EX-99.(G)(2)(E) 20 d46471dex99g2e.htm 4TH AMEND TO SECURITIES LENDING AUTHORIZATION AGREE REGISTRANT & STATE STREET 4th Amend to Securities Lending Authorization Agree Registrant & State Street

FOURTH AMENDMENT TO

SECURITIES LENDING AUTHORIZATION AGREEMENT

BETWEEN

THOSE REGISTERED INVESTMENT COMPANIES LISTED ON SCHEDULE B, ON

BEHALF OF EACH SERIES OF SUCH REGISTERED INVESTMENT COMPANIES

LISTED ON SCHEDULE B

AND

STATE STREET BANK AND TRUST COMPANY

This Fourth Amendment (this “Amendment”) dated as of May 24, 2021, is between those REGISTERED INVESTMENT COMPANIES listed on Schedule B to the Agreement (as defined below), each a registered management investment company (organized as a Maryland corporation or Delaware statutory trust) (each, a “Company”) on behalf of each series of each such Company, as listed respectively on Schedule B (each such series, a “Fund” and collectively, the “Funds”), severally and not jointly, and STATE STREET BANK AND TRUST COMPANY (“State Street”).

Reference is made to a Securities Lending Authorization Agreement dated December 1, 2008, by and between the Funds and State Street, as amended and in effect on the date hereof prior to giving effect to this Amendment (the “Agreement”).

WHEREAS, the Funds and State Street desire to amend the Agreement as set forth below.

NOW THEREFORE, for value received, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties mutually agree to amend the Agreement in the following respect:

1. Definitions. All terms used herein and not otherwise defined shall have the meanings set forth in the Agreement.

2. Amendment.

(i) Schedule B to the Agreement is hereby amended by deleting it in its entirety and replacing it with the revised Schedule B attached to this Amendment.

3. Representations and Warranties. Each party hereto represents and warrants that (a) it has the legal right, power and authority to execute and deliver this Amendment, to enter into the transactions contemplated hereby, and to perform its obligations hereunder; (b) it has taken all necessary action to authorize such execution, delivery, and performance; and (c) this Amendment constitutes a legal, valid, and binding obligation enforceable against it.

4. Miscellaneous. Except to the extent specifically amended by this Amendment, the provisions of the Agreement shall remain unmodified and in full force and effect.

5. Governing Law. This Amendment shall be governed by and construed in accordance with the laws of the Commonwealth of Massachusetts.

6. Effective Date. This Amendment shall be effective as of the date first written above.


IN WITNESS WHEREOF, the parties hereto execute this Amendment as an instrument under seal by their duly authorized officers by affixing their signatures below.

 

 

EACH REGISTERED INVESTMENT COMPANY, listed on Schedule B on behalf of itself and its respective series as listed on Schedule B, severally and not jointly
Name:  

/s/ THOMAS M. WARD

By:   Thomas M. Ward
Its:   Vice President

 

STATE STREET BANK AND TRUST COMPANY

Name:  

/s/ FRANCESCO SQUILLACIOTI

By:  

Francesco Squillacioti

Its:  

Senior Managing Director


Schedule B

This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 1st day of December, 2008, as amended to date, between THOSE REGISTERED INVESTMENT COMPANIES listed on SCHEDULE B, on behalf of each Series of such registered investment companies listed on SCHEDULE B, severally and not jointly (each such series, a “Fund” and collectively, the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).

 

VALIC COMPANY I

Fund Name

   Taxpayer ID
Number
   Tax Year-End    Amount of
Demand Spread

Asset Allocation Fund

   79-0215179    May 31    12 basis points

Blue Chip Growth Fund

   76-0658010    May 31    5 basis points

Capital Appreciation Fund

   76-0578476    May 31    12 basis points

Core Bond Fund

   76-0578451    May 31    12 basis points

Dividend Value Fund

   76-0654820    May 31    12 basis points

Emerging Economies Fund

   59-3824902    May 31    12 basis points

Global Real Estate Fund

   06-1837251    May 31    12 basis points

Global Strategy Fund

   59-3824903    May 31    12 basis points

Government Securities Fund

   76-0215184    May 31    12 basis points

Growth Fund

   59-3824909    May 31    5 basis points

High Yield Bond Fund

   76-0578450    May 31    12 basis points

Inflation Protection Fund

   061735893    May 31    12 basis points

International Equities Index Fund

   76-0286950    May 31    5 basis points

International Government Bond Fund

   760345438    May 31    12 basis points

International Growth Fund

   76-0654822    May 31    12 basis points

International Opportunities Fund

   76-0578474    May 31    12 basis points

International Socially Responsible Fund (formerly, Global Social Awareness Fund)

   76-0286860    May 31    5 basis points

International Value Fund (formerly, Foreign Value Fund)

   59-3824898    May 31    12 basis points


Large Capital Growth Fund

   06-1735895    May 31    5 basis points

Mid Cap Index Fund

   76-0215172    May 31    5 basis points

Mid Cap Strategic Growth Fund

   06-1735899    May 31    12 basis points

Mid Cap Value Fund

   76-0578471    May 31    12 basis points

Nasdaq-100® Index Fund

   76-0654814    May 31    5 basis points

Science & Technology Fund

   76-0431375    May 31    12 basis points

Small Cap Growth Fund

   76-0578467    May 31    12 basis points

Small Cap Index Fund

   76-0360761    May 31    5 basis points

Small Cap Special Values Fund

   59-3824910    May 31    12 basis points

Small Cap Value Fund

   76-0578468    May 31    12 basis points

Stock Index Fund

   76-0215164    May 31    5 basis points

Systematic Core Fund (formerly, Growth & Income Fund)

   76-0431374    May 31    12 basis points

Systematic Value Fund (formerly, Broad Cap Value Income Fund)

   59-3824907    May 31    12 basis points

U.S. Socially Responsible Fund

   76-0578463    May 31    5 basis points