EX-1.01 2 d920897dex101.htm EX-1.01 EX-1.01

Exhibit 1.01 Conflict Minerals Report

Telefonaktiebolaget LM Ericsson

Conflict Minerals Report for the year ended December 31, 2024

This Conflict Minerals Report of Telefonaktiebolaget LM Ericsson (herein referred to as “Ericsson,” the “Company,” “we,” “us” or “our”) for the year ended December 31, 2024 is provided pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the U.S. Securities and Exchange Commission (the “SEC”) to implement disclosure and reporting requirements pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. As permitted by the Rule and the SEC, this report has not been subject to an independent private sector audit.

 

1.

Introduction

Ericsson enables communications service providers and enterprises to capture the full value of connectivity. The Company’s portfolio spans the following business areas: Networks, Cloud Software and Services, and Enterprise (which includes Global Communications Platform, Wireless Wide-Area Networks and private cellular networks). It is designed to help our customers go digital, increase efficiency and find new revenue streams. This report has been prepared by the management of Ericsson. This report does not include the activities of entities that are not required to be consolidated in our financial statements. In accordance with the Rule, this report is available on our website: https://www.ericsson.com/en/investors/financial-reports/sec-filings.

 

2.

Supply Chain Description and Reasonable Country of Origin Inquiry

 

2.1.

General information on Ericsson’s supply chain

Ericsson’s hardware largely consists of electronics. For manufacturing, the Company purchases customized and standardized components and services from both global, regional, and local suppliers. The production of electronic modules and sub-assemblies is mostly outsourced to manufacturing services companies. Ericsson is focusing internal manufacturing on new product introductions and new technologies.

There are often several tiers of suppliers between Ericsson and any smelters or refiners of minerals, even more so when tracing a mineral all the way back to the mines. As a result, the Company does not normally have a direct purchasing relationship with mines, smelters, or refiners.

 

2.2.

Overview of Ericsson’s Conflict Minerals Program and Reasonable Country of Origin Inquiry

Ericsson gathers materials information from our suppliers. Through this process, we know that many of the components used in our products contain small amounts of tin, tungsten, tantalum, gold (“3TG”), cobalt, mica and other critical minerals that are necessary to the functionality of those products. This report only addresses the SEC’s requirements under Section 1502 of the Dodd-Frank Act, which is limited to 3TG. For more information regarding our broader supply chain and how risks are managed, please see Ericsson’s website.


Exhibit 1.01 Conflict Minerals Report

 

As part of Ericsson’s commitment to responsible sourcing and human rights, it is our goal that the 3TG in our products should not, directly or indirectly, finance or benefit armed groups in the Democratic Republic of Congo (the “DRC”) or adjoining countries. At the same time, we aim to continue supporting responsible mineral sourcing in the region. Ericsson’s efforts with respect to 3TG are aligned with the Responsible Minerals Initiative (“RMI”), and our aim is to improve traceability in our supply chain. Ericsson does not prohibit the sourcing of materials from the DRC or adjoining countries or avoid using 3TG, since Ericsson believes that such a ban could result in negative consequences for responsible mining companies, their workers and the most vulnerable groups in society. The Company has a Conflict Minerals Program to fulfill compliance with the Rule, including performing the Reasonable Country of Origin Inquiry and reporting on 3TG.

Under Ericsson’s Code of Conduct for Business Partners, Ericsson relies on its first-tier suppliers to provide information on the origin of 3TG contained in components and parts included in Ericsson’s products. This includes sources of 3TG that are supplied to them from sub-suppliers. Ericsson’s first-tier suppliers are required to comply with the requirements in Ericsson’s Code of Conduct for Business Partners, which requires due diligence to be exercised with respect to the sourcing and extraction of raw materials, including 3TG.

Ericsson’s suppliers’ due diligence shall be consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for 3TG (the “OECD Guidance”). Our first-tier suppliers are similarly reliant upon information provided by their suppliers.

The identification of our first-tier suppliers that are within the scope of the Rule involves different parts of Ericsson’s global organization, with our sourcing organization leading and coordinating this work. Suppliers identified to be in scope are our first-tier suppliers supplying (i) products containing 3TG that Ericsson contracts to manufacture, (ii) materials, parts, components and other products, containing 3TG, which are incorporated into or included in a product manufactured by Ericsson, or (iii) materials used in the production of Ericsson’s products where 3TG becomes part of the final product. Suppliers of products that Ericsson does not contract to manufacture (i.e., products purchased “off-the shelf”) or that are not included in or incorporated into an Ericsson product have been considered out of scope for purposes of the Rule.

In our annual inquiry, we survey first-tier suppliers identified to be in scope, and we analyze and their responses and perform quality checks. In cases of incomplete or unsatisfactory answers, we take necessary steps to obtain complete information before our reporting deadline. In cases where we have identified that a lack of response is due to lack of awareness, we further engage with suppliers to ensure that they are aware of how to identify the required information. We have developed an FAQ for suppliers and update it periodically. See Ericsson’s Critical Minerals page for more information. Lessons learned are fed back into Ericsson’s cycle of continuous improvement.

Ericsson believes that industry cooperation is one of the best ways to address issues related to 3TG in an efficient and transparent way. We typically do not have a direct relationship with 3TG smelters and refiners, and we do not perform direct audits of these entities within our supply chain. In alignment with the OECD Guidance, we support the RMI’s audit of smelters’ and refiners’ due diligence activities mainly via the RMI’s Responsible Minerals Assurance Process (“RMAP”).


Exhibit 1.01 Conflict Minerals Report

 

3.

Due Diligence

Ericsson has a process in place for the purpose of exercising due diligence in the supply chain. For conflict minerals, the due diligence process focuses on the identification and assessment of smelters and refiners, in accordance with the OECD Guidance. Ericsson’s due diligence processes have been described below under sub-headings corresponding to the five-step framework of the OECD Guidance.

Ericsson’s Conflict Minerals Program identifies the origin of 3TG and assesses whether identified smelters or refiners are aligned with the OECD Guidance. As various human rights and environmental risks, such as forced labor and child labor, health and safety, land-related rights and community rights, are also salient to sourcing of 3TG, Ericsson has introduced additional screenings of identified smelters and refiners and has clarified the expectations for suppliers along the supply chain to the smelter level to meet new RMI standards: The RMI Facility Standard for Social, Environmental, OHS and Governance Risks and the RMI Supply Chain Due Diligence Module Plus (“SCDDP”). See sections 3.3 and 3.4 for more detail.

Ericsson’s Modern Slavery Statement, which includes more information about our due diligence in relation to forced labor and child labor, can be accessed on Ericsson’s website. Ericsson engages in industry dialogue via the Responsible Business Alliance (“RBA”) and RMI in relation to these issues.

 

3.1.

Maintain strong management systems

The first step of the OECD Guidance relates to the establishment of strong management systems. As mentioned above, Ericsson has established a Conflict Minerals Program for reporting on 3TG and compliance with the Rule. Controls include, but are not limited to, our Code of Business Ethics and Code of Conduct for Business Partners, which outline required behaviors for all Ericsson employees and suppliers, and the Ericsson Lists of Banned and Restricted Substances, which include supplier requirements to have diligence processes in place to identify the source and chain of custody of raw materials including 3TG, and are integrated in our template supplier agreements.

In 2024, the identification of smelters and refiners in our supply chain was made via the use of due diligence tools created by the RMI, including the Conflict Minerals Reporting Template (the “Template”). The Template is a standardized supply chain survey designed to gather information regarding the smelters and refiners that process 3TG used in our supply chain. The information from our suppliers, in combination with information from the RMI about their conformant status against the RMI’s RMAP, helps Ericsson to obtain information on the origin of minerals processed and assess the smelter or refiner compliance with the OECD Guidance. Ericsson reviews, analyzes and retains the data from the Template.

In Ericsson’s Code of Conduct for Business Partners, the topic of responsible sourcing of raw materials is included with clear requirements of suppliers to exercise due diligence in accordance with the OECD Guidance.

In 2025, Ericsson further clarified to suppliers how it works with the RMI and the expectations the Company has for suppliers in the context of other critical minerals legislation. See Ericsson’s website for further information on Critical Minerals.


Exhibit 1.01 Conflict Minerals Report

 

Employees are expected to report concerns related to a violation of the Company’s Code of Business Ethics, including violations relating to corruption, fraud, accounting, internal controls, human rights, breach of law, or other matters that could harm the business or reputation of Ericsson, its employees and shareholders, directly to their manager, the superior of their manager or to the People or Legal and Compliance departments. In addition, Ericsson provides employees and external stakeholders, such as suppliers, a dedicated communication channel for reporting any compliance concerns – the Ericsson Compliance Line. The Ericsson Compliance Line is operated by a third party and is available 24 hours per day, seven days per week, 365 days per year. Employees and external stakeholders are encouraged to report conduct that could violate the law or Ericsson’s policies, including the Code of Business Ethics or the Code of Conduct for Business Partners. In addition to the Compliance Line, Ericsson is further exploring additional reporting mechanisms for identifying issues related to sourcing of 3TG.

Ericsson has published a “Statement on sourcing of minerals from Conflict-Affected and High-Risk Areas” on its website that indicates Ericsson’s position and expected supplier activities in this area.

 

3.2.

Identify and assess risk in the supply chain

In the second step of the OECD Guidance, risks are identified and assessed. For downstream companies such as Ericsson, the focus should be on the smelters and refiners. Downstream companies should, with help from their first-tier suppliers, identify smelters and refiners in the supply chain.

In Ericsson’s 2024 Conflict Minerals survey, first-tier suppliers identified to be in scope were requested by Ericsson to provide information on 3TG in their supply chain through completing and submitting the Template. Suppliers were provided with the Template and support material, including instructions and training illustrating the use of the tool that is available on RMI’s website. Supplier responses were reviewed against criteria developed to determine which responses required further engagement with our suppliers. In certain circumstances, suppliers were contacted to improve the quality of responses (obtaining missing information, updating Template formats to the required version) and increase the response rate (reminding supplier to provide information with extended deadlines).

 

3.3.

Design and implement a strategy to respond to identified risks

Under the third step of the OECD Guidance, companies are encouraged to design and implement a strategy to respond to identified risks. Due diligence within Ericsson is an ongoing process. Ericsson publishes additional information about its commitment to responsible sourcing and engagement with its suppliers in its Sustainability and Corporate Responsibility Report, published together with the Annual Report.

Ericsson continuously works to improve due diligence processes with respect to 3TG, primarily focusing on the quality of data from suppliers surveyed. This includes communication and collaboration with suppliers for purposes of improving the response rate of surveyed suppliers and improving the reliability and quality of the information provided. As described above, Ericsson applies a risk-based approach when reviewing and following up on supplier responses and generally prioritizes following up with suppliers that are awarded large parts of Ericsson’s business. For example, if a supplier reports non-conformant smelters or refiners, the relevant sourcing responsible manager is notified for purposes of initiating a discussion with the supplier.


Exhibit 1.01 Conflict Minerals Report

 

In 2024, Ericsson further strengthened its due diligence processes by engaging in additional screenings of identified smelters and refiners against sanctions and forced labor risks. Following a risk-based approach, Ericsson initiated dialogue with suppliers with the aim to address, mitigate or eliminate identified risks.

 

3.4.

Independent third-party audit of smelters’ and refiners’ due diligence practices

The fourth step of the OECD Guidance focuses on audits of smelters’ and refiners’ due diligence practices. Through the RBA membership, Ericsson is a member of the RMI, supporting the RMAP as well as the development and implementation of due diligence practices and tools. This includes contributing to the development of new RMI standards: The RMI Facility Standard for Social, Environmental, OHS and Governance Risks and the RMI SCDDP.

Due to the structure of Ericsson’s supply chain, there are generally many tiers of suppliers between Ericsson and the smelters and refiners in the supply chain. Therefore, Ericsson does not, as mentioned in section 2.2, perform its own audits of smelters or refiners, but we require smelters and refiners in our supply chain to adhere to RMI’s standards or equivalent standards.

With the introduction of the new RMI Facility Standard for Social, Environmental, OHS and Governance Risks and the RMI SCDDP, Ericsson encourages suppliers and sub-suppliers to adhere to such standards.

 

3.5.

Report annually on supply chain due diligence

The fifth step of the OECD Guidance encourages companies to report on supply chain due diligence. Ericsson has a public statement on sourcing of minerals from Conflict Affected and High-Risk Areas, including 3TG, which is available on Ericsson’s website.

In accordance with the Rule, Ericsson makes its Conflict Minerals Report available on its website: https://www.ericsson.com/en/investors/financial-reports/sec-filings.

 

3.6

Inherent Limitations of Due Diligence Measures

As a downstream company, Ericsson’s due diligence on conflict minerals can provide reasonable—but not absolute—assurance regarding the origin and chain of custody of minerals in our supply chain. Our due diligence process relies on information shared by direct suppliers, who in turn must engage their own supply chains to trace minerals back to the source. We also depend on data provided by established industry assurance programs, such as those operated by RMI. While we take steps to verify and cross-reference information where possible, there are inherent challenges, including the risk of incomplete, inaccurate, or misrepresented data. These limitations stem from the complexity of global supply chains and the limited transparency available deep in the upstream chain of custody.


Exhibit 1.01 Conflict Minerals Report

 

Another ongoing challenge in our due diligence efforts is the limited availability of real-time, continuous information on country of origin and chain of custody from our suppliers. The critical minerals supply chain is complex and dynamic, spanning multiple tiers and involving numerous transactions. Raw materials are processed by smelters and refiners into derivatives such as ingots or powders, which are then distributed, sold, stored, and eventually used in manufacturing across global markets. Ericsson does not have direct contractual relationships with smelters and refiners, which means we must rely on our direct suppliers—and the broader supply chain—to collect and pass on accurate information regarding when and how minerals are processed and introduced into the market. This complexity makes it difficult to achieve full traceability in real time.

 

4.

2024 due diligence result

For the calendar year 2024, we made inquiries on the Tier 1 supplier level. Most supplier responses received provided data at a company or divisional level, with only a few exceptions providing product-level information. This year was 93%.

Ericsson plans to continue to engage with new suppliers, including smelters and refiners, that did not respond in order to increase overall response rates. Among the supplier responses, Ericsson identified 428 smelters and refiners as potential sources of 3TG that were reported to be in the supply chain during the 2024 calendar year. Only one smelter (for tin) is located in the DRC and it is RMAP conformant. Six additional smelters are located in the DRC adjoining countries: one conformant gold smelter in Tanzania; one gold smelter where outreach is required, one conformant tin smelter and one conformant tantalum smelter in Rwanda; and one tin conformant smelter and one gold smelter that is under review by the RMI and cannot participate in RMAP assessments in Uganda. Ericsson is monitoring the situation closely with the RMI and taking action to eliminate the gold smelter in Uganda from the supply chain.

The following table presents, by mineral, the number of identified smelters or refiners verified as conflict-free by the RMAP or mutually recognized audit systems. In case a supplier has identified non-conformant smelters in their supply chain, Ericsson engages with such suppliers to encourage smelters and refiners to participate in RMAP or to phase-out non-conformant smelters and refiners.


Exhibit 1.01 Conflict Minerals Report

 

Table 1. RMAP Assessment status identified by Ericsson via inquiries to our suppliers in 2025.

Note: The RMAP audit status of smelters and refiners are subject to change, and the below represents information available from RMI on May 28, 2025.

 

      Alleged        Eligible       Not Eligible      Grand Total  

GOLD

           

Active

        4           4  

Communication Suspended - Not Interested

        4           4  

Conformant

        93           93  

In Communication

        1           1  

Non Conformant

        19        2        21  

Not Applicable

     31           9        40  

Outreach Required

        51           51  

RMI Due Diligence Review - Unable to Proceed

        12           12  

Gold Total

     31        184        11        226  

TANTALUM

           

Active

        1           1  

Conformant

        35        1        36  

Outreach Required

        1           1  

RMI Due Diligence Review - Unable to Proceed

        1           1  

Tantalum Total

        38        1        39  

Tin

           

Active

        3           3  

Conformant

        55        18        73  

Non Conformant

        10           10  

Not Applicable

     1           5        6  

Outreach Required

        8           8  

RMI Due Diligence Review - Unable to Proceed

        1        1        2  

Tin Total

     1        77        24        102  

TUNGSTEN

           

Active

        2           2  

Communication Suspended - Not Interested

        1           1  

Conformant

        35        1        36  

Non Conformant

        4           4  

Not Applicable

           5        5  

Outreach Required

        5           5  

RMI Due Diligence Review - Unable to Proceed

        8           8  

Tungsten Total

        55        6        61  

Grand Total

     32        354        42        428  


Exhibit 1.01 Conflict Minerals Report

 

Definitions of assessment status:

 

   

Alleged – unknown if entity can undergo RMI assessment. More research needed.

 

   

Active – engaged in the program but not yet conformant.

 

   

Communication Suspended – Not Interested – facility has strongly communicated a lack of interest in participation to the RMI.

 

   

Conformant – independently assessed and found conformant with the relevant RMI Due Diligence standard (RMAP DD or DAP).

 

   

Non-Conformant – independently assessed and found non-conformant with the relevant RMI standard.

 

   

Outreach Required – outreach needed by RMI member companies to contact entity and encourage their participation to undergo an RMI assessment.

 

   

RMI Due Diligence Review Unable to Proceed – facilities that have not met the threshold for Due Diligence Vetting Process after a period of six months. Status may change if additional information is submitted.

 

   

Not Applicable – not eligible for an RMI assessment

 

   

Not Eligible – entity cannot undergo an RMI assessment; not included in Eligible Facility List

Ericsson’s knowledge of identified smelters or refiners in the supply chain is limited to the information provided by its suppliers. Based on the information provided by Ericsson’s suppliers during the 2024 calendar year, Ericsson believes that the facilities that may have been used to process 3TG in Ericsson’s products include the smelters and refiners listed in Annex 1 below.

Ericsson does not have enough information to determine with specificity all countries of origin of 3TG in our products, or whether they are from recycled and scrap sources. Nevertheless, based on data from RMI and RMAP, Ericsson generated a list of Reasonable Country of Origin for 3TG based on smelters and refiners identified as shown in Annex 2.

Ericsson supports the refinement and expansion of the list of participating smelters and has determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of 3TG in our supply chain.

During 2025, Ericsson anticipates continuing to review and evolve its conflict minerals due diligence processes with respect to 3TG. As part of these efforts, Ericsson expects to continue to collaborate with suppliers to maintain a high supplier response rate and improve the reliability and quality of the information provided. Ericsson’s engagement in the RMI program will continue.

 

5.

Forward-Looking Statements

Certain of the matters discussed in this report, including in relation to the due diligence processes with respect to 3TG, include forward-looking statements. Readers of this report are cautioned that Ericsson’s forward-looking statements are not guarantees of future actions, which may differ


Exhibit 1.01 Conflict Minerals Report

 

materially from the expectations expressed in the forward-looking statements. Ericsson expressly disclaims a duty to provide updates to these forward-looking statements, and the estimates and assumptions associated with them, after the date of this filing to reflect events or changes in circumstances or changes in expectations or the occurrence of anticipated events.

The information included on any websites that appears in this report and other materials referenced to is not incorporated by reference in this report.


Exhibit 1.01 Conflict Minerals Report

 

Annex 1

Smelters and refiners identified by Ericsson via inquiries to its suppliers during 20251. Note that this list includes smelters and refiners not eligible for RMAP.

 

Standard Facility Name

  

Facility ID

  

Metal

  

Country

Location

  

Assessment

Status

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CID001622    Gold    CHINA    Conformant
ASAHI METALFINE, Inc.    CID000082    Gold    JAPAN    Conformant
Ishifuku Metal Industry Co., Ltd.    CID000807    Gold    JAPAN    Conformant
JX Advanced Metals Corporation    CID000937    Gold    JAPAN    Conformant
Matsuda Sangyo Co., Ltd.    CID001119    Gold    JAPAN    Conformant
Mitsubishi Materials Corporation    CID001188    Gold    JAPAN    Conformant
Mitsui Mining and Smelting Co., Ltd.    CID001193    Gold    JAPAN    Conformant
Nihon Material Co., Ltd.    CID001259    Gold    JAPAN    Conformant
Sumitomo Metal Mining Co., Ltd.    CID001798    Gold    JAPAN    Conformant
Tanaka Kikinzoku Kogyo K.K.    CID001875    Gold    JAPAN    Conformant
Tokuriki Honten Co., Ltd.    CID001938    Gold    JAPAN    Conformant
Western Australian Mint (T/a The Perth Mint)    CID002030    Gold    AUSTRALIA    Conformant
Kojima Chemicals Co., Ltd.    CID000981    Gold    JAPAN    Conformant
Aida Chemical Industries Co., Ltd.    CID000019    Gold    JAPAN    Conformant
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CID000801    Gold    CHINA    Conformant
Jiangxi Copper Co., Ltd.    CID000855    Gold    CHINA    Conformant
LS MnM Inc.    CID001078    Gold    KOREA, REPUBLIC OF    Conformant
Agosi AG    CID000035    Gold    GERMANY    Conformant
AngloGold Ashanti Corrego do Sitio Mineracao    CID000058    Gold    BRAZIL    Conformant
Argor-Heraeus S.A.    CID000077    Gold    SWITZERLAND    Conformant
Aurubis AG    CID000113    Gold    GERMANY    Conformant
Boliden Ronnskar    CID000157    Gold    SWEDEN    Conformant
C. Hafner GmbH + Co. KG    CID000176    Gold    GERMANY    Conformant
Chimet S.p.A.    CID000233    Gold    ITALY    Conformant
Dowa    CID000401    Gold    JAPAN    Conformant
Heimerle + Meule GmbH    CID000694    Gold    GERMANY    Conformant
Heraeus Metals Hong Kong Ltd.    CID000707    Gold    CHINA    Conformant
Istanbul Gold Refinery    CID000814    Gold    TURKEY    Conformant
Asahi Refining USA Inc.    CID000920    Gold    UNITED STATES OF AMERICA    Conformant
 
1 

The audit status of smelters and refiners are subject to change, and Annex 1 represents information available from the RMI on May 15, 2025


Exhibit 1.01 Conflict Minerals Report

 

Asahi Refining Canada Ltd.    CID000924    Gold    CANADA    Conformant
Metalor Technologies (Hong Kong) Ltd.    CID001149    Gold    CHINA    Conformant
Metalor Technologies S.A.    CID001153    Gold    SWITZERLAND    Conformant
Metalor USA Refining Corporation    CID001157    Gold    UNITED STATES OF AMERICA    Conformant
MKS PAMP SA    CID001352    Gold    SWITZERLAND    Conformant
Royal Canadian Mint    CID001534    Gold    CANADA    Conformant
Umicore S.A. Business Unit Precious Metals Refining    CID001980    Gold    BELGIUM    Conformant
United Precious Metal Refining, Inc.    CID001993    Gold    UNITED STATES OF AMERICA    Conformant
Eco-System Recycling Co., Ltd. East Plant    CID000425    Gold    JAPAN    Conformant
Asaka Riken Co., Ltd.    CID000090    Gold    JAPAN    Conformant
Solar Applied Materials Technology Corp.    CID001761    Gold    TAIWAN, PROVINCE OF CHINA    Conformant
Shandong Gold Smelting Co., Ltd.    CID001916    Gold    CHINA    Conformant
WIELAND Edelmetalle GmbH    CID002778    Gold    GERMANY    Conformant
Metalor Technologies (Singapore) Pte., Ltd.    CID001152    Gold    SINGAPORE    Conformant
Metalurgica Met-Mex Penoles S.A. De C.V.    CID001161    Gold    MEXICO    Conformant
PX Precinox S.A.    CID001498    Gold    SWITZERLAND    Conformant
Rand Refinery (Pty) Ltd.    CID001512    Gold    SOUTH AFRICA    Conformant
Valcambi S.A.    CID002003    Gold    SWITZERLAND    Conformant
Abington Reldan Metals, LLC    CID002708    Gold    UNITED STATES OF AMERICA    Conformant
Advanced Chemical Company    CID000015    Gold    UNITED STATES OF AMERICA    Conformant
Almalyk Mining and Metallurgical Complex (AMMC)    CID000041    Gold    UZBEKISTAN    Conformant
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    CID000128    Gold    PHILIPPINES    Conformant
CCR Refinery - Glencore Canada Corporation    CID000185    Gold    CANADA    Conformant
Chugai Mining    CID000264    Gold    JAPAN    Conformant
DSC (Do Sung Corporation)    CID000359    Gold    KOREA, REPUBLIC OF    Conformant
Eco-System Recycling Co., Ltd. North Plant    CID003424    Gold    JAPAN    Conformant


Exhibit 1.01 Conflict Minerals Report

 

Eco-System Recycling Co., Ltd. West Plant    CID003425    Gold    JAPAN    Conformant
Gold by Gold Colombia    CID003641    Gold    COLOMBIA    Conformant
Zijin Mining Group Gold Smelting Co. Ltd.    CID002243    Gold    CHINA    Conformant
Heraeus Germany GmbH Co. KG    CID000711    Gold    GERMANY    Conformant
Italpreziosi    CID002765    Gold    ITALY    Conformant
Japan Mint    CID000823    Gold    JAPAN    Conformant
Kazzinc    CID000957    Gold    KAZAKHSTAN    Conformant
KGHM Polska Miedz Spolka Akcyjna    CID002511    Gold    POLAND    Conformant
Korea Zinc Co., Ltd.    CID002605    Gold    KOREA, REPUBLIC OF    Conformant
L’Orfebre S.A.    CID002762    Gold    ANDORRA    Non Conformant
LT Metal Ltd.    CID000689    Gold    KOREA, REPUBLIC OF    Conformant
Materion    CID001113    Gold    UNITED STATES OF AMERICA    Conformant
Metal Concentrators SA (Pty) Ltd.    CID003575    Gold    SOUTH AFRICA    Conformant
Metalor Technologies (Suzhou) Ltd.    CID001147    Gold    CHINA    Conformant
MMTC-PAMP India Pvt., Ltd.    CID002509    Gold    INDIA    Conformant
Nadir Metal Rafineri San. Ve Tic. A.S.    CID001220    Gold    TURKEY    Conformant
Navoi Mining and Metallurgical Combinat    CID001236    Gold    UZBEKISTAN    Conformant
NH Recytech Company    CID003189    Gold    KOREA, REPUBLIC OF    Conformant
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    CID002779    Gold    AUSTRIA    Active
Ohura Precious Metal Industry Co., Ltd.    CID001325    Gold    JAPAN    Conformant
Planta Recuperadora de Metales SpA    CID002919    Gold    CHILE    Conformant
PT Aneka Tambang (Persero) Tbk    CID001397    Gold    INDONESIA    Conformant
REMONDIS PMR B.V.    CID002582    Gold    NETHERLANDS    Conformant
SAFINA A.S.    CID002290    Gold    CZECHIA    Conformant
SEMPSA Joyeria Plateria S.A.    CID001585    Gold    SPAIN    Conformant
Sichuan Tianze Precious Metals Co., Ltd.    CID001736    Gold    CHINA    Conformant
SungEel HiMetal Co., Ltd.    CID002918    Gold    KOREA, REPUBLIC OF    Conformant
T.C.A S.p.A    CID002580    Gold    ITALY    Conformant
TOO Tau-Ken-Altyn    CID002615    Gold    KAZAKHSTAN    Conformant
Torecom    CID001955    Gold    KOREA, REPUBLIC OF    Non Conformant
WEEEREFINING    CID003615    Gold    FRANCE    Conformant
Yamakin Co., Ltd.    CID002100    Gold    JAPAN    Conformant
Yokohama Metal Co., Ltd.    CID002129    Gold    JAPAN    Conformant
Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CID002224    Gold    CHINA    Conformant


Exhibit 1.01 Conflict Minerals Report

 

Kennecott Utah Copper LLC    CID000969    Gold    UNITED STATES OF AMERICA    Conformant
Bangalore Refinery    CID002863    Gold    INDIA    Active
Coimpa Industrial LTDA    CID004010    Gold    BRAZIL    Conformant
Al Etihad Gold Refinery DMCC    CID002560    Gold    UNITED ARAB EMIRATES    Non Conformant
Alexy Metals    CID003500    Gold    UNITED STATES OF AMERICA    Non Conformant
Cendres + Metaux S.A.    CID000189    Gold    SWITZERLAND    Non Conformant
Samduck Precious Metals    CID001555    Gold    KOREA, REPUBLIC OF    Non Conformant
Umicore Precious Metals Thailand    CID002314    Gold    THAILAND    Non Conformant
Geib Refining Corp.    CID002459    Gold    UNITED STATES OF AMERICA    Not Applicable
Singway Technology Co., Ltd.    CID002516    Gold    TAIWAN, PROVINCE OF CHINA    Non Conformant
Emirates Gold DMCC    CID002561    Gold    UNITED ARAB EMIRATES    Non Conformant
SAAMP    CID002761    Gold    FRANCE    Non Conformant
8853 S.p.A.    CID002763    Gold    ITALY    Non Conformant
Safimet S.p.A    CID002973    Gold    ITALY    Non Conformant
ABC Refinery Pty Ltd.    CID002920    Gold    AUSTRALIA    Outreach Required
African Gold Refinery    CID003185    Gold    UGANDA    RMI Due Diligence Review - Unable to Proceed
Albino Mountinho Lda.    CID002760    Gold    PORTUGAL    Outreach Required
Tongling Nonferrous Metals Group Co., Ltd.    CID001947    Gold    CHINA    Outreach Required
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    CID000103    Gold    TURKEY    Outreach Required
AU Traders and Refiners    CID002850    Gold    SOUTH AFRICA    Non Conformant
Augmont Enterprises Private Limited    CID003461    Gold    INDIA    Non Conformant
C.I Metales Procesados Industriales SAS    CID003421    Gold    COLOMBIA    Not Applicable
Caridad    CID000180    Gold    MEXICO    Outreach Required
CGR Metalloys Pvt Ltd.    CID003382    Gold    INDIA    Outreach Required
Yunnan Copper Industry Co., Ltd.    CID000197    Gold    CHINA    Outreach Required
Daye Non-Ferrous Metals Mining Ltd.    CID000343    Gold    CHINA    Outreach required


Exhibit 1.01 Conflict Minerals Report

 

Degussa Sonne / Mond Goldhandel GmbH    CID002867    Gold    GERMANY    Outreach Required
Dijllah Gold Refinery FZC    CID003348    Gold    UNITED ARAB EMIRATES    Outreach Required
Dongwu Gold Group    CID003663    Gold    CHINA    Outreach Required
Emerald Jewel Industry India Limited (Unit 1)    CID003487    Gold    INDIA    Outreach required
Emerald Jewel Industry India Limited (Unit 2)    CID003488    Gold    INDIA    Outreach required
Emerald Jewel Industry India Limited (Unit 3)    CID003489    Gold    INDIA    Outreach required
Emerald Jewel Industry India Limited (Unit 4)    CID003490    Gold    INDIA    Outreach required
Fidelity Printers and Refiners Ltd.    CID002515    Gold    ZIMBABWE    RMI Due Diligence Review - Unable to Proceed
Fujairah Gold FZC    CID002584    Gold    UNITED ARAB EMIRATES    Outreach Required
GGC Gujrat Gold Centre Pvt. Ltd.    CID002852    Gold    INDIA    Non Conformant
Gold Coast Refinery    CID003186    Gold    GHANA    Outreach Required
Great Wall Precious Metals Co., Ltd. of CBPM    CID001909    Gold    CHINA    Outreach Required
Guangdong Jinding Gold Limited    CID002312    Gold    CHINA    Outreach Required
Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CID000651    Gold    CHINA    Outreach Required
Hangzhou Fuchunjiang Smelting Co., Ltd.    CID000671    Gold    CHINA    Outreach Required
Hunan Chenzhou Mining Co., Ltd.    CID000767    Gold    CHINA    Outreach Required
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    CID000773    Gold    CHINA    Outreach Required
HwaSeong CJ CO., LTD.    CID000778    Gold    KOREA, REPUBLIC OF    Communication Suspended - Not Interested
Industrial Refining Company    CID002587    Gold    BELGIUM    Non Conformant
International Precious Metal Refiners    CID002562    Gold    UNITED ARAB EMIRATES    Outreach required
JALAN & Company    CID002893    Gold    INDIA    Outreach Required
K.A. Rasmussen    CID003497    Gold    NORWAY    Outreach Required
Kaloti Precious Metals    CID002563    Gold    UNITED ARAB EMIRATES    RMI Due Diligence Review - Unable to Proceed
Kazakhmys Smelting LLC    CID000956    Gold    KAZAKHSTAN    Outreach required
Kundan Care Products Ltd.    CID003463    Gold    INDIA    Outreach required


Exhibit 1.01 Conflict Minerals Report

 

Kyrgyzaltyn JSC    CID001029    Gold    KYRGYZSTAN    Non Conformant
L’azurde Company For Jewelry    CID001032    Gold    SAUDI ARABIA    RMI Due Diligence Review - Unable to Proceed
Lingbao Gold Co., Ltd.    CID001056    Gold    CHINA    Outreach Required
Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CID001058    Gold    CHINA    Outreach Required
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CID001093    Gold    CHINA    Outreach Required
Marsam Metals    CID002606    Gold    BRAZIL    Non Conformant
MD Overseas    CID003548    Gold    INDIA    Outreach required
Metallix Refining Inc.    CID003557    Gold    UNITED STATES OF AMERICA    Outreach required
Modeltech Sdn Bhd    CID002857    Gold    MALAYSIA    Non Conformant
Morris and Watson    CID002282    Gold    NEW ZEALAND    Outreach required
Pease & Curren    CID002872    Gold    UNITED STATES OF AMERICA    Communication Suspended - Not Interested
Penglai Penggang Gold Industry Co., Ltd.    CID001362    Gold    CHINA    Outreach Required
QG Refining, LLC    CID003324    Gold    UNITED STATES OF AMERICA    Outreach Required
Refinery of Seemine Gold Co., Ltd.    CID000522    Gold    CHINA    Outreach Required
Sabin Metal Corp.    CID001546    Gold    UNITED STATES OF AMERICA    Communication Suspended - Not Interested
Sai Refinery    CID002853    Gold    INDIA    Outreach Required
SAM Precious Metals FZ-LLC    CID003666    Gold    UNITED ARAB EMIRATES    In Communication
Samwon Metals Corp.    CID001562    Gold    KOREA, REPUBLIC OF    Communication Suspended - Not Interested
Sancus ZFS (L’Orfebre, SA)    CID003529    Gold    COLOMBIA    Not Applicable
Sellem Industries Ltd.    CID003540    Gold    MAURITANIA    Not Applicable
Shandong Humon Smelting Co., Ltd.    CID002525    Gold    CHINA    Outreach Required
Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CID001619    Gold    CHINA    Outreach Required
Shenzhen CuiLu Gold Co., Ltd.    CID002750    Gold    CHINA    Outreach Required
Shenzhen Zhonghenglong Real Industry Co., Ltd.    CID002527    Gold    CHINA    Outreach Required
Shirpur Gold Refinery Ltd.    CID002588    Gold    INDIA    Outreach Required


Exhibit 1.01 Conflict Minerals Report

 

Sovereign Metals    CID003383    Gold    INDIA    Outreach Required
State Research Institute Center for Physical Sciences and Technology    CID003153    Gold    LITHUANIA    Outreach Required
Sudan Gold Refinery    CID002567    Gold    SUDAN    Outreach Required
Super Dragon Technology Co., Ltd.    CID001810    Gold    TAIWAN, PROVINCE OF CHINA    Outreach Required
GG Refinery Ltd.    CID004506    Gold    TANZANIA, UNITED REPUBLIC OF    Conformant
Impala Platinum - Rustenburg Smelter    CID004610    Gold    SOUTH AFRICA    Conformant
Elite Industech Co., Ltd.    CID004755    Gold    TAIWAN, PROVINCE OF CHINA    Conformant
JSC Novosibirsk Refinery    CID000493    Gold    RUSSIAN FEDERATION   

RMI Due Diligence Review -

Unable to Proceed

JSC Ekaterinburg Non-Ferrous Metal Processing Plant    CID000927    Gold    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    CID001326    Gold    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
JSC Uralelectromed    CID000929    Gold    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
Moscow Special Alloys Processing Plant    CID001204    Gold    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
SOE Shyolkovsky Factory of Secondary Precious Metals    CID001756    Gold    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
Prioksky Plant of Non-Ferrous Metals    CID001386    Gold    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
Kyshtym Copper-Electrolytic Plant ZAO    CID002865    Gold    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
TITAN COMPANY LIMITED, JEWELLERY DIVISION    CID004491    Gold    INDIA    Active
Impala Platinum - Platinum Metals Refinery (PMR)    CID004714    Gold    SOUTH AFRICA    Conformant


Exhibit 1.01 Conflict Minerals Report

 

SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.    CID004435    Gold    CHINA    Outreach Required
NOBLE METAL SERVICES    CID003690    Gold    UNITED STATES OF AMERICA    Outreach required
Attero Recycling Pvt Ltd    CID004697    Gold    INDIA    Outreach required
Minera Titan del Peru SRL (MTP) - Belen Plant    CID005014    Gold    PERU    Active
Gasabo Gold Refinery Ltd    CID005006    Gold    RWANDA    Outreach Required
Impala Platinum - Base Metal Refinery (BMR)    CID004604    Gold    SOUTH AFRICA    Conformant
Al Ghaith Gold    CID002899    Gold    UNITED ARAB EMIRATES    Not Applicable
ARY Aurum Plus    CID002596    Gold    UNITED ARAB EMIRATES    Not Applicable
DODUCO Contacts and Refining GmbH    CID000362    Gold    GERMANY    Not Applicable
Guangdong Hua Jian Trade Co., Ltd.    CID000605    Gold    CHINA    Not Applicable
Hang Seng Technology    CID000670    Gold    CHINA    Not Applicable
Henan Yuguang Gold & Lead Co., Ltd.    CID002519    Gold    CHINA    Not Applicable
House of Currency of Brazil (Casa da Moeda do Brazil)    CID002601    Gold    BRAZIL    Not Applicable
Hung Cheong Metal Manufacturing Limited    CID002904    Gold    CHINA    Not Applicable
Shandong Jin Jinyin Refining Ltd.    CID002293    Gold    CHINA    Not Applicable
Jinlong Copper Co., Ltd.    CID000909    Gold    CHINA    Not Applicable
Nyrstar    CID001313    Gold    UNITED STATES OF AMERICA    Not Applicable
SAXONIA Edelmetalle GmbH    CID002777    Gold    GERMANY    Not Applicable
Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.    CID001605    Gold    CHINA    Not Applicable
Shandong Hengbang Smelter Co., Ltd.    CID001612    Gold    CHINA    Not Applicable
Shandong Yanggu Xiangguang Co., Ltd.    CID002614    Gold    CHINA    Not Applicable
Shenzhen Heng Zhong Industry Co., Ltd.    CID001692    Gold    CHINA    Not Applicable
Sino-Platinum Metals Co., Ltd.    CID001745    Gold    CHINA    Not Applicable
Shandong penglai gold smelter    CID001616    Gold    CHINA    Not Applicable
Tai Perng    CID001840    Gold    TAIWAN, PROVINCE OF CHINA    Not Applicable
TAIWAN TOTAI CO., LTD.    CID001857    Gold    TAIWAN, PROVINCE OF CHINA    Not Applicable
Xiamen JInbo Metal Co., Ltd.    CID002076    Gold    CHINA    Not Applicable
Zhaojun Maifu    CID002201    Gold    CHINA    Not Applicable


Exhibit 1.01 Conflict Minerals Report

 

Hop Hing electroplating factory Zhejiang    CID002739    Gold    CHINA    Not Applicable
SuZhou ShenChuang recycling Ltd.    CID002743    Gold    CHINA    Not Applicable
Tsai Brother industries    CID002745    Gold    TAIWAN, PROVINCE OF CHINA    Not Applicable
Umicore Brasil Ltda.    CID001977    Gold    BRAZIL    Not Applicable
Value Trading    CID003617    Gold    BELGIUM    Not Applicable
Viagra Di precious metals (Zhaoyuan) Co., Ltd.    CID002009    Gold    CHINA    Not Applicable
Wuzhong Group    CID002063    Gold    CHINA    Not Applicable
Yunnan Gold Mining Group Co., Ltd. (YGMG)    CID002491    Gold    CHINA    Not Applicable
Zhe Jiang Guang Yuan Noble Metal Smelting Factory    CID002205    Gold    CHINA    Not Applicable
Zhongkuang Gold Industry Co., Ltd.    CID002214    Gold    CHINA    Not Applicable
Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd.    CID002219    Gold    CHINA    Not Applicable
Zhongshan Poison Material Proprietary Co., Ltd.    CID002221    Gold    CHINA    Not Applicable
Zhuhai toxic materials Monopoly Ltd.    CID002231    Gold    CHINA    Not Applicable
Zhuzhou Smelting Group Co., Ltd    CID002529    Gold    CHINA    Not Applicable
Inca One (Chala One Plant)    CID004704    Gold    PERU    Non Conformant
Inca One (Koricancha Plant)    CID004705    Gold    PERU    Non Conformant
AMG Brasil    CID001076    Tantalum    BRAZIL    Conformant
Changsha South Tantalum Niobium Co., Ltd.    CID000211    Tantalum    CHINA    Conformant
D Block Metals, LLC    CID002504    Tantalum    UNITED STATES OF AMERICA    Conformant
F&X Electro-Materials Ltd.    CID000460    Tantalum    CHINA    Conformant
FIR Metals & Resource Ltd.    CID002505    Tantalum    CHINA    Conformant
Global Advanced Metals Aizu    CID002558    Tantalum    JAPAN    Conformant
Global Advanced Metals Boyertown    CID002557    Tantalum    UNITED STATES OF AMERICA    Conformant
Hengyang King Xing Lifeng New Materials Co., Ltd.    CID002492    Tantalum    CHINA    Conformant
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CID002512    Tantalum    CHINA    Conformant
Jiangxi Tuohong New Raw Material    CID002842    Tantalum    CHINA    Conformant
JiuJiang JinXin Nonferrous Metals Co., Ltd.    CID000914    Tantalum    CHINA    Conformant
Jiujiang Tanbre Co., Ltd.    CID000917    Tantalum    CHINA    Conformant
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CID002506    Tantalum    CHINA    Conformant
KEMET de Mexico    CID002539    Tantalum    MEXICO    Conformant
Materion Newton Inc.    CID002548    Tantalum    UNITED STATES OF AMERICA    Conformant


Exhibit 1.01 Conflict Minerals Report

 

Metallurgical Products India Pvt., Ltd.    CID001163    Tantalum    INDIA    Conformant
Mineracao Taboca S.A.    CID001175    Tantalum    BRAZIL    Conformant
Mitsui Mining and Smelting Co., Ltd.    CID001192    Tantalum    JAPAN    Conformant
Ningxia Orient Tantalum Industry Co., Ltd.    CID001277    Tantalum    CHINA    Conformant
NPM Silmet AS    CID001200    Tantalum    ESTONIA    Conformant
QuantumClean    CID001508    Tantalum    UNITED STATES OF AMERICA    Conformant
Resind Industria e Comercio Ltda.    CID002707    Tantalum    BRAZIL    Conformant
RFH Yancheng Jinye New Material Technology Co., Ltd.    CID003583    Tantalum    CHINA    Conformant
Taki Chemical Co., Ltd.    CID001869    Tantalum    JAPAN    Conformant
TANIOBIS Co., Ltd.    CID002544    Tantalum    THAILAND    Conformant
TANIOBIS GmbH    CID002545    Tantalum    GERMANY    Conformant
TANIOBIS Japan Co., Ltd.    CID002549    Tantalum    JAPAN    Conformant
TANIOBIS Smelting GmbH & Co. KG    CID002550    Tantalum    GERMANY    Conformant
Telex Metals    CID001891    Tantalum    UNITED STATES OF AMERICA    Conformant
Ulba Metallurgical Plant JSC    CID001969    Tantalum    KAZAKHSTAN    Conformant
XIMEI RESOURCES (GUANGDONG) LIMITED    CID000616    Tantalum    CHINA    Conformant
XinXing HaoRong Electronic Material Co., Ltd.    CID002508    Tantalum    CHINA    Conformant
Yanling Jincheng Tantalum & Niobium Co., Ltd.    CID001522    Tantalum    CHINA    Conformant
Guangdong Rising Rare Metals-EO Materials Ltd.    CID000291    Tantalum    CHINA    Conformant
PowerX Ltd.    CID004054    Tantalum    RWANDA    Conformant
QSIL Metals Hermsdorf GmbH    CID002547    Tantalum    GERMANY    Conformant
Solikamsk Magnesium Works OAO    CID001769    Tantalum    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
5D Production OU    CID003926    Tantalum    ESTONIA    Outreach Required
Jiangxi Suns Nonferrous Materials Co. Ltd.    CID004813    Tantalum    CHINA    Active
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CID002158    Tin    CHINA    Conformant
Tin Smelting Branch of Yunnan Tin Co., Ltd.    CID002180    Tin    CHINA    Conformant
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CID000228    Tin    CHINA    Conformant
O.M. Manufacturing Philippines, Inc.    CID002517    Tin    PHILIPPINES    Conformant
PT Timah Tbk Mentok    CID001482    Tin    INDONESIA    Conformant
PT Timah Tbk Kundur    CID001477    Tin    INDONESIA    Conformant
Gejiu Non-Ferrous Metal Processing Co., Ltd.    CID000538    Tin    CHINA    Conformant


Exhibit 1.01 Conflict Minerals Report

 

Alpha Assembly Solutions Inc    CID000292    Tin    UNITED STATES OF AMERICA    Conformant
Aurubis Beerse    CID002773    Tin    BELGIUM    Conformant
Aurubis Berango    CID002774    Tin    SPAIN    Conformant
Chifeng Dajingzi Tin Industry Co., Ltd.    CID003190    Tin    CHINA    Conformant
China Tin Group Co., Ltd.    CID001070    Tin    CHINA    Conformant
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    CID003486    Tin    BRAZIL    Conformant
CRM Synergies    CID003524    Tin    SPAIN    Conformant
Dowa    CID000402    Tin    JAPAN    Conformant
EM Vinto    CID000438    Tin    BOLIVIA (PLURINATIONAL STATE OF)    Conformant
Estanho de Rondonia S.A.    CID000448    Tin    BRAZIL    Conformant
Fabrica Auricchio Industria e Comercio Ltda.    CID003582    Tin    BRAZIL    Non Conformant
Fenix Metals    CID000468    Tin    POLAND    Conformant
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CID003116    Tin    CHINA    Conformant
HuiChang Hill Tin Industry Co., Ltd.    CID002844    Tin    CHINA    Conformant
Jiangxi New Nanshan Technology Ltd.    CID001231    Tin    CHINA    Conformant
Luna Smelter, Ltd.    CID003387    Tin    RWANDA    Conformant
Magnu’s Minerais Metais e Ligas Ltda.    CID002468    Tin    BRAZIL    Conformant
Malaysia Smelting Corporation (MSC)    CID001105    Tin    MALAYSIA    Conformant
Metallic Resources, Inc.    CID001142    Tin    UNITED STATES OF AMERICA    Conformant
Mineracao Taboca S.A.    CID001173    Tin    BRAZIL    Conformant
Mining Minerals Resources SARL    CID004065    Tin    CONGO, DEMOCRATIC REPUBLIC OF THE    Conformant
Minsur    CID001182    Tin    PERU    Conformant
Mitsubishi Materials Corporation    CID001191    Tin    JAPAN    Conformant
O.M. Manufacturing (Thailand) Co., Ltd.    CID001314    Tin    THAILAND    Conformant
Operaciones Metalurgicas S.A.    CID001337    Tin    BOLIVIA (PLURINATIONAL STATE OF)    Conformant
PT ATD Makmur Mandiri Jaya    CID002503    Tin    INDONESIA    Conformant
PT Bangka Prima Tin    CID002776    Tin    INDONESIA    Conformant
PT Cipta Persada Mulia    CID002696    Tin    INDONESIA    Conformant
PT Mitra Stania Prima    CID001453    Tin    INDONESIA    Conformant
PT Mitra Sukses Globalindo    CID003449    Tin    INDONESIA    Conformant
PT Premium Tin Indonesia    CID000313    Tin    INDONESIA    Conformant


Exhibit 1.01 Conflict Minerals Report

 

PT Putera Sarana Shakti (PT PSS)    CID003868    Tin    INDONESIA    Conformant
PT Rajehan Ariq    CID002593    Tin    INDONESIA    Conformant
Resind Industria e Comercio Ltda.    CID002706    Tin    BRAZIL    Conformant
Rui Da Hung    CID001539    Tin    TAIWAN, PROVINCE OF CHINA    Conformant
Super Ligas    CID002756    Tin    BRAZIL    Conformant
Thaisarco    CID001898    Tin    THAILAND    Conformant
Tin Technology & Refining    CID003325    Tin    UNITED STATES OF AMERICA    Conformant
White Solder Metalurgia e Mineracao Ltda.    CID002036    Tin    BRAZIL    Conformant
Precious Minerals and Smelting Limited    CID003409    Tin    INDIA    Non Conformant
Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CID003397    Tin    CHINA    Conformant
PT Aries Kencana Sejahtera    CID000309    Tin    INDONESIA    Conformant
PT Artha Cipta Langgeng    CID001399    Tin    INDONESIA    Conformant
PT Babel Inti Perkasa    CID001402    Tin    INDONESIA    Conformant
PT Belitung Industri Sejahtera    CID001421    Tin    INDONESIA    Conformant
PT Bukit Timah    CID001428    Tin    INDONESIA    Conformant
PT Prima Timah Utama    CID001458    Tin    INDONESIA    Conformant
PT Refined Bangka Tin    CID001460    Tin    INDONESIA    Conformant
PT Sariwiguna Binasentosa    CID001463    Tin    INDONESIA    Conformant
PT Stanindo Inti Perkasa    CID001468    Tin    INDONESIA    RMI Due Diligence Review - Unable to Proceed
PT Tinindo Inter Nusa    CID001490    Tin    INDONESIA    Conformant
PT Tommy Utama    CID001493    Tin    INDONESIA    Conformant
CV Venus Inti Perkasa    CID002455    Tin    INDONESIA    Conformant
CV Ayi Jaya    CID002570    Tin    INDONESIA    Conformant
PT Sukses Inti Makmur (SIM)    CID002816    Tin    INDONESIA    Conformant
PT Menara Cipta Mulia    CID002835    Tin    INDONESIA    Conformant
DS Myanmar    CID003831    Tin    MYANMAR    Conformant
PT Babel Surya Alam Lestari    CID001406    Tin    INDONESIA    Conformant
PT Bangka Serumpun    CID003205    Tin    INDONESIA    Conformant
PT Rajawali Rimba Perkasa    CID003381    Tin    INDONESIA    Conformant
PT Timah Nusantara    CID001486    Tin    INDONESIA    Conformant
Feinhutte Halsbrucke GmbH    CID000466    Tin    GERMANY    Conformant
PT Bangka Tin Industry    CID001419    Tin    INDONESIA    Conformant
Soft Metais Ltda.    CID001758    Tin    BRAZIL    Conformant
Malaysia Smelting Corporation Berhad (Port Klang)    CID004434    Tin    MALAYSIA    Conformant
Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.    CID004403    Tin    JAPAN    Conformant


Exhibit 1.01 Conflict Minerals Report

 

Woodcross Smelting Company Limited    CID004724    Tin    UGANDA    Conformant
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CID001908    Tin    CHINA    Non Conformant
Ma’anshan Weitai Tin Co., Ltd.    CID003379    Tin    CHINA    Non Conformant
Thai Nguyen Mining and Metallurgy Co., Ltd.    CID002834    Tin    VIET NAM    Not Applicable
Gejiu Zili Mining And Metallurgy Co., Ltd.    CID000555    Tin    CHINA    Non Conformant
Dongguan Best Alloys Co., Ltd.    CID000377    Tin    CHINA    Active
Novosibirsk Tin Combine    CID001305    Tin    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
VQB Mineral and Trading Group JSC    CID002015    Tin    VIET NAM    Outreach Required
PT Panca Mega Persada    CID001457    Tin    INDONESIA    Not Applicable
PT Tirus Putra Mandiri    CID002478    Tin    INDONESIA    Not Applicable
Nghe Tinh Non-Ferrous Metals Joint Stock Company    CID002573    Tin    VIET NAM    Outreach Required
Pongpipat Company Limited    CID003208    Tin    MYANMAR    Outreach Required
Gejiu City Fuxiang Industry and Trade Co., Ltd.    CID003410    Tin    CHINA    Outreach Required
Global Advanced Metals Greenbushes Pty Ltd.    CID004754    Tin    AUSTRALIA    Conformant
PT Mitra Graha Raya    CID004685    Tin    INDONESIA    Not Applicable
RIKAYAA GREENTECH PRIVATE LIMITED    CID004692    Tin    INDIA    Outreach required
Longnan Chuangyue Environmental Protection Technology Development Co., Ltd    CID004796    Tin    CHINA    Outreach Required
PT Arsed Indonesia    CID005067    Tin    INDONESIA    Conformant
P Kay Metal, Inc    CID005189    Tin    UNITED STATES OF AMERICA    Active
Gejiu Kai Meng Industry and Trade LLC    CID000942    Tin    CHINA    Non Conformant
Melt Metais e Ligas S.A.    CID002500    Tin    BRAZIL    Active
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    CID002572    Tin    VIET NAM    Non Conformant
Tuyen Quang Non-Ferrous Metals Joint Stock Company    CID002574    Tin    VIET NAM    Outreach Required
An Vinh Joint Stock Mineral Processing Company    CID002703    Tin    VIET NAM    Outreach Required
Modeltech Sdn Bhd    CID002858    Tin    MALAYSIA    Non Conformant
Dongguan CiEXPO Environmental Engineering Co., Ltd.    CID003356    Tin    CHINA    Non Conformant
Rian Resources SDN. BHD.    CID003581    Tin    MALAYSIA    Non Conformant
Boliden AB    CID002337    Tin    Unknown    Not Applicable


Exhibit 1.01 Conflict Minerals Report

 

A.L.M.T. Corp.    CID000004    Tungsten    JAPAN    Conformant
Asia Tungsten Products Vietnam Ltd.    CID002502    Tungsten    VIET NAM    Conformant
China Molybdenum Tungsten Co., Ltd.    CID002641    Tungsten    CHINA    Conformant
Chongyi Zhangyuan Tungsten Co., Ltd.    CID000258    Tungsten    CHINA    Conformant
Cronimet Brasil Ltda    CID003468    Tungsten    BRAZIL    Conformant
Fujian Xinlu Tungsten Co., Ltd.    CID003609    Tungsten    CHINA    Conformant
Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CID002315    Tungsten    CHINA    Conformant
Ganzhou Seadragon W & Mo Co., Ltd.    CID002494    Tungsten    CHINA    Conformant
Global Tungsten & Powders LLC    CID000568    Tungsten    UNITED STATES OF AMERICA    Conformant
Guangdong Xianglu Tungsten Co., Ltd.    CID000218    Tungsten    CHINA    Conformant
H.C. Starck Tungsten GmbH    CID002541    Tungsten    GERMANY    Conformant
Hubei Green Tungsten Co., Ltd.    CID003417    Tungsten    CHINA    Conformant
Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch    CID002513    Tungsten    CHINA    Conformant
Japan New Metals Co., Ltd.    CID000825    Tungsten    JAPAN    Conformant
Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CID002551    Tungsten    CHINA    Conformant
Jiangxi Gan Bei Tungsten Co., Ltd.    CID002321    Tungsten    CHINA    Conformant
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CID002318    Tungsten    CHINA    Conformant
Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CID002317    Tungsten    CHINA    Conformant
Jiangxi Yaosheng Tungsten Co., Ltd.    CID002316    Tungsten    CHINA    Conformant
Kennametal Fallon    CID000966    Tungsten    UNITED STATES OF AMERICA    Conformant
Kennametal Huntsville    CID000105    Tungsten    UNITED STATES OF AMERICA    Conformant
Lianyou Metals Co., Ltd.    CID003407    Tungsten    TAIWAN, PROVINCE OF CHINA    Conformant
Malipo Haiyu Tungsten Co., Ltd.    CID002319    Tungsten    CHINA    Conformant
Masan High-Tech Materials    CID002543    Tungsten    VIET NAM    Conformant
Niagara Refining LLC    CID002589    Tungsten    UNITED STATES OF AMERICA    Conformant
Philippine Chuangxin Industrial Co., Inc.    CID002827    Tungsten    PHILIPPINES    Conformant
TANIOBIS Smelting GmbH & Co. KG    CID002542    Tungsten    GERMANY    Conformant
Wolfram Bergbau und Hutten AG    CID002044    Tungsten    AUSTRIA    Conformant
Xiamen Tungsten (H.C.) Co., Ltd.    CID002320    Tungsten    CHINA    Conformant
Xiamen Tungsten Co., Ltd.    CID002082    Tungsten    CHINA    Conformant


Exhibit 1.01 Conflict Minerals Report

 

Tungsten Vietnam Joint Stock Company    CID003993    Tungsten    VIET NAM    Conformant
Hunan Chenzhou Mining Co., Ltd.    CID000766    Tungsten    CHINA    Conformant
Hunan Jintai New Material Co., Ltd.    CID000769    Tungsten    CHINA    Non Conformant
Ganzhou Haichuang Tungsten Co., Ltd.    CID002645    Tungsten    CHINA    Not Applicable
Fujian Ganmin RareMetal Co., Ltd.    CID003401    Tungsten    CHINA    Not Applicable
ACL Metais Eireli    CID002833    Tungsten    BRAZIL    Non Conformant
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    CID003427    Tungsten    BRAZIL    Non Conformant
CNMC (Guangxi) PGMA Co., Ltd.    CID000281    Tungsten    CHINA    Outreach Required
Woltech Korea Co., Ltd.    CID002843    Tungsten    KOREA, REPUBLIC OF    Not Applicable
HANNAE FOR T Co., Ltd.    CID003978    Tungsten    KOREA, REPUBLIC OF    Outreach Required
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CID002313    Tungsten    CHINA    Communication Suspended - Not Interested
Nam Viet Cromit Joint Stock Company    CID004034    Tungsten    VIET NAM    Outreach Required
YUDU ANSHENG TUNGSTEN CO., LTD.    CID003662    Tungsten    CHINA    Outreach Required
Lianyou Resources Co., Ltd.    CID004397    Tungsten    TAIWAN, PROVINCE OF CHINA    Conformant
Moliren Ltd.    CID002845    Tungsten    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
JSC “Kirovgrad Hard Alloys Plant”    CID003408    Tungsten    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
NPP Tyazhmetprom LLC    CID003416    Tungsten    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
Unecha Refractory metals plant    CID002724    Tungsten    RUSSIAN FEDERATION    Non Conformant
LAOS SOUTHERN MINING SMELTING SOLE CO.,LTD    CID005017    Tungsten    LAO PEOPLE’S DEMOCRATIC REPUBLIC    Active
Philippine Carreytech Metal Corp.    CID004438    Tungsten    PHILIPPINES    Active
OOO “Technolom” 1    CID003614    Tungsten    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
LLC Vostok    CID003643    Tungsten    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed


Exhibit 1.01 Conflict Minerals Report

 

MALAMET SMELTING SDN. BHD.    CID004056    Tungsten    MALAYSIA    Outreach Required
KENEE MINING VIETNAM COMPANY LIMITED    CID004619    Tungsten    VIET NAM    Conformant
Hydrometallurg, JSC    CID002649    Tungsten    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
Artek LLC    CID003553    Tungsten    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
OOO “Technolom” 2    CID003612    Tungsten    RUSSIAN FEDERATION    RMI Due Diligence Review - Unable to Proceed
Shinwon Tungsten (Fujian Shanghang) Co., Ltd.    CID004430    Tungsten    CHINA    Conformant
Philippine Bonway Manufacturing Industrial Corporation    CID004797    Tungsten    PHILIPPINES    Conformant
Ganzhou Huaxing Tungsten Products Co., Ltd.    CID000875    Tungsten    CHINA    Not Applicable
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CID002830    Tungsten    CHINA    Not Applicable
Tin Smelting Branch of Yunnan Tin Co., Ltd.    CID002180    Tin    CHINA    Conformant


Exhibit 1.01 Conflict Minerals Report

 

Annex 2

Reasonable Country of Origin for 3TG based on the identified smelters, refiners and suppliers.

 

Country

   Gold    Tantalum    Tin    Tungsten    Grand
Total

ANDORRA

   1                       1

AUSTRALIA

   2       1       3

AUSTRIA

   1          1    2

BELGIUM

   3       1       4

BOLIVIA (PLURINATIONAL STATE OF)

         2       2

BRAZIL

   5    3    10    3    21

CANADA

   3             3

CHILE

   1             1

CHINA

   55    16    19    26    116

COLOMBIA

   3             3

CONGO, DEMOCRATIC REPUBLIC OF THE

         1       1

CZECHIA

   1             1

ESTONIA

      2          2

FRANCE

   2             2

GERMANY

   9    3    1    2    15

GHANA

   1             1

INDIA

   17    1    2       20

INDONESIA

   1       34       35

ITALY

   5             5

JAPAN

   22    4    3    2    31

KAZAKHSTAN

   3    1          4

KOREA, REPUBLIC OF

   10             2    12

KYRGYZSTAN

   1             1

LAO PEOPLE’S DEMOCRATIC REPUBLIC

            1    1

LITHUANIA

   1             1

MALAYSIA

   1       4    1    6

MAURITANIA

   1             1

MEXICO

   2    1          3

MYANMAR

            2       2

NETHERLANDS

   1             1

NEW ZEALAND

   1             1

NORWAY

   1       1       2

PERU

   3       1       4

PHILIPPINES

   1       1    3    5

POLAND

   1       1       2

PORTUGAL

   1             1

RUSSIAN FEDERATION

   8    1    1    9    19

RWANDA

   1    1    1       3

SAUDI ARABIA

   1             1


Exhibit 1.01 Conflict Minerals Report

 

SINGAPORE

   1                          1

SOUTH AFRICA

   6             6

SPAIN

   1       2       3

SUDAN

   1             1

SWEDEN

   1             1

SWITZERLAND

   6             6

TAIWAN, PROVINCE OF CHINA

   7       1    2    10

TANZANIA, UNITED REPUBLIC OF

   1             1

THAILAND

   1    1    2       4

TURKEY

   3             3

UGANDA

   1       1       2

UNITED ARAB EMIRATES

   9             9

UNITED STATES OF AMERICA

   15    5    4    4    28

UZBEKISTAN

   2             2

VIET NAM

            6    5    11

ZIMBABWE

   1             1
  

 

  

 

  

 

  

 

  

 

Grand Total

   226    39    102    61    428