|
Custodians Record:
1 |
i. Full name | BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO |
ii. Identifying number(s) |
LEI | 529900H31AYI6WA1J534 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | BNP Paribas |
ii. Identifying number(s) |
LEI | R0MUWSFPU8MPRO8K5P83 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | BNP Paribas (Athens, Attica, GR, Branch) |
ii. Identifying number(s) |
LEI | R0MUWSFPU8MPRO8K5P83 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | Bank Hapoalim B.M. |
ii. Identifying number(s) |
LEI | B6ARUI4946ST4S7WOU88 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | Citibank Europe Public Limited Company |
ii. Identifying number(s) |
LEI | N1FBEDJ5J41VKZLO2475 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
IRELAND
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | Citibank, National Association (Singapore, SG, Branch) |
ii. Identifying number(s) |
LEI | E57ODZWZ7FF32TWEFA76 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) |
ii. Identifying number(s) |
LEI | RB0PEZSDGCO3JS6CEU02 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) |
ii. Identifying number(s) |
LEI | F3JS33DEI6XQ4ZBPTN86 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | Standard Chartered Bank (Thai) Public Company Limited |
ii. Identifying number(s) |
LEI | 549300O1LQYCQ7G1IM57 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | State Street Bank International GmbH |
ii. Identifying number(s) |
LEI | ZMHGNT7ZPKZ3UFZ8EO46 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | State Street Bank and Trust Company |
ii. Identifying number(s) |
LEI | 571474TGEMMWANRLN572 |
RSSD ID | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | State Street Bank and Trust Company (Edinburgh, GB, Branch) |
ii. Identifying number(s) |
LEI | 571474TGEMMWANRLN572 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | The Hongkong and Shanghai Banking Corporation Limited |
ii. Identifying number(s) |
LEI | 2HI3YI5320L3RW6NJ957 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) |
ii. Identifying number(s) |
LEI | 2HI3YI5320L3RW6NJ957 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | UBS Switzerland AG |
ii. Identifying number(s) |
LEI | 549300WOIFUSNYH0FL22 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | UniCredit Bank Austria AG |
ii. Identifying number(s) |
LEI | D1HEB8VEU6D9M8ZUXG17 |
RSSD ID | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank Securities Inc. (Boston, MA, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Securities Inc. (Chicago, IL, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Securities Inc. (Miami, FL, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. Identifying number(s) |
LEI | 5299007T18XBURKJ1V64 |
RSSD ID | |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | DWS Distributors, Inc. (Jacksonville, FL, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. Identifying number(s) |
LEI | 5299007T18XBURKJ1V64 |
RSSD ID | |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | DWS Distributors, Inc. (San Francisco, CA, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. Identifying number(s) |
LEI | 5299007T18XBURKJ1V64 |
RSSD ID | |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | DWS Distributors, Inc. (New York, NY, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. Identifying number(s) |
LEI | 5299007T18XBURKJ1V64 |
RSSD ID | |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | DWS Distributors, Inc. (Boston, MA, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. Identifying number(s) |
LEI | 5299007T18XBURKJ1V64 |
RSSD ID | |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | DWS Distributors, Inc. (Costa Mesa, CA, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. Identifying number(s) |
LEI | 5299007T18XBURKJ1V64 |
RSSD ID | |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Numis Securities Limited |
b. SEC file number | 8-66139 |
c. CRD number | 000128471 |
d. Identifying number(s) |
LEI | 213800P3F4RT97WDSX47 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. Identifying number(s) |
LEI | 529900RX8DKTJ81MHL26 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Harvest Global Investments Limited |
b. SEC file number | N/A |
c. CRD number | 000157964 |
d. Identifying number(s) |
LEI | 254900HXNL2VW0JOFU39 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft (Yau Tsim Mong, Kowloon, HK, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | N/A |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900SS7ZWCX82U3W60 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900J30GWJRSJWJL27 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Aktiengesellschaft (New York, NY, US, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Intercontinental Exchange, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 5493000F4ZO33MV32P92 |
RSSD ID | |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900SICIK5OVMVY186 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900D90NAWLSQNTI12 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Securities Korea Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900J0N5FYROZOL786 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Securities Saudi Arabia LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900CKC4TXHVRKX638 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900CK34A0NLD3NN83 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900K9ENYPTKECK071 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 549300E9RR7X18FR6M91 |
RSSD ID | |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900396G5HWCV38G39 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | TFS-ICAP Holdings Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | N/A |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900AZS6GG6GBDMN90 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Limited Liability Company 'Deutsche Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900EHFBA8MNCV8M81 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900G9Z4I79FGUE649 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | MorgenFund GmbH |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 52990037OIEQO0EVFH64 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Numis Europe Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 2138009PEDF83DRV6M95 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 549300L70BS183Y6ML67 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 529900GOHDG5JKIJXT78 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | 7LTWFZYICNSX8D621K86 |
RSSD ID | |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated broker-dealer for the reporting period:
| 0.00000000 |