EX-1.01 2 a5232025ex101conflictminer.htm EX-1.01 Document

Exhibit 1.01

CONFLICT MINERALS REPORT OF STRYKER CORPORATION
For the year ended December 31, 2024

Stryker has made statements in this conflict minerals report that may constitute forward-looking statements about our plans to take additional actions or to implement additional policies or procedures with respect to our due diligence efforts to determine the origin of so-called conflict minerals included in our products. Stryker undertakes no obligation to publicly update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. Stryker’s reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report. In addition, there are factors that could affect the accuracy of statements made in this report, including, without limitation: incomplete or unavailable supplier, smelter or refiner data; errors, omissions, or fraud by suppliers, smelters or refiners; changing definitions or methodologies for confirming smelters or refiners; incomplete, unclear, or modified guidance from third-party industry and other sources; continuing guidance regarding the conflict minerals rules and other issues.

This is the Conflict Minerals Report of Stryker Corporation for calendar year 2024 (the “Reporting Period”) in accordance with Rule 13p-1 of the Securities Exchange Act of 1934 (“Rule 13p-1”). The term “3TG” as used in this report includes cassiterite, columbite-tantalite, wolframite, gold, and their derivatives tin, tantalum, and tungsten. Based on our Conflict Minerals Program and due diligence efforts described in more detail herein, we have not found any evidence to indicate the 3TG in our products directly or indirectly financed or benefited armed groups in the Covered Countries (defined below) for the year ended December 31, 2024.

1.Conflict Minerals Rule
Effective November 2012, the United States Securities and Exchange Commission (the “Commission”) adopted Rule 13p-1 pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) relating to the use of conflict minerals. Section 1502 added Section 13(p) of the Act, which obligated the Commission to promulgate rules requiring public companies with 3TG that are necessary to the functionality or production of products that they manufacture to disclose annually whether those minerals originated in the Democratic Republic of the Congo or an adjoining country (“Covered Countries”). If an issuer’s 3TG originated in a Covered Country, Rule 13p-1 requires the issuer to file a report with the Commission that describes the measures it has taken to exercise due diligence to determine the source and chain of custody of 3TG in its products.

2.Company Overview
Stryker Corporation is a global leader in medical technologies and, together with our customers, we are driven to make healthcare better. We offer innovative products and services in MedSurg, Neurotechnology, and Orthopaedics that help improve patient and healthcare outcomes.. Alongside our customers around the world, we impact more than 150 million patients annually. Stryker was incorporated in Michigan in 1946 as the successor company to a business founded in 1941 by Dr. Homer H. Stryker, a prominent orthopaedic surgeon and inventor of several medical products.

As used herein, and except where the context otherwise requires, “Stryker,” “we,” “us” and “our” refer to Stryker Corporation and our consolidated subsidiaries that are subject to the reporting requirements of Rule 13p-1.

3.Product Overview
Our products are sold in approximately 75 countries through company-owned subsidiaries and branches as well as third-party dealers and distributors. Our products include surgical equipment and surgical navigation systems; endoscopic and communications systems; patient handling, emergency medical equipment and intensive care disposable products; clinical communication and workflow solutions; neurosurgical and neurovascular devices; implants used in joint replacement and trauma surgeries; Mako Robotic-Arm Assisted technology; as well as other products used in a variety of medical specialties. Most of our products are marketed directly to doctors, hospitals and other healthcare facilities. 3TG is necessary to the functionality of many of these products.









4.Conflict Minerals Program Overview
We are committed to conducting our affairs ethically and lawfully and expect that the businesses we associate with will do the same. We are a member of the Responsible Minerals Initiative (“RMI”) and maintain a Conflict Minerals Program that follows the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Framework”) because our products may contain components or materials that utilize 3TG. We rely heavily on input from our suppliers utilizing RMI’s Conflict Minerals Reporting Template (“CMRT”) to determine whether any 3TG in our products originated in the Covered Countries because we do not purchase 3TG directly from mines, smelters or refiners. Our Conflict Minerals program is outlined in further detail below.

4.1    Strong Company Management Systems

4.1.1    Conflict Minerals Policy
We maintain a Conflict Minerals Policy that reinforces our commitment to responsible sourcing in the Covered Countries and sets the expectation that our suppliers will procure 3TG from socially responsible sources. This policy is available publicly at www.stryker.com/conflictminerals.

4.1.2    Conflict Minerals Team
Our Conflict Minerals Team, consisting of a program manager and representatives from the procurement and legal functions, is responsible for executing our Conflict Minerals Program. A committee consisting of senior leaders reviews the Conflict Minerals Team’s progress to ensure compliance with our policies and the Act.
4.1.3    Multi-Stakeholder Group Participation
We are a member of the RMI, which facilitates engagement with industry peers, subject matter experts and other stakeholder groups, including non-governmental organizations, socially responsible investor groups, governments and multilateral institutions to align on expectations and best practices in conducting our supply chain activities. Membership also provides us access to the most up-to-date Reasonable Country of Origin information for facilities participating in the Responsible Minerals Assurance Process (“RMAP”), training resources and other tools.

4.1.4    Supplier Relationship Strategy
As a manufacturer and seller of medical devices, we are subject to strict quality and regulatory requirements throughout the world. Due to these requirements and the nature of our products, we predominantly maintain long-term relationships with our suppliers, which enables strong collaboration and a deeper understanding of our requirements. We leverage these relationships to maximize due diligence engagement and engage in risk mitigation activities.

4.1.5    Supplier Engagement
We engage suppliers in our due diligence activities through the use of the standardized CMRT developed by the RMI. The CMRT streamlines the transfer of information about the potential country of origin of the minerals used in our products and the smelters or refiners (“SORs”) utilized in our supply chain. We collect and analyze supplier CMRTs through a vendor who is a global leader for supply chain compliance solutions. This vendor enables the collection of supplier data and the subsequent analysis and validation of that information within their web-based platform.

4.1.6    Supply Contracts
Our supply agreements and standard purchase order terms and conditions contain provisions requiring supplier compliance with our Supplier Code of Conduct. The Supplier Code of Conduct requires implementation of appropriate supply chain due diligence processes to ensure that materials come from legitimate sources. Our Supplier Code of Conduct is publicly available at www.stryker.com/poterms.

4.1.7    Training
We conduct annual conflict minerals training for relevant procurement teams. The training provides an overview of conflict minerals and associated legislation, our Conflict Minerals Policy and Program and supplier engagement on conflict minerals.







4.1.8    Grievance Mechanism
We maintain conflictminerals@stryker.com as a dedicated email address for questions regarding our Conflict Minerals Policy. We also maintain an ethics hotline publicly available at www.ethicshotline.stryker.com as a mechanism for interested parties to voice concerns regarding compliance.

4.2    Identification and Assessment of Risks in Supply Chain

4.2.1As a finished medical device manufacturer, we are far removed from the mining of 3TG. We do not directly purchase raw ore or unrefined minerals from mines or SORs, including from those located in the Covered Countries.

4.2.2We rely on our suppliers to conduct appropriate due diligence within their supply chains and provide accurate information to determine the origin of 3TG contained in our products. We perform an annual review of suppliers subject to our conflict minerals assessment process (“In-Scope Suppliers”). The Conflict Minerals Team identifies In-Scope Suppliers by reviewing our approved supplier list and filtering this information using commodity assignment, spend and activity data. The resulting suppliers undergo an additional review conducted by our procurement team to finalize the list of In-Scope Suppliers who are most likely to be supplying components or products that contain 3TG.

4.2.3We utilize a vendor to collect information from the In-Scope Suppliers regarding the presence and sourcing of 3TGs used in the products and components supplied to us using the CMRT at a company, product, or user-defined level, depending on the supplier’s ability to provide the required data.

4.2.4We review the information provided by the In-Scope Suppliers against the most current identified SOR lists, including those published by the Commerce Department, RMI, the London Bullion Market Association and the Responsible Jewellery Council. We also assess the physical location of SORs that are known and/or participating in RMAP or a similar recognized framework such as the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification (each a “Recognized Framework”).

4.2.5We review the information provided by In-Scope Suppliers and the third-party data to identify any SORs that we consider high-risk in relation to 3TG sourcing, including those that are either located in or sourcing from a Covered Country and are not participating in RMAP or a Recognized Framework.

4.3    Strategy to Respond to Risks

4.3.1    Assessment Process

4.3.1.1    Non-response Risk
We track assessment response rates and non-responsive In-Scope Suppliers during the assessment process using a dashboard and other reports. Our vendor sends reminders both via email and telephone throughout the assessment period. Continued non-response is escalated to our procurement team. Non-responses at the end of the assessment period are noted and factored into our supplier management strategy and future year assessment activities for the non-responsive In-Scope Supplier.

4.3.1.2     Data Inconsistency Risk
Our vendor automatically performs an initial evaluation of any inconsistencies or gaps in the information submitted by In-Scope Suppliers and performs follow-up to resolve any issues.








4.3.2    Risk Mitigation Activities
The results of risk identification activities are communicated to our Procurement Leadership Team. We determine, on a case-by-case basis, the appropriate mitigation strategy for any high risk SORs. Due to the nature of our products, we are unable to make supply chain-related changes without significant quality and safety related due diligence and, in some instances, a lengthy regulatory approval process. As such, we primarily emphasize supplier education and cooperative efforts to bring existing supply chains into conformance with our Conflict Minerals Policy. These efforts may include further investigation to understand a high-risk SOR’s actual role in our product supply chain and leveraging upstream supplier relationships to promote SOR participation in the RMAP or a Recognized Framework. We may, however, pursue the removal from our supply chain of any confirmed high-risk SOR that is unwilling to participate in the RMAP or a Recognized Framework. With the understanding that risk mitigation activities are an ongoing effort, we monitor the status of these high-risk SORs and In-Scope Supplier activities over subsequent assessment periods to understand the effectiveness of this strategy and enact further corrective action if necessary.

4.4    Carrying out Independent Third-Party Audits

4.4.1    Independent Third-Party Audits
As a downstream company, we are far removed from the SORs providing 3TG and therefore do not perform or direct our own audits of SORs. Instead, we rely on the RMI’s RMAP, which includes an independent assessment of SOR management systems and sourcing practices to validate conformance with responsible mineral procurement standards, and other Recognized Frameworks to enable our SOR due diligence activities.

4.5    Public Report

4.5.1    Annual SEC Reporting
We comply with annual reporting requirements as set forth in Rule 13p-1 by filing with the SEC a Form SD and including this report.

4.5.2    Public Availability
This Conflict Minerals Report is also publicly available in the “Investor Relations” section of our website at investors.stryker.com and referenced in our annual “Comprehensive Report” available at www.stryker.com/crhub.

5.2024 Reasonable Country of Origin Inquiry Results

5.1    In-Scope Suppliers
We determined, that during the Reporting Period, we manufactured and/or contracted to manufacture products containing 3TG that were necessary for the functionality or production of our products. A total of 620 suppliers were identified as In-Scope Suppliers potentially providing us with materials or products containing 3TG.

5.2    Process Overview
We conducted a Reasonable Country of Origin Inquiry (“RCOI”) of the In-Scope Suppliers beginning with a request to confirm if the products they supply to Stryker contained 3TG. If the products contained 3TG, we then requested that the Suppliers complete CMRT version 6.4 to assist in determining whether the 3TG contained in our products originated from the Covered Countries.

We communicated to In-Scope Suppliers the importance of participating in our 2024 RCOI and provided initial information on the required activities. Through the vendor, we provided In-Scope Suppliers with a CMRT submission portal, submission instructions and an email submission option for those In-Scope Suppliers unwilling or unable to use the portal. Suppliers were engaged between February 19, 2025 and April 30, 2025 to provide the required information for our RCOI. During this period, up to five reminder emails were sent to each non-responsive supplier and, if a supplier remained non-responsive, additional reminders occurred via telephone or directly from our procurement team. Throughout the process, responses were reviewed for plausibility, consistency and gaps, and we engaged in follow-up activities as necessary.




5.3    Supplier Responses
The response rate of the In-Scope Suppliers to the initial step within the RCOI was 87%. Of the responding suppliers, 40% identified the presence of 3TG in the materials or products supplied to us. Based on the data from the submitted CMRTs, these suppliers identified a total of 377 SORs that could be verified as active using the resources described in section 4.2.4. Of these verified SORs, there was an indication that 55 are located in or sourced from the Covered Countries. 50 out of 55 SORs are conformant to a Recognized Framework.


5.4    Determination
Based on the results of the RCOI, we have reason to believe that some 3TG in our products may have originated in the Covered Countries and may not have come from recycled or scrap sources. Therefore, we conducted additional due diligence to determine the Country of Origin of the 3TG in our products and whether our supply chain activities directly or indirectly financed or benefited armed groups in the Covered Countries in accordance with Rule 13p-1. The results of our diligence are outlined below.

6.Due Diligence

6.1    Results
Using the results of the RCOI, and in accordance with the steps described in section 4 above, we performed additional due diligence on those SORs located in or sourcing from the Covered Countries, focusing on the SOR RMAP participation during the Reporting Period. The results of that due diligence can be found in Table 1.

Table 1

MetalSOR RMAP StatusTotal
ConformantActiveNot Enrolled
Tantalum180018
Tin120113
Tungsten8019
Gold120315

6.2    Risk Mitigation Activities
We focused our resulting risk mitigation activities on the SORs that either source from or are located in a Covered Country whose RMAP status was found to be “Not Enrolled” and who have not indicated intent to become “Active” or “Conformant”. “Conformant” meaning independently assessed and found conformant with the relative RMAP standard, “Active” meaning engaged in the RMAP program but not yet conformant, and “Not Enrolled” referring to all other statuses. As a downstream company, and in alignment with the risk mitigation activities described in 4.3.2. above, we issued notifications to the In-Scope Suppliers who included these SORs in their CMRT submissions. These notifications focused on engaging the SOR, either directly or through any necessary upstream suppliers, to promote participation in the RMAP and to consider removal of the SOR from their supply chain if they are unwilling or unable to participate in the RMAP. We will continue to engage with the RMI and their other member companies to promote SOR participation in the RMAP. We also continue to monitor In-Scope Supplier responses to these notifications and determine if any additional actions are needed.

6.3    Conclusion
Based on due diligence efforts, we do not have sufficient information to conclusively determine the countries of origin of the 3TG contained in our products. As in previous years, while we cannot conclusively determine the countries of origin, we have not found any evidence to indicate the 3TG in our products directly or indirectly financed or benefited armed groups in the Covered Countries for the year ended December 31, 2024. The list of SORs which is based on the information provided by In-Scope Suppliers can be found in Appendix A and the Countries of Origin identified as believed to be associated with these materials are listed in Appendix B.




Appendix A: Smelter or Refiner List

This list is based on data provided by our suppliers for reporting year 2024. In-Scope Suppliers predominantly provided company-level information which included the supplier’s entire supply chain and, as such, this information was not limited to SORs that contributed 3TG used specifically in our products. As a result, we are unable to confirm whether our products contain 3TG from all of these sources. Additionally, this list only includes facilities reported by suppliers that are on the RMAP list as of April 30, 2025.

MetalNameLocationRMAP Status
Gold8853 S.p.A.ItalyNot Enrolled
GoldABC Refinery Pty Ltd.AustraliaNot Enrolled
GoldAbington Reldan Metals, LLCUnited StatesConformant
GoldAdvanced Chemical CompanyUnited StatesConformant
GoldAfrican Gold RefineryUgandaNot Enrolled
GoldAgosi AGGermanyConformant
GoldAida Chemical Industries Co., Ltd.JapanConformant
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesNot Enrolled
GoldAlbino Mountinho Lda.PortugalNot Enrolled
GoldAlexy MetalsUnited StatesNot Enrolled
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanConformant
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilConformant
GoldArgor-Heraeus S.A.SwitzerlandConformant
GoldAsahi Metalfine, Inc.JapanConformant
GoldAsahi Refining Canada Ltd.CanadaConformant
GoldAsahi Refining USA Inc.United StatesConformant
GoldAsaka Riken Co., Ltd.JapanConformant
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyNot Enrolled
GoldAttero Recycling Pvt LtdIndiaNot Enrolled
GoldAU Traders and RefinersSouth AfricaNot Enrolled
GoldAugmont Enterprises Private LimitedIndiaNot Enrolled
GoldAurubis AGGermanyConformant
GoldBangalore RefineryIndiaActive
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesConformant
GoldBoliden ABSwedenConformant
GoldC. Hafner GmbH + Co. KGGermanyConformant
GoldCaridadMexicoNot Enrolled
GoldCCR Refinery - Glencore Canada CorporationCanadaConformant
GoldCendres + Metaux S.A.SwitzerlandNot Enrolled
GoldCGR Metalloys Pvt Ltd.IndiaNot Enrolled
GoldChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaNot Enrolled
GoldChimet S.p.A.ItalyConformant
GoldChugai MiningJapanConformant
GoldCoimpa Industrial LTDABrazilConformant
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaNot Enrolled
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyNot Enrolled
GoldDijllah Gold Refinery FZCUnited Arab EmiratesNot Enrolled
GoldDongwu Gold GroupChinaNot Enrolled
GoldDowaJapanConformant
GoldDSC (Do Sung Corporation)Korea, Republic ofConformant
GoldEco-System Recycling Co., Ltd. East PlantJapanConformant
GoldEco-System Recycling Co., Ltd. North PlantJapanConformant
GoldEco-System Recycling Co., Ltd. West PlantJapanConformant
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaNot Enrolled
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaNot Enrolled



GoldEmerald Jewel Industry India Limited (Unit 3)IndiaNot Enrolled
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaNot Enrolled
GoldEmirates Gold DMCCUnited Arab EmiratesNot Enrolled
GoldFidelity Printers and Refiners Ltd.ZimbabweNot Enrolled
GoldFujairah Gold FZCUnited Arab EmiratesNot Enrolled
GoldGG Refinery Ltd.TanzaniaConformant
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaNot Enrolled
GoldGold by Gold ColombiaColombiaConformant
GoldGold Coast RefineryGhanaNot Enrolled
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaNot Enrolled
GoldGuangdong Jinding Gold LimitedChinaNot Enrolled
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaNot Enrolled
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaNot Enrolled
GoldHeimerle + Meule GmbHGermanyConformant
GoldHeraeus Germany GmbH Co. KGGermanyConformant
GoldHeraeus Metals Hong Kong Ltd.ChinaConformant
GoldHunan Chenzhou Mining Co., Ltd.ChinaNot Enrolled
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaNot Enrolled
GoldHwaSeong CJ CO., LTD.Korea, Republic ofNot Enrolled
GoldImpala Platinum - Base Metal Refinery (BMR)South AfricaConformant
GoldImpala Platinum - Platinum Metals Refinery (PMR)South AfricaConformant
GoldImpala Platinum - Rustenburg SmelterSouth AfricaConformant
GoldInca One (Chala One Plant)PeruNot Enrolled
GoldInca One (Koricancha Plant)PeruNot Enrolled
GoldIndustrial Refining CompanyBelgiumNot Enrolled
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaConformant
GoldInternational Precious Metal RefinersUnited Arab EmiratesNot Enrolled
GoldIshifuku Metal Industry Co., Ltd.JapanConformant
GoldIstanbul Gold RefineryTurkeyConformant
GoldItalpreziosiItalyConformant
GoldJALAN & CompanyIndiaNot Enrolled
GoldJapan MintJapanConformant
GoldJiangxi Copper Co., Ltd.ChinaConformant
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationNot Enrolled
GoldJSC Novosibirsk RefineryRussian FederationNot Enrolled
GoldJSC UralelectromedRussian FederationNot Enrolled
GoldJX Advanced Metals CorporationJapanConformant
GoldK.A. RasmussenNorwayNot Enrolled
GoldKaloti Precious MetalsUnited Arab EmiratesNot Enrolled
GoldKazakhmys Smelting LLCKazakhstanNot Enrolled
GoldKazzincKazakhstanConformant
GoldKennecott Utah Copper LLCUnited StatesConformant
GoldKGHM Polska Miedz Spolka AkcyjnaPolandConformant
GoldKojima Chemicals Co., Ltd.JapanConformant
GoldKorea Zinc Co., Ltd.Korea, Republic ofConformant
GoldKundan Care Products Ltd.IndiaNot Enrolled
GoldKyrgyzaltyn JSCKyrgyzstanNot Enrolled
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationNot Enrolled
GoldL’azurde Company For JewelrySaudi ArabiaNot Enrolled
GoldLingbao Gold Co., Ltd.ChinaNot Enrolled
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaNot Enrolled
GoldL’Orfebre S.A.AndorraConformant
GoldLS MnM Inc.Korea, Republic ofConformant
GoldLT Metal Ltd.Korea, Republic ofConformant
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaNot Enrolled



GoldMarsam MetalsBrazilNot Enrolled
GoldMaterionUnited StatesConformant
GoldMatsuda Sangyo Co., Ltd.JapanConformant
GoldMD OverseasIndiaNot Enrolled
GoldMetal Concentrators SA (Pty) Ltd.South AfricaConformant
GoldMetallix Refining Inc.United StatesNot Enrolled
GoldMetalor Technologies (Hong Kong) Ltd.ChinaConformant
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeConformant
GoldMetalor Technologies (Suzhou) Ltd.ChinaConformant
GoldMetalor Technologies S.A.SwitzerlandConformant
GoldMetalor USA Refining CorporationUnited StatesConformant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoConformant
GoldMinera Titan del Peru SRL (MTP) - Belen PlantPeruActive
GoldMitsubishi Materials CorporationJapanConformant
GoldMitsui Mining and Smelting Co., Ltd.JapanConformant
GoldMKS PAMP SASwitzerlandConformant
GoldMMTC-PAMP India Pvt., Ltd.IndiaConformant
GoldModeltech Sdn BhdMalaysiaNot Enrolled
GoldMorris and WatsonNew ZealandNot Enrolled
GoldMoscow Special Alloys Processing PlantRussian FederationNot Enrolled
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyConformant
GoldNavoi Mining and Metallurgical CombinatUzbekistanConformant
GoldNH Recytech CompanyKorea, Republic ofConformant
GoldNihon Material Co., Ltd.JapanConformant
GoldNoble Metal ServicesUnited StatesNot Enrolled
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaActive
GoldOhura Precious Metal Industry Co., Ltd.JapanConformant
GoldOJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)Russian FederationNot Enrolled
GoldPease & CurrenUnited StatesNot Enrolled
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaNot Enrolled
GoldPlanta Recuperadora de Metales SpAChileConformant
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationNot Enrolled
GoldPT Aneka Tambang (Persero) TbkIndonesiaConformant
GoldPX Precinox S.A.SwitzerlandConformant
GoldQG Refining, LLCUnited StatesNot Enrolled
GoldRand Refinery (Pty) Ltd.South AfricaConformant
GoldRefinery of Seemine Gold Co., Ltd.ChinaNot Enrolled
GoldRemondis PMR B.V.NetherlandsConformant
GoldRoyal Canadian MintCanadaConformant
GoldSAAMPFranceNot Enrolled
GoldSabin Metal Corp.United StatesNot Enrolled
GoldSafimet S.p.AItalyNot Enrolled
GoldSafina A.S.CzechiaConformant
GoldSai RefineryIndiaNot Enrolled
GoldSam Precious MetalsUnited Arab EmiratesNot Enrolled
GoldSamduck Precious MetalsKorea, Republic ofNot Enrolled
GoldSamwon Metals Corp.Korea, Republic ofNot Enrolled
GoldSEMPSA Joyeria Plateria S.A.SpainConformant
GoldShandong Gold Smelting Co., Ltd.ChinaConformant
GoldShandong Humon Smelting Co., Ltd.ChinaNot Enrolled
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaNot Enrolled
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaConformant
GoldShenzhen CuiLu Gold Co., Ltd.ChinaNot Enrolled
GoldShenzen Jinjunwei Resource Comprehensive Developement Co., Ltd.ChinaNot Enrolled



GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaNot Enrolled
GoldShirpur Gold Refinery Ltd.IndiaNot Enrolled
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaConformant
GoldSingway Technology Co., Ltd.TaiwanNot Enrolled
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationNot Enrolled
GoldSolar Applied Materials Technology Corp.TaiwanConformant
GoldSovereign MetalsIndiaNot Enrolled
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaNot Enrolled
GoldSudan Gold RefinerySudanNot Enrolled
GoldSumitomo Metal Mining Co., Ltd.JapanConformant
GoldSungEel HiMetal Co., Ltd.Korea, Republic ofConformant
GoldSuper Dragon Technology Co., Ltd.TaiwanNot Enrolled
GoldT.C.A S.p.AItalyConformant
GoldTanaka Kikinzoku Kogyo K.K.JapanConformant
GoldTitan Company Limited, Jewellery DivisionIndiaActive
GoldTokuriki Honten Co., Ltd.JapanConformant
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaNot Enrolled
GoldTOO Tau-Ken-AltynKazakhstanConformant
GoldTorecomKorea, Republic ofConformant
GoldUmicore Precious Metals ThailandThailandNot Enrolled
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumConformant
GoldUnited Precious Metal Refining, Inc.United StatesConformant
GoldValcambi S.A.SwitzerlandConformant
GoldWEEEREFININGFranceConformant
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaConformant
GoldWIELAND Edelmetalle GmbHGermanyConformant
GoldYamakin Co., Ltd.JapanConformant
GoldYokohama Metal Co., Ltd.JapanConformant
GoldYunnan Copper Industry Co., Ltd.ChinaNot Enrolled
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaConformant
GoldZijin Mining Group Gold Smelting Co. Ltd.ChinaConformant
Tantalum5D Production OUEstoniaNot Enrolled
TantalumAMG BrasilBrazilConformant
TantalumD Block Metals, LLCUnited StatesConformant
TantalumF&X Electro-Materials Ltd.ChinaConformant
TantalumFIR Metals & Resource Ltd.ChinaConformant
TantalumGlobal Advanced Metals AizuJapanConformant
TantalumGlobal Advanced Metals BoyertownUnited StatesConformant
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.ChinaConformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaConformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaConformant
TantalumJiangxi Suns Nonferrous Materials Co. Ltd.ChinaNot Enrolled
TantalumJiangxi Tuohong New Raw MaterialChinaConformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaConformant
TantalumJiujiang Tanbre Co., Ltd.ChinaConformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaConformant
TantalumKEMET de MexicoMexicoConformant
TantalumMaterion Newton Inc.United StatesConformant
TantalumMetallurgical Products India Pvt., Ltd.IndiaConformant
TantalumMineracao Taboca S.A.BrazilConformant
TantalumMitsui Mining and Smelting Co., Ltd.JapanConformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaConformant
TantalumNPM Silmet ASEstoniaConformant
TantalumPowerX Ltd.RwandaConformant
TantalumQuantumCleanUnited StatesConformant



TantalumResind Industria e Comercio Ltda.BrazilConformant
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.ChinaConformant
TantalumSolikamsk Magnesium Works OAORussian FederationNot Enrolled
TantalumTaki Chemical Co., Ltd.JapanConformant
TantalumTANIOBIS Co., Ltd.ThailandConformant
TantalumTANIOBIS GmbHGermanyConformant
TantalumTANIOBIS Japan Co., Ltd.JapanConformant
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyConformant
TantalumTelex MetalsUnited StatesConformant
TantalumUlba Metallurgical Plant JSCKazakhstanConformant
TantalumXimei Resources (Guangdong) LimitedChinaConformant
TantalumXinXing Haorong Electronic Material Co., Ltd.ChinaConformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaConformant
TinAlpha Assembly Solutions IncUnited StatesConformant
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamNot Enrolled
TinAurubis BeerseBelgiumConformant
TinAurubis BerangoSpainConformant
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaConformant
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaConformant
TinChina Tin Group Co., Ltd.ChinaConformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilConformant
TinCRM SynergiesSpainConformant
TinCV Ayi JayaIndonesiaConformant
TinCV Venus Inti PerkasaIndonesiaConformant
TinDongguan Best Alloys Co., Ltd.ChinaActive
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaNot Enrolled
TinDowaJapanConformant
TinDS MyanmarMyanmarConformant
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamNot Enrolled
TinEM VintoBoliviaConformant
TinEstanho de Rondonia S.A.BrazilConformant
TinFabrica Auricchio Industria e Comercio Ltda.BrazilConformant
TinFenix MetalsPolandConformant
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaNot Enrolled
TinGejiu Kai Meng Industry and Trade LLCChinaNot Enrolled
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaConformant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaNot Enrolled
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaNot Enrolled
TinGlobal Advanced Metals Greenbushes Pty Ltd.AustraliaConformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaConformant
TinHuiChang Hill Tin Industry Co., Ltd.ChinaConformant
TinJiangxi New Nanshan Technology Ltd.ChinaConformant
TinLongnan Chuangyue Environmental Protection Technology Development Co., LtdChinaNot Enrolled
TinLuna Smelter, Ltd.RwandaConformant
TinMa’anshan Weitai Tin Co., Ltd.ChinaNot Enrolled
TinMagnu’s Minerais Metais e Ligas Ltda.BrazilConformant
TinMalaysia Smelting Corporation (MSC)MalaysiaConformant
TinMalaysia Smelting Corporation Berhad (Port Klang)MalaysiaConformant
TinMelt Metais e Ligas S.A.BrazilActive
TinMetallic Resources, Inc.United StatesConformant
TinMineracao Taboca S.A.BrazilConformant
TinMining Minerals Resources SARLDRC- Congo (Kinshasa)Conformant
TinMinsurPeruConformant



TinMitsubishi Materials CorporationJapanConformant
TinModeltech Sdn BhdMalaysiaNot Enrolled
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamNot Enrolled
TinNovosibirsk Tin CombineRussian FederationNot Enrolled
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandConformant
TinO.M. Manufacturing Philippines, Inc.PhilippinesConformant
TinOperaciones Metalurgicas S.A.BoliviaConformant
TinPongpipat Company LimitedMyanmarNot Enrolled
TinPrecious Minerals and Smelting LimitedIndiaNot Enrolled
TinPT Aries Kencana SejahteraIndonesiaConformant
TinPT Arsed IndonesiaIndonesiaConformant
TinPT Artha Cipta LanggengIndonesiaConformant
TinPT ATD Makmur Mandiri JayaIndonesiaConformant
TinPT Babel Inti PerkasaIndonesiaConformant
TinPT Babel Surya Alam LestariIndonesiaConformant
TinPT Bangka Prima TinIndonesiaConformant
TinPT Bangka SerumpunIndonesiaConformant
TinPT Bangka Tin IndustryIndonesiaConformant
TinPT Belitung Industri SejahteraIndonesiaConformant
TinPT Bukit TimahIndonesiaConformant
TinPT Cipta Persada MuliaIndonesiaConformant
TinPT Masbro Alam StaniaIndonesiaActive
TinPT Menara Cipta MuliaIndonesiaConformant
TinPT Mitra Graha RayaIndonesiaNot Enrolled
TinPT Mitra Stania PrimaIndonesiaConformant
TinPT Mitra Sukses GlobalindoIndonesiaConformant
TinPT Panca Mega PersadaIndonesiaNot Enrolled
TinPT Premium Tin IndonesiaIndonesiaConformant
TinPT Prima Timah UtamaIndonesiaConformant
TinPT Putera Sarana Shakti (PT PSS)IndonesiaConformant
TinPT Rajawali Rimba PerkasaIndonesiaConformant
TinPT Rajehan AriqIndonesiaConformant
TinPT Refined Bangka TinIndonesiaConformant
TinPT Sariwiguna BinasentosaIndonesiaConformant
TinPT Stanindo Inti PerkasaIndonesiaConformant
TinPT Sukses Inti MakmurIndonesiaConformant
TinPT Timah NusantaraIndonesiaConformant
TinPT Timah Tbk KundurIndonesiaConformant
TinPT Timah Tbk MentokIndonesiaConformant
TinPT Tinindo Inter NusaIndonesiaConformant
TinPT Tirus Putra MandiriIndonesiaNot Enrolled
TinPT Tommy UtamaIndonesiaConformant
TinResind Industria e Comercio Ltda.BrazilConformant
TinRikayaa Greentech Private LimitedIndiaNot Enrolled
TinRui Da HungTaiwanConformant
TinSuper LigasBrazilConformant
TinTakehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.JapanConformant
TinThaisarcoThailandConformant
TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaConformant
TinTin Technology & RefiningUnited StatesConformant
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamNot Enrolled
TinVQB Mineral and Trading Group JSCViet NamNot Enrolled
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilConformant
TinWoodcross Smelting Company LimitedUgandaConformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaConformant



TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaNot Enrolled
TungstenA.L.M.T. Tungsten Corp.JapanConformant
TungstenACL Metais EireliBrazilNot Enrolled
TungstenAlba steel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilNot Enrolled
TungstenArtek LLCRussian FederationNot Enrolled
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamConformant
TungstenChina Molybdenum Co., Ltd.ChinaConformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaConformant
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaNot Enrolled
TungstenCronimet Brasil LtdaBrazilConformant
TungstenDongkuk Industries Co., Ltd.Korea, Republic ofNot Enrolled
TungstenFujian Xinlu TungstenChinaConformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaConformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaConformant
TungstenGlobal Tungsten & Powders Corp.United StatesConformant
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaConformant
TungstenH.C. Starck Tungsten GmbHGermanyConformant
TungstenHANNAE FOR T Co., Ltd.Korea, Republic ofNot Enrolled
TungstenHubei Green Tungsten Co., Ltd.ChinaConformant
TungstenHunan Chenzhou Mining Co., Ltd.ChinaConformant
TungstenHunan Jintai New Material Co., Ltd.ChinaNot Enrolled
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchChinaConformant
TungstenHydrometallurg, JSCRussian FederationNot Enrolled
TungstenJapan New Metals Co., Ltd.JapanConformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaConformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaConformant
TungstenJiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.ChinaNot Enrolled
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaConformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaConformant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaConformant
TungstenJing Yuan Tungsten Technology Co., Ltd.TaiwanActive
TungstenJSC “Kirovgrad Hard Alloys Plant”Russian FederationNot Enrolled
TungstenKenee Mining Corporation VietnamViet NamConformant
TungstenKennametal FallonUnited StatesConformant
TungstenKennametal HuntsvilleUnited StatesConformant
TungstenLaos Southern Mining Smelting Sole Co.,Ltd.LaosActive
TungstenLianyou Metals Co., Ltd.TaiwanConformant
TungstenLianyou Resources Co., Ltd.TaiwanConformant
TungstenLLC VostokRussian FederationNot Enrolled
TungstenMalamet Smelting Sdn. Bhd.MalaysiaNot Enrolled
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaConformant
TungstenMasan High-Tech MaterialsViet NamConformant
TungstenMoliren Ltd.Russian FederationNot Enrolled
TungstenNam Viet Cromit Joint Stock CompanyViet NamNot Enrolled
TungstenNiagara Refining LLCUnited StatesConformant
TungstenNPP Tyazhmetprom LLCRussian FederationNot Enrolled
TungstenOOO “Technolom” 1Russian FederationNot Enrolled
TungstenOOO “Technolom” 2Russian FederationNot Enrolled
TungstenPhilippine Bonway Manufacturing Industrial CorporationPhilippinesConformant
TungstenPhilippine Carreytech Metal Corp.PhilippinesActive
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesConformant



TungstenS.P.T. spol.s r.o.CzechiaActive
TungstenShinwon Tungsten (Fujian Shanghang) Co., Ltd.ChinaConformant
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyConformant
TungstenTungsten Vietnam Joint Stock CompanyViet NamConformant
TungstenUnecha Refractory Metals PlantRussian FederationNot Enrolled
TungstenWolfram Bergbau und Hutten AGAustriaConformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaConformant
TungstenXiamen Tungsten Co., Ltd.ChinaConformant
TungstenYudu Ansheng Tungsten Co., Ltd.ChinaNot Enrolled









Appendix B: Countries of Origin of 3TG

The origin of the 3TG processed by facilities listed in Appendix A are believed to be:
Angola*GuyanaPapua New Guinea
ArgentinaHong KongPeru
ArmeniaHungaryPhilippines
AustraliaIndiaPoland
AustriaIndonesiaPortugal
BelarusIrelandRussian Federation
BelgiumIsraelRwanda*
BermudaItalySaudi Arabia
BoliviaIvory CoastSierra Leone
BrazilJapanSingapore
Burundi*JerseySlovakia
CambodiaKazakhstanSouth Africa
CanadaKenyaSouth Sudan*
Central African Republic*Korea, Republic ofSpain
ChileKyrgyzstanSuriname
ChinaLaosSweden
ColombiaLuxembourgSwitzerland
Congo (Brazzaville)*MadagascarTaiwan
CzechiaMalaysiaTajikistan
DjiboutiMaliTanzania*
DRC- Congo (Kinshasa)*MexicoThailand
EcuadorMongoliaTurkey
EgyptMoroccoUganda*
EstoniaMozambiqueUnited Arab Emirates
EthiopiaMyanmarUnited Kingdom
FinlandNamibiaUnited States
FranceNetherlandsUzbekistan
GermanyNew ZealandViet Nam
GhanaNigerZambia*
GuineaNigeriaZimbabwe

*Covered Country