EX-FILING FEES 6 ea024059801ex-fee_siebert.htm FILING FEE TABLE

Exhibit 107

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

Siebert Financial Corp.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered Securities

 

   Security Type  Security Class Type  Fee
Calculation
Rule
  Amount
Registered(1)
   Proposed
Maximum
Offering
Price Per
Unit(2)
   Maximum
Aggregate
Offering
Price(2)
   Fee
Rate
   Amount of
Registration
Fee(3)
 
                                      
Fees to be Paid  Equity  Common
stock, par value $.01 per share
                                    
Fees to be Paid  Equity  Preferred
stock
                            
Fees to be Paid  Equity  Depositary
shares
                            
Fees to be Paid  Debt  Debt
securities
                            
Fees to be Paid  Other  Warrants                            
Fees to be Paid  Other  Units(4)                            
Fees to be Paid  Other  Subscription rights                            
Fees to be Paid  Unallocated
(Universal)
Shelf
  Unallocated
(Universal)
Shelf
  Rule 457(o)            $100,000,000    0.00015310   $15,310 
   Total Offering Amounts        $100,000,000        $15,310 
   Total Fees Previously Paid                    
   Total Fees Offsets                  $9,270 
   Net Fee Due                  $6,040 

 

Table 2: Fee Offset Claims and Sources

 

   Registrant
or Filer
Name
  Form or
Filing
Type
   File
Number
   Initial
Filing
Date
   Filing
Date
   Fee
Offset
Claimed
   Security
Type
Associated with
Fee Offset
Claimed
  Security
Title
Associated
with
Fee Offset
Claimed
   Unsold
Securities
Associated
with
Fee Offset
Claimed
  Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claimed
   Fee Paid
with Fee
Offset
Source
 
Rules 457(b) and 0-11(a)(2)
Fee Offset Claims                                             
Fee Offset Sources                                            
Rules 457(p)
Fee Offset Claims  Siebert Financial Corp.   S-3    333-262895    February 18, 2022        $9,270(5)  Unallocated
(Universal)
Shelf
      N/A  $90,400,000      
Fee Offset Sources  Siebert Financial Corp.   S-3    333-262895         February 18, 2022                        $9,270 

 

 

 
(1) There are being registered pursuant to the registration statement such indeterminate number of (a) shares of common stock, (b) shares of preferred stock, (c) depository shares, (d) debt securities, (e) warrants to purchase common stock, preferred stock, depositary shares or debt securities of the registrant, (f) subscription rights to purchase common stock, preferred stock, depository shares, debt securities, warrants or units consisting of some or all of these securities of the registrant, and (g) units consisting of some or all of these securities, as may be offered from time to time pursuant to the prospectus contained in the registration statement with an aggregate initial offering price not to exceed $100,000,000, or the equivalent thereof in foreign currencies. There are also being registered under the registration statement an indeterminate amount or number of shares of the securities as may be issuable upon conversion or exchange of warrants or pursuant to antidilution provisions thereof or offered or issued from share splits, share dividends, recapitalizations or similar transactions.

 

(2) The proposed maximum per unit and aggregate offering prices per class of securities will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered under the registration statement and is not specified as to each class of security pursuant to Instruction 2.A.iii.b of the Instructions to the Calculation of Filing Fee Tables and Related Disclosure of Form S-3.

 

(3) The registration fee has been calculated in accordance with Rule 457(o) under the Securities Act.

 

(4) Any securities registered under the registration statement may be sold separately or as units with other securities registered under the registration statement.

 

(5)On February 18, 2022, the registrant filed a Registration Statement on Form S-3 (the “Prior Registration Statement”) registering up to $100,000,000 of the registrant’s common stock, preferred stock, debt securities, warrants, units and subscription rights and paying the associated filing fee. Of the $100,000,000 of securities registered with the Prior Registration Statement, $0 have been sold. The Prior Registration Statement expired on March 2, 2025, and therefore all offerings thereunder have been completed or terminated. As a result, the registrant has $100,000,000 of unsold securities and $9,270 in unused filing fees associated with the Prior Registration Statement. In accordance with Rule 457(p) under the Securities Act, the registrant is using the unused filing fees associated with the Prior Registration Statement to offset the filing fee payable in connection with this filing.