Description: Daily Index of EDGAR Dissemination Feed by Form Type Last Data Received: Sep 23, 2014 Comments: webmaster@sec.gov Anonymous FTP: ftp://ftp.sec.gov/edgar/ Form Type Company Name CIK Date Filed File Name --------------------------------------------------------------------------------------------------------------------------------------------- 10-D Mercedes Benz Auto Receivables Trust 2012-1 1557822 20140923 edgar/data/1557822/0001019965-14-000176.txt 10-D Mercedes-Benz Auto Lease Trust 2013-A 1574448 20140923 edgar/data/1574448/0001019965-14-000173.txt 10-D Mercedes-Benz Auto Lease Trust 2013-B 1592290 20140923 edgar/data/1592290/0001019965-14-000174.txt 10-D Mercedes-Benz Auto Lease Trust 2014-A 1604054 20140923 edgar/data/1604054/0001019965-14-000175.txt 10-D Mercedes-Benz Auto Receivables Trust 2013-1 1582010 20140923 edgar/data/1582010/0001019965-14-000177.txt 10-D Mercedes-Benz Auto Receivables Trust 2014-1 1612226 20140923 edgar/data/1612226/0001019965-14-000178.txt 10-D UBS Commercial Mortgage Trust 2012-C1 1544629 20140923 edgar/data/1544629/0001020242-14-000168.txt 10-D UBS-Barclays Commercial Mortgage Trust 2012-C3 1555902 20140923 edgar/data/1555902/0001020242-14-000169.txt 10-D UBS-Barclays Commercial Mortgage Trust 2013-C5 1566544 20140923 edgar/data/1566544/0001020242-14-000170.txt 10-K Ascena Retail Group, Inc. 1498301 20140923 edgar/data/1498301/0001498301-14-000039.txt 10-K BEAR LAKE RECREATION INC 1074871 20140923 edgar/data/1074871/0001548123-14-000377.txt 10-K China Advanced Construction Materials Group, Inc 1392363 20140923 edgar/data/1392363/0001062993-14-005618.txt 10-K Electromed, Inc. 1488917 20140923 edgar/data/1488917/0000897101-14-001338.txt 10-K Full Circle Capital Corp 1490013 20140923 edgar/data/1490013/0001144204-14-057199.txt 10-K Hypersolar, Inc. 1481028 20140923 edgar/data/1481028/0001213900-14-006849.txt 10-K INTERDYNE CO 51011 20140923 edgar/data/51011/0001140361-14-036247.txt 10-K Intrawest Resorts Holdings, Inc. 1587755 20140923 edgar/data/1587755/0001140361-14-036337.txt 10-K MAM SOFTWARE GROUP, INC. 832488 20140923 edgar/data/832488/0001144204-14-057415.txt 10-K PIZZA INN HOLDINGS, INC /MO/ 718332 20140923 edgar/data/718332/0001010549-14-000497.txt 10-K/A CBRE GROUP, INC. 1138118 20140923 edgar/data/1138118/0001193125-14-349197.txt 10-Q AVID TECHNOLOGY, INC. 896841 20140923 edgar/data/896841/0000896841-14-000069.txt 10-Q Emoneco, Inc. 1482278 20140923 edgar/data/1482278/0001482278-14-000005.txt 10-Q GILAX, CORP. 1542934 20140923 edgar/data/1542934/0001019687-14-003669.txt 10-Q KROGER CO 56873 20140923 edgar/data/56873/0001104659-14-067650.txt 10-Q LOT78, INC. 1444275 20140923 edgar/data/1444275/0001607062-14-000103.txt 10-Q Melrose Bancorp, Inc. 1600890 20140923 edgar/data/1600890/0001193125-14-349880.txt 10-Q Monarchy Resources, Inc. 1514324 20140923 edgar/data/1514324/0001607271-14-000093.txt 10-Q ORACLE CORP 1341439 20140923 edgar/data/1341439/0001193125-14-350291.txt 10-Q Petro River Oil Corp. 1172298 20140923 edgar/data/1172298/0001493152-14-003047.txt 10-Q Pilgrim Bancshares, Inc. 1601347 20140923 edgar/data/1601347/0001193125-14-350269.txt 10-Q Sunstock, Inc. 1559157 20140923 edgar/data/1559157/0001144204-14-057359.txt 10-Q WPCS INTERNATIONAL INC 1086745 20140923 edgar/data/1086745/0001144204-14-057193.txt 10-Q/A CANCER GENETICS, INC 1349929 20140923 edgar/data/1349929/0001349929-14-000004.txt 10-Q/A PRIME GLOBAL CAPITAL GROUP Inc 1462047 20140923 edgar/data/1462047/0001019687-14-003666.txt 10-Q/A PRIME GLOBAL CAPITAL GROUP Inc 1462047 20140923 edgar/data/1462047/0001019687-14-003667.txt 10-Q/A mCig, Inc. 1525852 20140923 edgar/data/1525852/0001609876-14-000055.txt 13F-HR/A GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 909450 20140923 edgar/data/909450/0000909450-14-000007.txt 15-12G BSV I INC 1416626 20140923 edgar/data/1416626/0001225279-14-000031.txt 15-12G BSV II INC 1416628 20140923 edgar/data/1416628/0001225279-14-000032.txt 15-12G BSV III INC 1416629 20140923 edgar/data/1416629/0001225279-14-000033.txt 15-12G BSV IV INC 1416630 20140923 edgar/data/1416630/0001225279-14-000034.txt 15-12G BSV V INC 1424587 20140923 edgar/data/1424587/0001225279-14-000035.txt 15-12G BSV VI INC 1424586 20140923 edgar/data/1424586/0001225279-14-000036.txt 15-12G BSV VII INC 1424585 20140923 edgar/data/1424585/0001225279-14-000037.txt 15-12G BSV VIII INC 1424584 20140923 edgar/data/1424584/0001225279-14-000038.txt 15-12G ChatChing Inc. 1524083 20140923 edgar/data/1524083/0001477932-14-005122.txt 15-15D Tootie Pie Company, Inc. 1368218 20140923 edgar/data/1368218/0001214782-14-000084.txt 18-K REPUBLIC OF COLOMBIA 917142 20140923 edgar/data/917142/0001193125-14-350055.txt 18-K/A NORDIC INVESTMENT BANK 357024 20140923 edgar/data/357024/0001193125-14-349273.txt 20-F REG TECHNOLOGIES INC 925541 20140923 edgar/data/925541/0001493152-14-003049.txt 20-F/A Gazit-Globe Ltd 1379009 20140923 edgar/data/1379009/0001193125-14-350141.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1058 1568085 20140923 edgar/data/1568085/0001013228-14-002322.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1072 1574500 20140923 edgar/data/1574500/0001013228-14-002323.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1073 1574499 20140923 edgar/data/1574499/0001013228-14-002324.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1076 1574496 20140923 edgar/data/1574496/0001013228-14-002325.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1077 1574495 20140923 edgar/data/1574495/0001013228-14-002326.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1078 1574494 20140923 edgar/data/1574494/0001013228-14-002327.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1079 1574493 20140923 edgar/data/1574493/0001013228-14-002328.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1080 1574492 20140923 edgar/data/1574492/0001013228-14-002329.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1081 1574542 20140923 edgar/data/1574542/0001013228-14-002330.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1082 1574490 20140923 edgar/data/1574490/0001013228-14-002331.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1083 1574489 20140923 edgar/data/1574489/0001013228-14-002332.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1084 1574488 20140923 edgar/data/1574488/0001013228-14-002333.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1085 1574487 20140923 edgar/data/1574487/0001013228-14-002334.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1089 1576767 20140923 edgar/data/1576767/0001013228-14-002335.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1090 1576768 20140923 edgar/data/1576768/0001013228-14-002336.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1110 1576810 20140923 edgar/data/1576810/0001013228-14-002337.txt 24F-2NT ADVISORS DISCIPLINED TRUST 1122 1578614 20140923 edgar/data/1578614/0001013228-14-002338.txt 24F-2NT ADVISORS DISCIPLINED TRUST 272 1433109 20140923 edgar/data/1433109/0001013228-14-002300.txt 24F-2NT ADVISORS DISCIPLINED TRUST 420 1465674 20140923 edgar/data/1465674/0001013228-14-002302.txt 24F-2NT ADVISORS DISCIPLINED TRUST 602 1493671 20140923 edgar/data/1493671/0001013228-14-002303.txt 24F-2NT ADVISORS DISCIPLINED TRUST 605 1493675 20140923 edgar/data/1493675/0001013228-14-002304.txt 24F-2NT ADVISORS DISCIPLINED TRUST 609 1497193 20140923 edgar/data/1497193/0001013228-14-002305.txt 24F-2NT ADVISORS DISCIPLINED TRUST 752 1519573 20140923 edgar/data/1519573/0001013228-14-002306.txt 24F-2NT ADVISORS DISCIPLINED TRUST 760 1519580 20140923 edgar/data/1519580/0001013228-14-002307.txt 24F-2NT ADVISORS DISCIPLINED TRUST 892 1546119 20140923 edgar/data/1546119/0001013228-14-002308.txt 24F-2NT ADVISORS DISCIPLINED TRUST 893 1546120 20140923 edgar/data/1546120/0001013228-14-002309.txt 24F-2NT ADVISORS DISCIPLINED TRUST 894 1546121 20140923 edgar/data/1546121/0001013228-14-002310.txt 24F-2NT ADVISORS DISCIPLINED TRUST 895 1546122 20140923 edgar/data/1546122/0001013228-14-002311.txt 24F-2NT ADVISORS DISCIPLINED TRUST 896 1546123 20140923 edgar/data/1546123/0001013228-14-002312.txt 24F-2NT ADVISORS DISCIPLINED TRUST 898 1546125 20140923 edgar/data/1546125/0001013228-14-002313.txt 24F-2NT ADVISORS DISCIPLINED TRUST 900 1546127 20140923 edgar/data/1546127/0001013228-14-002314.txt 24F-2NT ADVISORS DISCIPLINED TRUST 918 1548739 20140923 edgar/data/1548739/0001013228-14-002315.txt 24F-2NT ADVISORS DISCIPLINED TRUST 919 1548740 20140923 edgar/data/1548740/0001013228-14-002316.txt 24F-2NT ADVISORS DISCIPLINED TRUST 989 1559190 20140923 edgar/data/1559190/0001013228-14-002317.txt 24F-2NT ADVISORS DISCIPLINED TRUST 996 1559207 20140923 edgar/data/1559207/0001013228-14-002318.txt 24F-2NT ADVISORS DISCIPLINED TRUST 997 1559196 20140923 edgar/data/1559196/0001013228-14-002319.txt 24F-2NT ADVISORS DISCIPLINED TRUST 998 1559197 20140923 edgar/data/1559197/0001013228-14-002320.txt 24F-2NT ADVISORS DISCIPLINED TRUST 999 1559198 20140923 edgar/data/1559198/0001013228-14-002321.txt 24F-2NT Advisors Disciplined Trust 298 1437556 20140923 edgar/data/1437556/0001013228-14-002301.txt 24F-2NT BLACKROCK BASIC VALUE FUND, INC. 216557 20140923 edgar/data/216557/0000940400-14-000605.txt 24F-2NT BLACKROCK EUROFUND 790525 20140923 edgar/data/790525/0000940400-14-000606.txt 24F-2NT BLACKROCK GLOBAL SMALLCAP FUND, INC. 922457 20140923 edgar/data/922457/0000940400-14-000608.txt 24F-2NT BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 774013 20140923 edgar/data/774013/0000940400-14-000604.txt 24F-2NT BLACKROCK MUNICIPAL BOND FUND, INC. 225635 20140923 edgar/data/225635/0000940400-14-000607.txt 24F-2NT JAMES ADVANTAGE FUNDS 1045487 20140923 edgar/data/1045487/0001045487-14-000015.txt 24F-2NT STRATUS FUND INC 870156 20140923 edgar/data/870156/0000870156-14-000048.txt 25-NSE Augusta Resource CORP 1353123 20140923 edgar/data/1353123/0001143313-14-000053.txt 25-NSE NEW YORK STOCK EXCHANGE LLC 876661 20140923 edgar/data/876661/0000876661-14-000507.txt 25-NSE NYSE MKT LLC 1143313 20140923 edgar/data/1143313/0001143313-14-000053.txt 25-NSE PROVIDA PENSION FUND ADMINISTRATOR 931588 20140923 edgar/data/931588/0000876661-14-000507.txt 3 ACOF Operating Manager III LLC 1462608 20140923 edgar/data/1462608/0001104659-14-067824.txt 3 ACOF Operating Manager IV, LLC 1620272 20140923 edgar/data/1620272/0001104659-14-067824.txt 3 ALVARADO DONALD G 1212883 20140923 edgar/data/1212883/0001104659-14-067831.txt 3 AMG Pantheon Private Equity Fund, LLC 1609211 20140923 edgar/data/1609211/0000904454-14-000658.txt 3 AMG Pantheon Private Equity Fund, LLC 1609211 20140923 edgar/data/1609211/0000904454-14-000662.txt 3 AMG Pantheon Private Equity Master Fund, LLC 1609212 20140923 edgar/data/1609212/0000904454-14-000660.txt 3 AMG Pantheon Private Equity Master Fund, LLC 1609212 20140923 edgar/data/1609212/0000904454-14-000664.txt 3 ANICETTI RICHARD A 1013941 20140923 edgar/data/1013941/0001104659-14-067842.txt 3 ARES CORPORATE OPPORTUNITIES FUND III LP 1428903 20140923 edgar/data/1428903/0001104659-14-067824.txt 3 ARES MANAGEMENT LLC 1259313 20140923 edgar/data/1259313/0001104659-14-067824.txt 3 ARES MANAGEMENT LP 1176948 20140923 edgar/data/1176948/0001104659-14-067824.txt 3 AXELROD NORMAN 1196976 20140923 edgar/data/1196976/0001104659-14-067839.txt 3 AcroBoo, Inc. 1497251 20140923 edgar/data/1497251/0001002014-14-000522.txt 3 AcroBoo, Inc. 1497251 20140923 edgar/data/1497251/0001002014-14-000523.txt 3 Aoki Wayne 1620083 20140923 edgar/data/1620083/0000914317-14-001240.txt 3 Ares Corporate Opportunities Fund IV, L.P. 1543148 20140923 edgar/data/1543148/0001104659-14-067824.txt 3 Ares Holdings Inc. 1620317 20140923 edgar/data/1620317/0001104659-14-067824.txt 3 Ares Management GP LLC 1620264 20140923 edgar/data/1620264/0001104659-14-067824.txt 3 Ares Management Holdings L.P. 1536937 20140923 edgar/data/1536937/0001104659-14-067824.txt 3 Ares Partners Holdco LLC 1620263 20140923 edgar/data/1620263/0001104659-14-067824.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059421.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059423.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059424.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059425.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059426.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059427.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059428.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059429.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059430.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059431.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059432.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059433.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059434.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059435.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059436.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059437.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059438.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059439.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059440.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059442.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059443.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059444.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059446.txt 3 BILSON F BARRY 1245151 20140923 edgar/data/1245151/0001209191-14-059447.txt 3 BIRO JON C 1221219 20140923 edgar/data/1221219/0001140361-14-036268.txt 3 BROADCOM CORP 1054374 20140923 edgar/data/1054374/0001054374-14-000141.txt 3 BURROW PATRICK A 1235062 20140923 edgar/data/1235062/0001171843-14-004441.txt 3 Ball John Chester 1619773 20140923 edgar/data/1619773/0000904454-14-000658.txt 3 Ball John Chester 1619773 20140923 edgar/data/1619773/0000904454-14-000660.txt 3 Bazemore Robert B 1620152 20140923 edgar/data/1620152/0001246360-14-003918.txt 3 Borrows Michael K 1365401 20140923 edgar/data/1365401/0001140361-14-036347.txt 3 Bowerman David J. 1614234 20140923 edgar/data/1614234/0001445305-14-004062.txt 3 Brichler Ronald J 1619894 20140923 edgar/data/1619894/0001301106-14-000042.txt 3 CARMINE FABIENNE 1620287 20140923 edgar/data/1620287/0001606070-14-000002.txt 3 CASI Pharmaceuticals, Inc. 895051 20140923 edgar/data/895051/0001144204-14-057365.txt 3 CH2M HILL COMPANIES LTD 777491 20140923 edgar/data/777491/0000777491-14-000047.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0000950103-14-006567.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004056.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004057.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004058.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004059.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004060.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004061.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004062.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004063.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004064.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004065.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004066.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004067.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004068.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004069.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004070.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004071.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004072.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004073.txt 3 CITIZENS FINANCIAL GROUP INC/RI 759944 20140923 edgar/data/759944/0001445305-14-004074.txt 3 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. 1570318 20140923 edgar/data/1570318/0001209191-14-059369.txt 3 CORESCO AG 1604826 20140923 edgar/data/1604826/0001284884-14-000001.txt 3 Casady Mark S 1405275 20140923 edgar/data/1405275/0001445305-14-004071.txt 3 ClearBridge Energy MLP Fund Inc. 1488775 20140923 edgar/data/1488775/0001209191-14-059295.txt 3 ClearBridge Energy MLP Fund Inc. 1488775 20140923 edgar/data/1488775/0001209191-14-059307.txt 3 ClearBridge Energy MLP Fund Inc. 1488775 20140923 edgar/data/1488775/0001209191-14-059313.txt 3 ClearBridge Energy MLP Fund Inc. 1488775 20140923 edgar/data/1488775/0001209191-14-059342.txt 3 ClearBridge Energy MLP Fund Inc. 1488775 20140923 edgar/data/1488775/0001209191-14-059382.txt 3 ClearBridge Energy MLP Opportunity Fund Inc. 1517518 20140923 edgar/data/1517518/0001209191-14-059304.txt 3 ClearBridge Energy MLP Opportunity Fund Inc. 1517518 20140923 edgar/data/1517518/0001209191-14-059309.txt 3 ClearBridge Energy MLP Opportunity Fund Inc. 1517518 20140923 edgar/data/1517518/0001209191-14-059312.txt 3 ClearBridge Energy MLP Opportunity Fund Inc. 1517518 20140923 edgar/data/1517518/0001209191-14-059379.txt 3 ClearBridge Energy MLP Total Return Fund Inc. 1547341 20140923 edgar/data/1547341/0001209191-14-059308.txt 3 ClearBridge Energy MLP Total Return Fund Inc. 1547341 20140923 edgar/data/1547341/0001209191-14-059375.txt 3 Conner Brad L. 1614164 20140923 edgar/data/1614164/0001445305-14-004073.txt 3 DI IORIO ANTHONY M 1026926 20140923 edgar/data/1026926/0001445305-14-004056.txt 3 DUCHENE TODD M 1248745 20140923 edgar/data/1248745/0000354908-14-000092.txt 3 Demirdjian Paul 1340712 20140923 edgar/data/1340712/0001002014-14-000522.txt 3 Demirdjian Primrose Sarkis 1335589 20140923 edgar/data/1335589/0001002014-14-000522.txt 3 Denzer Patrick J 1619896 20140923 edgar/data/1619896/0001301106-14-000044.txt 3 Drew Scott R. 1613937 20140923 edgar/data/1613937/0001104659-14-067826.txt 3 EL PASO ELECTRIC CO /TX/ 31978 20140923 edgar/data/31978/0001127602-14-028313.txt 3 EXTERRAN HOLDINGS INC. 1389050 20140923 edgar/data/1389050/0001140361-14-036268.txt 3 FLAGSTAR BANCORP INC 1033012 20140923 edgar/data/1033012/0001033012-14-000057.txt 3 FLIR SYSTEMS INC 354908 20140923 edgar/data/354908/0000354908-14-000092.txt 3 Fallon Mark D 1619319 20140923 edgar/data/1619319/0000777491-14-000047.txt 3 Fawcett John J. 1614143 20140923 edgar/data/1614143/0001445305-14-004060.txt 3 Figliuolo Stephen V 1327784 20140923 edgar/data/1327784/0001033012-14-000057.txt 3 First Liberty Power Corp 1415305 20140923 edgar/data/1415305/0001590096-14-000001.txt 3 First Liberty Power Corp 1415305 20140923 edgar/data/1415305/0001590096-14-000001.txt 3 Furlong Daniel R 1340059 20140923 edgar/data/1340059/0001002014-14-000523.txt 3 GIBSON RUSSELL G 1223871 20140923 edgar/data/1223871/0001127602-14-028313.txt 3 Gannon Stephen T. 1615931 20140923 edgar/data/1615931/0001445305-14-004065.txt 3 Giancamilli Andrew A. 1617754 20140923 edgar/data/1617754/0001104659-14-067838.txt 3 Gies Dennis 1618769 20140923 edgar/data/1618769/0001104659-14-067836.txt 3 Gillespie Robert Andrew Joseph 1617167 20140923 edgar/data/1617167/0001445305-14-004061.txt 3 Glasser Scott 1580002 20140923 edgar/data/1580002/0001209191-14-059305.txt 3 Glasser Scott 1580002 20140923 edgar/data/1580002/0001209191-14-059306.txt 3 Glasser Scott 1580002 20140923 edgar/data/1580002/0001209191-14-059307.txt 3 Glasser Scott 1580002 20140923 edgar/data/1580002/0001209191-14-059308.txt 3 Glasser Scott 1580002 20140923 edgar/data/1580002/0001209191-14-059309.txt 3 Graffy Mardel A 1619993 20140923 edgar/data/1619993/0001209191-14-059210.txt 3 Grzybowski Edward J 1620116 20140923 edgar/data/1620116/0000913760-14-000118.txt 3 HANKOWSKY WILLIAM P 1248371 20140923 edgar/data/1248371/0001445305-14-004074.txt 3 HERTZ GLOBAL HOLDINGS INC 1364479 20140923 edgar/data/1364479/0001140361-14-036280.txt 3 HERTZ GLOBAL HOLDINGS INC 1364479 20140923 edgar/data/1364479/0001140361-14-036281.txt 3 HERTZ GLOBAL HOLDINGS INC 1364479 20140923 edgar/data/1364479/0001140361-14-036282.txt 3 HIGDON LEO I JR 1064587 20140923 edgar/data/1064587/0001445305-14-004066.txt 3 Hanna Howard W. III 1614155 20140923 edgar/data/1614155/0001445305-14-004057.txt 3 Hirz David G. 1613932 20140923 edgar/data/1613932/0001104659-14-067832.txt 3 Hong Eleanor 1613934 20140923 edgar/data/1613934/0001104659-14-067834.txt 3 Horizon Pharma plc 1492426 20140923 edgar/data/1492426/0001209191-14-059195.txt 3 Horizon Pharma plc 1492426 20140923 edgar/data/1492426/0001209191-14-059324.txt 3 INTL FCSTONE INC. 913760 20140923 edgar/data/913760/0000913760-14-000118.txt 3 INTRIERI VINCENT J 1350114 20140923 edgar/data/1350114/0001140361-14-036282.txt 3 Jones Lisa 1417919 20140923 edgar/data/1417919/0001417919-14-000002.txt 3 Jones Lisa 1417919 20140923 edgar/data/1417919/0001417919-14-000003.txt 3 Jones Lisa 1417919 20140923 edgar/data/1417919/0001417919-14-000004.txt 3 Jones Lisa 1417919 20140923 edgar/data/1417919/0001417919-14-000005.txt 3 Jones Lisa 1417919 20140923 edgar/data/1417919/0001417919-14-000006.txt 3 Jordan William Earl 1619360 20140923 edgar/data/1619360/0000865436-14-000150.txt 3 KAPLAN DAVID B 1025976 20140923 edgar/data/1025976/0001104659-14-067835.txt 3 KOCH CHARLES JOHN 1220183 20140923 edgar/data/1220183/0001445305-14-004063.txt 3 Kemps Steven J 1438987 20140923 edgar/data/1438987/0001209191-14-059377.txt 3 LADDON MICHAEL M 1243174 20140923 edgar/data/1243174/0001104659-14-067837.txt 3 LINK RICHARD A 1212876 20140923 edgar/data/1212876/0001104659-14-067840.txt 3 LMP CAPITAL & INCOME FUND INC. 1270131 20140923 edgar/data/1270131/0001209191-14-059300.txt 3 LMP CAPITAL & INCOME FUND INC. 1270131 20140923 edgar/data/1270131/0001209191-14-059305.txt 3 LMP CAPITAL & INCOME FUND INC. 1270131 20140923 edgar/data/1270131/0001209191-14-059310.txt 3 LMP CAPITAL & INCOME FUND INC. 1270131 20140923 edgar/data/1270131/0001209191-14-059341.txt 3 LMP CAPITAL & INCOME FUND INC. 1270131 20140923 edgar/data/1270131/0001209191-14-059386.txt 3 LMP CAPITAL & INCOME FUND INC. 1270131 20140923 edgar/data/1270131/0001209191-14-059424.txt 3 LMP CORPORATE LOAN FUND INC. 1068963 20140923 edgar/data/1068963/0001209191-14-059323.txt 3 LMP CORPORATE LOAN FUND INC. 1068963 20140923 edgar/data/1068963/0001209191-14-059360.txt 3 LMP REAL ESTATE INCOME FUND INC. 1173557 20140923 edgar/data/1173557/0001209191-14-059306.txt 3 LMP REAL ESTATE INCOME FUND INC. 1173557 20140923 edgar/data/1173557/0001209191-14-059365.txt 3 Legg Mason BW Global Income Opportunities Fund Inc. 1504545 20140923 edgar/data/1504545/0001209191-14-059331.txt 3 Legg Mason BW Global Income Opportunities Fund Inc. 1504545 20140923 edgar/data/1504545/0001209191-14-059376.txt 3 List Cynthia 1552714 20140923 edgar/data/1552714/0001209191-14-059295.txt 3 List Cynthia 1552714 20140923 edgar/data/1552714/0001209191-14-059300.txt 3 List Cynthia 1552714 20140923 edgar/data/1552714/0001209191-14-059304.txt 3 MERKSAMER SAMUEL J. 1501581 20140923 edgar/data/1501581/0001140361-14-036281.txt 3 Matthews Robert D. Jr. 1614163 20140923 edgar/data/1614163/0001445305-14-004069.txt 3 Mikaelian Arthur G. 1619972 20140923 edgar/data/1619972/0001360865-14-000046.txt 3 Mortensen Michael A. 1613936 20140923 edgar/data/1613936/0001104659-14-067827.txt 3 NATIONAL WESTMINSTER BANK PLC /ENG/ 702162 20140923 edgar/data/702162/0000950103-14-006567.txt 3 NINIVAGGI DANIEL A 1257599 20140923 edgar/data/1257599/0001140361-14-036280.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059323.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059326.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059330.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059331.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059333.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059335.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059336.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059337.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059338.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059339.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059341.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059342.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059343.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059344.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059345.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059346.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059348.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059349.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059350.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059351.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059352.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059353.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059354.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059355.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059356.txt 3 Nachtwey Peter 1510019 20140923 edgar/data/1510019/0001209191-14-059357.txt 3 NatWest Group Holdings Corp. 1619957 20140923 edgar/data/1619957/0000950103-14-006567.txt 3 National Interstate CORP 1301106 20140923 edgar/data/1301106/0001301106-14-000042.txt 3 National Interstate CORP 1301106 20140923 edgar/data/1301106/0001301106-14-000044.txt 3 Nattans Jeffrey Allen 1459185 20140923 edgar/data/1459185/0001209191-14-059310.txt 3 Nattans Jeffrey Allen 1459185 20140923 edgar/data/1459185/0001209191-14-059312.txt 3 Nattans Jeffrey Allen 1459185 20140923 edgar/data/1459185/0001209191-14-059313.txt 3 Niswander Bruce 1619973 20140923 edgar/data/1619973/0001360865-14-000045.txt 3 Ohsberg Ronald S. 1614678 20140923 edgar/data/1614678/0001445305-14-004070.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059360.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059361.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059362.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059363.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059364.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059365.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059366.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059367.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059368.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059369.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059372.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059373.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059374.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059375.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059376.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059378.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059379.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059380.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059381.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059382.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059383.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059385.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059386.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059387.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059389.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059392.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059393.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059394.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059400.txt 3 Olmert Amy 1329296 20140923 edgar/data/1329296/0001209191-14-059403.txt 3 PHEGLEY RICHARD N 1212877 20140923 edgar/data/1212877/0001104659-14-067841.txt 3 PIONEER HIGH INCOME TRUST 1166258 20140923 edgar/data/1166258/0001417919-14-000004.txt 3 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST 1258943 20140923 edgar/data/1258943/0001417919-14-000005.txt 3 PIONEER MUNICIPAL HIGH INCOME TRUST 1223026 20140923 edgar/data/1223026/0001417919-14-000006.txt 3 Panex Resources Inc. 1345756 20140923 edgar/data/1345756/0001284884-14-000001.txt 3 Permal Hedge Strategies Fund I 1534643 20140923 edgar/data/1534643/0001209191-14-059326.txt 3 Permal Hedge Strategies Fund 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North America Corp. 1619956 20140923 edgar/data/1619956/0000950103-14-006567.txt 3 RBSG International Holdings Ltd. 1619969 20140923 edgar/data/1619969/0000950103-14-006567.txt 3 RESPECT YOUR UNIVERSE, INC. 1472601 20140923 edgar/data/1472601/0001140361-14-036351.txt 3 ROYAL BANK OF SCOTLAND GROUP PLC 844150 20140923 edgar/data/844150/0000950103-14-006567.txt 3 ROYAL BANK OF SCOTLAND PLC 729153 20140923 edgar/data/729153/0000950103-14-006567.txt 3 RYAN ARTHUR F 1187443 20140923 edgar/data/1187443/0001445305-14-004067.txt 3 Ramey Geoffrey 1620123 20140923 edgar/data/1620123/0001415020-14-000090.txt 3 Rubicon Technology, Inc. 1410172 20140923 edgar/data/1410172/0001209191-14-059210.txt 3 SANTINI GINO 1276038 20140923 edgar/data/1276038/0001209191-14-059195.txt 3 SATYA WORLDWIDE, INC. 1606069 20140923 edgar/data/1606069/0001606070-14-000002.txt 3 SHERIFF WILLIAM M 1229379 20140923 edgar/data/1229379/0001062993-14-005603.txt 3 SHROTRIYA RAJESH C MD 1193918 20140923 edgar/data/1193918/0001144204-14-057365.txt 3 SIMMONS FIRST NATIONAL CORP 90498 20140923 edgar/data/90498/0001171843-14-004441.txt 3 STEWARDSHIP FINANCIAL CORP 1023860 20140923 edgar/data/1023860/0000914317-14-001240.txt 3 SYNAGEVA BIOPHARMA CORP 911326 20140923 edgar/data/911326/0001246360-14-003918.txt 3 Shanik Nancy L. 1614161 20140923 edgar/data/1614161/0001445305-14-004072.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067824.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067825.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067826.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067827.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067828.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067829.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067830.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067831.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067832.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067833.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067834.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067835.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067836.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067837.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067838.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067839.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067840.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067841.txt 3 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067842.txt 3 Smith Eugene M. 1613776 20140923 edgar/data/1613776/0001104659-14-067833.txt 3 Spellman Patrick 1619772 20140923 edgar/data/1619772/0000904454-14-000662.txt 3 Spellman Patrick 1619772 20140923 edgar/data/1619772/0000904454-14-000664.txt 3 Stein Adam L 1332502 20140923 edgar/data/1332502/0001104659-14-067830.txt 3 Subramaniam Shivan S. 1614157 20140923 edgar/data/1614157/0001445305-14-004058.txt 3 Tesoriero Joseph S. 1474867 20140923 edgar/data/1474867/0001104659-14-067828.txt 3 Thompson Creek Metals Co Inc. 1415020 20140923 edgar/data/1415020/0001415020-14-000090.txt 3 Timberline Resources Corp 1288750 20140923 edgar/data/1288750/0001062993-14-005603.txt 3 Trtek Martin J. 1613884 20140923 edgar/data/1613884/0001104659-14-067829.txt 3 USA TRUCK INC 883945 20140923 edgar/data/883945/0001140361-14-036347.txt 3 VAGHELA JAMEEL 1620184 20140923 edgar/data/1620184/0001140361-14-036351.txt 3 VAN SAUN BRUCE 1199914 20140923 edgar/data/1199914/0001445305-14-004059.txt 3 VENKATARAMAN BALAJI 1114916 20140923 edgar/data/1114916/0001209191-14-059324.txt 3 WESTERN ASSET EMERGING MARKETS DEBT FUND INC. 1227862 20140923 edgar/data/1227862/0001209191-14-059339.txt 3 WESTERN ASSET EMERGING MARKETS DEBT FUND INC. 1227862 20140923 edgar/data/1227862/0001209191-14-059363.txt 3 WESTERN ASSET EMERGING MARKETS DEBT FUND INC. 1227862 20140923 edgar/data/1227862/0001209191-14-059433.txt 3 WESTERN ASSET EMERGING MARKETS INCOME FUND INC. 890340 20140923 edgar/data/890340/0001209191-14-059346.txt 3 WESTERN ASSET EMERGING MARKETS INCOME FUND INC. 890340 20140923 edgar/data/890340/0001209191-14-059393.txt 3 WESTERN ASSET EMERGING MARKETS INCOME FUND INC. 890340 20140923 edgar/data/890340/0001209191-14-059429.txt 3 WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. 1472341 20140923 edgar/data/1472341/0001209191-14-059343.txt 3 WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. 1472341 20140923 edgar/data/1472341/0001209191-14-059374.txt 3 WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. 1472341 20140923 edgar/data/1472341/0001209191-14-059435.txt 3 WESTERN ASSET GLOBAL HIGH INCOME FUND INC. 1228509 20140923 edgar/data/1228509/0001209191-14-059356.txt 3 WESTERN ASSET GLOBAL HIGH INCOME FUND INC. 1228509 20140923 edgar/data/1228509/0001209191-14-059367.txt 3 WESTERN ASSET GLOBAL HIGH INCOME FUND INC. 1228509 20140923 edgar/data/1228509/0001209191-14-059440.txt 3 WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. 911638 20140923 edgar/data/911638/0001209191-14-059345.txt 3 WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. 911638 20140923 edgar/data/911638/0001209191-14-059373.txt 3 WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. 911638 20140923 edgar/data/911638/0001209191-14-059446.txt 3 WESTERN ASSET HIGH INCOME FUND II INC. 1058239 20140923 edgar/data/1058239/0001209191-14-059350.txt 3 WESTERN ASSET HIGH INCOME FUND II INC. 1058239 20140923 edgar/data/1058239/0001209191-14-059383.txt 3 WESTERN ASSET HIGH INCOME FUND II INC. 1058239 20140923 edgar/data/1058239/0001209191-14-059436.txt 3 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. 910068 20140923 edgar/data/910068/0001209191-14-059337.txt 3 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. 910068 20140923 edgar/data/910068/0001209191-14-059372.txt 3 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. 910068 20140923 edgar/data/910068/0001209191-14-059437.txt 3 WESTERN ASSET INTERMEDIATE MUNI FUND INC. 882300 20140923 edgar/data/882300/0001209191-14-059357.txt 3 WESTERN ASSET INTERMEDIATE MUNI FUND INC. 882300 20140923 edgar/data/882300/0001209191-14-059387.txt 3 WESTERN ASSET INTERMEDIATE MUNI FUND INC. 882300 20140923 edgar/data/882300/0001209191-14-059428.txt 3 WESTERN ASSET MANAGED HIGH INCOME FUND INC. 895523 20140923 edgar/data/895523/0001209191-14-059349.txt 3 WESTERN ASSET MANAGED HIGH INCOME FUND INC. 895523 20140923 edgar/data/895523/0001209191-14-059362.txt 3 WESTERN ASSET MANAGED HIGH INCOME FUND INC. 895523 20140923 edgar/data/895523/0001209191-14-059434.txt 3 WESTERN ASSET MANAGED MUNICIPALS FUND INC. 886043 20140923 edgar/data/886043/0001209191-14-059348.txt 3 WESTERN ASSET MANAGED MUNICIPALS FUND INC. 886043 20140923 edgar/data/886043/0001209191-14-059366.txt 3 WESTERN ASSET MANAGED MUNICIPALS FUND INC. 886043 20140923 edgar/data/886043/0001209191-14-059427.txt 3 WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. 830487 20140923 edgar/data/830487/0001209191-14-059333.txt 3 WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. 830487 20140923 edgar/data/830487/0001209191-14-059380.txt 3 WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. 830487 20140923 edgar/data/830487/0001209191-14-059444.txt 3 WESTERN ASSET MUNICIPAL PARTNERS FUND INC. 894351 20140923 edgar/data/894351/0001209191-14-059353.txt 3 WESTERN ASSET MUNICIPAL PARTNERS FUND INC. 894351 20140923 edgar/data/894351/0001209191-14-059392.txt 3 WESTERN 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20140923 edgar/data/1194016/0000316300-14-000044.txt 4 BERTONECHE MARC 1223461 20140923 edgar/data/1223461/0001223461-14-000004.txt 4 BEST BUY CO INC 764478 20140923 edgar/data/764478/0001225208-14-020370.txt 4 BEST BUY CO INC 764478 20140923 edgar/data/764478/0001225208-14-020371.txt 4 BEST BUY CO INC 764478 20140923 edgar/data/764478/0001225208-14-020372.txt 4 BILLICK STEVEN M 1199888 20140923 edgar/data/1199888/0001104659-14-067792.txt 4 BIOMARIN PHARMACEUTICAL INC 1048477 20140923 edgar/data/1048477/0001140361-14-036353.txt 4 BIRO JON C 1221219 20140923 edgar/data/1221219/0001140361-14-036338.txt 4 BITTNER JOHN W JR 1165009 20140923 edgar/data/1165009/0001104659-14-067793.txt 4 BLATT ROBERT A 937454 20140923 edgar/data/937454/0001104659-14-067794.txt 4 BOK FINANCIAL CORP ET AL 875357 20140923 edgar/data/875357/0001248915-14-000149.txt 4 BOMBOY DAVID W 1252058 20140923 edgar/data/1252058/0001140361-14-036270.txt 4 BOROUGHS TIMOTHY ALAN 1577594 20140923 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Jr. 1522952 20140923 edgar/data/1522952/0001104659-14-067791.txt 4 Biswas Michael John 1334644 20140923 edgar/data/1334644/0001209191-14-059478.txt 4 Bowen Jeffrey S 1530711 20140923 edgar/data/1530711/0001225208-14-020306.txt 4 Brady Patrick 1326436 20140923 edgar/data/1326436/0001496877-14-000091.txt 4 Burkholder Eugene N 1542390 20140923 edgar/data/1542390/0001209191-14-059281.txt 4 Bystedt Per Ivar Gosta 1410527 20140923 edgar/data/1410527/0001209191-14-059131.txt 4 CALAVO GROWERS INC 1133470 20140923 edgar/data/1133470/0001250853-14-000120.txt 4 CAMERON DORT A III 1265659 20140923 edgar/data/1265659/0001140361-14-036320.txt 4 CANON JOSEPH E 1246413 20140923 edgar/data/1246413/0001209191-14-059316.txt 4 CARL INVESTMENT LIMITED PARTNERSHIP 1168846 20140923 edgar/data/1168846/0001225208-14-020336.txt 4 CARL TWO LLC 1210690 20140923 edgar/data/1210690/0001225208-14-020354.txt 4 CARL TWO LP 1210691 20140923 edgar/data/1210691/0001225208-14-020352.txt 4 CARMODY CORA L 1439594 20140923 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edgar/data/1551806/0001179110-14-014423.txt 4 DEEP WELL OIL & GAS INC 869495 20140923 edgar/data/869495/0001213900-14-006830.txt 4 DEEP WELL OIL & GAS INC 869495 20140923 edgar/data/869495/0001213900-14-006832.txt 4 DEEP WELL OIL & GAS INC 869495 20140923 edgar/data/869495/0001213900-14-006834.txt 4 DEMATTEO DANIEL A 1166817 20140923 edgar/data/1166817/0000950138-14-000652.txt 4 DENTINO WILLIAM 1246931 20140923 edgar/data/1246931/0001209191-14-059390.txt 4 DONALDSON CO INC 29644 20140923 edgar/data/29644/0001615216-14-000019.txt 4 DONALDSON CO INC 29644 20140923 edgar/data/29644/0001615216-14-000020.txt 4 DONALDSON CO INC 29644 20140923 edgar/data/29644/0001615216-14-000021.txt 4 DONALDSON CO INC 29644 20140923 edgar/data/29644/0001615216-14-000022.txt 4 DONALDSON CO INC 29644 20140923 edgar/data/29644/0001615216-14-000023.txt 4 DONALDSON CO INC 29644 20140923 edgar/data/29644/0001615216-14-000024.txt 4 DONALDSON CO INC 29644 20140923 edgar/data/29644/0001615216-14-000025.txt 4 DONALDSON CO INC 29644 20140923 edgar/data/29644/0001615216-14-000026.txt 4 DONDERO JAMES D 1228922 20140923 edgar/data/1228922/0001209191-14-059469.txt 4 DOWDEN ALBERT R 1192228 20140923 edgar/data/1192228/0001104659-14-067651.txt 4 DOWNES JOSEPH D JR 1297911 20140923 edgar/data/1297911/0001127602-14-028294.txt 4 DROTCH PETER S 1267912 20140923 edgar/data/1267912/0001140361-14-036322.txt 4 DTS, INC. 1226308 20140923 edgar/data/1226308/0001179110-14-014445.txt 4 DZIKI THOMAS A 1308901 20140923 edgar/data/1308901/0001020859-14-000163.txt 4 Daniels Thomas S 1551812 20140923 edgar/data/1551812/0001179110-14-014416.txt 4 Davis George Eric 1380710 20140923 edgar/data/1380710/0001140361-14-036353.txt 4 DeRosa William Thomas Jr. 1607229 20140923 edgar/data/1607229/0001181431-14-032538.txt 4 DeSonier David M 1449531 20140923 edgar/data/1449531/0001127602-14-028292.txt 4 Decker Edward P. 1615935 20140923 edgar/data/1615935/0001209191-14-059402.txt 4 Delatore Richard 1294723 20140923 edgar/data/1294723/0001104659-14-067795.txt 4 Diamond Foods Inc 1320947 20140923 edgar/data/1320947/0001140361-14-036341.txt 4 Diamond Foods Inc 1320947 20140923 edgar/data/1320947/0001140361-14-036342.txt 4 Diamond Foods Inc 1320947 20140923 edgar/data/1320947/0001140361-14-036343.txt 4 Dodd James Richard JR 1517305 20140923 edgar/data/1517305/0001177261-14-000029.txt 4 Dodd James Richard JR 1517305 20140923 edgar/data/1517305/0001177261-14-000033.txt 4 Dolby Dagmar 1537372 20140923 edgar/data/1537372/0001181431-14-032527.txt 4 Dolby Laboratories, Inc. 1308547 20140923 edgar/data/1308547/0001181431-14-032527.txt 4 Doll Dennis W 1308348 20140923 edgar/data/1308348/0000914317-14-001238.txt 4 Dorne Eric A. 1529592 20140923 edgar/data/1529592/0001020859-14-000162.txt 4 Doucette John P 1318442 20140923 edgar/data/1318442/0001140361-14-036275.txt 4 Douglas Scott S 1491100 20140923 edgar/data/1491100/0001127602-14-028293.txt 4 Durzo Joseph John 1617232 20140923 edgar/data/1617232/0001617232-14-000002.txt 4 EAGLE MATERIALS INC 918646 20140923 edgar/data/918646/0001181431-14-032546.txt 4 EDDELSON JENNIFER CATHERINE 1556319 20140923 edgar/data/1556319/0001181431-14-032501.txt 4 EDWARDSON JOHN A 1017973 20140923 edgar/data/1017973/0001127602-14-028322.txt 4 ELLIE MAE INC 1122388 20140923 edgar/data/1122388/0001513905-14-000032.txt 4 ELLINOR DAN H 1264118 20140923 edgar/data/1264118/0001248915-14-000149.txt 4 EMERGENCE CAPITAL PARTNERS II LP 1401366 20140923 edgar/data/1401366/0001209191-14-059332.txt 4 EMERGENCE EQUITY PARTNERS II, L.P. 1589107 20140923 edgar/data/1589107/0001209191-14-059332.txt 4 EMERGENCE GP PARTNERS, LLC 1589115 20140923 edgar/data/1589115/0001209191-14-059332.txt 4 EOG RESOURCES INC 821189 20140923 edgar/data/821189/0001127602-14-028305.txt 4 EOG RESOURCES INC 821189 20140923 edgar/data/821189/0001127602-14-028317.txt 4 ESPEY MFG & ELECTRONICS CORP 33533 20140923 edgar/data/33533/0000914317-14-001244.txt 4 ESREY WILLIAM T 1202229 20140923 edgar/data/1202229/0000897101-14-001333.txt 4 ESSL GERALD J 1214633 20140923 edgar/data/1214633/0001181431-14-032546.txt 4 EVEREST RE GROUP LTD 1095073 20140923 edgar/data/1095073/0001140361-14-036273.txt 4 EVEREST RE GROUP LTD 1095073 20140923 edgar/data/1095073/0001140361-14-036275.txt 4 EXCO RESOURCES INC 316300 20140923 edgar/data/316300/0000316300-14-000043.txt 4 EXCO RESOURCES INC 316300 20140923 edgar/data/316300/0000316300-14-000044.txt 4 EXTERRAN HOLDINGS INC. 1389050 20140923 edgar/data/1389050/0001140361-14-036338.txt 4 Echo Global Logistics, Inc. 1426945 20140923 edgar/data/1426945/0001104659-14-067821.txt 4 Eddy Thomas Philips 1492327 20140923 edgar/data/1492327/0001140361-14-036326.txt 4 Ellison Marvin R 1350382 20140923 edgar/data/1350382/0001209191-14-059405.txt 4 Emkes Mark A 1428144 20140923 edgar/data/1428144/0000020740-14-000062.txt 4 Energie Holdings, Inc. 774937 20140923 edgar/data/774937/0001617009-14-000002.txt 4 Energie Holdings, Inc. 774937 20140923 edgar/data/774937/0001617232-14-000002.txt 4 Evans James S 1352414 20140923 edgar/data/1352414/0001352414-14-000009.txt 4 Ever-Glory International Group, Inc. 943184 20140923 edgar/data/943184/0001213900-14-006828.txt 4 FARMERS & MERCHANTS BANCORP INC 792966 20140923 edgar/data/792966/0001209191-14-059274.txt 4 FARMERS & MERCHANTS BANCORP INC 792966 20140923 edgar/data/792966/0001209191-14-059281.txt 4 FEDEX CORP 1048911 20140923 edgar/data/1048911/0001127602-14-028322.txt 4 FIRST BANCSHARES INC /MS/ 947559 20140923 edgar/data/947559/0001140361-14-036270.txt 4 FIRST MARBLEHEAD CORP 1262279 20140923 edgar/data/1262279/0001140361-14-036318.txt 4 FIRST MARBLEHEAD CORP 1262279 20140923 edgar/data/1262279/0001140361-14-036320.txt 4 FIRST MARBLEHEAD CORP 1262279 20140923 edgar/data/1262279/0001140361-14-036322.txt 4 FIRST MARBLEHEAD CORP 1262279 20140923 edgar/data/1262279/0001140361-14-036326.txt 4 FIRST MARBLEHEAD CORP 1262279 20140923 edgar/data/1262279/0001140361-14-036327.txt 4 FLANIGAN MATTHEW C 1229884 20140923 edgar/data/1229884/0001127602-14-028295.txt 4 FLOWERS FOODS INC 1128928 20140923 edgar/data/1128928/0001127602-14-028326.txt 4 FORSTER ANDREA L 1197009 20140923 edgar/data/1197009/0001225208-14-020380.txt 4 FOSTER VINCENT D 1069725 20140923 edgar/data/1069725/0001209191-14-059317.txt 4 FRANCE AMY L 1168848 20140923 edgar/data/1168848/0001225208-14-020338.txt 4 FRANCE BETTY JANE 1168849 20140923 edgar/data/1168849/0001225208-14-020307.txt 4 FRANCE BRIAN Z 1168850 20140923 edgar/data/1168850/0001225208-14-020308.txt 4 FRANCE JAMES C 1168851 20140923 edgar/data/1168851/0001225208-14-020309.txt 4 FRANCE JAMISON C 1168853 20140923 edgar/data/1168853/0001225208-14-020324.txt 4 FRANCE JENNIFER A 1168852 20140923 edgar/data/1168852/0001225208-14-020325.txt 4 FRANCE SHARON M 1168855 20140923 edgar/data/1168855/0001225208-14-020334.txt 4 FREDS INC 724571 20140923 edgar/data/724571/0001140361-14-036313.txt 4 FRODSHAM JAMES 1285617 20140923 edgar/data/1285617/0001177261-14-000044.txt 4 FUEL TECH, INC. 846913 20140923 edgar/data/846913/0001209191-14-059286.txt 4 FUNK MICHAEL S 1240663 20140923 edgar/data/1240663/0001020859-14-000164.txt 4 FURMAN JOHN B 1186677 20140923 edgar/data/1186677/0001209191-14-059452.txt 4 Felton Gregg J 1590854 20140923 edgar/data/1590854/0001144204-14-057425.txt 4 First Liberty Power Corp 1415305 20140923 edgar/data/1415305/0001323098-14-000002.txt 4 First Liberty Power Corp 1415305 20140923 edgar/data/1415305/0001323098-14-000002.txt 4 First Liberty Power Corp 1415305 20140923 edgar/data/1415305/0001590096-14-000002.txt 4 First Liberty Power Corp 1415305 20140923 edgar/data/1415305/0001590096-14-000002.txt 4 Fitterling James R 1490029 20140923 edgar/data/1490029/0000905729-14-000279.txt 4 Fitzmaurice Brian 1354183 20140923 edgar/data/1354183/0001179110-14-014444.txt 4 Flynn William J 1364154 20140923 edgar/data/1364154/0001209191-14-059388.txt 4 France Jayce Camron 1312629 20140923 edgar/data/1312629/0001225208-14-020310.txt 4 France Lauren Dare 1399287 20140923 edgar/data/1399287/0001225208-14-020322.txt 4 France Luke Zachary 1508674 20140923 edgar/data/1508674/0001225208-14-020326.txt 4 France Meadow Jane 1508667 20140923 edgar/data/1508667/0001225208-14-020333.txt 4 France William Carter 1399288 20140923 edgar/data/1399288/0001225208-14-020337.txt 4 French Arthur L. 1414114 20140923 edgar/data/1414114/0001209191-14-059318.txt 4 Full Circle Capital Corp 1490013 20140923 edgar/data/1490013/0001144204-14-057425.txt 4 GABELLI MARIO J 1185533 20140923 edgar/data/1185533/0001271163-14-000085.txt 4 GALGON MICHAEL T 1193071 20140923 edgar/data/1193071/0001209191-14-059461.txt 4 GATES WILLIAM H III 902012 20140923 edgar/data/902012/0001225208-14-020366.txt 4 GENERAL COMMUNICATION INC 808461 20140923 edgar/data/808461/0000808461-14-000116.txt 4 GENERAL MILLS INC 40704 20140923 edgar/data/40704/0000897101-14-001332.txt 4 GENERAL MILLS INC 40704 20140923 edgar/data/40704/0000897101-14-001333.txt 4 GENESCO INC 18498 20140923 edgar/data/18498/0001209191-14-059491.txt 4 GHAURI NAEEM 1115428 20140923 edgar/data/1115428/0001171843-14-004438.txt 4 GLASSMAN KARL G 1166334 20140923 edgar/data/1166334/0001127602-14-028296.txt 4 GLAZER MICHAEL L 1182212 20140923 edgar/data/1182212/0000006885-14-000246.txt 4 GLEN BURNIE BANCORP 890066 20140923 edgar/data/890066/0001116354-14-000008.txt 4 GOLDBERG MARK A 1278042 20140923 edgar/data/1278042/0001127602-14-028309.txt 4 GOLDMAN CAROL 1208713 20140923 edgar/data/1208713/0001071739-14-000105.txt 4 GOLDSTEIN BARRY 1023338 20140923 edgar/data/1023338/0001140361-14-036346.txt 4 GOLDSTEIN PHILLIP 1067621 20140923 edgar/data/1067621/0001140361-14-036267.txt 4 GRAHAM GAIL A 1240664 20140923 edgar/data/1240664/0001020859-14-000165.txt 4 GRIFFITH JAMES W 1177773 20140923 edgar/data/1177773/0000049826-14-000141.txt 4 GTX INC /DE/ 1260990 20140923 edgar/data/1260990/0001179110-14-014415.txt 4 GUICHARD KENT 1182764 20140923 edgar/data/1182764/0000794619-14-000057.txt 4 Gabelli Global Small & Mid Cap Value Trust 1585855 20140923 edgar/data/1585855/0001271163-14-000085.txt 4 Galik Milan 1391404 20140923 edgar/data/1391404/0001140361-14-036277.txt 4 Gambill Bradley Alan 1558387 20140923 edgar/data/1558387/0001225208-14-020301.txt 4 GameStop Corp. 1326380 20140923 edgar/data/1326380/0000950138-14-000652.txt 4 GameStop Corp. 1326380 20140923 edgar/data/1326380/0000950138-14-000653.txt 4 GameStop Corp. 1326380 20140923 edgar/data/1326380/0000950138-14-000654.txt 4 GameStop Corp. 1326380 20140923 edgar/data/1326380/0000950138-14-000655.txt 4 Garel John R 1551810 20140923 edgar/data/1551810/0001179110-14-014421.txt 4 Genius Brands International, Inc. 1355848 20140923 edgar/data/1355848/0001019687-14-003673.txt 4 Golden Michael F 1309339 20140923 edgar/data/1309339/0001209191-14-059453.txt 4 Graffy Mardel A 1619993 20140923 edgar/data/1619993/0001209191-14-059219.txt 4 Graves Kris 1544997 20140923 edgar/data/1544997/0001179110-14-014445.txt 4 Grice Katherine A. 1569673 20140923 edgar/data/1569673/0001140361-14-036306.txt 4 Griffin Jon Kevin 1525628 20140923 edgar/data/1525628/0001209191-14-059319.txt 4 Griffin Sean 1479964 20140923 edgar/data/1479964/0001020859-14-000166.txt 4 Griffis David L. 1523422 20140923 edgar/data/1523422/0001516007-14-000103.txt 4 Groupon, Inc. 1490281 20140923 edgar/data/1490281/0001225208-14-020359.txt 4 Groupon, Inc. 1490281 20140923 edgar/data/1490281/0001225208-14-020360.txt 4 HAFFNER DAVID S 1166175 20140923 edgar/data/1166175/0001127602-14-028297.txt 4 HALLIBURTON CO 45012 20140923 edgar/data/45012/0000045012-14-000320.txt 4 HANGER, INC. 722723 20140923 edgar/data/722723/0001140361-14-036329.txt 4 HANOVER MARC STEVEN 1276243 20140923 edgar/data/1276243/0001179110-14-014415.txt 4 HANSEN WILLIAM DEAN 1265886 20140923 edgar/data/1265886/0001140361-14-036327.txt 4 HARMENING JEFFREY L 1605892 20140923 edgar/data/1605892/0000897101-14-001332.txt 4 HARRINGTON JOHN 1517568 20140923 edgar/data/1517568/0001209191-14-059187.txt 4 HATSOPOULOS JOHN 1274775 20140923 edgar/data/1274775/0001378706-14-000028.txt 4 HEALTH NET INC 916085 20140923 edgar/data/916085/0001179110-14-014446.txt 4 HEALTH NET INC 916085 20140923 edgar/data/916085/0001179110-14-014447.txt 4 HEALTH NET INC 916085 20140923 edgar/data/916085/0001179110-14-014450.txt 4 HEFFERNAN JAMES P 1240665 20140923 edgar/data/1240665/0001020859-14-000167.txt 4 HEFNER JUANELL 1539148 20140923 edgar/data/1539148/0001179110-14-014450.txt 4 HEYWARD ANDREW A 1591978 20140923 edgar/data/1591978/0001019687-14-003673.txt 4 HINES REAL ESTATE INVESTMENT TRUST INC 1262959 20140923 edgar/data/1262959/0001209191-14-059137.txt 4 HINES REAL ESTATE INVESTMENT TRUST INC 1262959 20140923 edgar/data/1262959/0001209191-14-059138.txt 4 HINES REAL ESTATE INVESTMENT TRUST INC 1262959 20140923 edgar/data/1262959/0001209191-14-059139.txt 4 HOLIFIELD MARK 1267117 20140923 edgar/data/1267117/0001209191-14-059407.txt 4 HOME DEPOT INC 354950 20140923 edgar/data/354950/0001209191-14-059397.txt 4 HOME DEPOT INC 354950 20140923 edgar/data/354950/0001209191-14-059399.txt 4 HOME DEPOT INC 354950 20140923 edgar/data/354950/0001209191-14-059402.txt 4 HOME DEPOT INC 354950 20140923 edgar/data/354950/0001209191-14-059405.txt 4 HOME DEPOT INC 354950 20140923 edgar/data/354950/0001209191-14-059407.txt 4 HOME DEPOT INC 354950 20140923 edgar/data/354950/0001209191-14-059409.txt 4 HOME DEPOT INC 354950 20140923 edgar/data/354950/0001209191-14-059411.txt 4 HOME DEPOT INC 354950 20140923 edgar/data/354950/0001209191-14-059413.txt 4 HOTARD EDGAR GEORGE 1208957 20140923 edgar/data/1208957/0000921895-14-002108.txt 4 HPEV, INC. 1399352 20140923 edgar/data/1399352/0001019687-14-003680.txt 4 HUEBNER KYLE 1256096 20140923 edgar/data/1256096/0001209191-14-059476.txt 4 HUFF THOMAS T 1015743 20140923 edgar/data/1015743/0000905729-14-000280.txt 4 HUGHES EUGENE L 1254690 20140923 edgar/data/1254690/0001104659-14-067782.txt 4 HUGHES KRISTINE F 1254691 20140923 edgar/data/1254691/0001104659-14-067782.txt 4 HUNDMEJEAN MARTINA 1223622 20140923 edgar/data/1223622/0001225208-14-020381.txt 4 Hand Joseph Thomas 1434722 20140923 edgar/data/1434722/0000108985-14-000090.txt 4 Hanges Paul J. 1520910 20140923 edgar/data/1520910/0001140361-14-036309.txt 4 Harris Parker 1294774 20140923 edgar/data/1294774/0001127602-14-028330.txt 4 Hartman Curtis L. 1414110 20140923 edgar/data/1414110/0001209191-14-059320.txt 4 Hastings Jonathan J 1528931 20140923 edgar/data/1528931/0001182489-14-001005.txt 4 Hau Robert W. 1473856 20140923 edgar/data/1473856/0001225208-14-020302.txt 4 Hays Sara L 1340825 20140923 edgar/data/1340825/0001181431-14-032539.txt 4 Helton Richard Kole 1508525 20140923 edgar/data/1508525/0001225208-14-020343.txt 4 Hennessy Shane 1479744 20140923 edgar/data/1479744/0001140361-14-036310.txt 4 Hirata Vernon 1467588 20140923 edgar/data/1467588/0001140361-14-036292.txt 4 Honig Barry C 1373203 20140923 edgar/data/1373203/0001415889-14-002904.txt 4 Horizon Pharma plc 1492426 20140923 edgar/data/1492426/0001209191-14-059191.txt 4 Horizon Pharma plc 1492426 20140923 edgar/data/1492426/0001209191-14-059199.txt 4 Horizon Pharma plc 1492426 20140923 edgar/data/1492426/0001209191-14-059322.txt 4 Horizon Pharma plc 1492426 20140923 edgar/data/1492426/0001209191-14-059327.txt 4 Hover-Smoot Scott 1418277 20140923 edgar/data/1418277/0001246360-14-003922.txt 4 Huggenberger Raymond 1596078 20140923 edgar/data/1596078/0001209191-14-059465.txt 4 Hyzak Dwayne L. 1414109 20140923 edgar/data/1414109/0001209191-14-059321.txt 4 ILLINOIS TOOL WORKS INC 49826 20140923 edgar/data/49826/0000049826-14-000141.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020307.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020308.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020309.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020310.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020311.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020312.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020313.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020314.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020315.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020316.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020317.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020318.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020319.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020320.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020321.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020322.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020323.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020324.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020325.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020326.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020328.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020329.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020330.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020331.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020332.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020333.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020334.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020335.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020336.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020337.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020338.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020339.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020340.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020341.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020342.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020343.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020349.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020350.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020351.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020352.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020353.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020354.txt 4 INTERNATIONAL SPEEDWAY CORP 51548 20140923 edgar/data/51548/0001225208-14-020355.txt 4 INTERSECTIONS INC 1095277 20140923 edgar/data/1095277/0001181431-14-032537.txt 4 INVESTORS REAL ESTATE TRUST 798359 20140923 edgar/data/798359/0000798359-14-000083.txt 4 Ibbotson Steven 1551858 20140923 edgar/data/1551858/0001179110-14-014420.txt 4 Imperial Holdings, Inc. 1494448 20140923 edgar/data/1494448/0001140361-14-036267.txt 4 Independent Bank Group, Inc. 1564618 20140923 edgar/data/1564618/0001564618-14-000095.txt 4 Inogen Inc 1294133 20140923 edgar/data/1294133/0001209191-14-059465.txt 4 Inteliquent, Inc. 1292653 20140923 edgar/data/1292653/0001209191-14-059187.txt 4 Inteliquent, Inc. 1292653 20140923 edgar/data/1292653/0001209191-14-059189.txt 4 Interactive Brokers Group, Inc. 1381197 20140923 edgar/data/1381197/0001140361-14-036277.txt 4 Iorio Russell J 1607835 20140923 edgar/data/1607835/0001127602-14-028298.txt 4 J HOLDER CO 1168859 20140923 edgar/data/1168859/0001225208-14-020351.txt 4 J HOLDER L P 1168868 20140923 edgar/data/1168868/0001225208-14-020353.txt 4 JA HOLDER CO 1168860 20140923 edgar/data/1168860/0001225208-14-020355.txt 4 JA HOLDER LIMITED PARTNERSHIP 1168877 20140923 edgar/data/1168877/0001225208-14-020316.txt 4 JACKSON JOHN EARL 1236849 20140923 edgar/data/1236849/0001209191-14-059325.txt 4 JACOBS ENGINEERING GROUP INC /DE/ 52988 20140923 edgar/data/52988/0000052988-14-000154.txt 4 JACOBS ENGINEERING GROUP INC /DE/ 52988 20140923 edgar/data/52988/0000052988-14-000156.txt 4 JACOBS ENGINEERING GROUP INC /DE/ 52988 20140923 edgar/data/52988/0000052988-14-000158.txt 4 JACOBS JEFFREY P 1030995 20140923 edgar/data/1030995/0001030995-14-000003.txt 4 JAMIESON MICHAEL 1351088 20140923 edgar/data/1351088/0001144204-14-057242.txt 4 JONES LANG LASALLE INC 1037976 20140923 edgar/data/1037976/0001127602-14-028320.txt 4 Jackson Evelyn 1479743 20140923 edgar/data/1479743/0001140361-14-036311.txt 4 Jason Industries, Inc. 1579252 20140923 edgar/data/1579252/0000921895-14-002107.txt 4 Jason Industries, Inc. 1579252 20140923 edgar/data/1579252/0000921895-14-002108.txt 4 Jason Industries, Inc. 1579252 20140923 edgar/data/1579252/0000921895-14-002109.txt 4 Jason Industries, Inc. 1579252 20140923 edgar/data/1579252/0000921895-14-002110.txt 4 Johnson Lloyd J 1444534 20140923 edgar/data/1444534/0001140361-14-036343.txt 4 Joppa Sandra N 1343265 20140923 edgar/data/1343265/0001615216-14-000022.txt 4 KAHLER JOHN S 1223464 20140923 edgar/data/1223464/0001223464-14-000003.txt 4 KATZ ROBERT A 824728 20140923 edgar/data/824728/0001179110-14-014439.txt 4 KENNEDY BENJAMIN Z 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edgar/data/1492812/0001209191-14-059415.txt 4 Kaganowicz Alexander 1579510 20140923 edgar/data/1579510/0001206774-14-002894.txt 4 Kempkes Rodney J. 1572427 20140923 edgar/data/1572427/0001209191-14-059141.txt 4 Kemps Steven J 1438987 20140923 edgar/data/1438987/0001209191-14-059391.txt 4 Kennedy Jack William Jr. 1588345 20140923 edgar/data/1588345/0001209191-14-059143.txt 4 Kim Stephen 1424319 20140923 edgar/data/1424319/0001140361-14-036342.txt 4 Kolchinsky Peter 1384859 20140923 edgar/data/1384859/0001144204-14-057393.txt 4 Koonin Steven R 1405614 20140923 edgar/data/1405614/0000950138-14-000653.txt 4 Kovalik Edward 1606277 20140923 edgar/data/1606277/0001415889-14-002905.txt 4 LAHOURCADE LEE A 1503215 20140923 edgar/data/1503215/0001209191-14-059137.txt 4 LAMPHERE GILBERT H 1209751 20140923 edgar/data/1209751/0001096906-14-001332.txt 4 LAPENTA ROBERT V 1217902 20140923 edgar/data/1217902/0000905718-14-000594.txt 4 LAS VEGAS RAILWAY EXPRESS, INC. 1405227 20140923 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edgar/data/58492/0001127602-14-028297.txt 4 LEGGETT & PLATT INC 58492 20140923 edgar/data/58492/0001127602-14-028298.txt 4 LEGGETT & PLATT INC 58492 20140923 edgar/data/58492/0001127602-14-028299.txt 4 LEGGETT & PLATT INC 58492 20140923 edgar/data/58492/0001127602-14-028300.txt 4 LEGGETT & PLATT INC 58492 20140923 edgar/data/58492/0001127602-14-028302.txt 4 LEMAITRE PHILIPPE 1059471 20140923 edgar/data/1059471/0001059471-14-000003.txt 4 LEPORE DAWN G 1186015 20140923 edgar/data/1186015/0001209191-14-059463.txt 4 LIFEWAY FOODS INC 814586 20140923 edgar/data/814586/0001072613-14-000390.txt 4 LILLEY DAVID 1205336 20140923 edgar/data/1205336/0001225208-14-020364.txt 4 LINDSAY DAVID J 1240101 20140923 edgar/data/1240101/0000020740-14-000064.txt 4 Laethem Michael 1349000 20140923 edgar/data/1349000/0000905729-14-000281.txt 4 Larney Robert M 1408969 20140923 edgar/data/1408969/0001408969-14-000012.txt 4 Lawrence-Apfelbaum Marc 1383938 20140923 edgar/data/1383938/0001225208-14-020374.txt 4 Lee 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edgar/data/1352220/0000950138-14-000654.txt 4 Longfield Ross N 1551811 20140923 edgar/data/1551811/0001179110-14-014419.txt 4 Lowe J. Mitchell 1603428 20140923 edgar/data/1603428/0001185185-14-002544.txt 4 Lynch Kirsten A. 1587604 20140923 edgar/data/1587604/0001179110-14-014440.txt 4 MACALUSO JOHN MICHAEL 1546596 20140923 edgar/data/1546596/0001493152-14-003066.txt 4 MAHESWARAN MOHAN 1224946 20140923 edgar/data/1224946/0001413753-14-000111.txt 4 MAKRIDES ANDREW 1280517 20140923 edgar/data/1280517/0001140361-14-036284.txt 4 MAM SOFTWARE GROUP, INC. 832488 20140923 edgar/data/832488/0001144204-14-057238.txt 4 MAM SOFTWARE GROUP, INC. 832488 20140923 edgar/data/832488/0001144204-14-057240.txt 4 MAM SOFTWARE GROUP, INC. 832488 20140923 edgar/data/832488/0001144204-14-057242.txt 4 MARCUS ROBERT D 1225752 20140923 edgar/data/1225752/0001225208-14-020373.txt 4 MARY R MOLINA LIVING TRUST 1246952 20140923 edgar/data/1246952/0001209191-14-059390.txt 4 MASTERCARD INC 1141391 20140923 edgar/data/1141391/0001140361-14-036334.txt 4 MASTERCARD INC 1141391 20140923 edgar/data/1141391/0001225208-14-020376.txt 4 MASTERCARD INC 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edgar/data/1119391/0000905729-14-000282.txt 4 MID PENN BANCORP INC 879635 20140923 edgar/data/879635/0001171843-14-004444.txt 4 MIDDLESEX WATER CO 66004 20140923 edgar/data/66004/0000914317-14-001238.txt 4 MILCH RANDAL S 1449650 20140923 edgar/data/1449650/0001611593-14-000067.txt 4 MILLER EDWARD D 1195222 20140923 edgar/data/1195222/0001209191-14-059132.txt 4 MILLER JEFFREY L 1102722 20140923 edgar/data/1102722/0000798359-14-000083.txt 4 MILLER LLOYD I III 949119 20140923 edgar/data/949119/0001209191-14-059278.txt 4 MINERALS TECHNOLOGIES INC 891014 20140923 edgar/data/891014/0001182489-14-001003.txt 4 MINERALS TECHNOLOGIES INC 891014 20140923 edgar/data/891014/0001182489-14-001005.txt 4 MISONIX INC 880432 20140923 edgar/data/880432/0001144204-14-057269.txt 4 MOHAN RAJENDRA M 1253507 20140923 edgar/data/1253507/0001225208-14-020372.txt 4 MOLINA HEALTHCARE INC 1179929 20140923 edgar/data/1179929/0001209191-14-059390.txt 4 MOLINA MARITAL TRUST 1246946 20140923 edgar/data/1246946/0001209191-14-059390.txt 4 MONAGLE DJ III 1422965 20140923 edgar/data/1422965/0001182489-14-001003.txt 4 MONHEIT BARRY M 1283420 20140923 edgar/data/1283420/0001209191-14-059454.txt 4 MOORE TERENCE F 1213670 20140923 edgar/data/1213670/0000905729-14-000283.txt 4 MOSS BOB L 1248688 20140923 edgar/data/1248688/0001181431-14-032531.txt 4 MOYLAN JAMES E JR 1215181 20140923 edgar/data/1215181/0001177261-14-000037.txt 4 MTR GAMING GROUP INC 834162 20140923 edgar/data/834162/0001030995-14-000003.txt 4 MTR GAMING GROUP INC 834162 20140923 edgar/data/834162/0001104659-14-067791.txt 4 MTR GAMING GROUP INC 834162 20140923 edgar/data/834162/0001104659-14-067792.txt 4 MTR GAMING GROUP INC 834162 20140923 edgar/data/834162/0001104659-14-067793.txt 4 MTR GAMING GROUP INC 834162 20140923 edgar/data/834162/0001104659-14-067794.txt 4 MTR GAMING GROUP INC 834162 20140923 edgar/data/834162/0001104659-14-067795.txt 4 MTR GAMING GROUP INC 834162 20140923 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edgar/data/1449667/0001127602-14-028299.txt 4 Moreton William W. 1449672 20140923 edgar/data/1449672/0001209191-14-059268.txt 4 Morin Philippe 1363623 20140923 edgar/data/1363623/0001177261-14-000035.txt 4 Murphy Timothy H 1602576 20140923 edgar/data/1602576/0001225208-14-020378.txt 4 NATIONAL HEALTH INVESTORS INC 877860 20140923 edgar/data/877860/0001127602-14-028325.txt 4 NATURES SUNSHINE PRODUCTS INC 275053 20140923 edgar/data/275053/0001104659-14-067651.txt 4 NATURES SUNSHINE PRODUCTS INC 275053 20140923 edgar/data/275053/0001104659-14-067718.txt 4 NATURES SUNSHINE PRODUCTS INC 275053 20140923 edgar/data/275053/0001104659-14-067782.txt 4 NET 1 UEPS TECHNOLOGIES INC 1041514 20140923 edgar/data/1041514/0001062993-14-005622.txt 4 NETSOL TECHNOLOGIES INC 1039280 20140923 edgar/data/1039280/0001171843-14-004438.txt 4 NEWTEK BUSINESS SERVICES, INC. 1094019 20140923 edgar/data/1094019/0001181431-14-032501.txt 4 NEXSTAR BROADCASTING GROUP INC 1142417 20140923 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edgar/data/1516007/0001516007-14-000103.txt 4 Oiltanking Partners, L.P. 1516007 20140923 edgar/data/1516007/0001516007-14-000105.txt 4 Osmium Capital II, LP 1451006 20140923 edgar/data/1451006/0001181431-14-032537.txt 4 Osmium Diamond, LP 1589408 20140923 edgar/data/1589408/0001181431-14-032537.txt 4 Osmium Partners, LLC 1316729 20140923 edgar/data/1316729/0001181431-14-032537.txt 4 PANERA BREAD CO 724606 20140923 edgar/data/724606/0001209191-14-059267.txt 4 PANERA BREAD CO 724606 20140923 edgar/data/724606/0001209191-14-059268.txt 4 PANERA BREAD CO 724606 20140923 edgar/data/724606/0001209191-14-059270.txt 4 PANHANDLE OIL & GAS INC 315131 20140923 edgar/data/315131/0001105838-14-000010.txt 4 PAPA JOHNS INTERNATIONAL INC 901491 20140923 edgar/data/901491/0001225208-14-020375.txt 4 PAREXEL INTERNATIONAL CORP 799729 20140923 edgar/data/799729/0001127602-14-028308.txt 4 PAREXEL INTERNATIONAL CORP 799729 20140923 edgar/data/799729/0001127602-14-028309.txt 4 PAREXEL INTERNATIONAL CORP 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20140923 edgar/data/1168878/0001225208-14-020318.txt 4 PUBLIC SERVICE ENTERPRISE GROUP INC 788784 20140923 edgar/data/788784/0001225208-14-020364.txt 4 PUBLIC SERVICE ENTERPRISE GROUP INC 788784 20140923 edgar/data/788784/0001225208-14-020365.txt 4 PVH CORP. /DE/ 78239 20140923 edgar/data/78239/0001612525-14-000004.txt 4 PVM International, Inc. 1603424 20140923 edgar/data/1603424/0001185185-14-002550.txt 4 Panex Resources Inc. 1345756 20140923 edgar/data/1345756/0001284884-14-000002.txt 4 Park Kae 1394894 20140923 edgar/data/1394894/0001078782-14-001729.txt 4 Parsons Stephen B 1525820 20140923 edgar/data/1525820/0000006885-14-000245.txt 4 Pershing Gold Corp. 1432196 20140923 edgar/data/1432196/0001415889-14-002904.txt 4 Perushek Mary Lynne 1380383 20140923 edgar/data/1380383/0001615216-14-000023.txt 4 Pileggi Jennifer 1312322 20140923 edgar/data/1312322/0001437749-14-017382.txt 4 Porter James B 1429983 20140923 edgar/data/1429983/0000230498-14-000107.txt 4 QUAIN MITCHELL I 1213693 20140923 edgar/data/1213693/0001140361-14-036302.txt 4 QUANTA SERVICES INC 1050915 20140923 edgar/data/1050915/0001209191-14-059391.txt 4 QUATERNARY INVESTMENT 1168875 20140923 edgar/data/1168875/0001225208-14-020320.txt 4 QUINN JEFFRY N 1174279 20140923 edgar/data/1174279/0000921895-14-002109.txt 4 Quinpario Partners I, LLC 1583865 20140923 edgar/data/1583865/0000921895-14-002110.txt 4 RA CAPITAL MANAGEMENT, LLC 1346824 20140923 edgar/data/1346824/0001144204-14-057393.txt 4 RA Capital Healthcare Fund LP 1315082 20140923 edgar/data/1315082/0001144204-14-057393.txt 4 RAUSCHER ROBERT 1182121 20140923 edgar/data/1182121/0001127602-14-028301.txt 4 REALNETWORKS INC 1046327 20140923 edgar/data/1046327/0001209191-14-059460.txt 4 REALNETWORKS INC 1046327 20140923 edgar/data/1046327/0001209191-14-059461.txt 4 REALNETWORKS INC 1046327 20140923 edgar/data/1046327/0001209191-14-059463.txt 4 REALNETWORKS INC 1046327 20140923 edgar/data/1046327/0001209191-14-059464.txt 4 REALNETWORKS INC 1046327 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edgar/data/1197107/0001209191-14-059464.txt 4 ROBOTTI ROBERT 1105838 20140923 edgar/data/1105838/0001105838-14-000010.txt 4 ROBSON GEORGE T 1380779 20140923 edgar/data/1380779/0001179110-14-014417.txt 4 ROY PETER 1239220 20140923 edgar/data/1239220/0001020859-14-000169.txt 4 RXi Pharmaceuticals Corp 1533040 20140923 edgar/data/1533040/0001181431-14-032520.txt 4 Ray Dolby Trust under the Dolby Family Trust instrument, dat 1316241 20140923 edgar/data/1316241/0001181431-14-032527.txt 4 Reed Michael L 1479741 20140923 edgar/data/1479741/0001140361-14-036314.txt 4 Retrophin, Inc. 1438533 20140923 edgar/data/1438533/0001193805-14-001860.txt 4 Revolution Lighting Technologies, Inc. 917523 20140923 edgar/data/917523/0000905718-14-000594.txt 4 Ritter Gordon 1585857 20140923 edgar/data/1585857/0001181431-14-032528.txt 4 Rock-Tenn CO 230498 20140923 edgar/data/230498/0000230498-14-000107.txt 4 Rock-Tenn CO 230498 20140923 edgar/data/230498/0000230498-14-000109.txt 4 Rock-Tenn CO 230498 20140923 edgar/data/230498/0000230498-14-000111.txt 4 Rogers Stacie W 1479737 20140923 edgar/data/1479737/0001140361-14-036315.txt 4 Roseborough Teresa Wynn 1534511 20140923 edgar/data/1534511/0001209191-14-059411.txt 4 Rothenstein David M 1444157 20140923 edgar/data/1444157/0001177261-14-000046.txt 4 Rubicon Technology, Inc. 1410172 20140923 edgar/data/1410172/0001209191-14-059219.txt 4 Rudolph James D 1513389 20140923 edgar/data/1513389/0001209191-14-059246.txt 4 Rutledge John 1315323 20140923 edgar/data/1315323/0000921895-14-002107.txt 4 SALESFORCE COM INC 1108524 20140923 edgar/data/1108524/0001127602-14-028330.txt 4 SALTZ MITCHELL A 1112727 20140923 edgar/data/1112727/0001209191-14-059455.txt 4 SANTINI GINO 1276038 20140923 edgar/data/1276038/0001209191-14-059191.txt 4 SANTINI GINO 1276038 20140923 edgar/data/1276038/0001209191-14-059199.txt 4 SARON J ROBERT 1280854 20140923 edgar/data/1280854/0001140361-14-036287.txt 4 SCHILLER PHILIP W 1214110 20140923 edgar/data/1214110/0001181431-14-032540.txt 4 SCHMID HORST A 1283429 20140923 edgar/data/1283429/0001213900-14-006830.txt 4 SCHNATTER JOHN H 909501 20140923 edgar/data/909501/0001225208-14-020375.txt 4 SCHNEIDER ULF I 1224650 20140923 edgar/data/1224650/0001127602-14-028311.txt 4 SCHNIEDERS RICHARD J 1046851 20140923 edgar/data/1046851/0001020859-14-000170.txt 4 SCHOPPET MARK L 1447965 20140923 edgar/data/1447965/0001179110-14-014441.txt 4 SCOTT ROBERT L 1112724 20140923 edgar/data/1112724/0001209191-14-059456.txt 4 SEGRE LINDA B 1470125 20140923 edgar/data/1470125/0001140361-14-036341.txt 4 SEMTECH CORP 88941 20140923 edgar/data/88941/0001413753-14-000111.txt 4 SEWELL D BRUCE 1307786 20140923 edgar/data/1307786/0001181431-14-032543.txt 4 SHEARER GRACE O 1245529 20140923 edgar/data/1245529/0000905729-14-000284.txt 4 SHERMAN JOHN J 1193467 20140923 edgar/data/1193467/0001181431-14-032533.txt 4 SHIFFMAN STEVEN B 1612525 20140923 edgar/data/1612525/0001612525-14-000004.txt 4 SHROTRIYA RAJESH C MD 1193918 20140923 edgar/data/1193918/0001144204-14-057382.txt 4 SIERRA CENTRAL CORP 1168872 20140923 edgar/data/1168872/0001225208-14-020323.txt 4 SINDELAR CORY 1226868 20140923 edgar/data/1226868/0001209191-14-059459.txt 4 SLADE MICHAEL B 1244804 20140923 edgar/data/1244804/0001209191-14-059466.txt 4 SM HOLDER CO 1168876 20140923 edgar/data/1168876/0001225208-14-020328.txt 4 SM HOLDER L P 1168871 20140923 edgar/data/1168871/0001225208-14-020331.txt 4 SMITH & WESSON HOLDING CORP 1092796 20140923 edgar/data/1092796/0001209191-14-059451.txt 4 SMITH & WESSON HOLDING CORP 1092796 20140923 edgar/data/1092796/0001209191-14-059452.txt 4 SMITH & WESSON HOLDING CORP 1092796 20140923 edgar/data/1092796/0001209191-14-059453.txt 4 SMITH & WESSON HOLDING CORP 1092796 20140923 edgar/data/1092796/0001209191-14-059454.txt 4 SMITH & WESSON HOLDING CORP 1092796 20140923 edgar/data/1092796/0001209191-14-059455.txt 4 SMITH & WESSON HOLDING CORP 1092796 20140923 edgar/data/1092796/0001209191-14-059456.txt 4 SMITH & WESSON HOLDING CORP 1092796 20140923 edgar/data/1092796/0001209191-14-059457.txt 4 SMITH CRAIG HARDER 1507726 20140923 edgar/data/1507726/0001020859-14-000172.txt 4 SMOLYANSKY LUDMILA 1227848 20140923 edgar/data/1227848/0001072613-14-000390.txt 4 SOFTECH INC 354260 20140923 edgar/data/354260/0001078782-14-001730.txt 4 SOMMERHAUSER PETER M 935979 20140923 edgar/data/935979/0000892712-14-000667.txt 4 SPARROW CURTIS J 1283428 20140923 edgar/data/1283428/0001213900-14-006832.txt 4 SPINNER STEVEN 1207897 20140923 edgar/data/1207897/0001020859-14-000173.txt 4 SPLUNK INC 1353283 20140923 edgar/data/1353283/0001209191-14-059472.txt 4 SPLUNK INC 1353283 20140923 edgar/data/1353283/0001209191-14-059474.txt 4 SPRINGER MARY BETH 1203228 20140923 edgar/data/1203228/0001104659-14-067718.txt 4 STAGE STORES INC 6885 20140923 edgar/data/6885/0000006885-14-000245.txt 4 STAGE STORES INC 6885 20140923 edgar/data/6885/0000006885-14-000246.txt 4 STAMPS.COM INC 1082923 20140923 edgar/data/1082923/0001209191-14-059475.txt 4 STAMPS.COM INC 1082923 20140923 edgar/data/1082923/0001209191-14-059476.txt 4 STAMPS.COM INC 1082923 20140923 edgar/data/1082923/0001209191-14-059477.txt 4 STAMPS.COM INC 1082923 20140923 edgar/data/1082923/0001209191-14-059478.txt 4 STAMPS.COM INC 1082923 20140923 edgar/data/1082923/0001209191-14-059479.txt 4 STAMPS.COM INC 1082923 20140923 edgar/data/1082923/0001209191-14-059480.txt 4 STAMPS.COM INC 1082923 20140923 edgar/data/1082923/0001209191-14-059481.txt 4 STAUBACH ROGER T 1186384 20140923 edgar/data/1186384/0001127602-14-028320.txt 4 STIFEL FINANCIAL CORP 720672 20140923 edgar/data/720672/0000720672-14-000059.txt 4 STREAMLINE HEALTH SOLUTIONS INC. 1008586 20140923 edgar/data/1008586/0001209191-14-059143.txt 4 STREAMLINE HEALTH SOLUTIONS INC. 1008586 20140923 edgar/data/1008586/0001209191-14-059145.txt 4 STREAMLINE HEALTH SOLUTIONS INC. 1008586 20140923 edgar/data/1008586/0001209191-14-059263.txt 4 SULLIVAN GODFREY 1233412 20140923 edgar/data/1233412/0001209191-14-059472.txt 4 SUN HYDRAULICS CORP 1024795 20140923 edgar/data/1024795/0001059471-14-000003.txt 4 SUN HYDRAULICS CORP 1024795 20140923 edgar/data/1024795/0001223461-14-000004.txt 4 SUN HYDRAULICS CORP 1024795 20140923 edgar/data/1024795/0001223464-14-000003.txt 4 SUN HYDRAULICS CORP 1024795 20140923 edgar/data/1024795/0001223468-14-000003.txt 4 SUN HYDRAULICS CORP 1024795 20140923 edgar/data/1024795/0001234878-14-000009.txt 4 SUN HYDRAULICS CORP 1024795 20140923 edgar/data/1024795/0001466102-14-000003.txt 4 SUN HYDRAULICS CORP 1024795 20140923 edgar/data/1024795/0001610011-14-000003.txt 4 SUSSEX BANCORP 1028954 20140923 edgar/data/1028954/0001496877-14-000091.txt 4 Salisbury Randolph 1604576 20140923 edgar/data/1604576/0001209191-14-059263.txt 4 Sands Willie 1311530 20140923 edgar/data/1311530/0001140361-14-036313.txt 4 Schuetz Alexander 1610011 20140923 edgar/data/1610011/0001610011-14-000003.txt 4 Shamber Mark 1334739 20140923 edgar/data/1334739/0001020859-14-000171.txt 4 Shaw James F 1305293 20140923 edgar/data/1305293/0001615216-14-000024.txt 4 Shkreli Martin 1525354 20140923 edgar/data/1525354/0001193805-14-001860.txt 4 Shoquist Debora 1283854 20140923 edgar/data/1283854/0001045810-14-000177.txt 4 Silicon Graphics International Corp 1316625 20140923 edgar/data/1316625/0001437749-14-017382.txt 4 Silva Paul M 1446372 20140923 edgar/data/1446372/0001209191-14-059303.txt 4 Simon Michael 1475059 20140923 edgar/data/1475059/0001209191-14-059270.txt 4 Slaughter Raymond L 1549377 20140923 edgar/data/1549377/0001549377-14-000016.txt 4 Sommer Steven R 1578857 20140923 edgar/data/1578857/0001209191-14-059474.txt 4 Spirit Bear Ltd 1565017 20140923 edgar/data/1565017/0001019687-14-003680.txt 4 Stauffer Larry D 1349007 20140923 edgar/data/1349007/0000905729-14-000285.txt 4 Stegeman Penny Michelle 1607471 20140923 edgar/data/1607471/0001096906-14-001330.txt 4 Stevens Brian 1557559 20140923 edgar/data/1557559/0001225208-14-020360.txt 4 Stillwell Robert Lee 1351352 20140923 edgar/data/1351352/0000316300-14-000043.txt 4 Stout Rodger A. 1414111 20140923 edgar/data/1414111/0001209191-14-059334.txt 4 Sullivan John J. 1326725 20140923 edgar/data/1326725/0001498301-14-000049.txt 4 Sun Jiajun 1337232 20140923 edgar/data/1337232/0001213900-14-006828.txt 4 Surdan Kenneth J 1552500 20140923 edgar/data/1552500/0001209191-14-059301.txt 4 Sutherland Colin McGill 1499919 20140923 edgar/data/1499919/0001073429-14-000132.txt 4 Swenson Nicholas John 1478067 20140923 edgar/data/1478067/0000353184-14-000050.txt 4 Swiech Alan M 1454798 20140923 edgar/data/1454798/0001209191-14-059293.txt 4 TE Connectivity Ltd. 1385157 20140923 edgar/data/1385157/0001225208-14-020301.txt 4 TE Connectivity Ltd. 1385157 20140923 edgar/data/1385157/0001225208-14-020302.txt 4 TELEFLEX INC 96943 20140923 edgar/data/96943/0000096943-14-000041.txt 4 TESTA CHRISTOPHER P. 1557425 20140923 edgar/data/1557425/0001020859-14-000174.txt 4 TGR Capital, LLC 1314380 20140923 edgar/data/1314380/0001144204-14-057213.txt 4 THOMAS GARY L 1189095 20140923 edgar/data/1189095/0001127602-14-028305.txt 4 TIAN EDWARD 1134725 20140923 edgar/data/1134725/0001225208-14-020377.txt 4 TIME WARNER CABLE INC. 1377013 20140923 edgar/data/1377013/0001225208-14-020373.txt 4 TIME WARNER CABLE INC. 1377013 20140923 edgar/data/1377013/0001225208-14-020374.txt 4 TOME CAROL B 1195044 20140923 edgar/data/1195044/0001209191-14-059413.txt 4 TRANS WORLD ENTERTAINMENT CORP 795212 20140923 edgar/data/795212/0001209191-14-059278.txt 4 TRAPP CHARLES F 1038245 20140923 edgar/data/1038245/0001144204-14-057238.txt 4 TUGGLE CLYDE C 1214583 20140923 edgar/data/1214583/0001127602-14-028307.txt 4 TWINLAB CONSOLIDATED HOLDINGS, INC. 1590695 20140923 edgar/data/1590695/0001077048-14-000222.txt 4 TWITTER, INC. 1418091 20140923 edgar/data/1418091/0001246360-14-003920.txt 4 Territorial Bancorp Inc. 1447051 20140923 edgar/data/1447051/0001140361-14-036292.txt 4 Torre Bates Ann 1065134 20140923 edgar/data/1065134/0001020859-14-000175.txt 4 Tough Steven D 1450550 20140923 edgar/data/1450550/0001179110-14-014447.txt 4 Traficanti Joseph J 1328789 20140923 edgar/data/1328789/0001020859-14-000176.txt 4 Trempont Dominique 1337841 20140923 edgar/data/1337841/0001209191-14-059467.txt 4 Trice David W 1583172 20140923 edgar/data/1583172/0001127602-14-028317.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000161.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000162.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000163.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000164.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000165.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000166.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000167.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000168.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000169.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000170.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000171.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000172.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000173.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000174.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000175.txt 4 UNITED NATURAL FOODS INC 1020859 20140923 edgar/data/1020859/0001020859-14-000176.txt 4 URBAN OUTFITTERS INC 912615 20140923 edgar/data/912615/0001181431-14-032535.txt 4 US CONCRETE INC 1073429 20140923 edgar/data/1073429/0001073429-14-000132.txt 4 Ulta Salon, Cosmetics & Fragrance, Inc. 1403568 20140923 edgar/data/1403568/0001209191-14-059445.txt 4 Union Bankshares Corp 883948 20140923 edgar/data/883948/0001549377-14-000016.txt 4 VAIL RESORTS INC 812011 20140923 edgar/data/812011/0001179110-14-014437.txt 4 VAIL RESORTS INC 812011 20140923 edgar/data/812011/0001179110-14-014438.txt 4 VAIL RESORTS INC 812011 20140923 edgar/data/812011/0001179110-14-014439.txt 4 VAIL RESORTS INC 812011 20140923 edgar/data/812011/0001179110-14-014440.txt 4 VAIL RESORTS INC 812011 20140923 edgar/data/812011/0001179110-14-014441.txt 4 VEEVA SYSTEMS INC 1393052 20140923 edgar/data/1393052/0001181431-14-032528.txt 4 VEEVA SYSTEMS INC 1393052 20140923 edgar/data/1393052/0001209191-14-059332.txt 4 VERIZON COMMUNICATIONS INC 732712 20140923 edgar/data/732712/0001611593-14-000067.txt 4 VERTEX PHARMACEUTICALS INC / MA 875320 20140923 edgar/data/875320/0001209191-14-059297.txt 4 VERTEX PHARMACEUTICALS INC / MA 875320 20140923 edgar/data/875320/0001209191-14-059299.txt 4 VERTEX PHARMACEUTICALS INC / MA 875320 20140923 edgar/data/875320/0001209191-14-059303.txt 4 VISION SCIENCES INC /DE/ 894237 20140923 edgar/data/894237/0001437749-14-017344.txt 4 VON RICKENBACH JOSEF H 1007706 20140923 edgar/data/1007706/0001127602-14-028310.txt 4 VOORHEES STEVEN C 1195905 20140923 edgar/data/1195905/0000230498-14-000111.txt 4 Vazquez Luz 1590678 20140923 edgar/data/1590678/0001077048-14-000222.txt 4 Verso Paper Corp. 1421182 20140923 edgar/data/1421182/0001104659-14-067775.txt 4 Verso Paper Investments LP 1435158 20140923 edgar/data/1435158/0001104659-14-067775.txt 4 Verso Paper Investments Management LLC 1435157 20140923 edgar/data/1435157/0001104659-14-067775.txt 4 Verso Paper Management LP 1433308 20140923 edgar/data/1433308/0001104659-14-067775.txt 4 Vidara Therapeutics Holdings LLC 1619143 20140923 edgar/data/1619143/0001209191-14-059322.txt 4 Violin Memory Inc 1407190 20140923 edgar/data/1407190/0001209191-14-059459.txt 4 Voyles Robb L. 1594855 20140923 edgar/data/1594855/0000045012-14-000320.txt 4 WADECKI ISABELL MARIE 1214761 20140923 edgar/data/1214761/0001209191-14-059457.txt 4 WAGGONER DOUGLAS R 1210758 20140923 edgar/data/1210758/0001104659-14-067821.txt 4 WAL MART STORES INC 104169 20140923 edgar/data/104169/0001127602-14-028328.txt 4 WASHINGTON TRUST BANCORP INC 737468 20140923 edgar/data/737468/0001127602-14-028315.txt 4 WATSCO INC 105016 20140923 edgar/data/105016/0001181431-14-032531.txt 4 WATSON NOEL G 1220582 20140923 edgar/data/1220582/0000052988-14-000154.txt 4 WCF FAMILY 1 INC 1168864 20140923 edgar/data/1168864/0001225208-14-020332.txt 4 WCF Nevada, LLC 1590315 20140923 edgar/data/1590315/0001225208-14-020339.txt 4 WCF Silver State Limited Partnership 1590343 20140923 edgar/data/1590343/0001225208-14-020340.txt 4 WEIL WILLIAM S 1276897 20140923 edgar/data/1276897/0001127602-14-028302.txt 4 WEISBERG SETH 1254801 20140923 edgar/data/1254801/0001209191-14-059479.txt 4 WEST CORP 1024657 20140923 edgar/data/1024657/0001209191-14-059141.txt 4 WEST CORP 1024657 20140923 edgar/data/1024657/0001209191-14-059142.txt 4 WESTERN OPPORTUNITY LTD PARTNERSHIP 1168929 20140923 edgar/data/1168929/0001225208-14-020341.txt 4 WILLIAMS JEFFREY E 1496686 20140923 edgar/data/1496686/0001181431-14-032541.txt 4 WILLIAMS PAUL D 1193710 20140923 edgar/data/1193710/0001209191-14-059491.txt 4 WILSON BANK HOLDING CO 885275 20140923 edgar/data/885275/0001586536-14-000044.txt 4 WITOSLAWSKI WANDA 1526771 20140923 edgar/data/1526771/0001096906-14-001331.txt 4 WORMLEY DAVID N 1223468 20140923 edgar/data/1223468/0001223468-14-000003.txt 4 WYSE STEVEN 1272521 20140923 edgar/data/1272521/0001209191-14-059274.txt 4 Wagner Roger P 1498586 20140923 edgar/data/1498586/0001104659-14-067797.txt 4 Ward Jay L 1382915 20140923 edgar/data/1382915/0001615216-14-000025.txt 4 Weller Charles E 1479739 20140923 edgar/data/1479739/0001140361-14-036316.txt 4 Wheatlake Franklin C 1349009 20140923 edgar/data/1349009/0000905729-14-000286.txt 4 Will Gary L 1479738 20140923 edgar/data/1479738/0001140361-14-036307.txt 4 William C. France Family Trust dated November 4, 2004 1402438 20140923 edgar/data/1402438/0001225208-14-020350.txt 4 Wilson Kenneth W. 1530777 20140923 edgar/data/1530777/0001140361-14-036329.txt 4 Wilson Richard Edward 1484820 20140923 edgar/data/1484820/0000030302-14-000022.txt 4 Winczewski Anthony L 1335846 20140923 edgar/data/1335846/0001209191-14-059134.txt 4 Wizard World, Inc. 1162896 20140923 edgar/data/1162896/0001493152-14-003066.txt 4 Wizard World, Inc. 1162896 20140923 edgar/data/1162896/0001493152-14-003068.txt 4 Wolfson Richard M 1334572 20140923 edgar/data/1334572/0000020740-14-000063.txt 4 Woodward, Inc. 108312 20140923 edgar/data/108312/0001209191-14-059246.txt 4 Wu Eugene 1539075 20140923 edgar/data/1539075/0001615216-14-000026.txt 4 XILINX INC 743988 20140923 edgar/data/743988/0001246360-14-003922.txt 4 YANAY YAKY 1402539 20140923 edgar/data/1402539/0001178913-14-003020.txt 4 YANAY YAKY 1402539 20140923 edgar/data/1402539/0001178913-14-003031.txt 4 YEAGER FREDERICK C 1284689 20140923 edgar/data/1284689/0001179110-14-014446.txt 4 YORK WATER CO 108985 20140923 edgar/data/108985/0000108985-14-000090.txt 4 ZAREMBA RICHARD A 1183873 20140923 edgar/data/1183873/0001144204-14-057269.txt 4 ZOI MIKE 1273345 20140923 edgar/data/1273345/0001144204-14-057213.txt 4/A Ascena Retail Group, Inc. 1498301 20140923 edgar/data/1498301/0001498301-14-000045.txt 4/A Ascena Retail Group, Inc. 1498301 20140923 edgar/data/1498301/0001498301-14-000046.txt 4/A Ascena Retail Group, Inc. 1498301 20140923 edgar/data/1498301/0001498301-14-000047.txt 4/A CARDICA INC 1178104 20140923 edgar/data/1178104/0001179110-14-014431.txt 4/A CARDICA INC 1178104 20140923 edgar/data/1178104/0001179110-14-014433.txt 4/A CARDICA INC 1178104 20140923 edgar/data/1178104/0001179110-14-014434.txt 4/A CARDICA INC 1178104 20140923 edgar/data/1178104/0001179110-14-014435.txt 4/A CARDICA INC 1178104 20140923 edgar/data/1178104/0001225208-14-020384.txt 4/A Celsion CORP 749647 20140923 edgar/data/749647/0001437749-14-017340.txt 4/A Celsion CORP 749647 20140923 edgar/data/749647/0001437749-14-017341.txt 4/A Larkin Kevin T 1349041 20140923 edgar/data/1349041/0001179110-14-014431.txt 4/A OLEARY TOM DAVIS 1259658 20140923 edgar/data/1259658/0001445866-14-001164.txt 4/A POWERS RICHARD P 1278269 20140923 edgar/data/1278269/0001179110-14-014433.txt 4/A Purvin Jeffrey 1373777 20140923 edgar/data/1373777/0001179110-14-014434.txt 4/A Robinson Ronald 1442842 20140923 edgar/data/1442842/0001498301-14-000045.txt 4/A SEQUENTIAL BRANDS GROUP, INC. 791770 20140923 edgar/data/791770/0001144204-14-057443.txt 4/A SIMON JOHN 1048638 20140923 edgar/data/1048638/0001179110-14-014435.txt 4/A SUMMER ENERGY HOLDINGS INC 1396633 20140923 edgar/data/1396633/0001445866-14-001164.txt 4/A Stewart Leonard JR 1576085 20140923 edgar/data/1576085/0001144204-14-057443.txt 4/A Sullivan John J. 1326725 20140923 edgar/data/1326725/0001498301-14-000046.txt 4/A Tardugno Michael H 1384550 20140923 edgar/data/1384550/0001437749-14-017340.txt 4/A Tardugno Michael H 1384550 20140923 edgar/data/1384550/0001437749-14-017341.txt 4/A WEXLER GENE 1200534 20140923 edgar/data/1200534/0001498301-14-000047.txt 4/A YOUNGER WILLIAM H JR 1201717 20140923 edgar/data/1201717/0001225208-14-020384.txt 40-17G PRIMARY TREND FUND INC 794801 20140923 edgar/data/794801/0001144204-14-057245.txt 40-24B2 PHOENIX LIFE & ANNUITY VARIABLE UNIVERSAL LIFE ACCOUNT 1023809 20140923 edgar/data/1023809/0001193125-14-349426.txt 40-33 HARBOR CAPITAL ADVISORS INC/ 1039128 20140923 edgar/data/1039128/0001039128-14-000009.txt 424B2 AMERICREDIT FINANCIAL SERVICES INC 1002761 20140923 edgar/data/1002761/0001193125-14-350286.txt 424B2 BANK OF NOVA SCOTIA / 9631 20140923 edgar/data/9631/0000891092-14-007029.txt 424B2 BARCLAYS BANK PLC 312070 20140923 edgar/data/312070/0000950103-14-006533.txt 424B2 BARCLAYS BANK PLC 312070 20140923 edgar/data/312070/0000950103-14-006535.txt 424B2 BARCLAYS BANK PLC 312070 20140923 edgar/data/312070/0000950103-14-006536.txt 424B2 BARCLAYS BANK PLC 312070 20140923 edgar/data/312070/0001104659-14-067547.txt 424B2 BARCLAYS BANK PLC 312070 20140923 edgar/data/312070/0001193125-14-350251.txt 424B2 BARCLAYS BANK PLC 312070 20140923 edgar/data/312070/0001193125-14-350280.txt 424B2 CB/TCC Global Holdings Ltd 1471726 20140923 edgar/data/1471726/0001193125-14-349243.txt 424B2 CB/TCC Holdings LLC 1471724 20140923 edgar/data/1471724/0001193125-14-349243.txt 424B2 CB/TCC, LLC 1471723 20140923 edgar/data/1471723/0001193125-14-349243.txt 424B2 CBRE Business Lending, Inc. 1471722 20140923 edgar/data/1471722/0001193125-14-349243.txt 424B2 CBRE CAPITAL MARKETS INC 1159296 20140923 edgar/data/1159296/0001193125-14-349243.txt 424B2 CBRE CAPITAL MARKETS OF TEXAS LP 1159295 20140923 edgar/data/1159295/0001193125-14-349243.txt 424B2 CBRE CONSULTING INC 1266022 20140923 edgar/data/1266022/0001193125-14-349243.txt 424B2 CBRE Clarion CRA Holdings, Inc. 1536135 20140923 edgar/data/1536135/0001193125-14-349243.txt 424B2 CBRE Clarion REI Holding, Inc. 1536134 20140923 edgar/data/1536134/0001193125-14-349243.txt 424B2 CBRE GROUP, INC. 1138118 20140923 edgar/data/1138118/0001193125-14-349243.txt 424B2 CBRE Global Investors, Inc. 1266024 20140923 edgar/data/1266024/0001193125-14-349243.txt 424B2 CBRE Global Investors, LLC 1159313 20140923 edgar/data/1159313/0001193125-14-349243.txt 424B2 CBRE Government Services, LLC 1506781 20140923 edgar/data/1506781/0001193125-14-349243.txt 424B2 CBRE LJM MORTGAGE CO LLC 1159307 20140923 edgar/data/1159307/0001193125-14-349243.txt 424B2 CBRE LJM NEVADA INC 1159309 20140923 edgar/data/1159309/0001193125-14-349243.txt 424B2 CBRE PARTNER, INC. 1571622 20140923 edgar/data/1571622/0001193125-14-349243.txt 424B2 CBRE SERVICES, INC. 852203 20140923 edgar/data/852203/0001193125-14-349243.txt 424B2 CBRE Technical Services, LLC 1471721 20140923 edgar/data/1471721/0001193125-14-349243.txt 424B2 CBRE, INC. 1159311 20140923 edgar/data/1159311/0001193125-14-349243.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000891092-14-007031.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000891092-14-007032.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000891092-14-007038.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000950103-14-006542.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000950103-14-006543.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000950103-14-006545.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000950103-14-006547.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000950103-14-006550.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000950103-14-006551.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000950103-14-006561.txt 424B2 CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000950103-14-006563.txt 424B2 DEUTSCHE BANK AKTIENGESELLSCHAFT 1159508 20140923 edgar/data/1159508/0000950103-14-006556.txt 424B2 DEUTSCHE BANK AKTIENGESELLSCHAFT 1159508 20140923 edgar/data/1159508/0000950103-14-006557.txt 424B2 DEUTSCHE BANK AKTIENGESELLSCHAFT 1159508 20140923 edgar/data/1159508/0000950103-14-006558.txt 424B2 DEUTSCHE BANK AKTIENGESELLSCHAFT 1159508 20140923 edgar/data/1159508/0000950103-14-006564.txt 424B2 DOW CHEMICAL CO /DE/ 29915 20140923 edgar/data/29915/0001193125-14-348823.txt 424B2 GOLDMAN SACHS GROUP INC 886982 20140923 edgar/data/886982/0001104659-14-067754.txt 424B2 GOLDMAN SACHS GROUP INC 886982 20140923 edgar/data/886982/0001104659-14-067755.txt 424B2 GOLDMAN SACHS GROUP INC 886982 20140923 edgar/data/886982/0001104659-14-067763.txt 424B2 GOLDMAN SACHS GROUP INC 886982 20140923 edgar/data/886982/0001104659-14-067764.txt 424B2 GOLDMAN SACHS GROUP INC 886982 20140923 edgar/data/886982/0001104659-14-067781.txt 424B2 GOLDMAN SACHS GROUP INC 886982 20140923 edgar/data/886982/0001193125-14-350278.txt 424B2 General Motors Financial Company, Inc. 804269 20140923 edgar/data/804269/0001193125-14-350286.txt 424B2 HSBC USA INC /MD/ 83246 20140923 edgar/data/83246/0001144204-14-057258.txt 424B2 HSBC USA INC /MD/ 83246 20140923 edgar/data/83246/0001144204-14-057369.txt 424B2 HSBC USA INC /MD/ 83246 20140923 edgar/data/83246/0001144204-14-057380.txt 424B2 HSBC USA INC /MD/ 83246 20140923 edgar/data/83246/0001144204-14-057408.txt 424B2 HSBC USA INC /MD/ 83246 20140923 edgar/data/83246/0001144204-14-057411.txt 424B2 HSBC USA INC /MD/ 83246 20140923 edgar/data/83246/0001144204-14-057417.txt 424B2 INSIGNIA ESG CAPITAL CORP 1266036 20140923 edgar/data/1266036/0001193125-14-349243.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007025.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007028.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007033.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007034.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007036.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007046.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007050.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007052.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007054.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007055.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000950103-14-006546.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000950103-14-006549.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0001193125-14-350059.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0001193125-14-350079.txt 424B2 JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0001193125-14-350128.txt 424B2 Lloyds Bank plc 1167831 20140923 edgar/data/1167831/0000950103-14-006526.txt 424B2 Lloyds Banking Group plc 1160106 20140923 edgar/data/1160106/0000950103-14-006526.txt 424B2 MORGAN STANLEY 895421 20140923 edgar/data/895421/0000950103-14-006539.txt 424B2 MORGAN STANLEY 895421 20140923 edgar/data/895421/0000950103-14-006540.txt 424B2 MORGAN STANLEY 895421 20140923 edgar/data/895421/0000950103-14-006541.txt 424B2 MORGAN STANLEY 895421 20140923 edgar/data/895421/0000950103-14-006559.txt 424B2 MORGAN STANLEY 895421 20140923 edgar/data/895421/0000950103-14-006560.txt 424B2 Polacheck Company, Inc. 1471720 20140923 edgar/data/1471720/0001193125-14-349243.txt 424B2 ROYAL BANK OF CANADA 1000275 20140923 edgar/data/1000275/0001214659-14-006539.txt 424B2 ROYAL BANK OF CANADA 1000275 20140923 edgar/data/1000275/0001214659-14-006541.txt 424B2 ROYAL BANK OF CANADA 1000275 20140923 edgar/data/1000275/0001214659-14-006547.txt 424B2 ROYAL BANK OF CANADA 1000275 20140923 edgar/data/1000275/0001214659-14-006549.txt 424B2 ROYAL BANK OF CANADA 1000275 20140923 edgar/data/1000275/0001214659-14-006551.txt 424B2 ROYAL BANK OF CANADA 1000275 20140923 edgar/data/1000275/0001214659-14-006555.txt 424B2 TOYOTA MOTOR CREDIT CORP 834071 20140923 edgar/data/834071/0000902595-14-000022.txt 424B2 Trammell Crow Company, LLC 1571597 20140923 edgar/data/1571597/0001193125-14-349243.txt 424B2 Trammell Crow Development & Investment, Inc. 1471671 20140923 edgar/data/1471671/0001193125-14-349243.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006666.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006668.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006670.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006672.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006675.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006676.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006678.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006680.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006682.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001193125-14-349540.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001193125-14-349546.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001193125-14-349744.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001193125-14-350151.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001193125-14-350189.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001193125-14-350292.txt 424B2 UBS AG 1114446 20140923 edgar/data/1114446/0001393401-14-000398.txt 424B2 WELLS FARGO & COMPANY/MN 72971 20140923 edgar/data/72971/0001193125-14-350108.txt 424B2 WELLS FARGO & COMPANY/MN 72971 20140923 edgar/data/72971/0001193125-14-350158.txt 424B3 BANK OF AMERICA CORP /DE/ 70858 20140923 edgar/data/70858/0001193125-14-348802.txt 424B3 DDR CORP 894315 20140923 edgar/data/894315/0001193125-14-350290.txt 424B3 DOW CHEMICAL CO /DE/ 29915 20140923 edgar/data/29915/0001193125-14-348826.txt 424B3 GRANT PARK FUTURES FUND LIMITED PARTNERSHIP 845698 20140923 edgar/data/845698/0000913849-14-000317.txt 424B3 GULFSLOPE ENERGY, INC. 1341726 20140923 edgar/data/1341726/0001214782-14-000082.txt 424B3 Horizon Pharma plc 1492426 20140923 edgar/data/1492426/0001193125-14-349371.txt 424B3 Jason Industries, Inc. 1579252 20140923 edgar/data/1579252/0001193125-14-349104.txt 424B3 LendingClub Corp 1409970 20140923 edgar/data/1409970/0001409970-14-001191.txt 424B3 LendingClub Corp 1409970 20140923 edgar/data/1409970/0001409970-14-001192.txt 424B3 LendingClub Corp 1409970 20140923 edgar/data/1409970/0001409970-14-001193.txt 424B3 MAGNETEK, INC. 751085 20140923 edgar/data/751085/0000751085-14-000057.txt 424B3 MARTIN MIDSTREAM PARTNERS LP 1176334 20140923 edgar/data/1176334/0001193125-14-350118.txt 424B3 Martin Midstream Finance Corp. 1501249 20140923 edgar/data/1501249/0001193125-14-350118.txt 424B3 Martin Operating GP LLC 1501250 20140923 edgar/data/1501250/0001193125-14-350118.txt 424B3 Martin Operating Partnership L.P. 1294564 20140923 edgar/data/1294564/0001193125-14-350118.txt 424B3 NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ 70502 20140923 edgar/data/70502/0001144204-14-057290.txt 424B3 PROSPER MARKETPLACE INC 1416265 20140923 edgar/data/1416265/0001542574-14-000188.txt 424B3 PROSPER MARKETPLACE INC 1416265 20140923 edgar/data/1416265/0001542574-14-000189.txt 424B3 Phillips Edison - ARC Grocery Center REIT II, Inc. 1581405 20140923 edgar/data/1581405/0001144204-14-057398.txt 424B3 Prosper Funding LLC 1542574 20140923 edgar/data/1542574/0001542574-14-000188.txt 424B3 Prosper Funding LLC 1542574 20140923 edgar/data/1542574/0001542574-14-000189.txt 424B3 Rose Rock Finance Corp 1576283 20140923 edgar/data/1576283/0001193125-14-350253.txt 424B3 Rose Rock Midstream Crude, L.P. 1576284 20140923 edgar/data/1576284/0001193125-14-350253.txt 424B3 Rose Rock Midstream Energy GP, LLC 1576273 20140923 edgar/data/1576273/0001193125-14-350253.txt 424B3 Rose Rock Midstream Field Services, LLC 1618028 20140923 edgar/data/1618028/0001193125-14-350253.txt 424B3 Rose Rock Midstream Operating, LLC 1576269 20140923 edgar/data/1576269/0001193125-14-350253.txt 424B3 Rose Rock Midstream, L.P. 1527622 20140923 edgar/data/1527622/0001193125-14-350253.txt 424B3 SENECA GLOBAL FUND, L.P. 1414581 20140923 edgar/data/1414581/0001144204-14-057371.txt 424B3 SYSCO CORP 96021 20140923 edgar/data/96021/0001193125-14-349384.txt 424B3 SemCrude Pipeline, L.L.C. 1618241 20140923 edgar/data/1618241/0001193125-14-350253.txt 424B5 COMM 2014-UBS5 Mortgage Trust 1617959 20140923 edgar/data/1617959/0001539497-14-001165.txt 424B5 DEUTSCHE MORTGAGE & ASSET RECEIVING CORP 1013454 20140923 edgar/data/1013454/0001539497-14-001165.txt 424B5 GLADSTONE LAND Corp 1495240 20140923 edgar/data/1495240/0001193125-14-350124.txt 424B5 LPATH, INC 1251769 20140923 edgar/data/1251769/0001104659-14-067742.txt 424B5 OLD REPUBLIC INTERNATIONAL CORP 74260 20140923 edgar/data/74260/0001047469-14-007821.txt 424B5 QWEST CORP 68622 20140923 edgar/data/68622/0001193125-14-350049.txt 424B5 Seadrill Partners LLC 1553467 20140923 edgar/data/1553467/0001193125-14-350133.txt 424B5 TRINITY INDUSTRIES INC 99780 20140923 edgar/data/99780/0001193125-14-349978.txt 424B5 TRINITY INDUSTRIES LEASING CO 350024 20140923 edgar/data/350024/0001193125-14-349978.txt 424B5 Trinity Construction Materials, Inc. 1297677 20140923 edgar/data/1297677/0001193125-14-349978.txt 424B5 Trinity Highway Products, LLC 1619094 20140923 edgar/data/1619094/0001193125-14-349978.txt 424B5 Trinity Marine Products, Inc. 1297678 20140923 edgar/data/1297678/0001193125-14-349978.txt 424B5 Trinity North American Freight Car, Inc. 1297671 20140923 edgar/data/1297671/0001193125-14-349978.txt 424B5 Trinity Parts & Components, LLC 1297674 20140923 edgar/data/1297674/0001193125-14-349978.txt 424B5 Trinity Rail Group, LLC 1297676 20140923 edgar/data/1297676/0001193125-14-349978.txt 424B5 Trinity Structural Towers, Inc. 1492480 20140923 edgar/data/1492480/0001193125-14-349978.txt 424B5 Trinity Tank Car, Inc. 1297672 20140923 edgar/data/1297672/0001193125-14-349978.txt 424B7 NORTHSTAR REALTY FINANCE CORP. 1273801 20140923 edgar/data/1273801/0001273801-14-000096.txt 425 ALLERGAN INC 850693 20140923 edgar/data/850693/0001193125-14-349098.txt 425 COMCAST CORP 1166691 20140923 edgar/data/1166691/0000950103-14-006552.txt 425 COMCAST CORP 1166691 20140923 edgar/data/1166691/0000950103-14-006553.txt 425 COMCAST CORP 1166691 20140923 edgar/data/1166691/0000950103-14-006554.txt 425 CROWN CASTLE INTERNATIONAL CORP 1051470 20140923 edgar/data/1051470/0001193125-14-348881.txt 425 Covidien plc 1385187 20140923 edgar/data/1385187/0001193125-14-348797.txt 425 Covidien plc 1385187 20140923 edgar/data/1385187/0001193125-14-350069.txt 425 Covidien plc 1385187 20140923 edgar/data/1385187/0001193125-14-350077.txt 425 Covidien plc 1385187 20140923 edgar/data/1385187/0001193125-14-350087.txt 425 Covidien plc 1385187 20140923 edgar/data/1385187/0001193125-14-350099.txt 425 Dow 30 Enhanced Premium & Income Fund Inc. 1390840 20140923 edgar/data/1390840/0001193125-14-350018.txt 425 Dow 30 Premium & Dividend Income Fund Inc. 1314128 20140923 edgar/data/1314128/0001193125-14-350022.txt 425 GTECH S.P.A. 1368511 20140923 edgar/data/1368511/0001104659-14-067784.txt 425 GTECH S.P.A. 1368511 20140923 edgar/data/1368511/0001104659-14-067787.txt 425 INTEGRYS ENERGY GROUP, INC. 916863 20140923 edgar/data/916863/0000950157-14-001001.txt 425 INTERNATIONAL GAME TECHNOLOGY 353944 20140923 edgar/data/353944/0001104659-14-067751.txt 425 INTERNATIONAL GAME TECHNOLOGY 353944 20140923 edgar/data/353944/0001104659-14-067784.txt 425 INTERNATIONAL GAME TECHNOLOGY 353944 20140923 edgar/data/353944/0001104659-14-067787.txt 425 MAINSOURCE FINANCIAL GROUP 720002 20140923 edgar/data/720002/0001104659-14-067780.txt 425 MEDTRONIC INC 64670 20140923 edgar/data/64670/0001193125-14-348797.txt 425 NASDAQ Premium Income & Growth Fund Inc. 1381186 20140923 edgar/data/1381186/0001193125-14-350042.txt 425 Nuveen Dow 30sm Dynamic Overwrite Fund 1608742 20140923 edgar/data/1608742/0001193125-14-350018.txt 425 Nuveen Dow 30sm Dynamic Overwrite Fund 1608742 20140923 edgar/data/1608742/0001193125-14-350022.txt 425 Nuveen Equity Premium Advantage Fund 1320492 20140923 edgar/data/1320492/0001193125-14-350032.txt 425 Nuveen Equity Premium Income Fund 1298699 20140923 edgar/data/1298699/0001193125-14-350029.txt 425 Nuveen Equity Premium Opportunity Fund 1308658 20140923 edgar/data/1308658/0001193125-14-350029.txt 425 Nuveen NASDAQ 100 Dynamic Overwrite Fund 1608741 20140923 edgar/data/1608741/0001193125-14-350032.txt 425 Nuveen NASDAQ 100 Dynamic Overwrite Fund 1608741 20140923 edgar/data/1608741/0001193125-14-350042.txt 425 SYSCO CORP 96021 20140923 edgar/data/96021/0001193125-14-349373.txt 425 TIME WARNER CABLE INC. 1377013 20140923 edgar/data/1377013/0000950103-14-006552.txt 425 TIME WARNER CABLE INC. 1377013 20140923 edgar/data/1377013/0000950103-14-006553.txt 425 TIME WARNER CABLE INC. 1377013 20140923 edgar/data/1377013/0000950103-14-006554.txt 425 TTM TECHNOLOGIES INC 1116942 20140923 edgar/data/1116942/0001193125-14-350205.txt 425 US FOODS, INC. 1561951 20140923 edgar/data/1561951/0001193125-14-349373.txt 425 VIASYSTEMS GROUP INC 1101169 20140923 edgar/data/1101169/0001193125-14-350205.txt 425 VIASYSTEMS GROUP INC 1101169 20140923 edgar/data/1101169/0001193125-14-350242.txt 425 Valeant Pharmaceuticals International, Inc. 885590 20140923 edgar/data/885590/0001193125-14-349098.txt 425 WALGREEN CO 104207 20140923 edgar/data/104207/0001193125-14-348829.txt 425 Walgreens Boots Alliance, Inc. 1618921 20140923 edgar/data/1618921/0001193125-14-348829.txt 425 Washington Prime Group Inc. 1594686 20140923 edgar/data/1594686/0001104659-14-067761.txt 425 Washington Prime Group Inc. 1594686 20140923 edgar/data/1594686/0001104659-14-067769.txt 485APOS NORTHERN LIGHTS FUND TRUST II 1518042 20140923 edgar/data/1518042/0000910472-14-004277.txt 485APOS NORTHERN LIGHTS FUND TRUST II 1518042 20140923 edgar/data/1518042/0000910472-14-004277.txt 485APOS PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 914245 20140923 edgar/data/914245/0001104659-14-067691.txt 485APOS PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 914245 20140923 edgar/data/914245/0001104659-14-067691.txt 485APOS PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 914245 20140923 edgar/data/914245/0001104659-14-067705.txt 485APOS PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 914245 20140923 edgar/data/914245/0001104659-14-067705.txt 485APOS Trust for Advised Portfolios 1261788 20140923 edgar/data/1261788/0000894189-14-004631.txt 485APOS Trust for Advised Portfolios 1261788 20140923 edgar/data/1261788/0000894189-14-004631.txt 485APOS iSHARES TRUST 1100663 20140923 edgar/data/1100663/0001193125-14-350199.txt 485APOS iSHARES TRUST 1100663 20140923 edgar/data/1100663/0001193125-14-350199.txt 485APOS iSHARES TRUST 1100663 20140923 edgar/data/1100663/0001193125-14-350202.txt 485APOS iSHARES TRUST 1100663 20140923 edgar/data/1100663/0001193125-14-350202.txt 485BPOS ETF Series Solutions 1540305 20140923 edgar/data/1540305/0000894189-14-004619.txt 485BPOS ETF Series Solutions 1540305 20140923 edgar/data/1540305/0000894189-14-004619.txt 485BPOS HENDERSON GLOBAL FUNDS 1141306 20140923 edgar/data/1141306/0000891804-14-000918.txt 485BPOS HENDERSON GLOBAL FUNDS 1141306 20140923 edgar/data/1141306/0000891804-14-000918.txt 485BPOS LEGG MASON PARTNERS VARIABLE EQUITY TRUST 1176343 20140923 edgar/data/1176343/0001193125-14-349293.txt 485BPOS LEGG MASON PARTNERS VARIABLE EQUITY TRUST 1176343 20140923 edgar/data/1176343/0001193125-14-349293.txt 485BPOS Managed Portfolio Series 1511699 20140923 edgar/data/1511699/0000894189-14-004632.txt 485BPOS Managed Portfolio Series 1511699 20140923 edgar/data/1511699/0000894189-14-004632.txt 485BPOS PRUDENTIAL INVESTMENT PORTFOLIOS 16 1067442 20140923 edgar/data/1067442/0000067590-14-001059.txt 485BPOS PRUDENTIAL INVESTMENT PORTFOLIOS 16 1067442 20140923 edgar/data/1067442/0000067590-14-001059.txt 485BPOS PRUDENTIAL WORLD FUND, INC. 741350 20140923 edgar/data/741350/0001193125-14-349481.txt 485BPOS PRUDENTIAL WORLD FUND, INC. 741350 20140923 edgar/data/741350/0001193125-14-349481.txt 485BPOS TRUST FOR PROFESSIONAL MANAGERS 1141819 20140923 edgar/data/1141819/0000894189-14-004626.txt 485BPOS TRUST FOR PROFESSIONAL MANAGERS 1141819 20140923 edgar/data/1141819/0000894189-14-004626.txt 485BPOS VALIC Co I 719423 20140923 edgar/data/719423/0001193125-14-350098.txt 485BPOS VALIC Co I 719423 20140923 edgar/data/719423/0001193125-14-350098.txt 485BXT HENDERSON GLOBAL FUNDS 1141306 20140923 edgar/data/1141306/0000891804-14-000920.txt 485BXT HENDERSON GLOBAL FUNDS 1141306 20140923 edgar/data/1141306/0000891804-14-000920.txt 485BXT Index Funds 1345125 20140923 edgar/data/1345125/0001398344-14-004952.txt 485BXT Index Funds 1345125 20140923 edgar/data/1345125/0001398344-14-004952.txt 485BXT MARKET VECTORS ETF TRUST 1137360 20140923 edgar/data/1137360/0001137360-14-000575.txt 485BXT MARKET VECTORS ETF TRUST 1137360 20140923 edgar/data/1137360/0001137360-14-000575.txt 485BXT NORTHERN LIGHTS FUND TRUST II 1518042 20140923 edgar/data/1518042/0000910472-14-004276.txt 485BXT NORTHERN LIGHTS FUND TRUST II 1518042 20140923 edgar/data/1518042/0000910472-14-004276.txt 485BXT RBC FUNDS TRUST 1272950 20140923 edgar/data/1272950/0000897101-14-001330.txt 485BXT RBC FUNDS TRUST 1272950 20140923 edgar/data/1272950/0000897101-14-001330.txt 487 Advisors Disciplined Trust 1314 1610320 20140923 edgar/data/1610320/0001013228-14-002299.txt 487 FT 5040 1609705 20140923 edgar/data/1609705/0001445546-14-004655.txt 487 Invesco Unit Trusts, Municipal Series 1209 1576603 20140923 edgar/data/1576603/0001528621-14-003101.txt 487 Smart Trust, NASDAQ International Dividend Achievers Index T 1611850 20140923 edgar/data/1611850/0000891092-14-007030.txt 497 ADVANCED SERIES TRUST 814679 20140923 edgar/data/814679/0000067590-14-001065.txt 497 AXA PREMIER VIP TRUST 1160168 20140923 edgar/data/1160168/0001193125-14-349842.txt 497 AXA PREMIER VIP TRUST 1160168 20140923 edgar/data/1160168/0001193125-14-349849.txt 497 AXA PREMIER VIP TRUST 1160168 20140923 edgar/data/1160168/0001193125-14-349860.txt 497 AXA PREMIER VIP TRUST 1160168 20140923 edgar/data/1160168/0001193125-14-349877.txt 497 BIF MULTI STATE MUNICIPAL SERIES TRUST 810598 20140923 edgar/data/810598/0000891092-14-007057.txt 497 BlackRock Resources & Commodities Strategy Trust 1506289 20140923 edgar/data/1506289/0001193125-14-350246.txt 497 CITY NATIONAL ROCHDALE FUNDS 1026977 20140923 edgar/data/1026977/0001398344-14-004946.txt 497 DEUTSCHE VALUE SERIES, INC 825062 20140923 edgar/data/825062/0000088053-14-001256.txt 497 DEUTSCHE VARIABLE SERIES II 810573 20140923 edgar/data/810573/0000088053-14-001256.txt 497 Fidelity Rutland Square Trust II 1364924 20140923 edgar/data/1364924/0000315700-14-000028.txt 497 Fidelity Rutland Square Trust II 1364924 20140923 edgar/data/1364924/0000315700-14-000029.txt 497 Fidelity Rutland Square Trust II 1364924 20140923 edgar/data/1364924/0000707823-14-000012.txt 497 Fidelity Rutland Square Trust II 1364924 20140923 edgar/data/1364924/0000722574-14-000408.txt 497 Fidelity Rutland Square Trust II 1364924 20140923 edgar/data/1364924/0001364924-14-000338.txt 497 GUGGENHEIM FUNDS TRUST 88525 20140923 edgar/data/88525/0001193125-14-350284.txt 497 HIGHLAND FUNDS II 891079 20140923 edgar/data/891079/0001193125-14-350086.txt 497 Lincoln Life Flexible Premium Variable Life Account JF-A 757552 20140923 edgar/data/757552/0000726865-14-000731.txt 497 MASSMUTUAL PREMIER FUNDS 927972 20140923 edgar/data/927972/0001193125-14-349369.txt 497 MATTHEWS INTERNATIONAL FUNDS 923184 20140923 edgar/data/923184/0001104659-14-067688.txt 497 MATTHEWS INTERNATIONAL FUNDS 923184 20140923 edgar/data/923184/0001104659-14-067689.txt 497 Northern Lights Fund Trust 1314414 20140923 edgar/data/1314414/0000910472-14-004280.txt 497 Northern Lights Fund Trust 1314414 20140923 edgar/data/1314414/0000910472-14-004281.txt 497 Northern Lights Fund Trust 1314414 20140923 edgar/data/1314414/0000910472-14-004282.txt 497 Northern Lights Fund Trust 1314414 20140923 edgar/data/1314414/0000910472-14-004283.txt 497 Northern Lights Fund Trust 1314414 20140923 edgar/data/1314414/0000910472-14-004284.txt 497 PIMCO ETF Trust 1450011 20140923 edgar/data/1450011/0001133228-14-003276.txt 497 PIMCO FUNDS 810893 20140923 edgar/data/810893/0001193125-14-349396.txt 497 PROSHARES TRUST 1174610 20140923 edgar/data/1174610/0001193125-14-349545.txt 497 TWEEDY, BROWNE FUND INC. 896975 20140923 edgar/data/896975/0001193125-14-349560.txt 497 WILMINGTON FUNDS 830744 20140923 edgar/data/830744/0001193125-14-349955.txt 497 WILMINGTON FUNDS 830744 20140923 edgar/data/830744/0001193125-14-349967.txt 497 WILSHIRE MUTUAL FUNDS INC 890453 20140923 edgar/data/890453/0001398344-14-004948.txt 497J ETF Series Solutions 1540305 20140923 edgar/data/1540305/0000894189-14-004617.txt 497J FIRST TRUST COMBINED SERIES 459 1609905 20140923 edgar/data/1609905/0001445546-14-004654.txt 497J PRUDENTIAL INVESTMENT PORTFOLIOS 16 1067442 20140923 edgar/data/1067442/0000067590-14-001063.txt 497K DEUTSCHE VALUE SERIES, INC 825062 20140923 edgar/data/825062/0000088053-14-001257.txt 497K DEUTSCHE VARIABLE SERIES II 810573 20140923 edgar/data/810573/0000088053-14-001258.txt 497K DEUTSCHE VARIABLE SERIES II 810573 20140923 edgar/data/810573/0000088053-14-001259.txt 497K ETF Series Solutions 1540305 20140923 edgar/data/1540305/0000894189-14-004618.txt 497K Fidelity Rutland Square Trust II 1364924 20140923 edgar/data/1364924/0000315700-14-000026.txt 497K Fidelity Rutland Square Trust II 1364924 20140923 edgar/data/1364924/0000315700-14-000027.txt 497K Fidelity Rutland Square Trust II 1364924 20140923 edgar/data/1364924/0000315700-14-000030.txt 497K Fidelity Rutland Square Trust II 1364924 20140923 edgar/data/1364924/0000315700-14-000031.txt 497K HENDERSON GLOBAL FUNDS 1141306 20140923 edgar/data/1141306/0000891804-14-000919.txt 497K PIMCO FUNDS 810893 20140923 edgar/data/810893/0001193125-14-349398.txt 497K PRUDENTIAL INVESTMENT PORTFOLIOS 16 1067442 20140923 edgar/data/1067442/0000067590-14-001060.txt 497K PRUDENTIAL INVESTMENT PORTFOLIOS 16 1067442 20140923 edgar/data/1067442/0000067590-14-001061.txt 5 BRISTOL MYERS SQUIBB CO 14272 20140923 edgar/data/14272/0001209191-14-059468.txt 5 KYTO BIOPHARMA INC 1164888 20140923 edgar/data/1164888/0001209191-14-059468.txt 5 MEDAREX INC 874255 20140923 edgar/data/874255/0001209191-14-059468.txt 5/A LANCASTER COLONY CORP 57515 20140923 edgar/data/57515/0000949265-14-000006.txt 5/A SOFIA ZUHEIR 1220952 20140923 edgar/data/1220952/0000949265-14-000006.txt 6-K ARGENTEX MINING CORP 1167887 20140923 edgar/data/1167887/0001062993-14-005605.txt 6-K AU OPTRONICS CORP 1172494 20140923 edgar/data/1172494/0000950103-14-006525.txt 6-K Augusta Resource CORP 1353123 20140923 edgar/data/1353123/0001104659-14-067760.txt 6-K B COMMUNICATIONS LTD 1402606 20140923 edgar/data/1402606/0001178913-14-003008.txt 6-K B COMMUNICATIONS LTD 1402606 20140923 edgar/data/1402606/0001178913-14-003011.txt 6-K B2GOLD CORP 1429937 20140923 edgar/data/1429937/0001102624-14-001524.txt 6-K BANCOLOMBIA SA 1071371 20140923 edgar/data/1071371/0001144204-14-057276.txt 6-K BANRO CORP 1286597 20140923 edgar/data/1286597/0000912282-14-000548.txt 6-K BARCLAYS BANK PLC 312070 20140923 edgar/data/312070/0001104659-14-067730.txt 6-K BIO BLAST PHARMA LTD. 1596812 20140923 edgar/data/1596812/0001144204-14-057388.txt 6-K CNH Industrial N.V. 1567094 20140923 edgar/data/1567094/0001193125-14-349318.txt 6-K CREDIT SUISSE AG 1053092 20140923 edgar/data/1053092/0000950103-14-006555.txt 6-K CSR PLC 1368358 20140923 edgar/data/1368358/0001193125-14-349135.txt 6-K Capital Product Partners L.P. 1392326 20140923 edgar/data/1392326/0000891836-14-000126.txt 6-K Cellcom Israel Ltd. 1385145 20140923 edgar/data/1385145/0000950103-14-006528.txt 6-K China Information Technology, Inc. 1552670 20140923 edgar/data/1552670/0001062993-14-005601.txt 6-K Crescent Point Energy Corp. 1545851 20140923 edgar/data/1545851/0001102624-14-001526.txt 6-K DRAGONWAVE INC 1178946 20140923 edgar/data/1178946/0001104659-14-067734.txt 6-K ELRON ELECTRONIC INDUSTRIES LTD /NY/ 315126 20140923 edgar/data/315126/0001178913-14-003028.txt 6-K EURASIAN MINERALS INC 1285786 20140923 edgar/data/1285786/0001062993-14-005612.txt 6-K Exceed Co Ltd. 1396016 20140923 edgar/data/1396016/0001144204-14-057374.txt 6-K FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 915191 20140923 edgar/data/915191/0000915191-14-000033.txt 6-K FORMULA SYSTEMS (1985) LTD 1045986 20140923 edgar/data/1045986/0001144204-14-057226.txt 6-K GENTOR RESOURCES INC. 1346917 20140923 edgar/data/1346917/0000912282-14-000550.txt 6-K GILAT SATELLITE NETWORKS LTD 897322 20140923 edgar/data/897322/0001178913-14-003016.txt 6-K GOLD RESERVE INC 1072725 20140923 edgar/data/1072725/0001072725-14-000105.txt 6-K Galmed Pharmaceuticals Ltd. 1595353 20140923 edgar/data/1595353/0001144204-14-057280.txt 6-K GasLog Partners LP 1598655 20140923 edgar/data/1598655/0000930413-14-004092.txt 6-K Gol Intelligent Airlines Inc. 1291733 20140923 edgar/data/1291733/0001292814-14-002210.txt 6-K Golar LNG Partners LP 1415916 20140923 edgar/data/1415916/0001171843-14-004439.txt 6-K HEMISPHERE ENERGY CORP 1500424 20140923 edgar/data/1500424/0001062993-14-005597.txt 6-K ICA CORP 885012 20140923 edgar/data/885012/0000903423-14-000516.txt 6-K INTERNET GOLD GOLDEN LINES LTD 1090159 20140923 edgar/data/1090159/0001178913-14-003006.txt 6-K INTERNET GOLD GOLDEN LINES LTD 1090159 20140923 edgar/data/1090159/0001178913-14-003009.txt 6-K KONINKLIJKE PHILIPS NV 313216 20140923 edgar/data/313216/0001309014-14-000612.txt 6-K LEVON RESOURCES LTD. 764195 20140923 edgar/data/764195/0001477932-14-005112.txt 6-K LEVON RESOURCES LTD. 764195 20140923 edgar/data/764195/0001477932-14-005114.txt 6-K Moko Social Media Ltd 1496371 20140923 edgar/data/1496371/0001571049-14-004763.txt 6-K NEVSUN RESOURCES LTD 919991 20140923 edgar/data/919991/0001472375-14-000266.txt 6-K Neptune Technologies & Bioressources Inc. 1401395 20140923 edgar/data/1401395/0001171843-14-004428.txt 6-K NewLead Holdings Ltd. 1322587 20140923 edgar/data/1322587/0001144204-14-057358.txt 6-K OI S.A. 1160846 20140923 edgar/data/1160846/0001193125-14-349306.txt 6-K ORBOTECH LTD 749037 20140923 edgar/data/749037/0001193125-14-349227.txt 6-K PETAQUILLA MINERALS LTD 947121 20140923 edgar/data/947121/0001176256-14-000375.txt 6-K PRUDENTIAL PLC 1116578 20140923 edgar/data/1116578/0001191638-14-001263.txt 6-K Perion Network Ltd. 1338940 20140923 edgar/data/1338940/0001178913-14-003026.txt 6-K REED ELSEVIER NV 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edgar/data/1290903/0001144204-14-057210.txt 8-A12B AMERICAN FINANCIAL GROUP INC 1042046 20140923 edgar/data/1042046/0001193125-14-349473.txt 8-A12B Dresser-Rand Group Inc. 1316656 20140923 edgar/data/1316656/0001144204-14-057378.txt 8-A12B MOL Global, Inc. 1604929 20140923 edgar/data/1604929/0001193125-14-350276.txt 8-K 1ST SOURCE CORP 34782 20140923 edgar/data/34782/0000034782-14-000035.txt 8-K AAR CORP 1750 20140923 edgar/data/1750/0001104659-14-067786.txt 8-K ACCELERON PHARMA INC 1280600 20140923 edgar/data/1280600/0001280600-14-000023.txt 8-K ADVANCED CELL TECHNOLOGY, INC. 1140098 20140923 edgar/data/1140098/0001019687-14-003678.txt 8-K AETHLON MEDICAL INC 882291 20140923 edgar/data/882291/0001019687-14-003677.txt 8-K AIR PRODUCTS & CHEMICALS INC /DE/ 2969 20140923 edgar/data/2969/0001193125-14-350140.txt 8-K AMERICAN EXPRESS CREDIT CORP 4969 20140923 edgar/data/4969/0000004962-14-000085.txt 8-K AMERICAN FINANCIAL GROUP INC 1042046 20140923 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8-K BIOANALYTICAL SYSTEMS INC 720154 20140923 edgar/data/720154/0001144204-14-057223.txt 8-K BIOTIME INC 876343 20140923 edgar/data/876343/0001140361-14-036340.txt 8-K BOWL AMERICA INC 13573 20140923 edgar/data/13573/0001437749-14-017374.txt 8-K BROADSOFT, INC. 1086909 20140923 edgar/data/1086909/0001193125-14-350142.txt 8-K Be At TV, Inc. 1558009 20140923 edgar/data/1558009/0001557240-14-000532.txt 8-K CABCO SERIES 2004-102 TRUST (SBC COMMUNICATIONS INC.) 1310227 20140923 edgar/data/1310227/0001193125-14-349557.txt 8-K CARMAX INC 1170010 20140923 edgar/data/1170010/0001170010-14-000028.txt 8-K CARNIVAL CORP 815097 20140923 edgar/data/815097/0001193125-14-349332.txt 8-K CARNIVAL PLC 1125259 20140923 edgar/data/1125259/0001193125-14-349332.txt 8-K CASI Pharmaceuticals, Inc. 895051 20140923 edgar/data/895051/0001144204-14-057351.txt 8-K CENTURYLINK, INC 18926 20140923 edgar/data/18926/0001193125-14-349567.txt 8-K CHANNELADVISOR CORP 1169652 20140923 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edgar/data/814453/0000814453-14-000133.txt 8-K NEWMONT MINING CORP /DE/ 1164727 20140923 edgar/data/1164727/0001193125-14-349237.txt 8-K NIKE INC 320187 20140923 edgar/data/320187/0000320187-14-000137.txt 8-K NN INC 918541 20140923 edgar/data/918541/0001005794-14-000050.txt 8-K NORTHSTAR REALTY FINANCE CORP. 1273801 20140923 edgar/data/1273801/0001273801-14-000091.txt 8-K NORTHSTAR REALTY FINANCE CORP. 1273801 20140923 edgar/data/1273801/0001273801-14-000098.txt 8-K OMNICOM GROUP INC. 29989 20140923 edgar/data/29989/0000891092-14-007058.txt 8-K ONEOK INC /NEW/ 1039684 20140923 edgar/data/1039684/0001039684-14-000075.txt 8-K ONEOK Partners LP 909281 20140923 edgar/data/909281/0000909281-14-000064.txt 8-K ORACLE CORP 1341439 20140923 edgar/data/1341439/0001193125-14-350215.txt 8-K ORTHOFIX INTERNATIONAL N V 884624 20140923 edgar/data/884624/0001193125-14-349006.txt 8-K OVERLAND STORAGE INC 889930 20140923 edgar/data/889930/0001193125-14-350112.txt 8-K OVERSTOCK.COM, INC 1130713 20140923 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8-K PIONEER ENERGY SERVICES CORP 320575 20140923 edgar/data/320575/0000320575-14-000061.txt 8-K PREFERRED APARTMENT COMMUNITIES INC 1481832 20140923 edgar/data/1481832/0001481832-14-000094.txt 8-K PROVECTUS BIOPHARMACEUTICALS, INC. 315545 20140923 edgar/data/315545/0001193125-14-349005.txt 8-K Pacific Coast Oil Trust 1538822 20140923 edgar/data/1538822/0001104659-14-067743.txt 8-K Physicians Realty Trust 1574540 20140923 edgar/data/1574540/0001104659-14-067778.txt 8-K Primco Management Inc. 1516522 20140923 edgar/data/1516522/0001014897-14-000408.txt 8-K Q Therapeutics, Inc. 1366541 20140923 edgar/data/1366541/0001193125-14-350287.txt 8-K QWEST CORP 68622 20140923 edgar/data/68622/0001193125-14-349567.txt 8-K Quest Resource Holding Corp 1442236 20140923 edgar/data/1442236/0001193125-14-350083.txt 8-K RADISYS CORP 873044 20140923 edgar/data/873044/0000873044-14-000143.txt 8-K RCS Capital Corp 1568832 20140923 edgar/data/1568832/0001144204-14-057211.txt 8-K REALTY INCOME CORP 726728 20140923 edgar/data/726728/0001104659-14-067694.txt 8-K RESEARCH FRONTIERS INC 793524 20140923 edgar/data/793524/0001206774-14-002893.txt 8-K REVLON CONSUMER PRODUCTS CORP 890547 20140923 edgar/data/890547/0001157523-14-003772.txt 8-K REVLON INC /DE/ 887921 20140923 edgar/data/887921/0001157523-14-003771.txt 8-K RGC RESOURCES INC 1069533 20140923 edgar/data/1069533/0001069533-14-000025.txt 8-K ROSS STORES INC 745732 20140923 edgar/data/745732/0001206774-14-002888.txt 8-K ROTATE BLACK INC 1020477 20140923 edgar/data/1020477/0001354488-14-004770.txt 8-K ROWAN COMPANIES PLC 85408 20140923 edgar/data/85408/0001144204-14-057355.txt 8-K RUCKUS WIRELESS INC 1294016 20140923 edgar/data/1294016/0001193125-14-349296.txt 8-K Resource Capital Corp. 1332551 20140923 edgar/data/1332551/0001332551-14-000033.txt 8-K Revolutionary Concepts Inc 1320767 20140923 edgar/data/1320767/0001437749-14-017333.txt 8-K Rubicon Technology, Inc. 1410172 20140923 edgar/data/1410172/0001193125-14-349962.txt 8-K 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edgar/data/1619890/0001619890-14-000001.txt D TIDAL PETROLEUM INC 1014687 20140923 edgar/data/1014687/0001014687-14-000003.txt D TUKCP Jersey LP 1619361 20140923 edgar/data/1619361/0000919574-14-005341.txt D Tosca Commercial II LP 1619357 20140923 edgar/data/1619357/0000919574-14-005343.txt D Tosca UK Commercial Property II LP 1620277 20140923 edgar/data/1620277/0000919574-14-005345.txt D UVLrx Therapeutics, Inc. 1546059 20140923 edgar/data/1546059/0001546059-14-000003.txt D VECTORMAX Corp 1136418 20140923 edgar/data/1136418/0001144204-14-057297.txt D Visual Advertising Sales Technology 1620251 20140923 edgar/data/1620251/0001620251-14-000001.txt D WFU Real Estate Holdings, LLC 1619886 20140923 edgar/data/1619886/0001461373-14-000045.txt D WOODFORD HORIZONTAL JOINT VENTURE 1620132 20140923 edgar/data/1620132/0001620132-14-000001.txt D WV AIV III (TPS), LLC 1620252 20140923 edgar/data/1620252/0001620252-14-000001.txt D WV Feeder III (TPS), L.P. 1620250 20140923 edgar/data/1620250/0001620250-14-000001.txt D Wellrock Food Fund LLC 1619924 20140923 edgar/data/1619924/0001619924-14-000002.txt D kWantix Trading Fund I, LP 1620069 20140923 edgar/data/1620069/0001620069-14-000001.txt D/A BBS CAPITAL FUND LP 1434431 20140923 edgar/data/1434431/0001315863-14-000558.txt D/A Brauvin Net Investments, Inc. 1557831 20140923 edgar/data/1557831/0001557831-14-000001.txt D/A COVEPOINT EMERGING MARKETS MACRO FUND LP 1322802 20140923 edgar/data/1322802/0000919574-14-005336.txt D/A CapStreet III, L.P. 1451241 20140923 edgar/data/1451241/0001451241-14-000001.txt D/A Celadon Technology Fund II 1606813 20140923 edgar/data/1606813/0001606813-14-000013.txt D/A Commonfund International Focus Fund II, LLC 1587632 20140923 edgar/data/1587632/0001479446-14-000009.txt D/A DSM ALL WORLD GROWTH TRUST 1502521 20140923 edgar/data/1502521/0000943663-14-000152.txt D/A Earnest International Investment Trust Fund 1546520 20140923 edgar/data/1546520/0000897069-14-000405.txt D/A 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L.P. 1461654 20140923 edgar/data/1461654/0001507943-14-000088.txt D/A SPM Opportunity Offshore Fund, Ltd. 1465298 20140923 edgar/data/1465298/0001507943-14-000086.txt D/A TESSERA FUND LP 1310420 20140923 edgar/data/1310420/0000919574-14-005351.txt D/A Tessera Offshore Fund Ltd 1398810 20140923 edgar/data/1398810/0000919574-14-005347.txt D/A Tessera QP Fund LP 1398989 20140923 edgar/data/1398989/0000919574-14-005349.txt D/A VentiRx Pharmaceuticals Inc. 1367762 20140923 edgar/data/1367762/0001367762-14-000003.txt DEF 14A ABAXIS INC 881890 20140923 edgar/data/881890/0001140361-14-036265.txt DEF 14A Cellular Biomedicine Group, Inc. 1378624 20140923 edgar/data/1378624/0001354488-14-004776.txt DEF 14A IEH CORPORATION 50292 20140923 edgar/data/50292/0000914317-14-001235.txt DEF 14A LAM RESEARCH CORP 707549 20140923 edgar/data/707549/0001206774-14-002896.txt DEF 14A Lion Biotechnologies, Inc. 1425205 20140923 edgar/data/1425205/0001513160-14-000049.txt DEF 14A ORACLE CORP 1341439 20140923 edgar/data/1341439/0001193125-14-350236.txt DEF 14A SOUTHERN MISSOURI BANCORP INC 916907 20140923 edgar/data/916907/0000927089-14-000391.txt DEF 14A UROLOGIX INC 882873 20140923 edgar/data/882873/0000897101-14-001340.txt DEF 14A UV FLU TECHNOLOGIES INC 1385310 20140923 edgar/data/1385310/0001144204-14-057191.txt DEF 14A VIRTUS EQUITY TRUST 34273 20140923 edgar/data/34273/0001571049-14-004755.txt DEF 14A WELLPOINT, INC 1156039 20140923 edgar/data/1156039/0001193125-14-349184.txt DEF 14A WESTERN DIGITAL CORP 106040 20140923 edgar/data/106040/0001193125-14-350255.txt DEF 14C PACE SELECT ADVISORS TRUST 930007 20140923 edgar/data/930007/0001104659-14-067670.txt DEF 14C XUMANII INTERNATIONAL HOLDINGS CORP 1499274 20140923 edgar/data/1499274/0001214659-14-006536.txt DEFA14A ALLERGAN INC 850693 20140923 edgar/data/850693/0001193125-14-349953.txt DEFA14A Cellular Biomedicine Group, Inc. 1378624 20140923 edgar/data/1378624/0001354488-14-004777.txt DEFA14A Clipper Funds Trust 1316506 20140923 edgar/data/1316506/0001316506-14-000024.txt DEFA14A DARDEN RESTAURANTS INC 940944 20140923 edgar/data/940944/0000898822-14-000380.txt DEFA14A Dresser-Rand Group Inc. 1316656 20140923 edgar/data/1316656/0001144204-14-057228.txt DEFA14A FTD Companies, Inc. 1575360 20140923 edgar/data/1575360/0001104659-14-067572.txt DEFA14A FedFirst Financial Corp 1486058 20140923 edgar/data/1486058/0001171843-14-004436.txt DEFA14A GLIMCHER REALTY TRUST 912898 20140923 edgar/data/912898/0001104659-14-067762.txt DEFA14A GLIMCHER REALTY TRUST 912898 20140923 edgar/data/912898/0001104659-14-067771.txt DEFA14A LAM RESEARCH CORP 707549 20140923 edgar/data/707549/0001206774-14-002897.txt DEFA14A LEGG MASON PARTNERS EQUITY TRUST 880366 20140923 edgar/data/880366/0001193125-14-349457.txt DEFA14A LEGG MASON PARTNERS VARIABLE EQUITY TRUST 1176343 20140923 edgar/data/1176343/0001193125-14-349460.txt DEFA14A LEGG MASON TAX FREE INCOME FUND 869906 20140923 edgar/data/869906/0001193125-14-349458.txt DEFA14A Lightlake Therapeutics Inc. 1385508 20140923 edgar/data/1385508/0001144204-14-057397.txt DEFA14A Lion Biotechnologies, Inc. 1425205 20140923 edgar/data/1425205/0001513160-14-000050.txt DEFA14A MATTHEWS INTERNATIONAL FUNDS 923184 20140923 edgar/data/923184/0001144204-14-057206.txt DEFA14A Millennial Media Inc. 1372375 20140923 edgar/data/1372375/0001104659-14-067603.txt DEFA14A Millennial Media Inc. 1372375 20140923 edgar/data/1372375/0001104659-14-067774.txt DEFA14A NGP Capital Resources Co 1297704 20140923 edgar/data/1297704/0001144204-14-057237.txt DEFA14A ORACLE CORP 1341439 20140923 edgar/data/1341439/0001193125-14-350245.txt DEFA14A Ocean Power Technologies, Inc. 1378140 20140923 edgar/data/1378140/0001437749-14-017356.txt DEFA14A SIGMA ALDRICH CORP 90185 20140923 edgar/data/90185/0001193125-14-349292.txt DEFA14A SIGMA ALDRICH CORP 90185 20140923 edgar/data/90185/0001193125-14-349302.txt DEFA14A SIGMA ALDRICH CORP 90185 20140923 edgar/data/90185/0001193125-14-349309.txt DEFA14A SIGMA ALDRICH CORP 90185 20140923 edgar/data/90185/0001193125-14-350239.txt DEFA14A SIGMA ALDRICH CORP 90185 20140923 edgar/data/90185/0001193125-14-350256.txt DEFA14A TRW AUTOMOTIVE HOLDINGS CORP 1267097 20140923 edgar/data/1267097/0001104659-14-067744.txt DEFA14A WELLPOINT, INC 1156039 20140923 edgar/data/1156039/0001193125-14-349190.txt DEFA14A WESTERN DIGITAL CORP 106040 20140923 edgar/data/106040/0001193125-14-350264.txt DEFM14A INTERMOUNTAIN COMMUNITY BANCORP 1284506 20140923 edgar/data/1284506/0001193125-14-349097.txt DEFN14A Brookfield DTLA Fund Office Trust Investor Inc. 1575311 20140923 edgar/data/1575311/0001193125-14-348795.txt DEFN14A Panning Capital Management, LP 1564220 20140923 edgar/data/1564220/0001193125-14-348795.txt DEFR14A SMARTHEAT INC. 1384135 20140923 edgar/data/1384135/0001185185-14-002546.txt DFAN14A Brookfield DTLA Fund Office Trust Investor Inc. 1575311 20140923 edgar/data/1575311/0001193125-14-348801.txt DFAN14A CHIQUITA BRANDS INTERNATIONAL INC 101063 20140923 edgar/data/101063/0000950157-14-001003.txt DFAN14A Cavendish Acquisition Corp 1616769 20140923 edgar/data/1616769/0000950157-14-001003.txt DFAN14A Dresser-Rand Group Inc. 1316656 20140923 edgar/data/1316656/0001193125-14-348905.txt DFAN14A Engaged Capital LLC 1559771 20140923 edgar/data/1559771/0001415889-14-002898.txt DFAN14A MERCK KGAA /FI 1004059 20140923 edgar/data/1004059/0001193125-14-350296.txt DFAN14A OPLINK COMMUNICATIONS INC 1022225 20140923 edgar/data/1022225/0001415889-14-002898.txt DFAN14A OPLINK COMMUNICATIONS INC 1022225 20140923 edgar/data/1022225/0001415889-14-002900.txt DFAN14A Panning Capital Management, LP 1564220 20140923 edgar/data/1564220/0001193125-14-348801.txt DFAN14A SIEMENS AKTIENGESELLSCHAFT 1135644 20140923 edgar/data/1135644/0001193125-14-348905.txt DFAN14A SIGMA ALDRICH CORP 90185 20140923 edgar/data/90185/0001193125-14-350296.txt DFAN14A Voce Capital Management LLC 1563530 20140923 edgar/data/1563530/0001415889-14-002900.txt EFFECT ARCHER DANIELS MIDLAND CO 7084 20140922 edgar/data/7084/9999999995-14-002831.txt EFFECT BIO KEY INTERNATIONAL INC 1019034 20140922 edgar/data/1019034/9999999995-14-002829.txt EFFECT GULFSLOPE ENERGY, INC. 1341726 20140922 edgar/data/1341726/9999999995-14-002835.txt EFFECT Grupo Aval Acciones Y Valores S.A. 1504764 20140922 edgar/data/1504764/9999999995-14-002830.txt EFFECT Grupo Aval Acciones Y Valores S.A. 1504764 20140922 edgar/data/1504764/9999999995-14-002833.txt EFFECT MAGNETEK, INC. 751085 20140922 edgar/data/751085/9999999995-14-002834.txt EFFECT MEXICAN PETROLEUM 932782 20140922 edgar/data/932782/9999999995-14-002832.txt EFFECT PEMEX EXPLORATION & PRODUCTION 932783 20140922 edgar/data/932783/9999999995-14-002832.txt EFFECT PEMEX GAS & BASIC PETROCHEMICALS 932785 20140922 edgar/data/932785/9999999995-14-002832.txt EFFECT PEMEX REFINING 932784 20140922 edgar/data/932784/9999999995-14-002832.txt F-1/A Expro Oilfield Services PLC 1611839 20140923 edgar/data/1611839/0001047469-14-007824.txt F-1/A MOL Global, Inc. 1604929 20140923 edgar/data/1604929/0001193125-14-350268.txt F-3/A TOP IMAGE SYSTEMS LTD 1021991 20140923 edgar/data/1021991/0001178913-14-003022.txt F-6 POS JPMorgan Chase Bank, N.A. - ADR Depositary 1474274 20140923 edgar/data/1474274/0001193805-14-001862.txt F-6 POS Lupatech S.A. 1474775 20140923 edgar/data/1474775/0001193805-14-001862.txt FWP BARCLAYS BANK PLC 312070 20140923 edgar/data/312070/0000950103-14-006521.txt FWP DEUTSCHE BANK AKTIENGESELLSCHAFT 1159508 20140923 edgar/data/1159508/0000950103-14-006522.txt FWP DEUTSCHE BANK AKTIENGESELLSCHAFT 1159508 20140923 edgar/data/1159508/0000950103-14-006529.txt FWP DEUTSCHE BANK AKTIENGESELLSCHAFT 1159508 20140923 edgar/data/1159508/0000950103-14-006565.txt FWP Fantex, Inc. 1573683 20140923 edgar/data/1573683/0001104659-14-067676.txt FWP General Motors Financial Company, Inc. 804269 20140923 edgar/data/804269/0001193125-14-348902.txt FWP HSBC USA INC /MD/ 83246 20140923 edgar/data/83246/0001144204-14-057197.txt FWP HSBC USA INC /MD/ 83246 20140923 edgar/data/83246/0001144204-14-057404.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007007.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007035.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007037.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007044.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007045.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007056.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000891092-14-007059.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000950103-14-006530.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000950103-14-006531.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000950103-14-006532.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0000950103-14-006548.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0001193125-14-349819.txt FWP JPMORGAN CHASE & CO 19617 20140923 edgar/data/19617/0001193125-14-350120.txt FWP LINCOLN NATIONAL CORP 59558 20140923 edgar/data/59558/0000059558-14-000034.txt FWP MORGAN STANLEY 895421 20140923 edgar/data/895421/0000905148-14-000666.txt FWP MORGAN STANLEY 895421 20140923 edgar/data/895421/0000950103-14-006537.txt FWP MORGAN STANLEY 895421 20140923 edgar/data/895421/0000950103-14-006538.txt FWP NORDIC INVESTMENT BANK 357024 20140923 edgar/data/357024/0000903423-14-000517.txt FWP OLD REPUBLIC INTERNATIONAL CORP 74260 20140923 edgar/data/74260/0001104659-14-067548.txt FWP ROYAL BANK OF CANADA 1000275 20140923 edgar/data/1000275/0001214659-14-006543.txt FWP ROYAL BANK OF CANADA 1000275 20140923 edgar/data/1000275/0001214659-14-006557.txt FWP ROYAL BANK OF CANADA 1000275 20140923 edgar/data/1000275/0001214659-14-006559.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006665.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006667.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006669.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006671.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006673.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006674.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006677.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006679.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001114446-14-006681.txt FWP UBS AG 1114446 20140923 edgar/data/1114446/0001393401-14-000396.txt IRANNOTICE CBRE GROUP, INC. 1138118 20140923 edgar/data/1138118/0001193125-14-349204.txt MA ROOSEVELT & CROSS, INCORPORATED 84935 20140915 edgar/data/84935/0000084935-14-000007.txt MA Sperry Capital Inc. 1615072 20140922 edgar/data/1615072/0001615072-14-000006.txt MA Trinity Capital Resources, LLC 1618400 20140922 edgar/data/1618400/0001618400-14-000005.txt MA Veyron & Co. (US) LLC 1589994 20140908 edgar/data/1589994/0001589994-14-000006.txt MA-I Fiscal Advisors & Marketing, Inc 1591452 20140821 edgar/data/1591452/0001591452-14-000012.txt MA-I ROOSEVELT & CROSS, INCORPORATED 84935 20140915 edgar/data/84935/0000084935-14-000008.txt MA-I ROOSEVELT & CROSS, INCORPORATED 84935 20140915 edgar/data/84935/0000084935-14-000009.txt MA-I ROOSEVELT & CROSS, INCORPORATED 84935 20140917 edgar/data/84935/0000084935-14-000010.txt MA-I ROOSEVELT & CROSS, INCORPORATED 84935 20140917 edgar/data/84935/0000084935-14-000011.txt MA-I ROOSEVELT & CROSS, INCORPORATED 84935 20140917 edgar/data/84935/0000084935-14-000012.txt MA-I ROOSEVELT & CROSS, INCORPORATED 84935 20140917 edgar/data/84935/0000084935-14-000013.txt MA-I ROOSEVELT & CROSS, INCORPORATED 84935 20140918 edgar/data/84935/0000084935-14-000014.txt MA-I ROOSEVELT & CROSS, INCORPORATED 84935 20140918 edgar/data/84935/0000084935-14-000015.txt MA-I Sperry Capital Inc. 1615072 20140731 edgar/data/1615072/0001615072-14-000004.txt MA-I Sperry Capital Inc. 1615072 20140922 edgar/data/1615072/0001615072-14-000007.txt MA-I Sperry Capital Inc. 1615072 20140922 edgar/data/1615072/0001615072-14-000008.txt MA-I Sperry Capital Inc. 1615072 20140922 edgar/data/1615072/0001615072-14-000009.txt MA-I Trinity Capital Resources, LLC 1618400 20140917 edgar/data/1618400/0001618400-14-000003.txt MA-I Veyron & Co. (US) LLC 1589994 20140917 edgar/data/1589994/0001589994-14-000007.txt MA-I Veyron & Co. (US) LLC 1589994 20140922 edgar/data/1589994/0001589994-14-000008.txt N-14 TURNER FUNDS 1006783 20140923 edgar/data/1006783/0001104659-14-067753.txt N-1A/A Aspiration Funds 1594854 20140923 edgar/data/1594854/0001111830-14-000690.txt N-1A/A Aspiration Funds 1594854 20140923 edgar/data/1594854/0001111830-14-000690.txt N-8F HANSBERGER INTERNATIONAL SERIES 1019766 20140923 edgar/data/1019766/0001193125-14-349817.txt N-CSR LEGG MASON PARTNERS INCOME TRUST 764624 20140923 edgar/data/764624/0001193125-14-349648.txt N-CSR LEGG MASON PARTNERS INCOME TRUST 764624 20140923 edgar/data/764624/0001193125-14-349662.txt N-CSR PRUDENTIAL INVESTMENT PORTFOLIOS 16 1067442 20140923 edgar/data/1067442/0001193125-14-348778.txt N-CSR TARGET PORTFOLIO TRUST 890339 20140923 edgar/data/890339/0001193125-14-348785.txt N-CSRS LEGG MASON PARTNERS EQUITY TRUST 880366 20140923 edgar/data/880366/0001193125-14-349630.txt N-CSRS LEGG MASON PARTNERS EQUITY TRUST 880366 20140923 edgar/data/880366/0001193125-14-350260.txt N-Q Arden Investment Series Trust 1547625 20140923 edgar/data/1547625/0000930413-14-004087.txt N-Q BULLFINCH FUND INC 1038199 20140923 edgar/data/1038199/0001038199-14-000007.txt N-Q DREYFUS LAUREL FUNDS TRUST 53808 20140923 edgar/data/53808/0000053808-14-000060.txt N-Q DREYFUS/LAUREL FUNDS INC 819940 20140923 edgar/data/819940/0000819940-14-000082.txt N-Q Dreyfus BNY Mellon Funds, Inc. 1591556 20140923 edgar/data/1591556/0001167368-14-000014.txt N-Q FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND 1589420 20140923 edgar/data/1589420/0001445546-14-004653.txt N-Q Managed Portfolio Series 1511699 20140923 edgar/data/1511699/0000894189-14-004627.txt N-Q Managed Portfolio Series 1511699 20140923 edgar/data/1511699/0000894189-14-004635.txt N-Q OAK ASSOCIATES FUNDS 1050918 20140923 edgar/data/1050918/0001193125-14-348843.txt N-Q PAYDEN & RYGEL INVESTMENT GROUP 885709 20140923 edgar/data/885709/0001193125-14-349543.txt NSAR-A AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC 1169578 20140923 edgar/data/1169578/0001144204-14-057248.txt NSAR-A AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC 1169583 20140923 edgar/data/1169583/0001144204-14-057252.txt NSAR-A AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC 1169580 20140923 edgar/data/1169580/0001144204-14-057250.txt NSAR-A VIRTUS EQUITY SERIES FUND 1040892 20140923 edgar/data/1040892/0000940400-14-000610.txt NSAR-A VIRTUS EQUITY SERIES FUND 1040892 20140923 edgar/data/1040892/0000940400-14-000612.txt NSAR-A VIRTUS EQUITY SERIES FUND 1040892 20140923 edgar/data/1040892/0000940400-14-000614.txt NSAR-A VIRTUS EQUITY SERIES FUND 1040892 20140923 edgar/data/1040892/0000940400-14-000616.txt NSAR-B AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 1293210 20140923 edgar/data/1293210/0000897436-14-000812.txt NSAR-B VIRTUS EQUITY SERIES FUND 1040892 20140923 edgar/data/1040892/0000940400-14-000611.txt NSAR-B VIRTUS EQUITY SERIES FUND 1040892 20140923 edgar/data/1040892/0000940400-14-000613.txt NSAR-B VIRTUS EQUITY SERIES FUND 1040892 20140923 edgar/data/1040892/0000940400-14-000615.txt NSAR-B VIRTUS EQUITY SERIES FUND 1040892 20140923 edgar/data/1040892/0000940400-14-000617.txt NSAR-B/A VIRTUS EQUITY SERIES FUND 1040892 20140923 edgar/data/1040892/0000940400-14-000609.txt POS AMI SBL Fund 1606868 20140923 edgar/data/1606868/0001193125-14-350193.txt POS AMI Security Equity Fund 1598412 20140923 edgar/data/1598412/0001193125-14-350180.txt POS EX PENNANTPARK INVESTMENT CORP 1383414 20140923 edgar/data/1383414/0001193125-14-349933.txt POSASR CB/TCC Global Holdings Ltd 1471726 20140923 edgar/data/1471726/0001193125-14-349211.txt POSASR CB/TCC Holdings LLC 1471724 20140923 edgar/data/1471724/0001193125-14-349211.txt POSASR CB/TCC, LLC 1471723 20140923 edgar/data/1471723/0001193125-14-349211.txt POSASR CBRE Business Lending, Inc. 1471722 20140923 edgar/data/1471722/0001193125-14-349211.txt POSASR CBRE CAPITAL MARKETS INC 1159296 20140923 edgar/data/1159296/0001193125-14-349211.txt POSASR CBRE CAPITAL MARKETS OF TEXAS LP 1159295 20140923 edgar/data/1159295/0001193125-14-349211.txt POSASR CBRE CONSULTING INC 1266022 20140923 edgar/data/1266022/0001193125-14-349211.txt POSASR CBRE Clarion CRA Holdings, Inc. 1536135 20140923 edgar/data/1536135/0001193125-14-349211.txt POSASR CBRE Clarion REI Holding, Inc. 1536134 20140923 edgar/data/1536134/0001193125-14-349211.txt POSASR CBRE GROUP, INC. 1138118 20140923 edgar/data/1138118/0001193125-14-349211.txt POSASR CBRE Global Investors, Inc. 1266024 20140923 edgar/data/1266024/0001193125-14-349211.txt POSASR CBRE Global Investors, LLC 1159313 20140923 edgar/data/1159313/0001193125-14-349211.txt POSASR CBRE Government Services, LLC 1506781 20140923 edgar/data/1506781/0001193125-14-349211.txt POSASR CBRE LJM MORTGAGE CO LLC 1159307 20140923 edgar/data/1159307/0001193125-14-349211.txt POSASR CBRE LJM NEVADA INC 1159309 20140923 edgar/data/1159309/0001193125-14-349211.txt POSASR CBRE PARTNER, INC. 1571622 20140923 edgar/data/1571622/0001193125-14-349211.txt POSASR CBRE SERVICES, INC. 852203 20140923 edgar/data/852203/0001193125-14-349211.txt POSASR CBRE Technical Services, LLC 1471721 20140923 edgar/data/1471721/0001193125-14-349211.txt POSASR CBRE, INC. 1159311 20140923 edgar/data/1159311/0001193125-14-349211.txt POSASR INSIGNIA ESG CAPITAL CORP 1266036 20140923 edgar/data/1266036/0001193125-14-349211.txt POSASR Polacheck Company, Inc. 1471720 20140923 edgar/data/1471720/0001193125-14-349211.txt POSASR Trammell Crow Company, LLC 1571597 20140923 edgar/data/1571597/0001193125-14-349211.txt POSASR Trammell Crow Development & Investment, Inc. 1471671 20140923 edgar/data/1471671/0001193125-14-349211.txt PRE 14A GigOptix, Inc. 1432150 20140923 edgar/data/1432150/0001193125-14-350266.txt PRE 14A Samson Oil & Gas LTD 1404079 20140923 edgar/data/1404079/0001144204-14-057389.txt PRE 14C Mass Hysteria Entertainment Company, Inc. 1388488 20140923 edgar/data/1388488/0001493152-14-003069.txt PREC14A Engaged Capital LLC 1559771 20140923 edgar/data/1559771/0001415889-14-002891.txt PREC14A OPLINK COMMUNICATIONS INC 1022225 20140923 edgar/data/1022225/0001415889-14-002891.txt PREC14A OPLINK COMMUNICATIONS INC 1022225 20140923 edgar/data/1022225/0001415889-14-002892.txt PREC14A Voce Capital Management LLC 1563530 20140923 edgar/data/1563530/0001415889-14-002892.txt PREM14A FTD Companies, Inc. 1575360 20140923 edgar/data/1575360/0001047469-14-007804.txt PREM14A Hennessy Capital Acquisition Corp. 1589526 20140923 edgar/data/1589526/0001193125-14-350147.txt PRER14C CREATIVE REALITIES, INC. 1356093 20140923 edgar/data/1356093/0001213900-14-006850.txt REVOKED Raystream Inc. 1489744 20140923 edgar/data/1489744/9999999997-14-013841.txt RW Tai Shan Communications, Inc. 1497595 20140923 edgar/data/1497595/0001193125-14-349925.txt S-1 GENSPERA INC 1421204 20140923 edgar/data/1421204/0001144204-14-057336.txt S-1 Pantop Corp 1619409 20140923 edgar/data/1619409/0001610658-14-000002.txt S-1/A Betafox Corp. 1616156 20140923 edgar/data/1616156/0001165527-14-000562.txt S-1/A Cell Source, Inc. 1569340 20140923 edgar/data/1569340/0001144204-14-057412.txt S-1/A DT Asia Investments Ltd 1611852 20140923 edgar/data/1611852/0001213900-14-006839.txt S-1/A GLOBAL DIGITAL SOLUTIONS INC 1011662 20140923 edgar/data/1011662/0001213900-14-006842.txt S-1/A GOOD TIMES RESTAURANTS INC 825324 20140923 edgar/data/825324/0001214659-14-006545.txt S-1/A Great Basin Scientific, Inc. 1512138 20140923 edgar/data/1512138/0001193125-14-348985.txt S-1/A HELIUS MEDICAL TECHNOLOGIES, INC. 1610853 20140923 edgar/data/1610853/0001062993-14-005608.txt S-1/A INFEED MEDICA CORP 1609312 20140923 edgar/data/1609312/0001558891-14-000157.txt S-1/A JRSIS HEALTH CARE Corp 1597892 20140923 edgar/data/1597892/0001144204-14-057261.txt S-1/A MENONO, INC. 1609491 20140923 edgar/data/1609491/0001609491-14-000007.txt S-1/A OM Asset Management Ltd 1611702 20140923 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edgar/data/915913/0001193125-14-350289.txt S-4/A Lamar Advertising REIT Co 1609474 20140923 edgar/data/1609474/0001193125-14-350064.txt S-6/A FT 5021 1609675 20140923 edgar/data/1609675/0001445546-14-004651.txt S-8 ARQULE INC 1019695 20140923 edgar/data/1019695/0001571049-14-004742.txt S-8 ARQULE INC 1019695 20140923 edgar/data/1019695/0001571049-14-004743.txt S-8 MEDLEY MANAGEMENT INC. 1611110 20140923 edgar/data/1611110/0001144204-14-057406.txt S-8 Semler Scientific, Inc. 1554859 20140923 edgar/data/1554859/0001571049-14-004766.txt S-8 Smart & Final Stores, Inc. 1563407 20140923 edgar/data/1563407/0001104659-14-067715.txt S-8 POS ARQULE INC 1019695 20140923 edgar/data/1019695/0001571049-14-004744.txt S-8 POS Augusta Resource CORP 1353123 20140923 edgar/data/1353123/0001104659-14-067757.txt S-8 POS Augusta Resource CORP 1353123 20140923 edgar/data/1353123/0001104659-14-067765.txt S-8 POS Augusta Resource CORP 1353123 20140923 edgar/data/1353123/0001104659-14-067766.txt S-8 POS Augusta 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edgar/data/1612091/0001594062-14-000304.txt SC 13G/A PRICE MICHAEL F 918537 20140923 edgar/data/918537/0001341004-14-000810.txt SC 13G/A Stephens Investment Management, LLC 1349475 20140923 edgar/data/1349475/0001349475-14-000003.txt SC 13G/A StrikeForce Technologies Inc. 1285543 20140923 edgar/data/1285543/0001078782-14-001728.txt SC 13G/A StrikeForce Technologies Inc. 1285543 20140923 edgar/data/1285543/0001078782-14-001732.txt SC 13G/A VGTel, Inc. 1355451 20140923 edgar/data/1355451/0001144204-14-057273.txt SC 13G/A voxeljet AG 1582581 20140923 edgar/data/1582581/0001594062-14-000304.txt SC 14D9/A INTERMUNE INC 1087432 20140923 edgar/data/1087432/0000950157-14-000999.txt SC TO-C Diversified Real Asset Income Fund 1598085 20140923 edgar/data/1598085/0001193125-14-349345.txt SC TO-I SCS Hedged Opportunities (TE) Fund, LLC 1500207 20140923 edgar/data/1500207/0000894189-14-004609.txt SC TO-I SCS Hedged Opportunities Fund, LLC 1489019 20140923 edgar/data/1489019/0000894189-14-004610.txt SC TO-I SCS Hedged Opportunities Master Fund, LLC 1489018 20140923 edgar/data/1489018/0000894189-14-004611.txt SC TO-T/A INTERMUNE INC 1087432 20140923 edgar/data/1087432/0000950103-14-006527.txt SC TO-T/A ROCHE HOLDINGS INC 904566 20140923 edgar/data/904566/0000950103-14-006527.txt SUPPL THOMSON REUTERS CORP /CAN/ 1075124 20140923 edgar/data/1075124/0001140361-14-036333.txt UPLOAD ALMADEN MINERALS LTD 1015647 20140602 edgar/data/1015647/0000000000-14-027826.txt UPLOAD ALMADEN MINERALS LTD 1015647 20140717 edgar/data/1015647/0000000000-14-036259.txt UPLOAD ALMADEN MINERALS LTD 1015647 20140804 edgar/data/1015647/0000000000-14-039246.txt UPLOAD ALMADEN MINERALS LTD 1015647 20140825 edgar/data/1015647/0000000000-14-042729.txt UPLOAD GEO GROUP INC 923796 20140530 edgar/data/923796/0000000000-14-027592.txt UPLOAD GEO GROUP INC 923796 20140710 edgar/data/923796/0000000000-14-034825.txt UPLOAD GEO GROUP INC 923796 20140825 edgar/data/923796/0000000000-14-042779.txt UPLOAD MOBILE TELESYSTEMS 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