X-17A-5: Submission Information

Report for the Period Beginning

01-01-2024

and Ending

12-31-2024

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

BROWN, LISLE/CUMMINGS, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

ONE TURKS HEAD PLACE - SUITE 800

City

PROVIDENCE

State/Country

RHODE ISLAND

Mailing Zip/ Portal Code

02903-2273

Name and Telephone Number of Person to Contact in Regard to this Report

Name

David A. Izzi

Telephone Number

401-421-8900

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

PKF O'Connor Davies, LLP

Address 1

40 Westminster Street

Address 2

Suite 800

City

Providence

State/Country

RHODE ISLAND

Mailing Zip/ Postal Code

02903

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, David A. Izzi, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of BROWN, LISLE/CUMMINGS, INC., as of 12-31-2024, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

David A. Izzi

Title

President & Treasurer

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information