construtora Incorporadora S.A.

  TICKER:               EVEN3                              CUSIP:   P3904U107

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND STOCK OPTION PLAN                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Everbright Securities Co., Ltd.

  TICKER:               601788                            CUSIP:   Y2357S106

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S 2016 SELF PROPRIETOR          ISSUER            YES             FOR                  FOR

BUSINESS SCALE

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT QU SHENGQIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE CHANGE IN USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS PROJECT FROM PRIVATE PLACEMENT

PROPOSAL #5: APPROVE EXPANSION OF BUSINESS SCOPE FOR         ISSUER            YES             FOR                  FOR

FOREIGN EXCHANGE APPLICATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Everbright Securities Co., Ltd.

  TICKER:               601788                            CUSIP:   Y2357S106

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EverChina Int'l Holdings Company Limited

  TICKER:               202                                  CUSIP:   Y4099K128

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PURCHASE AGREEMENT AND RELATED          ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Evergrande Real Estate Group Ltd.

  TICKER:               03333                              CUSIP:   G3225A103

  MEETING DATE:   9/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Evergrande Real Estate Group Ltd.

  TICKER:               3333                                CUSIP:   G3225A103

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT HUI KA YAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT XIA HAIJUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT HE MIAOLING AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #9: CHANGE ENGLISH AND DUAL FOREIGN NAME               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Evergreen International Storage & Transport Corp.

  TICKER:               2607                                CUSIP:   Y2376C108

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Evergreen Marine Corp.

  TICKER:               2603                                CUSIP:   Y23632105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Everlight Chemical Industrial Corp.

  TICKER:               1711                                CUSIP:   Y2367J104

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Everlight Electronics Co., Ltd.

  TICKER:               2393                                CUSIP:   Y2368N104

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Exide Industries Ltd.

  TICKER:               500086                            CUSIP:   Y2383M131

  MEETING DATE:   7/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT R.B. RAHEJA AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE S. R. BATLIBOI & CO. LLP AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT B.D. SHAH AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE VARIATION IN THE TERMS OF                   ISSUER            YES             FOR                  FOR

APPOINTMENT OF A.K. MUKHERJEE, DIRECTOR-FINANCE AND

PROPOSAL #8: APPROVE VARIATION IN THE TERMS OF                   ISSUER            YES             FOR                  FOR

APPOINTMENT OF N. KAZIM, DIRECTOR- HR & PERSONNEL

PROPOSAL #9: APPROVE VARIATION IN THE TERMS OF                   ISSUER            YES             FOR                  FOR

APPOINTMENT OF S. CHAKRABORTY, DIRECTOR-INDUSTRIAL

PROPOSAL #10: APPROVE COMMISSION REMUNERATION FOR              ISSUER            YES             FOR                  FOR

NON-EXECUTIVE DIRECTORS

PROPOSAL #11: ADOPT NEW ARTICLES OF ASSOCIATION                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Exxaro Resources Ltd

  TICKER:               EXX                                  CUSIP:   S26949107

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT MONHLA HLAHLA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT SALEH MAYET AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT MXOLISI MGOJO AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: RE-ELECT ZWELIBANZI MNTAMBO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: RE-ELECT DR FAZEL RANDERA AS DIRECTOR         ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.1: RE-ELECT DR CON FAUCONNIER AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #2.2: RE-ELECT VUYISA NKONYENI AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #2.3: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.1: ELECT SALUKAZI DAKILE-HLONGWANE AS              ISSUER            YES             FOR                  FOR

MEMBER OF THE SOCIAL AND ETHICS COMMITTEE

PROPOSAL #3.2: RE-ELECT DR CON FAUCONNIER AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE SOCIAL AND ETHICS COMMITTEE

PROPOSAL #3.3: RE-ELECT DR FAZEL RANDERA AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE SOCIAL AND ETHICS COMMITTEE

PROPOSAL #4: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: AMEND LONG-TERM INCENTIVE PLAN 2006             ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: AMEND DEFERRED BONUS PLAN 2006                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS                     ISSUER            YES             FOR                  FOR

INCORPORATED AS AUDITORS OF THE COMPANY AND APPOINT

JFM KOTZE AS THE DESIGNATED AUDIT PARTNER

PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 OF THE COMPANIES ACT

PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EZ TEC Empreendimentos Participacoes S.A

  TICKER:               EZTC3                              CUSIP:   P3912H106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               EZ TEC Empreendimentos Participacoes S.A

  TICKER:               EZTC3                              CUSIP:   P3912H106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER            YES             FOR                  FOR

 BONUS ISSUE

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ezz Steel Co JSC

  TICKER:               ESRS                                CUSIP:   M07095108

  MEETING DATE:   7/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS

PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #5: ELECT DIRECTORS (BUNDLED)                                  ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER             NO              N/A                  N/A

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE CHARITABLE DONATIONS                             ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ezz Steel Co JSC

  TICKER:               ESRS                                CUSIP:   M07095108

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE BOARD TO CHANGE GUARANTEE ON          ISSUER             NO              N/A                  N/A

BEHALF OF COMPANY SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ezz Steel Co JSC

  TICKER:               ESRS                                CUSIP:   M07095108

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #5: APPROVE SITTING FEES OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 2016

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS FOR          ISSUER             NO              N/A                  N/A

FY 2015 AND FY 2016

PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2015        ISSUER             NO              N/A                  N/A

 AND FY 2016


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Carbon New Material Co., Ltd.

  TICKER:               600516                            CUSIP:   Y5209T107

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN AUDITOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING CHANGE IN REGISTERED ADDRESS

 AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Carbon New Material Co., Ltd.

  TICKER:               600516                            CUSIP:   Y5209T107

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #9.01: ELECT DANG XIJIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #9.02: ELECT SHU WENBO AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.03: ELECT MA ZHIWANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.04: ELECT YANG YUANJI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.01: ELECT LU QINGBEN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Carbon New Material Co., Ltd.

  TICKER:               600516                            CUSIP:   Y5209T107

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Special Steel Technology Co., Ltd.

  TICKER:               600507                            CUSIP:   Y4447L109

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION OF THE MANAGEMENT         ISSUER            YES             FOR                  FOR

TO HANDLE ALL RELATED MATTERS REGARDING ACQUISITION

OF 66.67% EQUITY IN HAIJI SECURITIES CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Special Steel Technology Co., Ltd.

  TICKER:               600507                            CUSIP:   Y4447L109

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CHONGQING HONGYAN FANGDA AUTOMOTIVE SUSPENSION CO.

PROPOSAL #3: APPROVE EXTENSION IN THE FULFILLMENT OF         ISSUER            YES             FOR                  FOR

COMMITMENTS BY FOUR COMPANIES INCLUDING SHENYANG

RUIXINYUAN BUILDING MATERIALS AND EQUIPMENT CO.

PROPOSAL #4: APPROVE EXTENSION IN THE FULFILLMENT OF         ISSUER            YES             FOR                  FOR

COMMITMENTS BY TWO COMPANIES INCLUDING PINGXIANG CITY

 RUNXIN MINING LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Special Steel Technology Co., Ltd.

  TICKER:               600507                            CUSIP:   Y4447L109

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF 2015 FINANCIAL            ISSUER            YES             FOR                  FOR

REPORT AND INTERNAL CONTROL AUDITOR

PROPOSAL #2: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Special Steel Technology Co., Ltd.

  TICKER:               600507                            CUSIP:   Y4447L109

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

JIANGXI FANGDA SPECIAL STEEL AUTO SUSPENSION GROUP

CO., LTD AS WELL AS ITS SUBSIDIARIES

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES BY                 ISSUER            YES         AGAINST           AGAINST

JIANGXI FANGDA SPECIAL STEEL AUTO SUSPENSION GROUP

CO., LTD TO ITS SUBSIDIARIES

PROPOSAL #3: APPROVE SIGNING OF EQUITY ENTRUSTMENT            ISSUER            YES             FOR                  FOR

AGREEMENT REGARDING EQUITY ENTRUSTMENT OF JIANGXI

SEAGULL TRADE CO., LTD HELD BY CONTROLLED SHAREHOLDER

 TO THE COMPANY


 

PROPOSAL #4: APPROVE SIGNING OF EQUITY ENTRUSTMENT            ISSUER            YES             FOR                  FOR

AGREEMENT REGARDING EQUITY ENTRUSTMENT OF JIANGXI

FANGDA STEEL GROUP HUAWU ELECTRONIC BUSINESS CO., LTD

 HELD BY CONTROLLED SHAREHOLDER TO THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Special Steel Technology Co., Ltd.

  TICKER:               600507                            CUSIP:   Y4447L109

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHONG CHONGWU AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT ZAO DONGYUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT XIE FEIMING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT TAN ZHAOCHUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.05: ELECT SONG YING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT DAI XINMIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT HUANG JUAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT PENG SHUYUAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT MA ZHUO AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: ELECT MAO HUALAI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: ELECT HU BIN AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Special Steel Technology Co., Ltd.

  TICKER:               600507                            CUSIP:   Y4447L109

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A


 

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #7: APPROVE ENTRUSTMENT OF EQUITY IN JIANGXI        ISSUER             NO              N/A                  N/A

 SIFANG INDUSTRIAL CO., LTD FROM CONTROLLING

SHAREHOLDER AS WELL AS SIGNING EQUITY ENTRUSTMENT

AGREEMENT

PROPOSAL #7: APPROVE ENTRUSTMENT OF EQUITY IN JIANGXI        ISSUER            YES             FOR                  FOR

 SIFANG INDUSTRIAL CO., LTD FROM CONTROLLING

SHAREHOLDER AS WELL AS SIGNING EQUITY ENTRUSTMENT

AGREEMENT

PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fangda Special Steel Technology Co., Ltd.

  TICKER:               600507                            CUSIP:   Y4447L109

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER             NO              N/A                  N/A

JIANGXI FANGDA SPECIAL STEEL AUTOMOBILE SUSPENSION

GROUP CO., LTD. AND ITS CONTROLLED SUBSIDIARIES

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

JIANGXI FANGDA SPECIAL STEEL AUTOMOBILE SUSPENSION

GROUP CO., LTD. AND ITS CONTROLLED SUBSIDIARIES

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER             NO              N/A                  N/A

KUNMING FANGDA-CHUNYING PLATE SPRING CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

KUNMING FANGDA-CHUNYING PLATE SPRING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fantasia Holdings Group Co., Ltd.

  TICKER:               1777                                CUSIP:   G3311L104

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZENG JIE, BABY AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT LI DONG SHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT YUAN HAO DONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT HUANG MING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX THE REMUNERATION         ISSUER            YES             FOR                  FOR

OF THE DIRECTORS

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far East Horizon Ltd.

  TICKER:               3360                                CUSIP:   Y24286109

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT NING GAONING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT JOHN LAW AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT KUO MING-JIAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT CHEN GUOGANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT CAI CUNQIANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT HAN XIAOJING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3g: ELECT LIU JIALIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3h: ELECT YIP WAI MING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3i: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far East Smarter Energy Co Ltd

  TICKER:               600869                            CUSIP:   Y7689M107

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far East Smarter Energy Co Ltd

  TICKER:               600869                            CUSIP:   Y7689M107

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY


 

PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF PROVIDING              ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #4: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far East Smarter Energy Co Ltd

  TICKER:               600869                            CUSIP:   Y7689M107

  MEETING DATE:   3/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY TAIXING SHENGDA COPPER CO.,

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SHANGHAI AINENG ELECTRICAL

ENGINEERING CO., LTD.

PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF INFORMATION          ISSUER            YES             FOR                  FOR

DICLOSURE

PROPOSAL #4: APPROVE PROVISION OF CREDIT GUARANTEE TO        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDIARY SHANGHAI AINENG ELECTRICAL

ENGINEERING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far East Smarter Energy Co Ltd

  TICKER:               600869                            CUSIP:   Y7689M107

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY TAIXING SHENGDA COPPER CO.,

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY FAR EAST CABLE CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY SHANGHAI AINENG ELECTRONIC

ENGINEERING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far East Smarter Energy Co Ltd

  TICKER:               600869                            CUSIP:   Y7689M107

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITORS AND FIX         ISSUER            YES             FOR                  FOR

THE REMUNERATION


 

PROPOSAL #9: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITORS AND FIX THE REMUNERATION

PROPOSAL #10: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES         AGAINST           AGAINST

WHOLLY-OWNED OR CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far Eastern Department Stores Ltd.

  TICKER:               2903                                CUSIP:   Y24315106

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far Eastern International Bank Ltd.

  TICKER:               2845                                CUSIP:   Y7540U108

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE ISSUANCE OF ORDINARY SHARES,              ISSUER            YES             FOR                  FOR

SPECIAL SHARES OR CONVERTIBLE FINANCIAL BONDS VIA

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far Eastern New Century Corp

  TICKER:               1402                                CUSIP:   Y24374103

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT SHENG-CHENG HU WITH ID NO.                     ISSUER            YES             FOR                  FOR

G101118XXX AS INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Far EasTone Telecommunications Co., Ltd.

  TICKER:               4904                                CUSIP:   Y7540C108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS (INCLUDING         ISSUER            YES             FOR                  FOR

BUSINESS OPERATIONS REPORT)

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Faraday Technology Corp.

  TICKER:               3035                                CUSIP:   Y24101100

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT SHEN YING SHENG, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF UNITED MICROELECTRONICS CORP. WITH

SHAREHOLDER NO.1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT LIN SHIH CHIN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.203280 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Farglory Land Development Co. Ltd.

  TICKER:               5522                                CUSIP:   Y2642L106

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.2: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF DIRECTORS AND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fauji Fertilizer Company Limited

  TICKER:               FFC                                  CUSIP:   Y24695101

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS


 

PROPOSAL #3: APPROVE KPMG TASEER HADI & CO. AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Faw Car Co., Ltd.

  TICKER:               000800                            CUSIP:   Y24745104

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT XU XIANPING AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT QIN HUANMING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT TENG TIEQI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT LI JUN AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT AN TIECHENG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT LUO YUCHENG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.2: ELECT WANG AIQUN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.3: ELECT GUAN XIN AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: ELECT YANG YANCHEN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Faw Car Co., Ltd.

  TICKER:               000800                            CUSIP:   Y24745104

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: APPROVE CHANGE IN FULFILLMENT PERIOD IN        ISSUER            YES         AGAINST           AGAINST

 CONNECTION TO COMMITMENTS OF CHINA FIRST AUTOMOBILE

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FAWER Automotive Parts Limited Company

  TICKER:               200030                            CUSIP:   Y2931L106

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 INVESTMENT BUDGET REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE TRANFER OF ASSETS AND RELATED            ISSUER            YES             FOR                  FOR

BUSINESS OF FAWER AUTOMOTIVE PARTS CO., LTD. STAMPING

 PARTS BRANCH

PROPOSAL #8: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF ENTRUSTED LOANS TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY FAWER LIAONING AUTOMOBILE

SPRING CO., LTD.

PROPOSAL #10: APPROVE 2016 ASSETS DISPOSAL                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: APPROVE APPOINTMENT OF FINANCIAL                   ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #14: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Federal Corp.

  TICKER:               2102                                CUSIP:   Y8548Z107

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Felda Global Ventures Holdings Berhad

  TICKER:               FGV                                  CUSIP:   Y2477B108

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT MOHD ISA DATO' HAJI ABDUL SAMAD AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3: ELECT SULAIMAN MAHBOB AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ZAKARIA ARSHAD AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT SITI ZAUYAH MD DESA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Feng Hsin Steel Co., Ltd.

  TICKER:               2015                                CUSIP:   Y24814108

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Feng Tay Enterprises Co., Ltd.

  TICKER:               9910                                CUSIP:   Y24815105

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fengfan Co., Ltd.

  TICKER:               600482                            CUSIP:   Y2481T103

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ASSETS PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES AS WELL AS RAISING SUPPORTING

FUNDS

PROPOSAL #3.00: APPROVE PLAN ON ASSETS PURCHASE BY            ISSUER            YES             FOR                  FOR

CASH PAYMENT AND ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS

PROPOSAL #3.01: APPROVE OVERVIEW OF RESTRUCTURING              ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #3.02: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TARGET SUBSCRIBERS

PROPOSAL #3.03: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE PRICING BASIS AND TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE OF THE TARGET ASSET

PROPOSAL #3.05: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.06: APPROVE PROFIT COMPENSATION AGREEMENT        ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #3.08: APPROVE CASH PAYMENT METHOD                        ISSUER            YES             FOR                  FOR

TRANSACTION PRICE

PROPOSAL #3.09: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.11: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.12: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.13: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.14: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.15: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.16: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.17: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3.18: APPROVE THE NOTION THAT THE PARTIAL          ISSUER            YES             FOR                  FOR

ADJUSTMENT IN THE MAJOR RESTRUCTURING DOES NOT

CONSTITUTE AS MAJOR ADJUSTMENT

PROPOSAL #4: APPROVE REPORT (DRAFT) ON RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION IN CONNECTION TO COMPANY'S ASSETS

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #5: APPROVE CONDITIONAL ASSET PURCHASE BY            ISSUER            YES             FOR                  FOR

CASH PAYMENT AND ISSUANCE OF NEW SHARES AGREEMENT


 

PROPOSAL #6: APPROVE SUPPLEMENTAL CONDITIONAL ASSET          ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AGREEMENT

PROPOSAL #7: APPROVE CONDITIONAL PROFIT FORECAST                ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #9: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT

PROPOSAL #10: APPROVE CONDITIONAL PRODUCT SUPPLY                ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT

PROPOSAL #11: APPROVE CONDITIONAL COMPREHENSIVE                 ISSUER            YES             FOR                  FOR

SERVICE FRAMEWORK AGREEMENT

PROPOSAL #12: APPROVE CONDITIONAL COMPREHENSIVE                 ISSUER            YES             FOR                  FOR

FINANCIAL SERVICE FRAMEWORK AGREEMENT

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO RESTRUCTURING

PROPOSAL #14: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 BY CHINA SHIPBUILDING INDUSTRY CORPORATION AND

PARTIES ACTING IN CONCERT

PROPOSAL #15: APPROVE CHANGE OF COMPANY NAME                       ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #17: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #18: ELECT LI YONG AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19: APPROVE CAPITAL INCREASE IN TANGSHAN            ISSUER            YES             FOR                  FOR

FENGFAN HONGWENXU BATTERY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fengfan Stock Limited Company

  TICKER:               600482                            CUSIP:   Y2481T103

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE INCREASE IN BUSINESS SCOPE AND      SHAREHOLDER        YES             FOR                  N/A

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #3.01: ELECT WANG JIANXIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3.02: ELECT ZHOU ZHONGJIE AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fengfan Stock Limited Company

  TICKER:               600482                            CUSIP:   Y2481T103

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fengfan Stock Limited Company

  TICKER:               600482                            CUSIP:   Y2481T103

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: APPROVE 2016 PURCHASE OF SEPARATOR            ISSUER            YES             FOR                  FOR

FROM BAODING FENGFAN MEIXINXU BATTERY SEPARATOR

MANUFACTURING CO., LTD.

PROPOSAL #8.02: APPROVE 2016 PURCHASE OF ALLOY FROM          ISSUER            YES             FOR                  FOR

ZIBO TORCH ENERGY CO., LTD.

PROPOSAL #8.03: APPROVE 2016 LOAN FROM CHINA                       ISSUER            YES             FOR                  FOR

SHIPBUILDING HEAVY INDUSTRY FINANCE CO., LTD.

PROPOSAL #9: APPROVE PROVISION OF DEBT TO WHOLLY-               ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PROVISION OF DEBT TO JOINT VENTURES

PROPOSAL #11: APPROVE TRANSFER OF EXISTING ASSETS AND        ISSUER            YES             FOR                  FOR

 LIABILITIES TO WHOLLY-OWNED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FGC UES PJSC

  TICKER:               FEES                                CUSIP:   X2393G109

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE ANNUAL REPORT AND FINANCIAL            ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME AND                 ISSUER            YES             FOR                  FOR

DIVIDENDS OF RUB 0.013 PER SHARE

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DENIS FEDOROV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #3.2: ELECT NIKOLAY SHULGINOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #3.3: ELECT BORIS KOVALCHUK AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.4: ELECT PAVEL GRACHEV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #3.5: ELECT IGOR KAMENSKY AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #3.6: ELECT ERNESTO FERLENGI AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #3.7: ELECT SERGEY MIRONOSETSKY AS DIRECTOR         ISSUER            YES         AGAINST               N/A

PROPOSAL #3.8: ELECT ANDREY MUROV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A


 

PROPOSAL #3.9: ELECT PAVEL SNIKKARS AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #3.10: ELECT NIKOLAY ROSHENKO AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #3.11: ELECT OLEG BUDARGIN AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #3.12: ELECT ANDREY DEMIN AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #3.13: ELECT EGOR PROKHOROV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.14: ELECT SERGEY SERGEEV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #4.1: ELECT ROMAN LITVINOV AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.2: ELECT TATYANA ZOBKOVA AS MEMBER OF              ISSUER            YES         AGAINST           AGAINST

AUDIT COMMISSION

PROPOSAL #4.3: ELECT ILYA KARPOV AS MEMBER OF AUDIT          ISSUER            YES         AGAINST           AGAINST

COMMISSION

PROPOSAL #4.4: ELECT NIKOLAY PRONIN AS MEMBER OF                ISSUER            YES         AGAINST           AGAINST

AUDIT COMMISSION

PROPOSAL #4.5: ELECT IGOR SHMAKOV AS MEMBER OF AUDIT         ISSUER            YES         AGAINST           AGAINST

COMMISSION

PROPOSAL #4.6: ELECT VLADIMIR KHVOROV AS MEMBER OF            ISSUER            YES         AGAINST           AGAINST

AUDIT COMMISSION

PROPOSAL #5: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER            YES             FOR                  FOR

LIABILITY INSURANCE FOR DIRECTORS

PROPOSAL #9.1: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH  AO MUS ENERGETIKI RE: RENT AGREEMENTS

PROPOSAL #9.2: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH AO MUS ENERGETIKI  RE: SERVICE AGREEMENTS

PROPOSAL #9.3: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH AO MUS ENERGETIKI RE: SERVICE AGREEMENTS

PROPOSAL #9.4: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH AO MUS ENERGETIKI RE: TECHNICAL SUPPORT

PROPOSAL #9.5: APPROVE RELATED-PARTY TRANSACTIONS             ISSUER            YES             FOR                  FOR

WITH AO MUS ENERGETIKI RE: SERVICE AGREEMENTS

PROPOSAL #9.6: APPROVE RELATED-PARTY TRANSACTIONS             ISSUER            YES             FOR                  FOR

WITH AO MUS ENERGETIKI RE: RENT AGREEMENTS

PROPOSAL #9.7: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH R&D CENTER FOR POWER ENGINEERING RE: SERVICE

PROPOSAL #9.8: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH R&D CENTER FOR POWER ENGINEERING RE: SERVICE

PROPOSAL #9.9: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH R&D CENTER FOR POWER ENGINEERING RE: SERVICE

PROPOSAL #9.10: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH R&D CENTER FOR POWER ENGINEERING RE: SERVICE

AGREEMENTS

PROPOSAL #9.11: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH R&D CENTER FOR POWER ENGINEERING RE: SERVICE

AGREEMENTS

PROPOSAL #9.12: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH R&D CENTER FOR POWER ENGINEERING RE: SERVICE

AGREEMENTS


 

PROPOSAL #9.13: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH AO ELEKTROSETSERVIS ENES RE: MAINTENANCE AND

TECHNICAL SUPPORT AGREEMENTS

PROPOSAL #9.14: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

SWITH AO ELEKTROSETSERVIS ENES RE: SERVICE AGREEMENTS

PROPOSAL #9.15: APPROVE RELATED-PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH AO ELEKTROSETSERVIS ENES RE: SERVICE AGREEMENTS

PROPOSAL #9.16: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH AO ELEKTROSETSERVIS ENES RE: SERVICE AGREEMENTS

PROPOSAL #9.17: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH AO ELEKTROSETSERVIS ENES RE: SERVICE AGREEMENTS

PROPOSAL #9.18: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH AO ELEKTROSETSERVIS ENES RE: SERVICE AGREEMENTS

PROPOSAL #9.19: APPROVE RELATED-PARTY TRANSACTIONS           ISSUER            YES             FOR                  FOR

WITH AO ELEKTROSETSERVIS ENES RE: RENT AGREEMENTS

PROPOSAL #9.20: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH AO ELEKTROSETSERVIS ENES RE: RENT AGREEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fiberhome Telecommunication Technologies Co., Ltd.

  TICKER:               600498                            CUSIP:   Y2482T102

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENT TO ARTICLE OF                       ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #10: APPROVE EXTENSION IN THE FULFILLMENT            ISSUER            YES             FOR                  FOR

PERIOD OF THE COMMITMENTS BY LASA XINGDONG ELECTRONIC

 TECHNOLOGY CO., LTD. AND CUI HONG

PROPOSAL #11: ELECT WU HAIBO AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FIBRA Macquarie Mexico

  TICKER:               FIBRAMQ 12                    CUSIP:   P3515D155

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DEBT PROGRAM TO BE USED FOR                ISSUER            YES             FOR                  FOR

REFINANCING EXISTING DEBT, REAL ESTATE INVESTMENTS

AND OTHER GENERAL CORPORATE PURPOSES


 

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FIBRA Macquarie Mexico

  TICKER:               FIBRAMQ 12                    CUSIP:   P3515D155

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUDITED FINANCIAL STATEMENTS FOR        ISSUER            YES             FOR                  FOR

 FISCAL YEAR 2015

PROPOSAL #2: APPROVE ANNUAL REPORT FOR FISCAL YEAR            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #4: ELECT JUAN ANTONIO SALAZAR RIGAL AS                ISSUER            YES             FOR                  FOR

INDEPENDENT MEMBER OF TECHNICAL COMMITTEE

PROPOSAL #5: ELECT ALVARO DE GARAY ARELLANO AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT MEMBER OF TECHNICAL COMMITTEE

PROPOSAL #6: ELECT LUIS ALBERTO AZIZ CHECA AS                     ISSUER            YES             FOR                  FOR

INDEPENDENT MEMBER OF TECHNICAL COMMITTEE

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fibra Uno Administracion de Mexico S.A. de C.V.

  TICKER:               FUNO11                            CUSIP:   P3515D163

  MEETING DATE:   10/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT FROM TRUST TECHNICAL                ISSUER            YES             FOR                  FOR

COMMITTEE ON POWER GRANTED BY GENERAL MEETING OF

APRIL 4, 2014 TO APPROVE ALLOCATION OF REAL ESTATE

TRUST CERTIFICATES THAT WERE NOT PLACED THROUGH

PROPOSAL #2: AUTHORIZE REPURCHASE PROGRAM OF REAL              ISSUER            YES             FOR                  FOR

ESTATE TRUST CERTIFICATES

PROPOSAL #3: RATIFY RESIGNATION OF ELIAS CABABIE                ISSUER            YES             FOR                  FOR

DANIEL AND ABRAHAM CABABIE DANIEL AS MEMBERS OF TRUST

 TECHNICAL COMMITTEE

PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fibra Uno Administracion de Mexico S.A. de C.V.

  TICKER:               FUNO 11                          CUSIP:   P3515D163

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.i: ACCEPT REPORTS OF AUDIT, CORPORATE              ISSUER            YES             FOR                  FOR

PRACTICES, NOMINATING AND REMUNERATION COMMITTEES

PROPOSAL #1.ii: ACCEPT TECHNICAL COMMITTEE REPORT ON         ISSUER            YES             FOR                  FOR

COMPLIANCE IN ACCORDANCE TO ARTICLE 172 OF GENERAL

MERCANTILE COMPANIES LAW

PROPOSAL #1.iii: ACCEPT REPORT OF TRUST MANAGER (F1          ISSUER            YES             FOR                  FOR

MANAGEMENT SC) IN ACCORDANCE TO ARTICLE 44-XI OF

SECURITIES MARKET LAW

PROPOSAL #1.iv: ACCEPT TECHNICAL COMMITTEE REPORT ON         ISSUER            YES             FOR                  FOR

OPERATIONS AND ACTIVITIES UNDERTAKEN


 

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

ALLOCATION OF INCOME

PROPOSAL #3: ELECT OR RATIFY MEMBERS OF TECHNICAL              ISSUER            YES         AGAINST           AGAINST

COMMITTEE; VERIFY INDEPENDENCE CLASSIFICATION

PROPOSAL #4: APPROVE REMUNERATION OF TECHNICAL                   ISSUER            YES             FOR                  FOR

COMMITTEE MEMBERS

PROPOSAL #5: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fibria Celulose SA

  TICKER:               FIBR3                              CUSIP:   31573A109

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fibria Celulose SA

  TICKER:               FIBR3                              CUSIP:   P3997N101

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fibria Celulose SA

  TICKER:               FIBR3                              CUSIP:   P3997N101

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: INSTALL FISCAL COUNCIL                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: FIX NUMBER OF FISCAL COUNCIL MEMBERS               ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #6.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Filinvest Land, Inc.

  TICKER:               FLI                                  CUSIP:   Y24916101

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #4: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON MAY 8, 2015

PROPOSAL #6: APPROVE THE AUDITED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 FOR THE YEAR ENDING DEC. 31, 2015

PROPOSAL #7: AMEND ARTICLE II, SECTION 1 OF THE BY-           ISSUER            YES             FOR                  FOR

LAWS OF THE COMPANY TO CHANGE THE DATE OF THE ANNUAL

MEETING OF STOCKHOLDERS

PROPOSAL #8: RATIFY THE ACTS AND RESOLUTIONS OF THE          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTOR AND MANAGEMENT FOR THE YEAR 2015

PROPOSAL #9.1: ELECT MERCEDES T. GOTIANUN AS A                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.2: ELECT ANDREW T. GOTIANUN, JR. AS A              ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.3: ELECT FRANCIS NATHANIEL C. GOTIANUN AS        ISSUER            YES         AGAINST           AGAINST

 A DIRECTOR

PROPOSAL #9.4: ELECT EFREN C. GUTIERREZ AS A DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9.5: ELECT VAL ANTONIO B. SUAREZ AS A                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.6: ELECT LOURDES JOSEPHINE GOTIANUN YAP          ISSUER            YES             FOR                  FOR

AS A DIRECTOR

PROPOSAL #9.7: ELECT JONATHAN T. GOTIANUN AS A                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.8: ELECT MICHAEL EDWARD T. GOTIANUN AS A         ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.9: ELECT LAMBERTO U. OCAMPO AS A DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPOINT EXTERNAL AUDITOR                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Financial Street Holding Co., Ltd.

  TICKER:               000402                            CUSIP:   Y2496E109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEES FOR        ISSUER            YES             FOR                  FOR

 DEBT FINANCINGS OF WHOLLY-OWNED AND CONTROLLED

SUBSIDIARIES AND ASSOCIATED COMPANIES

PROPOSAL #7: APPROVE PUBLIC ISSUANCE OF CORPORATE              ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #8: APPROVE PRIVATE ISSUANCE OF CORPORATE            ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS ANNUAL REPORT AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: AMEND ARTICLE OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE MANAGEMENT SYSTEM OF                          ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS AND SUPERVISORS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Firich Enterprises Co., Ltd.

  TICKER:               8076                                CUSIP:   Y2496F106

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               First Financial Holding Co. Ltd.

  TICKER:               2892                                CUSIP:   Y2518F100

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               First Gen Corporation

  TICKER:               FGEN                                CUSIP:   Y2518H114

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

GENERAL MEETING HELD ON MAY 13, 2015

PROPOSAL #4: APPROVE THE ANNUAL REPORT AND AUDITED            ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #5: RATIFY THE ACTS AND RESOLUTIONS ADOPTED         ISSUER            YES             FOR                  FOR

BY THE BOARD OF DIRECTORS AND MANAGEMENT DURING THE

PRECEDING YEAR

PROPOSAL #6.1: ELECT OSCAR M. LOPEZ AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT FEDERICO R. LOPEZ AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT FRANCIS GILES B. PUNO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.4: ELECT RICHARD B. TANTOCO AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: ELECT PETER D. GARRUCHO JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.6: ELECT EUGENIO L. LOPEZ III AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: ELECT TONY TAN CAKTIONG AS DIRECTOR             ISSUER            YES             FOR                  FOR


 

PROPOSAL #6.8: ELECT JAIME I. AYALA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.9: ELECT CIELITO F. HABITO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPOINT EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               First Gulf Bank PJSC

  TICKER:               FGB                                  CUSIP:   M4580N105

  MEETING DATE:   3/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF 100 PERCENT OF SHARE CAPITAL

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

2015

PROPOSAL #8: ELECT DIRECTOR                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #10: AMEND BYLAWS TO COMPLY WITH THE FEDERAL        ISSUER            YES         AGAINST           AGAINST

 COMMERCIAL COMPANIES LAW NO.2 OF 2015

PROPOSAL #11: AUTHORIZE ISSUANCE OF BONDS OR ISLAMIC         ISSUER            YES         AGAINST           AGAINST

SUKUK NON-CONVERTIBLE INTO SHARES OR ANY FINANCING

PROGRAMS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               First Philippine Holdings Corporation

  TICKER:               FPH                                  CUSIP:   Y2558N120

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF THE PREVIOUS                ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING

PROPOSAL #2: APPROVE 2015 REPORTS AND THE AUDITED              ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR THE YEAR ENDED DEC. 31, 2015

PROPOSAL #3a: THE ELECTION OF DIRECTORS AND CORPORATE        ISSUER            YES             FOR                  FOR

 OFFICERS

PROPOSAL #3b: MEMBERSHIP IN THE RELEVANT COMMITTEES          ISSUER            YES             FOR                  FOR

SUCH AS THE EXECUTIVE COMMITTEE

PROPOSAL #3c: DESIGNATION OF AUTHORIZED SIGNATORIES           ISSUER            YES             FOR                  FOR

PROPOSAL #3d: THE SUBSCRIPTION TO 196,751,000 COMMON         ISSUER            YES             FOR                  FOR

SHARES IN FIRST GEN CORPORATION VIA A


 

PROPOSAL #3e: THE SELECTION OF THE CORPORATION AS THE        ISSUER            YES             FOR                  FOR

 WINNING BIDDER IN THE PRIVATE BIDDING FOR THE

PROPERTY LOCATED AT THE PHILTOWN INDUSTRIAL PARK,

TANAUAN, BATANGAS

PROPOSAL #3f: THE RECEIPT OF AN ADVICE FOR A PARTIAL         ISSUER            YES             FOR                  FOR

AND SECOND PARTIAL AWARD RENDERED IN THE

INTERNATIONAL CHAMBER OF COMMERCE ARBITRATION

PROCEEDINGS BROUGHT BY FIRST PHILIPPINE ELECTRIC

CORP. AND FIRST PHILEC SOLAR CORP.

PROPOSAL #3g: THE RECEIPT OF AN ADVICE THAT SPML HAS         ISSUER            YES             FOR                  FOR

APPLIED WITH THE HONG KONG COURT OF FIRST INSTANCE TO

 SET ASIDE THE FIRST PARTIAL AWARD AND THE INTENT TO

FILE AN APPLICATION TO SET ASIDE THE SECOND PARTIAL

AWARD

PROPOSAL #3h: THE FILING OF A PETITION FOR REVIEW              ISSUER            YES             FOR                  FOR

WITH THE COURT OF TAX APPEALS

PROPOSAL #3i: THE RETIREMENT OF CORPORATE OFFICERS             ISSUER            YES             FOR                  FOR

PROPOSAL #3j: THE APPROPRIATION OF RETAINED EARNINGS         ISSUER            YES             FOR                  FOR

PROPOSAL #3k: THE INVESTMENT OF UP TO P1.4 BILLION IN        ISSUER            YES             FOR                  FOR

 FIRST PHILIPPINE PROPERTIES CORP. FOR PURPOSES OF

LAND AND RELATED ACQUISITIONS

PROPOSAL #3l: THE DECLARATION OF CASH DIVIDENDS ON            ISSUER            YES             FOR                  FOR

COMMON AND PREFERRED SHARES

PROPOSAL #3m: THE APPROVAL OF THE AUDITED FINANCIAL          ISSUER            YES             FOR                  FOR

STATEMENTS FOR THE CALENDAR YEAR ENDED 2014

PROPOSAL #3n: THE SALE OF 35,688,070 SERIES F                     ISSUER            YES             FOR                  FOR

PREFERRED SHARES IN FIRST GEN FOR P110.00 PER SHARE

RESULTING IN TOTAL NET PROCEEDS OF P3.9 BILLION

PROPOSAL #3o: THE DEATH OF A DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4a: ELECT OSCAR M. LOPEZ AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4b: ELECT AUGUSTO ALMEDA-LOPEZ AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4c: ELECT FERDINAND EDWIN S. COSETENG AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4d: ELECT PETER D. GARRUCHO, JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4e: ELECT OSCAR J. HILADO AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4f: ELECT ELPIDIO L. IBA├▒EZ AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4g: ELECT EUGENIO L. LOPEZ III AS DIRECTOR         ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #4h: ELECT FEDERICO R. LOPEZ AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4i: ELECT MANUEL M. LOPEZ AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4j: ELECT ARTEMIO V. PANGANIBAN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4k: ELECT FRANCIS GILES B. PUNO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4l: ELECT ERNESTO B. RUFINO, JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4m: ELECT JUAN B. SANTOS AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4n: ELECT WASHINGTON Z. SYCIP AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4o: ELECT RIZALINA G. MANTARING AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPOINT SYCIP, GORRES, VELAYO & CO. AS          ISSUER            YES             FOR                  FOR

EXTERNAL AUDITORS

PROPOSAL #6: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               First Tractor Co., Ltd.

  TICKER:               38                                    CUSIP:   Y25714109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 DIVIDEND DISTRIBUTION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF GUARANTEES FOR                ISSUER            YES             FOR                  FOR

DEALER OF AGRICULTURAL MACHINERY PRODUCTS UNDER THE

BRAND NAME DONG FANGHONG

PROPOSAL #7: APPROVE PROVISION OF GUARANTEES FOR                ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               First Tractor Co., Ltd.

  TICKER:               38                                    CUSIP:   Y25714109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               First Tractor Co., Ltd.

  TICKER:               00038                              CUSIP:   Y25714117

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016-2018 CONTINUED RELATED                ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #1.01: APPROVE MATERIAL PROCUREMENT                       ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #1.02: APPROVE SALE OF GOODS AGREEMENT                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE ENERGY PROCUREMENT AGREEMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #1.04: APPROVE COMPOSITE SERVICE AGREEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE PROPERTIES LEASE AGREEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #1.06: APPROVE LAND LEASE AGREEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.07: APPROVE TECHNOLOGY SERVICES AGREEMENT        ISSUER            YES             FOR                  FOR

PROPOSAL #1.08: APPROVE LOAN SERVICE AGREEMENT                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.09: APPROVE BILLS DISCOUNTING SERVICE              ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #1.10: APPROVE BILLS ACCEPTANCE SERVICE                ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #1.11: APPROVE INTERBANK BUSINESS SERVICE            ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #1.12: AUTHORIZE BOARD TO HANDLE MATTERS IN         ISSUER            YES             FOR                  FOR

RELATION TO NEW AGREEMENTS

PROPOSAL #2: APPROVE TERMINATION OF THE COMPANY'S              ISSUER            YES             FOR                  FOR

PRODUCT UPGRADING AND CAPACITY EXPANDING PROJECT

PROPOSAL #3: AUTHORIZE BOARD TO HANDLE MATTERS IN              ISSUER            YES             FOR                  FOR

RELATION TO DIRECTORS' LIABILITIES INSURANCE

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5: APPROVE AMENDMENTS TO THE RULES OF                 ISSUER            YES             FOR                  FOR

PROCEDURES OF BOARD MEETINGS

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7.01: ELECT ZHAO YANSHUI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.02: ELECT WANG ERLONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.03: ELECT WU YONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #7.04: ELECT LI HEPENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.05: ELECT XIE DONGGANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.06: ELECT LI KAI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.07: ELECT YIN DONGFANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: ELECT XING MIN AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8.02: ELECT WU TAK LUNG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: ELECT YU ZENGBIAO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8.04: ELECT YANG MINLI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT LI PINGAN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #9.02: ELECT XU WEILIN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #9.03: ELECT WANG YONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #9.04: ELECT HUANG PING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               First Tractor Co., Ltd.

  TICKER:               38                                    CUSIP:   Y25714117

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE AUDITED FINANCIAL REPORT                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE SHINEWING CERTIFIED PUBLIC                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #6: APPROVE PROVISION OF GUARANTEES FOR                ISSUER            YES             FOR                  FOR

DEALER OF AGRICULTURAL MACHINERY PRODUCTS UNDER THE

BRAND NAME DONG FANGHONG

PROPOSAL #7: APPROVE PROVISION OF GUARANTEES FOR                ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               First Tractor Co., Ltd.

  TICKER:               38                                    CUSIP:   Y25714117

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FirstRand Ltd

  TICKER:               FSR                                  CUSIP:   S5202Z131

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT JANNIE DURAND AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT PATRICK GOSS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT PAUL HARRIS AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: RE-ELECT ROGER JARDINE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: RE-ELECT ETHEL MATENGE-SEBESHO AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: RE-ELECT TANDI NZIMANDE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: RE-ELECT VIVIAN BARTLETT AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT ALAN PULLINGER AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT PABALLO MAKOSHOLO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: REAPPOINT DELOITTE & TOUCHE AS                     ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #2.2: REAPPOINT PRICEWATERHOUSECOOPERS INC          ISSUER            YES             FOR                  FOR

AS AUDITORS OF THE COMPANY

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: PLACE AUTHORISED BUT UNISSUED ORDINARY          ISSUER            YES             FOR                  FOR

SHARES UNDER CONTROL OF DIRECTORS

PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #2.1: APPROVE FINANCIAL ASSISTANCE TO                   ISSUER            YES             FOR                  FOR

DIRECTORS AND PRESCRIBED OFFICERS AS EMPLOYEE SHARE

SCHEME BENEFICIARIES

PROPOSAL #2.2: APPROVE FINANCIAL ASSISTANCE TO                   ISSUER            YES             FOR                  FOR

RELATED OR INTER-RELATED ENTITIES

PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: ADOPT NEW MEMORANDUM OF INCORPORATION             ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fiyta Holdings Ltd.

  TICKER:               200026                            CUSIP:   Y7740Q105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 BANK CREDIT LINE                          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: APPROVE CONTINUED SIGNING OF FINANCIAL         ISSUER            YES             FOR                  FOR

SERVICE AGREEMENT WITH AVIC INDUSTRIAL GROUP FINANCE

CO., LTD

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fiyta Holdings Ltd.

  TICKER:               200026                            CUSIP:   Y7740Q113

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS


 

PROPOSAL #7: APPROVE 2016 BANK CREDIT LINE                          ISSUER             NO              N/A                  N/A

APPLICATION

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER             NO              N/A                  N/A

SUBSIDIARY

PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER             NO              N/A                  N/A

OF RAISED FUNDS

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT                 ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #11: APPROVE CONTINUED SIGNING OF FINANCIAL         ISSUER             NO              N/A                  N/A

SERVICE AGREEMENT WITH AVIC INDUSTRIAL GROUP FINANCE

CO., LTD

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fleury S.A.

  TICKER:               FLRY3                              CUSIP:   P418BW104

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: RATIFY DIVIDEND PAYMENTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FLEXium Interconnect Inc

  TICKER:               6269                                CUSIP:   Y2573J104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES FROM                ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5.1: ELECT MING CHIH CHENG, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF CHI LIEN INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

 25223, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT YUNG CHANG CHAN, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF CHI LIEN INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

 25223, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT JI YAN LIANG, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

TAI PENG CO., LTD. WITH SHAREHOLDER NO. 1, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT JENG XI SHIH, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

TAI PENG CO., LTD. WITH SHAREHOLDER NO. 1, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT ZHI TANG LAN, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

TAI PENG CO., LTD. WITH SHAREHOLDER NO. 1, AS NON-

INDEPENDENT DIRECTOR


 

PROPOSAL #5.6: ELECT SUN DEH CHANG WITH ID NO.                   ISSUER            YES             FOR                  FOR

P120890XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT CHIEN HUI GONG WITH ID NO.                 ISSUER            YES             FOR                  FOR

D220484XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT XIN BIN FU WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

1107 AS SUPERVISOR

PROPOSAL #5.9: ELECT PEI RU LIN WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

608 AS SUPERVISOR

PROPOSAL #5.10: ELECT XUN PO CHUANG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 713 AS SUPERVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FLYTECH Technology Co., Ltd.

  TICKER:               6206                                CUSIP:   Y2572Z109

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FocalTech Systems Co., Ltd.

  TICKER:               3545                                CUSIP:   Y6492K100

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Focus Technology Co., Ltd.

  TICKER:               002315                            CUSIP:   Y2574G109

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF PARTIAL RAISED            ISSUER            YES             FOR                  FOR

FUND PROJECTS AND USE OF REMAINING RAISED FUND TO

INVEST IN OTHER RAISED FUND PROJECTS

PROPOSAL #2: APPROVE EXTENSION OF THE RAISED FUND              ISSUER            YES             FOR                  FOR

PROJECT


 

PROPOSAL #3: APPROVE USE OF EXCESS RAISED FUNDS TO            ISSUER            YES             FOR                  FOR

COVER THE FUNDING GAP OF THE RAISED FUND PROJECTS

PROPOSAL #4: APPROVE AUTHORIZATION TO INVEST IN                 ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS USING OWN IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Focus Technology Co., Ltd.

  TICKER:               002315                            CUSIP:   Y2574G109

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF PARTIAL EXCESS RAISED              ISSUER            YES             FOR                  FOR

FUNDS FOR EXTERNAL INVESTMENT AND RELATED PARTY

TRANSACTIONS

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION               SHAREHOLDER        YES         AGAINST           AGAINST

REGARDING CAPITAL INCREASE BY WHOLLY-OWNED SUBSIDIARY

 XINYIZHAN INSURANCE AGENCY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Focus Technology Co., Ltd.

  TICKER:               002315                            CUSIP:   Y2574G109

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESTRUCTURING OF CONTROLLED                ISSUER            YES             FOR                  FOR

SUBSIDIARY XINYIZHAN INSURANCE AGENT CO., LTD TO FORM

 A STOCK COMPANY AS WELL AS PUBLIC LISTING ON

NATIONAL EQUITIES AND QUOTATIONS SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Focus Technology Co., Ltd.

  TICKER:               002315                            CUSIP:   Y2574G109

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE USE OF PARTIAL EXCESS RAISED              ISSUER             NO              N/A                  N/A

FUNDS TO INVEST IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Folli Follie Group

  TICKER:               FFGRP                              CUSIP:   X1890Z115

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS


 

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND NON              ISSUER            YES             FOR                  FOR

DISTRIBUTION OF DIVIDENDS

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES         AGAINST           AGAINST

REMUNERATION

PROPOSAL #5: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE GUARANTEES TO SUBSIDIARIES                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS AND APPOINT AUDIT                   ISSUER            YES         AGAINST           AGAINST

COMMITTEE MEMBERS

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fomento Economico Mexicano S.A.B. de C.V. FEMSA

  TICKER:               FEMSA UBD                      CUSIP:   P4182H115

  MEETING DATE:   3/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT REPORT ON ADHERENCE TO FISCAL              ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND CASH            ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

PROGRAM

PROPOSAL #5: ELECT DIRECTORS AND SECRETARIES, VERIFY         ISSUER            YES             FOR                  FOR

DIRECTOR'S INDEPENDENCE CLASSIFICATION AS PER MEXICAN

 SECURITIES LAW, AND APPROVE THEIR REMUNERATION

PROPOSAL #6: ELECT MEMBERS AND CHAIRMEN OF FINANCE            ISSUER            YES             FOR                  FOR

AND PLANNING, AUDIT, AND CORPORATE PRACTICES

COMMITTEES; APPROVE THEIR REMUNERATION

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #8: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ford Otomotiv Sanayi AS

  TICKER:               FROTO                              CUSIP:   M7608S105

  MEETING DATE:   10/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: APPROVE SPECIAL DIVIDEND                                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ford Otomotiv Sanayi AS

  TICKER:               FROTO                              CUSIP:   M7608S105

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLE 6 IN COMPANY BYLAWS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION POLICY                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Formosa Chemicals & Fibre Corporation

  TICKER:               1326                                CUSIP:   Y25946107

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Formosa International Hotels Corporation

  TICKER:               2707                                CUSIP:   Y2603W109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Formosa Petrochemical Corp.

  TICKER:               6505                                CUSIP:   Y2608S103

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Formosa Plastics Corp.

  TICKER:               1301                                CUSIP:   Y26095102

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER            YES         AGAINST               N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Formosa Taffeta Co. Ltd.

  TICKER:               1434                                CUSIP:   Y26154107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Formosan Rubber Group Inc.

  TICKER:               2107                                CUSIP:   Y2604N108

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CAPITAL DECREASE VIA CASH                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT HSU CHENG TSAI WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 4 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT HSU CHENG CHI WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 6 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT HSU CHENG-HSIN, REPRESENTING              ISSUER            YES             FOR                  FOR

EUROGEAR CORP, WITH SHAREHOLDER NO. 127328 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT HSU WEI JYH, REPRESENTING PAC-           ISSUER            YES             FOR                  FOR

NET CONSTRUCTION CORP WITH SHAREHOLDER NO. 47295 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT LIN KUN ZONG, REPRESENTING                 ISSUER            YES             FOR                  FOR

FORMOSAN CONSTRUCTION CORP, WITH SHAREHOLDER NO.

60023 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT HSIAO SHENG-HSIEN WITH ID NO.            ISSUER            YES             FOR                  FOR

Q120727XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT CHEN CHU-SHENG WITH ID                        ISSUER            YES             FOR                  FOR

NO.P102509XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT HO MIN CHUAN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 21 AS SUPERVISOR

PROPOSAL #5.9: ELECT TANG KUN CHEN, REPRESENTING H &         ISSUER            YES             FOR                  FOR

H INTL CO., LTD WITH SHAREHOLDER NO. 26 AS SUPERVISOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fortis Healthcare Limited

  TICKER:               532843                            CUSIP:   Y26160104

  MEETING DATE:   3/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fortune NG Fung Food (Hebei) Co., Ltd.

  TICKER:               600965                            CUSIP:   Y2616T101

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE 2015 REPORT OF THE BOARD OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2.00: APPROVE 2015 REPORT OF THE BOARD OF          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3.00: APPROVE 2015 ANNUAL REPORT AND                   ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4.00: APPROVE 2015 FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #5.00: APPROVE 2015 PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #6.00: APPROVE 2016 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7.00: APPROVE APPLICATION OF COMPREHENSIVE         ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANKS OR NON-BANK FINANCIAL

INSTITUTIONS

PROPOSAL #8.00: APPROVE USE OF IDLE OWN FUNDS TO                ISSUER            YES             FOR                  FOR

INVEST IN FINANCIAL PRODUCTS

PROPOSAL #9.00: APPROVE RE-APPOINTMENT OF AUDITOR AND        ISSUER            YES             FOR                  FOR

 FIX ITS REMUNERATION

PROPOSAL #10.00: APPROVE ESTABLISHMENT OF SANHE                 ISSUER            YES             FOR                  FOR

FUCHENG INVESTMENT MANAGEMENT CO., LTD.

PROPOSAL #11.01: ELECT LI FUCHENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT LI GAOSHENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.03: ELECT WANG XIAOYANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.04: ELECT LIN ZHIJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT CHEN XIAOHONG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT LIU KUN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT YANG YING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT ZHAO WENZHI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13.02: ELECT LI GUOYIN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Forus S.A.

  TICKER:               FORUS                              CUSIP:   P4371J104

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #b: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #c: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

FISCAL YEAR 2016; PRESENT REPORT ON BOARD'S EXPENSES

FOR FISCAL YEAR 2015

PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS'                 ISSUER            YES             FOR                  FOR

COMMITTEE FOR FISCAL YEAR 2016; PRESENT REPORT ON

DIRECTORS' COMMITTEE EXPENSES AND ACTIVITIES FOR

FISCAL YEAR 2015

PROPOSAL #f: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #g: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #h: DESIGNATE NEWSPAPER TO PUBLISH MEETING          ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #i: APPROVE REPORT REGARDING RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #j: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Foshan Electrical and Lighting Co., Ltd.

  TICKER:               000541                            CUSIP:   Y2618H105

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT HE YONG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT LIU REN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT CHENG KE AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT CHEN BINGHUI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT HUANG ZHIYONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.6: ELECT ZHUANG JIANYI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1: ELECT ZHANG NAN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT LU RUI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT LU WEI AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT LIANG YUEFEI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT ZHUANG JUNJIE AS SUPERVISOR                ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Foshan Electrical and Lighting Co., Ltd.

  TICKER:               000541                            CUSIP:   Y2618H105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ADJUSTMENT TO ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE CHANGE IN AUDITOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT LIU XINGMING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Foshan Haitian Flavouring & Food Co., Ltd.

  TICKER:               603288                            CUSIP:   Y23840104

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENT TO ARTICLE OF                       ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10.01: ELECT ZHU TAO AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Foshan NationStar Optoelectronics Co., Ltd.

  TICKER:               002449                            CUSIP:   Y261GP108

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7.01: APPROVE USE OF EXCESS RAISED FUNDS            ISSUER            YES             FOR                  FOR

FROM THE INITIAL PRIVATE PLACEMENT AFTER THE

COMPLETION OF THE INVESTMENT PROJECT TO PERMANENTLY

REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #7.02: APPROVE USE OF EXCESS RAISED FUNDS            ISSUER            YES             FOR                  FOR

FROM THE 2014 PRIVATE PLACEMENT AFTER THE COMPLETION

OF THE INVESTMENT PROJECT TO PERMANENTLY REPLENISH

COMPANY'S WORKING CAPITAL

PROPOSAL #8: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #9: ELECT CHENG KE AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE FORMULATION OF 2016 DIRECTOR            ISSUER            YES             FOR                  FOR

REMUNERATION PLAN

PROPOSAL #11: APPROVE FORMULATION OF 2016 SUPERVISOR         ISSUER            YES         AGAINST           AGAINST

REMUNERATION PLAN

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #13: APPROVE DEVELOPMENT OF NOTES POOLING            ISSUER            YES             FOR                  FOR

BUSINESS

PROPOSAL #14: APPROVE RE-APPOINTMENT OF AUDITOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Foshan Saturday Shoes Co Ltd

  TICKER:               002291                            CUSIP:   Y261DZ109

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE VIA                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.4: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.5: APPROVE BOND PRICE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE BOND TRANSFER MATTERS                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.8: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Foshan Saturday Shoes Co Ltd

  TICKER:               002291                            CUSIP:   Y261DZ109

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: ELECT HUANG JINYE AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE PURCHASE OF LIABILITY INSURANCE         ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS

PROPOSAL #6: APPROVE AUTHORIZATION OF COMPANY'S                 ISSUER            YES             FOR                  FOR

BUSINESS MANAGEMENT DIVISION TO DEVELOP, CLOSE AND

ADJUST INDEPENDENT SHOPS

PROPOSAL #7: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fosun International Ltd

  TICKER:               656                                  CUSIP:   Y2618Y108

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT GUO GUANGCHANG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT QIN XUETANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT ZHANG SHENGMAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT CHEN QIYU AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: ELECT XU XIAOLIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES


 

PROPOSAL #8: APPROVE GRANT OF OPTIONS AND ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES UNDER THE SHARE OPTION SCHEME

PROPOSAL #9a: APPROVE SPECIFIC MANDATE TO ISSUE NEW          ISSUER            YES             FOR                  FOR

AWARD SHARES TO COMPUTERSHARE HONG KONG TRUSTEES

LIMITED UNDER SHARE AWARD SCHEME

PROPOSAL #9b: APPROVE GRANT OF AWARD SHARES TO DING          ISSUER            YES             FOR                  FOR

GUOQI UNDER THE SHARE AWARD SCHEME

PROPOSAL #9c: APPROVE GRANT OF AWARD SHARES TO QIN            ISSUER            YES             FOR                  FOR

XUETANG UNDER THE SHARE AWARD SCHEME

PROPOSAL #9d: APPROVE GRANT OF AWARD SHARES TO CHEN          ISSUER            YES             FOR                  FOR

QIYU UNDER THE SHARE AWARD SCHEME

PROPOSAL #9e: APPROVE GRANT OF AWARD SHARES TO XU              ISSUER            YES             FOR                  FOR

XIAOLIANG UNDER THE SHARE AWARD SCHEME

PROPOSAL #9f: APPROVE GRANT OF AWARD SHARES TO ZHANG         ISSUER            YES             FOR                  FOR

SHENGMAN UNDER THE SHARE AWARD SCHEME

PROPOSAL #9g: APPROVE GRANT OF AWARD SHARES TO ZHANG         ISSUER            YES             FOR                  FOR

HUAQIAO UNDER THE SHARE AWARD SCHEME

PROPOSAL #9h: APPROVE GRANT OF AWARD SHARES TO DAVID         ISSUER            YES             FOR                  FOR

T. ZHANG UNDER THE SHARE AWARD SCHEME

PROPOSAL #9i: APPROVE GRANT OF AWARD SHARES TO YANG          ISSUER            YES             FOR                  FOR

CHAO UNDER THE SHARE AWARD SCHEME

PROPOSAL #9j: APPROVE GRANT OF AWARD SHARES TO KANG          ISSUER            YES             FOR                  FOR

LAN UNDER THE SHARE AWARD SCHEME

PROPOSAL #9k: APPROVE GRANT OF AWARD SHARES TO QIAN          ISSUER            YES             FOR                  FOR

JIANNONG UNDER THE SHARE AWARD SCHEME

PROPOSAL #9l: APPROVE GRANT OF AWARD SHARES TO JOHN          ISSUER            YES             FOR                  FOR

CHANGZHENG MA UNDER THE SHARE AWARD SCHEME

PROPOSAL #9m: APPROVE GRANT OF AWARD SHARES TO GONG          ISSUER            YES             FOR                  FOR

PING UNDER THE SHARE AWARD SCHEME

PROPOSAL #9n: APPROVE GRANT OF AWARD SHARES TO                   ISSUER            YES             FOR                  FOR

MICHAEL LEE UNDER THE SHARE AWARD SCHEME

PROPOSAL #9o: APPROVE GRANT OF AWARD SHARES TO WU              ISSUER            YES             FOR                  FOR

XIAOYONG UNDER THE SHARE AWARD SCHEME

PROPOSAL #9p: APPROVE GRANT OF AWARD SHARES TO CHI            ISSUER            YES             FOR                  FOR

XIAOLEI UNDER THE SHARE AWARD SCHEME

PROPOSAL #9q: APPROVE GRANT OF AWARD SHARES TO                   ISSUER            YES             FOR                  FOR

SELECTED PARTICIPANTS UNDER THE SHARE AWARD SCHEME

PROPOSAL #9r: AUTHORIZE BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE ISSUANCE OF NEW AWARD

SHARES UNDER THE SHARE AWARD SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Founder Securities Co Ltd.

  TICKER:               601901                            CUSIP:   Y261GX101

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISMISS OF ZHAO DAJIAN AS NON-           ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2: APPROVE DISMISS OF YANG KESEN AS                     ISSUER            YES             FOR                  FOR

SUPERVISOR

PROPOSAL #3: APPROVE PURCHASE OF LIABILITY INSURANCE         ISSUER            YES             FOR                  FOR

FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS

PROPOSAL #4: APPROVE CONFIRMATION OF ALLOWANCE                   ISSUER            YES             FOR                  FOR

STANDARD FOR SUPERVISORS


 

PROPOSAL #5.01: ELECT CHE LILI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.01: ELECT HU YING AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT XU JIANWEI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Founder Securities Co Ltd.

  TICKER:               601901                            CUSIP:   Y261GX101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE PERFORMANCE ASSESSMENT AND                 ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS

PROPOSAL #9: APPROVE PERFORMANCE ASSESSMENT AND                 ISSUER            YES             FOR                  FOR

REMUNERATION OF SUPERVISORS

PROPOSAL #10: APPROVE PERFORMANCE ASSESSMENT AND                ISSUER            YES             FOR                  FOR

REMUNERATION OF SENIOR MANAGEMENT MEMBERS

PROPOSAL #11: APPROVE APPLICATION OF INTERBANK CREDIT        ISSUER            YES             FOR                  FOR

 LINE FROM VARIOUS FINANCIAL INSTITUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Founder Technology Group Corp

  TICKER:               600601                            CUSIP:   Y9740M100

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.04: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.06: APPROVE REPAYMENT OF CAPITAL AND                ISSUER            YES             FOR                  FOR

INTEREST

PROPOSAL #2.07: APPROVE ISSUE METHOD                                     ISSUER            YES             FOR                  FOR


 

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE TRADING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE GUARANTEE EVENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #4.01: ELECT ZUO JIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.02: ELECT SUN MIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.03: ELECT SHI HUA AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.01: ELECT MA JIANBIN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: ELECT LI ZHAOHUI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Founder Technology Group Corp

  TICKER:               600601                            CUSIP:   Y9740M100

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ADDITIONAL DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #2: ELECT WANG XUELI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Founder Technology Group Corp

  TICKER:               600601                            CUSIP:   Y9740M100

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCIAL LEASING          ISSUER            YES             FOR                  FOR

GUARANTEES TO FOUNDER BROADBAND NETWORK SERVICE CO.,

LTD

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

FOUNDER TECHNOLOGY GROUP SUZHOU MANUFACTURING CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Founder Technology Group Corp

  TICKER:               600601                            CUSIP:   Y9740M100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE 2016 LOAN APPLICATION FROM                 ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTIONS

PROPOSAL #9: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #11: APPROVE CONTINUED PROVISION OF                       ISSUER            YES             FOR                  FOR

FINANCIAL SERVICE BY FOUNDER GROUP FINANCE CO., LTD.

TO THE COMPANY

PROPOSAL #12: APPROVE ISSUANCE OF ASSET-BACKED                   ISSUER            YES             FOR                  FOR

SECURITIES BY SUBSIDIARY

PROPOSAL #13.01: ELECT ZUO JIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT SUN MIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.03: ELECT LIU JIAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.04: ELECT LI XIAOQIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.05: ELECT HOU YUBO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.06: ELECT SHI HUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.07: ELECT WANG XUELI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.08: ELECT ZHU ZHENYU AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.09: ELECT DONG LIMING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT MA JIANBIN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: ELECT LI ZHAOHUI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fountainhead Property Trust

  TICKER:               FPT                                  CUSIP:   S2943A111

  MEETING DATE:   7/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL BY FOUNTAINHEAD OF ALL         ISSUER            YES             FOR                  FOR

ITS ASSETS INCLUDING THE ENTIRE FOUNTAINHEAD PROPERTY

 PORTFOLIO TO REDEFINE; APPROVE DELISTING AND

WINDING-UP OF FOUNTAINHEAD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fourlis Holdings SA

  TICKER:               FOYRK                              CUSIP:   X29966177

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #4: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY APPOINTMENT OF MEMBER OF AUDIT            ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Foxconn Technology Co. Ltd

  TICKER:               2354                                CUSIP:   Y3002R105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #9: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #10.1: ELECT LIN DONLIANG, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 HYIELD VENTURE CAPITAL CO., LTD., WITH SHAREHOLDER

NO. 417956, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT CHENG FANG'I, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 HYIELD VENTURE CAPITAL CO., LTD., WITH SHAREHOLDER

NO. 417956, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT HUNG CHIHCHIEN, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF CAIXIN INTERNATIONAL INVESTMENT CO., LTD., WITH

SHAREHOLDER NO. 5293, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.4: ELECT LEE XUEKUN, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

CAIXIN INTERNATIONAL INVESTMENT CO., LTD., WITH

SHAREHOLDER NO. 5293, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT LIN SUNGSHU, WITH ID NO.                   ISSUER            YES             FOR                  FOR

F122814XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT CHEN YAOCHING, WITH ID NO.                ISSUER            YES             FOR                  FOR

H100915XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT YU HSIANGTUN, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 521785, AS INDEPENDENT DIRECTOR


 

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Franshion Properties (China) Ltd.

  TICKER:               00817                              CUSIP:   Y2642B108

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE ENGLISH NAME AND CHINESE NAME               ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FSP Technology Inc

  TICKER:               3015                                CUSIP:   Y9033T101

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FSPG Hi-Tech Co. Ltd.

  TICKER:               000973                            CUSIP:   Y2657S103

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF THE PLAN FOR                ISSUER            YES             FOR                  FOR

ACQUISITION OF 100% EQUITY OF GUANGZHOU HUAGONG

BAICHUAN TECHNOLOGY CO., LTD. BY ISSUANCE OF NEW

SHARES AS WELL AS RAISING OF SUPPORTING FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FSPG Hi-Tech Co. Ltd.

  TICKER:               000973                            CUSIP:   Y2657S103

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF FINANCIAL                        ISSUER            YES         AGAINST           AGAINST

ASSISTANCE BY COMPANY TO GUANGZHOU SCUT BESTRY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FSPG Hi-Tech Co. Ltd.

  TICKER:               000973                            CUSIP:   Y2657S103

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 INTERNAL         ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION ON SALE

PROPOSAL #7.1: APPROVE RELATED PARTY TRANSACTION ON          ISSUER            YES             FOR                  FOR

SALE WITH WHOLLY-OWNED SUBSIDIARY OF GUANGDONG

GUANGXIN HOLDINGS LIMITED

PROPOSAL #7.2: APPROVE RELATED PARTY TRANSACTION ON          ISSUER            YES             FOR                  FOR

SALE WITH FOSHAN DUBANG HONGJI FILM CO., LTD.

PROPOSAL #7.3: APPROVE RELATED PARTY TRANSACTION ON          ISSUER            YES             FOR                  FOR

SALE WITH FOSHAN YIDA ADHESIVE PRODUCTS CO., LTD.

PROPOSAL #8.1: ELECT DENG PENG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FSPG Hi-Tech Co. Ltd.

  TICKER:               000973                            CUSIP:   Y2657S103

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DEBT SETTLEMENT TRANSACTION                ISSUER            YES             FOR                  FOR

BETWEEN COMPANY AND GUANGZHOU HUAGONG BAIZHOU

TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fu Shou Yuan International Group Limited

  TICKER:               1448                                CUSIP:   G37109108

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT MA XIANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT TAN LEON LI-AN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3a3: ELECT LU HESHENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3a4: ELECT HUANG JAMES CHIH-CHENG AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOMATSU AS                 ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL


 

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #6: APPROVE GRANT OF SHARE OPTIONS TO BAI            ISSUER            YES             FOR                  FOR

XIAOJIANG AND WANG JISHENG UNDER THE SHARE OPTION

SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fubon Financial Holding Co. Ltd.

  TICKER:               2881                                CUSIP:   Y26528102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN FOR PROFIT DISTRIBUTION               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE LONG-TERM FUNDS RAISING PLAN               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR DANIEL TSAI

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR RICHARD TSAI

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR VIVIEN HSU

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR SAMUEL HSU

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR JERRY HARN

PROPOSAL #10.1: ELECT JASON WANG WITH ID NO.                       ISSUER            YES             FOR                  FOR

R101091XXX AS INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fufeng Group Ltd.

  TICKER:               00546                              CUSIP:   G36844119

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SPECIAL DIVIDEND BY WAY OF THE          ISSUER            YES             FOR                  FOR

DISTRIBUTION

PROPOSAL #2: ADOPT SHENHUA HEALTH SHARE OPTION SCHEME        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fufeng Group Ltd.

  TICKER:               546                                  CUSIP:   G36844119

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT LI XUECHUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LI GUANGYU AS DIRECTOR                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.3: ELECT ZHENG YU AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT SUN YU GUO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Cement Co., Ltd.

  TICKER:               600802                            CUSIP:   Y26523103

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LIN DEJIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT ZHENG JIANXIN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.01: ELECT HUANG GUANGYANG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT HONG HAISHAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT YE LINGYAN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Cement Co., Ltd.

  TICKER:               600802                            CUSIP:   Y26523103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #6: APPROVE APPOINTMENT OF EXTERNAL AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 CREDIT DEBT PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 GUARANTEE PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE 2016 FINANCING PLAN FROM                     ISSUER            YES             FOR                  FOR

ULTIMATE CONTROLLING SHAREHOLDER AS WELL AS RELATED

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH ULTIMATE CONTROLLING SHAREHOLDER


 

PROPOSAL #11: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN FUJIAN FURUN CEMENT SALES CO.,

LTD AND HUARUN CEMENT FUJIAN CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Dongbai (Group) Co., Ltd.

  TICKER:               600693                            CUSIP:   Y2676U105

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.03: APPROVE ISSUE SIZE                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT            ISSUER            YES         AGAINST           AGAINST

AND LISTING EXCHANGE

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES         AGAINST           AGAINST

FUNDS

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE 2016 PLAN ON PRIVATE PLACEMENT          ISSUER            YES         AGAINST           AGAINST

OF NEW SHARES

PROPOSAL #4: APPROVE 2016 FEASIBILITY ANALYSIS REPORT        ISSUER            YES         AGAINST           AGAINST

 ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE 2016 RELATED PARTY TRANSACTIONS         ISSUER            YES         AGAINST           AGAINST

IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES         AGAINST           AGAINST

OBLIGATION BY FUJIAN FENGQI INVESTMENT CO., LTD

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE 2016 COUNTER-DILUTION MEASURES         ISSUER            YES         AGAINST           AGAINST

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #11: APPROVE SPECIAL SELF-INSPECTION REPORT         ISSUER            YES         AGAINST           AGAINST

ON COMPANY'S REAL ESTATE BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Dongbai (Group) Co., Ltd.

  TICKER:               600693                            CUSIP:   Y2676U105

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL


 

PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT          ISSUER            YES             FOR                  FOR

OF PARENT COMPANY AS WELL AS CLEANUP LEGACY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Dongbai (Group) Co., Ltd.

  TICKER:               600693                            CUSIP:   Y2676U105

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION FOR CREDIT                ISSUER            YES             FOR                  FOR

LINES FROM RELATED FINANCIAL INSTITUTIONS

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEES               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE USE OF IDLE FUNDS TO CONDUCT              ISSUER            YES             FOR                  FOR

TREASURY REVERSE REPURCHASE INVESTMENT

PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

AS WELL AS CONFIRM ATION ON SUBSIDIARY'S LIQUIDATION

EXPENSES

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Expressway Development Co., Ltd.

  TICKER:               600033                            CUSIP:   Y26524101

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WANG LEIGANG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Expressway Development Co., Ltd.

  TICKER:               600033                            CUSIP:   Y26524101

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILLS

PROPOSAL #9.01: ELECT TU MUXI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT WU XINHUA AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT CHENG XINQIAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.01: ELECT WU YUJIANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT LI ZHANGJIE AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.02: ELECT XIE YI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Funeng Co., Ltd.

  TICKER:               600483                            CUSIP:   Y2653G111

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET DRAFT                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTION

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DEBT PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE RE-APPOINTMENT OF AUDITOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE ADJUSTMENT OF ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #13: APPROVE CLARIFICATION ON PARTIAL                   ISSUER            YES             FOR                  FOR

COMMITMENT FULFILLMENT PERIOD IN CONNECTION TO

RESOLVING OF COMPETITION BETWEEN COMPANY AND

CONTROLLING SHAREHOLDER DURING MAJOR ASSET

RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Longking Co., Ltd.

  TICKER:               600388                            CUSIP:   Y2653E108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE IMPLEMENTATION OF PHASE III                ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES OF SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Longma Environmental Sanitation Equipment Co., Ltd.

  TICKER:               603686                            CUSIP:   Y265CD100

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE APPLICATION OF 2016 FINANCING          ISSUER             NO              N/A                  N/A

FROM FINANCIAL INSTITUTION AS WELL AS PROVISION OF

GUARANTEE

PROPOSAL #11: APPROVE 2016 ISSUANCE OF NON-FINANCIAL         ISSUER             NO              N/A                  N/A

ENTERPRISES DEBT FINANCING INSTRUMENTS

PROPOSAL #12.01: APPROVE CRITERIA TO SELECT PLAN                ISSUER             NO              N/A                  N/A

PARTICIPANTS

PROPOSAL #12.02: APPROVE SOURCE, NUMBER AND                        ISSUER             NO              N/A                  N/A

ALLOCATION OF UNDERLYING STOCKS

PROPOSAL #12.03: APPROVE DURATION, GRANT DATE,                   ISSUER             NO              N/A                  N/A

LOCKING PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD

OF RESTRICTED STOCKS

PROPOSAL #12.04: APPROVE GRANT PRICE AND PRICE-                  ISSUER             NO              N/A                  N/A

SETTING BASIS

PROPOSAL #12.05: APPROVE CONDITIONS FOR GRANTING AND         ISSUER             NO              N/A                  N/A

UNLOCKING


 

PROPOSAL #12.06: APPROVE METHODS AND PROCEDURES TO            ISSUER             NO              N/A                  N/A

ADJUST THE INCENTIVE PLAN

PROPOSAL #12.07: APPROVE ACCOUNTING TREATMENT                      ISSUER             NO              N/A                  N/A

PROPOSAL #12.08: APPROVE PROCEDURES TO EXERCISE,                ISSUER             NO              N/A                  N/A

GRANT AND UNLOCK THE RESTRICTED STOCKS

PROPOSAL #12.09: APPROVE RIGHTS AND OBLIGATIONS OF            ISSUER             NO              N/A                  N/A

THE PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #12.10: APPROVE CONDITIONS TO CHANGE OR                ISSUER             NO              N/A                  N/A

TERMINATE THE INCENTIVE PLAN & OTHER MATTERS

PROPOSAL #12.11: APPROVE PRINCIPLE OF RESTRICTED                ISSUER             NO              N/A                  N/A

STOCK REPURCHASE CANCELLATION

PROPOSAL #13: APPROVE METHODS TO ASSESS THE                        ISSUER             NO              N/A                  N/A

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Longxi Bearing (Group) Co., Ltd.

  TICKER:               600592                            CUSIP:   Y2653H101

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE APPLICATION OF BANK FINANCING            ISSUER            YES             FOR                  FOR

LINE

PROPOSAL #9: APPROVE DISPOSAL OF PARTIAL AVAILABLE            ISSUER            YES             FOR                  FOR

FOR SALE FINANCIAL ASSET

PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS TO              ISSUER            YES             FOR                  FOR

TEMPORARILY INVEST IN FINANCIAL PRODUCTS

PROPOSAL #11: APPROVE USE OF OWN FUNDS TO INVEST IN          ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #12.01: ELECT CHEN ZHIXIONG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.02: ELECT ZHENG CHANGHONG AS NON-                    ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #13.01: ELECT ZHOU YU AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT SU YE AS SUPERVISOR                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Newland Computer Co., Ltd.

  TICKER:               000997                            CUSIP:   Y2654K103

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CHANGE IN REGISTERED CAPITAL               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO SUBSIDIARY FUJIAN XINDALU PAYMENT

TECHNOLOGY CO., LTD

PROPOSAL #10: APPROVE PROFIT DISTRIBUTION                        SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Qingshan Paper Industry Co., Ltd.

  TICKER:               600103                            CUSIP:   Y2655D108

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED PUBLIC SALE OF EQUITY         ISSUER            YES             FOR                  FOR

OF CONTROLLED SUBSIDIARY FUJIAN MINGXI QINGHANG

LINCHANG CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Qingshan Paper Industry Co., Ltd.

  TICKER:               600103                            CUSIP:   Y2655D108

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE PARTIAL ADJUSTMENTS TO THE            ISSUER            YES             FOR                  FOR

PLAN FOR PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #1.01: APPROVE ADJUSTMENT TO THE AMOUNT OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #1.02: APPROVE ADJUSTMENT TO THE ISSUE SIZE         ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE ADJUSTMENT TO THE TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #1.04: APPROVE ADJUSTMENT TO THE                            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AMOUNT AND SUBSCRIPTION SIZE OF TARGET

PROPOSAL #2: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (SECOND REVISION)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)


 

PROPOSAL #4: APPROVE SECOND ADJUSTMENT TO THE RELATED        ISSUER            YES             FOR                  FOR

 PARTY TRANSACTION REGARDING 2015 PRIVATE PLACEMENT

OF NEW SHARES

PROPOSAL #5: APPROVE TERMINATION OF THE CONDITIONAL          ISSUER            YES             FOR                  FOR

SHARE SUBSCRIPTION AGREEMENT AND RELEVANT

SUPPLEMENTAL AGREEMENTS WITH PARTIAL TARGET

SUBSCRIBERS (NON-RELATED PARTY)

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

SUPPLEMENTAL SHARE SUBSCRIPTION AGREEMENT WITH TARGET

 SUBSCRIBERS (RELATED PARTY)

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

SUPPLEMENTAL SHARE SUBSCRIPTION AGREEMENT WITH

PARTIAL TARGET SUBSCRIBERS (NON-RELATED PARTY)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Qingshan Paper Industry Co., Ltd.

  TICKER:               600103                            CUSIP:   Y2655D108

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO EXTENSION OF RESOLUTION

VALIDITY PERIOD IN REGARDS TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Qingshan Paper Industry Co., Ltd.

  TICKER:               600103                            CUSIP:   Y2655D108

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 COMPREHENSIVE CREDIT LINE          ISSUER            YES             FOR                  FOR

FROM FINANCIAL INSTITUTIONS

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO                   ISSUER            YES             FOR                  FOR

CONDUCT BANK LOAN AS WELL AS MORTGAGE BUSINESS

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #11: APPROVE PURCHASE OF LIABILITY INSURANCE        ISSUER            YES             FOR                  FOR

 FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

MEMBERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Rongji Software Co Ltd

  TICKER:               002474                            CUSIP:   Y26563109

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #9: APPROVE 2016 APPLICATION OF CREDIT LINES        ISSUER            YES             FOR                  FOR

 AND LOANS FROM BANKS

PROPOSAL #10: APPROVE 2016 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #12: APPROVE INVESTMENT IN FINANCIAL                     ISSUER            YES             FOR                  FOR

PRODUCTS USING PARTIAL IDLE RAISED FUNDS

PROPOSAL #13: ELECT ZHAO JIAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Septwolves Industry Co., Ltd.

  TICKER:               002029                            CUSIP:   Y2653T105

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED USE OF IDLE RAISED              ISSUER            YES             FOR                  FOR

FUNDS TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Septwolves Industry Co., Ltd.

  TICKER:               002029                            CUSIP:   Y2653T105

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE MANNER OF SHARE REPURCHASE             ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE USAGE OF SHARE REPURCHASE               ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE PRICE RANGE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLE OF THE SHARE REPURCHASE


 

PROPOSAL #1.04: APPROVE TOTAL CAPITAL AND CAPITAL              ISSUER            YES             FOR                  FOR

SOURCE USED FOR THE SHARE REPURCHASE

PROPOSAL #1.05: APPROVE TYPE, NUMBER AND PROPORTION          ISSUER            YES             FOR                  FOR

OF THE SHARE REPURCHASE

PROPOSAL #1.06: APPROVE PERIOD OF THE SHARE                        ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.07: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #1.08: APPROVE EXPECTED CHANGES IN OWNERSHIP        ISSUER            YES             FOR                  FOR

 STRUCTURE OF THE COMPANY AFTER REPURCHASE

PROPOSAL #1.09: APPROVE MANAGEMENT'S ANALYSIS ON THE         ISSUER            YES             FOR                  FOR

IMPACT OF THE COMPANY'S OPERATION, FINANCES, FUTURE

DEVELOPMENT AND MAINTENANCE OF LISTING STATUS DUE TO

SHARE REPURCHASE

PROPOSAL #1.10: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE MATTERS REGARDING SHARE REPURCHASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Septwolves Industry Co., Ltd.

  TICKER:               002029                            CUSIP:   Y2653T105

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION EVALUATION              ISSUER            YES             FOR                  FOR

RULES OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

 MEMBERS

PROPOSAL #9: APPROVE APPLICATION FOR ANNUAL                        ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #10: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES             FOR                  FOR

CONSOLIDATED SUBSIDIARIES

PROPOSAL #11: APPROVE CONTINUED USE OF PARTIAL                   ISSUER            YES             FOR                  FOR

TEMPORARY IDLE RAISED FUNDS TO CONDUCT CASH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Star-Net Communication Co., Ltd.

  TICKER:               002396                            CUSIP:   Y2655W106

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Star-Net Communication Co., Ltd.

  TICKER:               002396                            CUSIP:   Y2655W106

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE COMPANY AND ITS CONTROLLING                ISSUER            YES             FOR                  FOR

SUBSIDIARY USE OF PARTIAL OWNED IDLE FUNDS TO INVEST

IN GUARANTEED FINANCIAL PRODUCTS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF FUJIAN HUAXING        ISSUER            YES             FOR                  FOR

 CPA AS 2016 AUDITOR

PROPOSAL #8: APPROVE 2016 CREDIT USE PLAN ARRANGEMENT        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Sunner Development Co., Ltd.

  TICKER:               002299                            CUSIP:   ADPV13401

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF LOANS AND            ISSUER            YES             FOR                  FOR

BANK CREDIT LINES BY THE COMPANY AND SUBSIDIARIES

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS OF THE COMPANY AND SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 REMUNERATION PLAN FOR                 ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #10: ELECT LIN JING AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Torch Electron Technology Co ., Ltd.

  TICKER:               603678                            CUSIP:   Y2665P109

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 COMPANY'S ELIGIBILITY FOR          ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE 2015 PRIVATE PLACEMENT OF NEW            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #3: APPROVE 2015 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #4: APPROVE 2015 FEASIBILITY ANALYSIS REPORT        ISSUER            YES             FOR                  FOR

 ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Torch Electron Technology Co ., Ltd.

  TICKER:               603678                            CUSIP:   Y2665P109

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF SPECIAL              ISSUER            YES             FOR                  FOR

DEPOSIT AND USAGE OF RAISED FUNDS

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Torch Electron Technology Co ., Ltd.

  TICKER:               603678                            CUSIP:   Y2665P109

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

DIVIDENDS DISTRIBUTION

PROPOSAL #6: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES BY THE COMPANY AND WHOLLY-

OWNED SUBSIDIARIES AS WELL AS PROVISION OF GUARANTEE

PROPOSAL #7: APPROVE TO APPOINT AUDITOR                                ISSUER            YES             FOR                  FOR


 

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #11: APPROVE COMMITMENT FROM CONTROLLING              ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Torch Electron Technology Co ., Ltd.

  TICKER:               603678                            CUSIP:   Y2665P109

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR 2015          ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO 2015 PRIVATE                 ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES (2ND REVISION)

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               FuJian Yanjing HuiQuan Brewery Co., Ltd.

  TICKER:               600573                            CUSIP:   Y2675L106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CONFIRMATION OF AUDITOR'S 2015          ISSUER            YES             FOR                  FOR

AUDIT REMUNERATION

PROPOSAL #7: APPROVE APPOINTMENT OF GRANTTHORNTON              ISSUER            YES             FOR                  FOR

CPAS AS 2016 FINANCIAL AUDITOR AND INTERNAL CONTROL

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Zhangzhou Development Co., Ltd.

  TICKER:               000753                            CUSIP:   Y2654D109

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT ZHUANG WENHAI AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.2: ELECT LIN FENMIAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.1.3: ELECT LIN ATOU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.4: ELECT LI QIN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.5: ELECT YANG ZHIYUAN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.6: ELECT HAN JINPENG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.2.1: ELECT LIN ZHIYANG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.2: ELECT HUANG JIANXIONG AS INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.2.3: ELECT PAN YUE AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT XU YULING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT WU KUNHONG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.3: ELECT KE YIMIN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Zhangzhou Development Co., Ltd.

  TICKER:               000753                            CUSIP:   Y2654D109

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING CONSTRUCTION ENGINEERING CONTRACT BETWEEN

WHOLLY OWNED SUBSIDIARY, FUJIAN XINHE REAL ESTATE

DEVELOPMENT CO., LTD AND RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Zhangzhou Development Co., Ltd.

  TICKER:               000753                            CUSIP:   Y2654D109

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY REAL ESTATE BUSINESS              ISSUER            YES             FOR                  FOR

SPECIAL INSPECTION REPORT

PROPOSAL #2: APPROVE COMMITMENT LETTER FROM BOARD OF         ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

REGARDING COMPANY REAL ESTATE BUSINESS


 

PROPOSAL #3: APPROVE COMMITMENT LETTER FROM                        ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER FUJIAN ZHANGLONG GROUP CO.,

LTD REGARDING COMPANY REAL ESTATE BUSINESS

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5: ELECT WU QIANG AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6: APPROVE RISK WARNING AND COUNTER-                SHAREHOLDER        YES             FOR                  FOR

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PROPOSAL #7: APPROVE COMMITMENT LETTERS OF DIRECTORS    SHAREHOLDER        YES             FOR                  FOR

AND SENIOR MANAGEMENT IN CONNECTION TO COUNTER-

DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Zhangzhou Development Co., Ltd.

  TICKER:               000753                            CUSIP:   Y2654D109

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF CONSTRUCTION CONTRACT        ISSUER            YES             FOR                  FOR

 BETWEEN WHOLLY-OWNED SUBSIDIARY ZHANGZHOU ZHAOFA

PROPERTIES LIMITED AND RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Zhangzhou Development Co., Ltd.

  TICKER:               000753                            CUSIP:   Y2654D109

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fujian Zhangzhou Development Co., Ltd.

  TICKER:               000753                            CUSIP:   Y2654D109

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 EXTERNAL GUARANTEE LIMIT             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fullshare Holdings Limited

  TICKER:               00607                              CUSIP:   G3690U105

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE MASTER AGREEMENT AND RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #1b: APPROVE 2015-2017 ANNUAL CAP UNDER THE         ISSUER            YES             FOR                  FOR

MASTER AGREEMENT

PROPOSAL #1c: AUTHORIZE BOARD TO EXECUTE ALL                       ISSUER            YES             FOR                  FOR

DOCUMENTS AND DO ALL SUCH ACTS NECESSARY FOR THE

COMPLETION OF THE MASTER AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fullshare Holdings Limited

  TICKER:               00607                              CUSIP:   G3690U105

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT,              ISSUER            YES             FOR                  FOR

ISSUANCE OF CONSIDERATION SHARES UNDER SPECIFIC

MANDATE AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fullshare Holdings Limited

  TICKER:               607                                  CUSIP:   G3690U105

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANKE SHARE TRANSFER AGREEMENT            ISSUER            YES             FOR                  FOR

AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fullshare Holdings Limited

  TICKER:               607                                  CUSIP:   G3690U105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT JI CHANGQUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT SHI ZHIQIANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT TSANG SAI CHUNG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE SHINEWING (HK) CPA LIMITED AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fullshare Holdings Limited

  TICKER:               607                                  CUSIP:   G3690U105

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ERNST & YOUNG AS AUDITOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fushun Special Steel Co Ltd

  TICKER:               600399                            CUSIP:   Y2676P106

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN CAPITAL OF WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY

PROPOSAL #2: APPROVE ESTABLISHMENT OF INVESTMENT                ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #4.00: APPROVE CORPORATE BOND ISSUANCE VIA          ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #4.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: APPROVE ISSUE TYPE AND BOND MATURITY         ISSUER            YES             FOR                  FOR

PROPOSAL #4.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 FOR THE PAYMENT OF INTEREST

PROPOSAL #4.04: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #4.05: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #4.06: APPROVE MAIN UNDERWRITER                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.07: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4.08: APPROVE GUARANTEE SITUATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AUTHORIZATIONS IN CONNECTION TO         ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #6: APPROVE ISSUANCE OF NON-PUBLIC DEBT                ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fushun Special Steel Co Ltd

  TICKER:               600399                            CUSIP:   Y2676P106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #11.01: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #11.02: APPROVE BOND TYPE AND MATURITY                  ISSUER            YES             FOR                  FOR

PROPOSAL #11.03: APPROVE BOND INTEREST RATE AND                 ISSUER            YES             FOR                  FOR

INTEREST PAYMENT

PROPOSAL #11.04: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #11.05: APPROVE ISSUE MANNER AND TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #11.06: APPROVE UNDERWRITER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #11.07: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #11.08: APPROVE GUARANTEE IN RELATION TO              ISSUER            YES             FOR                  FOR

BOND ISSUANCE

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #14: APPROVE 2016 FUTURES HEDGING BUSINESS           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE ADJUSTMENT TO REMUNERATION OF          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fushun Special Steel Co Ltd

  TICKER:               600399                            CUSIP:   Y2676P106

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DONG SHI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fuyao Glass Industry Group Co., Ltd.

  TICKER:               600660                            CUSIP:   Y26783103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE THE WORK REPORT OF THE BOARD OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE THE WORK REPORT OF THE BOARD OF         ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY OF              ISSUER            YES             FOR                  FOR

ANNUAL REPORT

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC

AUDIT INSTITUTION AND INTERNAL CONTROL AUDIT

INSTITUTION AND PAYMENT OF THE COMPANY

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

OVERSEAS AUDIT INSTITUTION OF THE COMPANY

PROPOSAL #8: APPROVE THE WORK REPORT OF THE                        ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #9: APPROVE COMPANY'S SATISFACTION OF THE        SHAREHOLDER        YES             FOR                  FOR

CONDITIONS OF THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.01: APPROVE SIZE OF THE ISSUANCE AND PAR   SHAREHOLDER        YES             FOR                  FOR

 VALUE IN RELATION TO THE PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #10.02: APPROVE COUPON RATE OF THE BONDS AND   SHAREHOLDER        YES             FOR                  FOR

 DETERMINATION METHOD IN RELATION TO THE PUBLIC

ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.03: APPROVE TERM OF THE BONDS AND METHOD   SHAREHOLDER        YES             FOR                  FOR

 OF REPAYMENT OF PRINCIPAL AND PAYMENT OF INTERESTS

IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.04: APPROVE METHOD OF ISSUANCE, TARGET      SHAREHOLDER        YES             FOR                  FOR

INVESTORS OF ISSUANCE AND ARRANGEMENTS OF PLACEMENT

FOR SHAREHOLDERS OF THE COMPANY IN RELATION TO THE

PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.05: APPROVE GUARANTEE IN RELATION TO THE   SHAREHOLDER        YES             FOR                  FOR

 PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.06: APPROVE SAFEGUARD MEASURES FOR             SHAREHOLDER        YES             FOR                  FOR

REPAYMENT IN RELATION TO THE PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #10.07: APPROVE UNDERWRITING METHOD AND           SHAREHOLDER        YES             FOR                  FOR

LISTING ARRANGEMENT IN RELATION TO THE PUBLIC

ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.08: APPROVE USE OF PROCEEDS IN RELATION    SHAREHOLDER        YES             FOR                  FOR

TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.09: APPROVE RESOLUTION VALIDITY PERIOD      SHAREHOLDER        YES             FOR                  FOR

IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #11: AUTHORIZE BOARD TO DEAL WITH ALL               SHAREHOLDER        YES             FOR                  FOR

MATTERS IN RELATION TO THE PUBLIC ISSUANCE OF

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fuyao Glass Industry Group Co., Ltd.

  TICKER:               600660                            CUSIP:   Y2680G100

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHEN JICHENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Fuyao Glass Industry Group Co., Ltd.

  TICKER:               600660                            CUSIP:   Y2680G100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC

AUDIT INSTITUTION AND INTERNAL CONTROL AUDIT

INSTITUTION FOR 2016 AND THEIR SERVICE CHARGES FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

OVERSEAS AUDIT INSTITUTION FOR 2015 AND 2016

PROPOSAL #8: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #9: APPROVE COMPANY'S SATISFACTION OF THE        SHAREHOLDER        YES             FOR                  FOR

CONDITIONS OF THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10: APPROVE RESOLUTIONS ON THE PLAN OF           SHAREHOLDER        YES             FOR                  FOR

PUBLIC ISSUANCE OF CORPORATE BONDS TO QUALIFIED

INVESTORS

PROPOSAL #10.01: APPROVE SIZE OF THE ISSUANCE AND PAR   SHAREHOLDER        YES             FOR                  FOR

 VALUE IN RELATION TO THE PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #10.02: APPROVE COUPON RATE OF THE BONDS AND   SHAREHOLDER        YES             FOR                  FOR

 DETERMINATION METHOD IN RELATION TO THE PUBLIC

ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.03: APPROVE TERM OF THE BONDS AND METHOD   SHAREHOLDER        YES             FOR                  FOR

 OF REPAYMENT OF PRINCIPAL AND PAYMENT OF INTERESTS

IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.04: APPROVE METHOD OF ISSUANCE, TARGET      SHAREHOLDER        YES             FOR                  FOR

INVESTORS OF ISSUANCE AND ARRANGEMENTS OF PLACEMENT

FOR SHAREHOLDERS OF THE COMPANY IN RELATION TO THE

PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.05: APPROVE GUARANTEE IN RELATION TO THE   SHAREHOLDER        YES             FOR                  FOR

 PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.06: APPROVE SAFEGUARD MEASURES FOR             SHAREHOLDER        YES             FOR                  FOR

REPAYMENT IN RELATION TO THE PUBLIC ISSUANCE OF

CORPORATE BONDS

PROPOSAL #10.07: APPROVE UNDERWRITING METHOD AND           SHAREHOLDER        YES             FOR                  FOR

LISTING ARRANGEMENT IN RELATION TO THE PUBLIC

ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.08: APPROVE USE OF PROCEEDS IN RELATION    SHAREHOLDER        YES             FOR                  FOR

TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #10.09: APPROVE RESOLUTION VALIDITY PERIOD      SHAREHOLDER        YES             FOR                  FOR

IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #11: AUTHORIZE BOARD TO DEAL WITH ALL               SHAREHOLDER        YES             FOR                  FOR

MATTERS IN RELATION TO THE PUBLIC ISSUANCE OF


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GAEC Educacao SA

  TICKER:               ANIM3                              CUSIP:   P4611H116

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GAEC Educacao SA

  TICKER:               ANIM3                              CUSIP:   P4611H116

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY ACQUISITION OF SOCIEDADE                       ISSUER            YES             FOR                  FOR

EDUCACIONAL DE SANTA CATARINA (SOCIESC) TO BE CARRIED

 OUT BY THE COMPANY'S SUBSIDIARY PGP EDUCACAO S.A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gafisa S.A

  TICKER:               GFSA3                              CUSIP:   P4408T158

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT DIRECTOR NOMINATED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDERS

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #6: INSTALL AND FIX NUMBER OF FISCAL COUNCIL        ISSUER            YES             FOR                  FOR

 MEMBERS

PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

PROPOSAL #8: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gail India Ltd.

  TICKER:               532155                            CUSIP:   Y2682X135

  MEETING DATE:   9/16/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT M. RAVINDRAN AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT A. KARNATAK AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

G.S. MATHUR & CO. AND O P BAGLA & CO., THE JOINT

STATUTORY AUDITORS

PROPOSAL #6: ELECT S. PURKAYASTHA AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE MATERIAL RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH PETRONET LNG LIMITED

PROPOSAL #9: AUTHORIZE ISSUANCE OF BONDS                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gamuda Berhad

  TICKER:               GAMUDA                            CUSIP:   Y2679X106

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT HA TIING TAI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT SAW WAH THENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gamuda Berhad

  TICKER:               GAMUDA                            CUSIP:   Y2679X106

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RENOUNCEABLE RIGHTS ISSUE OF              ISSUER            YES             FOR                  FOR

WARRANTS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ganfeng Lithium Co., Ltd.

  TICKER:               002460                            CUSIP:   Y444B3104

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIU JUN AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE WHOLLY-OWNED SUBSIDIARY GANFENG         ISSUER            YES             FOR                  FOR

INTERNATIONAL CO., LTD. TO EXERCISE ITS RIGHT IN

AUSTRALIA RIM COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ganfeng Lithium Co., Ltd.

  TICKER:               002460                            CUSIP:   Y444B3104

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE CONFIRMATION OF REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPOINTMENT OF AUDITOR                                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPURCHASE OF COMPENSATION                 ISSUER            YES             FOR                  FOR

SHARES OF LI WANCHUN AND HU YUMEII

PROPOSAL #8: APPROVE CHANGE IN REGISTERED CAPITAL               ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE EQUITY DISTRIBUTION PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #13.1: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #13.2: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #13.3: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

MANNER

PROPOSAL #13.4: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #13.5: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #13.6: APPROVE LOCK-UP ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #13.7: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #13.8: APPROVE INTENDED USAGE OF FUNDS                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.9: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #13.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR


 

PROPOSAL #14: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS (AMENDED DRAFT)

PROPOSAL #15: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (AMENDED DRAFT)

PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #17: APPROVE THE NOTION THAT PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES CONSTITUTES AS RELATED PARTY

TRANSACTION

PROPOSAL #18: APPROVE ESTABLISHMENT OF RAISED FUNDS          ISSUER            YES             FOR                  FOR

SPECIAL ACCOUNT

PROPOSAL #19: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH LI LIANGBIN IN CONNECTION TO PRIVATE

PLACEMENT

PROPOSAL #20: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH WANG XIAOSHEN IN CONNECTION TO PRIVATE

 PLACEMENT

PROPOSAL #21: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #22: APPROVE COMMITMENT BY ULTIMATE                       ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #23: APPROVE COMMITMENT BY DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #24: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #25: APPROVE UPWARD ADJUSTMENT TO THE RISK      SHAREHOLDER        YES             FOR                  FOR

INVESTMENT LIMIT AND EXTENSION IN THE INVESTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Dunhuang Seed Co., Ltd.

  TICKER:               600354                            CUSIP:   Y2682F100

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 LOAN LIMIT (EXCLUDING                 ISSUER            YES             FOR                  FOR

COTTON POLICY ACQUISITION LOAN) AND AUTHORIZE BOARD

TO SIGN RELEVANT DOCUMENTS

PROPOSAL #7.01: APPROVE 2016 GUARANTEE PROVISION                ISSUER            YES         AGAINST           AGAINST

LIMIT AND AUTHORIZE BOARD TO SIGN RELEVANT DOCUMENTS

PROPOSAL #7.02: APPROVE PROVISION OF CNY 15 MILLION          ISSUER            YES             FOR                  FOR

GUARANTEE TO GANSU DUNHUANG SEED FRUIT AND VEGETABLE

PRODUCTS CO., LTD.

PROPOSAL #7.03: APPROVE PROVISION OF CNY 60 MILLION          ISSUER            YES             FOR                  FOR

GUARANTEE TO JIUQUAN DUNHUANG SEED BAIJIA FOOD CO.,

LTD.

PROPOSAL #7.04: APPROVE PROVISION OF CNY 30 MILLION          ISSUER            YES         AGAINST           AGAINST

GUARANTEE TO WUHAN DUNHUANG SEED CO., LTD. (INCLUDING

 MIANYANG DUNHUANG SEED CO., LTD.)


 

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF RUIHUA            ISSUER            YES             FOR                  FOR

CPAS AS FINANCIAL AUDITOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Gangtai Holding (Group) Co., Ltd.

  TICKER:               600687                            CUSIP:   Y9721W101

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED INDIRECT SUBSIDIARY GUODING GOLD CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Gangtai Holding (Group) Co., Ltd.

  TICKER:               600687                            CUSIP:   Y9721W101

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY, TAIZHOU GANGTAI GOLD

ACCESSORIES CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY OWNED INDIRECT SUBSIDIARY, GUODING GOLD CO.,

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Gangtai Holding (Group) Co., Ltd.

  TICKER:               600687                            CUSIP:   Y9721W101

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY GANSU DAYE GEOLOGICAL MINING CO.,

PROPOSAL #2: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY AND WHOLLY-OWNED INDIRECT SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Gangtai Holding (Group) Co., Ltd.

  TICKER:               600687                            CUSIP:   Y9721W101

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY OWNED INDIRECT SUBSIDIARY GUODING GOLD CO.,

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY OWNED SUBSIDIARY GANSU DAYE GEOLOGICAL MINING

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Gangtai Holding (Group) Co., Ltd.

  TICKER:               600687                            CUSIP:   Y9721W101

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED INDIRECT SUBSIDIARY SHANGHAI GANGTAI

GOLD ACCESSORIES CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Gangtai Holding (Group) Co., Ltd.

  TICKER:               600687                            CUSIP:   Y9721W101

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF EXTERNAL         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #10: APPROVE 2013 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #11: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS FROM PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Jingyuan Coal Industry & Electricity Power Co., Ltd.

  TICKER:               000552                            CUSIP:   Y2681L108

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT  (INCLUDING SPECIFIC

INVESTMENT PLAN)

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR


 

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Jiu Steel Group Hongxing Iron & Steel Co., Ltd.

  TICKER:               600307                            CUSIP:   Y2682D105

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER             NO              N/A                  N/A

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER             NO              N/A                  N/A

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER             NO              N/A                  N/A

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE CREDIT LINE APPLICATION FROM              ISSUER            YES             FOR                  FOR

BANKS

PROPOSAL #9: APPROVE CREDIT LINE APPLICATION FROM              ISSUER             NO              N/A                  N/A

BANKS

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS


 

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #14.01: ELECT TANG HONGGUANG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT TANG HONGGUANG AS INDEPENDENT         ISSUER             NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Mogao Industrial Development Co., Ltd.

  TICKER:               600543                            CUSIP:   Y26827116

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE USE OF OWN IDLE FUNDS TO                     ISSUER            YES             FOR                  FOR

PURCHASE FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT ZHAO GUOZHU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT ZHANG JINHU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT LI KAIBIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT WEI GUOBIN AS NON-INDEPENDENT          ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #9.05: ELECT LI ZONGWEN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.06: ELECT LI KESHU AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.07: ELECT WANG XINGXUE AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.08: ELECT LIU SHUNXIAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.09: ELECT JIA MINGQI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.10: ELECT HU NONG AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.11: ELECT WANG PENGWEI AS NON-INDEPENDENT   SHAREHOLDER        YES         AGAINST               N/A

 DIRECTOR

PROPOSAL #9.12: ELECT QIN QIAO AS NON-INDEPENDENT          SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #10.01: ELECT YANG YINGCAI AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A


 

PROPOSAL #10.02: ELECT WU BOCHENG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.3: ELECT ZHONG FUQUAN AS SUPERVISOR            SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Qilianshan Cement Group Co., Ltd.

  TICKER:               600720                            CUSIP:   Y2682V105

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN COMMITMENT FULFILLMENT        ISSUER            YES             FOR                  FOR

 TERM OF COMPANY'S CONTROLLING SHAREHOLDER

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO FINANCING        ISSUER            YES             FOR                  FOR

 OF CONTROLLED SUBSIDIARY GANSU ZHANGYE JULONG

BUILDING MATERIALS CO., LTD.

PROPOSAL #3: APPROVE CHANGE OF INVENTORY ACCOUNTING          ISSUER            YES             FOR                  FOR

POLICIES

PROPOSAL #4: APPROVE APPOINTMENT OF 2015 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Yasheng Industrial (Group) Co., Ltd.

  TICKER:               600108                            CUSIP:   Y2684Y107

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPLACEMENT OF RAISED FUNDS                ISSUER            YES             FOR                  FOR

INVESTED IN PROJECT WITH OWN FUNDS

PROPOSAL #2: APPROVE CHANGE OF USAGE OF EXCESS RAISED        ISSUER            YES             FOR                  FOR

 FUNDS

PROPOSAL #3: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Yasheng Industrial (Group) Co., Ltd.

  TICKER:               600108                            CUSIP:   Y2684Y107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE ASSET SWAP AND RELATED-PARTY              ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gansu Yasheng Industrial (Group) Co., Ltd.

  TICKER:               600108                            CUSIP:   Y2684Y107

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

2015 PAYMENT OF FINANCIAL AUDIT FEES

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE CHANGE IN PARTIAL RAISED FUNDS          ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT SIZE AND CHANGE IN USAGE OF

PARTIAL RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gas Malaysia Berhad

  TICKER:               GASMSIA                          CUSIP:   Y26830102

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT TAN LYE CHONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ABU BAKAR BIN S MOHSIN ALMOHDZAR          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #4: ELECT OOI TEIK HUAT AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GCL System Integration Technology Co., Ltd.

  TICKER:               002506                            CUSIP:   Y7684Q103

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUPPLEMENTAL 2015 RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY THE

PROPOSAL #3: APPROVE CAPITAL INJECTION IN WHOLLY-               ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY XIEXIN INTEGRATION TECHNOLOGY

(SUZHOU) CO., LTD

PROPOSAL #4: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

SUZHOU JIANXIN COMMERCIAL FACTORING CO., LTD

PROPOSAL #5: APPROVE EXTERNAL INVESTMENT IN                        ISSUER            YES         AGAINST           AGAINST

CONNECTION TO ESTABLISHMENT OF INDIA JOINT VENTURE

PROPOSAL #6: APPROVE ACQUISITION OF 51% EQUITY IN              ISSUER            YES             FOR                  FOR

AUSTRALIAN ONE STOP WAREHOUSE PTY LTD

PROPOSAL #7: APPROVE PARTICIPATING AND ESTABLISHMENT         ISSUER            YES             FOR                  FOR

OF INDUSTRIAL INVESTMENT FUNDS

PROPOSAL #8: ELECT CHEN CHUANMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GCL System Integration Technology Co., Ltd.

  TICKER:               002506                            CUSIP:   Y7684Q103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AND PROVISION OF GUARANTEE

 TO THE SUBSIDIARY

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE LAUNCHING OF BILL-POOL BUSINESS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GCL-Poly Energy Holdings Ltd.

  TICKER:               03800                              CUSIP:   G3774X108

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: APPROVE THE TERMS OF AMENDED AND                     ISSUER            YES             FOR                  FOR

RESTATED NON-COMPETITION DEED AND RELATED

PROPOSAL #3: ELECT SHEN WENZHONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REFRESHMENT OF THE SCHEME LIMIT         ISSUER            YES             FOR                  FOR

UNDER THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GCL-Poly Energy Holdings Ltd.

  TICKER:               3800                                CUSIP:   G3774X108

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT ZHU GONGSHAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT JI JUN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT JIANG WENWU AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT ZHENG XIONGJIU AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: ELECT HO CHUNG TAI, RAYMOND AS                     ISSUER            YES             FOR                  FOR

DIRECTOR


 

PROPOSAL #2.6: ELECT WONG MAN CHUNG, FRANCIS AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.7: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5: INCREASE AUTHORIZED SHARE CAPITAL                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GD Power Development Co., Ltd.

  TICKER:               600795                            CUSIP:   Y2685C112

  MEETING DATE:   10/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INCREASE BY INTRODUCTION        ISSUER            YES             FOR                  FOR

 OF STRATEGIC INVESTORS IN GD DADU RIVER HYDROPOWER

DEVELOPMENT CO., LTD.'S CONTROLLED SUBSIDIARY SICHUAN

 DADU RIVER SHUANGJIANGKOU HYDROPOWER DEVELOPMENT

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GD Power Development Co., Ltd.

  TICKER:               600795                            CUSIP:   Y2685C112

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LV YUEGANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GD Power Development Co., Ltd.

  TICKER:               600795                            CUSIP:   Y2685C112

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROVISION OF FINANCING GUARANTEE        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL STATEMENT AUDITOR AND AUDIT FEES


 

PROPOSAL #8: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 INTERNAL CONTROL AUDITOR AND AUDIT FEES

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS OF COMPANY AND ITS CONTROLLED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Geely Automobile Holdings Ltd.

  TICKER:               00175                              CUSIP:   G3777B103

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016-2018 ANNUAL CAP UNDER THE          ISSUER            YES             FOR                  FOR

SERVICES AGREEMENT

PROPOSAL #2: APPROVE ELECTRIC VEHICLE AGREEMENT,                ISSUER            YES             FOR                  FOR

2016-2018 ANNUAL CAP AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE LOAN GUARANTEE AGREEMENT, 2016-         ISSUER            YES             FOR                  FOR

2018 ANNUAL CAP AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Geely Automobile Holdings Ltd.

  TICKER:               175                                  CUSIP:   G3777B103

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE VOLVO FINANCING ARRANGEMENTS,            ISSUER            YES             FOR                  FOR

ANNUAL CAPS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Geely Automobile Holdings Ltd.

  TICKER:               175                                  CUSIP:   G3777B103

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ANG SIU LUN, LAWRENCE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LIU JIN LIANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CARL PETER EDMUND MORIZ FORSTER AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6: ELECT YEUNG SAU HUNG, ALEX AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE GRANT THORNTON HONG KONG LIMITED        ISSUER            YES             FOR                  FOR

 AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GEK Terna SA

  TICKER:               GEKTERNA                        CUSIP:   X3125P102

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPOINT MEMBERS OF AUDIT COMMITTEE                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORIZE BOARD TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GEM Co Ltd

  TICKER:               002340                            CUSIP:   Y7744C102

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE INVESTMENT IN THE ESTABLISHMENT         ISSUER            YES             FOR                  FOR

OF WASTE TIRE RECYCLING PROJECT

PROPOSAL #5: APPROVE INVESTMENT IN THE ESTABLISHMENT         ISSUER            YES             FOR                  FOR

OF WASTE CARS UTILIZATION PROJECT

PROPOSAL #6: APPROVE INVESTMENT IN THE ESTABLISHMENT         ISSUER            YES             FOR                  FOR

OF 5,000 TONS ANNUAL OUTPUT NICKEL-COBALT-ALUMINUM 

(NCA) TERNARY BATTERY MATERIAL PRECURSOR RAW MATERIAL

 PROJECT BY SUBSIDIARY

PROPOSAL #7: APPROVE INVESTMENT IN THE ESTABLISHMENT         ISSUER            YES             FOR                  FOR

OF 10,000 TONS ANNUAL OUTPUT NICKEL, COBALT AND

LITHIUM MANGANESE OXIDE TERNARY CATHODE MATERIAL

PROJECTS

PROPOSAL #8: APPROVE INVESTMENT IN THE ESTABLISHMENT         ISSUER            YES             FOR                  FOR

OF 10,000 TONS ANNUAL OUTPUT NICKEL, COBALT AND

MANGANESE (NCM) TERNARY PRECURSOR RAW MATERIAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GEM Co Ltd

  TICKER:               002340                            CUSIP:   Y7744C102

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1.1: ELECT XU KAIHUA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT WANG MIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT ZHANG YANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT CHEN XINGTI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LI YINGZHAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT WU SHUJIE AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT LI QUANHUI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT FAN HONGJIE AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK CREDIT LINE OF WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GEM Co Ltd

  TICKER:               002340                            CUSIP:   Y7744C102

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR GREEN         ISSUER            YES             FOR                  FOR

BOND ISSUANCE

PROPOSAL #2.: APPROVE BOND NAME                                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE AMOUNT                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ADJUSTMENT TO INTEREST RATE            ISSUER            YES             FOR                  FOR

AND SALE-BACK PROVISION

PROPOSAL #2.5: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ISSUE SCOPE AND SUBSCRIBERS             ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DEBT SERVICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE CREDIT ARRANGEMENT AND OTHER         ISSUER            YES             FOR                  FOR

MATTERS

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #4.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: APPROVE PLACING PRINCIPLES                             ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: APPROVE BOND MATURITY AND BOND                     ISSUER            YES             FOR                  FOR

INTEREST RATE

PROPOSAL #4.6: APPROVE DEBT SERVICE                                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #4.7: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: APPROVE INCREASE IN CREDIT AND                     ISSUER            YES             FOR                  FOR

GUARANTEE ARRANGEMENTS

PROPOSAL #4.9: APPROVE REDEMPTION PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.10: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #4.11: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.12: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GEM Co Ltd

  TICKER:               002340                            CUSIP:   Y7744C102

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 BANK CREDIT PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 BANK CREDIT LINE GUARANTEE         ISSUER            YES         AGAINST           AGAINST

PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gemdale Corp.

  TICKER:               600383                            CUSIP:   Y2685G105

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF DELOITTE              ISSUER            YES             FOR                  FOR

TOUCHE TOHMATSU CPA AS AUDITOR

PROPOSAL #6: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 EXTERNAL GUARANTEES                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS


 

PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 ISSUANCE OF CORPORATE BONDS

PROPOSAL #10: APPROVE PUBLIC ISSUANCE OF CORPORATE            ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #11: APPROVE SELF-INSPECTION REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S REAL ESTATE BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gemtek Technology Co Ltd

  TICKER:               4906                                CUSIP:   Y2684N101

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CHEN HONGWEN, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT CAI FUZAN, WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

4, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT YANG ZHENGREN, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 2, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT XU RONGHUI, WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 9, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT ZHANG YUEJI, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 24547, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT REPRESENTATIVE OF BANG MAO                 ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 116964, AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT REPRESENTATIVE OF LI HENG                   ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 81982, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT HUANG NENGFU, WITH ID NO.                   ISSUER            YES             FOR                  FOR

U120683XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT ZHAO YAOGENG, WITH ID NO.                   ISSUER            YES             FOR                  FOR

F122153XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT SHEN XIUCHENG, WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 340, AS SUPERVISOR

PROPOSAL #4.11: ELECT REPRESENTATIVE OF TSKY CO.,              ISSUER            YES             FOR                  FOR

LTD., WITH SHAREHOLDER NO. 143491, AS SUPERVISOR

PROPOSAL #4.12: ELECT LIAO YIXIN, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 481, AS SUPERVISOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gem-Year Industrial Co., Ltd.

  TICKER:               601002                            CUSIP:   Y2684V103

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CREDIT LINE APPLICATION AND                ISSUER            YES             FOR                  FOR

AUTHORIZATION RELATED MATTERS

PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO                     ISSUER            YES             FOR                  FOR

INVESTMENT IN LOW RISK FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE BANK LOAN FOR CONTROLLED                     ISSUER            YES             FOR                  FOR

SUBSIDIARY AS WELL AS OTHER FINANCING GUARANTEE LINES

PROPOSAL #9: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               General Interface Solution (GIS) Holding Limited

  TICKER:               6456                                CUSIP:   G3808R101

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #6: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT VIA PUBLIC

OFFERING

PROPOSAL #7: ELECT ZHAO CHANGBO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR ZHOU, XIAN-YING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Genesis Photonics Inc.

  TICKER:               3383                                CUSIP:   Y26927106

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: APPROVE CASH CAPITAL INCREASE BY                     ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF ORDINARY SHARES AND/OR CASH CAPITAL

INCREASE BY ISSUANCE OF ORDINARY SHARES TO

PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY


 

PROPOSAL #6: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Genius Electronic Optical Co., Ltd.

  TICKER:               3406                                CUSIP:   Y2692U105

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4.1: ELECT LIN CHIEN HSING WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO.96 AND ID NO.N121****** AS INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT HUNG MING JU WITH ID                            ISSUER            YES             FOR                  FOR

NO.B120****** AS INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT CHEN TIAN QING WITH SHAREHOLDER    SHAREHOLDER        YES         AGAINST               N/A

NO.2 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT CHEN YI JUN WITH SHAREHOLDER          SHAREHOLDER        YES         AGAINST               N/A

NO.4 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT CHEN JING LONG WITH SHAREHOLDER    SHAREHOLDER        YES         AGAINST               N/A

NO.407 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT CHEN TIAN SHU WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO.1 AS SUPERVISOR

PROPOSAL #4.7: ELECT TIAN JIA SHENG AS SUPERVISOR          SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.8: ELECT LIAO ZHENG DA AS SUPERVISOR            SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Genomma Lab Internacional S.A.B. de C.V.

  TICKER:               LAB B                              CUSIP:   P48318102

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS AND ALLOCATION OF INCOME

PROPOSAL #2: ELECT OR RATIFY DIRECTORS, SECRETARIES,         ISSUER            YES         AGAINST           AGAINST

AND CHAIRMEN OF AUDIT AND CORPORATE GOVERNANCE

COMMITTEES

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SECRETARIES AND MEMBERS OF BOARD COMMITTEES

PROPOSAL #4: ACCEPT REPORT ON SHARE REPURCHASE; SET          ISSUER            YES             FOR                  FOR

AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE RESERVE

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GENTERA S.A.B. de C.V.

  TICKER:               GENTERA *                      CUSIP:   P4831V101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS IN         ISSUER            YES             FOR                  FOR

COMPLIANCE WITH ARTICLE 172 OF MEXICAN GENERAL

COMPANIES LAW

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT ON SHARE REPURCHASE                 ISSUER            YES             FOR                  FOR

POLICIES

PROPOSAL #4: APPROVE CANCELLATION OF TREASURY SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT ON ADHERENCE TO FISCAL            ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #6: ELECT OR RATIFY DIRECTORS, CHAIRMEN OF          ISSUER            YES             FOR                  FOR

AUDIT AND CORPORATE PRACTICES COMMITTEES; APPROVE

THEIR REMUNERATION; VERIFY INDEPENDENCE

PROPOSAL #7: ELECT OR RATIFY CHAIRMAN, SECRETARY AND         ISSUER            YES             FOR                  FOR

DEPUTY SECRETARY OF BOARD

PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Genting Berhad

  TICKER:               GENTING                          CUSIP:   Y26926116

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LIM KEONG HUI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT MOHAMMED HANIF BIN OMAR AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT LIN SEE YAN AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: ELECT R. THILLAINATHAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECTFOONG CHENG YUEN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Genting Malaysia Berhad

  TICKER:               GENM                                CUSIP:   Y2698A103

  MEETING DATE:   7/2/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE MANDATE FOR THE DISPOSAL BY                ISSUER            YES             FOR                  FOR

RESORTS WORLD LTD., AN INDIRECT WHOLLY-OWNED

SUBSIDIARY OF THE COMPANY, OF THE 17.81 PERCENT OF

THE ISSUED AND PAID-UP SHARE CAPITAL OF GENTING HONG

KONG LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Genting Malaysia Berhad

  TICKER:               GENM                                CUSIP:   Y2698A103

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LIM KEONG HUI AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT KOH HONG SUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MOHAMMED HANIF BIN OMAR AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT ALWI JANTAN AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT CLIFFORD FRANCIS HERBERT AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE RENEWAL OF EXISTING                            ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MANDATE AND IMPLEMENTATION OF NEW

SHAREHOLDERS' MANDATE FOR ADDITIONAL RECURRENT

RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Genting Malaysia Berhad

  TICKER:               GENM                                CUSIP:   Y2698A103

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISPOSAL BY RESORTS WORLD                   ISSUER            YES             FOR                  FOR

LIMITED, AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF THE

COMPANY, OF THE ENTIRE SHARES IN GENTING HONG KONG

LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Genting Plantations Berhad

  TICKER:               GENP                                CUSIP:   Y26930100

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MOHD ZAHIDI BIN HJ ZAINUDDIN AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT QUAH CHEK TIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR


 

PROPOSAL #5: ELECT ABDUL GHANI BIN ABDULLAH AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT MOHD DIN JUSOH AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE RENEWAL OF EXISTING                            ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MANDATE AND IMPLEMENTATION OF NEW

SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GeoVision Inc.

  TICKER:               3356                                CUSIP:   Y2703D100

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GEPIC Energy Development Co., Ltd.

  TICKER:               000791                            CUSIP:   Y6412W101

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER             NO              N/A                  N/A

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF NEW

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER             NO              N/A                  N/A

BOARD TO HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GEPIC Energy Development Co., Ltd.

  TICKER:               000791                            CUSIP:   Y6412W101

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LI NINGPING AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT LI HUI AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT LU PING AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT HU ZHONGQUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT WAN HONGBO AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR


 

PROPOSAL #1.6: ELECT ZHAO JINYUAN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.7: ELECT MAO PENGQIAN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT LI QINGBIAO AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT HUO ZHAOLI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GEPIC Energy Development Co., Ltd.

  TICKER:               000791                            CUSIP:   Y6412W101

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CHANGES IN ACCOUNTING ESTIMATES         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #9: APPROVE 2016 PROVISION OF LOAN                        ISSUER            YES             FOR                  FOR

GUARANTEES TO CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gerdau S.A.

  TICKER:               GGBR4                              CUSIP:   P2867P113

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         AGAINST               N/A

 PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Getac Technology Corp

  TICKER:               3005                                CUSIP:   Y6084L102

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS, TRADING PROCEDURES

 GOVERNING DERIVATIVES PRODUCTS, PROCEDURES FOR

LENDING FUNDS TO OTHER PARTIES AND PROCEDURES FOR

ENDORSEMENT AND GUARANTEES


 

PROPOSAL #3: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #5: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT HUANG MING-HAN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 294 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT CAI FONG-SIH WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 9 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT MIAO FONG-CIANG, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF MITAC INTERNATION CORP. WITH SHAREHOLDER NO. 2, AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT LIN CYUAN-CHENG, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF MITAC INTERNATION CORP. WITH SHAREHOLDER NO. 2, AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT CIOU LUO-HUO WITH ID NO.                     ISSUER            YES             FOR                  FOR

J101774XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT CAI DUEI WITH ID NO. L100933XXX         ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT LIN KUN-MING WITH ID NO.                     ISSUER            YES             FOR                  FOR

P100481XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.8: ELECT JING HU-SHIH, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

LIEN HWA INDUSTRIAL CORPORATION WITH SHAREHOLDER NO.

74183, AS SUPERVISOR

PROPOSAL #6.9: ELECT JHOU DE-CIAN, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

LIEN HWA INDUSTRIAL CORPORATION WITH SHAREHOLDER NO.

74183, AS SUPERVISOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Getin Holding SA

  TICKER:               GTN                                  CUSIP:   X3203X100

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SUPERVISORY BOARD STATUTORY                ISSUER            YES             FOR                  FOR

REPORTS FOR FISCAL 2015

PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS IN FISCAL 2015

PROPOSAL #10: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #12: APPROVE TREATMENT OF NET LOSS FOR                 ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #13.1: APPROVE DISCHARGE OF PIOTR KACZMAREK         ISSUER            YES             FOR                  FOR

(CEO)


 

PROPOSAL #13.2: APPROVE DISCHARGE OF RAFAL JUSZCZAK          ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #13.3: APPROVE DISCHARGE OF RADOSLAW                     ISSUER            YES             FOR                  FOR

BONIECKI (DEPUTY CEO)

PROPOSAL #13.4: APPROVE DISCHARGE OF IZABELA                       ISSUER            YES             FOR                  FOR

LUBCZYNSKA (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.5: APPROVE DISCHARGE OF FRANTISEK                   ISSUER            YES             FOR                  FOR

BABICKY (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.6: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

FLORCZAK (MANAGEMENT BOARD MEMBER)

PROPOSAL #14.1: APPROVE DISCHARGE OF LESZEK CZARNECKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #14.2: APPROVE DISCHARGE OF REMIGIUSZ                   ISSUER            YES             FOR                  FOR

BALINSKI (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #14.3: APPROVE DISCHARGE OF MAREK                          ISSUER            YES             FOR                  FOR

GRZEGORZEWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #14.4: APPROVE DISCHARGE OF ANDRZEJ                       ISSUER            YES             FOR                  FOR

BLAZEJEWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #14.5: APPROVE DISCHARGE OF LONGIN KULA                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #14.6: APPROVE DISCHARGE OF ADAM MACIEJEWSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Getin Noble Bank SA

  TICKER:               GNB                                  CUSIP:   X3214S108

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND STATUTE RE: MANAGEMENT BOARD                 ISSUER            YES             FOR                  FOR

AUTHORIZATION TO INCREASE SHARE CAPITAL WITHIN LIMITS

 OF TARGET CAPITAL WITH POSSIBLE EXCLUSION OF

PREEMPTIVE RIGHTS

PROPOSAL #6: AMEND STATUTE RE: MANAGEMENT BOARD                 ISSUER            YES             FOR                  FOR

AUTHORIZATION TO INCREASE SHARE CAPITAL WITHIN LIMITS

 OF TARGET CAPITAL WITHOUT POSSIBLE EXCLUSION OF

PREEMPTIVE RIGHTS

PROPOSAL #7: AMEND STATUTE RE: RESERVE CAPITAL                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REDUCTION IN SHARE CAPITAL VIA          ISSUER            YES             FOR                  FOR

DECREASE IN SHARE NOMINAL VALUE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Getin Noble Bank SA

  TICKER:               GNB                                  CUSIP:   X3214S108

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SUPERVISORY BOARD REPORT                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS IN FISCAL 2015

PROPOSAL #10: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #12: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #13.1: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

ROSINSKI (CEO)

PROPOSAL #13.2: APPROVE DISCHARGE OF ARTUR KLIMCZAK          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13.3: APPROVE DISCHARGE OF RADOSLAW                     ISSUER            YES             FOR                  FOR

STEFURAK (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.4: APPROVE DISCHARGE OF KAROL                          ISSUER            YES             FOR                  FOR

KAROLKIEWICZ (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.5: APPROVE DISCHARGE OF KRZYSZTOF SPYRA         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13.6: APPROVE DISCHARGE OF MACIEJ                        ISSUER            YES             FOR                  FOR

SZCZECHURA (MANAGEMENT BOARD MEMBER)

PROPOSAL #13.7: APPROVE DISCHARGE OF GRZEGORZ TRACZ          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13.8: APPROVE DISCHARGE OF MARCIN DEC                 ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13.9: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

BASIAGA (MANAGEMENT BOARD MEMBER)

PROPOSAL #14.1: APPROVE DISCHARGE OF LESZEK CZARNECKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD CHAIR)

PROPOSAL #14.2: APPROVE DISCHARGE OF REMIGIUSZ                   ISSUER            YES             FOR                  FOR

BALINSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #14.3: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

BIELECKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #14.4: APPROVE DISCHARGE OF RAFAL JUSZCZAK          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #14.5: APPROVE DISCHARGE OF JACEK LISIK                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #14.6: APPROVE DISCHARGE OF MARIUSZ                       ISSUER            YES             FOR                  FOR

GRENDOWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND         ISSUER            YES             FOR                  FOR

CANCELLATION OF REPURCHASED SHARES

PROPOSAL #16: APPROVE REDUCTION IN SHARE CAPITAL VIA         ISSUER            YES             FOR                  FOR

SHARE CANCELLATION

PROPOSAL #17: APPROVE CONSOLIDATION OF SHARES; AMEND         ISSUER            YES             FOR                  FOR

STATUTE ACCORDINGLY

PROPOSAL #18: AMEND STATUTE                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GF Securities Co., Ltd.

  TICKER:               000776                            CUSIP:   Y270AF107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 DIRECTORS' REPORT                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE 2015 SUPERVISORY COMMITTEE'S              ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU LIMITED        ISSUER            YES             FOR                  FOR

 AS AUDITOR AND AUTHORIZE OPERATING MANAGEMENT TO

DETERMINE 2016 AUDIT FEE

PROPOSAL #7: APPROVE DONATIONS TO GF SECURITIES                 ISSUER            YES             FOR                  FOR

SOCIAL CHARITY FOUNDATION

PROPOSAL #8: APPROVE 2016 PROPRIETARY INVESTMENT                ISSUER            YES             FOR                  FOR

QUOTA

PROPOSAL #9: APPROVE 2016 EXPECTED DAILY RELATED                ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #10: APPROVE ADJUSTMENT OF DIRECTORS'                   ISSUER            YES             FOR                  FOR

ALLOWANCES

PROPOSAL #11: APPROVE ADJUSTMENT OF SUPERVISORS'                ISSUER            YES             FOR                  FOR

ALLOWANCES

PROPOSAL #12.1: ELECT TAN YUE AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.2: ELECT GU NAIKANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GF Securities Co., Ltd.

  TICKER:               000776                            CUSIP:   Y270AF115

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF CORPORATE ONSHORE            ISSUER            YES             FOR                  FOR

AND OFFSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.1: APPROVE ISSUING ENTITY, SIZE AND                 ISSUER            YES             FOR                  FOR

METHOD OF ISSUANCE IN RELATION TO THE ISSUANCE

CORPORATE ONSHORE AND OFFSHORE DEBT FINANCING

PROPOSAL #1.2: APPROVE TYPE OF THE DEBT FINANCING              ISSUER            YES             FOR                  FOR

INSTRUMENTS IN RELATION TO THE ISSUANCE CORPORATE

ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.3: APPROVE TERM OF THE DEBT FINANCING              ISSUER            YES             FOR                  FOR

INSTRUMENTS IN RELATION TO THE ISSUANCE CORPORATE

ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.4: APPROVE INTEREST RATE OF THE DEBT                ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS IN RELATION TO THE ISSUANCE

CORPORATE ONSHORE AND OFFSHORE DEBT FINANCING

INSTRUMENTS

PROPOSAL #1.5: APPROVE SECURITY AND OTHER                            ISSUER            YES             FOR                  FOR

ARRANGEMENTS IN RELATION TO THE ISSUANCE CORPORATE

ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.6: APPROVE USE OF PROCEEDS IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE ISSUANCE CORPORATE ONSHORE AND OFFSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #1.7: APPROVE ISSUING PRICE IN RELATION TO          ISSUER            YES             FOR                  FOR

THE ISSUANCE CORPORATE ONSHORE AND OFFSHORE DEBT

FINANCING INSTRUMENTS


 

PROPOSAL #1.8: APPROVE TARGETS OF ISSUE IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE CORPORATE ONSHORE AND OFFSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #1.9: APPROVE LISTING OF THE DEBT FINANCING         ISSUER            YES             FOR                  FOR

INSTRUMENTS IN RELATION TO THE ISSUANCE CORPORATE

ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.10: APPROVE SAFEGUARD MEASURES FOR DEBT          ISSUER            YES             FOR                  FOR

REPAYMENT OF THE DEBT FINANCING INSTRUMENTS IN

RELATION TO THE ISSUANCE CORPORATE ONSHORE AND

OFFSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.11: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTIONS PASSED IN RELATION TO THE ISSUANCE

ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING

PROPOSAL #1.12: APPROVE AUTHORIZATION GRANTED TO THE         ISSUER            YES             FOR                  FOR

BOARD FOR THE ISSUANCE OF CORPORATE ONSHORE AND

OFFSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #2: ELECT XU XINZHONG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GF Securities Co., Ltd.

  TICKER:               000776                            CUSIP:   Y270AF115

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 DIRECTORS' REPORT                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 SUPERVISORY COMMITTEE'S              ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU LIMITED        ISSUER            YES             FOR                  FOR

 AS AUDITOR AND AUTHORIZE OPERATING MANAGEMENT TO

DETERMINE 2016 AUDIT FEE

PROPOSAL #7: APPROVE DONATIONS TO GF SECURITIES                 ISSUER            YES             FOR                  FOR

SOCIAL CHARITY FOUNDATION

PROPOSAL #8: APPROVE 2016 PROPRIETARY INVESTMENT                ISSUER            YES             FOR                  FOR

QUOTA

PROPOSAL #9: APPROVE 2016 EXPECTED DAILY RELATED                ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #10: APPROVE ADJUSTMENT OF DIRECTORS'                   ISSUER            YES             FOR                  FOR

ALLOWANCES

PROPOSAL #11: APPROVE ADJUSTMENT OF SUPERVISORS'                ISSUER            YES             FOR                  FOR

ALLOWANCES

PROPOSAL #12.1: ELECT TAN YUE AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12.2: ELECT GU NAIKANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GFPT Public Co Ltd

  TICKER:               GFPT                                CUSIP:   Y27087165

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT PRASIT SIRIMONGKOLKASEM AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT VIRACH SIRIMONGKOLKASEM AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT SATHIT KARANES AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE SAM NAK - NGAN A.M.C. CO. LTD.          ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Giant Manufacturing Co., Ltd.

  TICKER:               9921                                CUSIP:   Y2708Z106

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gielda Papierow Wartosciowych w Warszawie S.A.

  TICKER:               GPW                                  CUSIP:   X980AG100

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT CEO                                                          SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gielda Papierow Wartosciowych w Warszawie S.A.

  TICKER:               GPW                                  CUSIP:   X980AG100

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD REPORT ON COMPANY'S OPERATIONS FOR

FISCAL 2015

PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND OF PLN 2.36 PER SHARE

PROPOSAL #10: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S

OPERATIONS FOR FISCAL 2015

PROPOSAL #11.1: APPROVE DISCHARGE OF DARIUSZ KACPRZYK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.2: APPROVE DISCHARGE OF BOGDAN                        ISSUER            YES             FOR                  FOR

KLIMASZEWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.3: APPROVE DISCHARGE OF ANDRZEJ LADKO            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.4: APPROVE DISCHARGE OF JACEK                          ISSUER            YES             FOR                  FOR

LEWANDOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.5: APPROVE DISCHARGE OF WALDEMAR MAJ              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.6: APPROVE DISCHARGE OF PIOTR PILAT                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.7: APPROVE DISCHARGE OF WIESLAW ROZLUCKI        ISSUER            YES             FOR                  FOR

  (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.8: APPROVE DISCHARGE OF MAREK SLOMSKI            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.9: APPROVE DISCHARGE OF MAREK                          ISSUER            YES             FOR                  FOR

WIERZBOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.1: APPROVE DISCHARGE OF DARIUSZ                       ISSUER            YES             FOR                  FOR

KULAKOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.2: APPROVE DISCHARGE OF KAROL POLTORAK          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.3: APPROVE DISCHARGE OF MIROSLAW                     ISSUER            YES             FOR                  FOR

SZCZEPANSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.4: APPROVE DISCHARGE OF PAWEL TAMBORSKI         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.5: APPROVE DISCHARGE OF GRZEGORZ ZAWADA         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #13: AMEND STATUTE                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #14: ELECT SUPERVISORY BOARD MEMBER                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15.1: RECALL SUPERVISORY BOARD MEMBER              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #15.2: ELECT SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #16: ELECT TEN MEMBERS OF WSE COURT                       ISSUER            YES             FOR                  FOR

PROPOSAL #17: ELECT CHAIRMAN AND DEPUTY CHAIRMAN OF          ISSUER            YES             FOR                  FOR

WSE COURT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Giga Solar Materials Corp.

  TICKER:               3691                                CUSIP:   Y270AA108

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Giga Storage Corporation

  TICKER:               2406                                CUSIP:   Y2712P102

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #8: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #9.1: ELECT CHEN CHI MING WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 00000167 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT CHEN CHI HSING WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.00000006 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT CHEN SU HUI WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.00000008 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT HSIEH CHIN YUAN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 00000197 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT HUANG CHEN YU WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.00000326 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT CHEN WEN CHIH WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.00000515 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT LI MING SHIH WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 00000031 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT A REPRESENTATIVE OF SHANG JUI            ISSUER             NO              N/A                  N/A

INVESTMENT CO.,LTD, WITH SHAREHOLDER NO. 00103525 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT LI CHAO CHIN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 00000747 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.10: ELECT WEI TE HE WITH SHAREHOLDER                ISSUER             NO              N/A                  N/A

NO.00174678 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.11: ELECT CHIEN JUI YAO WITH ID NO.                 ISSUER            YES             FOR                  FOR

F121753XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.12: ELECT CHEN CHUN LIANG WITH ID NO.              ISSUER            YES             FOR                  FOR

G120640XXX AS INDEPENDENT DIRECTOR


 

PROPOSAL #9.13: ELECT WANG MING LANG WITH ID NO.                ISSUER            YES             FOR                  FOR

J121151XXX AND SHAREHOLDER NO. 2319 AS INDEPENDENT

DIRECTOR

PROPOSAL #9.14: ELECT CHANG YAO CHIN WITH ID NO.                ISSUER            YES         AGAINST           AGAINST

J120783XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gigabyte Technology Co., Ltd.

  TICKER:               2376                                CUSIP:   Y2711J107

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT WEN-LAI HUANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gillette India Ltd.

  TICKER:               507815                            CUSIP:   Y3958N124

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT S. DHAWAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE HASKINS AND SELLS LLP          ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT P. AGARWAL AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: ELECT A. RAJWANI AS DIRECTOR AND APPROVE        ISSUER            YES             FOR                  FOR

 APPOINTMENT AND REMUNERATION OF A. RAJWANI AS

MANAGING DIRECTOR

PROPOSAL #7: ELECT N. P. SARDA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ginko International Co., Ltd.

  TICKER:               8406                                CUSIP:   G39010106

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: APPROVE BUSINESS REPORTS AND                            ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gintech Energy Corp.

  TICKER:               3514                                CUSIP:   Y270A0100

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT VIA PUBLIC

OFFERING

PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY OR                       ISSUER            YES         AGAINST           AGAINST

PREFERRED SHARES VIA A PRIVATE PLACEMENT

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Giti Tire Corp.

  TICKER:               600182                            CUSIP:   Y37437103

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2015 REMUNERATION OF AUDITOR AND        ISSUER            YES             FOR                  FOR

 2016 APPOINTMENT OF AUDITOR

PROPOSAL #8.01: ELECT PENG WEIXUAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Glarun Technology Co., Ltd

  TICKER:               600562                            CUSIP:   Y4446U100

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015  REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS


 

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 CONFIRMATION OF DAILY                 ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTIONS

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10: APPROVE RELATED PARTY FRAMEWORK                     ISSUER            YES             FOR                  FOR

AGREEMENT WITH CONTROLLING SHAREHOLDER

PROPOSAL #11: APPROVE 2016 FINANCIAL AUDITOR,                     ISSUER            YES             FOR                  FOR

FINANCIAL INTERNAL CONTROL AUDITOR AND FIX

PROPOSAL #12: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM FINANCIAL

PROPOSAL #13: APPROVE SPECIAL REPORT ON THE USAGE OF         ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #14: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #15: APPROVE SUBSIDIARY MANAGEMENT SYSTEM             ISSUER            YES             FOR                  FOR

PROPOSAL #16: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #17: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

CONTRACT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Glarun Technology Co., Ltd

  TICKER:               600562                            CUSIP:   Y4446U100

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE EXEMPTION FROM FULFILLMENT OF            ISSUER            YES             FOR                  FOR

RELEVANT COMMITMENTS BY ULTIMATE CONTROLLING

SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GlaxoSmithkline Consumer Healthcare Ltd.

  TICKER:               500676                            CUSIP:   Y2710K105

  MEETING DATE:   8/6/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRICE WATERHOUSE AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

V. ANAND AS EXECUTIVE DIRECTOR


 

PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

M. KUMAR AS MANAGING DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GlaxoSmithKline Pharmaceuticals Ltd.

  TICKER:               500660                            CUSIP:   Y2709V112

  MEETING DATE:   7/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRICE WATERHOUSE & CO BANGALORE         ISSUER            YES             FOR                  FOR

LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #4: ELECT V. THYAGARAJAN AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT R. SIMARD AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Glenmark Pharmaceuticals Ltd.

  TICKER:               532296                            CUSIP:   Y2711C144

  MEETING DATE:   9/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT C. PINTO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE WALKER, CHANDIOK & CO LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Glenmark Pharmaceuticals Ltd.

  TICKER:               532296                            CUSIP:   Y2711C144

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Bio-Chem Technology Group Co. Ltd.

  TICKER:               809                                  CUSIP:   G3919S105

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1: APPROVE REMOVAL OF ERNST & YOUNG AS THE         ISSUER            YES         AGAINST           AGAINST

AUDITORS OF THE COMPANY

PROPOSAL #2: APPROVE WORLD LINK CPA LIMITED AS                   ISSUER            YES         AGAINST           AGAINST

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #3a: ELECT WANG QIU AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT WANG JIAN AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3c: ELECT LI SHUGUANG AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3d: ELECT LIU FANG AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3e: ELECT QIU ZHUANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT XING LIZHU AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Bio-Chem Technology Group Co. Ltd.

  TICKER:               GBCM.F                            CUSIP:   G3919S105

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS

PROPOSAL #2a: ELECT NG KWOK PONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT YEUNG KIT LAM AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT CHIU LAI LING, SHIRLEY AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE WORLD LINK CPA LIMITED AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Bio-Chem Technology Group Co. Ltd.

  TICKER:               GBCM.F                            CUSIP:   G3919S105

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FIRST PROPERTY DISPOSAL                       ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #2: APPROVE SECOND PROPERTY DISPOSAL                     ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #3: APPROVE FIRST ASSET DISPOSAL AGREEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE SECOND ASSET DISPOSAL AGREEMENT         ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Brands Manufacture Ltd

  TICKER:               6191                                CUSIP:   Y1854N107

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Mixed-Mode Technology Inc.

  TICKER:               8081                                CUSIP:   Y2717S101

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Telecom Holding S.A.E.

  TICKER:               GTHE                                CUSIP:   37953P202

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY 2015

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #5: APPROVE CHANGES IN THE COMPOSITION OF            ISSUER            YES             FOR                  FOR

THE BOARD

PROPOSAL #6: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER            YES             FOR                  FOR

DIRECTORS FOR FY 2015

PROPOSAL #7: APPROVE REMUNERATION AND SITTING FEES OF        ISSUER            YES         AGAINST           AGAINST

 DIRECTORS FOR FY 2016

PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2016        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE:          ISSUER            YES             FOR                  FOR

VIMPLECOM, GTH FINANCE B.V AND OTHER ITEMS RELATED TO

 THE MATTER

PROPOSAL #1: AMEND ARTICLE 38 OF BYLAWS                                ISSUER            YES         AGAINST           AGAINST


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Telecom Holding S.A.E.

  TICKER:               GTHE                                CUSIP:   M7526D107

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 38 OF BYLAWS                                ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Telecom Holding S.A.E.

  TICKER:               GTHE                                CUSIP:   M7526D107

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #5: APPROVE CHANGES IN THE COMPOSITION OF            ISSUER             NO              N/A                  N/A

THE BOARD

PROPOSAL #6: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #7: APPROVE REMUNERATION AND SITTING FEES OF        ISSUER             NO              N/A                  N/A

 DIRECTORS FOR FY 2016

PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2016        ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE:          ISSUER             NO              N/A                  N/A

VIMPLECOM, GTH FINANCE B.V AND OTHER ITEMS RELATED TO

 THE MATTER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Top E-Commerce Co., Ltd.

  TICKER:               002640                            CUSIP:   Y7699W103

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE APPOINTMENT OF ZHONGXI CPAS AS          ISSUER             NO              N/A                  N/A

2016 AUDITOR

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Global Unichip Corp.

  TICKER:               3443                                CUSIP:   Y2724H106

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

BUSINESS OPERATIONS REPORT

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GlobalWafers Co., Ltd.

  TICKER:               6488                                CUSIP:   Y2722U109

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #3: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Globe Telecom, Inc.

  TICKER:               GLO                                  CUSIP:   Y27257149

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF PREVIOUS MEETING         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE THE ANNUAL REPORT AND AUDITED            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.2: ELECT DELFIN L. LAZARO AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT MARK CHONG CHIN KOK AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT FERNANDO ZOBEL DE AYALA AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.5: ELECT JOSE TEODORO K. LIMCAOCO AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.6: ELECT ROMEO L. BERNARDO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: ELECT ERNEST L. CU AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: ELECT SAMBA NATARAJAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: ELECT SAW PHAIK HWA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: ELECT MANUEL A. PACIS AS DIRECTOR               ISSUER            YES             FOR                  FOR


 

PROPOSAL #3.11: ELECT REX MA. A. MENDOZA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE INDEPENDENT AUDITORS AND APPROVE        ISSUER            YES             FOR                  FOR

 THE FIXING OF THEIR REMUNERATION

PROPOSAL #5: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Globe Trade Centre SA

  TICKER:               GTC                                  CUSIP:   X3204U113

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AGENDA OF MEETING; ACKNOWLEDGE          ISSUER            YES             FOR                  FOR

PROPER CONVENING OF MEETING

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD REPORT ON COMPANY'S OPERATIONS

PROPOSAL #5: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE DISCHARGE OF THOMAS KURZMANN          ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #7.2: APPROVE DISCHARGE OF EREZ BONIEL                 ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #7.3: APPROVE DISCHARGE OF YOVAV CARMI                 ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #7.4: APPROVE DISCHARGE OF MARIUSZ KOZLOWSKI        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #7.5: APPROVE DISCHARGE OF PIOTR KROENKE              ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #7.6: APPROVE DISCHARGE OF JACEK WACHOWICZ          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #7.7: APPROVE DISCHARGE OF WITOLD ZATONSKI          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.1: APPROVE DISCHARGE OF ALEXANDER HESSE          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIR)

PROPOSAL #8.2: APPROVE DISCHARGE OF PHILIPPE                       ISSUER            YES             FOR                  FOR

COUTURIER (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.3: APPROVE DISCHARGE OF MICHAEL DAMNITZ          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.4: APPROVE DISCHARGE OF JAN DUEDDEN                 ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.5: APPROVE DISCHARGE OF KRZYSZTOF GERULA         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.6: APPROVE DISCHARGE OF MARIUSZ                        ISSUER            YES             FOR                  FOR

GRENDOWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.7: APPROVE DISCHARGE OF KLAUS HELMRICH            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.8: APPROVE DISCHARGE OF JAROSLAW                       ISSUER            YES             FOR                  FOR

KARASINSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.9: APPROVE DISCHARGE OF TOMASZ MAZURCZAK         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.10: APPROVE DISCHARGE OF MARCIN MURAWSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)


 

PROPOSAL #8.11: APPROVE DISCHARGE OF KATHARINA SCHADE        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.12: APPROVE DISCHARGE OF DARIUSZ                       ISSUER            YES             FOR                  FOR

STOLARCZYK (SUPERVISORY BOARD MEMBER)

PROPOSAL #9: AMEND STATUTE RE: CONDITIONAL SHARE                ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: APPROVE MERGER WITH GTC RH B.V.                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE MERGER WITH GTC REAL ESTATE              ISSUER            YES             FOR                  FOR

INVESTMENTS UKRAINE B.V.

PROPOSAL #12: ELECT INDEPENDENT SUPERVISORY BOARD              ISSUER            YES         AGAINST           AGAINST

MEMBER

PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Globe Union Industrial Corp.

  TICKER:               9934                                CUSIP:   Y2725R103

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Glodon Software Co., Ltd.

  TICKER:               002410                            CUSIP:   Y2726S100

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE RE-APPOINTMENT 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CHANGE IN COMPANY NAME,                       ISSUER            YES             FOR                  FOR

REGISTERED ADDRESS AND BUSINESS SCOPE AS WELL AS

AUTHORIZATION OF THE BOARD TO HANDLE RELATED MATTERS

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gloria Material Technology Corp.

  TICKER:               5009                                CUSIP:   Y2726B107

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #5: APPROVE CAPITALIZATION OF PROFIT                      ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT CHIEN TSUNG MING, WITH ID NO.            ISSUER            YES             FOR                  FOR

U100154XXX, AS INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Glorious Property Holdings Ltd.

  TICKER:               845                                  CUSIP:   G3940K105

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT DING XIANG YANG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT XIA JING HUA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT LIU TAO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT WO RUI FANG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Glow Energy Public Co. Ltd.

  TICKER:               GLOW                                CUSIP:   Y27290124

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT


 

PROPOSAL #5.1: ELECT JAN FLACHET AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT BORWORNSAK UWANNO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT SAOWANEE KAMOLBUTR AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT SVEN DE SMET AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT SHANKAR KRISHNAMOORTHY AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION AND ALLOWANCE OF            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE DELOITTE TOUCHE THOMATSU JAIYOS         ISSUER            YES             FOR                  FOR

AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GMR Infrastructure Ltd

  TICKER:               532754                            CUSIP:   Y2730E121

  MEETING DATE:   9/23/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES             ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT B. V. N. RAO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE VACANCY ON THE BOARD RESULTING          ISSUER            YES             FOR                  FOR

FROM THE RETIREMENT OF K. V. V. RAO

PROPOSAL #5: APPROVE S.R. BATLIBOI & ASSOCIATES LLP          ISSUER            YES             FOR                  FOR

AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: ELECT V. S. KAMESWARI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS            ISSUER            YES             FOR                  FOR

FOR THE YEAR ENDED MARCH 31, 2015

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS            ISSUER            YES             FOR                  FOR

FOR THE YEAR ENDING MARCH 31, 2016

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: APPROVE REVISED TERMS AND CONDITIONS OF        ISSUER            YES             FOR                  FOR

 THE EMPLOYEE WELFARE SCHEMES IMPLEMENTED THROUGH THE

 WELFARE TRUST OF GMR INFRA EMPLOYEES

PROPOSAL #11: APPROVE RECLASSIFICATION OF AUTHORIZED         ISSUER            YES             FOR                  FOR

SHARE CAPITAL AND AMEND MEMORANDUM OF ASSOCIATION TO

REFLECT CHANGES IN AUTHORIZED SHARE CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GMR Infrastructure Ltd

  TICKER:               532754                            CUSIP:   Y2730E121

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE LOCATION OF REGISTERED OFFICE AND        ISSUER            YES             FOR                  FOR

 AMEND MEMORANDUM OF ASSOCIATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Godrej Consumer Products Ltd.

  TICKER:               532424                            CUSIP:   Y2732X135

  MEETING DATE:   7/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT N. GODREJ AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE MS KALYANIWALLA & MISTRY AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #7: APPROVE INCREASE IN LIMIT ON FOREIGN              ISSUER            YES             FOR                  FOR

SHAREHOLDINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Godrej Industries Ltd.

  TICKER:               500164                            CUSIP:   Y2733G164

  MEETING DATE:   8/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT A. B. GODREJ AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT V. M. CRISHNA AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE KALYANIWALLA & MISTRY AS                     ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

T. A. DUBASH AS EXECUTIVE DIRECTOR

PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

N. S. NABAR AS EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GoerTek Inc.

  TICKER:               002241                            CUSIP:   Y27360109

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DUAN HUILU AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #3: APPROVE USE OF RAISED FUNDS TO                        ISSUER            YES             FOR                  FOR

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GoerTek Inc.

  TICKER:               002241                            CUSIP:   Y27360109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVIDING FOREIGN LOAN WITH                ISSUER            YES             FOR                  FOR

DOMESTIC GUARANTEE TO SUBSIDIARY

PROPOSAL #9: APPROVE CHANGE REGISTERED CAPITAL AND            ISSUER            YES             FOR                  FOR

BUSINESS SCOPE

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gohigh Data Networks Technology Co., Ltd.

  TICKER:               000851                            CUSIP:   Y2945N106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 FINANCIAL AUDITOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: APPROVE EXTERNAL INVESTMENT MANAGEMENT          ISSUER            YES             FOR                  FOR

SYSTEM

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS


 

PROPOSAL #11: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #12: APPROVE RENTING OF REAL-ESTATE TO BE            ISSUER            YES             FOR                  FOR

USED AS OFFICE SPACE FROM CONTROLLING SHAREHOLDER AND

 THEIR SUBSIDIARY BY THE COMPANY AND COMPANY'S

SUBSIDIARY

PROPOSAL #13: APPROVE SIGNING OF FINANCIAL SERVICE            ISSUER            YES             FOR                  FOR

AGREEMENT WITH DATANG TELECOM GROUP FINANCE CO., LTD.

PROPOSAL #14: APPROVE APPLICATION OF CREDIT LINES              ISSUER            YES             FOR                  FOR

FROM CONTROLLING SHAREHOLDER ACADEMY OF

TELECOMMUNICATIONS TECHNOLOGY

PROPOSAL #15: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINES BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #16: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE BANK CREDIT LINES APPLIED BY WHOLLY-

OWNED SUBSIDIARY

PROPOSAL #17: APPROVE COMPANY'S ELIGIBILITY FOR ASSET        ISSUER            YES             FOR                  FOR

 PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #18.01: APPROVE OVERVIEW OF THE TRANSACTION         ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #18.02: APPROVE TRANSACTION COUNTERPARTIES           ISSUER            YES             FOR                  FOR

PROPOSAL #18.03: APPROVE TARGET ASSETS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #18.04: APPROVE TRANSACTION PRICE                           ISSUER            YES             FOR                  FOR

PROPOSAL #18.05: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #18.06: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #18.07: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #18.08: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #18.09: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #18.10: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #18.11: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #18.12: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #18.13: APPROVE PERFORMANCE COMPENSATION              ISSUER            YES             FOR                  FOR

ARRANGEMENT

PROPOSAL #18.14: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #18.15: APPROVE SHARE TYPE AND PAR VALUE IN         ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #18.16: APPROVE ISSUE MANNER IN CONNECTION          ISSUER            YES             FOR                  FOR

TO RAISING OF SUPPORTING FUNDS

PROPOSAL #18.17: APPROVE LISTING EXCHANGE IN                       ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #18.18: APPROVE TARGET SUBSCRIBERS AND ISSUE        ISSUER            YES             FOR                  FOR

 MANNER IN CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #18.19: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS IN CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #18.20: APPROVE ISSUE SIZE IN CONNECTION TO         ISSUER            YES             FOR                  FOR

RAISING OF SUPPORTING FUNDS

PROPOSAL #18.21: APPROVE TARGET SUBSCRIBERS IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS


 

PROPOSAL #18.22: APPROVE LOCK-UP PERIOD IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO RAISING OF SUPPORTING FUNDS

PROPOSAL #18.23: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #18.24: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #19: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #20: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS MAJOR ASSET RESTRUCTURING

PROPOSAL #21: APPROVE THE NOTION ON WHETHER OR NOT            ISSUER            YES             FOR                  FOR

THE TRANSACTION CONFORMS ARTICLE 4 STATED IN

PROVISIONS ON SEVERAL ISSUES REGULATING THE MAJOR

ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #22: APPROVE SIGNING OF RELEVANT AGREEMENTS         ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE TRANSACTION

PROPOSAL #23: APPROVE THE NOTION THAT THIS                          ISSUER            YES             FOR                  FOR

TRANSACTION DOES NOT CONSTITUTE AS RELATED-PARTY

PROPOSAL #24: APPROVE HIRING OF SECURITY SERVICE                ISSUER            YES             FOR                  FOR

AGENCY IN CONNECTION TO THE TRANSACTION

PROPOSAL #25: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES             FOR                  FOR

 APPRAISAL REPORT

PROPOSAL #26: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #27: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #28: APPROVE RISK WARNING REGARDING DILUTION        ISSUER            YES             FOR                  FOR

 IN SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gol Linhas Aereas Inteligentes S.A.

  TICKER:               GOLL4                              CUSIP:   P491AF117

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gold Circuit Electronics Ltd

  TICKER:               2368                                CUSIP:   Y27431108

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4.1: ELECT YANG,JHANG-JIN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 39 AND ID NO. C120015000 AS NON-INDEPENDENT

DIRECTOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gold Fields Ltd

  TICKER:               GFI                                  CUSIP:   S31755101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #2.1: ELECT STEVEN REID AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT GAYLE WILSON AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT DAVID MURRAY AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: RE-ELECT DONALD NCUBE AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: RE-ELECT ALAN HILL AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT GAYLE WILSON AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT RICHARD MENELL AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT DONALD NCUBE AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #1: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 AND 45 OF THE ACT

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: AMEND 2012 SHARE PLAN                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL ASSISTANCE TO                       ISSUER            YES             FOR                  FOR

DIRECTORS AND PRESCRIBED OFFICERS AND OTHER PERSONS

WHO MAY PARTICIPATE IN THE SHARE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Golden Eagle Retail Group Ltd.

  TICKER:               3308                                CUSIP:   G3958R109

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENT AND            ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Golden Eagle Retail Group Ltd.

  TICKER:               3308                                CUSIP:   G3958R109

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 

Due to size constraints, this filing is being made in 3 related submissions.

This submission is the first of 3 related submissions