13F-HR/A 1 d13fhra.txt 13F-HR/A OMB Approval OMB 3235-0006 -------------------- FORM INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT 13F MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER ------------------- Securities and Exchange Commission SEC USE ONLY Washington, D.C. 20549 ------------------- Report for the Calendar Qtr, Ended June 30th, 2002 ---------- ---- -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: [X] -------------------------------------------------------------------------------- Name of Institutional Investment Manager: ARNHOLD AND S. BLEICHROEDER HOLDINGS, INC. -------------------------------------------------------------------------------- Business Address: 1345 Avenue of the Americas New York NY 10105-4300 -------------------------------------------------------------------------------- Street City State Zip Name, Phone No., and Title of Person Duly Authorized to Submit This Report. William Casciani 212-698-3240 Senior Vice President -------------------------------------------------------------------------------- ATTENTION--Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional Investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 9th day of August, 2002 --------- -------- ---- --- ---- Arnhold and S. Bleichroeder Holdings, Inc. ------------------------------------------ (Name of Institutional Investment Manager) William P. Casciani ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Page 1 Name and 13F file number of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.: ---------------------------- ------------- -------------------------- ------------- 1. 7. ---------------------------- ------------- -------------------------- ------------- 2. 8. ---------------------------- ------------- -------------------------- ------------- 3. 9. ---------------------------- ------------- -------------------------- ------------- 4. 10. ---------------------------- ------------- -------------------------- ------------- 5. 11. ---------------------------- ------------- -------------------------- -------------
REPORT SUMMARY: Number of Other Included Managers: 0 Form 13 F Information Table Entry Total: 51626605 Form 13 F Information Table Value Total: 898906 Arnhold and S. Bleichroeder, Inc. Page 2
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D COOPER INDUSTRIES LTD CL A CL A G24182100 534 13600 SH SOLE 13600 0 0 D GLOBALSANTAFE CORP SHS G3930E101 528 19300 SH SOLE 19300 0 0 D ALVARION LTD SHS M0861T100 225 122134 SH SOLE 122134 0 0 D AOL TIME WARNER INC COM 00184A105 11633 790850 SH SOLE 790850 0 0 D AT & T CORP COM 001957109 3511 328150 SH SOLE 328150 0 0 D AFFYMETRIX INC CONV/CALL 4.75 NOTE 4.750% 2/1 00826TAD0 8747 10570000 SH SOLE 10570000 0 0 D AGNICO-EAGLE MINES LTD COM 008474108 2186 150000 SH SOLE 150000 0 0 D AIR PRODUCTS & CHEMICALS INC COM 009158106 6225 123350 SH SOLE 123350 0 0 D ALCAN ALUMINUM LTD COM 013716105 1219 32500 SH SOLE 32500 0 0 D ALCOA INC COM 013817101 414 12500 SH SOLE 12500 0 0 D ALLEGHANY CORP NEW COM 017175100 570 2986 SH SOLE 2986 0 0 D ALLEN ORGAN COMPANY CLASS B CL B 017753104 768 18750 SH SOLE 18750 0 0 D ALLIANT TECH SYSTEMS COM 018804104 14154 221850 SH SOLE 221850 0 0 D AMERICAN EXPRESS CO COM 025816109 22551 620900 SH SOLE 620900 0 0 D AMERICAN INTERNATIONAL GROUP COM 026874107 19459 285200 SH SOLE 285200 0 0 D AMERICAN POWER CONVERSION CORP COM 029066107 947 75000 SH SOLE 75000 0 0 D AMERICAN WATER WORKS INC COM 030411102 2959 68480 SH SOLE 68480 0 0 D AMGEN INC COM 031162100 1057 25233 SH SOLE 25233 0 0 D AMPHENOL CORP CL A CL A 032095101 19296 536000 SH SOLE 536000 0 0 D ANHEUSER BUSCH COS INC COM 035229103 3500 70000 SH SOLE 70000 0 0 D APTAR GROUP INC COM 038336103 933 30326 SH SOLE 30326 0 0 D ARCHER-DANIELS-MIDLAND CO COM 039483102 2865 223991 SH SOLE 223991 0 0 D ASHANTI GOLDFIELDS COMPANY LIM NOTE 5.500% 3/1 043910AA6 251 250000 SH SOLE 250000 0 0 D B J SERVICES CO COM 055482103 359 10600 SH SOLE 10600 0 0 D BANDAG INCORPORATED, CLASS A CL A 059815308 382 15000 SH SOLE 15000 0 0 D BANK OF NEW YORK CO INC COM 064057102 270 8000 SH SOLE 8000 0 0 D BANK ONE CORP COM 06423A103 11348 294900 SH SOLE 294900 0 0 D BECKMAN COULTER,INC. COM 075811109 11252 225500 SH SOLE 225500 0 0
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VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D BED BATH & BEYOND INC (BBBY) COM 075896100 283 7500 SH SOLE 7500 0 0 D BEST BUY CO INC COM 086516101 5928 163300 SH SOLE 163300 0 0 D BIOTRANSPLANT INC COM 09066Y107 25 10000 SH SOLE 10000 0 0 D BLOCK, H&R INC COM 093671105 1131 24504 SH SOLE 24504 0 0 D BOEING CO COM 097023105 28922 642700 SH SOLE 642700 0 0 D BOWATER INC COM 102183100 544 10000 SH SOLE 10000 0 0 D BRISTOL MYERS SQUIBB CO COM 110122108 679 26424 SH SOLE 26424 0 0 D BROWN FORMAN CORP CL B CL B 115637209 552 8000 SH SOLE 8000 0 0 D BURLINGTON NORTHERN SANTA FE COM 12189T104 1827 60900 SH SOLE 60900 0 0 D CENDANT (CD) COM 151313103 25633 1614200 SH SOLE 1614200 0 0 D CENTEX CORP COM 152312104 1156 20000 SH SOLE 20000 0 0 D CHEESECAKE FACTORY INC COM 163072101 23959 675289 SH SOLE 675289 0 0 D CHEMED CORPORATION COM 163596109 800 21216 SH SOLE 21216 0 0 D CHITTENDEN CORP COM 170228100 3380 116647 SH SOLE 116647 0 0 D CHN GLOBAL N V COM 126124999 40 10000 SH SOLE 10000 0 0 D CARMAX CIRCUIT CITY STORES INC CARMAX GROUP 172737306 21767 1005400 SH SOLE 1005400 0 0 D CITIGROUP COM 172967101 18952 489076 SH SOLE 489076 0 0 D CLEAR CHANNEL COMM INC COM 184502102 7634 238400 SH SOLE 238400 0 0 D COCA COLA ENTERPRISES INC (CCE COM 191219104 331 15000 SH SOLE 15000 0 0 D COEUR D ALENE SDCV 7.250%10/3 192108AG3 1555 2000000 SH SOLE 2000000 0 0 D COLUMBUS MCKINNON CORP (CMCO) COM 199333105 1080 125000 SH SOLE 125000 0 0 D COMCAST CORP CL A SPECIAL CL A SPL 200300200 36869 1546500 SH SOLE 1546500 0 0 D CONAGRA INC COM 205887102 1240 44844 SH SOLE 44844 0 0 D CONECTIV COM 206829103 1587 61500 SH SOLE 61500 0 0 D CONECTIV CL A CL A 206829202 687 31590 SH SOLE 31590 0 0 D CONOCO INC COM 208251504 438 15750 SH SOLE 15750 0 0 D CONSOL ENERGY INC COM 20854P109 850 40000 SH SOLE 40000 0 0 D CONSTELLATION BRANDS INC CLASS CL A 21036P108 998 31200 SH SOLE 31200 0 0 D CONTINENTAL AIRLINES INC CL B CL B 210795308 868 55000 SH SOLE 55000 0 0 D COORSTEK INC. COM 217020106 3582 115900 SH SOLE 115900 0 0 D CRESCENT REAL ESTATE EQUITIES COM 225756105 655 35000 SH SOLE 35000 0 0 D DECODE GENETICS INC COM 243586104 1872 400000 SH SOLE 400000 0 0
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VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D DEERE & COMPANY COM 244199105 1437 30000 SH SOLE 30000 0 0 D DELPHI CORP (DPH) COM 247126105 3753 284300 SH SOLE 284300 0 0 D DELTIC TIMBER CORPORATION COM 247850100 1046 30342 SH SOLE 30342 0 0 D DENTSPLY INTERNATIONAL INC. COM 249030107 923 25000 SH SOLE 25000 0 0 D DIACRIN INC COM 25243N103 730 517500 SH SOLE 517500 0 0 D DOLLAR TREE STORES COM 256747106 32645 828349 SH SOLE 828349 0 0 D DOW CHEMICAL COM 260543103 860 25000 SH SOLE 25000 0 0 D DREYERS GRAND ICE CREAM INC COM 261878102 1323 19290 SH SOLE 19290 0 0 D DU PONT DE NEMOURS & CO COM 263534109 444 10000 SH SOLE 10000 0 0 D EARTHLINK INC COM 270321102 1658 250000 SH SOLE 250000 0 0 D EL PASO ENERGY CORP COM 28336L109 670 32500 SH SOLE 32500 0 0 D ELECTRO RENT CORP (ELRC) COM 285218103 5227 402350 SH SOLE 402350 0 0 D ENCANA CORP COM 292505104 1683 55000 SH SOLE 55000 0 0 D ESPIRITO SANTO FINANCIAL GROUP SPONSORED ADR 29665F200 1846 116250 SH SOLE 116250 0 0 D EXPEDIA INC CL A 302125109 1338 22575 SH SOLE 22575 0 0 D EXXON MOBIL CORP COM 30231G102 231 5656 SH SOLE 5656 0 0 D FAIRMONT HOTELS & RESORTS COM 305204109 4279 166000 SH SOLE 166000 0 0 D FANNIE MAE COM 313586109 369 5000 SH SOLE 5000 0 0 D FIDELITY NATIONAL FINANCIAL IN COM 316326107 443 14011 SH SOLE 14011 0 0 D FLEET BOSTON FINANCIAL CORP COM 339030108 6046 186900 SH SOLE 186900 0 0 D FORD MOTOR CORP COM PAR $0.01 345370860 1072 67000 SH SOLE 67000 0 0 D FORTUNE BRANDS INC (FO) COM 349631101 1120 20000 SH SOLE 20000 0 0 D FRANKLIN ELECTRIC COMPANY, INC COM 353514102 1901 40384 SH SOLE 40384 0 0 D FUJI PHOTO FILM CO., LTD. ADR ADR 359586302 1481 47000 SH SOLE 47000 0 0 D GATX CORP COM 361448103 1415 47000 SH SOLE 47000 0 0 D GAMESTOP CORP CL A 36466R101 3130 149100 SH SOLE 149100 0 0 D GENERAL DYNAMICS CORP COM 369550108 19058 179200 SH SOLE 179200 0 0 D GENERAL MOTORS CORP CL H COM N CL H NEW 370442832 1560 150000 SH SOLE 150000 0 0 D GOLDMAN SACHS GROUP COM 38141G104 35267 480800 SH SOLE 480800 0 0 D GRANT PRIDECO INC COM 38821G101 17 1232 SH SOLE 1232 0 0 D GREIF BROS. CORPORATION CLASS CL A 397624107 1668 50000 SH SOLE 50000 0 0
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VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D HERCULES INC COM 427056106 696 60000 SH SOLE 60000 0 0 D HNC SOFTWARE INC COM 40425P107 833 49905 SH SOLE 49905 0 0 D HARMONY GOLD MINING LTD SPON A SPONSORED ADR 413216300 6765 500000 SH SOLE 500000 0 0 D HILTON HOTELS CORP COM 432848109 7509 545800 SH SOLE 545800 0 0 D HISPANIC BROADCASTING CORP CL A 43357B104 444 16995 SH SOLE 16995 0 0 D HONEYWELL INTERNATIONAL INC COM 438516106 11605 329400 SH SOLE 329400 0 0 D ITT INDUSTRIES INC COM 450911102 15285 216500 SH SOLE 216500 0 0 D IDEXX LABORATORIES INC COM 45168D104 234 9080 SH SOLE 9080 0 0 D INDEPENDENCE HOLDING CO COM NEW 453440307 5508 239566 SH SOLE 239566 0 0 D INTEL CORP COM 458140100 643 35200 SH SOLE 35200 0 0 D INTERNATIONAL BUSINESS MACHINE COM 459200101 4147 57600 SH SOLE 57600 0 0 D INTERNATIONAL SPEEDWAY CORP CL CL A 460335201 200 4992 SH SOLE 4992 0 0 D INTERWOVEN INC COM 46114T102 200 65624 SH SOLE 65624 0 0 D JP MORGAN CHASE & CO COM 46625H100 3134 92400 SH SOLE 92400 0 0 D JOHNSON & JOHNSON COM 478160104 2505 47936 SH SOLE 47936 0 0 D KB HOME COM 48666K109 1159 22500 SH SOLE 22500 0 0 D KIMBERLY CLARK CORP COM 494368103 1451 23400 SH SOLE 23400 0 0 D KRAFT FOODS INC. CL A 50075N104 246 6000 SH SOLE 6000 0 0 D KROGER CO. COM 501044101 9552 480000 SH SOLE 480000 0 0 D L-3 COMMUNICATIONS COM 502424104 22054 408400 SH SOLE 408400 0 0 D LABORATORY CORPORATION OF AMER COM NEW 50540R409 12170 266600 SH SOLE 266600 0 0 D LEHMAN BROTHERS INC COM 524908100 250 4000 SH SOLE 4000 0 0 D LENNAR CORP COM 526057104 918 15000 SH SOLE 15000 0 0 D LIBERTY MEDIA CORP COM SER A 530718105 8788 878824 SH SOLE 878824 0 0 D LITHIA MOTORS INC CL A CL A 536797103 8722 324000 SH SOLE 324000 0 0 D LOCKHEED MARTIN CORP COM 539830109 16221 233400 SH SOLE 233400 0 0 D LOEWS CORP COM 540424108 848 16000 SH SOLE 16000 0 0 D LONGVIEW FIBRE COMPANY COM 543213102 707 75000 SH SOLE 75000 0 0 D LOWES COMPANIES COM 548661107 18419 405700 SH SOLE 405700 0 0 D LUXOTTICA GROUP SPA SPON ADR ( SPONSORED ADR 55068R202 6694 352300 SH SOLE 352300 0 0 D M & T BANK COM 55261F104 31870 371619 SH SOLE 371619 0 0 D MRV COMMUNICATIONS INC SUB NT NOTE 5.000% 6/1 553477AB6 1500 1875000 SH SOLE 1875000 0 0
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VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D MANPOWER INC. COM 56418H100 1103 30000 SH SOLE 30000 0 0 D MARKEL CORP (MKL) COM 570535104 252 1280 SH SOLE 1280 0 0 D MCDONALDS CORP COM 580135101 3471 122000 SH SOLE 122000 0 0 D MCGRAW HILL INC COM 580645109 1791 30000 SH SOLE 30000 0 0 D MEDFORD BANCORP INC COM 584131106 398 11430 SH SOLE 11430 0 0 D MEDTRONIC INC COM 585055106 429 10000 SH SOLE 10000 0 0 D MELLON FINANCIAL CORP COM 58551A108 637 20280 SH SOLE 20280 0 0 D MERCK & CO INC COM 589331107 2540 50150 SH SOLE 50150 0 0 D METLIFE INC COM 59156R108 588 20400 SH SOLE 20400 0 0 D MORGAN STANLEY, DEAN WITTER, A COM NEW 617446448 569 13200 SH SOLE 13200 0 0 D MURPHY OIL CORPORATION COM 626717102 1857 22507 SH SOLE 22507 0 0 D NETWORK ASSOCIATES INC CONV SDCV 2/1 640938AB2 940 2000000 SH SOLE 2000000 0 0 D NEW GERMANY FUND INC (GF) COM 644465106 1043 206519 SH SOLE 206519 0 0 D NEWMONT MINING CORPORATION COM 651639106 2238 85000 SH SOLE 85000 0 0 D NORTH FORK BANCORPORATION INC COM 659424105 350 8800 SH SOLE 8800 0 0 D NORTHERN TRUST CO COM 665859104 423 9600 SH SOLE 9600 0 0 D NOVA CHEMICALS CORP COM 66977W109 282 12500 SH SOLE 12500 0 0 D NOVARTIS AG SPONSORED ADR SPONSORED ADR 66987V109 701 16000 SH SOLE 16000 0 0 D NOVELL INC. COM 670006105 144 45000 SH SOLE 45000 0 0 D PARTY CITY CORP COM 702145103 7016 430450 SH SOLE 430450 0 0 D PENNZOIL-QUAKER STATE COMPANY COM 709323109 1663 77250 SH SOLE 77250 0 0 D PEPSI BOTTLING GROUP INC (PBG) COM 713409100 708 23000 SH SOLE 23000 0 0 D PEPSIAMERICAS COM 71343P200 1195 80000 SH SOLE 80000 0 0 D PFIZER INC COM 717081103 2130 60850 SH SOLE 60850 0 0 D PHARMACIA CORPORATION COM 71713U102 386 10310 SH SOLE 10310 0 0 D PHILIP MORRIS COM 718154107 3997 91500 SH SOLE 91500 0 0 D PHILLIPS PETROLEUM CO COM 718507106 464 7875 SH SOLE 7875 0 0 D PLAYTEX PRODUCTS INC. COM 72813P100 518 40000 SH SOLE 40000 0 0 D PRAECIS PHARMACEUTICALS INC COM 739421105 835 240000 SH SOLE 240000 0 0 D PRAXAIR INC COM 74005P104 15254 267755 SH SOLE 267755 0 0 D PROLOGIS TRUST SH BEN INT 743410102 2600 100000 SH SOLE 100000 0 0
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VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D PULTE CORP COM 745867101 460 8000 SH SOLE 8000 0 0 D QUALCOMM INC COM 747525103 389 14160 SH SOLE 14160 0 0 D QUEST DIAGNOSTICS INC COM 74834L100 483 5613 SH SOLE 5613 0 0 D QUINENCO S.A. ADR SPONSORED ADR 748718103 341 70000 SH SOLE 70000 0 0 D RAYONIER INC. COM 754907103 8598 175000 SH SOLE 175000 0 0 D RAYTHEON COMPANY COM NEW 755111507 26569 652000 SH SOLE 652000 0 0 D READERS DIGEST CLASS B CL B 755267200 256 11130 SH SOLE 11130 0 0 D ROCKWELL COLLINS INC COM 774341101 10474 382000 SH SOLE 382000 0 0 D RYDER SYSTEM INC COM 783549108 948 35000 SH SOLE 35000 0 0 D S & P 500 DEPOSITARY RECEIPTS UNIT SER 1 78462F103 5938 60000 SH SOLE 60000 0 0 D SPX CORPORATION COM 784635104 717 6100 SH SOLE 6100 0 0 D SAN JUAN BASIN ROYALTY TRUST UNIT BEN INT 798241105 1135 102500 SH SOLE 102500 0 0 D SCHERING-PLOUGH CORP COM 806605101 999 40600 SH SOLE 40600 0 0 D SCHLUMBERGER LTD COM 806857108 279 6000 SH SOLE 6000 0 0 D SEALED AIR CORP $2 PFD SER A D PFD CV A $2 81211K209 817 20000 SH SOLE 20000 0 0 D SENECA FOODS CORPORATION A CL A 817070501 756 55000 SH SOLE 55000 0 0 D SIMPLEX SOLUTIONS INC COM 828854109 224 15000 SH SOLE 15000 0 0 D SNAP ON TOOLS CORP COM 833034101 445 15000 SH SOLE 15000 0 0 D SONY CORP (SNE) ADR NEW 835699307 1604 30200 SH SOLE 30200 0 0 D SOUTHRUST CORP. COM 844730101 313 12000 SH SOLE 12000 0 0 D SOUTHERN PACIFIC NL ADR COM 843581406 41 2664 SH SOLE 2664 0 0 D STARWOOD HOTELS & RESORTS WORL PAIRED CTF 85590A203 5144 156400 SH SOLE 156400 0 0 D SWISS HELVETIA FUND (THE) (SWZ COM 870875101 876 76478 SH SOLE 76478 0 0 D TRW, INC. COM 872649108 285 5000 SH SOLE 5000 0 0 D TEKTRONIX INC. (TEK) COM 879131100 1029 55000 SH SOLE 55000 0 0 D TECHNOLOGY RESOURCE INDS BHD COM 878720994 33 50000 SH SOLE 50000 0 0 D 3 DIMENSIONAL PHARMACEUTICALS COM 88554W104 808 181500 SH SOLE 181500 0 0 D TICKETMASTER ONLINE CITYSEARCH CL B 88633P203 225 12000 SH SOLE 12000 0 0 D TIFFANY & CO COM 886547108 1056 30000 SH SOLE 30000 0 0 D TOLL BROTHERS INC COM 889478103 469 16000 SH SOLE 16000 0 0 D TRIGON HEALTHCARE INC COM 89618L100 4541 45150 SH SOLE 45150 0 0 D TYCO INTL LTD NEW COM 902124106 14680 1086584 SH SOLE 1086584 0 0
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VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D UIL HOLDINGS CORPORATION COM 902748102 795 14600 SH SOLE 14600 0 0 D U.S. BANCORP NEW (USB) COM NEW 902973304 2676 114593 SH SOLE 114593 0 0 D USG CORPORATION COM NEW 903293405 322 45000 SH SOLE 45000 0 0 D UNIFIRST CORPORATION COM 904708104 886 35000 SH SOLE 35000 0 0 D UNITED DEFENSE IND INC COM 91018B104 11804 513200 SH SOLE 513200 0 0 D UNITED TECHNOLOGIES CORP COM 913017109 598 8800 SH SOLE 8800 0 0 D UNITEDGLOBALCOM INC CL A (UCOM CL A 913247508 14563 5295700 SH SOLE 5295700 0 0 D UNOCAL CORP COM 915289102 517 14000 SH SOLE 14000 0 0 D UNUMPROVIDENT CORP COM 91529Y106 1209 47500 SH SOLE 47500 0 0 D VALERO ENERGY CORP COM 91913Y100 464 12400 SH SOLE 12400 0 0 D VIASTAT INC. (VSAT) COM 92552V100 403 47800 SH SOLE 47800 0 0 D VIACOM INC CL B CL B 925524308 18178 409700 SH SOLE 409700 0 0 D WACHOVIA CORP NEW COM 929903102 1407 36857 SH SOLE 36857 0 0 D WALMART STORES INC COM 931142103 1100 20000 SH SOLE 20000 0 0 D WELLS FARGO & CO COM 949746101 15423 308100 SH SOLE 308100 0 0 D WELLMAN INC COM 949702104 168 10000 SH SOLE 10000 0 0 D WORLDCOM INC COM 98157D304 0 200 SH SOLE 200 0 0 D YORK INTERNATIONAL CORP COM 986670107 338 10000 SH SOLE 10000 0 0 D ZEBRA TECH CL A 989207105 723 15000 SH SOLE 15000 0 0 S REPORT SUMMARY 205 DATA RECORDS 898906 51626605 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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