EX-99.(G)(9) 8 d30530dex99g9.htm EX-99.(G)(9) EX-99.(g)(9)

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August 28, 2020

State Street Bank and Trust Company

801 Pennsylvania

Kansas City, MO 64105

Attention: Brock Hill

Re: PIMCO Funds Custody and Investment Accounting Agreement dated January 1, 2000

Ladies and Gentlemen:

Reference is made to the above Custody and Investment Accounting Agreement between us dated as of January 1, 2000 (as amended, modified or supplemented from time to time, the “Agreement”). Pursuant to the Agreement, this letter is to provide notice of the fund changes listed below.

Additions:

PIMCO Funds

PIMCO ESG Income Fund

In accordance with Section 11M of the Agreement, the undersigned investment management company hereby requests that State Street Bank and Trust Company (“State Street”) act as custodian and investment accounting and recordkeeping agent for it and that it becomes a Fund under the terms of the Agreement. In connection with such request, the undersigned Fund hereby confirms to State Street, as of the date hereof, its representations and warranties set forth in the Agreement. A current Schedule A to the Agreement is attached hereto.

Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the Fund and retaining one for your records.

Sincerely,
PIMCO FUNDS
PIMCO ESG Income Fund
By:   /s/ Eric Johnson
Name: Eric Johnson
Title: President, Duly Authorized

 

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Agreed and Accepted:

STATE STREET BANK AND TRUST COMPANY

 

By:   /s/ Andrew Erickson
Name:   Andrew Erickson
Title:   Executive Vice President

Effective Date: August 28, 2020

 

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Schedule A

TO

Custody and Investment Accounting Agreement

Dated 01/01/2000

(Updated as of August 28, 2020)

List of Funds of PIMCO Funds

 

Fund

 

 

PIMCO

 

Account #

 

 

State Street

 

Account #

 

     

PIMCO All Asset All Authority Fund

 

791

 

PX2A

     

PIMCO All Asset Fund

 

736

 

PC2Y

     

PIMCO All Asset: Multi-Real Fund

 

16202

 

PG3G

     

PIMCO All Asset: Multi-RAE PLUS Fund

 

16200

 

PG3E

     

PIMCO All Asset: Multi-Short PLUS Fund

 

16201

 

PG3F

     

PIMCO California Intermediate Municipal Bond Fund

 

743

 

PC2D

     

PIMCO California Municipal Bond Fund

 

4175

 

PP2A

     

PIMCO California Short Duration Municipal Income Fund

 

773

 

PX2Q

     

PIMCO Climate Bond Fund

 

4761

 

PP4D

     

PIMCO CommoditiesPLUS® Strategy Fund

 

4702

 

PP1J

     

PIMCO CommodityRealReturn Strategy Fund®

 

731

 

PC2X

     

PIMCO Credit Opportunities Bond Fund

 

4081

 

PP1X

     

PIMCO Diversified Income Fund

 

744

 

PX2D

     

PIMCO Dynamic Bond Fund

 

748

 

PPF3

     

PIMCO Emerging Markets Local Currency and Bond Fund

 

739

 

PX2X

     

PIMCO Emerging Markets Bond Fund

 

771

 

PC2J

     

PIMCO Emerging Markets Corporate Bond Fund

 

709

 

PP1A

     

PIMCO Emerging Markets Currency and Short-Term Investments Fund

 

708

 

PX2L

     

PIMCO Emerging Markets Full Spectrum Bond Fund

 

3719

 

PP2G

     

PIMCO ESG Income Fund

 

14756

 

PP4E

     

PIMCO Extended Duration Fund

 

738

 

PX2V

     

PIMCO Global Advantage® Strategy Bond Fund

 

749

 

PPF4

     

PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged)

 

785

 

PC2A

     

PIMCO Global Bond Opportunities Fund (Unhedged)

 

775

 

PC1M

     

PIMCO Global Core Asset Allocation Fund

 

758

 

PX3A

     

PIMCO GNMA and Government Securities Fund

 

721

 

PC2I


     

PIMCO Government Money Market Fund

 

799

 

PPF6

     

PIMCO Gurtin California Municipal Intermediate Value Fund

 

15050

 

PX4E5

     

PIMCO Gurtin California Municipal Opportunistic Value Fund

 

15051

 

PX4F5

     

PIMCO Gurtin National Municipal Intermediate Value Fund

 

15052

 

PX4G5

     

PIMCO Gurtin National Municipal Opportunistic Value Fund

 

15053

 

PX4H5

     

PIMCO High Yield Fund

 

705

 

PC1L

     

PIMCO High Yield Municipal Bond Fund

 

763

 

PX2P

     

PIMCO High Yield Spectrum Fund

 

4720

 

PP1P

     

PIMCO Income Fund

 

766

 

PX2C

     

PIMCO Inflation Response Multi-Asset Fund

 

4082

 

PP1Y

     

PIMCO International Bond Fund (U.S. Dollar-Hedged)

 

770

 

PC1N

     

PIMCO International Bond Fund (Unhedged)

 

719

 

PX2N

     

PIMCO Investment Grade Credit Bond Fund

 

707

 

PC2R

     

PIMCO Long Duration Total Return Fund

 

713

 

PX2U

     

PIMCO Long-Term Credit Bond Fund

 

769

 

PPF9

     

PIMCO Long-Term Real Return Fund

 

793

 

PC2V

     

PIMCO Long-Term U.S. Government Fund

 

710

 

PC1F

     

PIMCO Low Duration Fund

 

720

 

PC1D

     

PIMCO Low Duration Fund II

 

750

 

PC1I

     

PIMCO Low Duration ESG Fund

 

723

 

PC2D

     

PIMCO Low Duration Income Fund

 

724

 

PX2B

     

PIMCO Moderate Duration Fund

 

745

 

PC2E

     

PIMCO Mortgage Opportunities and Bond Fund

 

3938

 

PP2K

     

PIMCO Mortgage-Backed Securities Fund

 

701

 

PC2H

     

PIMCO Multi-Strategy Alternative Fund

 

14858

 

PX3G

     

PIMCO Municipal Bond Fund

 

703

 

PC2L

     

PIMCO National Intermediate Municipal Bond Fund

 

4176

 

PP2B

     

PIMCO New York Municipal Bond Fund

 

753

 

PC2P

     

PIMCO Preferred and Capital Securities Fund

 

10706

 

PP2I

     

PIMCO RAE Fundamental Advantage PLUS Fund

 

4716

 

PPF2

     

PIMCO RAE PLUS EMG Fund

 

4718

 

PPF5

     

PIMCO RAE PLUS Fund

 

729

 

PX2H

     

PIMCO RAE PLUS International Fund

 

4197

 

PP1W

     

PIMCO RAE PLUS Small Fund

 

4196

 

PP1S

     

PIMCO RAE Worldwide Long/Short PLUS Fund

 

4325

 

PP2Q

 

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PIMCO Real Return Fund

 

795

 

PC2F

     

PIMCO RealEstateRealReturn Strategy Fund

 

788

 

PX2R

     

PIMCO Senior Floating Rate Fund

 

4080

 

PP1Q

     

PIMCO Short Asset Investment Fund

 

6740

 

PP1Z

     

PIMCO Short Duration Municipal Income Fund

 

733

 

PC2N

     

PIMCO Short-Term Fund

 

740

 

PC1B

     

PIMCO StocksPLUS® Fund

 

715

 

PC1G

     

PIMCO StocksPLUS® International Fund (Unhedged)

 

774

 

PX2W

     

PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged)

 

786

 

PX2I

     

PIMCO StocksPLUS® Long Duration Fund

 

711

 

PX2M

     

PIMCO StocksPLUS® Absolute Return Fund

 

734

 

PC2Z

     

PIMCO StocksPLUS® Short Fund

 

726

 

PX2S

     

PIMCO StocksPLUS® Small Fund

 

751

 

PX2O

     

PIMCO Strategic Bond Fund

 

777

 

PPF8

     

PIMCO Total Return Fund

 

700

 

PC1E

     

PIMCO Total Return Fund II

 

735

 

FA1B

     

PIMCO Total Return ESG Fund

 

790

 

PC1H

     

PIMCO Total Return Fund IV

 

7700

 

PP1R

     

PIMCO TRENDS Managed Futures Strategy Fund

 

10789

 

PP2H

List of Funds of PIMCO Funds (Private Account Portfolio Series)

 

Fund

 

 

PIMCO

 

Account #

 

 

State Street

 

Account #

 

     

PIMCO ABS and Short-Term Investments Portfolio

 

732

 

PC3Q

     

PIMCO EM Bond and Short-Term Investments Portfolio

 

781

 

PC2G

     

PIMCO High Yield and Short-Term Investments Portfolio

 

706

 

PC3H

     

PIMCO International Portfolio

 

780

 

PC1O

     

PIMCO Investment Grade Credit Bond Portfolio

 

702

 

PC3N

     

PIMCO Long Duration Credit Bond Portfolio

 

759

 

PPA5

     

PIMCO Low Duration Portfolio

 

4052

 

PC3U

     

PIMCO Moderate Duration Portfolio

 

4053

 

PC3V

     

PIMCO Mortgage and Short-Term Investments Portfolio

 

722

 

PC3F

     

PIMCO Municipal Portfolio

 

704

 

PC3O

     

PIMCO Real Return Portfolio

 

792

 

PC3M


     

PIMCO Short Asset Portfolio

 

3346

 

PG3L

     

PIMCO Short-Term Floating NAV Portfolio II

 

776

 

PC3S

     

PIMCO Short-Term Floating NAV Portfolio III

 

3376

 

PG3A

     

PIMCO Short-Term Portfolio

 

742

 

PC3A

     

PIMCO U.S. Government and Short-Term Investments Portfolio

 

712

 

PC3D

List of Funds of PIMCO Equity Series

 

Fund

 

 

PIMCO

 

Account #

 

 

State Street

 

Account #

 

     

PIMCO Dividend and Income Fund

 

4121

 

PPEN

     

PIMCO EqS® Long/Short Fund

 

4975

 

PPEO

     

PIMCO RAE Emerging Markets Fund

 

15662

 

PPES

     

PIMCO RAE Global Fund

 

15664

 

PPEU

     

PIMCO RAE Global ex-US Fund

 

15665

 

PPAG

     

PIMCO RAE International Fund

 

15663

 

PPEW

     

PIMCO RAE US Fund

 

15661

 

PPAB

     

PIMCO RAE US Small Fund

 

15666

 

PPEY

     

PIMCO REALPATH® Blend Income Fund

 

4330

 

PPEI

     

PIMCO REALPATH® Blend 2020 Fund

 

4331

 

PPE1

     

PIMCO REALPATH® Blend 2025 Fund

 

4332

 

PPE2

     

PIMCO REALPATH® Blend 2030 Fund

 

4333

 

PPE3

     

PIMCO REALPATH® Blend 2035 Fund

 

4334

 

PPE4

     

PIMCO REALPATH® Blend 2040 Fund

 

4335

 

PPE5

     

PIMCO REALPATH® Blend 2045 Fund

 

4336

 

PPE6

     

PIMCO REALPATH® Blend 2050 Fund

 

4337

 

PPE7

     

PIMCO REALPATH® Blend 2055 Fund

 

4338

 

PPE8

     

PIMCO REALPATH® Blend 2060 Fund

 

4339

 

PPE0

List of PIMCO Interval Funds

 

Fund

 

 

PIMCO

 

Account #

 

 

State Street

 

Account #

 

     

PIMCO Flexible Credit Income Fund

 

13648

 

PPAX

     

PIMCO Flexible Municipal Income Fund

 

14751

 

PX4A

 

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List of PIMCO Closed End Funds

 

     

PIMCO Energy and Tactical Credit Opportunities Fund

  4362   PX5A