| FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Form 3 Holdings Reported. | |||||||||||||||||
| Form 4 Transactions Reported. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
STRATEGIC GAMING INVESTMENTS, INC. [ SGME ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
|
3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2006 | ||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
| Amount | (A) or (D) | Price | |||||||||||||
| Common Stock(1)(2)(3)(5) | 3,057,172 | D | |||||||||||||
| Common Stock(1) | 800 | I | Held in trust(4) | ||||||||||||
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
| Explanation of Responses: |
| 1. Reflects the 1:1000 reverse stock split effectuated in September 2005. |
| 2. On March 15, 2008, Left Right Marketing Technology, Inc. entered into an Equity-for-Debt Exchange Agreement with Matthew Schults, whereby Mr. Schultz was issued 42,000 shares of restricted common stock (reflects 1:1000 reverse stock split) in exchange for $420,000 owed to Mr. Schultz by Left Right Marketing Technology, Inc. |
| 3. In March 2005, Mr. Schultz purchased 15,927 shares of common stock (reflects 1:1000 reverse stock split) from Richard Mick Hall, the former President of Left Right Marketing Technology, Inc. |
| 4. Held in the name of the Schultz Family Trust. Mr. Schultz serves as Trustee of the Schultz Family Trust. |
| 5. Mr Schultz was issued 3,000,000 shares of common stock (the Shares) in conjunction with the merger (Merger) consummated between Left Right Marketing Technology, Inc., a Delaware Corporation, and Strategic Gaming Investments, Inc., a Nevada corporation (SGI), on April 18, 2006. The Shares were issued as an exchange, whereby Mr. Schultz exchanged 100% of his common stock holdings in SGI for the Shares. The exchange was valued at $3,000, which equates to the par value of the common stock of Left Right Marketing Technology, Inc., or $0,001 times the number of shares issued in the exchange. Upon the close of the Merger, Left Right Marketing Technology, Inc. amended its articles of incorporation to change its name to Strategic Gaming Investments, Inc. |
| S. Matthew Schultz | 02/14/2007 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||