-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N3eAdhIErJScKlJMnuW5DN4WgYH03erGjB2Y4ZuTgpiMgAMJNKloV+O+Dv2weJjA txomMEGuYIb08C1ccswGAg== 0000088053-10-000887.txt : 20100629 0000088053-10-000887.hdr.sgml : 20100629 20100629135531 ACCESSION NUMBER: 0000088053-10-000887 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20100430 FILED AS OF DATE: 20100629 DATE AS OF CHANGE: 20100629 EFFECTIVENESS DATE: 20100629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DWS ADVISOR FUNDS CENTRAL INDEX KEY: 0000797657 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04760 FILM NUMBER: 10922527 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 BUSINESS PHONE: 212-454-6778 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 FORMER COMPANY: FORMER CONFORMED NAME: SCUDDER ADVISOR FUNDS DATE OF NAME CHANGE: 20030519 FORMER COMPANY: FORMER CONFORMED NAME: BT INVESTMENT FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BT TAX FREE INVESTMENT TRUST DATE OF NAME CHANGE: 19880530 0000797657 S000012426 DWS Core Fixed Income Fund C000033707 Class A C000033708 Class B C000033709 Class C C000033710 Class R C000033711 Class S C000033712 Institutional Class 0000797657 S000012427 DWS High Income Plus Fund C000033714 Class A C000033715 Class B C000033716 Class C C000033718 Class S C000033719 Institutional Class 0000797657 S000012428 DWS Diversified International Equity Fund C000033722 Class A C000033723 Class B C000033724 Class C C000033725 Class R C000033726 Class S C000033727 Institutional Class 0000797657 S000012429 DWS Short Duration Fund C000033730 Class A C000033731 Class B C000033732 Class C C000033733 Class S C000033734 Institutional Class 0000797657 S000012430 DWS Short Term Municipal Bond Fund C000033735 Class A C000033736 Class B C000033737 Class C C000033738 Class S C000033739 Institutional Class NSAR-A 1 answer043010.fil PAGE 1 000 A000000 04/30/2010 000 C000000 0000797657 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 DWS ADVISOR FUNDS 001 B000000 811-04760 001 C000000 2124547190 002 A000000 345 Park Avenue 002 B000000 New York 002 C000000 NY 002 D010000 10154 002 D020000 5808 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 5 007 C010100 1 007 C020100 DWS Diversified International Equity Fund 007 C030100 N 007 C011300 13 007 C021300 DWS Core Fixed Income Fund 007 C031300 N 007 C011400 14 007 C021400 DWS Short-Term Municipal Bond Fund 007 C031400 N 007 C011500 15 007 C021500 DWS Short Duration Fund 007 C031500 N 007 C011900 19 007 C021900 DWS High Income Plus Fund 007 C031900 N 008 A000101 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. 008 B000101 A 008 C000101 801-252 008 D010101 NEW YORK 008 D020101 NY 008 D030101 10154 008 A001301 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. 008 B001301 A 008 C001301 801-252 008 D011301 NEW YORK 008 D021301 NY 008 D031301 10154 008 A001401 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. PAGE 2 008 B001401 A 008 C001401 801-252 008 D011401 NEW YORK 008 D021401 NY 008 D031401 10154 008 A001501 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. 008 B001501 A 008 C001501 801-252 008 D011501 NEW YORK 008 D021501 NY 008 D031501 10154 008 A001901 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. 008 B001901 A 008 C001901 801-252 008 D011901 NEW YORK 008 D021901 NY 008 D031901 10154 010 A00AA01 Deutsche Investment Management Americas Inc. 010 B00AA01 801-252 010 C01AA01 New York 010 C02AA01 NY 010 C03AA01 10154 010 A00AA02 STATE STREET BANK AND TRUST COMPANY 010 B00AA02 85-11329 010 C01AA02 Boston 010 C02AA02 MA 010 C03AA02 02111 011 A00AA01 DWS INVESTMENTS DISTRIBUTORS, INC. 011 B00AA01 8-47765 011 C01AA01 CHICAGO 011 C02AA01 IL 011 C03AA01 60606 012 A00AA01 DWS INVESTMENTS SERVICE COMPANY 012 B00AA01 84-1713 012 C01AA01 KANSAS CITY 012 C02AA01 MO 012 C03AA01 64105 012 A00AA02 DST SYSTEMS, INC. 012 B00AA02 84-00448 012 C01AA02 KANSAS CITY 012 C02AA02 MO 012 C03AA02 64105 013 A00AA01 PRICEWATERHOUSE COOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 Alpha Investment Management S.A.M. 014 B00AA01 8-000000 014 A00AA02 AO DB Securities (Kazakhstan) 014 B00AA02 8-000000 014 A00AA03 BT Opera Trading SA PAGE 3 014 B00AA03 8-000000 014 A00AA04 DB EQUITY LIMITED 014 B00AA04 8-0 014 A00AA05 DB International (Asia) Limited 014 B00AA05 8-000000 014 A00AA06 DB SECURITIES S.A. 014 B00AA06 8-000000 014 A00AA07 DB Securities Services NJ Inc. 014 B00AA07 8-000000 014 A00AA08 DeAM INVESTOR SERVICES, INC. 014 B00AA08 8-000298 014 A00AA09 Deutsche Bank Aktiengesellschaft, Filiale 014 B00AA09 8-000000 014 A00AA10 DEUTSCHE BANK CORRETORA DE VALORES SA 014 B00AA10 8-0 014 A00AA11 DEUTSCHE BANK SECURITIES INC 014 B00AA11 8-000000 014 A00AA12 DEUTSCHE BANK SECURITIES LIMITED 014 B00AA12 8-0 014 A00AA13 Deutsche Bank Societa per Azioni 014 B00AA13 8-000000 014 A00AA14 Deutsche Bank Zartkoruen Mukodo 014 B00AA14 8-000000 014 A00AA15 Deutsche Canada Investor Services Co. 014 B00AA15 8-0 014 A00AA16 DEUTSCHE CAPITAL MARKETS AUSTRALIA LTD 014 B00AA16 8-0 014 A00AA17 Deutsche Equities India Private Limited 014 B00AA17 8-000000 014 A00AA18 Deutsche Futures Singapore Pte Ltd 014 B00AA18 8-0 014 A00AA19 Deutsche Regis Partners Inc 014 B00AA19 8-000000 014 A00AA20 DEUTSCHE SECURITIES (INDIA) PRIVATE LIMITED 014 B00AA20 8-0 014 A00AA21 Deutsche Securities (Proprietary) Limited 014 B00AA21 8-000000 014 A00AA22 DEUTSCHE SECURITIES ASIA LIMITED 014 B00AA22 8-0 014 A00AA23 Deutsche Securities Asia Limited, Singapore 014 B00AA23 8-0 014 A00AA24 Deutsche Securities Asia Limited, Taipei 014 B00AA24 8-0 014 A00AA25 Deutsche Securities Australia Limited 014 B00AA25 8-031670 014 A00AA26 DEUTSCHE SECURITIES CORREDORES DE BOLSA LTDA 014 B00AA26 8-0 014 A00AA27 Deutsche Securities Inc. 014 B00AA27 8-000000 014 A00AA28 Deutsche Securities Israel Ltd. 014 B00AA28 8-000000 PAGE 4 014 A00AA29 DEUTSCHE SECURITIES KOREA CO. 014 B00AA29 8-0 014 A00AA30 Deutsche Securities Limited 014 B00AA30 8-0 014 A00AA31 Deutsche Securities Menkul Degerler A.S. 014 B00AA31 8-000000 014 A00AA32 Deutsche Securities Sociedad de Bolsa S.A. 014 B00AA32 8-000000 014 A00AA33 Deutsche Securities Venezuela S.A. 014 B00AA33 8-000000 014 A00AA34 Deutsche Securities, S.A. de C.V., Bolsa 014 B00AA34 8-000000 014 A00AA35 DMG & PARTNERS SECURITIES PTE LTD 014 B00AA35 8-0 014 A00AA36 DWS INVESTMENTS DISTRIBUTORS, INC. 014 B00AA36 8-047765 014 A00AA37 K & N Kenanga Holdings Bhd 014 B00AA37 8-000000 014 A00AA38 Kenanga Deutsche Futures Sdn Bhd 014 B00AA38 8-000000 014 A00AA39 Mizuho Corporate Bank (Germany) 014 B00AA39 8-000000 014 A00AA40 OOO Deutsche Bank 014 B00AA40 8-000000 014 A00AA41 PT. Deutsche Securities Indonesia 014 B00AA41 8-000000 014 A00AA42 PT. Deutsche Verdhana Indonesia 014 B00AA42 8-000000 014 A00AA43 Tilney Investment Management 014 B00AA43 8-000000 014 A00AA44 U.F.G.I.S. Trading Limited 014 B00AA44 8-000000 014 A00AA45 Yieldbroker Pty Ltd. 014 B00AA45 8-000000 014 A00AA46 ZAO United Financial Group 014 B00AA46 8-000000 014 A00AA47 DB STRATEGIC ADVISORS, INC. 014 B00AA47 8-000000 014 A00AA48 DEUTSCHE SECURITIES SAUDI ARABIA LLC 014 B00AA48 8-000000 014 A00AA49 HANOI BUILDING COMMERCIAL JOINT STOCK BANK 014 B00AA49 8-000000 014 A00AA50 BATS TRADING, INC. 014 B00AA50 8-0 014 A00AA51 Deutsche Postbank AG 014 B00AA51 8-0 015 A000101 BROWN BROTHERS HARRIMAN AND CO. 015 B000101 C 015 C010101 BOSTON 015 C020101 MA 015 C030101 02109 PAGE 5 015 E010101 X 015 A000102 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B000102 S 015 C010102 JOHANNESBURG 015 D010102 SOUTH AFRICA 015 E040102 X 015 A000103 MIZUHO CORPORATE BANK LIMITED 015 B000103 S 015 C010103 TOKYO 015 D010103 JAPAN 015 E040103 X 015 A000104 ING BANK N.V. 015 B000104 S 015 C010104 SOFIA 015 D010104 BULGARIA 015 E040104 X 015 A000105 SEB VILNIAUS BANKAS AB 015 B000105 S 015 C010105 VILNIUS 015 D010105 LITHUANIA 015 E040105 X 015 A000106 BANCO NACIONAL DE MEXICO S.A. 015 B000106 S 015 C010106 CIUDAD DE MEXICO 015 D010106 MEXICO 015 E040106 X 015 A000107 ATTIJARIWAFA BANK 015 B000107 S 015 C010107 CASABLANCA 015 D010107 MOROCCO 015 E040107 X 015 A000108 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000108 S 015 C010108 COPENHAGEN 015 D010108 DENMARK 015 E040108 X 015 A000109 HSBC NEW ZEALAND 015 B000109 S 015 C010109 WELLINGTON 015 D010109 NEW ZEALAND 015 E040109 X 015 A000110 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000110 S 015 C010110 STOCKHOLM 015 D010110 SWEDEN 015 E040110 X 015 A000111 STANDARD CHARTED BANK (HONG KONG) LTD. 015 B000111 S 015 C010111 KWUN TONG 015 D010111 HONG KONG 015 E040111 X PAGE 6 015 A000112 STANDARD CHARTERD BANK (THAI) PCL 015 B000112 S 015 C010112 BANGKOK 015 D010112 THAILAND 015 E040112 X 015 A000113 THE HONGKONG AND SHANGHAI BANKING CORP LTD 015 B000113 S 015 C010113 MUMBAI 015 D010113 INDIA 015 E040113 X 015 A000114 BANK OF IRELAND 015 B000114 S 015 C010114 DUBLIN 015 D010114 IRELAND 015 E040114 X 015 A000115 BANK HAPOALIM B.M. 015 B000115 S 015 C010115 TEL AVIV 015 D010115 ISRAEL 015 E040115 X 015 A000116 CITIBANK KOREA INC. 015 B000116 S 015 C010116 SEOUL 015 D010116 KOREA 015 E040116 X 015 A000117 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B000117 S 015 C010117 KUALA LUMPAR 015 D010117 MALAYSIA 015 E040117 X 015 A000118 DEUTSCHE BANK AG 015 B000118 S 015 C010118 AMSTERDAM 015 D010118 NETHERLANDS 015 E040118 X 015 A000119 SKANDINAVISKA ENSKILDA BANKEN AB (SEB) 015 B000119 S 015 C010119 OSLO 015 D010119 NORWAY 015 E040119 X 015 A000120 CITIBANK DEL PERU,S.A. 015 B000120 S 015 C010120 LIMA 015 D010120 PERU 015 E040120 X 015 A000121 STANDARD CHARTERED BANK 015 B000121 S 015 C010121 MANILA 015 D010121 PHILIPINES 015 E040121 X 015 A000122 ING BANK N.V. PAGE 7 015 B000122 S 015 C010122 BUCHAREST 015 D010122 ROMANIA 015 E040122 X 015 A000123 ING BANK EURASIA ZAO 015 B000123 S 015 C010123 MOSCOW 015 D010123 RUSSIA 015 E040123 X 015 A000124 DBS BANK LIMITED 015 B000124 S 015 C010124 SINGAPORE 015 D010124 SINGAPORE 015 E040124 X 015 A000125 UNICREDIT BANK SLOVENIA DD 015 B000125 S 015 C010125 LJUBLJANA 015 D010125 SLOVENIA 015 E040125 X 015 A000126 Deutsche Bank S.A.E. 015 B000126 S 015 C010126 Madrid 015 D010126 Spain 015 E040126 X 015 A000127 UBS AG 015 B000127 S 015 C010127 ZURICH 015 D010127 SWITZERLAND 015 E040127 X 015 A000128 HSBC BANK (CHINA) CO., LTD. 015 B000128 S 015 C010128 SHANGHAI 015 D010128 PEOPLES REP OF CHINA 015 E040128 X 015 A000129 CITIBANK A.S. 015 B000129 S 015 C010129 ISTANBUL 015 D010129 TURKEY 015 E040129 X 015 A000130 CITIBANK, N.A. 015 B000130 S 015 C010130 CARACAS 015 D010130 VENEZUELA 015 E040130 X 015 A000131 CITIBANK, N.A., 015 B000131 S 015 C010131 BUENOS AIRES 015 D010131 ARGENTINA 015 E040131 X 015 A000132 HSBC Australia 015 B000132 S PAGE 8 015 C010132 Melbourne 015 D010132 Australia 015 E040132 X 015 A000133 BANK AUSTRIA CREDITANSTALT AG 015 B000133 S 015 C010133 VIENNA 015 D010133 AUSTRIA 015 E040133 X 015 A000134 STATE STREET TRUST COMPANY CANADA 015 B000134 S 015 C010134 TORONTO 015 D010134 CANADA 015 E040134 X 015 A000135 BANCO ITAU CHILE 015 B000135 S 015 C010135 SANTIAGO 015 D010135 CHILE 015 E040135 X 015 A000136 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B000136 S 015 C010136 PRAGUE 015 D010136 CZECH REPUBLIC 015 D020136 115 20 015 E040136 X 015 A000137 HSBC BANK EGYPT S.A.E 015 B000137 S 015 C010137 CAIRO 015 D010137 EGYPT 015 E040137 X 015 A000138 AS HANSAPANK 015 B000138 S 015 C010138 TALLINN 015 D010138 ESTONIA 015 E040138 X 015 A000139 DEUTSCHE BANK AG, NETHERLANDS 015 B000139 S 015 C010139 PARIS 015 D010139 FRANCE 015 E040139 X 015 A000140 NATIONAL BANK OF GREECE S.A. 015 B000140 S 015 C010140 ATHENS 015 D010140 GREECE 015 E040140 X 015 A000141 UNICREDIT BANK HUNGARY ZRT 015 B000141 S 015 C010141 BUDAPEST 015 D010141 HUNGARY 015 E040141 X 015 A000142 DEUTSCHE BANK AG 015 B000142 S PAGE 9 015 C010142 FRANKFURT 015 D010142 GERMANY 015 E040142 X 015 A000143 BANK OF TAIWAN 015 B000143 S 015 C010143 TAIPEI 015 D010143 TAIWAN 015 E040143 X 015 A000144 CESKOSLOVENDKA OBCHODNI BANKA A.S. 015 B000144 S 015 C010144 BRATISLAVA 015 D010144 SLOVAK REPUBLIC 015 E040144 X 015 A000145 CITIBANK, N.A. 015 B000145 S 015 C010145 SAO PAULO 015 D010145 BRAZIL 015 E040145 X 015 A000146 STANDARD CHARTERED BANK 015 B000146 S 015 C010146 JAKARTA 015 D010146 INDONESIA 015 E040146 X 015 A000147 BANK HANDLOWY W WARSZAWIE S.A 015 B000147 S 015 C010147 WARSAW 015 D010147 POLAND 015 E040147 X 015 A000148 STATE STREET BANK AND TRUST COMAPNY 015 B000148 S 015 C010148 LONDON 015 D010148 UNITED KINGDOM 015 E040148 X 015 A000149 SKANDINAVISKA ENSKILDA BANKEN AB (SEB) 015 B000149 S 015 C010149 HELSINKI 015 D010149 FINLAND 015 E040149 X 015 A000150 BANCO COMERCIAL PORTUGUES S.A. 015 B000150 S 015 C010150 LISBON 015 D010150 PORTUGAL 015 E040150 X 015 A000151 HSBC BANK MIDDLE EAST 015 B000151 S 015 C010151 WEST AMMAN 015 D010151 JORDAN 015 E040151 X 015 A000152 HSBC BANK KAZAHSTAN 015 B000152 S 015 C010152 ALMATY PAGE 10 015 D010152 KAZAKHSTAN 015 E040152 X 015 A000153 BARCLAYS BANK OF KENYA LIMITED 015 B000153 S 015 C010153 NAIROBI 015 D010153 KENYA 015 E040153 X 015 A000154 HSBC BANK OF MIDDLE EAST LIMITED 015 B000154 S 015 C010154 KUWAIT 015 D010154 KUWAIT 015 E040154 X 015 A000155 HSBC Bank Middle East Limited 015 B000155 S 015 C010155 Qatar 015 D010155 Qatar 015 E040155 X 015 A000156 THE HONGKONG AND SHANGHAI BANKING CORP., LTD. 015 B000156 S 015 C010156 HO CHI MINH CITY 015 D010156 VIETNAM 015 D020156 DISTRICT 1 015 E040156 X 015 A000157 BARCLAYS BANK OF ZAMBIA PLC. 015 B000157 S 015 C010157 LUSAKA 015 D010157 ZAMBIA 015 E040157 X 015 A000158 BARCLAYS BANK OF ZIMBABWE LIMITED 015 B000158 S 015 C010158 HARARE 015 D010158 ZIMBABWE 015 E040158 X 015 A000159 BANQUE INTERNATIONAL ARABE DE TUNISIE 015 B000159 S 015 C010159 CEDEX 015 D010159 TUNISIA 015 E040159 X 015 A000160 HSBC BANK MIDDLE EAST LTD 015 B000160 S 015 C010160 BUR DUBAI 015 D010160 UNITED ARAB EMIRATES 015 E040160 X 015 A000161 HSBC BANK MIDDLE EAST LIMITED 015 B000161 S 015 C010161 BAHRAIN 015 D010161 BAHRAIN 015 E040161 X 015 A000162 DEUTSCHE BANK AG, NETHERLANDS 015 B000162 S 015 C010162 BRUSSELS PAGE 11 015 D010162 BELGIUM 015 E040162 X 015 A000163 CITITRUST COLOMBIA SA SOCIEDAD FIDUCIARIA 015 B000163 S 015 C010163 BOGOTA 015 D010163 COLOMBIA 015 E040163 X 015 A000164 PRIVRENDA BANKA ZAGREB D.D 015 B000164 S 015 C010164 ZAGREB 015 D010164 CROATIA 015 E040164 X 015 A000165 Deutsche Bank S.p.A 015 B000165 S 015 C010165 MILAN 015 D010165 Italy 015 E040165 X 015 A000166 IBTC CHARTERED BANK PLC. 015 B000166 S 015 C010166 ABUJA 015 D010166 NIGERIA 015 E040166 X 015 A000167 HSBC BANK MIDDLE EAST LIMITED 015 B000167 S 015 C010167 MUSCAT 015 D010167 OMAN 015 E040167 X 015 A001301 STATE STREET BANK AND TRUST COMPANY 015 B001301 C 015 C011301 BOSTON 015 C021301 MA 015 C031301 02111 015 E011301 X 015 A001302 CITIBANK N.A. 015 B001302 S 015 C011302 BUENOS AIRES 015 D011302 ARGENTINA 015 E041302 X 015 A001303 THE HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B001303 S 015 C011303 SYDNEY 015 D011303 AUSTRALIA 015 E041303 X 015 A001304 UNICREDIT BANK AUSTRIA AG 015 B001304 S 015 C011304 VIENNA 015 D011304 AUSTRIA 015 E041304 X 015 A001305 HSBC BANK MIDDLE EAST LTD 015 B001305 S 015 C011305 MANAMA PAGE 12 015 D011305 BAHRAIN 015 E041305 X 015 A001306 STANDARD CHARTERED BANK 015 B001306 S 015 C011306 DHAKA 015 D011306 BANGLADESH 015 E041306 X 015 A001307 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001307 S 015 C011307 ABIDJAN 015 D011307 BENIN 015 E041307 X 015 A001308 BANK OF BERMUDA LIMITED 015 B001308 S 015 C011308 HAMILTON 015 D011308 BERMUDA 015 E041308 X 015 A001309 BARCLAYS BANK OF BOTSWANA LIMITED 015 B001309 S 015 C011309 GARBORONE 015 D011309 BOTSWANA 015 E041309 X 015 A001310 CITIBANK,N.A. 015 B001310 S 015 C011310 SAO PAULO 015 D011310 BRAZIL 015 E041310 X 015 A001311 ING BANK N.V. 015 B001311 S 015 C011311 SOFIA 015 D011311 BULGARIA 015 E041311 X 015 A001312 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001312 S 015 C011312 ABIDJAN 015 D011312 BURKINA FASO 015 E041312 X 015 A001313 STATE STREET TRUST COMPANY CANADA 015 B001313 S 015 C011313 TORONTO 015 D011313 CANADA 015 E041313 X 015 A001314 CLOSE TRUSTEES (CAYMAN) LTD 015 B001314 S 015 C011314 GRAND CAYMAN 015 D011314 CAYMAN ISLANDS 015 E041314 X 015 A001315 BANCO ITAU CHILE 015 B001315 S 015 C011315 SANTIAGO 015 D011315 CHILE PAGE 13 015 E041315 X 015 A001316 HSBC BANK (CHINA) CO., LTD. 015 B001316 S 015 C011316 SHANGHAI 015 D011316 PEOPLES REP OF CHINA 015 E041316 X 015 A001317 CITITRUST COL0MBIA S.A. SOCIEDAD FIDUCIARIA 015 B001317 S 015 C011317 BOGOTA 015 D011317 COLOMBIA 015 E041317 X 015 A001318 BANCO BCT S.A. 015 B001318 S 015 C011318 SAN JOSE 015 D011318 COSTA RICA 015 E041318 X 015 A001319 PRIVREDNA BANKA ZAGREB D.D 015 B001319 S 015 C011319 ZAGREB 015 D011319 CROATIA 015 E041319 X 015 A001320 BNP PARIBAS SECURITIES SERVICES SA 015 B001320 S 015 C011320 NICOSIA 015 D011320 CYPRUS 015 E041320 X 015 A001321 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B001321 S 015 C011321 PARAGUE 015 D011321 CZECH REPUBLIC 015 E041321 X 015 A001322 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001322 S 015 C011322 COPENHAGEN K 015 D011322 DENMARK 015 E041322 X 015 A001323 BANCO DE LA PRODUCCION S.A. (PRODUBANCO) 015 B001323 S 015 C011323 QUITO 015 D011323 ECUADOR 015 E041323 X 015 A001324 HSBC BANK EGYPT S.A.E 015 B001324 S 015 C011324 CAIRO 015 D011324 EGYPT 015 E041324 X 015 A001325 AS SEB PANK 015 B001325 S 015 C011325 TALLINN 015 D011325 ESTONIA 015 E041325 X PAGE 14 015 A001326 Skandinaviska Enskilda Banken AB 015 B001326 S 015 C011326 Helsinki 015 D011326 Finland 015 E041326 X 015 A001327 DEUTSCHE BANK AG NETHERLANDS 015 B001327 S 015 C011327 PARIS 015 D011327 FRANCE 015 E041327 X 015 A001328 DEUTSCHE BANK AG 015 B001328 S 015 C011328 ESCHBORN 015 D011328 GERMANY 015 D021328 D-65760 015 E041328 X 015 A001329 BARCLAYS BANK OF GHANA LTD 015 B001329 S 015 C011329 ACCRA 015 D011329 GHANA 015 E041329 X 015 A001330 NATIONAL BANK OF GREECE S.A. 015 B001330 S 015 C011330 ATHENS 015 D011330 GREECE 015 E041330 X 015 A001331 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001331 S 015 C011331 ABIDJAN 015 D011331 GUINEA-BISSAU 015 E041331 X 015 A001332 STANDARD CHARTED BANK (HONG KONG) LTD. 015 B001332 S 015 C011332 KWUN TONG 015 D011332 HONG KONG 015 E041332 X 015 A001333 UNICREDIT BANK HUNGARY ZRT. 015 B001333 S 015 C011333 BUDAPEST 015 D011333 HUNGARY 015 D021333 H-1054 015 E041333 X 015 A001334 NEW KAUPTHING BANKI HF 015 B001334 S 015 C011334 REYKJAVIK 015 D011334 ICELAND 015 E041334 X 015 A001335 BANK OF IRELAND 015 B001335 S 015 C011335 DUBLIN 015 D011335 IRELAND PAGE 15 015 E041335 X 015 A001336 BANK HAPOALIM B.M. 015 B001336 S 015 C011336 TEL AVIV 015 D011336 ISRAEL 015 E041336 X 015 A001337 SOCIETE GENERALE DE BANQUE COTE D'IVOIRE 015 B001337 S 015 C011337 ABIDJAN 015 D011337 IVORY COAST 015 E041337 X 015 A001338 BANK OF NOVA SCOTIA JAMAICA LIMITED 015 B001338 S 015 C011338 KINGSTON 015 D011338 JAMAICA 015 E041338 X 015 A001339 MIZUHO CORPORATE BANK LTD. 015 B001339 S 015 C011339 TOKYO 015 D011339 JAPAN 015 E041339 X 015 A001340 HSBC BANK MIDDLE EAST LIMITED 015 B001340 S 015 C011340 WESTERN AMMAN 015 D011340 JORDAN 015 E041340 X 015 A001341 SB HSBC BANK KAZAKHSTAN JSC 015 B001341 S 015 C011341 ALMA-ATA 015 D011341 KAZAKHSTAN 015 E041341 X 015 A001342 BARCLAYS BANK OF KENYA LIMITED 015 B001342 S 015 C011342 NAIROBI 015 D011342 KENYA 015 E041342 X 015 A001343 AS SEB BANKA 015 B001343 S 015 C011343 RIGA 015 D011343 LATVIA 015 E041343 X 015 A001344 HSBC BANK MIDDLE EAST LIMITED 015 B001344 S 015 C011344 BEIRUT 015 D011344 LEBANON 015 D021344 1107 2080 015 E041344 X 015 A001345 AB SEB BANKAS 015 B001345 S 015 C011345 VILNIUS 015 D011345 LITHUANIA PAGE 16 015 E041345 X 015 A001346 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B001346 S 015 C011346 KUALA LUMPAR 015 D011346 MALAYSIA 015 E041346 X 015 A001347 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001347 S 015 C011347 ABIDJAN 015 D011347 MALI 015 E041347 X 015 A001348 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001348 S 015 C011348 VALLETTA 015 D011348 MALTA 015 E041348 X 015 A001349 THE HONGKONG & SHANGHAI BANKING CORP. LTD 015 B001349 S 015 C011349 PORT LOUIS 015 D011349 MAURITIUS 015 E041349 X 015 A001350 BANCI NACIONAL DE MEXICO S.A. 015 B001350 S 015 C011350 MEXICO CITY 015 D011350 MEXICO 015 E041350 X 015 A001351 ATTIJARIWAFA BANK 015 B001351 S 015 C011351 CASABLANCA 015 D011351 MOROCCO 015 E041351 X 015 A001352 STANDARD BANK NAMIBIA LIMITED 015 B001352 S 015 C011352 WINDHOEK 015 D011352 NAMIBIA 015 E041352 X 015 A001353 DEUTSCHE BANK AG 015 B001353 S 015 C011353 AMSTERDAM 015 D011353 NETHERLANDS 015 E041353 X 015 A001354 THE HONGKONG AND SHANGHAI BANKING CORP LTD 015 B001354 S 015 C011354 WELLINGTON 015 D011354 NEW ZEALAND 015 E041354 X 015 A001355 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001355 S 015 C011355 ABIDJAN 015 D011355 NIGER 015 E041355 X PAGE 17 015 A001356 STANBIC IBTC BANK PLC 015 B001356 S 015 C011356 LAGOS 015 D011356 NIGERIA 015 E041356 X 015 A001357 Skandinaviska Enskilda Banken AB 015 B001357 S 015 C011357 Oslo 015 D011357 Norway 015 E041357 X 015 A001358 HSBC BANK MIDDLE EAST LIMITED 015 B001358 S 015 C011358 MUSCAT 015 D011358 OMAN 015 E041358 X 015 A001359 HSBC BANK MIDDLE EAST LIMITED 015 B001359 S 015 C011359 RAMALLAH, WEST BANK 015 D011359 PALESTINE 015 E041359 X 015 A001360 HSBC BANK (PANAMA) S.A 015 B001360 S 015 C011360 PANAMA CITY 015 D011360 PANAMA 015 E041360 X 015 A001361 CITIBANK DEL PERU, S.A. 015 B001361 S 015 C011361 LIMA 015 D011361 PERU 015 D021361 27 015 E041361 X 015 A001362 STANDARD CHARTERED BANK 015 B001362 S 015 C011362 MAKATIC CITY 015 D011362 PHILIPPINES 015 E041362 X 015 A001363 BANK HANDLOWY W WARSAWIE S.A. 015 B001363 S 015 C011363 WARSAW 015 D011363 POLAND 015 E041363 X 015 A001364 BANCO COMERCIAL PORTUGUES S.A. 015 B001364 S 015 C011364 LISBOA 015 D011364 PORTUGAL 015 D021364 1099-007 015 E041364 X 015 A001365 CITIBANK N.A. 015 B001365 S 015 C011365 SAN JUAN 015 D011365 PUERTO RICO PAGE 18 015 E041365 X 015 A001366 HSBC BANK MIDDLE EAST LIMITED 015 B001366 S 015 C011366 DOHA 015 D011366 QATAR 015 E041366 X 015 A001367 ING BANK N.V 015 B001367 S 015 C011367 BUCHAREST 015 D011367 ROMANIA 015 E041367 X 015 A001368 ING BANK (EURASIA) ZAO 015 B001368 S 015 C011368 MOSCOW 015 D011368 RUSSIA 015 E041368 X 015 A001369 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001369 S 015 C011369 ABIDJAN 015 D011369 SENEGAL 015 E041369 X 015 A001370 UNICREDIT BANK SERBIA JSC 015 B001370 S 015 C011370 BELGRADE 015 D011370 SERBIA 015 E041370 X 015 A001371 DBS BANK LIMITED 015 B001371 S 015 C011371 SINGAPORE 015 D011371 SINGAPORE 015 E041371 X 015 A001372 CESKOLOVENSKA OBCHONDI BANKA AS 015 B001372 S 015 C011372 BRATISLAVA 015 D011372 SLOVAK REPUBLIC 015 E041372 X 015 A001373 UniCredit Banka Slovenija d.d 015 B001373 S 015 C011373 Ljubljana 015 D011373 Slovenia 015 E041373 X 015 A001374 NEDBANK LIMITED 015 B001374 S 015 C011374 BRAAMFONTEIN 015 D011374 SOUTH AFRICA 015 E041374 X 015 A001375 Deutsche Bank S.A.E. 015 B001375 S 015 C011375 Madrid 015 D011375 Spain 015 E041375 X PAGE 19 015 A001376 THE HONGKONG AND SHANGHAI BANKING CORP LTD. 015 B001376 S 015 C011376 COLOMBO 015 D011376 SRI LANKA 015 E041376 X 015 A001377 STANDARD BANK SWAZILAND LIMITED 015 B001377 S 015 C011377 MBABANE 015 D011377 SWAZILAND 015 E041377 X 015 A001378 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001378 S 015 C011378 STOCKHOLM 015 D011378 SWEDEN 015 E041378 X 015 A001379 UBS AG 015 B001379 S 015 C011379 ZURCIH 015 D011379 SWITZERLAND 015 E041379 X 015 A001380 BANK OF TAIWAN 015 B001380 S 015 C011380 TAIPEI 015 D011380 TAIWAN 015 E041380 X 015 A001381 STANDARD CHARTERD BANK (THAI) PCL 015 B001381 S 015 C011381 BANGKOK 015 D011381 THAILAND 015 E041381 X 015 A001382 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001382 S 015 C011382 ABIDJAN 015 D011382 TOGO 015 E041382 X 015 A001383 REPUBLIC BANK LTD. 015 B001383 S 015 C011383 PORT-OF-SPAIN 015 D011383 TRINIDAD & TOBAGO 015 E041383 X 015 A001384 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B001384 S 015 C011384 TUNIS 015 D011384 TUNISIA 015 E041384 X 015 A001385 CITIBANK A.S. 015 B001385 S 015 C011385 ISTANBUL 015 D011385 TURKEY 015 E041385 X 015 A001386 BARCLAYS BANK OF UGANDA LTD PAGE 20 015 B001386 S 015 C011386 KAMPALA 015 D011386 UGANDA 015 E041386 X 015 A001387 ING BANK UKRAINE 015 B001387 S 015 C011387 KEIV 015 D011387 UKRAINE 015 E041387 X 015 A001388 HSBC BANK MIDDLE EAST LIMITED 015 B001388 S 015 C011388 BUR DUBAI 015 D011388 UNITED ARAB EMIRATES 015 E041388 X 015 A001389 STATE STREET BANK AND TRUST COMPANY 015 B001389 S 015 C011389 LONDON 015 D011389 UNITED KINGDOM 015 E041389 X 015 A001390 BANCO ITAU URUGUAY S.A. 015 B001390 S 015 C011390 MONTENIDO 015 D011390 URUGUAY 015 E041390 X 015 A001391 CITIBANK NA 015 B001391 S 015 C011391 CARACAS 015 D011391 VENEZUELA 015 E041391 X 015 A001392 THE HONGKONG AND SHANGHAI BANK. CORP. LTD. 015 B001392 S 015 C011392 HO CHI MINH CITY 015 D011392 VIETNAM 015 E041392 X 015 A001393 BARCLAYS BANK OF ZAMBIA PLC 015 B001393 S 015 C011393 LUSAKA 015 D011393 ZAMBIA 015 E041393 X 015 A001394 BARCLAYS BANK OF ZIMBABWE LIMITED 015 B001394 S 015 C011394 HARARE 015 D011394 ZIMBABWE 015 E041394 X 015 A001395 HSBC BANK MIDDLE EAST LIMITED 015 B001395 S 015 C011395 KUWAIT CITY 015 D011395 KUWAIT 015 E041395 X 015 A001396 SAUDI BRITISH BANK 015 B001396 S PAGE 21 015 C011396 RIYADH 015 D011396 SAUDI ARABIA 015 E041396 X 015 A001397 THE HONG KONG AND SHANGHAI BANKING CORP LTD 015 B001397 S 015 C011397 MUMBAI 015 D011397 INDIA 015 E041397 X 015 A001398 STANDARD CHARTERED BANK 015 B001398 S 015 C011398 JAKARTA 015 D011398 INDONESIA 015 E041398 X 015 A001399 THE HONGKONG AND SHANGHAI BANK. CORP. LTD. 015 B001399 S 015 C011399 SEOUL 015 D011399 REPUBLIC OF KOREA 015 E041399 X 015 A001401 STATE STREET BANK AND TRUST COMPANY 015 B001401 C 015 C011401 BOSTON 015 C021401 MA 015 C031401 02111 015 E011401 X 015 A001402 THE HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B001402 S 015 C011402 SYDNEY 015 D011402 AUSTRALIA 015 E041402 X 015 A001403 UNICREDIT BANK AUSTRIA AG 015 B001403 S 015 C011403 VIENNA 015 D011403 AUSTRIA 015 E041403 X 015 A001404 HSBC BANK MIDDLE EAST LIMITED 015 B001404 S 015 C011404 MANAMA 015 D011404 BAHRAIN 015 D021404 304 015 E041404 X 015 A001405 STANDARD CHARTERED BANK 015 B001405 S 015 C011405 DHAKA 015 D011405 BANGLADESH 015 E041405 X 015 A001406 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001406 S 015 C011406 ABIDJAN 015 D011406 SENEGAL 015 E041406 X 015 A001407 BANK OF BERMUDA LIMITED PAGE 22 015 B001407 S 015 C011407 HAMILTON 015 D011407 BERMUDA 015 E041407 X 015 A001408 BARCLAYS BANK OF BOTSWANA LIMITED 015 B001408 S 015 C011408 GABORONE 015 D011408 BOTSWANA 015 E041408 X 015 A001409 CITIBANK N.A. 015 B001409 S 015 C011409 SAN PAULO 015 D011409 BRAZIL 015 E041409 X 015 A001410 ING BANK N.V. 015 B001410 S 015 C011410 SOFIA 015 D011410 BULGARIA 015 E041410 X 015 A001411 STATE STREET TRUST COMPANY CANADA 015 B001411 S 015 C011411 TORONTO 015 D011411 CANADA 015 E041411 X 015 A001412 CLOSE TRUSTEES (CAYMAN) LTD 015 B001412 S 015 C011412 GRAND CAYMAN 015 D011412 CAYMAN ISLANDS 015 E041412 X 015 A001413 BANCO ITAU CHILE 015 B001413 S 015 C011413 SANTIAGO 015 D011413 CHILE 015 E041413 X 015 A001414 HSBC BANK (CHINA) CO., LTD. 015 B001414 S 015 C011414 SHANGHAI 015 D011414 PEOPLES REP OF CHINA 015 E041414 X 015 A001415 CITITRUST COL0MBIA S.A. SOCIEDAD FIDUCIARIA 015 B001415 S 015 C011415 BOGOTA 015 D011415 COLOMBIA 015 E041415 X 015 A001416 BANCO BCT S.A 015 B001416 S 015 C011416 SAN JOSE 015 D011416 COSTA RICA 015 E041416 X 015 A001417 PRIVREDNA BANKA ZAGRAB D.D. 015 B001417 S PAGE 23 015 C011417 ZAGRAB 015 D011417 CROATIA 015 E041417 X 015 A001418 BNP PARIBAS SECURITIES SERVICES SA 015 B001418 S 015 C011418 NICOSIA 015 D011418 CYPRUS 015 E041418 X 015 A001419 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B001419 S 015 C011419 PRAGUE 015 D011419 CZECH REPUBLIC 015 D021419 115 20 015 E041419 X 015 A001420 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001420 S 015 C011420 COPENHAGEN 015 D011420 DENMARK 015 E041420 X 015 A001421 BANCO DE LA PRODUCCION S.A. 015 B001421 S 015 C011421 QUITO 015 D011421 ECUADOR 015 E041421 X 015 A001422 HSBC BANK EGYPT S.A.E. 015 B001422 S 015 C011422 CAIRO 015 D011422 EGYPT 015 E041422 X 015 A001423 AS SEB PANK 015 B001423 S 015 C011423 TALLINN 015 D011423 ESTONIA 015 E041423 X 015 A001424 Skandinaviska Enskilda Banken AB 015 B001424 S 015 C011424 Helsinki 015 D011424 Finland 015 E041424 X 015 A001425 DEUTSCHE BANK AG, NETHERLANDS 015 B001425 S 015 C011425 PARIS 015 D011425 FRANCE 015 E041425 X 015 A001426 DEUTSCHE BANK AG 015 B001426 S 015 C011426 ESCHBORN 015 D011426 GERMANY 015 D021426 D-65760 015 E041426 X 015 A001427 BARCLAYS BANK OF GHANA LIMITED PAGE 24 015 B001427 S 015 C011427 ACCRA 015 D011427 GHANA 015 E041427 X 015 A001428 NATIONAL BANK OF GREECE S.A. 015 B001428 S 015 C011428 ATHENS 015 D011428 GREECE 015 E041428 X 015 A001429 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001429 S 015 C011429 ABIDJAN 015 D011429 BENIN 015 E041429 X 015 A001430 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B001430 S 015 C011430 KWUN TONG 015 D011430 HONG KONG 015 E041430 X 015 A001431 UNICREDIT BANK HUNGARY ZRT 015 B001431 S 015 C011431 BUDAPEST 015 D011431 HUNGARY 015 E041431 X 015 A001432 NEW KAUPTHING BANKI HF 015 B001432 S 015 C011432 REYKJAVIK 015 D011432 ICELAND 015 E041432 X 015 A001433 HONGKONG & SHANGHAI BANKING CORP LTD 015 B001433 S 015 C011433 MUMBAI 015 D011433 INDIA 015 E041433 X 015 A001434 STANDARD CHARTERED BANK 015 B001434 S 015 C011434 JAKARTA 015 D011434 INDONESIA 015 E041434 X 015 A001435 BANK OF IRELAND 015 B001435 S 015 C011435 DUBLIN 015 D011435 IRELAND 015 E041435 X 015 A001436 BANK OF HAPOALIM B.M. 015 B001436 S 015 C011436 TEL AVIV 015 D011436 ISRAEL 015 E041436 X 015 A001437 BANK OF NOVA SCOTIA JAMAICA LIMITED 015 B001437 S PAGE 25 015 C011437 KINGSTON 015 D011437 JAMAICA 015 E041437 X 015 A001438 MIZUHO CORPORATE BANK LIMITED 015 B001438 S 015 C011438 TOKYO 015 D011438 JAPAN 015 E041438 X 015 A001439 HSBC BANK MIDDLE EAST LIMITED 015 B001439 S 015 C011439 WEST AMMAN 015 D011439 JORDAN 015 E041439 X 015 A001440 SB HSBC BANK KAZAKHSTAN JSC 015 B001440 S 015 C011440 ALMATY 015 D011440 KAZAKHSTAN 015 E041440 X 015 A001441 BARCLAYS BANK OF KENYA LIMITED 015 B001441 S 015 C011441 NAIROBI 015 D011441 KENYA 015 E041441 X 015 A001442 HONGKONG AND SHANGHAI BANKING CORP LTD 015 B001442 S 015 C011442 SEOUL 015 D011442 REPUBLIC OF KOREA 015 E041442 X 015 A001443 AS SEB BANKA 015 B001443 S 015 C011443 RIGA 015 D011443 LATVIA 015 E041443 X 015 A001444 HSBC BANK MIDDLE EAST LIMITED 015 B001444 S 015 C011444 BEIRUT 015 D011444 LEBANON 015 D021444 1107 2080 015 E041444 X 015 A001445 AB SEB BANKAS 015 B001445 S 015 C011445 VILNIUS 015 D011445 LITHUANIA 015 E041445 X 015 A001446 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B001446 S 015 C011446 KUALA LUMPAR 015 D011446 MALAYSIA 015 E041446 X 015 A001447 THE HONGKONG AND SHANGHAI BANK. CORP. LTD. 015 B001447 S PAGE 26 015 C011447 PORT LOUIS 015 D011447 MAURITIUS 015 E041447 X 015 A001448 BANCO NACIONAL DE MEXICO S.A. 015 B001448 S 015 C011448 MEXCIO CITY 015 D011448 MEXICO 015 E041448 X 015 A001449 ATTIJARIWAFA BANK 015 B001449 S 015 C011449 CASABLANCA 015 D011449 MOROCCO 015 E041449 X 015 A001450 STANDARD BANK NAMIBIA LIMITED 015 B001450 S 015 C011450 WINDHOEK 015 D011450 NAMIBIA 015 E041450 X 015 A001451 DEUTSCHE BANK AG 015 B001451 S 015 C011451 AMSTERDAM 015 D011451 NETHERLANDS 015 E041451 X 015 A001452 THE HONGKONG AND SHANGHAI BANKING CORP LTD 015 B001452 S 015 C011452 WELLINGTON 015 D011452 NEW ZEALAND 015 E041452 X 015 A001453 VIA SOCIETE GENERALE DE BANQUES EN COTE 015 B001453 S 015 C011453 ABIDJAN, IVORY COAST 015 D011453 MALI 015 D021453 BP 1355 015 E041453 X 015 A001454 STANBIC IBTC BANK PLC 015 B001454 S 015 C011454 ABUJA 015 D011454 NIGERIA 015 E041454 X 015 A001455 Skandinaviska Enskilda Banken AB 015 B001455 S 015 C011455 Oslo 015 D011455 Norway 015 E041455 X 015 A001456 HSBC BANK MIDDLE EAST LIMITED 015 B001456 S 015 C011456 MUSCAT 015 D011456 OMAN 015 E041456 X 015 A001457 HSBC BANK MIDDLE EAST LTD. 015 B001457 S PAGE 27 015 C011457 RAMALLAH 015 D011457 PALESTINE 015 E041457 X 015 A001458 HSBC BANK (PANAMA) S.A 015 B001458 S 015 C011458 PANAMA CITY 015 D011458 PANAMA 015 E041458 X 015 A001459 CITIBANK DEL PERU S.A. 015 B001459 S 015 C011459 LIMA 015 D011459 PERU 015 E041459 X 015 A001460 STANDARD CHARTERED BANK 015 B001460 S 015 C011460 MAKATI CITY 015 D011460 PHILIPPINES 015 E041460 X 015 A001461 BANK HANDLOWY W. WARSZAWIE S.A. 015 B001461 S 015 C011461 WARSAW 015 D011461 POLAND 015 D021461 00-923 015 E041461 X 015 A001462 BANCO COMERCIAL PORTUGUES S.A. 015 B001462 S 015 C011462 PORTO SALVO 015 D011462 PORTUGAL 015 D021462 2744-002 015 E041462 X 015 A001463 CITIBANK N.A 015 B001463 S 015 C011463 SAN JUAN 015 D011463 PUERTO RICO 015 E041463 X 015 A001464 HSBC BANK MIDDLE EAST LIMITED 015 B001464 S 015 C011464 DOHA 015 D011464 QATAR 015 E041464 X 015 A001465 ING BANK N.V 015 B001465 S 015 C011465 BUCHAREST 015 D011465 ROMANIA 015 E041465 X 015 A001466 ING BANK (EURAISA) ZAO 015 B001466 S 015 C011466 MOSCOW 015 D011466 RUSSIA 015 E041466 X 015 A001467 UNICREDIT BANK SERBIA JSC PAGE 28 015 B001467 S 015 C011467 BELGRADE 015 D011467 SERBIA 015 E041467 X 015 A001468 DBS BANK LIMITED 015 B001468 S 015 C011468 SINGAPORE 015 D011468 SINGAPORE 015 E041468 X 015 A001469 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B001469 S 015 C011469 BRATISLAVA 015 D011469 SLOVAK REPLUBIC 015 E041469 X 015 A001470 UniCredit Bank Slovenija d.d. 015 B001470 S 015 C011470 LJUBLANA 015 D011470 SLOVENIA 015 E041470 X 015 A001471 NEDBANK LIMITED 015 B001471 S 015 C011471 BRAAMFONTEIN 015 D011471 SOUTH AFRICA 015 E041471 X 015 A001472 Deutsche Bank S.A.E. 015 B001472 S 015 C011472 Madrid 015 D011472 Spain 015 E041472 X 015 A001473 HONGKONG AND SHANGHAI BANKING CORP LTD. 015 B001473 S 015 C011473 COLOMBO 015 D011473 SRI LANKA 015 E041473 X 015 A001474 STANDARD BANK SWAZILAND LIMITED 015 B001474 S 015 C011474 MBABANE 015 D011474 SWAZILAND 015 E041474 X 015 A001475 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001475 S 015 C011475 STOCKHOLM 015 D011475 SWEDEN 015 D021475 SE-106 40 015 E041475 X 015 A001476 UBS AG 015 B001476 S 015 C011476 ZURCIH 015 D011476 SWITZERLAND 015 E041476 X 015 A001477 BANK OF TAIWAN PAGE 29 015 B001477 S 015 C011477 TAIPEI 015 D011477 TAIWAN 015 E041477 X 015 A001478 STANDARD CHARTERD BANK (THAI) PCL 015 B001478 S 015 C011478 BANGKOK 015 D011478 THAILAND 015 E041478 X 015 A001479 REPUBLIC BANK LIMITED 015 B001479 S 015 C011479 PORT OF SPAIN 015 D011479 TRINIDAD & TOBAGO 015 E041479 X 015 A001480 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B001480 S 015 C011480 TUNIS 015 D011480 TUNISIA 015 E041480 X 015 A001481 CITIBANK A.S. 015 B001481 S 015 C011481 ISTANBUL 015 D011481 TURKEY 015 E041481 X 015 A001482 BARCLAYS BANK OF UGANDA LIMITED 015 B001482 S 015 C011482 KAMPALA 015 D011482 UGANDA 015 E041482 X 015 A001483 ING BANK UKRAINE 015 B001483 S 015 C011483 KEIV 015 D011483 UKRAINE 015 E041483 X 015 A001484 HSBC BANK MIDDLE EAST LIMITED 015 B001484 S 015 C011484 DUBAI 015 D011484 UNITED ARAB EMIRATES 015 E041484 X 015 A001485 STATE STREET BANK AND TRUST CO. UK BR 015 B001485 S 015 C011485 LONDON 015 D011485 UNITED KINGDOM 015 E041485 X 015 A001486 BANCO ITAU URUGAUY S.A. 015 B001486 S 015 C011486 MONTENIDO 015 D011486 URUGUAY 015 E041486 X 015 A001487 CITIBANK,N.A. 015 B001487 S PAGE 30 015 C011487 CARACAS 015 D011487 VENEZUELA 015 E041487 X 015 A001488 THE HONGKONG AND SHANGHAI BANK. CORP. LTD. 015 B001488 S 015 C011488 HO CHI MINH CITY 015 D011488 VIETNAM 015 E041488 X 015 A001489 BARCLAYS BANK OF ZAMBIA PLC 015 B001489 S 015 C011489 LUSAKA 015 D011489 ZAMBIA 015 E041489 X 015 A001490 BARCLAYS BANK OF ZIMBABWE LTD 015 B001490 S 015 C011490 HARARE 015 D011490 ZIMBABWE 015 E041490 X 015 A001491 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001491 S 015 C011491 VALLETA 015 D011491 MALTA 015 E041491 X 015 A001492 SOCIETE GENERALE DE BANQUES EN COTE 015 B001492 S 015 C011492 ABIDJAN 015 D011492 IVORY COAST 015 E041492 X 015 A001493 CITIBANK N.A. 015 B001493 S 015 C011493 BUENOS AIRES 015 D011493 ARGENTINA 015 E041493 X 015 A001494 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001494 S 015 C011494 ABIDJAN 015 D011494 BURKINA FASO 015 E041494 X 015 A001495 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001495 S 015 C011495 ABIDJAN 015 D011495 TOGO 015 E041495 X 015 A001496 SAUDI BRITISH BANK 015 B001496 S 015 C011496 RIYADH 015 D011496 SAUDI ARABIA 015 E041496 X 015 A001497 HSBC BANK MIDDLE EAST LIMITED 015 B001497 S 015 C011497 KUWAIT CITY PAGE 31 015 D011497 KUWAIT 015 E041497 X 015 A001498 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001498 S 015 C011498 ABIDJAN 015 D011498 NIGER 015 E041498 X 015 A001499 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001499 S 015 C011499 ABIDJAN 015 D011499 GUINEA-BISSAU 015 E041499 X 015 A001501 STATE STREET BANK AND TRUST COMPANY 015 B001501 C 015 C011501 BOSTON 015 C021501 MA 015 C031501 02111 015 E011501 X 015 A001502 CITIBANK, N.A. 015 B001502 S 015 C011502 BUENOS AIRES 015 D011502 ARGENTINA 015 E041502 X 015 A001503 THE HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B001503 S 015 C011503 SYDNEY 015 D011503 AUSTRALIA 015 E041503 X 015 A001504 UNICREDIT BANK AUSTRIA AG 015 B001504 S 015 C011504 VIENNA 015 D011504 AUSTRIA 015 E041504 X 015 A001505 HSBC BANK MIDDLE EAST LIMITED 015 B001505 S 015 C011505 MANAMA 015 D011505 BAHRAIN 015 D021505 304 015 E041505 X 015 A001506 STANDARD CHARTERED BANK 015 B001506 S 015 C011506 DHAKA 015 D011506 BANGLADESH 015 E041506 X 015 A001507 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001507 S 015 C011507 ABIDJAN 015 D011507 BENIN 015 E041507 X 015 A001508 BANK OF BERMUDA LIMITED 015 B001508 S PAGE 32 015 C011508 HAMILTON 015 D011508 BERMUDA 015 E041508 X 015 A001509 BARCLAYS BANK OF BOTSWANA LIMITED 015 B001509 S 015 C011509 GABORONE 015 D011509 BOTSWANA 015 E041509 X 015 A001510 CITIBANK, N.A. 015 B001510 S 015 C011510 SAO PAULO 015 D011510 BRAZIL 015 E041510 X 015 A001511 ING BANK N.V. 015 B001511 S 015 C011511 SOFIA 015 D011511 BULGARIA 015 E041511 X 015 A001512 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001512 S 015 C011512 ABIDJAN 015 D011512 BURKINA FASO 015 E041512 X 015 A001513 STATE STREET TRUST CO. CANADA 015 B001513 S 015 C011513 TORONTO 015 D011513 CANADA 015 E041513 X 015 A001514 CLOSE TRUSTEES (CAYMAN) LTD 015 B001514 S 015 C011514 GRAND CAYMAN 015 D011514 CAYMAN ISLANDS 015 E041514 X 015 A001515 BANCO ITAU CHILE 015 B001515 S 015 C011515 SANTIAGO 015 D011515 CHILE 015 E041515 X 015 A001516 HSBC BANK (CHINA) CO., LTD. 015 B001516 S 015 C011516 SHANGHAI 015 D011516 PEOPLES REP OF CHINA 015 E041516 X 015 A001517 CITITRUST COL0MBIA S.A. SOCIEDAD FIDUCIARIA 015 B001517 S 015 C011517 BOGOTA 015 D011517 COLOMBIA 015 E041517 X 015 A001518 BANCO BCT S.A. 015 B001518 S 015 C011518 SAN JOSE PAGE 33 015 D011518 COSTA RICA 015 E041518 X 015 A001519 PRIVREDNA BANKA ZAGREB D.D 015 B001519 S 015 C011519 ZAGREB 015 D011519 CROATIA 015 E041519 X 015 A001520 BNP Paribas Securities Services, S.A., Greece 015 B001520 S 015 C011520 Athens 015 D011520 Cyprus 015 E041520 X 015 A001521 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B001521 S 015 C011521 PRAGUE 015 D011521 CZECH REPUBLIC 015 D021521 115 20 015 E041521 X 015 A001522 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001522 S 015 C011522 COPENHAGEN 015 D011522 DENMARK 015 E041522 X 015 A001523 BANCO DE LA PRODUCCION S.A. (PRODUBANCO) 015 B001523 S 015 C011523 QUITO 015 D011523 ECUADOR 015 E041523 X 015 A001524 HSBC BANK EGYPT S.A.E. 015 B001524 S 015 C011524 CAIRO 015 D011524 EGYPT 015 E041524 X 015 A001525 AS SEB PANK 015 B001525 S 015 C011525 TALLINN 015 D011525 ESTONIA 015 E041525 X 015 A001526 Skandinaviska Enskilda Banken AB 015 B001526 S 015 C011526 Helsinki 015 D011526 Finland 015 E041526 X 015 A001527 DEUTSCHE BANK AG, NETHERLANDS (VIA PARIS) 015 B001527 S 015 C011527 PARIS 015 D011527 FRANCE 015 E041527 X 015 A001528 DEUTSCHE BANK AG 015 B001528 S 015 C011528 ESCHBORN PAGE 34 015 D011528 GERMANY 015 D021528 D-65760 015 E041528 X 015 A001529 BARCLAYS BANK OF GHANA LIMITED 015 B001529 S 015 C011529 ACCRA 015 D011529 GHANA 015 E041529 X 015 A001530 NATIONAL BANK OF GREECE S.A. 015 B001530 S 015 C011530 ATHENS 015 D011530 GREECE 015 E041530 X 015 A001531 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001531 S 015 C011531 ABIDJAN 015 D011531 GUINEA-BISSAU 015 E041531 X 015 A001532 STANDARD CHARTED BANK (HONG KONG) LTD. 015 B001532 S 015 C011532 KWUN TONG 015 D011532 HONG KONG 015 E041532 X 015 A001533 UNICREDIT BANK HUNGARY ZRT. 015 B001533 S 015 C011533 BUDAPEST 015 D011533 HUNGARY 015 D021533 H-1054 015 E041533 X 015 A001534 NEW KAUPTHING BANKI HF 015 B001534 S 015 C011534 REYKJAVIK 015 D011534 ICELAND 015 E041534 X 015 A001535 BANK OF IRELAND 015 B001535 S 015 C011535 DUBLIN 015 D011535 IRELAND 015 E041535 X 015 A001536 BANK HAPOALIM B.M. 015 B001536 S 015 C011536 TEL AVIV 015 D011536 ISRAEL 015 E041536 X 015 A001537 SOCIETE GENERALE DE BANQUE COTE D'IVOIRE 015 B001537 S 015 C011537 ABIDJAN 015 D011537 IVORY COAST 015 E041537 X 015 A001538 BANK OF NOVA SCOTIA JAMAICA LIMITED 015 B001538 S PAGE 35 015 C011538 KINGSTON 015 D011538 JAMAICA 015 E041538 X 015 A001539 MIZUHO CORPORATE BANK LIMITED 015 B001539 S 015 C011539 TOKYO 015 D011539 JAPAN 015 E041539 X 015 A001540 HSBC BANK MIDDLE EAST LTD. 015 B001540 S 015 C011540 AMMAN 015 D011540 JORDAN 015 E041540 X 015 A001541 SB HSBC BANK KAZAKHSTAN JSC 015 B001541 S 015 C011541 ALMA-ATA 015 D011541 KAZAKHSTAN 015 E041541 X 015 A001542 BARCLAYS BANK OF KENYA LIMITED 015 B001542 S 015 C011542 NAIROBI 015 D011542 KENYA 015 E041542 X 015 A001543 AS SEB BANKA 015 B001543 S 015 C011543 RIGA 015 D011543 LATVIA 015 E041543 X 015 A001544 HSBC BANK MIDDLE EAST LIMITED 015 B001544 S 015 C011544 BEIRUT 015 D011544 LEBANON 015 D021544 1107 2080 015 E041544 X 015 A001545 AB SEB BANKAS 015 B001545 S 015 C011545 VILNIUS 015 D011545 LITHUANIA 015 E041545 X 015 A001546 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B001546 S 015 C011546 KUALA LUMPAR 015 D011546 MALAYSIA 015 E041546 X 015 A001547 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001547 S 015 C011547 ABIDJAN 015 D011547 MALI 015 E041547 X 015 A001548 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001548 S PAGE 36 015 C011548 VALLETA 015 D011548 MALTA 015 E041548 X 015 A001549 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001549 S 015 C011549 PORT LOUIS 015 D011549 MAURITIUS 015 E041549 X 015 A001550 BANCO NACIONAL DE MEXICO S.A. 015 B001550 S 015 C011550 MEXICO CITY 015 D011550 MEXICO 015 E041550 X 015 A001551 ATTIJARIWAFA BANK 015 B001551 S 015 C011551 CASABLANCA 015 D011551 MOROCCO 015 E041551 X 015 A001552 STANDARD BANK NAMIBIA LIMITED 015 B001552 S 015 C011552 WINDHOEK 015 D011552 NAMIBIA 015 E041552 X 015 A001553 DEUTSCHE BANK AG 015 B001553 S 015 C011553 AMSTERDAM 015 D011553 NETHERLANDS 015 E041553 X 015 A001554 THE HONGKONG AND SHANGHAI BANKING CORP LTD 015 B001554 S 015 C011554 AUCKLAND 015 D011554 NEW ZEALAND 015 E041554 X 015 A001555 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001555 S 015 C011555 ABIDJAN 015 D011555 NIGER 015 E041555 X 015 A001556 STANBIC IBTC BANK PLC 015 B001556 S 015 C011556 LAGOS 015 D011556 NIGERIA 015 E041556 X 015 A001557 Skandinaviska Enskilda Banken AB 015 B001557 S 015 C011557 Oslo 015 D011557 Norway 015 E041557 X 015 A001558 HSBC BANK MIDDLE EAST LIMITED 015 B001558 S 015 C011558 MUSCAT PAGE 37 015 D011558 OMAN 015 E041558 X 015 A001559 HSBC BANK MIDDLE EAST LTD 015 B001559 S 015 C011559 RAMALLAH 015 D011559 PALESTINE 015 E041559 X 015 A001560 HSBC BANK (PANAMA) S.A. 015 B001560 S 015 C011560 PANAMA CITY 015 D011560 PANAMA 015 E041560 X 015 A001561 CITIBANK DEL PERU, S.A. 015 B001561 S 015 C011561 LIMA 015 D011561 PERU 015 D021561 27 015 E041561 X 015 A001562 STANDARD CHARTERED BANK 015 B001562 S 015 C011562 MANILA 015 D011562 PHILIPPINES 015 E041562 X 015 A001563 BANK HANDLOWY W WARSZAWIE S.A. 015 B001563 S 015 C011563 WARSAW 015 D011563 POLAND 015 E041563 X 015 A001564 BANCO COMERCIAL PORTUGUES S.A. 015 B001564 S 015 C011564 LISBON 015 D011564 PORTUGAL 015 E041564 X 015 A001565 CITIBANK N.A 015 B001565 S 015 C011565 SAN JUAN 015 D011565 PUERTO RICO 015 E041565 X 015 A001566 HSBC BANK MIDDLE EAST LTD. 015 B001566 S 015 C011566 DOHA 015 D011566 QATAR 015 E041566 X 015 A001567 ING BANK N.V. 015 B001567 S 015 C011567 BUCHAREST 015 D011567 ROMANIA 015 E041567 X 015 A001568 ING BANK (EURAISA) ZAO 015 B001568 S 015 C011568 MOSCOW PAGE 38 015 D011568 RUSSIA 015 E041568 X 015 A001569 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001569 S 015 C011569 ABIDJAN 015 D011569 SENEGAL 015 E041569 X 015 A001570 UNICREDIT BANK SERBIA JSC 015 B001570 S 015 C011570 BELGRADE 015 D011570 SERBIA 015 E041570 X 015 A001571 DBS BANK LIMITED 015 B001571 S 015 C011571 SINGAPORE 015 D011571 SINGAPORE 015 E041571 X 015 A001572 CESKOSLOVENSKA OBCHODNA BANKA A.S. 015 B001572 S 015 C011572 BRATISLAVA 015 D011572 SLOVAK REPUBLIC 015 E041572 X 015 A001573 UniCredit Banka Slovenija d.d 015 B001573 S 015 C011573 Ljubljana 015 D011573 Slovenia 015 E041573 X 015 A001574 NEDBANK LIMITED 015 B001574 S 015 C011574 BRAAMFONTEIN 015 D011574 SOUTH AFRICA 015 E041574 X 015 A001575 DEUTSCHE BANK S.A.E. 015 B001575 S 015 C011575 BARCELONA 015 D011575 SPAIN 015 E041575 X 015 A001576 THE HONGKONG AND SHANGHAI BANKING CORP LTD. 015 B001576 S 015 C011576 COLOMBO 015 D011576 SRI LANKA 015 E041576 X 015 A001577 STANDARD BANK SWAZILAND LIMITED 015 B001577 S 015 C011577 MBABANE 015 D011577 SWAZILAND 015 E041577 X 015 A001578 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001578 S 015 C011578 STOCKHOLM 015 D011578 SWEDEN PAGE 39 015 D021578 SE-106 40 015 E041578 X 015 A001579 UBS AG 015 B001579 S 015 C011579 ZURICH 015 D011579 SWITZERLAND 015 E041579 X 015 A001580 BANK OF TAIWAN 015 B001580 S 015 C011580 TAIPEI 015 D011580 TAIWAN 015 E041580 X 015 A001581 STANDARD CHARTERD BANK (THAI) PCL 015 B001581 S 015 C011581 BANGKOK 015 D011581 THAILAND 015 E041581 X 015 A001582 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001582 S 015 C011582 ABIDJAN 015 D011582 TOGO 015 E041582 X 015 A001583 REPUBLIC BANK LIMITED 015 B001583 S 015 C011583 PORT OF SPAIN 015 D011583 TRINIDAD & TOBAGO 015 E041583 X 015 A001584 BANQUE INTERNATIONAL ARABE DE TUNISIE 015 B001584 S 015 C011584 TUNIS 015 D011584 TUNISIA 015 E041584 X 015 A001585 CITIBANK A.S. 015 B001585 S 015 C011585 ISTANBUL 015 D011585 TURKEY 015 E041585 X 015 A001586 BARCLAYS BANK OF UGANDA LIMITED 015 B001586 S 015 C011586 KAMPALA 015 D011586 UGANDA 015 E041586 X 015 A001587 ING BANK UKRAINE 015 B001587 S 015 C011587 KEIV 015 D011587 UKRAINE 015 E041587 X 015 A001588 HSBC BANK MIDDLE EAST LIMITED 015 B001588 S 015 C011588 DUBAI 015 D011588 UNITED ARAB EMIRATES PAGE 40 015 E041588 X 015 A001589 STATE STREET BANK AND TRUST CO.,U.K. BRANCH 015 B001589 S 015 C011589 LONDON 015 D011589 UNITED KINGDOM 015 E041589 X 015 A001590 BANCO ITAU URUGUAY S.A. 015 B001590 S 015 C011590 MONTENIDO 015 D011590 URUGUAY 015 E041590 X 015 A001591 CITIBANK, N.A. 015 B001591 S 015 C011591 CARACAS 015 D011591 VENEZUELA 015 E041591 X 015 A001592 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001592 S 015 C011592 HO CHI MIHN CITY 015 D011592 VIETNAM 015 E041592 X 015 A001593 BARCLAYS BANK OF ZAMBIA PLC. 015 B001593 S 015 C011593 LUSAKA 015 D011593 ZAMBIA 015 E041593 X 015 A001594 BARCLAYS BANK OF ZIMBABWE LIMITED 015 B001594 S 015 C011594 HARARE 015 D011594 ZIMBABWE 015 E041594 X 015 A001595 HSBC BANK MIDDLE EAST LIMITED 015 B001595 S 015 C011595 KUWAIT CITY 015 D011595 KUWAIT 015 E041595 X 015 A001596 SAUDI BRITISH BANK 015 B001596 S 015 C011596 RIYADH 015 D011596 SAUDI ARABIA 015 E041596 X 015 A001597 HONG KONG & SHANGHAI BANKING CORP LTD 015 B001597 S 015 C011597 MUMBAI 015 D011597 INDIA 015 E041597 X 015 A001598 STANDARD CHARTERED BANK 015 B001598 S 015 C011598 JAKARTA 015 D011598 INDONESIA 015 E041598 X PAGE 41 015 A001599 HONG KONG AND SHANGHAI BANKING CORP LIMITED 015 B001599 S 015 C011599 SEOUL 015 D011599 REPUBLIC OF KOREA 015 E041599 X 015 A001901 STATE STREET BANK AND TRUST COMPANY 015 B001901 C 015 C011901 BOSTON 015 C021901 MA 015 C031901 02111 015 E011901 X 015 A001902 CITIBANK, N.A. 015 B001902 S 015 C011902 BUENOS AIRES 015 D011902 ARGENTINA 015 E041902 X 015 A001903 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001903 S 015 C011903 SYDNEY 015 D011903 AUSTRALIA 015 E041903 X 015 A001904 UNICREDIT BANK AUSTRIA AG 015 B001904 S 015 C011904 VIENNA 015 D011904 AUSTRIA 015 E041904 X 015 A001905 HSBC BANK MIDDLE EAST LTD 015 B001905 S 015 C011905 MANAMA 015 D011905 BAHRAIN 015 E041905 X 015 A001906 STANDARD CHARTERED BANK 015 B001906 S 015 C011906 DHAKA 015 D011906 BANGLADESH 015 E041906 X 015 A001907 VIA SOCIETE GENERALE DE BANQUES EN COTE 015 B001907 S 015 C011907 ABIDJAN, IVORY COAST 015 D011907 BENIN 015 D021907 BP 1355 015 E041907 X 015 A001908 BANK OF BERMUDA LIMITED 015 B001908 S 015 C011908 HAMILTON 015 D011908 BERMUDA 015 E041908 X 015 A001909 BARCLAYS BANK OF BOTSWANA LIMITED 015 B001909 S 015 C011909 GARBORONE 015 D011909 BOTSWANA PAGE 42 015 E041909 X 015 A001910 CITIBANK N.A. 015 B001910 S 015 C011910 SAO PAULO 015 D011910 BRAZIL 015 E041910 X 015 A001911 ING BANK N.V 015 B001911 S 015 C011911 SOFIA 015 D011911 BULGARIA 015 E041911 X 015 A001912 VIA SOCIETE GENERALE DE BANQUES EN COTE 015 B001912 S 015 C011912 ABIDJAN, IVORY COAS 015 D011912 BURKINA FASO 015 D021912 BP 1355 015 E041912 X 015 A001913 STATE STREET TRUST COMPANY CANADA 015 B001913 S 015 C011913 TORONTO 015 D011913 CANADA 015 E041913 X 015 A001914 CLOSE TRUSTEES (CAYMAN) LTD 015 B001914 S 015 C011914 GRAND CAYMAN 015 D011914 CAYMAN ISLANDS 015 E041914 X 015 A001915 BANCO ITAU CHILE 015 B001915 S 015 C011915 SANTIAGO 015 D011915 CHILE 015 E041915 X 015 A001916 HSBC BANK (CHINA) CO., LTD. 015 B001916 S 015 C011916 SHANGHAI 015 D011916 PEOPLES REP OF CHINA 015 E041916 X 015 A001917 CITITRUST COL0MBIA S.A. SOCIEDAD FIDUCIARIA 015 B001917 S 015 C011917 BOGOTA 015 D011917 COLOMBIA 015 E041917 X 015 A001918 BANCO BCT S.A 015 B001918 S 015 C011918 SAN JOSE 015 D011918 COSTA RICA 015 E041918 X 015 A001919 PRIVREDNA BANKA ZAGREB D.D 015 B001919 S 015 C011919 ZAGREB 015 D011919 CROATIA PAGE 43 015 E041919 X 015 A001920 BNP PARIBAS SECURITIES SERVICES SA 015 B001920 S 015 C011920 NICOSIA 015 D011920 CYPRUS 015 E041920 X 015 A001921 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B001921 S 015 C011921 PRAGUE 015 D011921 CZECH REPUBLIC 015 E041921 X 015 A001922 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001922 S 015 C011922 COPENHAGEN 015 D011922 DENMARK 015 E041922 X 015 A001923 BANCO DE LA PRODUCCION S.A. (PRODUBANCO) 015 B001923 S 015 C011923 QUITO 015 D011923 ECUADOR 015 E041923 X 015 A001924 HSBC BANK EGYPT S.A.E 015 B001924 S 015 C011924 CAIRO 015 D011924 EGYPT 015 E041924 X 015 A001925 AS SEB PANK 015 B001925 S 015 C011925 TALLINN 015 D011925 ESTONIA 015 E041925 X 015 A001926 Skandinaviska Enskilda Banken AB 015 B001926 S 015 C011926 Helsinki 015 D011926 Finland 015 E041926 X 015 A001927 DEUTSCHE BANK AG, NETHERLANDS 015 B001927 S 015 C011927 PARIS 015 D011927 FRANCE 015 E041927 X 015 A001928 DEUTSCHE BANK AG 015 B001928 S 015 C011928 FRANKFURT 015 D011928 GERMANY 015 E041928 X 015 A001929 BARCLAYS BANK OF GHANA LIMITED 015 B001929 S 015 C011929 ACCRA 015 D011929 GHANA 015 E041929 X PAGE 44 015 A001930 NATIONAL BANK OF GREECE S.A. 015 B001930 S 015 C011930 ATHENS 015 D011930 GREECE 015 E041930 X 015 A001931 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001931 S 015 C011931 ABIDJAN 015 D011931 GUINEA-BISSAU 015 E041931 X 015 A001932 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B001932 S 015 C011932 KWUN TONG 015 D011932 HONG KONG 015 E041932 X 015 A001933 UNICREDIT BANK HUNGARY ZRT 015 B001933 S 015 C011933 BUDAPEST 015 D011933 HUNGARY 015 E041933 X 015 A001934 NEW KAUPTHING BANKI HF 015 B001934 S 015 C011934 REYKJAVIK 015 D011934 ICELAND 015 E041934 X 015 A001935 BANK OF IRELAND 015 B001935 S 015 C011935 DUBLIN 015 D011935 IRELAND 015 E041935 X 015 A001936 BANK HAPOALIM B.M 015 B001936 S 015 C011936 TEL AVIV 015 D011936 ISRAEL 015 E041936 X 015 A001937 SOCIETE GENERALE DE BANQUE COTE D'IVOIRE 015 B001937 S 015 C011937 ABIDJAN 015 D011937 IVORY COAST 015 E041937 X 015 A001938 BANK OF NOVA SCOTIA JAMAICA LTD 015 B001938 S 015 C011938 KINGSTON 015 D011938 JAMAICA 015 E041938 X 015 A001939 MIZUHO CORPORATE BANK LTD 015 B001939 S 015 C011939 TOKYO 015 D011939 JAPAN 015 E041939 X 015 A001940 SB HSBC BANK KAZAKHSTAN JSC PAGE 45 015 B001940 S 015 C011940 ALMATY 015 D011940 KAZAKHSTAN 015 E041940 X 015 A001941 BARCLAYS BANK OF KENYA LIMITED 015 B001941 S 015 C011941 NAIROBI 015 D011941 KENYA 015 E041941 X 015 A001942 AS SEB BANKA 015 B001942 S 015 C011942 RIGA 015 D011942 LATVIA 015 E041942 X 015 A001943 HSBC BANK MIDDLE EAST LIMITED 015 B001943 S 015 C011943 BEIRUT 015 D011943 LEBANON 015 D021943 1107 2080 015 E041943 X 015 A001944 AB SEB BANKAS 015 B001944 S 015 C011944 VILNIUS 015 D011944 LITHUANIA 015 E041944 X 015 A001945 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B001945 S 015 C011945 KUALA LUMPUR 015 D011945 MALAYSIA 015 E041945 X 015 A001946 VIA SOCIETE GENERALE DE BANQUES EN COTE 015 B001946 S 015 C011946 ABIDJAN, IVORY COAST 015 D011946 MALI 015 D021946 BP 1355 015 E041946 X 015 A001947 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001947 S 015 C011947 VALLETA 015 D011947 MALTA 015 E041947 X 015 A001948 THE HONGKONG & SHANGHAI BANKING CORP. LTD 015 B001948 S 015 C011948 PORT LOUIS 015 D011948 MAURITIUS 015 E041948 X 015 A001949 BANCO NACIONAL DE MEXICO S.A 015 B001949 S 015 C011949 MEXICO CITY 015 D011949 MEXICO 015 E041949 X PAGE 46 015 A001950 ATTIJARIWAFA BANK 015 B001950 S 015 C011950 CASABLANCA 015 D011950 MOROCCO 015 E041950 X 015 A001951 STANDARD BANK NAMIBIA LIMITED 015 B001951 S 015 C011951 WINDHOEK 015 D011951 NAMIBIA 015 E041951 X 015 A001952 DEUTSCHE BANK AG 015 B001952 S 015 C011952 AMSTERDAM 015 D011952 NETHERLANDS 015 E041952 X 015 A001953 THE HONGKONG AND SHANGHAI BANKING CORP LTD 015 B001953 S 015 C011953 AUCKLAND 015 D011953 NEW ZEALAND 015 E041953 X 015 A001954 VIA SOCIETE GENERALE DE BANQ EN COTE DIVOIRE 015 B001954 S 015 C011954 ABIDJAN 015 D011954 NIGER 015 E041954 X 015 A001955 STANBIC IBTC BANK PLC 015 B001955 S 015 C011955 ABUJA 015 D011955 NIGERIA 015 E041955 X 015 A001956 Skandinaviska Enskilda Banken AB 015 B001956 S 015 C011956 Oslo 015 D011956 Norway 015 E041956 X 015 A001957 HSBC BANK MIDDLE EAST LIMITED 015 B001957 S 015 C011957 MUSCAT 015 D011957 OMAN 015 E041957 X 015 A001958 HSBC BANK MIDDLE EAST LIMITED 015 B001958 S 015 C011958 RAMALLAH 015 D011958 PALESTINE 015 E041958 X 015 A001959 HSBC BANK (PANAMA) S.A 015 B001959 S 015 C011959 PANAMA CITY 015 D011959 PANAMA 015 E041959 X 015 A001960 CITIBANK DEL PERU S.A. PAGE 47 015 B001960 S 015 C011960 LIMA 015 D011960 PERU 015 E041960 X 015 A001961 STANDARD CHARTERED BANK 015 B001961 S 015 C011961 MANILA 015 D011961 PHILIPPINES 015 E041961 X 015 A001962 BANK HANDLOWY W WARSZAWIE S.A 015 B001962 S 015 C011962 WARSAW 015 D011962 POLAND 015 E041962 X 015 A001963 BANCO COMERCIAL PORTUGUES S.A. 015 B001963 S 015 C011963 LISBON 015 D011963 PORTUGAL 015 E041963 X 015 A001964 CITIBANK N.A 015 B001964 S 015 C011964 SAN JUAN 015 D011964 PUERTO RICO 015 E041964 X 015 A001965 HSBC BANK MIDDLE EAST LIMITED 015 B001965 S 015 C011965 DOHA 015 D011965 QATAR 015 E041965 X 015 A001966 ING BANK N.V 015 B001966 S 015 C011966 BUCHAREST 015 D011966 ROMANIA 015 E041966 X 015 A001967 ING BANK (EURASIA) ZAO 015 B001967 S 015 C011967 MOSCOW 015 D011967 RUSSIA 015 E041967 X 015 A001968 VIA SOCIETE GENERALE DE BANQUES EN COTE 015 B001968 S 015 C011968 ABIDJAN. IVORY COAST 015 D011968 SENEGAL 015 D021968 BP 1355 015 E041968 X 015 A001969 UNICREDIT BANK SERBIA JSC 015 B001969 S 015 C011969 BELGRADE 015 D011969 SERBIA 015 E041969 X 015 A001970 DBS BANK LIMITED PAGE 48 015 B001970 S 015 C011970 SINGAPORE 015 D011970 SINGAPORE 015 E041970 X 015 A001971 CESKOSLOVENSKA OBCHODNA BANKA A.S. 015 B001971 S 015 C011971 BRATISLAVA 015 D011971 SLOVAK REPUBLIC 015 E041971 X 015 A001972 UniCredit Banka Slovenija d.d 015 B001972 S 015 C011972 Ljubljana 015 D011972 Slovenia 015 E041972 X 015 A001973 NEDBANK LIMITED 015 B001973 S 015 C011973 BRAAMFONTEIN 015 D011973 SOUTH AFRICA 015 E041973 X 015 A001974 Deutsche Bank S.A.E. 015 B001974 S 015 C011974 Madrid 015 D011974 Spain 015 E041974 X 015 A001975 THE HONGKONG AND SHANGHAI BANKING CORPORATION 015 B001975 S 015 C011975 COLOMBO 015 D011975 SRI LANKA 015 E041975 X 015 A001976 STANDARD BANK SWAZILAND LIMITED 015 B001976 S 015 C011976 MBABANE 015 D011976 SWAZILAND 015 E041976 X 015 A001977 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001977 S 015 C011977 STOCKHOLM 015 D011977 SWEDEN 015 D021977 SE-106 40 015 E041977 X 015 A001978 UBS AG 015 B001978 S 015 C011978 ZURICH 015 D011978 SWITZERLAND 015 E041978 X 015 A001979 BANK OF TAIWAN 015 B001979 S 015 C011979 TAIPEI 015 D011979 TAIWAN 015 E041979 X 015 A001980 STANDARD CHARTERD BANK (THAI) PCL PAGE 49 015 B001980 S 015 C011980 BANGKOK 015 D011980 THAILAND 015 E041980 X 015 A001981 VIA SOCIETE GENERALE DE BANQUES EN COTE 015 B001981 S 015 C011981 ABIDJAN, IVORY COAST 015 D011981 TOGO 015 D021981 BP 1355 015 E041981 X 015 A001982 REPUBLIC BANK LIMITED 015 B001982 S 015 C011982 PORT OF SPAIN 015 D011982 TRINIDAD & TOBAGO 015 E041982 X 015 A001983 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B001983 S 015 C011983 TUNIS 015 D011983 TUNISIA 015 E041983 X 015 A001984 CITIBANK A.S. 015 B001984 S 015 C011984 ISTANBUL 015 D011984 TURKEY 015 E041984 X 015 A001985 BARCLAYS BANK OF UGANDA LIMITED 015 B001985 S 015 C011985 KAMPALA 015 D011985 UGANDA 015 E041985 X 015 A001986 ING BANK UKRAINE 015 B001986 S 015 C011986 KEIV 015 D011986 UKRAINE 015 E041986 X 015 A001987 STATE STREET BANK AND TRUST CO.,U.K. BRANCH 015 B001987 S 015 C011987 LONDON 015 D011987 UNITED KINGDOM 015 E041987 X 015 A001988 BANCO ITAU URUGUAY S.A. 015 B001988 S 015 C011988 MONTENIDO 015 D011988 URUGUAY 015 E041988 X 015 A001989 CITIBANK N.A. 015 B001989 S 015 C011989 CARACAS 015 D011989 VENEZUELA 015 E041989 X 015 A001990 THE HONGKONG & SHANGHAI BANKING CORP. PAGE 50 015 B001990 S 015 C011990 HO CHI MINH CITY 015 D011990 VIETNAM 015 E041990 X 015 A001991 BARCLAYS BANK OF ZAMBIA PLC. 015 B001991 S 015 C011991 LUSAKA 015 D011991 ZAMBIA 015 E041991 X 015 A001992 BARCLAYS BANK OF ZIMBABWE LIMITED 015 B001992 S 015 C011992 HARARE 015 D011992 ZIMBABWE 015 E041992 X 015 A001993 HSBC BANK MIDDLE EAST LIMITED 015 B001993 S 015 C011993 KUWAIT CITY 015 D011993 KUWAIT 015 E041993 X 015 A001994 SAUDI BRITISH BANK 015 B001994 S 015 C011994 RIYADH 015 D011994 SAUDI ARABIA 015 E041994 X 015 A001995 HSBC BANK MIDDLE EAST LIMITED 015 B001995 S 015 C011995 BUR DUBAI 015 D011995 UNITED ARAB EMIRATES 015 E041995 X 015 A001996 HONG KONG & SHANGHAI BANKING CORP LTD 015 B001996 S 015 C011996 MUMBAI 015 D011996 INDIA 015 E041996 X 015 A001997 STANDARD CHARTERED BANK 015 B001997 S 015 C011997 JAKARTA 015 D011997 INDONESIA 015 E041997 X 015 A001998 HONG KONG AND SHANGHAI BANKING CORP LIMITED 015 B001998 S 015 C011998 SEOUL 015 D011998 REPUBLIC OF KOREA 015 E041998 X 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C000006 151366 022 D000006 133504 022 A000007 MORGAN STANLEY 022 B000007 13-2655998 022 C000007 109347 022 D000007 149471 022 A000008 BNP PARIBAS 022 B000008 13-3235334 022 C000008 69089 022 D000008 65079 022 A000009 GOLDMAN SACHS PAGE 52 022 B000009 15-5108880 022 C000009 30858 022 D000009 40354 022 A000010 UBS 022 C000010 29625 022 D000010 17365 023 C000000 2434203 023 D000000 2194357 024 000100 Y 024 001300 Y 024 001400 N 024 001500 Y 024 001900 Y 025 A000101 AEGON NV 025 C000101 E 025 D000101 157 025 A000102 AGEAS 025 C000102 E 025 D000102 158 025 A000103 ALLIANZ SE 025 C000103 E 025 D000103 206 025 A000104 ALPHA BANK AE 025 B000104 13-3779143 025 C000104 E 025 D000104 93 025 A000105 Assicurazioni Generali SpA 025 C000105 E 025 D000105 98 025 A000106 Australia & New Zealand Banking Group Ltd. 025 C000106 E 025 D000106 106 025 A000107 AXA SA 025 C000107 E 025 D000107 110 025 A000108 Banco Bilbao Vizcaya Argentaria SA 025 C000108 E 025 D000108 141 025 A000109 Banco Popolare Societa Cooperativa 025 C000109 E 025 D000109 57 025 A000110 BANCO SANTANDER SA 025 C000110 E 025 D000110 274 025 A000111 BANK OF CYPRUS PCL 025 C000111 E 025 D000111 98 025 A000112 Bank of Montreal 025 C000112 E 025 D000112 93 025 A000113 BANK OF NOVA SCOTIA PAGE 53 025 C000113 E 025 D000113 143 025 A000114 BARCLAYS PLC 025 B000114 94-3351276 025 C000114 E 025 D000114 75 025 A000115 BNP PARIBAS 025 B000115 13-3235334 025 C000115 E 025 D000115 175 025 A000116 CANADIAN IMPERIAL BANK OF COMMERCE 025 B000116 13-1942440 025 C000116 E 025 D000116 73 025 A000117 CAPITALAND LTD 025 C000117 E 025 D000117 54 025 A000118 Cheung Kong (Holdings) LTD 025 C000118 E 025 D000118 285 025 A000119 COMMONWEALTH BANK OF AUSTRALIA 025 C000119 E 025 D000119 170 025 A000120 CREDIT AGRICOLE SA 025 B000120 13-3867844 025 C000120 E 025 D000120 58 025 A000121 CREDIT SUISSE GROUP AG 025 C000121 E 025 D000121 169 025 A000122 DANSKE BANK AS 025 C000122 E 025 D000122 472 025 A000123 DBS GROUP HOLDINGS LTD. 025 B000123 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C000139 E 025 D000139 49 025 A000140 Mitsubishi Estate Co., Ltd. 025 C000140 E 025 D000140 127 025 A000141 MITSUBISHI UFJ FINANCIAL GROUP INC. 025 C000141 E 025 D000141 321 025 A000142 Mitsui Fudosan Co., Ltd. 025 C000142 E 025 D000142 130 025 A000143 MIZUHO FINANCIAL GROUP, INC. 025 C000143 E 025 D000143 159 025 A000144 MITSUI SUMITOMO GROUP 025 C000144 E 025 D000144 89 025 A000145 Muenchener Rueckversicherungs-Gesellschaft AG 025 C000145 E PAGE 55 025 D000145 140 025 A000146 NATIONAL AUSTRALIA BANK LTD 025 B000146 13-3290114 025 C000146 E 025 D000146 114 025 A000147 National Bank of Greece SA 025 C000147 E 025 D000147 149 025 A000148 Nomura Holdings, Inc. 025 C000148 E 025 D000148 185 025 A000149 NORDEA BANK AB. 025 C000149 E 025 D000149 315 025 A000150 ORIX Corp. 025 C000150 E 025 D000150 85 025 A000151 Oversea-Chinese Banking Corp.,Ltd. 025 C000151 E 025 D000151 159 025 A000152 Piraeus Bank SA 025 C000152 E 025 D000152 88 025 A000153 POHJOLA BANK PLC 025 C000153 E 025 D000153 110 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CITIGROUP, INC. 025 B001305 13-3214963 025 C001305 D 025 D001305 3542 025 A001306 CREDIT SUISSE 025 B001306 05-0546650 025 C001306 D 025 D001306 4861 025 A001307 GENERAL ELECTRIC CAPITAL CORP. 025 B001307 13-1500700 025 C001307 D 025 D001307 4238 025 A001308 KEYBANK NA 025 B001308 34-1391952 025 C001308 D 025 D001308 1917 025 A001309 LINCOLN NATIONAL CORP. 025 C001309 D 025 D001309 1840 025 A001310 MERRILL LYNCH & CO. 025 B001310 13-5674085 025 C001310 D 025 D001310 470 025 A001311 Metropolitan Life Global Funding I 025 C001311 D 025 D001311 1797 025 A001312 MORGAN STANLEY 025 B001312 13-2655998 025 C001312 D 025 D001312 2255 025 A001313 PNC FUNDING CORP 025 C001313 D 025 D001313 2924 025 A001314 PRINCIPAL FINANCIAL GROUP, INC. 025 C001314 D 025 D001314 2445 025 A001315 PRUDENTIAL FINANCIAL INC. 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OF THE BANK OF IRELAND 025 C001509 D 025 D001509 678 025 A001510 BANK OF NEW YORK MELLON CORP. 025 B001510 13-2614959 025 C001510 D 025 D001510 867 025 A001511 BARCLAYS BANK PLC 025 B001511 13-3551367 025 C001511 D 025 D001511 740 025 A001512 BEAR STEARNS COMMERCIAL MTG SEC INC. 025 C001512 D 025 D001512 1138 025 A001513 BlackRock, Inc. 025 C001513 D 025 D001513 807 025 A001514 BOM Capital PLC 025 C001514 D 025 D001514 671 025 A001515 BRFkredit AS, PAGE 59 025 C001515 D 025 D001515 895 025 A001516 CME Group, Inc. 025 C001516 D 025 D001516 492 025 A001517 CANADIAN IMPERIAL BANK OF COMMERCE 025 B001517 13-1942440 025 C001517 D 025 D001517 550 025 A001518 CAPITAL ONE FINANCIAL CORP 025 C001518 D 025 D001518 1913 025 A001519 Caterpillar Financial Services Corp 025 C001519 D 025 D001519 660 025 A001520 CITIGROUP, INC. 025 B001520 13-3214963 025 C001520 D 025 D001520 2070 025 A001521 COMMONWEALTH BANK OF AUSTRALIA 025 C001521 D 025 D001521 531 025 A001522 COUNTRYWIDE FINANCIAL CORP 025 C001522 D 025 D001522 1387 025 A001523 CREDIT SUISSE NEW YORK 025 C001523 D 025 D001523 1171 025 A001524 Dexia Credit Local 025 C001524 D 025 D001524 509 025 A001525 Discover Financial Services 025 C001525 D 025 D001525 1259 025 A001526 Export-Import Bank of Korea 025 C001526 D 025 D001526 361 025 A001527 FIH Erhvervsbank AS 025 C001527 D 025 D001527 510 025 A001528 WACHOVIA BANK NA 025 B001528 56-2972754 025 C001528 D 025 D001528 2821 025 A001529 GENERAL ELECTRIC CAPITAL CORP. 025 B001529 13-1500700 025 C001529 D 025 D001529 1051 025 A001530 THE GOLDMAN SACHS GROUP, INC 025 B001530 13-8108880 025 C001530 D PAGE 60 025 D001530 1018 025 A001531 HSBC USA, Inc., 025 C001531 D 025 D001531 955 025 A001532 HANA BANK 025 C001532 D 025 D001532 432 025 A001533 HARTFORD FINANCIAL SERVICES GROUP 025 C001533 D 025 D001533 439 025 A001534 HYUNDAI CAPITAL SERVICES, INC 025 C001534 D 025 D001534 1269 025 A001535 JP MORGAN CHASE & CO. 025 B001535 00-0000000 025 C001535 D 025 D001535 2007 025 A001536 KEYCORP 025 C001536 D 025 D001536 745 025 A001537 KEYBANK NA 025 B001537 34-1391952 025 C001537 D 025 D001537 104 025 A001538 KREDITANSTALT FUER WIEDERAUFBAU 025 C001538 D 025 D001538 290 025 A001539 Lloyds TSB Bank PLC 025 C001539 D 025 D001539 685 025 A001540 Macquarie Group Ltd. 025 C001540 D 025 D001540 736 025 A001541 MERRILL LYNCH & CO., INC. 025 B001541 13-2740599 025 C001541 D 025 D001541 751 025 A001542 MORGAN STANELY 025 B001542 13-2655985 025 C001542 D 025 D001542 2674 025 A001543 NIBC Bank NV 025 C001543 D 025 D001543 506 025 A001544 National Agricultural Cooperative Federation 025 C001544 D 025 D001544 211 025 A001545 NATIONAL AUSTRALIA BANK LTD 025 B001545 13-3290114 025 C001545 D 025 D001545 1011 PAGE 61 025 A001546 National Rural Utilities Cooperative Finance 025 C001546 D 025 D001546 1025 025 A001547 Nationwide Building Society 025 C001547 D 025 D001547 479 025 A001548 NEW YORK LIFE GLOBAL FUNDING 025 C001548 D 025 D001548 611 025 A001549 Nomura Holdings, Inc. 025 C001549 D 025 D001549 162 025 A001550 NORTHERN TRUST CORP. 025 C001550 D 025 D001550 246 025 A001551 OESTERREICHISCHE KONTROLLBANK AG 025 C001551 D 025 D001551 500 025 A001552 Pricoa Global Funding 1 025 C001552 D 025 D001552 480 025 A001553 PRINCIPAL FINANCIAL GROUP, INC. 025 C001553 D 025 D001553 876 025 A001554 PRUDENTIAL FINANCIAL INC. 025 B001554 23-3703799 025 C001554 D 025 D001554 1994 025 A001555 Rabobank Nederland 025 C001555 D 025 D001555 809 025 A001556 Royal Bank of Scotland PLC. 025 C001556 D 025 D001556 890 025 A001557 Santander US Debt SA 025 C001557 D 025 D001557 757 025 A001558 STANDARD CHARTER PLC 025 B001558 33-0316501 025 C001558 D 025 D001558 136 025 A001559 Suncorp-Metway Ltd. 025 C001559 D 025 D001559 300 025 A001560 Svenska Handelsbanken AB 025 C001560 D 025 D001560 818 025 A001561 TEXTRON FINANCIAL CORP. 025 C001561 D 025 D001561 740 025 A001562 Toyota Motor Credit Corp. 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0 032 001400 0 032 001500 2 032 001900 1 033 000100 0 033 001300 0 033 001400 0 033 001500 0 033 001900 0 034 000100 Y 034 001300 Y 034 001400 Y 034 001500 Y 034 001900 Y 035 000100 4 035 001300 9 035 001400 61 035 001500 14 035 001900 4 036 A000100 N 036 B000100 0 036 A001300 N 036 B001300 0 036 A001400 N 036 B001400 0 036 A001500 N 036 B001500 0 036 A001900 N 036 B001900 0 PAGE 68 037 000100 Y 037 001300 N 037 001400 N 037 001500 N 037 001900 Y 038 000100 0 038 001300 0 038 001400 0 038 001500 0 038 001900 12 039 000100 Y 039 001300 Y 039 001400 Y 039 001500 Y 039 001900 Y 040 000100 Y 040 001300 Y 040 001400 Y 040 001500 Y 040 001900 Y 041 000100 Y 041 001300 Y 041 001400 Y 041 001500 Y 041 001900 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A001300 0 042 B001300 0 042 C001300 100 042 D001300 0 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 0 042 A001400 0 042 B001400 0 042 C001400 100 042 D001400 0 042 E001400 0 042 F001400 0 042 G001400 0 042 H001400 0 042 A001500 0 042 B001500 0 PAGE 69 042 C001500 100 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 0 042 A001900 0 042 B001900 0 042 C001900 100 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 000100 99 043 001300 547 043 001400 649 043 001500 294 043 001900 87 044 000100 0 044 001300 0 044 001400 0 044 001500 0 044 001900 0 045 000100 Y 045 001300 Y 045 001400 Y 045 001500 Y 045 001900 Y 046 000100 N 046 001300 N 046 001400 N 046 001500 N 046 001900 N 047 000100 Y 047 001300 Y 047 001400 Y 047 001500 Y 047 001900 Y 048 000100 0.000 048 A010100 1500000 048 A020100 0.700 048 B010100 1750000 048 B020100 0.685 048 C010100 1750000 048 C020100 0.670 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 PAGE 70 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 5000000 048 K020100 0.655 048 001300 0.000 048 A011300 1500000 048 A021300 0.400 048 B011300 1750000 048 B021300 0.385 048 C011300 1750000 048 C021300 0.370 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 5000000 048 K021300 0.355 048 001400 0.000 048 A011400 500000 048 A021400 0.400 048 B011400 500000 048 B021400 0.385 048 C011400 1000000 048 C021400 0.370 048 D011400 0 048 D021400 0.000 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 048 G021400 0.000 048 H011400 0 048 H021400 0.000 PAGE 71 048 I011400 0 048 I021400 0.000 048 J011400 0 048 J021400 0.000 048 K011400 2000000 048 K021400 0.355 048 001500 0.000 048 A011500 500000 048 A021500 0.400 048 B011500 500000 048 B021500 0.385 048 C011500 1000000 048 C021500 0.370 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 2000000 048 K021500 0.355 048 001900 0.000 048 A011900 1000000 048 A021900 0.500 048 B011900 1500000 048 B021900 0.490 048 C011900 2500000 048 C021900 0.480 048 D011900 5000000 048 D021900 0.470 048 E011900 0 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 10000000 PAGE 72 048 K021900 0.460 049 000100 N 049 001300 N 049 001400 N 049 001500 N 049 001900 N 050 000100 N 050 001300 N 050 001400 N 050 001500 N 050 001900 N 051 000100 N 051 001300 N 051 001400 N 051 001500 N 051 001900 N 052 000100 N 052 001300 N 052 001400 N 052 001500 N 052 001900 N 053 A000100 Y 053 B000100 Y 053 C000100 N 053 A001300 Y 053 B001300 Y 053 C001300 N 053 A001400 Y 053 B001400 Y 053 C001400 N 053 A001500 Y 053 B001500 Y 053 C001500 N 053 A001900 Y 053 B001900 Y 053 C001900 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y PAGE 73 055 A000100 N 055 B000100 Y 055 A001300 N 055 B001300 N 055 A001400 N 055 B001400 N 055 A001500 N 055 B001500 N 055 A001900 N 055 B001900 N 056 000100 Y 056 001300 Y 056 001400 Y 056 001500 Y 056 001900 Y 057 000100 N 057 001300 N 057 001400 N 057 001500 N 057 001900 N 058 A000100 N 058 A001300 N 058 A001400 N 058 A001500 N 058 A001900 N 059 000100 Y 059 001300 Y 059 001400 Y 059 001500 Y 059 001900 Y 060 A000100 Y 060 B000100 Y 060 A001300 Y 060 B001300 Y 060 A001400 Y 060 B001400 Y 060 A001500 Y 060 B001500 Y 060 A001900 Y 060 B001900 Y 061 000100 500 061 001300 500 061 001400 500 061 001500 500 061 001900 500 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 PAGE 74 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A001300 Y 062 B001300 0.0 062 C001300 0.1 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 46.1 062 M001300 29.7 062 N001300 28.6 062 O001300 6.0 062 P001300 19.1 062 Q001300 7.1 062 R001300 0.0 062 A001400 Y 062 B001400 0.0 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 0.0 062 J001400 0.0 062 K001400 0.0 062 L001400 1.8 062 M001400 0.0 062 N001400 0.0 062 O001400 96.9 062 P001400 0.0 062 Q001400 0.0 062 R001400 0.0 062 A001500 Y 062 B001500 0.0 062 C001500 0.0 PAGE 75 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 2.5 062 M001500 1.5 062 N001500 2.3 062 O001500 0.5 062 P001500 59.6 062 Q001500 33.7 062 R001500 1.6 062 A001900 Y 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 9.3 062 M001900 0.0 062 N001900 0.0 062 O001900 0.0 062 P001900 86.4 062 Q001900 7.6 062 R001900 4.9 063 A000100 0 063 B000100 0.0 063 A001300 0 063 B001300 6.2 063 A001400 0 063 B001400 2.4 063 A001500 0 063 B001500 2.5 063 A001900 0 063 B001900 5.4 064 A001300 Y 064 B001300 N 064 A001400 Y 064 B001400 N 064 A001500 Y 064 B001500 N 064 A001900 N 064 B001900 Y PAGE 76 065 001900 N 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A001300 N 066 A001400 N 066 A001500 N 066 A001900 N 067 000100 N 067 001300 N 067 001400 N 067 001500 N 067 001900 N 068 A000100 N 068 B000100 Y 068 A001300 N 068 B001300 N 068 A001400 N 068 B001400 N 068 A001500 N 068 B001500 N 068 A001900 N 068 B001900 N 069 000100 N 069 001300 N 069 001400 N 069 001500 N 069 001900 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y PAGE 77 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 Y 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A011300 Y 070 A021300 N 070 B011300 N 070 B021300 N 070 C011300 N 070 C021300 N 070 D011300 N 070 D021300 N 070 E011300 Y 070 E021300 Y 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N 070 I011300 Y 070 I021300 N 070 J011300 Y 070 J021300 N 070 K011300 Y 070 K021300 Y 070 L011300 Y 070 L021300 Y 070 M011300 N 070 M021300 N 070 N011300 Y 070 N021300 Y 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 N 070 Q011300 Y 070 Q021300 N PAGE 78 070 R011300 N 070 R021300 N 070 A011400 Y 070 A021400 N 070 B011400 Y 070 B021400 N 070 C011400 Y 070 C021400 N 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y 070 H021400 N 070 I011400 Y 070 I021400 N 070 J011400 Y 070 J021400 N 070 K011400 Y 070 K021400 Y 070 L011400 N 070 L021400 N 070 M011400 N 070 M021400 N 070 N011400 N 070 N021400 N 070 O011400 Y 070 O021400 Y 070 P011400 Y 070 P021400 N 070 Q011400 Y 070 Q021400 N 070 R011400 Y 070 R021400 N 070 A011500 Y 070 A021500 N 070 B011500 N 070 B021500 N 070 C011500 N 070 C021500 N 070 D011500 N 070 D021500 N 070 E011500 Y 070 E021500 Y 070 F011500 Y 070 F021500 N 070 G011500 Y PAGE 79 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 Y 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 Y 070 K021500 Y 070 L011500 Y 070 L021500 Y 070 M011500 N 070 M021500 N 070 N011500 Y 070 N021500 Y 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 Y 070 Q021500 N 070 R011500 Y 070 R021500 N 070 A011900 Y 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 Y 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 Y 070 M011900 Y 070 M021900 Y 070 N011900 Y 070 N021900 Y PAGE 80 070 O011900 Y 070 O021900 Y 070 P011900 Y 070 P021900 Y 070 Q011900 Y 070 Q021900 N 070 R011900 Y 070 R021900 N 071 A000100 17618 071 B000100 13308 071 C000100 133036 071 D000100 10 071 A001300 470460 071 B001300 609806 071 C001300 563840 071 D001300 83 071 A001400 193309 071 B001400 58891 071 C001400 604533 071 D001400 10 071 A001500 62068 071 B001500 70504 071 C001500 159245 071 D001500 39 071 A001900 149631 071 B001900 141003 071 C001900 334999 071 D001900 42 072 A000100 6 072 B000100 4 072 C000100 2008 072 D000100 0 072 E000100 64 072 F000100 490 072 G000100 70 072 H000100 0 072 I000100 147 072 J000100 50 072 K000100 0 072 L000100 37 072 M000100 4 072 N000100 46 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 31 072 S000100 10 072 T000100 99 072 U000100 0 072 V000100 0 072 W000100 25 PAGE 81 072 X000100 1009 072 Y000100 22 072 Z000100 1089 072AA000100 2690 072BB000100 520 072CC010100 2901 072CC020100 0 072DD010100 1200 072DD020100 1051 072EE000100 0 072 A001300 6 072 B001300 12088 072 C001300 0 072 D001300 0 072 E001300 11 072 F001300 1176 072 G001300 294 072 H001300 0 072 I001300 777 072 J001300 18 072 K001300 0 072 L001300 136 072 M001300 13 072 N001300 42 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 37 072 S001300 10 072 T001300 547 072 U001300 0 072 V001300 0 072 W001300 32 072 X001300 3082 072 Y001300 699 072 Z001300 9716 072AA001300 21218 072BB001300 4464 072CC011300 0 072CC021300 9803 072DD011300 3647 072DD021300 6084 072EE001300 0 072 A001400 6 072 B001400 8585 072 C001400 0 072 D001400 0 072 E001400 0 072 F001400 1278 072 G001400 322 072 H001400 0 PAGE 82 072 I001400 259 072 J001400 14 072 K001400 0 072 L001400 39 072 M001400 9 072 N001400 56 072 O001400 0 072 P001400 0 072 Q001400 0 072 R001400 35 072 S001400 9 072 T001400 649 072 U001400 0 072 V001400 0 072 W001400 30 072 X001400 2700 072 Y001400 64 072 Z001400 5949 072AA001400 53 072BB001400 859 072CC011400 5122 072CC021400 0 072DD011400 789 072DD021400 5122 072EE001400 0 072 A001500 6 072 B001500 3393 072 C001500 0 072 D001500 0 072 E001500 0 072 F001500 323 072 G001500 81 072 H001500 0 072 I001500 119 072 J001500 8 072 K001500 0 072 L001500 39 072 M001500 3 072 N001500 38 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 31 072 S001500 7 072 T001500 294 072 U001500 0 072 V001500 0 072 W001500 16 072 X001500 959 072 Y001500 257 072 Z001500 2691 PAGE 83 072AA001500 936 072BB001500 845 072CC011500 874 072CC021500 0 072DD011500 158 072DD021500 2609 072EE001500 0 072 A001900 6 072 B001900 15651 072 C001900 32 072 D001900 0 072 E001900 15 072 F001900 844 072 G001900 169 072 H001900 0 072 I001900 460 072 J001900 30 072 K001900 0 072 L001900 36 072 M001900 8 072 N001900 23 072 O001900 0 072 P001900 0 072 Q001900 0 072 R001900 33 072 S001900 36 072 T001900 87 072 U001900 0 072 V001900 0 072 W001900 29 072 X001900 1755 072 Y001900 203 072 Z001900 14146 072AA001900 9806 072BB001900 3672 072CC011900 14254 072CC021900 0 072DD011900 1731 072DD021900 12276 072EE001900 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 073 A011300 0.0000 073 A021300 0.0000 073 B001300 0.0000 073 C001300 0.0000 073 A011400 0.0000 073 A021400 0.0000 073 B001400 0.0000 PAGE 84 073 C001400 0.0000 073 A011500 0.0000 073 A021500 0.0000 073 B001500 0.0000 073 C001500 0.0000 073 A011900 0.0000 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 074 A000100 730 074 B000100 0 074 C000100 115 074 D000100 0 074 E000100 964 074 F000100 116393 074 G000100 0 074 H000100 0 074 I000100 34739 074 J000100 76 074 K000100 25 074 L000100 1155 074 M000100 49 074 N000100 154246 074 O000100 3 074 P000100 232 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 21993 074 S000100 0 074 T000100 132018 074 U010100 9372 074 U020100 10514 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 3815 074 Y000100 115 074 A001300 0 074 B001300 0 074 C001300 396 074 D001300 482087 074 E001300 0 074 F001300 0 074 G001300 0 074 H001300 0 074 I001300 245704 074 J001300 128052 074 K001300 0 074 L001300 3860 PAGE 85 074 M001300 61 074 N001300 860160 074 O001300 152141 074 P001300 315 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 174942 074 S001300 0 074 T001300 532762 074 U011300 20166 074 U021300 38026 074 V011300 0.00 074 V021300 0.00 074 W001300 0.0000 074 X001300 18041 074 Y001300 396 074 A001400 21 074 B001400 0 074 C001400 0 074 D001400 670054 074 E001400 0 074 F001400 0 074 G001400 0 074 H001400 0 074 I001400 12674 074 J001400 790 074 K001400 9 074 L001400 12664 074 M001400 120 074 N001400 696332 074 O001400 2500 074 P001400 587 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 0 074 S001400 1273 074 T001400 691972 074 U011400 7921 074 U021400 59861 074 V011400 0.00 074 V021400 0.00 074 W001400 0.0000 074 X001400 6883 074 Y001400 0 074 A001500 421 074 B001500 0 074 C001500 0 PAGE 86 074 D001500 155733 074 E001500 0 074 F001500 0 074 G001500 0 074 H001500 0 074 I001500 6579 074 J001500 315 074 K001500 1 074 L001500 1702 074 M001500 312 074 N001500 165063 074 O001500 1453 074 P001500 117 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 3851 074 S001500 0 074 T001500 159642 074 U011500 868 074 U021500 16335 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 3558 074 Y001500 1471 074 A001900 73 074 B001900 0 074 C001900 0 074 D001900 337782 074 E001900 0 074 F001900 17552 074 G001900 0 074 H001900 0 074 I001900 33306 074 J001900 11684 074 K001900 0 074 L001900 8096 074 M001900 66 074 N001900 408559 074 O001900 16028 074 P001900 239 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 32984 074 S001900 0 074 T001900 359308 074 U011900 5961 PAGE 87 074 U021900 47076 074 V011900 0.00 074 V021900 0.00 074 W001900 0.0000 074 X001900 8911 074 Y001900 0 075 A000100 0 075 B000100 141279 075 A001300 0 075 B001300 592926 075 A001400 0 075 B001400 649887 075 A001500 0 075 B001500 162756 075 A001900 0 075 B001900 340436 076 000100 0.00 076 001300 0.00 076 001400 0.00 076 001500 0.00 076 001900 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 PAGE 88 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PAUL SCHUBERT TITLE TREASURER EX-99.77E LEGAL 2 ex77e.txt Litigation Update Federal Court Market Timing Litigation: A number of private lawsuits have been filed including purported class and derivative lawsuits, making various allegations and naming as defendants various persons, including certain Scudder and Deutsche (now DWS) funds (singularly, a "Fund" and collectively, the "Funds"), the Funds' investment advisors and their affiliates, certain individuals (including in some cases Fund Trustees/Directors, officers), and other parties. Each Fund's investment advisor has agreed to indemnify the applicable Funds in connection with these lawsuits, or other lawsuits or regulatory actions that may be filed making allegations similar to these lawsuits regarding market timing, revenue sharing, fund valuation or other subjects related to investigations of the foregoing matters. Based on currently available information, the Funds' investment advisors believe the likelihood that the pending lawsuits will have a material adverse financial impact on a Fund is remote and such actions are not likely to materially affect their ability to perform under their investment management agreements with the Funds. Fifteen class and derivative actions pertaining to market timing have been consolidated and transferred to a Multidistrict Litigation Panel in the District of Maryland ("MDL") (Multidistrict Litigation 1586-In re Mutual Funds Investment Litigation). The 11 Complaints originally filed in the Southern District of New York that were transferred to the MDL were virtually identical and each asserted claims against Deutsche Bank AG, Deutsche Investment Management Americas Inc. ("DIMA") and Deutsche Asset Management, Inc. as well as approximately 85 Funds in the Scudder and Deutsche family of funds and John Doe defendants. The three cases that were originally filed in the Eastern District of New York and the one case originally filed in the District of Delaware are derivative actions brought by purported shareholders in certain of the Funds. These actions are against Deutsche Investment Management Americas Inc., Deutsche Asset Management, Inc., and John Doe defendants. On September 29, 2004, two consolidated amended complaints, one a Consolidated Amended Class Action Complaint and the other a Consolidated Amended Fund Derivative Complaint, were filed in the MDL. On January 11, 2006, Plaintiffs filed a Second Consolidated Amended Class Action Complaint in the MDL. The officer defendants have been voluntarily dismissed from the class action pursuant to a tolling agreement with Plaintiffs. Deutsche Bank AG has been dismissed from the derivative action. On March 16, 2007, the Court issued an opinion in the MDL granting in part and denying in part the Deutsche Defendants' motion to dismiss the Second Consolidated Amended Class Action Complaint. Plaintiffs filed a Third Consolidated Amended Class Action Complaint ("Third Amended Complaint") on December 10, 2007 in the MDL. In the Third Amended Complaint, the Plaintiffs added the names of Funds that they allegedly purchased or held during the class period. In addition, as contemplated in the Court's scheduling order, the Third Amended Complaint added a new Plaintiff in an attempt to address standing challenges raised by the Defendants. On January 16, 2008, the Court granted in part and denied in part the Defendants' motion to dismiss certain claims on standing grounds. The parties conducted extensive discovery. The Defendants filed a motion for summary judgment and various related motions, and Class Plaintiffs contemporaneously filed a motion for class certification. The Court heard oral argument on these motions on December 10-11, 2008. On February 12, 2010, the parties agreed to a stipulation and agreement of settlement, which is subject to approval by the Court. Plaintiffs filed their motions for preliminary approval of the settlement with the Court on April 21, 2010. The Court conducted a hearing on May 7, 2010 on those motions and granted preliminary approval of the settlements on May 19, 2010. The Court has set the hearing for final settlement approval for October 21-22, 2010. State Court Market Timing Litigation: On September 16, 2003, an action was commenced in the Circuit Court for Madison County, Illinois, entitled Potter v. Janus Investment Fund, et al. Defendants include, among others, DIMA and the Scudder International Fund. On October 23, 2003, Defendants removed the action to the United States District Court for the Southern District of Illinois. On February 9, 2004 the District Court remanded the case back to the Circuit Court for Madison County. Defendants appealed this decision. On April 5, 2005 the Seventh Circuit Court of Appeals reversed the District Court's decision and instructed the District Court to undo the remand order and dismiss the complaint. On May 27, 2005, the District Court, in accord with the Seventh Circuit's mandate, dismissed the action with prejudice. On September 29, 2005, Plaintiffs filed a petition for a writ of certiorari to the Supreme Court of the United States. On January 6, 2006, the Supreme Court granted the petition to address jurisdictional questions. On June 15, 2006, the Supreme Court vacated the decision of the Seventh Circuit and held that the Court of Appeals did not have jurisdiction to address the District Court's remand order. The case was remanded to and reopened in the Circuit Court for Madison County. On November 13, 2006, Defendants removed the case to Federal District Court for a second time. On April 6, 2007, the District Court remanded the case back to the Circuit Court for Madison County. Defendants appealed this decision to the Seventh Circuit, which dismissed the appeal for lack of jurisdiction on July 13, 2007. The case is now back in the Circuit Court for Madison County. Argument on Defendants' motion to dismiss occurred in August 2007, and the parties are awaiting the Circuit Court's decision. The Circuit Court issued an Order dated July 16, 2008 stating that the issues raised by the motion to dismiss are nearly identical to those in a pending appeal in an action involving the Putnam funds, and that the Court would therefore wait for the decision of the Illinois Appellate Court in that case before ruling on the motion to dismiss. On January 6, 2010, the Illinois Appellate Court ruled in favor of the Putnam fund defendants and against Plaintiffs in that action, holding that Plaintiffs' claims are precluded by the Securities Litigation Uniform Standards Act. Plaintiffs filed a motion for rehearing in the Illinois Appellate Court, which was denied on February 16, 2010. The Illinois Appellate Court issued its mandate on March 30, 2010, and on April 5, 2010, the Circuit Court dismissed the Putnam action with prejudice. On April 15, 2010, Defendants in the Scudder action filed a supplemental memorandum in support of their pending motion to dismiss. On April 15, 2010, Plaintiffs filed a motion in the Putnam case to modify the order dismissing that action and for leave to file an amended complaint. On April 20, 2010, Plaintiffs filed a motion for leave to file a Second Amended Complaint in the Scudder action, which Defendants have opposed. The parties appeared for a hearing before the Circuit Court on April 23, 2010 and await the decision of that court on the pending motions. Federal Court Revenue Sharing Litigation: The following purported class actions pertaining to revenue sharing were filed in the Southern District of New York: Walker v. Deutsche Bank AG, et al., Mazza v. Deutsche Bank AG, et al. and Icardo v. Deutsche Bank AG, et al. These three class actions were consolidated. The consolidated Complaint filed on December 19, 2005 named as defendants Deutsche Bank AG, certain affiliated adviser entities, and Scudder Distributors Inc. On August 15, 2007, the Court granted the Defendants' motion to dismiss with prejudice and denied Plaintiffs' request for leave to amend the complaint. The Plaintiffs did not appeal, and the deadline for appealing this decision has now passed. DB1/64764105.1 5/26/10 EX-99.77I NEW SECUR 3 ex77i.txt Item 77I - DWS Core Fixed Income Fund Effective March 1, 2010 (the "Effective Date"), Class B shares of DWS Core Fixed Income Fund (the "Fund") will be closed to new purchases, except that Class B shares may continue to be purchased in connection with an exchange or the reinvestment of dividends or other distributions (including the investment of dividends and distributions in Class B shares of another fund). From and after the Effective Date, except as noted above, no new purchases of Class B shares will be allowed, whether by new investors or existing shareholders, including purchases under an automatic investment plan. The Effective Date is subject to change. The closing of the Class B shares will not affect: (a) the right of shareholders of Class B shares to continue to sell (redeem) their shares as provided in the prospectus, subject to any applicable contingent deferred sales charge ("CDSC"); or (b) the automatic conversion of Class B shares to Class A shares six years after purchase. Class B shares held as of the Effective Date will continue as Class B shares with all Class B attributes, including Rule 12b-1 fees, until sold or until their automatic conversion to Class A shares. Class A and Class C shares will continue to be offered as provided in the Fund prospectus. Investors should note the differences among the classes as described in the prospectus, including differences in sales charges and operating expenses. From and after the Effective Date, purchases by shareholders under Class B shares automatic investment plans ("AIPs") established on or prior to December 1, 2009 will be automatically continued with Class A shares. Such shareholders will then be permitted to purchase Class A shares at net asset value, without a sales charge, whether as part of their AIP or otherwise. The foregoing applies only to purchases under (i) AIPs established directly with DWS Investments ("DWS AIPs") and, (ii) provided they are identified as an AIP by DWS Investments, AIPs sponsored by others, such as government direct deposit, employer sponsored payroll direct deposit and auto- debit programs established with the shareholder's bank or credit union ("non-DWS AIP"). Shareholders with a non-DWS AIP should contact DWS Investments prior to the Effective Date to ensure that their account is identified as an AIP. For any AIP established after December 1, 2009, this privilege to purchase Class A shares without a sales charge will not apply and orders for Class B shares from such an AIP received on or after the Effective Date will not be accepted. For this reason, shareholders will not be permitted to establish DWS AIPs for Class B shares after December 1, 2009 and shareholders should not establish non-DWS AIPs for Class B shares after that date. Additionally, from and after the Effective Date, certain employer-sponsored employee benefit plans (known as "DWS Investments Flex Plans") using the ExpertPlan subaccount record keeping system maintained for DWS Investments- branded plans that are currently purchasing Class B shares instead will purchase Class A shares at net asset value, without a sales charge. The reinstatement feature described in the prospectus will be modified on the Effective Date to no longer permit certain shareholders who have sold their Class B shares to repurchase Class B shares within the six month period following the sale with a reimbursement (in the form of shares) of the CDSC. However, within the six month period after the sale, such shareholders may continue to purchase Class A shares without a sales charge with the proceeds of the sale of Class B shares (but without a reimbursement of the CDSC), subject to the conditions of the reinstatement feature as described in the prospectus. C:\Documents and Settings\e461716\Local Settings \Temporary Internet Files\OLKDE\Item 77I - Core Fixed Income Fund.rtf Item 77I - DWS Diversified International Equity Fund Effective March 1, 2010 (the "Effective Date"), Class B shares of DWS Diversified International Equity Fund (the "Fund") will be closed to new purchases, except that Class B shares may continue to be purchased in connection with an exchange or the reinvestment of dividends or other distributions (including the investment of dividends and distributions in Class B shares of another fund). From and after the Effective Date, except as noted above, no new purchases of Class B shares will be allowed, whether by new investors or existing shareholders, including purchases under an automatic investment plan. The Effective Date is subject to change. The closing of the Class B shares will not affect: (a) the right of shareholders of Class B shares to continue to sell (redeem) their shares as provided in the prospectus, subject to any applicable contingent deferred sales charge ("CDSC"); or (b) the automatic conversion of Class B shares to Class A shares six years after purchase. Class B shares held as of the Effective Date will continue as Class B shares with all Class B attributes, including Rule 12b-1 fees, until sold or until their automatic conversion to Class A shares. Class A and Class C shares will continue to be offered as provided in the Fund prospectus. Investors should note the differences among the classes as described in the prospectus, including differences in sales charges and operating expenses. From and after the Effective Date, purchases by shareholders under Class B shares automatic investment plans ("AIPs") established on or prior to December 1, 2009 will be automatically continued with Class A shares. Such shareholders will then be permitted to purchase Class A shares at net asset value, without a sales charge, whether as part of their AIP or otherwise. The foregoing applies only to purchases under (i) AIPs established directly with DWS Investments ("DWS AIPs") and, (ii) provided they are identified as an AIP by DWS Investments, AIPs sponsored by others, such as government direct deposit, employer sponsored payroll direct deposit and auto-debit programs established with the shareholder's bank or credit union ("non- DWS AIP"). Shareholders with a non-DWS AIP should contact DWS Investments prior to the Effective Date to ensure that their account is identified as an AIP. For any AIP established after December 1, 2009, this privilege to purchase Class A shares without a sales charge will not apply and orders for Class B shares from such an AIP received on or after the Effective Date will not be accepted. For this reason, shareholders will not be permitted to establish DWS AIPs for Class B shares after December 1, 2009 and shareholders should not establish non-DWS AIPs for Class B shares after that date. Additionally, from and after the Effective Date, certain employer-sponsored employee benefit plans (known as "DWS Investments Flex Plans") using the ExpertPlan subaccount record keeping system maintained for DWS Investments-branded plans that are currently purchasing Class B shares instead will purchase Class A shares at net asset value, without a sales charge. The reinstatement feature described in the prospectus will be modified on the Effective Date to no longer permit certain shareholders who have sold their Class B shares to repurchase Class B shares within the six month period following the sale with a reimbursement (in the form of shares) of the CDSC. However, within the six month period after the sale, such shareholders may continue to purchase Class A shares without a sales charge with the proceeds of the sale of Class B shares (but without a reimbursement of the CDSC), subject to the conditions of the reinstatement feature as described in the prospectus. E:\Electronic Working Files\NSAR\2010\4-30-10\ DWS Advisor Funds\03-Exhibits\Item 77I - Diversified International Equity Fund.rtf Item 77I - DWS High Income Plus Fund Effective March 1, 2010 (the "Effective Date"), Class B shares of DWS High Income Plus Fund (the "Fund") will be closed to new purchases, except that Class B shares may continue to be purchased in connection with an exchange or the reinvestment of dividends or other distributions (including the investment of dividends and distributions in Class B shares of another fund). From and after the Effective Date, except as noted above, no new purchases of Class B shares will be allowed, whether by new investors or existing shareholders, including purchases under an automatic investment plan. The Effective Date is subject to change. The closing of the Class B shares will not affect: (a) the right of shareholders of Class B shares to continue to sell (redeem) their shares as provided in the prospectus, subject to any applicable contingent deferred sales charge ("CDSC"); or (b) the automatic conversion of Class B shares to Class A shares six years after purchase. Class B shares held as of the Effective Date will continue as Class B shares with all Class B attributes, including Rule 12b-1 fees, until sold or until their automatic conversion to Class A shares. Class A and Class C shares will continue to be offered as provided in the Fund prospectus. Investors should note the differences among the classes as described in the prospectus, including differences in sales charges and operating expenses. From and after the Effective Date, purchases by shareholders under Class B shares automatic investment plans ("AIPs") established on or prior to December 1, 2009 will be automatically continued with Class A shares. Such shareholders will then be permitted to purchase Class A shares at net asset value, without a sales charge, whether as part of their AIP or otherwise. The foregoing applies only to purchases under (i) AIPs established directly with DWS Investments ("DWS AIPs") and, (ii) provided they are identified as an AIP by DWS Investments, AIPs sponsored by others, such as government direct deposit, employer sponsored payroll direct deposit and auto-debit programs established with the shareholder's bank or credit union ("non-DWS AIP"). Shareholders with a non-DWS AIP should contact DWS Investments prior to the Effective Date to ensure that their account is identified as an AIP. For any AIP established after December 1, 2009, this privilege to purchase Class A shares without a sales charge will not apply and orders for Class B shares from such an AIP received on or after the Effective Date will not be accepted. For this reason, shareholders will not be permitted to establish DWS AIPs for Class B shares after December 1, 2009 and shareholders should not establish non-DWS AIPs for Class B shares after that date. Additionally, from and after the Effective Date, certain employer-sponsored employee benefit plans (known as "DWS Investments Flex Plans") using the ExpertPlan subaccount record keeping system maintained for DWS Investments- branded plans that are currently purchasing Class B shares instead will purchase Class A shares at net asset value, without a sales charge. The reinstatement feature described in the prospectus will be modified on the Effective Date to no longer permit certain shareholders who have sold their Class B shares to repurchase Class B shares within the six month period following the sale with a reimbursement (in the form of shares) of the CDSC. However, within the six month period after the sale, such shareholders may continue to purchase Class A shares without a sales charge with the proceeds of the sale of Class B shares (but without a reimbursement of the CDSC), subject to the conditions of the reinstatement feature as described in the prospectus. C:\Documents and Settings\e461716\Local Setting s\Temporary Internet Files\OLKDE\Item 77I - High Income Plus Fund.rtf Item 77I - DWS Short Duration Fund Effective March 1, 2010 (the "Effective Date"), Class B shares of DWS Short Duration Fund (the "Fund") will be closed to new purchases, except that Class B shares may continue to be purchased in connection with an exchange or the reinvestment of dividends or other distributions (including the investment of dividends and distributions in Class B shares of another fund). From and after the Effective Date, except as noted above, no new purchases of Class B shares will be allowed, whether by new investors or existing shareholders, including purchases under an automatic investment plan. The Effective Date is subject to change. The closing of the Class B shares will not affect: (a) the right of shareholders of Class B shares to continue to sell (redeem) their shares as provided in the prospectus, subject to any applicable contingent deferred sales charge ("CDSC"); or (b) the automatic conversion of Class B shares to Class A shares six years after purchase. Class B shares held as of the Effective Date will continue as Class B shares with all Class B attributes, including Rule 12b-1 fees, until sold or until their automatic conversion to Class A shares. Class A and Class C shares will continue to be offered as provided in the Fund prospectus. Investors should note the differences among the classes as described in the prospectus, including differences in sales charges and operating expenses. From and after the Effective Date, purchases by shareholders under Class B shares automatic investment plans ("AIPs") established on or prior to December 1, 2009 will be automatically continued with Class A shares. Such shareholders will then be permitted to purchase Class A shares at net asset value, without a sales charge, whether as part of their AIP or otherwise. The foregoing applies only to purchases under (i) AIPs established directly with DWS Investments ("DWS AIPs") and, (ii) provided they are identified as an AIP by DWS Investments, AIPs sponsored by others, such as government direct deposit, employer sponsored payroll direct deposit and auto-debit programs established with the shareholder's bank or credit union ("non- DWS AIP"). Shareholders with a non-DWS AIP should contact DWS Investments prior to the Effective Date to ensure that their account is identified as an AIP. For any AIP established after December 1, 2009, this privilege to purchase Class A shares without a sales charge will not apply and orders for Class B shares from such an AIP received on or after the Effective Date will not be accepted. For this reason, shareholders will not be permitted to establish DWS AIPs for Class B shares after December 1, 2009 and shareholders should not establish non-DWS AIPs for Class B shares after that date. Additionally, from and after the Effective Date, certain employer-sponsored employee benefit plans (known as "DWS Investments Flex Plans") using the ExpertPlan subaccount record keeping system maintained for DWS Investments-branded plans that are currently purchasing Class B shares instead will purchase Class A shares at net asset value, without a sales charge. The reinstatement feature described in the prospectus will be modified on the Effective Date to no longer permit certain shareholders who have sold their Class B shares to repurchase Class B shares within the six month period following the sale with a reimbursement (in the form of shares) of the CDSC. However, within the six month period after the sale, such shareholders may continue to purchase Class A shares without a sales charge with the proceeds of the sale of Class B shares (but without a reimbursement of the CDSC), subject to the conditions of the reinstatement feature as described in the prospectus. C:\Documents and Settings\e467565\Local Settings \Temporary Internet Files\OLK47B\Item 77I - Short Duration Fund.rtf Item 77I - DWS Short-Term Municipal Bond Fund Effective March 1, 2010 (the "Effective Date"), Class B shares of DWS Short-Term Municipal Bond Fund (the "Fund") will be closed to new purchases, except that Class B shares may continue to be purchased in connection with an exchange or the reinvestment of dividends or other distributions (including the investment of dividends and distributions in Class B shares of another fund). From and after the Effective Date, except as noted above, no new purchases of Class B shares will be allowed, whether by new investors or existing shareholders, including purchases under an automatic investment plan. The Effective Date is subject to change. The closing of the Class B shares will not affect: (a) the right of shareholders of Class B shares to continue to sell (redeem) their shares as provided in the prospectus, subject to any applicable contingent deferred sales charge ("CDSC"); or (b) the automatic conversion of Class B shares to Class A shares six years after purchase. Class B shares held as of the Effective Date will continue as Class B shares with all Class B attributes, including Rule 12b-1 fees, until sold or until their automatic conversion to Class A shares. Class A and Class C shares will continue to be offered as provided in the Fund prospectus. Investors should note the differences among the classes as described in the prospectus, including differences in sales charges and operating expenses. From and after the Effective Date, purchases by shareholders under Class B shares automatic investment plans ("AIPs") established on or prior to December 1, 2009 will be automatically continued with Class A shares. Such shareholders will then be permitted to purchase Class A shares at net asset value, without a sales charge, whether as part of their AIP or otherwise. The foregoing applies only to purchases under (i) AIPs established directly with DWS Investments ("DWS AIPs") and, (ii) provided they are identified as an AIP by DWS Investments, AIPs sponsored by others, such as government direct deposit, employer sponsored payroll direct deposit and auto-debit programs established with the shareholder's bank or credit union ("non- DWS AIP"). Shareholders with a non-DWS AIP should contact DWS Investments prior to the Effective Date to ensure that their account is identified as an AIP. For any AIP established after December 1, 2009, this privilege to purchase Class A shares without a sales charge will not apply and orders for Class B shares from such an AIP received on or after the Effective Date will not be accepted. For this reason, shareholders will not be permitted to establish DWS AIPs for Class B shares after December 1, 2009 and shareholders should not establish non-DWS AIPs for Class B shares after that date. Additionally, from and after the Effective Date, certain employer-sponsored employee benefit plans (known as "DWS Investments Flex Plans") using the ExpertPlan subaccount record keeping system maintained for DWS Investments- branded plans that are currently purchasing Class B shares instead will purchase Class A shares at net asset value, without a sales charge. The reinstatement feature described in the prospectus will be modified on the Effective Date to no longer permit certain shareholders who have sold their Class B shares to repurchase Class B shares within the six month period following the sale with a reimbursement (in the form of shares) of the CDSC. However, within the six month period after the sale, such shareholders may continue to purchase Class A shares without a sales charge with the proceeds of the sale of Class B shares (but without a reimbursement of the CDSC), subject to the conditions of the reinstatement feature as described in the prospectus. C:\Documents and Settings\e461716\Local Settings \Temporary Internet Files\OLKDE\Item 77I - Short - -Term Municipal Bond Fund.rtf EX-99.77O RULE 10F-3 4 ex77o.txt Security Information Security Purchased Comparison Security Comparison Security CUSIP 00081TAC2 459902AR3 018772AL7 Issuer ACCO BRAND CORPORATION INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America, BMO Capital Markets, Credit Suisse, Deutsche Bank, Barclays, Barrington Research Associates, CJS Securities, SunTrust Robinson Humphrey Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security ABD 10 5/8 03/15/15 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/21/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 460,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 460,000,000 500,000,000 570,000,000 Public offering price 98.502 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.50% 0.65% 2.00% Rating B2 / BB- Baa2 / BBB B2 / B+ Current yield 9.71% 6.57% 9.68% Benchmark vs Spread (basis points) 838bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 850,000 $ 837,267 0.18% 6.09% 0.64% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 180,000 $ 177,304 0.04% 6.09% 1.00% 9/30/2009 DWS HIGH INCOME TRUST DWS 105,000 $ 103,427 0.02% 6.09% 0.81% 9/30/2009 DWS HIGH INCOME VIP DWS 105,000 $ 103,427 0.02% 6.09% 0.65% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 10,000 $ 9,850 0.00% 6.09% 0.10% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 110,000 $ 108,352 0.02% 6.09% 0.80% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 90,000 $ 88,652 0.02% 6.09% 0.89% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 30,000 $ 29,551 0.01% 6.09% 0.73% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 20,000 $ 19,700 0.00% 6.09% 0.72% 9/30/2009 Total $ 837,267 0.18% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 00165AAA6 55616XAE7 58013MEG5 Issuer AMC Entertainment Macys Retail Holdings Incorporated McDonald's Corporation Underwriters Citigroup, Credit Suisse, Deutsche Bank Securities, JP Morgan, Banc of America Securities LLC, Barclays Capital, Morgan Stanley Banc of America Securities, Credit Suisse, JP Morgan, Bank of New York Mellon Corp, Citigroup, Fifth Third Securities Inc, Loop Capital Markets LLC, Piper Jaffray & Co, PNC Capital Markets, Wells Fargo Banc of America Securities, JP Morgan, ANZ Securities, Barclays Capital, BNP Paribas Securities Corp, Citigroup, Daiwa Securities America Inc, Goldman Sachs, Greenwich Capital Markets Inc, HSBC Securities, ING Financial Markets, Mitsubishi UFJ Securities Internat, Mizuho Securities USA Inc, Morgan Stanley, Piper Jaffray & Co, RBC Capital Markets, Scotia Capital Inc, SG Americas Securities LLC, SunTrust Capital Markets Years of continuous operation, including predecessors > 3 years >3 years >3 years Security AMCENT 8.75% 6/1/2019 M 7.875% 07/15/2015 MCD 5% 02/01/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse International N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/27/2009 6/23/2008 1/13/2009 Total amount of offering sold to QIBs 600,000,000 650,000,000 400,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 650,000,000 400,000,000 Public offering price 97.582 99.911 99.966 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.30% 0.63% 0.52% Rating B1/B- Ba2/BB A3/A Current yield 8.97% 8.95% 5.00% Benchmark vs Spread (basis points) 792bp 408bp 270bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS BALANCED FUND DWS 120,000.00 $ 117,098 0.02% - -3.67% 2.52% 6/30/2009 DWS BALANCED VIP DWS 35,000.00 $ 34,154 0.01% - -3.67% 2.65% 6/30/2009 DWS HIGH INCOME FUND DWS 5,685,000.00 $ 5,547,537 0.95% - -3.67% 2.99% 6/30/2009 DWS HIGH INCOME PLUS FUND DWS 1,220,000.00 $ 1,190,500 0.20% - -3.67% 3.75% 6/30/2009 DWS HIGH INCOME TRUST DWS 705,000.00 $ 687,953 0.12% - -3.67% 4.66% 6/30/2009 DWS HIGH INCOME VIP DWS 765,000.00 $ 746,502 0.13% - -3.67% 3.15% 6/30/2009 DWS MULTI MARKET INCOME TRUST DWS 735,000.00 $ 717,228 0.12% - -3.67% 3.25% 6/30/2009 DWS STRATEGIC INCOME FUND DWS 535,000.00 $ 522,064 0.09% - -3.67% 2.08% 6/30/2009 DWS STRATEGIC INCOME TRUST DWS 200,000.00 $ 195,164 0.03% - -3.67% 3.40% 6/30/2009 Total 10,000,000 $ 9,758,200 1.67% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 00448MAA9 30216BBS0 US00254EJE32 Issuer ACHMEA HYPOTHEEKBANK NV EXPORT DEVELOPMENT CANADA SWEDISH EXPORT CREDIT Underwriters Citigroup, Deutsche Bank, Morgan Stanley, Rabobank Nederland, RBS Bank of America, BNP Paribas, HSBC, RBC Bank of America, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security ACHMEA 3.2 11/03/14 EDC 3 1/8 04/24/14 SEK 3 1/4 09/16/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Royal Bank of Scotland N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/26/2009 4/20/2009 9/9/2009 Total amount of offering sold to QIBs 2,750,000,000 1,000,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,750,000,000 1,000,000,000 1,500,000,000 Public offering price 99.950 99.835 99.908 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.30% 0.15% 0.15% Rating Aaa / AAA Aaa / AAA Aa1 / AA+e Current yield 3.18% 3.05% 3.22% Benchmark vs Spread (basis points) 72.9 135.75 86.75 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 315,000 $ 314,842.50 0.01% - -0.14% 0.99% 12/31/2009 DWS Short Duration Plus Fund 4,685,000 $ 4,682,657.50 0.17% - -0.14% 0.94% 12/31/2009 Total 5,000,000 $ 4,997,500.00 0.18% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 00448MAB7 30216BBS0 40429CFV9 Issuer ACHMEA HYPOTHEEKBANK NV EXPORT DEVELOPMENT CANADA HSBC FINANCE CORP Underwriters Citigroup, Deutsche Bank, Morgan Stanley, Rabobank Nederland, RBS Bank of America, BNP Paribas, HSBC, RBC BNP Paribas, Calyon Securities, Commerzbank, Loop Capital Markets, Merrill Lynch, Societe Generale, Williams Capital Group Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security ACHMEA 0 11/03/14 EDC 3 1/8 04/24/14 HSBC 0 01/15/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Royal Bank of Scotland N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/26/2009 4/20/2009 11/15/2006 Total amount of offering sold to QIBs 500,000,000 1,000,000,000 1,250,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 1,000,000,000 1,250,000,000 Public offering price 100.000 99.835 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.30% 0.15% 0.35% Rating Aaa / AAA Aaa / AAA A3 / A Current yield 0.63% 3.05% 0.56% Benchmark vs Spread (basis points) 35 135.75 30 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 310,000 $ 310,000.00 0.06% - -0.14% 0.99% 12/31/2009 DWS Short Duration Plus Fund 4,690,000 $ 4,690,000.00 0.94% - -0.14% 0.94% 12/31/2009 Total 5,000,000 $ 5,000,000.00 1.00% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 008281AY3 45324QAB2 23636UAA5 Issuer AFRICAN DEVELOPMENT BANK ING BANK NV DANSKE BANK A/S Underwriters Credit Suisse, Deutsche Bank, Goldman Sachs, Morgan Stanley Citigroup, HSBC, ING Bank, JP Morgan Bank of America, Citigroup, Danske Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security AFDB 1 3/4 10/01/12 INTNED 2 5/8 02/09/12 DANBNK 2 1/2 05/10/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/24/2009 1/30/2009 6/23/2009 Total amount of offering sold to QIBs 1,000,000,000 5,000,000,000 2,250,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 5,000,000,000 2,250,000,000 Public offering price 99.660 99.702 99.853 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.10% 0.30% 0.30% Rating Aaae / AAA Aaa / AAA Aaa / AAA Current yield 1.76% 2.57% 2.46% Benchmark vs Spread (basis points) 41.4bp 143.3 78.2 Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 250,000 $ 249,150 0.02% 0.04% 0.11% 9/30/2009 DWS Short Duration Plus Fund DWS 3,750,000 $ 3,737,250 0.02% 0.04% 0.11% 9/30/2009 Total $ 249,150 0.02% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 00828BAC9 459902AR3 018772AL7 Issuer AFFINIA GROUP INCORPORATED INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America, Barclays, Deutsche Bank, JP Morgan, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security AFFGRP 10 3/4 08/15/16 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/6/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 225,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 225,000,000 500,000,000 570,000,000 Public offering price 98.799 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.65% 2.00% Rating B1 / B+ Baa2 / BBB B2 / B+ Current yield 10.12% 6.57% 9.68% Benchmark vs Spread (basis points) 765bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 280,000 $ 276,637 0.12% 8.81% 5.10% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 60,000 $ 59,279 0.03% 8.81% 4.89% 9/30/2009 DWS HIGH INCOME TRUST DWS 35,000 $ 34,580 0.02% 8.81% 6.81% 9/30/2009 DWS HIGH INCOME VIP DWS 35,000 $ 34,580 0.02% 8.81% 5.08% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 10,000 $ 9,880 0.00% 8.81% 5.81% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 35,000 $ 34,580 0.02% 8.81% 5.59% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 25,000 $ 24,700 0.01% 8.81% 3.89% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 10,000 $ 9,880 0.00% 8.81% 5.49% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 10,000 $ 9,880 0.00% 8.81% 4.17% 9/30/2009 Total $ 493,995 0.22% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 018772AL7 55616XAE7 58013MEG5 Issuer Alliance One International Inc Macys Retail Holdings Incorporated McDonald's Corporation Underwriters Credit Suisse, Deutsche Bank Securities, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Banc of America Securities, Credit Suisse, JP Morgan Securities, Bank of New York Mellon Corp, Citigroup Global Markets Inc, Fifth Third Securities Inc, Loop Capital Markets LLC, Piper Jaffray & Co, PNC Capital Markets, Wells Fargo Banc of America Securities, JP Morgan, ANZ Securities, Barclays Capital, BNP Paribas Securities Corp, Citigroup, Daiwa Securities America Inc, Goldman Sachs, Greenwich Capital Markets, HSBC Securities, ING Financial Markets, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, Piper Jaffray & Co, RBC Capital Markets, Scotia Capital, SG Americas Securities, SunTrust Capital Markets Years of continuous operation, including predecessors > 3 years >3 years >3 years Security AOI 10 07/15/2016 M 7.875% 07/15/2015 MCD 5% 02/01/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse International N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/26/2009 6/23/2008 1/13/2009 Total amount of offering sold to QIBs 570,000,000 650,000,000 400,000,000 Total amount of any concurrent public offering 0 0 0 Total 570,000,000 650,000,000 400,000,000 Public offering price 95.177 99.911 99.966 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.63% 0.52% Rating B2/B+ Ba2/BB A3/A Current yield 10.51% 8.95% 5.00% Benchmark vs Spread (basis points) 782bp 408bp 270bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 8,580,000.00 $ 8,166,187 1.51% - -0.45% 0.50% 6/30/2009 DWS HIGH INCOME PLUS FUND DWS 1,780,000.00 $ 1,694,151 0.31% - -0.45% 1.23% 6/30/2009 DWS MULTI MARKET INCOME TRUST DWS 1,010,000.00 $ 961,288 0.18% - -0.45% 0.50% 6/30/2009 DWS STRATEGIC INCOME FUND DWS 695,000.00 $ 661,480 0.12% - -0.45% 0.00% 6/30/2009 DWS STRATEGIC INCOME TRUST DWS 280,000.00 $ 266,496 0.05% - -0.45% 0.54% 6/30/2009 DWS STRATEGIC INCOME VIP DWS 155,000.00 $ 147,524 0.03% - -0.45% 0.10% 6/30/2009 Total 12,500,000 $11,897,125 2.17% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 029912AZ5 73755LAE7 205887BE1 Issuer AMERICAN TOWER CORP POTASH CORP-SASKATCHEWAN CONAGRA FOODS INC Underwriters Credit Suisse, JP Morgan, Morgan Stanley, Calyon Securities, Citigroup, Deutsche Bank, Fortis Securities, Mitsubishi UFJ Securities, Mizuho Securities, RBC Bank of America, HSBC, RBC, BMO Capital Markets, CIBC World Markets, Comerica Securities, Goldman Sachs, Mitsubishi UFJ Securities, Rabo Securities, Scotia Capital, SG Americas Bank of America, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security AMT 4 5/8 04/01/15 POT 5 1/4 05/15/14 CAG 5 7/8 04/15/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMorgan Chase N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/13/2009 4/28/2009 4/6/2009 Total amount of offering sold to QIBs 600,000,000 500,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 500,000,000 500,000,000 Public offering price 99.864 99.757 99.957 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.60% 0.60% 0.60% Rating Baa3 / BB+ Baa1 / A- Baa2 / BBB Current yield 4.55% 4.89% 5.33% Benchmark vs Spread (basis points) 240 337.5 400 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 350,000.00 $ 349,524.00 0.06% 1.28% 0.99% 12/31/2009 DWS Short Duration Plus Fund 5,530,000.00 $ 5,522,479.20 0.92% 1.28% 1.16% 12/31/2009 Total 5,880,000.00 $ 5,872,003.20 0.98% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 03070QAK7 120568AT7 12626PAJ2 Issuer Ameristar Casinos Bunge Limited Finance CRH America Incorporated Underwriters Banc of America Securities, Deutsche Bank Securities, Wachovia, Calyon Securities, Comerica Securities BNP Paribas, HSBC Securities, JP Morgan, RBS Securities, Bank of Tokyo Mitsubishi Trust Co, BBVA Compass, Calyon, Citigroup, ING Bank, Rabobank International, Sociate Generale, Standard Chartered Bank Barclays Capital, BNP Paribas, Citigroup, JP Morgan, Banc of America Securities, ING Bank, J&E Davy Holdings, Rabo Securities, RBS Greenwich Capital, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security ASCA 9.25% 06/01/2014 BG 8.5% 06/15/2019 CRHID 8.125% 07/15/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/12/2009 6/4/2009 7/16/2008 Total amount of offering sold to QIBs 650,000,000 600,000,000 650,000,000 Total amount of any concurrent public offering 0 0 0 Total 650,000,000 600,000,000 650,000,000 Public offering price 97.087 99.997 99.963 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 0.45% Rating B2/BB- Baa2/BBB- Baa1/BBB+ Current yield 9.53% 8.50% 8.13% Benchmark vs Spread (basis points) 726bp 479bp 420bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 45,000.00 $ 43,689 0.01% 5.06% 2.38% 6/30/2009 DWS Balanced VIP DWS 15,000.00 $ 14,563 0.00% 5.06% 2.53% 6/30/2009 DWS High Income Fund DWS 1,900,000.00 $ 1,844,653 0.29% 5.06% 4.52% 6/30/2009 DWS High Income Plus Fund DWS 395,000.00 $ 383,494 0.06% 5.06% 4.68% 6/30/2009 DWS High Income VIP DWS 240,000.00 $ 233,009 0.04% 5.06% 4.50% 6/30/2009 DWS Lifecycle Long Range Fund DWS 20,000.00 $ 19,417 0.00% 5.06% 2.63% 6/30/2009 DWS Multi Market Income Trust DWS 180,000.00 $ 174,757 0.03% 5.06% 4.24% 6/30/2009 DWS Short Duration Fund DWS 770,000.00 $ 747,570 0.12% 5.06% 1.48% 6/30/2009 DWS Short Duration Plus Fund DWS 923,013.90 $ 896,127 0.14% 5.06% 1.50% 6/30/2009 DWS Strategic Income Fund DWS 125,000.00 $ 121,359 0.02% 5.06% 2.74% 6/30/2009 DWS Strategic Income Trust DWS 50,000.00 $ 48,544 0.01% 5.06% 4.26% 6/30/2009 DWS Strategic Income VIP DWS 30,000.00 $ 29,126 0.00% 5.06% 3.09% 6/30/2009 Total 4,693,014 $ 4,556,306 0.72% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 03523TAD0 191098AJ1 71343PAF8 Issuer Anheuser-Busch Inbev Coca Cola Enterprises Pepsi Americas Incorporated Underwriters Banc of America Securities, Barclays Capital, BNP Paribas, Deutsche Bank Securities, JP Morgan Citigroup, SunTrust Robinson, Wachovia, BB&T Capital Markets, JP Morgan, Rabobank Nederland Banc of America Securities, JP Morgan, BNP Paribas, Citigroup, Goldman Sachs, Loop Capital, Morgan Stanley, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security ABIBB 5.375% 11/15/2014 COKE 7% 04/15/2019 PAS 4.375% 02/15/2014 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/11/2009 4/2/2009 2/9/2009 Total amount of offering sold to QIBs 1,550,000,000 110,000,000 350,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,550,000,000 110,000,000 350,000,000 Public offering price 99.877 98.238 99.369 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 0.65% 0.60% Rating Baa2/BBB+ Baa2/BBB Baa1/A Current yield 5.38% 7.13% 4.40% Benchmark vs Spread (basis points) 337bp 449bp 250bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 770,000.00 $ 769,053 0.05% 1.02% 1.60% 6/30/2009 DWS Short Duration Plus Fund DWS 9,230,000.00 $ 9,218,647 0.60% 1.02% 1.61% 6/30/2009 Total 10,000,000 $ 9,987,700 0.65% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 03523TAG3 69373UAB3 260543BZ5 Issuer ANHEUSER-BUSCH INBEV WOR PACCAR INC DOW CHEMICAL CO/THE Underwriters Bank of America, Barclays, Deutsche Bank, JP Morgan, Mitsubishi UFJ Securities, Mizuho Securities , BNP Paribas, ING, Scotia Capital, TD Securities Bank of America, Barclays, Citigroup, ANZ Securities, BNP Paribas, HSBC, Mitsubishi UFJ Securities, RBC Bank of America Merrill Lynch, Citigroup, HSBC, Morgan Stanley Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security ABIBB 3 10/15/12 PCAR 6 3/8 02/15/12 DOW 4.85 08/15/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMorgan Chase N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/13/2009 2/10/2009 8/4/2009 Total amount of offering sold to QIBs 1,500,000,000 250,000,000 1,250,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,500,000,000 250,000,000 1,250,000,000 Public offering price 99.852 99.892 99.985 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.75% 0.40% 0.40% Rating Baa2 / BBB+ A1 / AA- Baa3 / BBB- Current yield 2.94% 5.82% 4.60% Benchmark vs Spread (basis points) 160 500 312.5 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 190,000.00 189,718.80 0.01% 0.62% 0.99% 12/31/2009 DWS Short Duration Plus Fund 3,010,000.00 3,005,545.20 0.20% 0.62% 1.16% 12/31/2009 Total 3,200,000.00 3,195,264.00 0.21% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 03674PAA1 36155WAE6 458207AG2 Issuer ANTERO RESOURCES FINANCE GCI INC INTELSAT JACKSON HLDG Underwriters Barclays, JP Morgan, Wells Fargo, BNP Paribas, Calyon Securities, Comerica Securities, Credit Suisse, Deutsche Bank, Keybanc, Lloyds TSB Bank, Mitsubishi Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security ANTERO 9 3/8 12/01/17 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMorgan Chase N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/12/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 375,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 375,000,000 425,000,000 500,000,000 Public offering price 99.299 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.50% 2.00% 1.75% Rating Caa1 / B+ B2 / BB- B3 / B+ Current yield 9.25% 8.37% 8.15% Benchmark vs Spread (basis points) 631 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 575,000.00 $ 570,969.25 0.15% 2.72% 3.18% 12/31/2009 DWS High Income Plus Fund 120,000.00 $ 119,158.80 0.03% 2.72% 3.44% 12/31/2009 DWS High Income Trust 70,000.00 $ 69,509.30 0.02% 2.72% 4.39% 12/31/2009 DWS High Income VIP 75,000.00 $ 74,474.25 0.02% 2.72% 3.31% 12/31/2009 DWS Multi Market Income Trust 80,000.00 $ 79,439.20 0.02% 2.72% 3.61% 12/31/2009 DWS Strategic Income Fund 60,000.00 $ 59,579.40 0.02% 2.72% 1.27% 12/31/2009 DWS Strategic Income Trust 20,000.00 $ 19,859.80 0.01% 2.72% 3.59% 12/31/2009 Total 1,000,000.00 $ 992,990.00 0.26% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 045167BW2 665859AJ3 41698187 Issuer Asian Development Bank Northern Trust Corporation State Street Corporation Underwriters Deutsche Bank Securities, HSBC Securities, JP Morgan, Morgan Stanley Merrill Lynch & Co, UBS Securities, Goldman Sachs & Co, Loop Capital Markets LLC, Williams Capital Group LP Banc of America Securities LLC, Goldman Sachs & Co, Credit Suisse, Morgan Stanley, Muriel Siebert & Co, UBS Securities LLC, Williams Capital Group LP Years of continuous operation, including predecessors > 3 years >3 years >3 years Security ASIA 2.75% 05/21/2014 NTRS 5.5% 08/15/2013 STT 2.15% 04/30/2012 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/13/2009 8/6/2008 3/3/2009 Total amount of offering sold to QIBs 3,000,000,000 400,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 3,000,000,000 400,000,000 1,500,000,000 Public offering price 99.662 99.611 99.856 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 15.00% 0.30% 0.30% Rating Aaa/AAA A1/AA- Aaae/AAA Current yield 2.76% 5.52% 2.15% Benchmark vs Spread (basis points) 86bp 228bp 88bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 368,000.00 $ 366,756 0.01% - -1.50% 1.48% 6/30/2009 DWS Short Duration Plus Fund DWS 4,382,000.00 $ 4,367,189 0.15% - -1.50% 1.50% 6/30/2009 Total 4,750,000 $ 4,733,945 0.16% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 05523UAJ9 055381AQ9 774341AB7 Issuer BAE Systems Holdings Incorporated BE Aerospace Incorporated Rockwell Collins Incorporated Underwriters Barclays Capital, Citigroup, Goldman Sachs, JP Morgan, Deutsche Bank Securities Credit Suisse, JP Morgan, UBS Securities, Mizuho Securities, RBS Greenwich Capital, SunTrust Robinson, Wells Fargo Banc of America Securities LLC, JP Morgan, UBS Securities, Bank of New York, Bank of Tokyo Mitsubishi Trust, Calyon New York, Citigroup, Keybanc, Mizuho Securities, US Bancorp Investments, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security BALN 6.375% 06/01/2019 BEAV 8.5% 07/01/2018 COL 5.25% Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/1/2009 6/26/2008 5/1/2009 Total amount of offering sold to QIBs 1,000,000,000 600,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 600,000,000 300,000,000 Public offering price 99.651 100.000 99.471 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.45% 2.25% 0.65% Rating Baa2/BBB+ Ba3/BB+ A1/A Current yield 6.40% 8.50% 5.28% Benchmark vs Spread (basis points) 275bp 445bp 215bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS BALANCED FUND DWS 535,000.00 $ 533,133 0.05% 3.00% 0.40% 6/2/2009 DWS BALANCED VIP DWS 145,000.00 $ 144,494 0.01% 3.00% 0.39% 6/2/2009 DWS BOND VIP DWS 280,000.00 $ 279,023 0.03% 3.00% 0.58% 6/2/2009 DWS CORE FIXED INCOME FUND DWS 2,200,000.00 $ 2,192,322 0.22% 3.00% 0.35% 6/2/2009 DWS CORE FIXED INCOME VIP DWS 245,000.00 $ 244,145 0.02% 3.00% 0.36% 6/2/2009 DWS CORE PLUS INCOME FUND DWS 780,000.00 $ 777,278 0.08% 3.00% 0.51% 6/2/2009 DWS GLOBAL BOND FUND DWS 315,000.00 $ 313,901 0.03% 3.00% 0.92% 6/2/2009 DWS MULTI MARKET INCOME TRUST DWS 1,580,000.00 $ 1,574,486 0.16% 2.48% 0.00% 6/1/2009 DWS STRATEGIC INCOME FUND DWS 655,000.00 $ 652,714 0.07% 1.87% 0.00% 6/5/2009 DWS STRATEGIC INCOME TRUST DWS 420,000.00 $ 418,534 0.04% 2.48% 0.00% 6/1/2009 DWS STRATEGIC INCOME VIP DWS 145,000.00 $ 144,494 0.01% 1.87% 0.10% 6/5/2009 Total 7,300,000 $ 7,274,523 0.73% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 05523UAG5 055381AQ9 774341AB7 Issuer BAE Systems Holdings Incorporated BE Aerospace Incorporated Rockwell Collins Incorporated Underwriters Barclays Capital, Citigroup, Goldman Sachs, JP Morgan, Deutsche Bank Securities Credit Suisse, JP Morgan, UBS Securities, Mizuho Securities, RBS Greenwich Capital, SunTrust Robinson, Wells Fargo Banc of America Securities, JP Morgan, UBS Securities, Bank of New York, Bank of Tokyo Mitsubishi Trust, Calyon New York, Citigroup, Keybanc, Mizuho Securities, US Bancorp Investments, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security BALN 4.95% 06/01/2014 BEAV 8.5% 07/01/2018 COL 5.25% Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays Capital N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/1/2009 6/26/2008 5/1/2009 Total amount of offering sold to QIBs 500,000,000 600,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 600,000,000 300,000,000 Public offering price 99.799 100.000 99.471 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 3.50% 2.25% 0.65% Rating Baa2/BBB+ Ba3/BB+ A1/A Current yield 4.96% 8.50% 5.28% Benchmark vs Spread (basis points) 250bp 445bp 215bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Multi Market Income Trust DWS 1,585,000.00 $ 1,581,814 0.32% 0.72% 2.34% 6/30/2009 DWS Short Duration Plus Fund DWS 4,615,000.00 $ 4,605,724 0.92% 0.72% 0.63% 6/30/2009 DWS Short Duration Fund DWS 385,000.00 $ 384,226 0.08% 0.72% 0.69% 6/30/2009 DWS Strategic Income Trust DWS 415,000.00 $ 414,166 0.08% 0.72% 2.46% 6/30/2009 Total 7,000,000 $ 6,985,930 1.40% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 058498AM8 459902AR3 018772AL7 Issuer BALL CORPORATION INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America, Barclays, Deutsche Bank, Goldman Sachs, JP Morgan, BNP Paribas, Commerzbank Capital Markets, HSBC, Keybank, RBS, US Bank, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security BLL 7 1/8 09/01/16 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/11/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 375,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 375,000,000 500,000,000 570,000,000 Public offering price 97.975 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.65% 2.00% Rating Ba1 / BB+ Baa2 / BBB B2 / B+ Current yield 6.97% 6.57% 9.68% Benchmark vs Spread (basis points) 420bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 1,115,000 $ 1,092,421 0.29% 1.81% - -1.17% 8/21/2009 DWS HIGH INCOME PLUS FUND DWS 230,000 $ 225,343 0.06% 1.81% - -1.47% 8/21/2009 DWS HIGH INCOME TRUST DWS 130,000 $ 127,368 0.03% 4.10% 6.69% 9/30/2009 DWS HIGH INCOME VIP DWS 140,000 $ 137,165 0.04% 4.10% 4.90% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 10,000 $ 9,798 0.00% 4.10% 6.08% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 165,000 $ 161,659 0.04% 4.10% 5.59% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 135,000 $ 132,266 0.04% 4.10% 3.89% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 45,000 $ 44,089 0.01% 4.10% 5.58% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 30,000 $ 29,393 0.01% 4.10% 4.27% 9/30/2009 Total $ 1,959,500 0.52% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 058498AN6 459902AR3 018772AL7 Issuer BALL CORPORATION INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America, Barclays, Deutsche Bank, Goldman Sachs, JP Morgan Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security BLL 7 3/8 09/01/19 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/11/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 325,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 325,000,000 500,000,000 570,000,000 Public offering price 97.414 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.65% 2.00% Rating Ba1 / BB+ Baa2 / BBB B2 / B+ Current yield 7.22% 6.57% 9.68% Benchmark vs Spread (basis points) 405bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 1,110,000 $ 1,081,295 0.34% 1.38% - -1.17% 8/21/2009 DWS HIGH INCOME PLUS FUND DWS 230,000 $ 224,052 0.07% 1.38% - -1.47% 8/21/2009 DWS HIGH INCOME TRUST DWS 135,000 $ 131,509 0.04% 4.20% 6.69% 9/30/2009 DWS HIGH INCOME VIP DWS 140,000 $ 136,380 0.04% 4.20% 4.90% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 10,000 $ 9,741 0.00% 4.20% 6.08% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 170,000 $ 165,604 0.05% 4.20% 5.59% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 135,000 $ 131,509 0.04% 4.20% 3.89% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 45,000 $ 43,836 0.01% 4.20% 5.58% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 25,000 $ 24,354 0.01% 4.20% 4.27% 9/30/2009 Total $ 1,948,280 0.61% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 06406HBL2 665859AJ3 85748KAA1 Issuer Bank of New York Mellon Northern Trust Corporation State Street Corporation Underwriters Banc of America Securities, Credit Suisse, Deutsche Bank Securities, BNP Paribas, BNY Mellon Capital, Jackson Securities, RBC Capital, RBS Securities, Toussaint Capital, Utendahl Capital Merrill Lynch, UBS Securities, Goldman Sachs, Loop Capital, Williams Capital Banc of America Securities, Goldman Sachs, Credit Suisse, Morgan Stanley, Muriel Siebert, UBS Securities, Williams Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security BK 4.3% 05/15/2014 NTRS 5.5% 08/15/2013 STT 2.15% 04/30/2012 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/5/2009 8/6/2008 3/3/2009 Total amount of offering sold to QIBs 1,000,000,000 400,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 400,000,000 1,500,000,000 Public offering price 99.968 $99.611 99.856 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.50% 0.30% 0.30% Rating Aa2/AA-e A1/AA- Aaae/AAA Current yield 4.30% 5.52% 2.15% Benchmark vs Spread (basis points) 225bp 228bp 88bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 620,000.00 $ 619,802 0.06% 1.64% 3.23% 6/30/2009 DWS Balanced VIP DWS 170,000.00 $ 169,946 0.02% 1.64% 3.30% 6/30/2009 DWS Bond VIP DWS 645,000.00 $ 644,794 0.06% 1.64% 3.14% 6/30/2009 DWS Core Fixed Income Fund DWS 2,590,000.00 $ 2,589,171 0.26% 1.64% 2.41% 6/30/2009 DWS Core Fixed Income VIP DWS 300,000.00 $ 299,904 0.03% 1.64% 1.83% 6/30/2009 DWS Core Plus Income Fund DWS 1,780,000.00 $ 1,779,430 0.18% 1.64% 3.42% 6/30/2009 DWS Global Bond Fund DWS 710,000.00 $ 709,773 0.07% 1.64% 4.23% 6/30/2009 Total 6,815,000 $ 6,812,819 0.68% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 06846NAB0 55616XAE7 58013MEG5 Issuer Bill Barret Corp Macys Retail Holdings Incorporated McDonald's Corporation Underwriters Banc of America Securities, Deutsche Bank Securities, JP Morgan, Barclays Capital, BMO Capital Markets, Credit Suisse , Morgan Stanley, SunTrust Robinson Humphrey, Wachovia Securities, BBVA Securities, Comerica Securities, Fortis Securities, Howard Weil, Mitsubishi UFJ Securities, US Bancorp Investments Banc of America Securities, Credit Suisse, JP Morgan, Bank of New York Mellon Corp, Citigroup, Fifth Third Securities Inc, Loop Capital Markets LLC, Piper Jaffray & Co, PNC Capital Markets, Wells Fargo Banc of America Securities, JP Morgan, ANZ Securities, Barclays Capital, BNP Paribas Securities Corp, Citigroup, Daiwa Securities America Inc, Goldman Sachs, Greenwich Capital Markets Inc, HSBC Securities, ING Financial Markets, Mitsubishi UFJ Securities Internat, Mizuho Securities USA Inc, Morgan Stanley, Piper Jaffray & Co, RBC Capital Markets, Scotia Capital Inc, SG Americas Securities LLC, SunTrust Capital Markets Years of continuous operation, including predecessors > 3 years >3 years >3 years Security BBG 9.875% 7/15/2016 M 7.875% 07/15/2015 MCD 5% 02/01/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank Of America, N.A. N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/30/2009 6/23/2008 1/13/2009 Total amount of offering sold to QIBs 250,000,000 650,000,000 400,000,000 Total amount of any concurrent public offering 0 0 0 Total 250,000,000 650,000,000 400,000,000 Public offering price 95.172 99.911 99.966 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.63% 0.52% Rating B1e/B+ Ba2/BB A3/A Current yield 10.38% 8.95% 5.00% Benchmark vs Spread (basis points) 930bp 408bp 270bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME PLUS FUND DWS 500,000.00 $ 475,860 0.20% 0.00% 0.00% 6/30/2009 DWS HIGH INCOME FUND DWS 2,415,000.00 $ 2,298,404 0.97% 0.00% 0.00% 6/30/2009 DWS STRATEGIC INCOME VIP DWS 40,000.00 $ 38,069 0.02% 0.00% 0.00% 6/30/2009 DWS STRATEGIC INCOME FUND DWS 190,000.00 $ 180,827 0.08% 0.00% 0.00% 6/30/2009 DWS STRATEGIC INCOME TRUST DWS 75,000.00 $ 71,379 0.03% 0.00% 0.00% 6/30/2009 DWS MULTI MARKET INCOME TRUST DWS 280,000.00 $ 266,482 0.11% 0.00% 0.00% 6/30/2009 Total 3,500,000 $ 3,331,020 1.40% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 09247XAF8 61757UAH3 06050BAG6 Issuer BLACKROCK INC MORGAN STANLEY BANK OF AMERICA CORP Underwriters Bank of America Merrill Lynch, Barclays, Citigroup, Credit Suisse, Daiwa Securities, Deutsche Bank, HSBC, JP Morgan, RBS, UBS, Wells Fargo Bank of New York Mellon, BB&T, Cabrera Capital Markets, CastleOak, FTN Financial, HSBC, Keybanc Capital Markets, Loop Capital Market Bank of America Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security BLK 2 1/4 12/10/12 MS 1.95 06/20/12 BAC 2.1 04/30/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/7/2009 1/14/2009 1/27/2009 Total amount of offering sold to QIBs 500,000,000 3,000,000,000 6,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 3,000,000,000 6,000,000,000 Public offering price 99.758 99.958 99.970 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.30% 0.30% Rating A1 / A+ Aaa / AAA Aaa / AAA Current yield 2.25% 1.93% 2.06% Benchmark vs Spread (basis points) 110 97.6 97.2 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 445,000.00 $ 443,923.10 0.09% - -0.20% 0.07% 12/31/2009 DWS Short Duration Plus Fund 6,700,000.00 $ 6,683,786.00 1.34% - -0.20% - -0.02% 12/31/2009 Total 7,145,000.00 $ 7,127,709.10 1.43% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 09247XAD3 31398AVD1 31331GTJ8 Issuer BLACKROCK INC FANNIE MAE FEDERAL FARM CREDIT BANK Underwriters Bank of America Merrill Lynch, Barclays, Citigroup, Credit Suisse, Daiwa Securities, Deutsche Bank, HSBC, JP Morgan, RBS, UBS, Wells Fargo Citigroup, Goldman Sachs, JP Morgan, Barclays Capital, Deutsche Bank, Morgan Stanley, UBS Barclays Capital, JP Morgan, Morgan Stanley, FTN Financial Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security BLK 3 1/2 12/10/14 FNMA 2 3/4 02/05/14 FFCB 2 5/8 04/17/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/7/2009 2/2/2009 4/13/2009 Total amount of offering sold to QIBs 1,000,000,000 7,000,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 7,000,000,000 1,500,000,000 Public offering price 99.855 99.921 99.777 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 0.10% 0.10% Rating A1 / A+ Aaa / AAA Aaa / AAA Current yield 3.51% 2.71% 2.61% Benchmark vs Spread (basis points) 135 93 92 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 345,000 $ 344,499.75 0.03% - -1.11% 0.07% 12/31/2009 DWS Short Duration Plus Fund 5,235,000.00 $ 5,227,409.25 0.52% - -1.11% - -0.02% 12/31/2009 Total 5,580,000 $ 5,571,909.00 0.56% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 097023AY1 589331AP2 03938LAL8 Issuer BOEING COMPANY MERCK & CO INCORPORATED ARCELORMITTAL Underwriters Bank of America Merrill Lynch, Daiwa Securities, Deutsche Bank, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, Barclays, BNP Paribas, Calyon, Credit Suisse, RBS, Sumitomo Mitsui Banking, Utendahl Capital Partners, Wells Fargo Bank of America, BNP Paribas, Citigroup, Credit Suisse, HSBC, JP Morgan, RBS, Santander Investment Securities, Williams Capital Group Citigroup, Goldman Sachs, HSBC, JP Morgan, Morgan Stanley, Santander Investment Securities, Scotia Capital Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security BA 3 1/2 02/15/15 MRK 4 06/30/15 MTNA 9 02/15/15 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/23/2009 6/22/2009 5/13/2009 Total amount of offering sold to QIBs 750,000,000 1,000,000,000 750,000,000 Total amount of any concurrent public offering 0 0 0 Total 750,000,000 1,000,000,000 750,000,000 Public offering price 99.157 99.598 98.931 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 0.35% 0.35% Rating A2 / A Aa3 / AA- Baa3 / BBB Current yield 3.52% 3.86% 7.50% Benchmark vs Spread (basis points) 110bp 137.5bp 727.7bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 435,000 $ 431,333 0.06% 0.07% 2.27% 7/30/2009 DWS Short Duration Plus Fund DWS 5,200,000 $ 5,156,164 0.69% 0.07% 2.71% 7/30/2009 Total $ 5,587,497 0.74% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 13134YAD9 023608AE2 153645BB1 Issuer Calpine Construction Finance Co Ameren Corp Central Illinois Light Underwriters Credit Suisse, Deutsche Bank Securities, Goldman Sachs, Morgan Stanley, ING Bank BNP Paribas Securities Corp, JP Morgan, UBS Securities, PNC Capital Markets, Scotia Capital BNP Paribas, Goldman Sachs Years of continuous operation, including predecessors > 3 years >3 years >3 years Security CPN 8% 6/1/2016 AEE 8.875 5/15/2014 AEE 8.875 12/15/2013 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley Capital Services Inc. N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/12/2009 5/12/2009 12/4/2008 Total amount of offering sold to QIBs 1,000,000,000 425,000,000 150,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 425,000,000 150,000,000 Public offering price 95.488 99.505 99.997 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.65% 0.60% 0.60% Rating B1/BB- Baa3/BB+ Baa2/BBB+ Current yield 8.38% 8.92% 8.88% Benchmark vs Spread (basis points) 630bp 698bp 735bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income VIP DWS 570,000.00 $ 544,282 0.06% 0.27% 2.90% 6/30/2009 DWS High Income Fund DWS 4,430,000.00 $ 4,230,118 0.44% 0.27% 3.05% 6/30/2009 DWS High Income Plus Fund DWS 920,000.00 $ 878,490 0.09% 0.27% 4.56% 6/30/2009 DWS Balanced VIP DWS 30,000.00 $ 28,646 0.00% 0.27% 4.48% 6/30/2009 DWS Balanced Fund DWS 105,000.00 $ 100,262 0.01% 0.27% 4.32% 6/30/2009 DWS Strategic Income VIP DWS 65,000.00 $ 62,067 0.01% 0.27% 3.03% 6/30/2009 DWS Strategic Income Fund DWS 300,000.00 $ 286,464 0.03% 0.27% 3.28% 6/30/2009 DWS Strategic Income Trust DWS 115,000.00 $ 109,811 0.01% 0.27% 3.15% 6/30/2009 DWS Multi Market Income Trust DWS 420,000.00 $ 401,050 0.04% 0.27% 3.15% 6/30/2009 DWS Lifecycle Long Range Fund DWS 45,000.00 $ 42,970 0.00% 0.27% 3.15% 6/30/2009 Total 7,000,000 $ 6,684,160 0.70% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 14040HAS4 665859AJ3 85748KAA1 Issuer Capital One Financial Northern Trust Corporation State Street Corporation Underwriters Credit Suisse, Deutsche Bank Securities, JP Morgan, RBS Greenwich Capital, Bank of America Securities, Keefe Bruyette, RBC Capital Markets Merrill Lynch, UBS Securities, Goldman Sachs, Loop Capital Markets, Williams Capital Banc of America Securities, Goldman Sachs, Credit Suisse, Morgan Stanley, Muriel Siebert, UBS Securities, Williams Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security COF 7.375% 05/23/2014 NTRS 5.5% 08/15/2013 STT 2.15% 04/30/2012 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/19/2009 8/6/2008 3/3/2009 Total amount of offering sold to QIBs 1,000,000,000 400,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 400,000,000 1,500,000,000 Public offering price 99.511 99.611 99.856 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 0.30% 0.30% Rating Baa1/BBB A1/AA- Aaae/AAA Current yield 7.41% 5.52% 2.15% Benchmark vs Spread (basis points) 540bp 228bp 88bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 505,000.00 $ 502,531 0.05% 3.62% 1.95% 6/30/2009 DWS Balanced VIP DWS 150,000.00 $ 149,267 0.02% 3.62% 2.12% 6/30/2009 DWS Bond VIP DWS 540,000.00 $ 537,359 0.05% 3.62% 1.94% 6/30/2009 DWS Core Fixed Income Fund DWS 2,090,000.00 $ 2,079,780 0.21% 3.62% 1.58% 6/30/2009 DWS Core Fixed Income VIP DWS 240,000.00 $ 238,826 0.02% 3.62% 1.09% 6/30/2009 DWS Core Plus Income Fund DWS 1,475,000.00 $ 1,467,787 0.15% 3.62% 2.05% 6/30/2009 Total 5,000,000 $ 4,975,550 0.50% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 14170TAC5 69373UAB3 260543BZ5 Issuer CAREFUSION CORPORATION PACCAR INCORPORATED DOW CHEMICAL Underwriters Bank of America Merrill Lynch, Barclays, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley, RBS, SunTrust Robinson Humphrey Bank of America, Barclays, Citigroup, ANZ Securities, BNP Paribas, HSBC, Mitsubishi UFJ Securities, RBC Capital Bank of America Merrill Lynch, Citigroup, HSBC, Morgan Stanley Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CFN 4 1/8 08/01/12 PCAR 6 3/8 02/15/12 DOW 4.85 08/15/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased UBS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/14/2009 2/10/2009 8/4/2009 Total amount of offering sold to QIBs 250,000,000 250,000,000 1,250,000,000 Total amount of any concurrent public offering 0 0 0 Total 250,000,000 250,000,000 1,250,000,000 Public offering price 99.311 99.892 99.985 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.30% 0.40% 0.40% Rating Baa3 / BBB- A1 / AA- Baa3 / BBB- Current yield 4.01% 5.91% 4.68% Benchmark vs Spread (basis points) 287.5bp 500bp 312.5bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 110,000 $ 109,242 0.04% 3.36% 2.49% 9/30/2009 DWS Short Duration Plus Fund DWS 1,320,000 $ 1,310,905 0.52% 3.36% 2.93% 9/30/2009 Total $ 1,420,147 0.57% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 15080BAA4 36155WAE6 458207AG2 Issuer CEDC FIN CORP INTL INC GCI INC INTELSAT JACKSON HLDG Underwriters Citigroup, Deutsche Bank, Goldman Sachs, UBS Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CEDC 9 1/8 12/01/16 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPM N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/24/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 380,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 380,000,000 425,000,000 500,000,000 Public offering price 99.366 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 2.00% 1.75% Rating B1 / B+ B2 / BB- B3 / B+ Current yield 8.65% 8.37% 8.15% Benchmark vs Spread (basis points) 645 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 5,105,000 $ 5,072,634.30 1.34% 3.33% 2.49% 12/31/2009 DWS High Income Plus Fund 1,085,000 $ 1,078,121.10 0.29% 3.33% 2.95% 12/31/2009 DWS High Income Trust 630,000 $ 626,005.80 0.17% 3.33% 3.34% 12/31/2009 DWS High Income VIP 655,000 $ 650,847.30 0.17% 3.33% 2.50% 12/31/2009 DWS Multi Market Income Trust 735,000 $ 730,340.10 0.19% 3.33% 2.58% 12/31/2009 DWS Strategic Income Fund 535,000 $ 531,608.10 0.14% 3.33% 0.57% 12/31/2009 DWS Strategic Income Trust 255,000 $ 253,383.30 0.07% 3.33% 2.61% 12/31/2009 Total 9,000,000 $ 8,942,940.00 2.37% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 15135UAA7 73755LAE7 205887BE Issuer CENOVUS ENERGY INCORPORATED POTASH CORP- SASKATCHEWAN CONAGRA FOODS Underwriters Bank of America, Barclays, RBC Capital, Credit Suisse, Deutsche Bank, Morgan Stanley, RBS Bank of America, HSBC, RBC Capital, BMO Capital Markets, CIBC World Markets, Comerica Securities, Goldman Sachs, Mitsubishi UFJ Securities, Rabo Securities, Scotia Capital, SG Americas Bank of America, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CVECN 4 1/2 09/15/14 POT 5 1/4 05/15/14 CAG 5 7/8 04/15/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/15/2009 4/28/2009 4/6/2009 Total amount of offering sold to QIBs 800,000,000 500,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 800,000,000 500,000,000 500,000,000 Public offering price 99.903 99.757 99.957 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.60% 0.60% 0.60% Rating Baa2 / BBB+ Baa1 / A- Baa2 / BBB Current yield 4.41% 4.87% 5.39% Benchmark vs Spread (basis points) 212.5bp 337.5bp 400bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 300,000 $ 299,709 0.04% 2.28% 0.30% 9/30/2009 DWS Short Duration Plus Fund DWS 3,900,000 $ 3,896,217 0.49% 2.28% 0.46% 9/30/2009 Total $ 4,195,926 0.52% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 15135UAC3 931422AE9 134429AT6 Issuer CENOVUS ENERGY INCORPORATED WALGREEN COMPANY CAMPBELL SOUP COMPANY Underwriters Bank of America, Barclays, RBC Capital, Credit Suisse, Deutsche Bank, Morgan Stanley, RBS Bank of America, Goldman Sachs, JP Morgan, Morgan Stanley Barclays, JP Morgan, UBS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CVECN 5.7 10/15/19 WAG 5 1/4 01/15/19 CPB 4 1/2 02/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/15/2009 1/8/2009 1/14/2009 Total amount of offering sold to QIBs 1,300,000,000 1,000,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,300,000,000 1,000,000,000 300,000,000 Public offering price 99.933 99.477 99.285 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.65% 0.65% 0.65% Rating Baa2 / BBB+ A2 / A+ A2 / A Current yield 5.59% 5.08% 4.40% Benchmark vs Spread (basis points) 225bp 287.5bp 237.5bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS BALANCED FUND DWS 168,000 $ 167,887 0.01% 2.61% 0.73% 9/30/2009 DWS BALANCED VIP DWS 48,000 $ 47,968 0.00% 2.61% 0.71% 9/30/2009 DWS BOND VIP DWS 186,000 $ 185,875 0.01% 2.61% 0.73% 9/30/2009 DWS CORE FIXED INCOME FUND DWS 648,000 $ 647,566 0.05% 2.61% 0.65% 9/30/2009 DWS CORE FIXED INCOME VIP DWS 78,000 $ 77,948 0.01% 2.61% 0.57% 9/30/2009 DWS CORE PLUS INCOME FUND DWS 474,000 $ 473,682 0.04% 2.61% 0.67% 9/30/2009 DWS GLOBAL BOND FUND DWS 198,000 $ 197,867 0.02% 2.61% 0.53% 9/30/2009 DWS Strategic Income Fund DWS 1,280,000 $ 1,279,142 0.10% 2.61% 1.34% 9/30/2009 DWS Strategic Income VIP DWS 120,000 $ 119,920 0.01% 2.61% 1.35% 9/30/2009 Total $ 3,197,856 0.25% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 171871AL0 459902AR3 018772AL7 Issuer CINCINNATI BELL INCORPORATED INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America, Barclays, Deutsche Bank, Morgan Stanley, RBS Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CBB 8 1/4 10/15/17 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/30/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 500,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 500,000,000 570,000,000 Public offering price 98.562 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 2.00% Rating Ba3 / B+ Baa2 / BBB B2 / B+ Current yield 8.33% 6.57% 9.68% Benchmark vs Spread (basis points) 533bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 5,515,000 $ 5,435,694 1.10% 0.58% 0.00% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 1,270,000 $ 1,251,737 0.25% 0.58% 0.00% 9/30/2009 DWS HIGH INCOME TRUST DWS 645,000 $ 635,725 0.13% 0.58% 0.00% 9/30/2009 DWS HIGH INCOME VIP DWS 720,000 $ 709,646 0.14% 0.58% 0.00% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 1,260,000 $ 1,241,881 0.25% 0.58% 0.00% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 255,000 $ 251,333 0.05% 0.58% 0.00% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 335,000 $ 330,183 0.07% 0.58% 0.00% 9/30/2009 Total $ 9,856,200 1.99% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 172441AR8 55616XAE7 58013MEG5 Issuer Cinemark USA Incorporated Macys Retail Holdings Incorporated McDonald's Corporation Underwriters Barclays Capital, Deutsche Bank Securities, JP Morgan, Morgan Stanley, Banc of America Securities, Credit Suisse, Wachovia Securities Banc of America Securities, Credit Suisse, JP Morgan, Bank of New York Mellon Corp, Citigroup, Fifth Third Securities Inc, Loop Capital Markets LLC, Piper Jaffray & Co, PNC Capital Markets, Wells Fargo Banc of America Securities, JP Morgan, ANZ Securities, Barclays Capital, BNP Paribas Securities Corp, Citigroup, Daiwa Securities America Inc, Goldman Sachs, Greenwich Capital Markets Inc, HSBC Securities, ING Financial Markets, Mitsubishi UFJ Securities Internat, Mizuho Securities USA Inc, Morgan Stanley, Piper Jaffray & Co, RBC Capital Markets, Scotia Capital Inc, SG Americas Securities LLC, SunTrust Capital Markets Years of continuous operation, including predecessors > 3 years >3 years >3 years Security CNK 8.625% 06/15/2019 M 7.875% 07/15/2015 MCD 5% 02/01/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays Capital N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/16/2009 6/16/2009 6/16/2009 Total amount of offering sold to QIBs 470,000,000 650,000,000 400,000,000 Total amount of any concurrent public offering 0 0 0 Total 470,000,000 650,000,000 400,000,000 Public offering price 97.560 99.911 99.966 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.63% 0.52% Rating B3/B- Ba2/BB A3/A Current yield 8.84% 8.95% 5.00% Benchmark vs Spread (basis points) 531bp 408bp 270bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 1,185,000.00 $ 1,156,086 0.25% 0.71% 0.00% 6/16/2009 DWS HIGH INCOME PLUS FUND DWS 245,000.00 $ 239,022 0.05% 0.71% 0.00% 6/16/2009 DWS HIGH INCOME TRUST DWS 140,000.00 $ 136,584 0.03% 0.71% 0.00% 6/16/2009 DWS HIGH INCOME VIP DWS 155,000.00 $ 151,218 0.03% 0.71% 0.00% 6/16/2009 DWS MULTI MARKET INCOME TRUST DWS 130,000.00 $ 126,828 0.03% 0.71% 0.00% 6/16/2009 DWS STRATEGIC INCOME FUND DWS 90,000.00 $ 87,804 0.02% 0.71% 0.00% 6/16/2009 DWS STRATEGIC INCOME TRUST DWS 35,000.00 $ 34,146 0.01% 0.71% 0.00% 6/16/2009 DWS STRATEGIC INCOME VIP DWS 20,000.00 $ 19,512 0.00% 0.71% 0.00% 6/16/2009 Total 2,000,000 $ 1,951,200 0.43% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 17275RAH5 00206RAR3 654902AB1 Issuer CISCO SYSTEMS INC AT&T INC NOKIA CORP Underwriters Bank of America Merrill Lynch, Barclays, Credit Suisse, Deutsche Bank, HSBC Securities, JP Morgan, Blaylock, BNP Paribas, ING, Standard Chartered Bank, UBS Bank of America, Citigroup, JP Morgan Bank of America, Barclays, Credit Suisse, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CSCO 4.45 01/15/20 T 5.8 02/15/19 NOKIA 5 3/8 05/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/9/2009 1/29/2009 4/30/2009 Total amount of offering sold to QIBs 2,500,000,000 2,250,000,000 1,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,500,000,000 2,250,000,000 1,000,000,000 Public offering price 99.852 99.689 99.075 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.45% 0.45% 0.45% Rating A1 / A+ A2 / A A2 / A Current yield 4.52% 5.59% 5.21% Benchmark vs Spread (basis points) 100 300 237.5 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund 625,000 $ 624,075.00 0.02% - -1.76% 0.61% 12/31/2009 DWS Balanced VIP 175,000.00 $ 174,741.00 0.01% - -1.76% 0.74% 12/31/2009 DWS Bond VIP 480,000.00 $ 479,289.60 0.02% - -1.76% 0.36% 12/31/2009 DWS Core Fixed Income Fund 1,450,000.00 $ 1,447,854.00 0.06% 1.45% 0.94% 12/8/2009 DWS Core Plus Income Fund 1,170,000.00 $ 1,168,268.40 0.05% - -1.76% 0.26% 12/31/2009 DWS Global Bond Fund 500,000.00 $ 499,260.00 0.02% - -1.76% - -1.23% 12/31/2009 DWS Lifecycle Long Range Fund 380,000.00 $ 380,000.00 0.02% - -1.90% 0.82% 12/31/2009 DWS Strategic Income Fund 833,000.00 $ 831,767.16 0.03% 0.87% 0.65% 11/16/2009 DWS Strategic Income VIP 167,000.00 $ 166,752.84 0.01% 0.87% 0.70% 11/16/2009 Total 5,780,000 $ 5,772,008.00 0.23% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 17275RAF9 88732JAU2 126650BR0 Issuer CISCO SYSTEMS INC TIME WARNER CABLE INC CVS CAREMARK CORP Underwriters Bank of America Merrill Lynch, Barclays, Credit Suisse, Deutsche Bank Securities, HSBC, JP Morgan, Blaylock & Partners, BNP Paribas, ING, Standard Chartered Bank, UBS Bank of America, BNP Paribas, Citigroup, JP Morgan, Mitsubishi UFJ Securities Bank of New York Mellon, Bank of America Merrill Lynch, Barclays, JP Morgan, Wells Fargo Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CSCO 5 1/2 01/15/40 TWC 6 3/4 06/15/39 CVS 6 1/8 09/15/39 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/9/2009 6/24/2009 9/8/2009 Total amount of offering sold to QIBs 2,000,000,000 1,500,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,000,000,000 1,500,000,000 1,500,000,000 Public offering price 97.439 97.131 99.672 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.80% 0.88% 0.88% Rating A1 / A+ Baa2 / BBB Baa2 / BBB+ Current yield 5.74% 6.33% 6.07% Benchmark vs Spread (basis points) 130 260 187.5 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund 750,000 $ 730,792.50 0.01% - -1.87% 0.61% 12/31/2009 DWS Balanced VIP 200,000 $ 194,878.00 0.03% - -1.44% 1.28% 12/30/2009 DWS Bond VIP 570,000 $ 555,402.30 0.08% - -1.87% 0.36% 12/31/2009 DWS Core Fixed Income Fund 1,715,000 $ 1,671,078.85 0.07% 1.44% 0.94% 12/8/2009 DWS Core Plus Income Fund 1,375,000 $ 1,339,786.25 0.03% - -1.87% 0.26% 12/31/2009 DWS Global Bond Fund 590,000 $ 574,890.10 0.03% - -1.87% - -1.23% 12/31/2009 DWS Strategic Income Fund 680,000 $ 662,585.20 0.01% - -0.45% 0.00% 11/12/2009 DWS Strategic Income VIP 140,000 $ 136,414.60 0.01% - -0.45% 0.26% 11/12/2009 Total 6,020,000 $ 5,865,827.80 11,885,828 ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 18451QAB4 36155WAE6 458207AG2 Issuer CLEAR CHANNEL WORLDWIDE GCI INC INTELSAT JACKSON HLDG Underwriters Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs, Morgan Stanley, Bank of America, Barclays, Moelis & Co Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CCU 9 1/4 12/15/17 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/18/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 2,000,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,000,000,000 425,000,000 500,000,000 Public offering price 100.000 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.15% 2.00% 1.75% Rating B2 / B B2 / BB- B3 / B+ Current yield 8.85% 8.37% 8.15% Benchmark vs Spread (basis points) 602 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund 50,000 $ 50,000.00 0.00% 3.00% 0.60% 12/31/2009 DWS High Income Fund 3,100,000 $ 3,100,000.00 0.16% 3.00% 0.60% 12/31/2009 DWS High Income Plus Fund 675,000 $ 675,000.00 0.03% 3.00% 0.66% 12/31/2009 DWS High Income Trust 375,000 $ 375,000.00 0.02% 3.00% 0.99% 12/31/2009 DWS High Income VIP 400,000 $ 400,000.00 0.02% 3.00% 0.87% 12/31/2009 DWS Lifecycle Long Range Fund 30,000 $ 30,000.00 0.00% 3.00% 0.61% 12/31/2009 DWS Multi Market Income Trust 460,000 $ 460,000.00 0.02% 3.00% 0.59% 12/31/2009 DWS Strategic Income Fund 325,000 $ 325,000.00 0.02% 3.00% 0.55% 12/31/2009 DWS Strategic Income Trust 125,000 $ 125,000.00 0.01% 3.00% - -0.22% 12/31/2009 DWS Strategic Income VIP 60,000 $ 60,000.00 0.00% 3.00% 0.67% 12/31/2009 Total 5,600,000 $ 5,600,000.00 0.28% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 18451QAA6 36155WAE6 458207AG2 Issuer CLEAR CHANNEL WORLDWIDE GCI INC INTELSAT JACKSON HLDG Underwriters Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs, Morgan Stanley, Bank of America, Barclays Capital, Moelis & Co Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays Capital, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CCU 9 1/4 12/15/17 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/18/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 500,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 425,000,000 500,000,000 Public offering price 100.000 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.15% 2.00% 1.75% Rating B2 / B B2 / BB- B3 / B+ Current yield 9.00% 8.37% 8.15% Benchmark vs Spread (basis points) 602 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund 15,000 $ 15,000.00 0.00% 2.00% 0.60% 12/31/2009 DWS High Income Fund 775,000 $ 775,000.00 0.16% 2.00% 0.60% 12/31/2009 DWS High Income Plus Fund 165,000 $ 165,000.00 0.03% 2.00% 0.66% 12/31/2009 DWS High Income Trust 95,000 $ 95,000.00 0.02% 2.00% 0.99% 12/31/2009 DWS High Income VIP 100,000 $ 100,000.00 0.02% 2.00% 0.87% 12/31/2009 DWS Lifecycle Long Range Fund 10,000 $ 10,000.00 0.00% 2.00% 0.61% 12/31/2009 DWS Multi Market Income Trust 115,000 $ 115,000.00 0.02% 2.00% 0.59% 12/31/2009 DWS Strategic Income Fund 80,000 $ 80,000.00 0.02% 2.00% 0.55% 12/31/2009 DWS Strategic Income Trust 30,000 $ 30,000.00 0.01% 2.00% - -0.22% 12/31/2009 DWS Strategic Income VIP 15,000 $ 15,000.00 0.00% 2.00% 0.67% 12/31/2009 Total 1,400,000 $ 1,400,000.00 0.28% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 20605PAA9 459902AR3 018772AL7 Issuer CONCHO RESOURCES INCORPORATED INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America Merrill Lynch, BNP Paribas, JP Morgan, Wells Fargo, Calyon, Deutsche Bank, ING Financial Markets, Keybank, Mitsubishi UFJ Securities, Natixis Bleichroeder, Raymond James Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CXO 8 5/8 10/01/17 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/15/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 300,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 300,000,000 500,000,000 570,000,000 Public offering price 98.578 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.65% 2.00% Rating B3 / BB Baa2 / BBB B2 / B+ Current yield 8.34% 6.57% 9.68% Benchmark vs Spread (basis points) 566bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 1,140,000 $ 1,123,789 0.37% 3.98% 0.48% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 240,000 $ 236,587 0.08% 3.98% 2.13% 9/30/2009 DWS HIGH INCOME TRUST DWS 140,000 $ 138,009 0.05% 3.98% 2.50% 9/30/2009 DWS HIGH INCOME VIP DWS 145,000 $ 142,938 0.05% 3.98% 1.80% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 10,000 $ 9,858 0.00% 3.98% 0.95% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 145,000 $ 142,938 0.05% 3.98% 2.07% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 115,000 $ 113,365 0.04% 3.98% 1.34% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 40,000 $ 39,431 0.01% 3.98% 2.09% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 25,000 $ 24,645 0.01% 3.98% 1.35% 9/30/2009 Total $ 1,971,560 0.66% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 221643AC3 36155WAE6 458207AG2 Issuer COTT BEVERAGES INC GCI INC INTELSAT JACKSON HLDG Underwriters Barclays, Deutsche Bank, JP Morgan Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security BCB 8 3/8 11/15/17 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/3/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 215,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 215,000,000 425,000,000 500,000,000 Public offering price 98.575 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% N/A N/A Rating Caa1 / B B2 / BB- B3 / B+ Current yield 8.11% 8.37% 8.15% Benchmark vs Spread (basis points) 565 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 1,145,000 $ 1,128,683.75 0.53% 4.74% 4.11% 12/31/2009 DWS High Income Plus Fund 240,000.00 $ 236,580.00 0.11% 4.74% 4.09% 12/31/2009 DWS High Income Trust 140,000.00 $ 138,005.00 0.06% 4.74% 5.63% 12/31/2009 DWS High Income VIP 145,000.00 $ 142,933.75 0.07% 4.74% 4.13% 12/31/2009 DWS Multi Market Income Trust 165,000.00 $ 162,648.75 0.08% 4.74% 4.69% 12/31/2009 DWS Strategic Income Fund 120,000.00 $ 118,290.00 0.06% 4.74% 2.15% 12/31/2009 DWS Strategic Income Trust 45,000.00 $ 44,358.75 0.02% 4.74% 4.75% 12/31/2009 Total 2,000,000 $ 1,971,500.00 0.92% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 22818TAA0 201723AJ2 415864AJ6 Issuer Crown Americas Commercial Metals Company Harsco Corporation Underwriters Bank of America, Merrill Lynch, Citigroup, Deutsche Bank Securities Banc of America Securities, JP Morgan, BNP Paribas, Citigroup, Fortis Securities, HSBC Securities, Lazard Capital Markets, RBS Greenwich Capital, Scotia Capital, Wells Fargo Citigroup, JP Morgan, RBS Greenwich Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security CCK 7.625% 05/15/2017 CMC 7.35% 08/15/2018 HSC 5.75% 05/15/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/5/2009 7/30/2008 5/12/2008 Total amount of offering sold to QIBs 400,000,000 500,000,000 450,000,000 Total amount of any concurrent public offering 0 0 0 Total 400,000,000 500,000,000 450,000,000 Public offering price 97.092 99.828 99.895 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.75% 0.65% 0.65% Rating B1/BB- Ba2/BBB Baa1/A- Current yield 7.85% 7.36% 5.76% Benchmark vs Spread (basis points) 522bp 335bp 200bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 30,000.00 $ 29,128 0.01% - -0.61% 3.23% 6/30/2009 DWS Balanced VIP DWS 10,000.00 $ 9,709 0.00% - -0.61% 3.30% 6/30/2009 DWS High Income Fund DWS 1,210,000.00 $ 1,174,813 0.30% - -0.61% 6.14% 6/30/2009 DWS High Income Plus Fund DWS 250,000.00 $ 242,730 0.06% - -0.61% 6.19% 6/30/2009 DWS High Income Trust DWS 135,000.00 $ 131,074 0.03% - -0.61% 8.81% 6/30/2009 DWS High Income VIP DWS 155,000.00 $ 150,493 0.04% - -0.61% 6.30% 6/30/2009 DWS Lifecycle Long Range Fund DWS 10,000.00 $ 9,709 0.00% - -0.61% 3.93% 6/30/2009 DWS Multi Market Income Trust DWS 120,000.00 $ 116,510 0.03% - -0.61% 5.73% 6/30/2009 DWS Strategic Income Fund DWS 30,000.00 $ 29,128 0.01% - -0.61% 4.24% 6/30/2009 DWS Strategic Income Trust DWS 30,000.00 $ 29,128 0.01% - -0.61% 5.72% 6/30/2009 DWS Strategic Income VIP DWS 20,000.00 $ 19,418 0.01% - -0.61% 4.77% 6/30/2009 Total 2,000,000 $ 1,941,840 0.50% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 228227BA1 00828BAC9 707569AM1 Issuer CROWN CASTLE INTL CORP AFFINIA GROUP INC PENN NATIONAL GAMING INC Underwriters Bank of America Merrill Lynch, Barclays, Calyon, Deutsche Bank, Morgan Stanley, RBS, TD Securities Bank of America, Barclays, Deutsche Bank, JP Morgan, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, RBS, Wells Fargo, Calyon, Commerzbank, Daiwa Securities, Keybanc Capital Markets, TD Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CCI 7 1/8 11/01/19 AFFGRP 10 3/4 08/15/16 PENN 8 3/4 08/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/20/2009 8/6/2009 8/10/2009 Total amount of offering sold to QIBs 500,000,000 225,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 225,000,000 325,000,000 Public offering price 99.500 98.799 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.65% 2.00% Rating B1 / B B1 / B+ B1 / BB- Current yield 7.13% 9.91% 8.54% Benchmark vs Spread (basis points) 387 1029 499 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 2,285,000.00 $ 2,273,575.00 0.45% 0.25% 0.00% 10/20/2009 DWS High Income Plus Fund 485,000.00 $ 482,575.00 0.10% 0.25% 0.00% 10/20/2009 DWS High Income Trust 280,000.00 $ 278,600.00 0.06% - -0.50% 5.51% 12/31/2009 DWS High Income VIP 295,000.00 $ 293,525.00 0.06% 0.25% 0.00% 10/20/2009 DWS Multi Market Income Trust 325,000.00 $ 323,375.00 0.06% - -0.50% 4.22% 12/31/2009 DWS Strategic Income Fund 240,000.00 $ 238,800.00 0.05% 0.25% 0.00% 10/20/2009 DWS Strategic Income Trust 90,000.00 $ 89,550.00 0.02% - -0.50% 4.16% 12/31/2009 Total 4,000,000.00 $ 3,980,000.00 0.80% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 233331AN7 153645BB1 023608AE2 Issuer DTE Energy Company Central Illinois Light Ameren Corporation Underwriters Barclays Capital, BNP Paribas, JP Morgan, Comerica Securities, Deutsche Bank Securities, Scotia Capital, UBS Securities BNP Paribas, Goldman Sachs BNP Paribas, JP Morgan, UBS Securities, PNC Capital, Scotia Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security DTE 7.63% 05/15/2014 AEE 8.875% 12/15/2013 KSU 8% 06/01/2015 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/6/2009 5/6/2009 5/12/2009 Total amount of offering sold to QIBs 300,000,000 150,000,000 425,000,000 Total amount of any concurrent public offering 0 0 0 Total 300,000,000 150,000,000 425,000,000 Public offering price 100.000 99.997 99.505 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.60% 0.60% Rating Baa2/BBB- Baa2/BBB+ Baa3/BB+ Current yield 7.63% 8.88% 8.92% Benchmark vs Spread (basis points) 561bp 734bp 698bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 145,000.00 $ 145,000 0.05% 4.37% 2.42% 6/30/2009 DWS Balanced VIP DWS 41,000.00 $ 41,000 0.01% 4.37% 2.35% 6/30/2009 DWS Bond VIP DWS 152,000.00 $ 152,000 0.05% 4.37% 2.94% 6/30/2009 DWS Core Fixed Income Fund DWS 607,000.00 $ 607,000 0.20% 4.37% 2.29% 6/30/2009 DWS Core Fixed Income VIP DWS 68,000.00 $ 68,000 0.02% 4.37% 1.70% 6/30/2009 DWS Core Plus Income Fund DWS 420,000.00 $ 420,000 0.14% 4.37% 3.32% 6/30/2009 DWS Global Bond Fund DWS 167,000.00 $ 167,000 0.06% 4.37% 4.01% 6/30/2009 DWS Short Duration Fund DWS 290,000.00 $ 290,000 0.10% 4.37% 1.94% 6/30/2009 DWS Short Duration Plus Fund DWS 3,460,000.00 $ 3,460,000 1.15% 4.37% 2.40% 6/30/2009 Total 5,350,000 $ 5,350,000 1.78% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 24702RAH4 529772AD7 055921AA8 Issuer Dell Incorporated Lexmark International Incorporated BMC Software Incorporated Underwriters Bank of America Merrill Lynch, Deutsche Bank Securities, HSBC Securities Citigroup, JP Morgan, Scotia Capital, SunTrust Robinson Banc of America Securities, Credit Suisse, JP Morgan, Merrill Lynch, Morgan Stanley, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security Dell 3.375% 06/15/2012 LXK 5.9% 06/01/2013 BMC 7.25% 06/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/10/2009 5/19/2008 5/29/2008 Total amount of offering sold to QIBs 400,000,000 350,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 400,000,000 350,000,000 300,000,000 Public offering price 99.932 99.830 99.406 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.60% 0.65% Rating A2/A- Baa3/BBB- Baa3/BBB Current yield 3.38% 5.91% 7.29% Benchmark vs Spread (basis points) 150bp 285bp 325bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 160,000.00 $ 159,891 0.04% 1.86% 0.97% 6/30/2009 DWS Short Duration Plus Fund DWS 1,980,000.00 $ 1,978,654 0.50% 1.86% 0.69% 6/30/2009 Total 2,140,000 $ 2,138,545 0.54% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 24702RAJ0 529772AD7 055921AA8 Issuer Dell Incorporated Lexmark International Incorporated BMC Software Incorporated Underwriters Bank of America, Merrill Lynch, HSBC Securities, Deutsche Bank Securities Citigroup, JP Morgan, Scotia Capital, SunTrust Robinson Banc of America Securities, Credit Suisse, JP Morgan, Merrill Lynch, Morgan Stanley, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security Dell 5.875% 06/15/2019 LXK 5.9% 06/01/2013 BMC 7.25% 06/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank Of America, N.A. N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/10/2009 5/19/2008 5/29/2008 Total amount of offering sold to QIBs 600,000,000 350,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 350,000,000 300,000,000 Public offering price 99.933 99.830 99.406 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.45% 0.60% 0.65% Rating A2/A- Baa3/BBB- Baa3/BBB Current yield 5.88% 5.91% 7.29% Benchmark vs Spread (basis points) 195bp 285bp 325bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS CORE FIXED INCOME FUND DWS 2,300,000.00 $ 2,298,459 0.38% 1.86% 2.21% 6/30/2009 DWS CORE FIXED INCOME VIP DWS 200,000.00 $ 199,866 0.03% 1.86% 1.95% 6/30/2009 Total 2,500,000 $ 2,498,325 0.42% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 25214BAB0 665859AJ3 41698187 Issuer Dexia Credit Northern Trust Corporation State Street Corporation Underwriters Bank of America, Merrill Lynch, Citigroup, Morgan Stanley, Deutsche Bank Securities Merrill Lynch, UBS Securities, Goldman Sachs, Loop Capital Markets LLC, Williams Capital Banc of America Securities, Goldman Sachs , Credit Suisse, Morgan Stanley, Muriel Siebert, UBS Securities, Williams Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security DEXGRP 9/23/2011 NTRS 5.5% 08/15/2013 STT 2.15% 04/30/2012 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup Global Markets Limited N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/16/2009 8/6/2008 3/3/2009 Total amount of offering sold to QIBs 2,000,000,000 400,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,000,000,000 400,000,000 1,500,000,000 Public offering price 100.000 99.611 99.856 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.20% 0.30% 0.30% Rating Aa1/AA+ A1/AA- Aaae/AAA Current yield 1.26% 5.52% 2.15% Benchmark vs Spread (basis points) 86bp 228bp 88bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 770,000.00 $ 770,000 0.04% - -0.32% 0.63% 6/30/2009 DWS Short Duration Plus Fund DWS 9,230,000.00 $ 9,230,000 0.46% - -0.32% 0.47% 6/30/2009 Total 10,000,000 $10,000,000 0.50% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 25244SAF8 097014AK0 589331AP2 Issuer DIAGEO FINANCE BV BOEING CAPITAL CORP MERCK & CO INC Underwriters Citigroup, Deutsche Bank, Morgan Stanley Credit Suisse, Goldman Sachs, JP Morgan Bank of America, BNP Paribas, Citigroup, Credit Suisse, HSBC, JP Morgan, RBS, Santander, Williams Capital Group Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security DIAG 3 1/4 01/15/15 BA 3 1/4 10/27/14 MRK 4 06/30/15 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/3/2009 10/22/2009 6/22/2009 Total amount of offering sold to QIBs 500,000,000 500,000,000 1,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 500,000,000 1,000,000,000 Public offering price 99.591 99.780 99.598 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.23% 0.35% 0.35% Rating A3 / A- A2 / A Aa3 / AA- Current yield 3.25% 3.23% 3.82% Benchmark vs Spread (basis points) 97 95 137.5 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 290,000 $ 288,813.90 0.06% - -0.26% 0.59% 12/31/2009 DWS Short Duration Plus Fund 4,395,000.00 $ 4,377,024.45 0.88% - -0.26% 0.59% 12/31/2009 Total 4,685,000 $ 4,665,838.35 0.93% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 256605AS5 459902AR3 018772AL7 Issuer DOLE FOODS COMPANY INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America Merrill Lynch, Deutsche Bank, Wells Fargo, Goldman Sachs, Scotia Capital Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security DOLEFC 8 10/01/16 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/18/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 315,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 315,000,000 500,000,000 570,000,000 Public offering price 98.035 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 2.00% Rating B2 / B- Baa2 / BBB B2 / B+ Current yield 8.00% 6.57% 9.68% Benchmark vs Spread (basis points) 526.5bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME PLUS FUND DWS 1,700,000 1,666,595 0.54% 2.38% 0.64% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 360,000 352,926 0.11% 2.38% 0.64% 9/30/2009 DWS HIGH INCOME TRUST DWS 210,000 205,874 0.07% 2.38% 1.00% 9/30/2009 DWS HIGH INCOME VIP DWS 215,000 210,775 0.07% 2.38% 0.81% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 20,000 19,607 0.01% 2.38% 0.65% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 225,000 220,579 0.07% 2.38% - -0.14% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 175,000 171,561 0.05% 2.38% 0.68% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 60,000 58,821 0.02% 2.38% 0.89% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 35,000 34,312 0.01% 2.38% 0.73% 9/30/2009 Total $ 2,941,050 0.94% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 257559AG9 758202AG0 758202AF2 Issuer Domtar Corp Reed Elsevier Capital Reed Elsevier Capital Underwriters JP Morgan, Morgan Stanley, Banc of America Securities, BMO Capital Markets Corp, CIBC World Markets, Citigroup, Desjardins Securities, Fortis Securities, Goldman Sachs, NBF Securities USA Corp, Rabo Securities USA, RBC Capital Advisors, Scotia Capital, TD Securities, Deutsche Bank Securities Barclays Capital, Citigroup, HSBC Securities, JP Morgan Barclays Capital, Citigroup, HSBC Securities, JP Morgan Years of continuous operation, including predecessors > 3 years >3 years >3 years Security UFS 1.75% 06/01/2017 REEDLN 8.625% 01/15/2019 REEDLN 7.75% 01/15/2014 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMorgan JPMorgan JPMorgan Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/3/2009 1/13/2009 1/13/2009 Total amount of offering sold to QIBs 400,000,000 950,000,000 550,000,000 Total amount of any concurrent public offering 0 0 0 Total 400,000,000 950,000,000 550,000,000 Public offering price 96.157 99.612 99.744 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.20% 0.45% 0.35% Rating Ba3/BB- Baa1/BBB+ Baa1/BBB+ Current yield 11.18% 8.66% 7.77% Benchmark vs Spread (basis points) 822bp 637bp 637bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 70,000.00 $ 67,310 0.02% - -0.16% - -0.51% 6/30/2009 DWS Balanced VIP DWS 20,000.00 $ 19,231 0.01% - -0.16% - -0.39% 6/30/2009 DWS High Income Fund DWS 2,940,000.00 $ 2,827,016 0.74% - -0.16% 1.20% 6/30/2009 DWS High Income Plus Fund DWS 605,000.00 $ 581,750 0.15% - -0.16% 1.05% 6/30/2009 DWS High Income Trust DWS 345,000.00 $ 331,742 0.09% - -0.16% 1.91% 6/30/2009 DWS High Income VIP DWS 380,000.00 $ 365,397 0.10% - -0.16% 1.27% 6/30/2009 DWS Lifecycle Long Range Fund DWS 30,000.00 $ 28,847 0.01% - -0.16% - -0.39% 6/30/2009 DWS Multi Market Income Trust DWS 300,000.00 $ 288,471 0.08% - -0.16% 1.44% 6/30/2009 DWS Strategic Income Fund DWS 230,000.00 $ 221,161 0.06% - -0.16% 0.64% 6/30/2009 DWS Strategic Income Trust DWS 80,000.00 $ 76,926 0.02% - -0.16% 1.45% 6/30/2009 Total 5,000,000 $ 4,807,850 1.25% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 260543BW2 315405AL4 920355AF1 Issuer Dow Chemical Company Ferro Corporation Valspar Corporation Underwriters Banc of America Securities, Citigroup, HSBC Securities, Mizuho Securities, Morgan Stanley, Barclays Capital, Deutsche Bank Securities, Mitsubishi UFJ, RBS Securities, Blaylock Robert, Loop Capital, Utendahl Capital, Williams Capital Citigroup, Credit Suisse, JP Morgan, Fifth Third Securities, Greenwich Capital, Keybanc Capital, Morgan Stanley, Natcity Investments, Piper Jaffray Bank of America Securities, Merrill Lynch, Goldman Sachs, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security DOW 7.6% 05/15/2014 FOE 6.5% 08/15/2013 VAL 7.25% 06/15/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/7/2009 2/15/2009 6/16/2009 Total amount of offering sold to QIBs 1,750,000,000 172,500,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,750,000,000 172,500,000 300,000,000 Public offering price 99.688 100.00 99.574 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.60% 2.75% 0.65% Rating Baa3/BBB- B2/CCC- Baa2/BBB Current yield 7.62% 6.50% 7.28% Benchmark vs Spread (basis points) 550bp 525bp 362bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 1,180,000.00 $ 1,176,318 0.07% 3.32% 1.94% 6/30/2009 DWS Short Duration Plus Fund DWS 14,200,000.00 $14,155,696 0.81% 3.32% 2.17% 6/30/2009 Total 15,380,000 $15,332,014 0.88% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 260543BX0 920355AF1 01741RAC6 Issuer Dow Chemical Company Valspar Corporation Allegheny Technologies Underwriters Banc of America Securities, Citigroup, HSBC Securities, Morgan Stanley, RBS Securities, Barclays Capital, Deutsche Bank Securities, Mitsubishi UFJ, Mizuho International, Blaylock Robert, Loop Capital, Utendahl Capital, Williams Capital Bank of America, Merrill Lynch, Goldman Sachs, Wachovia Citigroup, JP Morgan, Banc of America Securities, Ban of Tokyo-Mitsubishi, BNY Mellon, Credit suisse, Morgan Stanley, PNC Capital, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security DOW 8.55% 05/15/2019 VAL 7.25% 06/15/2019 ATI 9.375% 06/01/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/7/2009 6/16/2009 5/27/2009 Total amount of offering sold to QIBs 3,250,000,000 300,000,000 350,000,000 Total amount of any concurrent public offering 0 0 0 Total 3,250,000,000 300,000,000 350,000,000 Public offering price 99.794 99.574 99.204 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.65% 0.65% 0.65% Rating Baa3/BBB- Baa2/BBB Baa3/BBB- Current yield 8.57% 7.28% 9.45% Benchmark vs Spread (basis points) 525bp 362bp 578bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS BALANCED FUND DWS 75,000.00 $ 74,846 0.00% 0.38% 3.23% 6/30/2009 DWS BALANCED VIP DWS 20,000.00 $ 19,959 0.00% 0.38% 3.30% 6/30/2009 DWS HIGH INCOME FUND DWS 2,950,000.00 $ 2,943,923 0.09% 0.38% 4.79% 6/30/2009 DWS HIGH INCOME PLUS FUND DWS 615,000.00 $ 613,733 0.02% 0.38% 4.86% 6/30/2009 DWS HIGH INCOME TRUST DWS 340,000.00 $ 339,300 0.01% 0.38% 7.03% 6/30/2009 DWS HIGH INCOME VIP DWS 385,000.00 $ 384,207 0.01% 0.38% 4.90% 6/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 30,000.00 $ 29,938 0.00% 0.38% 3.64% 6/30/2009 DWS MULTI MARKET INCOME TRUST DWS 270,000.00 $ 269,444 0.01% 0.38% 4.64% 6/30/2009 DWS STRATEGIC INCOME FUND DWS 1,640,000.00 $ 1,636,622 0.05% - -3.11% 0.97% 5/13/2009 DWS STRATEGIC INCOME VIP DWS 360,000.00 $ 359,258 0.01% - -3.11% 1.01% 5/13/2009 DWS STRATEGIC INCOME VIP DWS 45,000.00 $ 44,907 0.00% - -3.11% 1.01% 5/13/2009 Total 6,730,000 $ 6,716,136 0.21% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 263534BY4 589331AP2 05523UAG5 Issuer EI DU PONT DE NEMOUR MERCK & CO INC BAE SYSTEMS HOLDINGS INC Underwriters Bank of America, Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley, RBS, Bank of Tokyo-Mitsubishi, HSBC, Mizuho Securities, Santander, Scotia Capital, Standard Chartered Bank, Wells Fargo Bank of America, BNP Paribas, Citigroup, Credit Suisse, HSBC, JP Morgan, RBS, Santander, Williams Capital Group Barclays, Citigroup, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security DD 3 1/4 01/15/15 MRK 4 06/30/15 BALN 4.95 06/01/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/4/2009 6/22/2009 6/1/2009 Total amount of offering sold to QIBs 1,000,000,000 1,000,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 1,000,000,000 500,000,000 Public offering price 99.757 99.598 99.799 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 0.35% 0.35% Rating A2 / A Aa3 / AA- Baa2 / BBB+ Current yield 3.27% 3.82% 4.73% Benchmark vs Spread (basis points) 92 137.5 250 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 310,000 $ 309,246.70 0.03% - -0.70% 0.59% 12/31/2009 DWS Short Duration Plus Fund 4,670,000.00 $ 4,658,651.90 0.47% - -0.70% 0.51% 12/31/2009 Total 4,980,000 $ 4,967,898.60 0.47% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 298785EZ5 45324QAB2 23636UAA5 Issuer EUROPEAN INVESTMENT BANK ING BANK NV DANSKE BANK A/S Underwriters Credit Suisse, Deutsche Bank, Goldman Sachs Citigroup, HSBC, ING Bank, JP Morgan Bank of America, Citigroup, Danske Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security EIB 1 3/4 09/14/12 INTNED 2 5/8 02/09/12 DANBNK 2 1/2 05/10/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/1/2009 1/30/2009 6/23/2009 Total amount of offering sold to QIBs 5,000,000,000 5,000,000,000 2,250,000,000 Total amount of any concurrent public offering 0 0 0 Total 5,000,000,000 5,000,000,000 2,250,000,000 Public offering price 99.940 99.702 99.853 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.10% 0.30% 0.30% Rating Aaa / AAA Aaa / AAA Aaa / AAA Current yield 1.75% 2.57% 2.46% Benchmark vs Spread (basis points) 39.85bp 143.3bp 78.2bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 1,500,000 1,499,100 0.03% - -0.03% 0.52% 9/30/2009 DWS Short Duration Plus Fund DWS 18,500,000 18,488,900 0.37% - -0.03% 0.78% 9/30/2009 Total $ 19,988,000 0.40% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 302154AU3 30216BBS0 00254EJE8 Issuer EXPORT-IMPORT BK KOREA EXPORT DEVELOPMENT CANAD SWEDISH EXPORT CREDIT Underwriters Bank of America, Barclays, Credit Suisse, Deutsche Bank, Morgan Stanley Bank of America, BNP Paribas, HSBC, RBC Bank of America, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security EIBKOR 5 7/8 01/14/15 EDC 3 1/8 04/24/14 SEK 3 1/4 09/16/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/7/2009 4/20/2009 9/9/2009 Total amount of offering sold to QIBs 1,500,000,000 1,000,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,500,000,000 1,000,000,000 1,500,000,000 Public offering price 99.426 99.835 99.908 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.40% 0.15% 0.15% Rating A2 / A Aaa / AAA Aa1e / AA+e Current yield 5.59% 3.06% 3.23% Benchmark vs Spread (basis points) 362.5bp 135.75bp 86.75bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 394,000 391,738 0.03% 0.01% 0.22% 7/13/2009 DWS Short Duration Plus Fund DWS 4,749,000 4,721,741 0.31% 0.01% 0.22% 7/13/2009 Total $ 5,113,479 0.34% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 302182AC4 589331AR8 589331AP2 Issuer Express Scripts Incorporated Merck & Company Merck & Company Underwriters Citigroup, Credit Suisse, JP Morgan, Calyon Securities, Deutsche Bank Securities, Mitsubishi UFJ, RBS Greenwich Capital, Scotia Capital, SunTrust Robinson, Wachovia Banc of America Securities, BNP Paribas, Citigroup, Credit Suisse, HSBC Securities, JP Morgan, RBS Greenwich Capital, Santander Investment, UBS Securities Banc of America Securities, BNP Paribas, Citigroup, Credit Suisse, HSBC Securities, JP Morgan, RBS Greenwich Capital, Santander Investment, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security ESRX 5.25% 06/15/2012 MRK 1.875% 06/20/2011 MRK 4% 06/30/2015 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/4/2009 6/22/2009 6/22/2009 Total amount of offering sold to QIBs 1,000,000,000 1,250,000,000 1,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 1,250,000,000 1,000,000,000 Public offering price 99.922 99.976 99.598 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.40% 0.25% 0.35% Rating Baa3/BBB Aa3/AA- Aa3/AA- Current yield 5.25% 1.88% 4.02% Benchmark vs Spread (basis points) 375bp 75bp 137bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 380,000.00 $ 379,704 0.04% 3.40% 0.41% 6/30/2009 DWS Short Duration Plus Fund DWS 4,530,000.00 $ 4,526,467 0.45% 3.40% 0.25% 6/30/2009 Total 4,910,000 $ 4,906,170 0.49% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 302182AD2 589331AR8 589331AP2 Issuer Express Scripts Incorporated Merck & Company Merck & Company Underwriters Citigroup, Credit Suisse, JP Morgan, Calyon Securities, Deutsche Bank Securities, Mitsubishi UFJ, RBS Greenwich Capital, Scotia Capital, SunTrust Robinson, Wachovia Banc of America Securities, BNP Paribas, Citigroup, Credit Suisse, HSBC Securities, JP Morgan, RBS Greenwich Capital, Santander Investment, UBS Securities Banc of America Securities, BNP Paribas, Citigroup, Credit Suisse, HSBC Securities, JP Morgan, RBS Greenwich Capital, Santander Investment, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security ESRX 6.25% 06/15/2014 MRK 1.875% 06/20/2011 MRK 4% 06/30/2015 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/4/2009 6/22/2009 6/22/2009 Total amount of offering sold to QIBs 1,000,000,000 1,250,000,000 1,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 1,250,000,000 1,000,000,000 Public offering price 99.574 99.976 99.598 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.60% 0.25% 0.35% Rating Baa3/BBB Aa3/AA- Aa3/AA- Current yield 6.28% 1.88% 4.02% Benchmark vs Spread (basis points) 375bp 75bp 137bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 150,000.00 $ 149,361 0.02% 3.76% 0.41% 6/30/2009 DWS Short Duration Plus Fund DWS 1,835,000.00 $ 1,827,183 0.18% 3.76% 0.25% 6/30/2009 Total 1,985,000 $ 1,976,544 0.20% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 302203AA2 36155WAE6 458207AG2 Issuer EXPRO FINANCE LUXEMBOURG GCI INC INTELSAT JACKSON HLDG Underwriters Deutsche Bank, Goldman Sachs, Natixis Securities, RBC Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays Capital, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security EXPRO 8 1/2 12/15/16 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/14/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 1,400,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,400,000,000 425,000,000 500,000,000 Public offering price 96.207 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 2.00% 1.75% Rating B1 / B+ B2 / BB- B3 / B+ Current yield 8.59% 8.37% 8.15% Benchmark vs Spread (basis points) 622 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund 40,000 $ 38,482.80 0.00% 3.16% - -0.22% 12/31/2009 DWS High Income Fund 4,465,000 $ 4,641,034.44 0.32% 3.16% 1.10% 12/31/2009 DWS High Income Plus Fund 965,000 $ 928,397.55 0.07% 3.16% 1.30% 12/31/2009 DWS High Income Trust 560,000 $ 538,759.20 0.04% 3.16% 1.51% 12/31/2009 DWS High Income VIP 575,000 $ 553,190.25 0.04% 3.16% 1.08% 12/31/2009 DWS Lifecycle Long Range Fund 25,000 $ 24,051.75 0.00% 3.16% - -0.12% 12/31/2009 DWS Multi Market Income Trust 660,000 $ 634,966.20 0.05% 3.16% 1.11% 12/31/2009 DWS Strategic Income Fund 480,000 $ 461,793.60 0.03% 3.16% 0.00% 12/31/2009 DWS Strategic Income Trust 185,000 $ 177,982.95 0.01% 3.16% 1.17% 12/31/2009 DWS Strategic Income VIP 45,000 $ 43,293.15 0.00% 3.16% 0.00% 12/31/2009 Total 8,000,000 $ 8,041,951.89 0.57% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 31398AZV7 3137EABX6 31331GTJ8 Issuer FANNIE MAE FREDDIE MAC FEDERAL FARM CREDIT BANK Underwriters Barclays, Deutsche Bank, JP Morgan Barclays, Citigroup, Goldman Sachs Barclays, JP Morgan, Morgan Stanley, FTN Financial Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security FNMA 2 5/8 11/20/14 FHLMC 2 1/2 01/07/14 FFCB 2 5/8 04/17/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMorgan Chase N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/23/2009 1/5/2009 4/13/2009 Total amount of offering sold to QIBs 5,500,000,000 3,500,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 5,500,000,000 3,500,000,000 1,500,000,000 Public offering price 99.474 99.437 99.777 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.10% 0.10% 0.10% Rating Aaa / AAA Aaa / AAA Aaa / AAA Current yield 2.64% 2.48% 2.61% Benchmark vs Spread (basis points) 33 95 92 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 620,000.00 $ 616,738.80 0.01% - -0.25% 0.99% 12/31/2009 DWS Short Duration Plus Fund 9,380,000.00 $ 9,330,661.20 0.17% - -0.25% 0.83% 12/31/2009 Total 10,000,000.00 $ 9,947,400.00 0.18% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 31398AWK4 055921AA8 085789AD7 Issuer Fannie Mae BMC Software Berry Petroleum Company Underwriters Barclays Capital, Deutsche Bank Securities, JP Morgan, Cabrera Capital Markets, Credit Suisse, FTN Financial, Morgan Stanley Banc of America Securities, Credit Suisse, JP Morgan, Merrill Lynch, Morgan Stanley, UBS Securities BNP Paribas, Calyon Securities, RBS Greenwich Capital, SG Americas, Wachovia, BMO Capital, Wedbush Securities, BBVA Securities, Bosc Incorporated, Citigroup, Credit Suisse, Natixis, Raymond James, Scotia Capital, US Bancorp Years of continuous operation, including predecessors > 3 years >3 years >3 years Security FNMA 1.875% 04/20/2012 BMC 7.25% 06/01/2018 BRY 10.25% 06/01/2014 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays Capital N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 4/2/2009 5/29/2008 5/21/2009 Total amount of offering sold to QIBs 4,000,000,000 300,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 4,000,000,000 300,000,000 325,000,000 Public offering price 99.874 99.406 93.546 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.08% 0.65% 2.75% Rating Aaa/AAA Baa3/BBB B2/B Current yield 99.87% 7.29% 10.96% Benchmark vs Spread (basis points) 74bp 325bp 998bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS GNMA Fund DWS 11,430,000.00 $11,415,598 0.29% 0.53% 1.28% 6/30/2009 DWS Government & Agency Securities VIP DWS 1,145,000.00 $ 1,143,557 0.03% 0.36% 0.33% 4/15/2009 DWS Short Duration Fund DWS 515,000.00 $ 514,351 0.01% 0.53% 4.13% 6/30/2009 DWS Short Duration Plus Fund DWS 5,200,000.00 $ 5,193,448 0.13% 0.53% 4.81% 6/30/2009 DWS Strategic Government Securities Fund DWS 12,570,000.00 $12,554,162 0.31% 0.53% 1.10% 6/30/2009 Total 30,860,000 $30,821,116 0.77% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 31398AXJ6 055921AA8 085789AD7 Issuer Fannie Mae BMC Software Berry Petroleum Company Underwriters Barclays Capital, Deutsche Bank Securities, JP Morgan, Blaylock Robert, FTN Financial, Morgan Stanley, UBS Securities Bank of America, Credit Suisse, JP Morgan, Merrill Lynch, Morgan Stanley, UBS Securities BNP Paribas, Calyon Securities, RBS Greenwich Capital, SG Americas, Wachovia, BMO Capital, Wedbush Securities, BBVA Securities, Bosc Incorporated, Citigroup, Credit Suisse, Natixis, Raymond James, Scotia Capital, US Bancorp Years of continuous operation, including predecessors > 3 years >3 years >3 years Security FNMA 2.5% 05/15/2014 BMC 7.25% 06/01/2018 BRY 10.25% 06/01/2014 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/13/2009 5/29/2008 5/21/2009 Total amount of offering sold to QIBs 5,000,000,000 300,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 5,000,000,000 300,000,000 325,000,000 Public offering price 99.855 99.406 93.546 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.10% 0.65% 2.75% Rating Aaa/AAA Baa3/BBB B2/B Current yield 99.86% 7.29% 10.96% Benchmark vs Spread (basis points) 56bp 325bp 998bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 615,000.00 $ 614,108 0.01% - -2.07% 0.96% 6/17/2009 DWS Short Duration Plus Fund DWS 7,385,000.00 $ 7,374,292 0.15% - -2.07% 1.14% 6/17/2009 Total 8,000,000 $ 7,988,400 0.16% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 3133XTXH4 055921AA8 085789AD7 Issuer Federal Home Loan Bank BMC Software Berry Petroleum Company Underwriters Barclays Capital, Deutsche Bank Securities, Goldman Sachs & Co, Citigroup Global Markets Banc of America, Credit Suisse, JP Morgan, Merrill Lynch, Morgan Stanley, UBS Securities BNP Paribas, Calyon Securities, RBS Greenwich Capital, SG Americas, Wachovia Securities, BMO Capital, Wedbush Securities, BBVA Securities, Bosc Incorporated, Citigroup, Credit Suisse, Natixis, Raymond James, Scotia Capital, US Bancorp Years of continuous operation, including predecessors > 3 years >3 years >3 years Security FHLB 1.625% 07/27/2011 BMC 7.25% 06/01/2018 BRY 10.25% 06/01/2014 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased UBS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/11/2009 5/29/2008 5/21/2009 Total amount of offering sold to QIBs 5,000,000,000 300,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 5,000,000,000 300,000,000 325,000,000 Public offering price 99.905 99.406 93.546 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.05% 0.65% 2.75% Rating Aaa/AAAe Baa3/BBB B2/B Current yield 1.63% 7.29% 10.96% Benchmark vs Spread (basis points) 103bp 325bp 998bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS GNMA Fund DWS 10,500,000.00 $10,490,025 0.21% 0.65% 1.76% 6/30/2009 DWS Short Duration Fund DWS 835,000.00 $ 834,207 0.02% 0.65% 0.86% 6/30/2009 DWS Short Duration Plus Fund DWS 9,585,000.00 $ 9,575,894 0.19% 0.65% 0.80% 6/30/2009 DWS Strategic Government Securities Fund DWS 10,500,000.00 $10,490,025 0.21% 0.65% 1.63% 6/30/2009 Total 31,420,000 $31,390,151 0.63% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 3133XTS49 055921AA8 085789AD7 Issuer Federal Home Loan Bank BMC Software Berry Petroleum Company Underwriters Banc of America Securities, JP Morgan, UBS Securities, Barclays Capital, BNP Paribas, Citigroup, Credit Suisse, Deutsche Bank Securities, FTN Financial, Goldman Sachs, HSBC Securities, Morgan Stanley, RBS Greenwich Capital Banc of America Securities, Credit Suisse, JP Morgan, Merrill Lynch, Morgan Stanley, UBS Securities BNP Paribas, Calyon Securities, RBS Greenwich Capital, SG Americas, Wachovia, BMO Capital, Wedbush Securities, BBVA Securities, Bosc Incorporated, Citigroup, Credit Suisse, Natixis, Raymond James, Scotia Capital, US Bancorp Years of continuous operation, including predecessors > 3 years >3 years >3 years Security FHLB 1.875% 06/20/2012 BMC 7.25% 06/01/2018 BRY 10.25% 06/01/2014 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased UBS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/27/2009 5/29/2008 5/21/2009 Total amount of offering sold to QIBs 3,000,000,000 300,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 3,000,000,000 300,000,000 325,000,000 Public offering price 99.912 99.406 93.546 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.08% 0.65% 2.75% Rating Aaa/AAA Baa3/BBB B2/B Current yield 1.88% 7.29% 10.96% Benchmark vs Spread (basis points) 43bp 325bp 998bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS GNMA Fund DWS 21,000,000.00 $20,981,520 0.70% - -0.05% 1.01% 6/30/2009 DWS Short Duration Fund DWS 1,200,000.00 $ 1,198,944 0.04% - -0.05% 1.26% 6/30/2009 DWS Short Duration Plus Fund DWS 14,800,000.00 $14,786,976 0.49% - -0.05% 1.13% 6/30/2009 DWS Strategic Government Securities Fund DWS 23,000,000.00 $22,979,760 0.77% - -0.05% 0.68% 6/30/2009 Total 60,000,000 $59,947,200 2.00% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 31398AYY2 31331GYP8 3137EABX6 Issuer FANNIE MAE FEDERAL FARM CREDIT BANK FREDDIE MAC Underwriters Barclays, Goldman Sachs, JP Morgan, Deutsche Bank, Guzman & Co, Morgan Stanley, Utendahl Capital Partners Barclays, HSBC, Morgan Stanley, Jefferies & Co Barclays, Citigroup, Goldman Sachs Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security FNMA 3 09/16/14 FFCB 2 1/8 06/18/12 FHLMC 2 1/2 01/07/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/13/2009 6/12/2009 1/5/2009 Total amount of offering sold to QIBs 4,000,000,000 1,600,000,000 3,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 4,000,000,000 1,600,000,000 3,500,000,000 Public offering price 99.730 99.760 99.437 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.80% 0.08% 0.10% Rating Aaa / AAAe Aaa / AAA Aaa / AAA Current yield 2.96% 2.10% 2.49% Benchmark vs Spread (basis points) 43.5bp 32bp 95bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 1,000,000 $ 997,300 0.03% 1.49% 0.97% 9/17/2009 DWS Short Duration Plus Fund DWS 10,000,000 $ 9,973,000 0.25% 1.49% 1.21% 9/17/2009 Total $ 10,970,300 0.27% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 3133XUE41 31331GYP8 3137EABX6 Issuer FEDERAL HOME LOAN BANK FEDERAL FARM CREDIT BANK FREDDIE MAC Underwriters Bank of America, Citigroup, RBS, Barclays, Credit Suisse, Deutsche Bank, FTN Financial, Goldman Sachs, HSBC, JP Morgan, Morgan Stanley, UBS Barclays, HSBC, Morgan Stanley, Jefferies & Co Barclays, Citigroup, Goldman Sachs Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security FHLB 1 3/4 08/22/12 FFCB 2 1/8 06/18/12 FHLMC 2 1/2 01/07/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citibank N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/22/2009 6/12/2009 1/5/2009 Total amount of offering sold to QIBs 4,000,000,000 1,600,000,000 3,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 4,000,000,000 1,600,000,000 3,500,000,000 Public offering price 99.862 99.760 99.437 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.08% 0.08% 0.10% Rating Aaa / AAAe Aaa / AAA Aaa / AAA Current yield 1.75% 2.10% 2.49% Benchmark vs Spread (basis points) 35bp 32bp 95bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS GNMA Fund DWS 18,400,000 $ 18,374,608 0.46% 0.45% 1.97% 9/30/2009 DWS Short Duration Fund DWS 1,125,000 $ 1,123,448 0.03% 0.45% 2.15% 9/30/2009 DWS Short Duration Plus Fund DWS 26,075,000 $ 26,039,017 0.65% 0.45% 2.48% 9/30/2009 DWS Strategic Government Securities Fund DWS 16,400,000 $ 16,377,368 0.41% 0.45% 2.28% 9/30/2009 DWS Strategic Income Fund DWS 2,500,000 $ 2,496,550 0.06% 0.45% 6.22% 9/30/2009 DWS Strategic Income VIP DWS 500,000 $ 499,310 0.01% 0.45% 0.19% 9/30/2009 Total $ 64,910,300 1.63% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 31572UAA4 00828BAC9 707569AM1 Issuer FIBRIA OVERSEAS FINANCE AFFINIA GROUP INC PENN NATIONAL GAMING INC Underwriters Bank of America, Deutsche Bank, JP Morgan, BB Securities, BNP Paribas, Bradesco, Calyon, ING Bank of America, Barclays, Deutsche Bank, JP Morgan, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, RBS, Wells Fargo, Calyon, Commerzbank, Daiwa Securities, Keybanc Capital Markets, TD Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security FIBRIA 9 1/4 10/30/19 AFFGRP 10 3/4 08/15/16 PENN 8 3/4 08/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/26/2009 8/6/2009 8/10/2009 Total amount of offering sold to QIBs 1,000,000,000 225,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 225,000,000 325,000,000 Public offering price 99.200 98.799 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.40% 0.65% 2.00% Rating Ba1 / BB B1 / B+ B1 / BB- Current yield 8.21% 9.91% 8.54% Benchmark vs Spread (basis points) 584.7 1029 499 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 1,690,000.00 $ 1,676,480.00 0.17% 13.16% 3.41% 12/31/2009 DWS High Income Plus Fund 360,000.00 $ 357,120.00 0.04% 13.16% 3.79% 12/31/2009 DWS High Income Trust 210,000.00 $ 208,320.00 0.02% 13.16% 4.79% 12/31/2009 DWS High Income VIP 215,000.00 $ 213,280.00 0.02% 13.16% 3.64% 12/31/2009 DWS Multi Market Income Trust 245,000.00 $ 243,040.00 0.02% 13.16% 3.98% 12/31/2009 DWS Strategic Income Fund 180,000.00 $ 178,560.00 0.02% 13.16% 1.93% 12/31/2009 DWS Strategic Income Trust 100,000.00 $ 99,200.00 0.01% 13.16% 3.92% 12/31/2009 Total 3,000,000.00 $ 2,976,000.00 0.30% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 31737UAB4 45324QAB2 23636UAA5 Issuer FINANCE FOR DANISH INDUSTRY ING BANK NV DANSKE BANK A/S Underwriters Bank of America, Citigroup, Deutsche Bank Citigroup, HSBC, ING Bank, JP Morgan Bank of America, Citigroup, Danske Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security FINDAN 2.45 08/17/12 INTNED 2 5/8 02/09/12 DANBNK 2 1/2 05/10/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/11/2009 1/30/2009 6/23/2009 Total amount of offering sold to QIBs 750,000,000 5,000,000,000 2,250,000,000 Total amount of any concurrent public offering 0 0 0 Total 750,000,000 5,000,000,000 2,250,000,000 Public offering price 99.857 99.702 99.853 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.10% 0.30% 0.30% Rating Aaa Aaa / AAA Aaa / AAA Current yield 2.43% 2.57% 2.46% Benchmark vs Spread (basis points) 77.5bp 143.3bp 78.2bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 500,000 $ 499,285 0.07% 1.29% 1.28% 9/30/2009 DWS Short Duration Plus Fund DWS 6,000,000 $ 5,991,420 0.80% 1.29% 1.68% 9/30/2009 Total $ 6,490,705 0.87% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 345370CN8 36155WAE6 458207AG2 Issuer FORD MOTOR COMPANY GCI INC INTELSAT JACKSON HLDG Underwriters Bank of America Merrill Lynch, Barclays, Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley, RBS, BNP Paribas, HSBC Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security F 4 1/4 11/15/16 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/3/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 2,875,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,875,000,000 425,000,000 500,000,000 Public offering price 100.000 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 2.00% 1.75% Rating Caa1 / CCC B2 / BB- B3 / B+ Current yield 3.02% 8.37% 8.15% Benchmark vs Spread (basis points) 117.1 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 1,390,000 $1,390,000.00 0.05% 12.00% 1.35% 11/19/2009 DWS High Income Plus Fund 310,000 $310,000.00 0.01% 12.00% 1.35% 11/19/2009 DWS High Income Trust 180,000 $180,000.00 0.01% 12.00% 0.95% 11/19/2009 DWS High Income VIP 185,000 $185,000.00 0.01% 12.00% 1.76% 11/19/2009 DWS Multi Market Income Trust 280,000 $280,000.00 0.01% 12.00% 1.27% 11/19/2009 DWS Strategic Income Fund 85,000 $85,000.00 0.00% 12.00% 1.60% 11/19/2009 DWS Strategic Income Trust 70,000 $70,000.00 0.00% 12.00% 1.32% 11/19/2009 Total 2,500,000 $2,500,000.00 0.09% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 35906AAA6 00206RAP7 92343VAQ7 Issuer Frontier Communications AT&T Incorporated Verizon Communications Underwriters Citigroup, Credit Suisse, JP Morgan, Deutsche Bank Securities, UBS Securities Credit Suisse, JP Morgan, RBS Greenwich Capital, Wachovia, Castleoak Securities, Loop Capital Markets, Mitsubishi UFJ, Samual A Ramirez Banc of America Securities,Citigroup, Credit Suisse, Greenwich Capital Markets, Morgan Stanley, UBS Securities, Barclays Capital, Goldman Sachs, Merrill Lynch, Mitsubishi UFJ, RBC Capital Markets, Scotia Capital, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security FTR 8.25% 05/01/2014 T 6.7% 11/15/2013 VZ 8.75% 11/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 4/3/2009 11/12/2008 10/30/2008 Total amount of offering sold to QIBs 600,000,000 1,500,000,000 2,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 1,500,000,000 2,000,000,000 Public offering price 91.805 99.829 99.438 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.35% 0.45% Rating Ba2/BB A2/A A3/A Current yield 8.99% 6.71% 8.80% Benchmark vs Spread (basis points) 858bp 437bp 487bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 1,405,000.00 $ 1,289,860 0.23% 6.75% 8.53% 5/13/2009 DWS High Income Plus Fund DWS 345,000.00 $ 316,727 0.06% 6.75% 8.29% 5/13/2009 DWS High Income Trust DWS 755,000.00 $ 693,128 0.13% 6.75% 11.85% 5/13/2009 DWS High Income VIP DWS 190,000.00 $ 174,430 0.03% 6.75% 8.16% 5/13/2009 DWS Multi Market Income Trust DWS 140,000.00 $ 128,527 0.02% 6.75% 9.88% 5/13/2009 DWS Strategic Income Fund DWS 105,000.00 $ 96,395 0.02% 6.75% 6.01% 5/13/2009 DWS Strategic Income Trust DWS 40,000.00 $ 36,722 0.01% 6.75% 9.67% 5/13/2009 DWS Strategic Income VIP DWS 20,000.00 $ 18,361 0.00% 6.75% 6.03% 5/13/2009 Total 3,000,000 $ 2,754,150 0.50% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 35906AAB4 459902AR3 018772AL7 Issuer FRONTIER COMMUNICATIONS INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Citigroup, Credit Suisse, JP Morgan, Deutsche Bank Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security FTR 8 1/8 10/01/18 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/17/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 600,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 500,000,000 570,000,000 Public offering price 98.441 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 2.00% Rating Ba2 / BB Baa2 / BBB B2 / B+ Current yield 8.07% 6.57% 9.68% Benchmark vs Spread (basis points) 498bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 6,060,000 $ 5,965,525 1.01% 2.22% 0.86% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 1,275,000 $ 1,255,123 0.21% 2.22% 1.16% 9/30/2009 DWS HIGH INCOME TRUST DWS 735,000 $ 723,541 0.12% 2.22% 1.16% 9/30/2009 DWS HIGH INCOME VIP DWS 760,000 $ 748,152 0.12% 2.22% 0.81% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 25,000 $ 24,610 0.00% 2.22% - -0.14% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 500,000 $ 492,205 0.08% 2.22% 0.91% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 420,000 $ 413,452 0.07% 2.22% 0.89% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 145,000 $ 142,739 0.02% 2.22% 0.89% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 80,000 $ 78,753 0.01% 2.22% 0.72% 9/30/2009 Total $ 9,844,100 1.66% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 36155WAE6 983130AL9 458207AG2 Issuer GCI INC WYNN LAS VEGAS LLC/CORP INTELSAT JACKSON HLDG Underwriters Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America Merrill Lynch, Deutsche Bank, BNP Paribas, RBS, UBS Bank of America, Barclays, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security GNCMA 8 5/8 11/15/19 WYNN 7 7/8 11/01/17 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/29/2009 10/9/2009 10/14/2009 Total amount of offering sold to QIBs 425,000,000 500,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 425,000,000 500,000,000 500,000,000 Public offering price 99.170 97.823 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% N/A N/A Rating B2 / BB- Ba2e / BB+ B3 / B+ Current yield 8.37% 7.74% 8.15% Benchmark vs Spread (basis points) 533 504 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 855,000.00 $ 847,903.50 0.20% 1.72% 4.11% 12/31/2009 DWS High Income Plus Fund 180,000.00 $ 178,506.00 0.04% 1.72% 4.60% 12/31/2009 DWS High Income Trust 105,000.00 $ 104,128.50 0.02% 1.72% 5.39% 12/31/2009 DWS High Income VIP 110,000.00 $ 109,087.00 0.03% 1.72% 4.13% 12/31/2009 DWS Multi Market Income Trust 125,000.00 $ 123,962.50 0.03% 1.72% 4.57% 12/31/2009 DWS Strategic Income Fund 90,000.00 $ 89,253.00 0.02% 1.72% 2.15% 12/31/2009 DWS Strategic Income Trust 35,000.00 $ 34,709.50 0.01% 1.72% 4.58% 12/31/2009 Total 1,500,000.00 $ 1,487,550.00 0.35% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 36185JAA7 61757UAH3 06050BAG6 Issuer GMAC INC MORGAN STANLEY BANK OF AMERICA CORP Underwriters Citigroup, Deutsche Bank, Morgan Stanley, RBS Bank of New York Mellon, BB&T, Cabrera Capital Markets, CastleOak, FTN Financial, HSBC, Keybanc Capital Markets, Loop Capital Markets Bank of America Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security GMAC 1 3/4 10/30/12 MS 1.95 06/20/12 BAC 2.1 04/30/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citibank N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/28/2009 1/14/2009 1/27/2009 Total amount of offering sold to QIBs 2,900,000,000 3,000,000,000 6,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,900,000,000 3,000,000,000 6,000,000,000 Public offering price 99.991 99.958 99.970 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.30% 0.30% 0.30% Rating Aaa / AAA Aaa / AAA Aaa / AAA Current yield 1.75% 1.93% 2.06% Benchmark vs Spread (basis points) 31.6 97.6 97.2 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS GNMA Fund 6,200,000 $ 6,199,442.00 0.21% - -0.64% - -0.09% 12/31/2009 DWS Short Duration Fund 400,000 $ 399,964.00 0.01% - -0.64% - -0.09% 12/31/2009 DWS Short Duration Plus Fund 6,000,000 $ 5,999,460.00 0.21% 0.32% 0.61% 11/16/2009 DWS Strategic Government Securities Fund 6,200,000 $ 6,199,442.00 0.21% 0.32% 0.53% 11/16/2009 Total 18,800,000 $ 18,798,308.00 0.65% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 36186CBF9 665859AJ3 85748KAA1 Issuer GMAC Incorporated Northern Trust Corporation State Street Corporation Underwriters Banc of America Securities, Barclays Capital, Deutsche Bank Securities, JP Morgan Merrill Lynch, UBS Securities, Goldman Sachs, Loop Capital Markets, Williams Capital Banc of America Securities, Goldman Sachs, Credit Suisse, Morgan Stanley, Muriel Siebert, UBS Securities, Williams Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security GMAC 2.2% 12/19/2012 NTRS 5.5% 08/15/2013 STT 2.15% 04/30/2012 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays Capital N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/19/2009 8/6/2008 3/3/2009 Total amount of offering sold to QIBs 3,500,000,000 400,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 3,500,000,000 400,000,000 1,500,000,000 Public offering price 99.841 99.611 99.856 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.30% 0.30% 0.30% Rating Aaa/AAA A1/AA- Aaae/AAA Current yield 2.20% 5.52% 2.15% Benchmark vs Spread (basis points) 80bp 228bp 88bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 770,000.00 $ 768,776 0.02% - -0.24% 1.26% 6/30/2009 DWS Short Duration Plus Fund DWS 9,230,000.00 $ 9,215,324 0.26% - -0.24% 1.28% 6/30/2009 Total 10,000,000 $ 9,984,100 0.29% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 36962G4D3 61747YCG8 06051GDZ9 Issuer GENERAL ELEC CAP CORPORATION MORGAN STANLEY BANK OF AMERICA Underwriters Bank of America, Barclays, Deutsche Bank, RBS, Blaylock Robert Van, CastleOak Securities, Samuel Ramirez & Co, Utendahl Capital Partners, Williams Capital Group Keefe Bruyette & Woods, Loop Capital Markets, Siebert Capital Markets, Bank of New York Mellon, BB&T Capital Markets, Blaylock Robert Van, Cabrera Capital Markets Bank of America Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security GE 6 08/07/19 MS 7.3 05/13/19 BAC 7 5/8 06/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/4/2009 5/8/2009 5/28/2009 Total amount of offering sold to QIBs 2,000,000,000 3,000,000,000 2,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,000,000,000 3,000,000,000 2,500,000,000 Public offering price 99.888 99.769 99.244 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.43% 0.45% 0.45% Rating Aa2 / AA+ A2 / A A2 / A Current yield 5.74% 6.62% 6.76% Benchmark vs Spread (basis points) 235bp 360bp 410bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS BALANCED FUND DWS 710,000 $ 709,205 0.04% 1.56% 4.56% 9/30/2009 DWS BALANCED VIP DWS 190,000 $ 189,787 0.01% 1.56% 4.58% 9/30/2009 DWS BOND VIP DWS 355,000 $ 354,602 0.02% 1.56% 2.42% 9/30/2009 DWS CORE FIXED INCOME FUND DWS 2,630,000 $ 2,627,054 0.13% 1.56% 2.44% 9/30/2009 DWS CORE FIXED INCOME VIP DWS 310,000 $ 309,653 0.02% 1.56% 2.46% 9/30/2009 DWS CORE PLUS INCOME FUND DWS 955,000 $ 953,930 0.05% 1.56% 2.35% 9/30/2009 DWS GLOBAL BOND FUND DWS 400,000 $ 399,552 0.02% 1.56% 3.54% 9/30/2009 DWS Strategic Income Fund DWS 1,320,000 $ 1,318,522 0.07% 1.56% 3.89% 9/30/2009 DWS Strategic Income VIP DWS 265,000 $ 264,703 0.01% 1.56% 4.36% 9/30/2009 Total $ 7,127,009 0.36% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 37250WAA6 459902AR3 018772AL7 Issuer GEOEYE INCORPORATED INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America Merrill Lynch, JP Morgan, Canaccord Adams, Deutsche Bank, Dougherty & Co, Jefferies, SMH Capital Advisors Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security GEOY 9 5/8 10/01/15 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/23/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 400,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 400,000,000 500,000,000 570,000,000 Public offering price 97.262 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.65% 2.00% Rating B1 / B Baa2 / BBB B2 / B+ Current yield 9.67% 6.57% 9.68% Benchmark vs Spread (basis points) 746bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 575,000 $ 559,257 0.14% 4.23% 0.00% 9/25/2009 DWS High Income Plus Fund DWS 120,000 $ 116,714 0.03% 4.23% - -0.16% 9/25/2009 DWS High Income Trust DWS 70,000 $ 68,083 0.02% 4.23% 0.00% 9/25/2009 DWS High Income VIP DWS 70,000 $ 68,083 0.02% 4.23% 0.00% 9/25/2009 DWS Lifecycle Long Range Fund DWS 10,000 $ 9,726 0.00% 4.23% - -1.09% 9/25/2009 DWS Multi Market Income Trust DWS 75,000 $ 72,947 0.02% 4.23% 0.00% 9/25/2009 DWS Strategic Income Fund DWS 60,000 $ 58,357 0.01% 4.23% 0.44% 9/25/2009 DWS Strategic Income Trust DWS 20,000 $ 19,452 0.00% 4.23% 0.08% 9/25/2009 Total $ 972,620 0.25% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 37331NAA9 26054LFJ7 920355AF1 Issuer Georgia-Pacific Dow Chemical Company Valspar Corporation Underwriters Banc of America Securities, Citigroup, JP Morgan, Morgan Stanley, RBS Greenwich Capital, BNP Paribas, Credit Suisse, Deutsche Bank Securities, HSBC Securities, KBC Financial, Mitsubishi UFJ, Mizuho Securities, Scotia Capital, SG Americas, SunTrust Robinson Banc of America Securities, Incapital Bank of America, Merrill Lynch, Goldman Sachs, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security GP 8.25% 05/01/2016 DOW 7% 11/15/2013 VAL 7.25% 06/15/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 4/20/2009 10/27/2008 6/16/2009 Total amount of offering sold to QIBs 750,000,000 10,142,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 750,000,000 10,142,000 300,000,000 Public offering price 96.155 100.000 99.574 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 1.00% 0.65% Rating Ba3/BB- Baa3/BBB- Baa2/BBB Current yield 8.58% 7.00% 7.28% Benchmark vs Spread (basis points) 663bp 323bp 362bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 1,285,000 $ 1,235,592 0.17% 0.88% 9.78% 6/30/2009 DWS High Income Plus Fund DWS 350,000 $ 336,543 0.05% 0.88% 9.94% 6/30/2009 DWS High Income Trust DWS 245,000 $ 235,580 0.03% 0.88% 13.56% 6/30/2009 DWS High Income VIP DWS 110,000 $ 105,771 0.01% 0.88% 9.43% 6/30/2009 DWS Multi Market Income Trust DWS 310,000.00 $ 298,081 0.04% 0.88% 9.56% 6/30/2009 DWS Strategic Income Fund DWS 100,000 $ 96,155 0.01% 0.88% 6.23% 6/30/2009 DWS Strategic Income Trust DWS 85,000.00 $ 81,732 0.01% 0.88% 9.27% 6/30/2009 DWS Strategic Income VIP DWS 15,000 $ 14,423 0.00% 0.88% 6.83% 6/30/2009 Total 2,500,000 $ 2,403,875 0.33% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 382550AZ4 450679BW4 415864AJ6 Issuer Goodyear Tire ITT Corp Harsco Corp Underwriters Citigroup, Goldman Sachs, JP Morgan, BNP Paribas, Calyon, HSBC Securities, Morgan Stanley, Natixis Bleichroeder, Deutsche Bank Securities Citigroup, JP Morgan, Barclays Capital, BNP Paribas Securities Corp, Goldman Sachs, ING Financial Markets, Lazard Capital Markets LLC, Mitsubishi UFJ Securities USA, Morgan Stanley, RBS Securities, SG Americas Securities, UBS Securities, US Bancorp Investments, Wells Fargo Securities LLC Citigroup, JP Morgan, RBS Greenwich Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security GT 10.5% 05/15/2016 ITT 4.9% 05/01/2014 HSC .75% 05/15/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMorgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/6/2009 4/28/2009 5/12/2008 Total amount of offering sold to QIBs 1,000,000,000 500,000,000 450,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 500,000,000 450,000,000 Public offering price 95.846 99.807 99.895 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.88% 0.60% 0.65% Rating B1/B+ Baa1/BBB+ Baa1/A- Current yield 10.96% 4.91% 5.76% Benchmark vs Spread (basis points) 877bp 300bp 200bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 45,000.00 $ 43,131 0.00% 5.38% 2.23% 6/30/2009 DWS Balanced VIP DWS 10,000.00 $ 9,585 0.00% 5.38% 2.35% 6/30/2009 DWS High Income Fund DWS 1,780,000.00 $ 1,706,059 0.18% 5.38% 5.87% 6/30/2009 DWS High Income Plus Fund DWS 370,000.00 $ 354,630 0.04% 5.38% 6.00% 6/30/2009 DWS High Income Trust DWS 205,000.00 $ 196,484 0.02% 5.38% 8.51% 6/30/2009 DWS High Income VIP DWS 225,000.00 $ 215,654 0.02% 5.38% 5.89% 6/30/2009 DWS Lifecycle Long Range Fund DWS 20,000.00 $ 19,169 0.00% 5.38% 2.78% 6/30/2009 DWS Multi Market Income Trust DWS 160,000.00 $ 153,354 0.02% 5.38% 5.32% 6/30/2009 DWS Strategic Income Fund DWS 120,000.00 $ 115,015 0.01% 5.38% 3.74% 6/30/2009 DWS Strategic Income Trust DWS 40,000.00 $ 38,338 0.00% 5.38% 5.23% 6/30/2009 DWS Strategic Income VIP DWS 25,000.00 $ 23,962 0.00% 5.38% 4.34% 6/30/2009 Total 3,000,000 $ 2,875,380 0.30% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 397624AF4 459902AR3 018772AL7 Issuer GREIF INCORPORATED INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America, Deutsche Bank, JP Morgan, Fifth Third Securities, Huntington Investment, PNC Capital Markets, RBS, US Bancorp Investments Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security GEF 7 3/4 08/01/19 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/23/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 250,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 250,000,000 500,000,000 570,000,000 Public offering price 96.637 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.63% 0.65% 2.00% Rating Ba2 / BB+ Baa2 / BBB B2 / B+ Current yield 7.49% 6.57% 9.68% Benchmark vs Spread (basis points) 461 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS HIGH INCOME PLUS FUND DWS 190,000 $ 183,610 0.08% 6.58% 8.69% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 25,000 $ 24,159 0.01% 6.58% 6.74% 9/30/2009 DWS HIGH INCOME TRUST DWS 110,000 $ 106,301 0.04% 6.58% 11.40% 9/30/2009 DWS HIGH INCOME FUND DWS 910,000 $ 879,397 0.36% 6.58% 8.34% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 125,000 $ 120,796 0.05% 6.58% 6.22% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 30,000 $ 28,991 0.01% 6.58% 9.42% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 110,000 $ 106,301 0.04% 6.58% 9.45% 9/30/2009 Total $ 1,449,555 0.60% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 404119BG3 459902AR3 018772AL7 Issuer HCA INCORPORATED INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America, Citigroup, Goldman Sachs, JP Morgan, Wells Fargo, Barclays, Calyon, Credit Suisse, Deutsche Bank, GE, Mizuho Securities, Morgan Stanley, RBS Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HCA 7 7/8 02/15/20 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/29/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 1,250,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,250,000,000 500,000,000 570,000,000 Public offering price 98.254 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.70% 0.65% 2.00% Rating Ba3 / BB Baa2 / BBB B2 / B+ Current yield 7.80% 6.57% 9.68% Benchmark vs Spread (basis points) 446bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 3,660,000 $ 3,596,096 0.29% 2.16% 7.10% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 1,125,000 $ 1,105,358 0.09% 2.16% 7.61% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 455,000 $ 447,056 0.04% 2.16% 8.13% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 1,385,000 $ 1,360,818 0.11% 2.16% 5.08% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 140,000 $ 137,556 0.01% 2.16% 8.20% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 235,000 $ 230,897 0.02% 2.16% 5.84% 9/30/2009 Total $ 6,877,780 0.56% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 404119BE8 14149YAS7 031162AX8 Issuer HCA Cardinal Health Amgen Inc Underwriters Banc of America Securities, Citigroup, Deutsche Bank Securities, Goldman Sachs & Co, JP Morgan, Barclays Capital, Credit Suisse, Mizuho Securities USA, Wachovia Securities Banc of Amercia Securities Barclays Capital, Goldman Sachs, Merrill Lynch Years of continuous operation, including predecessors > 3 years >3 years >3 years Security HCA 8.5% 04/15/2019 CAH 5.5% 06/15/2013 AMGN 6.15% 06/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America Securities N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 4/15/2009 5/28/2008 5/20/2008 Total amount of offering sold to QIBs 1,500,000,000 300,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,500,000,000 300,000,000 500,000,000 Public offering price 96.755 99.637 99.828 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.17% 0.55% 0.33% Rating Ba3/BB Baa3/BBB+ A3/A+ Current yield 8.79% 5.52% 6.16% Benchmark vs Spread (basis points) 624bp 225bp 240bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 3,055,000.00 $ 2,955,865 0.20% 3.35% 5.09% 5/6/2009 DWS High Income Plus Fund DWS 635,000.00 $ 614,394 0.04% 3.35% 5.09% 5/6/2009 DWS High Income Trust DWS 335,000.00 $ 324,129 0.02% 1.29% 15.92% 6/30/2009 DWS High Income VIP DWS 390,000.00 $ 377,345 0.03% 1.29% 10.96% 6/30/2009 DWS Multi Market Income Trust DWS 270,000.00 $ 261,239 0.02% 1.29% 10.60% 6/30/2009 DWS Strategic Income Fund DWS 200,000.00 $ 193,510 0.01% 1.29% 6.50% 6/30/2009 DWS Strategic Income Trust DWS 70,000.00 $ 67,729 0.00% 1.29% 10.44% 6/30/2009 DWS Strategic Income VIP DWS 45,000.00 $ 43,540 0.00% 1.29% 7.05% 6/30/2009 Total 5,000,000 $ 4,837,750 0.33% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 413622AA9 120568AT7 12626PAJ2 Issuer Harrah's Entertainment Incorporated Bunge Limited Finance CRH America Incorporated Underwriters Banc of America Securities, Deutsche Bank Securities, JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley, Citigroup BNP Paribas, HSBC Securities, JP Morgan, RBS Securities, Bank of Tokyo Mitsubishi Trust Co, BBVA Compass, Calyon New York, Citigroup, ING Bank, Rabobank International, Sociate Generale, Standard Chartered Bank Barclays Capital, BNP Paribas, Citigroup, JP Morgan, Banc of America Securities LLC, ING Bank, J&E Davy Holdings, Rabo Securities, RBS Greenwich Capital, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security HET 11.25% 06/01/2017 BG 8.5% 06/15/2019 CRHID 8.125% 07/15/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/27/2009 6/4/2009 7/16/2008 Total amount of offering sold to QIBs 1,375,000,000 600,000,000 650,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,375,000,000 600,000,000 650,000,000 Public offering price 96.225 99.997 99.963 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.65% 0.45% Rating Caa1/B Baa2/BBB- Baa1/BBB+ Current yield 9.53% 8.50% 8.13% Benchmark vs Spread (basis points) 857bp 479bp 420bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 4,200,000.00 $ 4,041,450 0.31% - -1.79% 2.99% 6/30/2009 DWS High Income Plus Fund DWS 865,000.00 $ 832,346 0.06% - -1.79% 3.75% 6/30/2009 DWS High Income Trust DWS 500,000.00 $ 481,125 0.04% - -1.79% 4.66% 6/30/2009 DWS High Income VIP DWS 545,000.00 $ 524,426 0.04% - -1.79% 3.15% 6/30/2009 DWS Multi Market Income Trust DWS 440,000.00 $ 423,390 0.03% - -1.79% 3.25% 6/30/2009 DWS Strategic Income Fund DWS 330,000.00 $ 317,543 0.02% - -1.79% 2.08% 6/30/2009 DWS Strategic Income Trust DWS 120,000.00 $ 115,470 0.01% - -1.79% 4.66% 6/30/2009 Total 7,000,000 $ 6,735,750 0.51% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 413627BK5 459902AR3 018772AL7 Issuer HARRAHS OPERATING CO INCORPORATED INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Goldman Sachs, Morgan Stanley Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HET 11 1/4 06/01/17 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/8/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 720,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 720,000,000 500,000,000 570,000,000 Public offering price 100.000 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 2.00% Rating Caa1e / Be Baa2 / BBB B2 / B+ Current yield 11.01% 6.57% 9.68% Benchmark vs Spread (basis points) 818.10% 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 2,815,000 $2,815,000 0.39% 1.00% 4.40% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 600,000 $600,000 0.08% 1.00% 4.48% 9/30/2009 DWS HIGH INCOME TRUST DWS 355,000 $355,000 0.05% 1.00% 5.84% 9/30/2009 DWS HIGH INCOME VIP DWS 360,000 $360,000 0.05% 1.00% 4.19% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 30,000 $30,000 0.00% 1.00% 2.94% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 375,000 $375,000 0.05% 1.00% 4.46% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 300,000 $300,000 0.04% 1.00% 2.71% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 105,000 $105,000 0.01% 1.00% 4.38% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 60,000 $60,000 0.01% 1.00% 2.84% 9/30/2009 Total $5,000,000 0.69% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 42210PAM4 00828BAC9 707569AM1 Issuer HEADWATERS INC AFFINIA GROUP INC PENN NATIONAL GAMING INC Underwriters Bank of America Merrill Lynch, Deutsche Bank, Morgan Stanley Bank of America, Barclays, Deutsche Bank, JP Morgan, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, RBS, Wells Fargo, Calyon, Commerzbank, Daiwa Securities, Keybanc Capital Markets, TD Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HW 11 3/8 11/01/14 AFFGRP 10 3/4 08/15/16 PENN 8 3/4 08/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/20/2009 8/6/2009 8/10/2009 Total amount of offering sold to QIBs 328,250,000 225,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 328,250,000 225,000,000 325,000,000 Public offering price 99.067 98.799 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 2.00% Rating B2 / B+ B1 / B+ B1 / BB- Current yield 10.68% 9.91% 8.54% Benchmark vs Spread (basis points) 936 1029 499 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 575,000 $ 569,635.25 0.18% 2.96% 0.00% 10/20/2009 DWS High Income Plus Fund 120,000.00 $ 118,880.40 0.04% 2.96% 0.00% 10/20/2009 DWS High Income Trust 70,000.00 $ 69,346.90 0.02% 2.96% 0.00% 10/20/2009 DWS High Income VIP 75,000.00 $ 74,300.25 0.02% 2.96% 0.00% 10/20/2009 DWS Multi Market Income Trust 80,000.00 $ 79,253.60 0.02% 2.96% 0.00% 10/20/2009 DWS Strategic Income Fund 60,000.00 $ 59,440.20 0.02% 2.96% 0.00% 10/20/2009 DWS Strategic Income Trust 20,000.00 $ 19,813.40 0.01% 2.96% 0.00% 10/20/2009 Total 1,000,000 $ 990,670.00 0.30% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 428236AX1 529772AD7 055921AA8 Issuer Hewlett Packard Company Lexmark International Incorporated BMC Software Incorporated Underwriters Banc of America Securities, Credit Suisse, Deutsche Bank Securities, Morgan Stanley, RBS Greenwich Capital, Barclays Capital, BNP Paribas, HSBC Securities, Mitsubishi UFJ, Wachovia Citigroup, JP Morgan, Scotia Capital, SunTrust Robinson Banc of America Securities, Credit Suisse, JP Morgan, Merrill Lynch, Morgan Stanley, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security HPQ 2.25% 05/27/2011 LXK 5.9% 06/01/2013 BMC 7.25% 06/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/21/2009 5/19/2008 5/29/2008 Total amount of offering sold to QIBs 1,000,000,000 350,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 350,000,000 300,000,000 Public offering price 99.967 99.830 99.406 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.15% 0.60% 0.65% Rating A2/A Baa3/BBB- Baa3/BBB Current yield 2.25% 5.91% 7.29% Benchmark vs Spread (basis points) 140bp 285bp 325bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 240,000.00 $ 239,921 0.02% 0.34% 1.14% 6/30/2009 DWS Short Duration Plus Fund DWS 2,880,000.00 $ 2,879,050 0.29% 0.34% 1.13% 6/30/2009 Total 3,120,000 $ 3,118,970 0.31% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 428236AY9 529772AD7 055921AA8 Issuer Hewlett Packard Company Lexmark International Incorporated BMC Software Incorporated Underwriters Banc of America Securities, Credit Suisse, Deutsche Bank Securities, Morgan Stanley, RBS Greenwich Capital, Barclays Capital, BNP Paribas, HSBC Securities, Mitsubishi UFJ, Wachovia Citigroup, JP Morgan, Scotia Capital, SunTrust Robinson Banc of America Securities, Credit Suisse, JP Morgan, Merrill Lynch, Morgan Stanley, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security HPQ 2.95% 08/15/2012 LXK 5.9% 06/01/2013 BMC 7.25% 06/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/21/2009 5/19/2008 5/29/2008 Total amount of offering sold to QIBs 250,000,000 350,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 250,000,000 350,000,000 300,000,000 Public offering price 99.984 99.830 99.406 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.20% 0.60% 0.65% Rating A2/A Baa3/BBB- Baa3/BBB Current yield 2.95% 5.91% 7.29% Benchmark vs Spread (basis points) 160bp 285bp 325bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 130,000.00 $ 129,979 0.05% 0.32% 1.14% 6/30/2009 DWS Short Duration Plus Fund DWS 1,610,000.00 $ 1,609,742 0.64% 0.32% 1.13% 6/30/2009 Total 1,740,000 $ 1,739,722 0.70% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 44701QAR3 459902AR3 018772AL7 Issuer HUNTSMAN INTL LLC INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Credit Suisse, Deutsche Bank Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HUN 5 1/2 06/30/16 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/9/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 600,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 500,000,000 570,000,000 Public offering price 100.000 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission N/A 0.65% 2.00% Rating B1 / B- Baa2 / BBB B2 / B+ Current yield 6.41% 6.57% 9.68% Benchmark vs Spread (basis points) 245.8bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 1,410,000 $1,410,000 0.24% 6.25% 4.16% 9/30/2009 DWS High Income Plus Fund DWS 300,000 $300,000 0.05% 6.25% 4.31% 9/30/2009 DWS High Income Trust DWS 180,000 $180,000 0.03% 6.25% 5.59% 9/30/2009 DWS High Income VIP DWS 180,000 $180,000 0.03% 6.25% 4.02% 9/30/2009 DWS Lifecycle Long Range Fund DWS 15,000 $15,000 0.00% 6.25% 2.43% 9/30/2009 DWS Multi Market Income Trust DWS 185,000 $185,000 0.03% 6.25% 4.22% 9/30/2009 DWS Strategic Income Fund DWS 150,000 $150,000 0.03% 6.25% 2.71% 9/30/2009 DWS Strategic Income Trust DWS 50,000 $50,000 0.01% 6.25% 4.12% 9/30/2009 DWS Strategic Income VIP DWS 30,000 $30,000 0.01% 6.25% 2.74% 9/30/2009 Total $2,500,000 0.42% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 44920UAB4 73755LAE7 205887BE1 Issuer HYUNDAI CAPITAL SERVICES POTASH CORP-SASKATCHEWAN CONAGRA FOODS INC Underwriters Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley, RBS Bank of America, HSBC, RBC, BMO, CIBC, Comerica Securities, Goldman Sachs, Mitsubishi UFJ Securities, Rabo Securities, Scotia Capital, SG Americas Bank of America, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HYUCAP 6 05/05/15 POT 5 1/4 05/15/14 CAG 5 7/8 04/15/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/29/2009 4/28/2009 4/6/2009 Total amount of offering sold to QIBs 500,000,000 500,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 500,000,000 500,000,000 Public offering price 99.543 99.757 99.957 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.75% 0.60% 0.60% Rating Baa2 / BBB Baa1 / A- Baa2 / BBB Current yield 5.65% 4.89% 5.33% Benchmark vs Spread (basis points) 369.4 337.5 400 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 250,000 $ 248,857.50 0.05% 4.90% 0.88% 12/31/2009 DWS Short Duration Plus Fund 3,750,000 $ 3,732,862.50 0.75% 4.90% 0.73% 12/31/2009 Total 4,000,000 $ 3,981,720.00 0.80% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 46284PAM6 459902AR3 018772AL7 Issuer IRON MOUNTAIN INC INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America Merrill Lynch, Barclays Capital, JP Morgan, Scotia Capital, Deutsche Bank Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security IRM 8 3/8 08/15/21 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/5/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 550,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 550,000,000 500,000,000 570,000,000 Public offering price 99.625 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.65% 2.00% Rating B2 / B+ Baa2 / BBB B2 / B+ Current yield 8.21% 6.57% 9.68% Benchmark vs Spread (basis points) 466bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 4,180,000 $4,164,325 0.76% 3.38% 5.10% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 870,000 $866,738 0.16% 3.38% 4.89% 9/30/2009 DWS HIGH INCOME TRUST DWS 620,000 $617,675 0.11% 3.38% 7.07% 9/30/2009 DWS HIGH INCOME VIP DWS 530,000 $528,013 0.10% 3.38% 5.08% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 40,000 $39,850 0.01% 3.38% 5.55% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 615,000 $612,694 0.11% 3.38% 5.71% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 395,000 $393,519 0.07% 3.38% 4.12% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 170,000 $169,363 0.03% 3.38% 5.76% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 80,000 $79,700 0.01% 3.38% 4.36% 9/30/2009 Total $7,471,875 1.36% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 471065AA0 665859AJ3 85748KAA1 Issuer Japan Finance Corporation Northern Trust Corporation State Street Corporation Underwriters Barclays Capital, Deutsche Bank Securities, Morgan Stanley Merrill Lynch, UBS Securities, Goldman Sachs, Loop Capital Markets, Williams Capital Banc of America Securities, Goldman Sachs, Credit Suisse, Morgan Stanley, Muriel Siebert, UBS Securities, Williams Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security JFCORP 2% 06/24/2011 NTRS 5.5% 08/15/2013 STT 2.15% 04/30/2012 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays Capital N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/17/2009 8/6/2008 3/3/2009 Total amount of offering sold to QIBs 2,500,000,000 400,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,500,000,000 400,000,000 1,500,000,000 Public offering price 99.890 99.611 99.856 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.08% 0.30% 0.30% Rating Aa2/AA A1/AA- Aaae/AAA Current yield 2.00% 5.52% 2.15% Benchmark vs Spread (basis points) 90bp 228bp 88bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 382,000.00 $ 381,580 0.02% 0.29% 0.52% 6/30/2009 DWS Short Duration Plus Fund DWS 4,568,000.00 $ 4,562,975 0.18% 0.29% 0.52% 6/30/2009 Total 4,950,000 $ 4,944,555 0.20% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 500635AB3 30216BBS0 500769DF83 Issuer KOREA GAS CORP EXPORT DEVELOPMENT CANAD KFW Underwriters Bank of America, Deutsche Bank, JP Morgan Bank of America, BNP Paribas, HSBC, RBC Credit Suisse, Deutsche Bank, JP Morgan, Morgan Stanley Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security KORGAS 6 07/15/14 EDC 3 1/8 04/24/14 KFW 3 1/2 03/10/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/9/2009 4/20/2009 3/3/2009 Total amount of offering sold to QIBs 500,000,000 1,000,000,000 5,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 1,000,000,000 5,000,000,000 Public offering price 99.165 99.835 N/A Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.50% 0.15% 0.15% Rating A2 / A Aaa / AAA Aaa / AAA Current yield 5.72% 3.06% 3.38% Benchmark vs Spread (basis points) 390 135.75 162.8 Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS SHORT DURATION FUND DWS 245,000 $242,954 0.05% 6.29% 2.60% 9/30/2009 DWS SHORT DURATION PLUS FUND DWS 2,935,000 $2,910,493 0.58% 6.29% 3.26% 9/30/2009 Total $3,153,447 0.63% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 50064YAA1 153645BB1 023608AE2 Issuer Korea Hydro & Nuclear Power Central Illinois Light Ameren Corporation Underwriters Barclays Capital, Citigroup, Goldman Sachs, Deutsche Bank Securities BNP Paribas, Goldman Sachs BNP Paribas, JP Morgan, UBS Securities, PNC Capital, Scotia Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security KOHNPW 6.25% 06/17/2014 AEE 8.875% 12/15/2013 KSU 8% 06/01/2015 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/10/2009 5/6/2009 5/12/2009 Total amount of offering sold to QIBs 1,000,000,000 150,000,000 425,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 150,000,000 425,000,000 Public offering price 98.935 99.997 99.505 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.45% 0.60% 0.60% Rating A2/A Baa2/BBB+ Baa3/BB+ Current yield 6.32% 8.88% 8.92% Benchmark vs Spread (basis points) 362bp 734bp 698bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 430,000.00 $ 425,421 0.04% 0.83% 0.97% 6/30/2009 DWS Short Duration Plus Fund DWS 5,170,000.00 $ 5,114,940 0.52% 0.83% 0.69% 6/30/2009 Total 5,600,000 $ 5,540,360 0.56% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 50065JAA3 500769DF8 30216BBS0 Issuer KOREA EXPRESSWAY CORP KFW EXPORT DEVELOPMENT CANADA Underwriters Bank of America Merrill Lynch, Deutsche Bank, HSBC Credit Suisse, Deutsche Bank, Credit Suisse, JP Morgan, Morgan Stanley Bank of America, BNP Paribas, HSBC, RBC Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HIGHWY 4 1/2 03/23/15 KFW 3 1/2 03/10/14 EDC 3 1/8 04/24/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/15/2009 3/3/2009 4/20/2009 Total amount of offering sold to QIBs 700,000,000 5,000,000,000 1,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 700,000,000 5,000,000,000 1,000,000,000 Public offering price 99.335 99.973 99.835 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.50% 0.15% 0.15% Rating A2 / A Aaa / AAA Aaa / AAA Current yield 4.43% 3.37% 3.05% Benchmark vs Spread (basis points) 230 162.8 135.75 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 240,000.00 $ 238,404.00 0.03% 2.57% 0.99% 12/31/2009 DWS Short Duration Plus Fund 3,865,000.00 $ 3,839,297.75 0.55% 2.57% 1.16% 12/31/2009 Total 4,105,000.00 $ 4,077,701.75 0.58% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 50065LAA8 30216BBS0 00254EJE8 Issuer KOREA NATIONAL OIL CORP EXPORT DEVELOPMENT CANAD SWEDISH EXPORT CREDIT Underwriters Bank of America Merrill Lynch, Barclays, BNP Paribas, Deutsche Bank, JP Morgan, Korea Development Bank Bank of America, BNP Paribas, HSBC, RBC Bank of America, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security KOROIL 5 3/8 07/30/14 EDC 3 1/8 04/24/14 SEK 3 1/4 09/16/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/23/2009 4/20/2009 9/9/2009 Total amount of offering sold to QIBs 1,000,000,000 1,000,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 1,000,000,000 1,500,000,000 Public offering price 99.344 99.835 99.908 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.06% 0.15% 0.15% Rating A2 / A Aaa / AAA Aa1e / AA+e Current yield 5.22% 3.06% 3.23% Benchmark vs Spread (basis points) 300bp 135.75bp 86.75bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 585,000 $581,162 0.06% 3.25% 2.27% 9/30/2009 DWS Short Duration Plus Fund DWS 7,030,000 $6,983,883 0.70% 3.25% 2.71% 9/30/2009 Total $7,565,046 0.76% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 500769DK7 30216BBS0 500769DF8 Issuer KFW EXPORT DEVELOPMENT CANADA KFW Underwriters Barclays, JP Morgan, RBC, BNP Paribas, Citigroup, Credit Suisse, Deutsche Bank, DZ Bank, HSBC, Morgan Stanley, Royal Bank of Scotland, TD Securities, UBS Bank of America, BNP Paribas, HSBC, RBC Credit Suisse, Deutsche Bank, JP Morgan, Morgan Stanley Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security KFW 2 3/4 10/21/14 EDC 3 1/8 04/24/14 KFW 3 1/2 03/10/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased RBC N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/14/2009 4/20/2009 3/3/2009 Total amount of offering sold to QIBs 3,000,000,000 1,000,000,000 5,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 3,000,000,000 1,000,000,000 5,000,000,000 Public offering price 99.926 99.835 99.973 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.15% 0.15% 0.15% Rating Aaa / AAA Aaa / AAA Aaa / AAA Current yield 2.75% 3.05% 3.37% Benchmark vs Spread (basis points) 44.25 135.75 162.8 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 600,000.00 $ 599,556.00 0.02% 1.13% 0.72% 11/20/2009 DWS Short Duration Plus Fund 9,400,000.00 $ 9,393,044.00 0.31% 1.13% 1.07% 11/20/2009 Total 10,000,000.00 $ 9,992,600.00 0.33% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 50178TAA5 097751AS0 701081AS0 Issuer LBI ESCROW CORP BOMBARDIER INC PARKER DRILLING CO Underwriters BAC, BCLY, CITI, CS, DB, JPM, MS DB, MS, UBS BAC, RBS, BCLY Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security LYO 8 2017 BOMB 7 1/2 03/15/20 PKD 9 1/8 04/01/18 Is the affiliate a manager or co- manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased BANK OF AMERICA N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/24/2010 3/15/2010 3/11/2010 Total amount of offering sold to QIBs 2,250,000,000 650,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,250,000,000 650,000,000 300,000,000 Public offering price 100.000 98.320 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.02% 0.02% Rating Ba3e/ N/A Ba2/BB+ B1/B+ Current yield 7.70 7.50 9.13 Benchmark vs Spread (basis points) 477 415 576 Fund Specific Information DWS Funds Total SharesAmount $ Amount of Purchase % of Offering Purchased by the Security Performance^ Fund Performance^ Measurement Date* DWS High Income VIP 360,000 2,535,000$ 0.11% 3.75% 0.43% 3/31/2010 DWS High Income Fund 2,535,000 570,000$ 0.03% 3.75% 0.80% 3/31/2010 DWS Strategic Income VIP 100,000 360,000$ 0.02% 3.75% 0.29% 3/31/2010 DWS Lifecycle Long Range Fund 100,000 100,000$ 0.00% 3.75% 0.36% 3/31/2010 DWS High Income Plus Fund 570,000 760,000$ 0.03% 3.75% 0.43% 3/31/2010 DWS Strategic Income Fund 830,000 830,000$ 0.04% 3.75% 0.21% 3/31/2010 DWS Multi Market Income Trust 760,000 245,000$ 0.01% 3.75% 0.46% 3/31/2010 DWS Strategic Income Trust 245,000 100,000$ 0.00% 3.75% 0.17% 3/31/2010 Total 5,500,000 5,500,000$ 0.24% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Comparison Security Comparison Security Security Purchased CUSIP 302203AA2 18451QAA6 527298AN3 Issuer EXPRO FINANCE LUXEMBOURG CLEAR CHANNEL WORLDWIDE LEVEL 3 FINANCING INC Underwriters DB, GS CITI, CS, DB, GS BAC, BCLY, CITI, CS, DB, JPM, MS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security EXPRO 8 1/2 12/15/16 CCU 9 1/4 12/15/23 LVLT 10 02/01/18 Is the affiliate a manager or co-manager of offering? N/A N/A Co-Manager Name of underwriter or dealer from which purchased N/A N/A BANK OF AMERICA Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/14/2009 12/18/2009 1/5/2010 Total amount of offering sold to QIBs 1,400,000,000 500,000,000 640,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,400,000,000 500,000,000 640,000,000 Public offering price 96.210 98.320 97.982 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.02% 0.02% 2.00% Rating B1/B+ B2/B Caa1/CCC Current yield 8.50 9.25 10.50 Benchmark vs Spread (basis points) 622 602 692 Fund Specific Information DWS Funds Total SharesAmount $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS High Income Trust 1,825,000 1,788,172$ 0.28% 1.55% 0.43% 1/6/2010 DWS High Income VIP 395,000 387,029$ 0.06% 1.55% 0.46% 1/6/2010 DWS High Income Fund 115,000 112,679$ 0.02% 1.55% 0.55% 1/6/2010 DWS Strategic Income VIP 235,000 230,258$ 0.04% 1.55% 0.45% 1/6/2010 DWS Lifecycle Long Range Fund 20,000 19,596$ 0.00% 1.55% 0.12% 1/6/2010 DWS High Income Plus Fund 140,000 137,175$ 0.02% 1.55% 0.43% 1/6/2010 DWS Strategic Income Fund 195,000 191,065$ 0.03% 1.55% 0.43% 1/6/2010 DWS Multi Market Income Trust 40,000 39,193$ 0.01% 1.55% 0.46% 1/6/2010 DWS Strategic Income Trust 35,000 34,294$ 0.01% 1.55% 0.34% 1/6/2010 Total 3,000,000 2,905,166$ 0.45% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 550243AA7 00828BAC9 707569AM1 Issuer LUMENA RESOURCES CORP AFFINIA GROUP INC PENN NATIONAL GAMING INC Underwriters BOC International, Credit Suisse, Deutsche Bank Bank of America, Barclays, Deutsche Bank, JP Morgan, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, RBS, Wells Fargo, Calyon Securities, Commerzbank, Daiwa Securities, Keybanc Capital Markets, TD Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security LUMENA 12 10/27/14 AFFGRP 10 3/4 08/15/16 PENN 8 3/4 08/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/21/2009 8/6/2009 8/10/2009 Total amount of offering sold to QIBs 250,000,000 225,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 250,000,000 225,000,000 325,000,000 Public offering price 99.085 98.799 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.00% 0.65% 2.00% Rating B1 / BB- B1 / B+ B1 / BB- Current yield 13.95% 9.91% 8.54% Benchmark vs Spread (basis points) 991.1 1029 499 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 8,740,000.00 $ 8,660,029.00 3.46% - -17.24% 3.88% 12/31/2009 DWS High Income Plus Fund 1,865,000.00 $ 1,847,935.25 0.74% - -17.24% 4.11% 12/31/2009 DWS High Income Trust 545,000.00 $ 540,013.25 0.22% - -17.24% 5.39% 12/31/2009 DWS High Income VIP 1,120,000.00 $ 1,109,752.00 0.44% - -17.24% 3.97% 12/31/2009 DWS Multi Market Income Trust 635,000.00 $ 629,189.75 0.25% - -17.24% 4.22% 12/31/2009 DWS Strategic Income Fund 925,000.00 $ 916,536.25 0.37% - -17.24% 1.97% 12/31/2009 DWS Strategic Income Trust 170,000.00 $ 168,444.50 0.07% - -17.24% 4.25% 12/31/2009 Total 14,000,000.00 $ 13,871,900.00 5.55% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 552953BF7 120568AT7 12626PAJ2 Issuer MGM Mirage Incorporated Bunge Limited Finance CRH America Incorporated Underwriters Banc of America Securities, Barclays Capital, Citigroup, RBS Greenwich Capital, Wachovia, BNP Paribas, Commerzbank Capital Markets, Daiwa, Deutsche Bank Securities, JP Morgan, Morgan Stanley, UBS Securities BNP Paribas, HSBC Securities, JP Morgan, RBS Securities, Bank of Tokyo, BBVA Compass, Calyon New York, Citigroup, ING Bank, Rabobank International, Sociate Generale, Standard Chartered Bank Barclays Capital, BNP Paribas, Citigroup, JP Morgan, Banc of America Securities, ING Bank, J&E Davy Holdings, Rabo Securities, RBS Greenwich Capital, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security MGM 10.375% 05/15/2014 BG 8.5% 06/15/2019 CRHID 8.125% 07/15/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/14/2009 6/4/2009 7/16/2008 Total amount of offering sold to QIBs 650,000,000 600,000,000 650,000,000 Total amount of any concurrent public offering 0 0 0 Total 650,000,000 600,000,000 650,000,000 Public offering price 97.184 99.997 99.963 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.65% 0.45% Rating B1/B Baa2/BBB- Baa1/BBB+ Current yield 10.68% 8.50% 8.13% Benchmark vs Spread (basis points) 918bp 479bp 420bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 35,000.00 $ 34,014 0.01% 6.76% 3.52% 6/30/2009 DWS High Income Fund DWS 1,480,000.00 $ 1,438,323 0.23% 6.76% 5.33% 6/30/2009 DWS High Income Plus Fund DWS 305,000.00 $ 296,411 0.05% 6.76% 5.81% 6/30/2009 DWS High Income Trust DWS 175,000.00 $ 170,072 0.03% 6.76% 7.87% 6/30/2009 DWS High Income VIP DWS 190,000.00 $ 184,650 0.03% 6.76% 5.49% 6/30/2009 DWS Multi Market Income Trust DWS 145,000.00 $ 140,917 0.02% 6.76% 4.73% 6/30/2009 DWS Strategic Income Fund DWS 105,000.00 $ 102,043 0.02% 6.76% 2.74% 6/30/2009 DWS Strategic Income Trust DWS 40,000.00 $ 38,874 0.01% 6.76% 4.84% 6/30/2009 DWS Strategic Income VIP DWS 25,000.00 $ 24,296 0.00% 6.76% 3.20% 6/30/2009 Total 2,500,000 $ 2,429,600 0.38% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 552953BG5 120568AT7 12626PAJ2 Issuer MGM Mirage Incorporated Bunge Limited Finance CRH America Incorporated Underwriters Banc of America Securities, Barclays Capital, Citigroup, RBS Securities, Wachovia, BNP Paribas, Commerzbank Capital Markets, Daiwa, Deutsche Bank Securities, JP Morgan, Morgan Stanley, UBS Securities BNP Paribas, HSBC Securities, JP Morgan, RBS Securities, Bank of Tokyo, BBVA Compass, Calyon New York, Citigroup, ING Bank, Rabobank International, Sociate Generale, Standard Chartered Bank Barclays Capital, BNP Paribas, Citigroup, JP Morgan, Banc of America Securities, ING Bank, J&E Davy Holdings, Rabo Securities, RBS Greenwich Capital, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security MGM 11.125% 11/15/2017 BG 8.5% 06/15/2019 CRHID 8.125% 07/15/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/14/2009 6/4/2009 7/16/2008 Total amount of offering sold to QIBs 850,000,000 600,000,000 650,000,000 Total amount of any concurrent public offering 0 0 0 Total 850,000,000 600,000,000 650,000,000 Public offering price 97.344 99.997 99.963 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.50% 0.65% 0.45% Rating B1/B Baa2/BBB- Baa1/BBB+ Current yield 11.43% 8.50% 8.13% Benchmark vs Spread (basis points) 918bp 479bp 420bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 45,000.00 $ 43,805 0.01% 8.89% 3.52% 6/30/2009 DWS High Income Fund DWS 1,795,000.00 $ 1,747,325 0.21% 8.89% 5.33% 6/30/2009 DWS High Income Plus Fund DWS 370,000.00 $ 360,173 0.04% 8.89% 5.81% 6/30/2009 DWS High Income Trust DWS 200,000.00 $ 194,688 0.02% 8.89% 7.87% 6/30/2009 DWS High Income VIP DWS 230,000.00 $ 223,891 0.03% 8.89% 5.49% 6/30/2009 DWS Multi Market Income Trust DWS 170,000.00 $ 165,485 0.02% 8.89% 4.73% 6/30/2009 DWS Strategic Income Fund DWS 120,000.00 $ 116,813 0.01% 8.89% 2.74% 6/30/2009 DWS Strategic Income Trust DWS 45,000.00 $ 43,805 0.01% 8.89% 4.84% 6/30/2009 DWS Strategic Income VIP DWS 25,000.00 $ 24,336 0.00% 8.89% 3.20% 6/30/2009 Total 3,000,000 $ 2,920,320 0.35% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 552953BP5 431318AJ3 563571AG3 Issuer MGM MIRAGE LCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters BAC, BCLY, BNP, CITI, DAIWA, DB BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security MGM 9 2020 HILCRP 8 02/15/44 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP MORGAN N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/9/2010 2/3/2010 2/3/2010 Total amount of offering sold to QIBs 845,000,000 300,000,000 400,000,000 Total amount of any concurrent public offering 0 0 0 Total 845,000,000 300,000,000 400,000,000 Public offering price 100.000 98.320 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.02% 0.02% Rating B1/B B2/BB- Caaa1/BB- Current yield 8.65 8.00 9.50 Benchmark vs Spread (basis points) 529 455 609 Fund Specific Information DWS Funds Total SharesAmount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* DWS High Income Fund 1,315,000 1,315,000$ 0.16% 3.00% 1.34% 3/31/2010 DWS High Income Plus Fund 400,000 400,000$ 0.05% 3.00% 1.26% 3/31/2010 DWS High Income Trust 280,000 280,000$ 0.03% 3.00% 1.72% 3/31/2010 DWS High Income VIP 145,000 145,000$ 0.02% 3.00% 1.19% 3/31/2010 DWS Lifecycle Long Range Fund 85,000 85,000$ 0.01% 3.00% 1.55% 3/31/2010 DWS Multi Market Income Trust 590,000 590,000$ 0.07% 3.00% 1.61% 3/31/2010 DWS Strategic Income Fund 460,000 460,000$ 0.05% 3.00% 0.69% 3/31/2010 DWS Strategic Income Trust 160,000 160,000$ 0.02% 3.00% 1.64% 3/31/2010 DWS Strategic Income VIP 65,000 65,000$ 0.01% 3.00% 0.75% 3/31/2010 Total 3,500,000 3,435,000$ 0.41% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Comparison Security Comparison Security Security Purchased CUSIP 695459AE7 92203PAD8 563571AG3 Issuer PAETEC HOLDING CORP VANGUARD HLT HDG LLC/INC MANITOWOC CO INC Underwriters BAC, DB, CS JPM, DB BAC, DB, JPM, BNP, CS, MIZUHO Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PAET 8 7/8 06/30/17 VANGUA 8 02/01/24 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? N/A N/A Co-Manager Name of underwriter or dealer from which purchased N/A N/A BANK OF AMERICA Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/7/2010 1/20/2010 5/10/2010 Total amount of offering sold to QIBs 300,000,000 950,000,000 400,000,000 Total amount of any concurrent public offering 0 0 0 Total 300,000,000 950,000,000 400,000,000 Public offering price 100.530 98.320 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.02% 0.02% 2.00% Rating NR/NR B3/CCC+ Caa1/BB- Current yield 8.88 8.00 9.00 Benchmark vs Spread (basis points) 539 494 609 Fund Specific Information DWS Funds Total SharesAmount $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS High Income Fund 550,000 550,000$ 0.14% 1.50% 0.00% 2/3/2010 DWS High Income Plus Fund 120,000 120,000$ 0.03% 1.50% 0.00% 2/3/2010 DWS High Income Trust 70,000 70,000$ 0.02% 1.50% 0.00% 2/3/2010 DWS High Income VIP 70,000 70,000$ 0.02% 1.50% 0.00% 2/3/2010 DWS Lifecycle Long Range Fund 10,000 10,000$ 0.00% 1.50% 0.00% 2/3/2010 DWS Multi Market Income Trust 85,000 85,000$ 0.02% 1.50% 0.00% 2/3/2010 DWS Strategic Income Fund 60,000 60,000$ 0.02% 1.50% 0.00% 2/3/2010 DWS Strategic Income Trust 25,000 25,000$ 0.01% 1.50% 0.00% 2/3/2010 DWS Strategic Income VIP 10,000 10,000$ 0.00% 1.50% 0.00% 2/3/2010 Total 1,000,000 990,000$ 0.25% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 62886HAD3 36155WAE6 458207AG2 Issuer NCL CORP LTD GCI INC INTELSAT JACKSON HLDG Underwriters Barclays, Citigroup, Deutsche Bank, JP Morgan, DnB NOR Markets, HSBC, UBS Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security STRC 11 3/4 11/15/16 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/4/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 450,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 450,000,000 425,000,000 500,000,000 Public offering price 98.834 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.47% 2.00% 1.75% Rating B3 / B+ B2 / BB- B3 / B+ Current yield 11.63% 8.37% 8.15% Benchmark vs Spread (basis points) 892 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 1,710,000 $ 1,690,061.40 0.38% 0.76% 0.45% 11/10/2009 DWS High Income Plus Fund 360,000.00 $ 355,802.40 0.08% 0.76% 0.45% 11/10/2009 DWS High Income Trust 215,000.00 $ 212,493.10 0.05% 0.76% 0.00% 11/4/2009 DWS High Income VIP 220,000.00 $ 217,434.80 0.05% 0.76% 0.00% 11/4/2009 DWS Multi Market Income Trust 250,000.00 $ 247,085.00 0.05% 0.76% 0.00% 11/4/2009 DWS Strategic Income Fund 180,000.00 $ 177,901.20 0.04% 0.76% 0.00% 11/4/2009 DWS Strategic Income Trust 65,000.00 $ 64,242.10 0.01% 0.76% 0.00% 11/4/2009 Total 3,000,000 $ 2,965,020.00 0.66% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 63243NAA2 500769DF83 30216BBS0 Issuer NATIONAL AGRICULTURAL CO KFW EXPORT DEVELOPMENT CANAD Underwriters BNP Paribas, Deutsche Bank, HSBC, JP Morgan, NH Investment & Securities Credit Suisse, Deutsche Bank, Credit Suisse, JP Morgan, Morgan Stanley Bank of America, BNP Paribas, HSBC, RBC Capital Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NACF 5 09/30/14 KFW 3 1/2 03/10/14 EDC 3 1/8 04/24/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased BNP Paribas N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/23/2009 3/3/2009 4/20/2009 Total amount of offering sold to QIBs 500,000,000 5,000,000,000 1,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 5,000,000,000 1,000,000,000 Public offering price 99.533 N/A 99.835 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.15% 0.15% 0.15% Rating A2 / A Aaa / AAA Aaa / AAA Current yield 4.93% 3.38% 3.06% Benchmark vs Spread (basis points) 268bp 162.8bp 135.75bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 470,000 $467,805 0.09% 1.35% 0.19% 9/30/2009 DWS Short Duration Plus Fund DWS 7,075,000 $7,041,960 1.41% 1.35% 0.11% 9/30/2009 Total $7,509,765 1.50% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 637432LT0 72650RAV4 29379VAE3 Issuer NATIONAL RURAL UTIL COOP PLAINS ALL AMER PIPELINE ENTERPRISE PRODUCTS OPER Underwriters Deutsche Bank, Mitsubishi UFJ Securities, Mizuho Securities, RBS, Scotia Capital, UBS, Comerica Securities, PNC Capital Markets BNP Paribas, JP Morgan, Wells Fargo, BMO Capital Markets, Mizuho Securities, RBC Barclays, DnB NOR Markets, Mizuho Securities, RBS, Scotia Capital, SunTrust Robinson Humphrey, Wachovia Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NRUC 2 5/8 09/16/12 PAA 4 1/4 09/01/12 EPD 4.6 08/01/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Royal Bank of Scotland N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/9/2009 7/20/2009 6/1/2009 Total amount of offering sold to QIBs 250,000,000 500,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 250,000,000 500,000,000 500,000,000 Public offering price 99.851 99.802 99.950 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 0.35% 0.35% Rating A1 / A+ Baa3 / BBB- Baa3 / BBB- Current yield 2.61% 4.10% 4.40% Benchmark vs Spread (basis points) 125bp 275bp 312.5bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 1,000,000 $998,510 0.40% 0.69% 0.52% 9/30/2009 Total $998,510 0.40% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 638602BM3 61757UAH3 23636UAA5 Issuer NATIONWIDE BLDG SOCIETY MORGAN STANLEY DANSKE BANK A/S Underwriters Barclays, Deutsche Bank, JP Morgan, Morgan Stanley Bank of New York Mellon, BB&T Capital Markets, Cabrera Capital Markets, CastleOak Securities, FTN Financial, HSBC, Keybank, Loop Capital Bank of America, Citigroup, Danske Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NWIDE 2 1/2 08/17/12 MS 1.95 06/20/12 DANBNK 2 1/2 05/10/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/10/2009 1/14/2009 6/23/2009 Total amount of offering sold to QIBs 2,000,000,000 3,000,000,000 2,250,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,000,000,000 3,000,000,000 2,250,000,000 Public offering price 99.928 99.958 99.853 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.20% 0.30% 0.30% Rating Aaa / AAA Aaa / AAA Aaa / AAA Current yield 2.48% 1.93% 2.46% Benchmark vs Spread (basis points) 76.9 97.6 78.2 Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 1,380,000 $1,379,006 0.07% 0.94% 1.28% 9/30/2009 DWS Short Duration Plus Fund DWS 16,620,000 $16,608,034 0.83% 0.94% 1.79% 9/30/2009 Total $17,987,040 0.90% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 63934EAM0 00828BAC9 707569AM1 Issuer NAVISTAR INTL CORP AFFINIA GROUP INC PENN NATIONAL GAMING INC Underwriters Bank of America, Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan, RBC, Scotia Capital, UBS Bank of America, Barclays, Deutsche Bank, JP Morgan, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, RBS, Wells Fargo, Calyon Securities, Commerzbank, Daiwa Securities, Keybanc Capital Markets, TD Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NAV 8 1/4 11/01/21 AFFGRP 10 3/4 08/15/16 PENN 8 3/4 08/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/22/2009 8/6/2009 8/10/2009 Total amount of offering sold to QIBs 1,000,000,000 225,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 225,000,000 325,000,000 Public offering price 96.328 98.799 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.65% 0.65% 2.00% Rating B1 / BB- B1 / B+ B1 / BB- Current yield 7.92% 9.91% 8.54% Benchmark vs Spread (basis points) 495 1029 499 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 4,120,000.00 $ 3,968,713.60 0.40% 1.48% 0.67% 11/12/2009 DWS High Income Plus Fund 880,000.00 $ 847,686.40 0.08% 1.48% 0.50% 11/12/2009 Total 5,000,000.00 $ 4,816,400.00 0.48% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 64952WAS2 61757UAH3 06050BAG6 Issuer NEW YORK LIFE GLOBAL FDG MORGAN STANLEY BANK OF AMERICA CORP Underwriters Credit Suisse, Deutsche Bank, UBS Bank of New York Mellon, BB&T, Cabrera Capital Markets, CastleOak Securities, FTN Financial, HSBC, Keybanc Capital Markets, Loop Capital Markets Bank of America Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NYL 2 1/4 12/14/12 MS 1.95 06/20/12 BAC 2.1 04/30/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/13/2009 1/14/2009 1/27/2009 Total amount of offering sold to QIBs 500,000,000 3,000,000,000 6,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 3,000,000,000 6,000,000,000 Public offering price 99.718 99.958 99.970 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.20% 0.30% 0.30% Rating Aaa / AAA Aaa / AAA Aaa / AAA Current yield 2.23% 1.93% 2.06% Benchmark vs Spread (basis points) 93 97.6 97.2 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 300,000.00 $ 299,154.00 0.06% - -0.29% 0.99% 12/31/2009 DWS Short Duration Plus Fund 4,700,000.00 $ 4,686,746.00 0.94% - -0.29% 1.16% 12/31/2009 Total 5,000,000.00 $ 4,985,900.00 1.00% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 651715AJ3 459902AR3 018772AL7 Issuer NEWPAGE CORPORATION INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Citigroup, Credit Suisse, Goldman Sachs, Barclays, Deutsche Bank, UBS Securities Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NEWPAG 11 3/8 12/31/14 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/17/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 1,700,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,700,000,000 500,000,000 570,000,000 Public offering price 93.996 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.65% 2.00% Rating B2 / CCC+ Baa2 / BBB B2 / B+ Current yield 11.38% 6.57% 9.68% Benchmark vs Spread (basis points) 1055bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 4,555,000 $4,281,517.80 0.25% 4.52% 1.16% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 960,000 $902,361.60 0.05% 4.52% 1.16% 9/30/2009 DWS HIGH INCOME TRUST DWS 555,000 $521,677.80 0.03% 4.52% 0.81% 9/30/2009 DWS HIGH INCOME VIP DWS 575,000 $540,477.00 0.03% 4.52% - -0.14% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 50,000 $46,998.00 0.00% 4.52% 0.91% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 585,000 $549,876.60 0.03% 4.52% 0.89% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 465,000 $437,081.40 0.03% 4.52% 0.89% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 160,000 $150,393.60 0.01% 4.52% 0.72% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 95,000 $89,296.20 0.01% 4.52% 0.72% 9/30/2009 Total $7,519,680.00 0.44% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 653522DQ2 66989HAA6 911312AL0 Issuer NIAGARA MOHAWK POWER NOVARTIS CAPITAL CORP UNITED PARCEL SERVICE Underwriters Deutsche Bank, JP Morgan, Mitsubishi UFJ Securities Bank of America, Citigroup, Goldman Sachs, JP Morgan, Barclays, Credit Suisse, Morgan Stanley, UBS Barclays, Citigroup, JP Morgan, UBS, Bank of America, Banca IMI, BNP Paribas, CastleOak Securities, Credit Suisse, Goldman Sachs, Greenwich Capital Markets Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NGGLN 3.553 10/01/14 NOVART 4 1/8 02/10/14 UPS 3 7/8 04/01/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/21/2009 2/4/2009 3/19/2009 Total amount of offering sold to QIBs 500,000,000 2,000,000,000 1,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 2,000,000,000 1,000,000,000 Public offering price 100.000 99.897 99.778 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.30% 0.35% 0.35% Rating A3 / A- Aa2 / AA- Aa3 / AA- Current yield 3.56% 3.94% 3.69% Benchmark vs Spread (basis points) 110bp 225bp 230bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 190,000 $190,000.00 0.04% 0.60% 0.30% 9/30/2009 DWS Short Duration Plus Fund DWS 2,880,000 $2,880,000.00 0.58% 0.60% 0.24% 9/30/2009 Total $3,070,000.00 0.61% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 65409QAW2 758202AF2 758202AG0 Issuer Nielsen Finance Reed Elsevier Capital Reed Elsevier Capital Underwriters Credit Suisse, Deutsche Bank Securities, Goldman Sachs, JP Morgan, Morgan Stanley Barclays Capital, Citigroup, HSBC Securities, JP Morgan Barclays Capital, Citigroup, HSBC Securities, JP Morgan Years of continuous operation, including predecessors > 3 years >3 years >3 years Security VNU 11.5% 05/01/2016 REEDLN 7.75% 01/15/2014 REEDLN 8.625% 01/15/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 4/24/2009 1/13/2009 1/13/2009 Total amount of offering sold to QIBs 500,000,000 550,000,000 950,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 550,000,000 950,000,000 Public offering price 92.173 99.744 99.612 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.75% 0.35% 0.45% Rating Caa1/B- Baa1/BBB+ Baa1/BBB+ Current yield 12.48% 7.77% 8.66% Benchmark vs Spread (basis points) 1047bp 637bp 637bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 1,220,000.00 $ 1,124,511 0.24% 5.51% 9.25% 6/30/2009 DWS High Income Plus Fund DWS 255,000.00 $ 235,041 0.05% 5.51% 9.74% 6/30/2009 DWS High Income Trust DWS 135,000.00 $ 124,434 0.03% 5.51% 13.23% 6/30/2009 DWS High Income VIP DWS 150,000.00 $ 138,260 0.03% 5.51% 9.22% 6/30/2009 DWS Multi Market Income Trust DWS 110,000.00 $ 101,390 0.02% 5.51% 9.12% 6/30/2009 DWS Strategic Income Fund DWS 80,000.00 $ 73,738 0.02% 5.51% 5.79% 6/30/2009 DWS Strategic Income Trust DWS 30,000.00 $ 27,652 0.01% 5.51% 8.96% 6/30/2009 DWS Strategic Income VIP DWS 20,000.00 $ 18,435 0.00% 5.51% 6.39% 6/30/2009 Total 2,000,000 $ 1,843,460 0.40% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 666807BB7 097023AW5 438516AZ9 Issuer NORTHROP GRUMMAN CORP BOEING CO HONEYWELL INTERNATIONAL Underwriters Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Morgan Stanley, RBS, Banca IMI, BNP Paribas, Goldman Sachs, Mitsubishi UFJ Securities, SunTrust Robinson Humphrey, Wells Fargo Deutsche Bank, Greenwich Capital Markets, JP Morgan, Morgan Stanley, UBS, ANZ Securities, Bank of America, Banca IMI, Barclays, BBVA Securities, BNP Paribas, Bank of New York Mellon, Calyon Deutsche Bank, JP Morgan, RBS, UBS, Bank of America, Banca Intesa, Barclays, BBVA Securities, BNP Paribas, Citigroup, Goldman Sachs, HSBC Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NOC 3 7/10 08/01/14 BA 6 03/15/19 HON 5 02/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/27/2009 3/10/2009 2/17/2009 Total amount of offering sold to QIBs 350,000,000 650,000,000 900,000,000 Total amount of any concurrent public offering 0 0 0 Total 350,000,000 650,000,000 900,000,000 Public offering price 99.814 98.466 99.643 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.60% 0.45% 0.45% Rating Baa2 / BBB A2 / A A2 / A Current yield 3.64% 5.37% 4.75% Benchmark vs Spread (basis points) 115bp 320bp 237.5bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 255,000 $ 254,525.70 0.07% 0.59% 0.64% 8/6/2009 DWS Short Duration Plus Fund DWS 3,075,000 $ 3,069,280.50 0.88% 0.59% 0.43% 8/6/2009 Total $ 3,323,806.20 0.95% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 666807BA9 097023AW5 438516AZ9 Issuer NORTHROP GRUMMAN CORP BOEING CO HONEYWELL INTERNATIONAL Underwriters Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Morgan Stanley, RBS Deutsche Bank, Greenwich Capital Markets, JP Morgan, Morgan Stanley, UBS, ANZ Securities, Bank of America, Banca IMI, Barclays, BBVA Securities, BNP Paribas, Bank of New York Mellon, Calyon Deutsche Bank, JP Morgan, RBS, UBS, Bank of America, Banca Intesa, Barclays, BBVA Securities, BNP Paribas, Citigroup, Goldman Sachs, HSBC Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NOC 5 1/20 08/01/19 BA 6 03/15/19 HON 5 02/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/27/2009 3/10/2009 2/17/2009 Total amount of offering sold to QIBs 500,000,000 650,000,000 900,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 650,000,000 900,000,000 Public offering price 99.837 98.466 99.643 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.45% 0.45% Rating Baa2 / BBB A2 / A A2 / A Current yield 4.85% 5.37% 4.75% Benchmark vs Spread (basis points) 135bp 320bp 237.5bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS BALANCED Fund DWS 360,000 $359,413.20 0.07% 1.90% 1.94% 8/4/2009 DWS BALANCED VIP DWS 100,000 $99,837.00 0.02% 1.90% 1.98% 8/4/2009 DWS BOND VIP DWS 195,000 $194,682.15 0.04% 1.90% 1.13% 8/4/2009 DWS CORE FIXED INCOME FUND DWS 1,415,000 $1,412,693.55 0.28% 1.90% 1.13% 8/4/2009 DWS CORE FIXED INCOME VIP DWS 165,000 $164,731.05 0.03% 1.90% 0.95% 8/4/2009 DWS CORE PLUS INCOME FUND DWS 515,000 $514,160.55 0.10% 1.90% 1.13% 8/4/2009 DWS GLOBAL BOND FUND DWS 220,000 $219,641.40 0.04% 1.90% 1.59% 8/4/2009 Total $2,745,517.50 0.59% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 6832348A9 3133XRYE4 31331GQS1 Issuer Province of Ontario Federal Home Loan Bank Federal Farm Credit Bank Underwriters Deutsche Bank Securities, HSBC Securities, JP Morgan, RB Capital Markets HSBC Securities HSBC Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security ONT 4.1% 06/16/2014 FHLB 2.85% 08/11/2009 FFCBH 1.05% 03/18/2010 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased RBC Capital Markets N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/9/2009 8/5/2008 3/11/2009 Total amount of offering sold to QIBs 4,000,000,000 100,000,000 505,000,000 Total amount of any concurrent public offering 0 0 0 Total 4,000,000,000 100,000,000 505,000,000 Public offering price 99.933 100.000 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.23% 0.04% 0.03% Rating Aa1/Aae NA/AAA Aaa/AAA Current yield 4.10% 2.85% 1.05% Benchmark vs Spread (basis points) 127bp 240bp 28bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 770,000.00 $ 769,484 0.02% 2.05% 0.97% 6/30/2009 DWS Short Duration Plus Fund DWS 9,230,000.00 $ 9,223,816 0.23% 2.05% 0.69% 6/30/2009 Total 10,000,000 $ 9,993,300 0.25% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 69073TAM5 201723AJ2 12626PAJ2 Issuer Owens-Brockway Commercial Metals Company CRH America Incorporated Underwriters Banc of America Securities, Deutsche Bank Securities, JP Morgan, Barclays Capital, BNP Paribas, Calyon Securities, Citigroup, HSBC Securities, Scotia Capital Banc of America Securities, JP Morgan, BNP Paribas, Citigroup, Fortis Securities, HSBC Securities, Lazard Capital, RBS Greenwich, Scotia Capital, Wells Fargo Barclays Capital, BNP Paribas, Citigroup, JP Morgan, Banc of America Securities, ING Bank NV, J&E Davy Holdings, Rabo Securities, RBS Greenwich, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security 69073TAM5 CMC 7.35% 08/15/2018 CRHID 8.125% 07/15/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/7/2009 7/30/2008 7/16/2008 Total amount of offering sold to QIBs 600,000,000 500,000,000 650,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 500,000,000 650,000,000 Public offering price 96.724 99.828 99.963 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.75% 0.65% 0.45% Rating Ba3/BB Baa2/BBB Baa1/BBB+ Current yield 7.63% 7.36% 8.13% Benchmark vs Spread (basis points) 527bp 335bp 420bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 45,000.00 $ 7,200 0.01% 0.29% 3.01% 6/30/2009 DWS Balanced VIP DWS 10,000.00 $ 1,600 0.00% 0.29% 3.30% 6/30/2009 DWS High Income Fund DWS 1,770,000.00 $ 1,712,015 0.30% 0.29% 4.79% 6/30/2009 DWS High Income Plus Fund DWS 370,000.00 $ 357,879 0.06% 0.29% 4.86% 6/30/2009 DWS High Income Trust DWS 205,000.00 $ 198,284 0.03% 0.29% 7.03% 6/30/2009 DWS High Income VIP DWS 230,000.00 $ 222,465 0.04% 0.29% 4.90% 6/30/2009 DWS Lifecycle Long Range Fund DWS 20,000.00 $ 19,345 0.00% 0.29% 3.64% 6/30/2009 DWS Multi Market Income Trust DWS 160,000.00 $ 154,758 0.03% 0.29% 4.64% 6/30/2009 DWS Strategic Income Fund DWS 120,000.00 $ 116,069 0.02% 0.29% 3.49% 6/30/2009 DWS Strategic Income Trust DWS 45,000.00 $ 43,526 0.01% 0.29% 4.65% 6/30/2009 DWS Strategic Income VIP DWS 25,000.00 $ 24,181 0.00% 0.29% 4.13% 6/30/2009 Total 3,000,000 $ 2,857,322 0.50% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 707569AM1 459902AR3 018772AL7 Issuer PENN NATIONAL GAMING INC INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America Merrill Lynch, Deutsche Bank, RBS, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PENN 8 3/4 08/15/19 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Wells Fargo N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/10/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 325,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 325,000,000 500,000,000 570,000,000 Public offering price 100.000 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 2.00% Rating B1 / BB- Baa2 / BBB B2 / B+ Current yield 8.66% 6.57% 9.68% Benchmark vs Spread (basis points) 499bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 1,245,000 $1,245,000.00 0.38% 0.25% 4.61% 9/30/2009 DWS High Income Plus Fund DWS 260,000 $260,000.00 0.08% 0.25% 4.55% 9/30/2009 DWS High Income Trust DWS 150,000 $150,000.00 0.05% 0.25% 6.43% 9/30/2009 DWS Lifecycle Long Range Fund DWS 15,000 $15,000.00 0.00% 0.25% 5.28% 9/30/2009 DWS Multi Market Income Trust DWS 145,000 $145,000.00 0.04% 0.25% 5.34% 9/30/2009 DWS Strategic Income Fund DWS 120,000 $120,000.00 0.04% 0.25% 3.89% 9/30/2009 DWS Strategic Income Trust DWS 40,000 $40,000.00 0.01% 0.25% 5.31% 9/30/2009 DWS Strategic Income VIP DWS 25,000 $25,000.00 0.01% 0.25% 4.17% 9/30/2009 Total $2,000,000.00 0.62% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 71676BAA7 459902AR3 018772AL7 Issuer PETROPLUS FINANCE LTD INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters BNP Paribas, Deutsche Bank, Morgan Stanley, UBS, ING, Natixis Bleichroeder, Societe Generale Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PPHNSW 9 3/8 09/15/19 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/9/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 400,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 400,000,000 500,000,000 570,000,000 Public offering price 98.419 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.65% 2.00% Rating B1 / BB- Baa2 / BBB B2 / B+ Current yield 9.47% 6.57% 9.68% Benchmark vs Spread (basis points) 615bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 2,870,000 $2,824,625 0.71% 0.11% 4.31% 9/30/2009 DWS High Income Plus Fund DWS 610,000 $600,356 0.15% 0.10% 5.59% 9/30/2009 DWS High Income Trust DWS 365,000 $359,229 0.09% 0.14% 4.02% 9/30/2009 DWS High Income VIP DWS 365,000 $359,229 0.09% 0.14% 4.22% 9/30/2009 DWS Multi Market Income Trust DWS 380,000 $373,992 0.09% 0.13% 2.71% 9/30/2009 DWS Strategic Income Fund DWS 305,000 $300,178 0.08% 0.03% 4.12% 9/30/2009 DWS Strategic Income Trust DWS 105,000 $103,340 0.03% - -0.04% 4.12% 9/30/2009 Total $4,920,950 1.23% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 723456AH2 459902AR3 018772AL7 Issuer PINNACLE ENTERTAINMENT INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America Merrill Lynch, Libertas Partners, Barclays, Deutsche Bank, JP Morgan Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PNK 8 5/8 08/01/17 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Libertas Partners N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/27/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 450,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 450,000,000 500,000,000 570,000,000 Public offering price 98.597 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 2.00% Rating B2 / BB Baa2 / BBB B2 / B+ Current yield 8.67% 6.57% 9.68% Benchmark vs Spread (basis points) 536bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 545,000 $ 537,354 0.12% 1.93% 7.35% 9/30/2009 DWS High Income Plus Fund DWS 200,000 $ 197,194 0.04% 1.93% 7.79% 9/30/2009 DWS High Income Trust DWS 60,000 $ 59,158 0.01% 1.93% 10.01% 9/30/2009 DWS Multi Market Income Trust DWS 65,000 $ 64,088 0.01% 1.93% 8.39% 9/30/2009 DWS Strategic Income Fund DWS 70,000 $ 69,018 0.02% 1.93% 5.56% 9/30/2009 DWS Strategic Income Trust DWS 15,000 $ 14,790 0.00% 1.93% 8.39% 9/30/2009 DWS Strategic Income VIP DWS 45,000 $ 44,369 0.01% 1.93% 6.04% 9/30/2009 Total $985,970.00 0.22% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 74005PAW4 742732AE0 369550AP3 Issuer PRAXAIR INC PROCTER & GAMBLE INTL FN GENERAL DYNAMICS CORP Underwriters Bank of America Merrill Lynch, Deutsche Bank Goldman Sachs, JP Morgan, Morgan Stanley, Barclays, Credit Suisse, Mitsubishi UFJ Securities Bank of America, JP Morgan, RBS, ANZ, Banca IMI, BBVA Securities, BMO Capital Markets, BNY Mellon, Lloyds TSB Bank, Mitsubishi UFJ Securities, PNC Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PX 1 3/4 11/15/12 PG 1.35 08/26/11 GD 1.8 07/15/11 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/10/2009 8/25/2009 6/19/2009 Total amount of offering sold to QIBs 400,000,000 1,000,000,000 750,000,000 Total amount of any concurrent public offering 0 0 0 Total 400,000,000 1,000,000,000 750,000,000 Public offering price 99.710 99.926 99.554 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.40% 0.18% 0.20% Rating A2 / A Aa3 / AA- A2 / A Current yield 1.75% 1.34% 1.78% Benchmark vs Spread (basis points) 50 38 80 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 700,000.00 $ 697,970.00 0.17% - -0.68% 0.37% 12/31/2009 DWS Short Duration Plus Fund 10,420,000.00 $ 10,389,782.00 2.60% - -0.68% 0.30% 12/31/2009 Total 11,120,000.00 $ 11,087,752.00 2.77% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 74153WBY4 020002AW1 42929115 Issuer Pricoa Global Funding Allstate Corporation Allstate Corporation Underwriters Deutsche Bank Securities, UBS Securities, Wachovia Barclays Capital, Goldman Sachs, JP Morgan Barclays Capital, Goldman Sachs, JP Morgan, Banc of America Securities, BNY Mellon, Citigroup, Morgan Stanley, SunTrust Robinson, US Bancorp, Wachovia, Williams Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security PRU 5.45% 06/11/2014 ALL 6.2% 05/16/2014 ALL 7.45% 05/16/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Wachovia N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/4/2009 5/11/2009 5/11/2009 Total amount of offering sold to QIBs 500,000,000 300,000,000 700,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 300,000,000 700,000,000 Public offering price 99.788 99.859 99.728 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.60% 0.65% Rating A2/AA- A3/A- A3/A- Current yield 5.46% 6.21% 7.47% Benchmark vs Spread (basis points) 295bp 420bp 430bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 445,000 $ 444,057 0.09% 0.04% 0.41% 6/30/2009 DWS Short Duration Plus Fund DWS 5,325,000 $ 5,313,711 1.07% 0.04% 0.25% 6/30/2009 Total 5,770,000 $ 5,757,768 1.15% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 74251VAB8 020002AW1 020002AX9 Issuer Principal Financial Group Allstate Corporation Allstate Corporation Citigroup, Credit Suisse, Deutsche Bank Securities Barclays Capital, Goldman Sachs, JP Morgan Barclays Capital, Goldman Sachs, JP Morgan, Banc of America Securities, BNY Mellon, Citigroup, Morgan Stanley, SunTrust Robinson, US Bancorp Investments, Wachovia, Williams Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security PFG 7.875% 05/15/2019 ALL 6.2% 05/16/2014 ALL 7.45% 05/16/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/18/2009 5/11/2009 5/11/2009 Total amount of offering sold to QIBs 350,000,000 300,000,000 700,000,000 Total amount of any concurrent public offering 0 0 0 Total 350,000,000 300,000,000 700,000,000 Public offering price 100.000 99.859 99.728 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.65% 0.60% 0.65% Rating A3/BBB+ A3/A- A3/A- Current yield 8.88% 6.21% 0.65% Benchmark vs Spread (basis points) 563bp 420bp 430bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS BALANCED FUND DWS 1,170,000.00 $ 175,500 0.33% 5.35% 2.23% 6/30/2009 DWS BALANCED VIP DWS 315,000.00 $ 315,000 0.09% 5.35% 2.41% 6/30/2009 DWS BOND VIP DWS 600,000.00 $ 600,000 0.17% 5.35% 2.14% 6/30/2009 DWS CORE FIXED INCOME FUND DWS 4,800,000.00 $ 4,800,000 1.37% 5.35% 1.70% 6/30/2009 DWS CORE FIXED INCOME VIP DWS 525,000.00 $ 525,000 0.15% 5.35% 1.33% 6/30/2009 DWS CORE PLUS INCOME FUND DWS 1,690,000.00 $ 1,690,000 0.48% 5.35% 2.26% 6/30/2009 DWS SHORT DURATION FUND DWS 960,000.00 $ 960,000 0.27% 5.35% 1.37% 6/30/2009 DWS SHORT DURATION PLUS FUND DWS 11,540,000.00 $11,540,000 3.30% 5.35% 1.50% 6/30/2009 Total 21,600,000 $20,605,500 6.17% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 74837RAF1 037411AU9 085789AD7 Issuer Quicksilver Resources Inc Apache Corporation Berry Petroleum Company Underwriters BNP Paribas, Deutsche Bank Securities, Credit Suisse, JP Morgan, Scotia Capital, Calyon Securities USA, RBS Securities, TD Securities, Wedbush Morgan Securities, BBVA Securities, CIBC World Markets, Comerica Securities, Daiwa Securities America, Keybanc Capital Markets, SG Americas Securities LLC, US Bancorp Investments, Deutsche Bank Securities Goldman Sachs, JP Morgan, Banc of America Securities, Citigroup BNP Paribas, Calyon Securities, RBS Greenwich Capital, SG Americas, Wachovia, BMO Capital, Wedbush Securities, BBVA Securities, Bosco, Citigroup, Credit Suisse, Natixis, Raymond James, Scotia Capital, US Bancorp Investments Years of continuous operation, including predecessors > 3 years >3 years >3 years Security KWK 11.75% 01/01/2016 APA 6% 09/15/2013 BRY 10.25% 06/01/2014 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse International N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/18/2009 9/26/2008 5/21/2009 Total amount of offering sold to QIBs 600,000,000 400,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 400,000,000 325,000,000 Public offering price 96.717 99.476 93.546 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.60% 2.75% Rating B2/B A3/A- B2/B Current yield 12.15% 6.03% 10.96% Benchmark vs Spread (basis points) 1116bp 310bp 998bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 3,095,000.00 $ 2,993,391 0.52% 7.01% 0.45% 6/30/2009 DWS High Income Plus Fund DWS 915,000.00 $ 884,961 0.15% 7.01% 1.05% 6/30/2009 DWS Multi Market Income Trust DWS 565,000.00 $ 546,451 0.09% 7.01% 1.14% 6/30/2009 DWS Strategic Income Fund DWS 255,000.00 $ 246,628 0.04% 7.01% 0.87% 6/30/2009 DWS Strategic Income Trust DWS 155,000.00 $ 149,911 0.03% 7.01% 1.26% 6/30/2009 DWS Strategic Income VIP DWS 15,000.00 $ 14,508 0.00% 7.01% 1.18% 6/30/2009 Total 5,000,000 $ 4,835,850 0.83% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 74913GAU9 00206RAP7 92343VAQ7 Issuer Qwest Corporation AT&T Incorporated Verizon Communications Underwriters Banc of America Securities, JP Morgan, Morgan Stanley, Wachovia, Barclays Capital, Credit Suisse, Deutsche Bank Securities, Goldman Sachs & Co, UBS Securities, US Bank Credit Suisse, JP Morgan, RBS Greenwich Capital, Wachovia, Castleoak Securities, Loop Capital Markets, Mitsubishi UFJ, Samual A Ramirez Banc of America Securities,Citigroup, Credit Suisse, Greenwich Capital Markets, Morgan Stanley, UBS Securities, Barclays Capital, Goldman Sachs, Merrill Lynch, Mitsubishi UFJ, RBC Capital Markets, Scotia Capital, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security QUS 8.375% 05/01/2016 T 6.7% 11/15/2013 VZ 8.75% 11/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 4/7/2009 11/12/2008 10/30/2008 Total amount of offering sold to QIBs 810,500,000 1,500,000,000 2,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 810,500,000 1,500,000,000 2,000,000,000 Public offering price 92.498 99.829 99.438 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.19% 0.35% 0.45% Rating Ba1/BBB- A2/A A3/A Current yield 9.05% 6.71% 8.80% Benchmark vs Spread (basis points) 745 437bp 487bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 1,185,000.00 $ 1,096,101 0.15% 4.33% 12.74% 6/30/2009 DWS High Income Plus Fund DWS 420,000.00 $ 388,492 0.05% 4.33% 12.74% 6/30/2009 DWS High Income Trust DWS 30,000.00 $ 27,749 0.00% 4.33% 12.74% 6/30/2009 DWS High Income VIP DWS 255,000.00 $ 235,870 0.03% 4.33% 12.74% 6/30/2009 DWS Lifecycle Long Range Fund DWS 340,000.00 $ 314,493 0.04% 4.33% 12.74% 6/30/2009 DWS Multi Market Income Trust DWS 90,000.00 $ 83,248 0.01% 4.33% 12.74% 6/30/2009 DWS Strategic Income Trust DWS 20,000.00 $ 18,500 0.00% 4.33% 12.74% 6/30/2009 Total 2,340,000 $ 2,164,453 0.29% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 749121BZ1 459902AR3 018772AL7 Issuer QWEST COMMUNICATIONS INT INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Barclays, Citigroup, Deutsche Bank, JP Morgan, RBS, TD Securities, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security QUS 8 10/01/15 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/14/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 550,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 550,000,000 500,000,000 570,000,000 Public offering price 98.244 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.65% 2.00% Rating Ba3 / B+ Baa2 / BBB B2 / B+ Current yield 8.08% 6.57% 9.68% Benchmark vs Spread (basis points) 569bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS BOND VIP DWS 750,000 $736,830.00 0.13% 1.66% 0.73% 9/30/2009 DWS CORE PLUS INCOME FUND DWS 2,500,000 $2,456,100.00 0.45% 1.66% 0.77% 9/30/2009 DWS GLOBAL BOND FUND DWS 750,000 $736,830.00 0.13% 1.66% 0.82% 9/30/2009 DWS HIGH INCOME FUND DWS 2,845,000 $2,795,041.80 0.51% 1.66% 2.48% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 600,000 $589,464.00 0.11% 1.66% 2.79% 9/30/2009 DWS HIGH INCOME TRUST DWS 350,000 $343,854.00 0.06% 1.66% 3.22% 9/30/2009 DWS HIGH INCOME VIP DWS 360,000 $353,678.40 0.06% 1.66% 2.48% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 30,000 $29,473.20 0.01% 1.66% 1.19% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 360,000 $353,678.40 0.06% 1.66% 2.65% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 295,000 $289,819.80 0.05% 1.66% 1.79% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 100,000 $98,244.00 0.02% 1.66% 2.67% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 60,000 $58,946.40 0.01% 1.66% 1.72% 9/30/2009 Total $8,841,960.00 1.61% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 750753AB1 12189TBB9 110394AC7 Issuer RailAmerica Inc Burlington North Santa Fe Bristow Group Inc Underwriters Citigroup, JP Morgan, Morgan Stanley, Wachovia, Deutsche Bank Securities Citigroup, Goldman Sachs, JP Morgan, Bank of New York Mellon, BNP Paribas Securities Corp, US Bancorp Investments, Utendahl Capital Partners LP Credit Suisse, Goldman Sach, JP Morgan Years of continuous operation, including predecessors > 3 years >3 years >3 years Security RAILAM 9.25% 07/1/2017 BNI 7% 02/1/2014 BRS 3% 06/15/2038 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup Global Markets Limited N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/17/2009 11/25/2008 12/15/2008 Total amount of offering sold to QIBs 740,000,000 500,000,000 115,000,000 Total amount of any concurrent public offering 0 0 0 Total 740,000,000 500,000,000 115,000,000 Public offering price 95.923 99.983 100.000 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.96% 0.60% 2.75% Rating B1/BB- Baa1/BBB NA/BB Current yield 9.64% 7.30% 6.77% Benchmark vs Spread (basis points) 113bp 500bp 430bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 2,970,000.00 $ 2,848,913 0.40% 0.60% 0.21% 6/30/2009 DWS HIGH INCOME PLUS FUND DWS 605,000.00 $ 580,334 0.08% 0.60% 0.71% 6/30/2009 DWS HIGH INCOME TRUST DWS 350,000.00 $ 335,731 0.05% 0.60% 0.52% 6/30/2009 DWS HIGH INCOME VIP DWS 380,000.00 $ 364,507 0.05% 0.60% 0.36% 6/30/2009 DWS MULTI MARKET INCOME TRUST DWS 330,000.00 $ 316,546 0.04% 0.60% 0.76% 6/30/2009 DWS STRATEGIC INCOME FUND DWS 230,000.00 $ 220,623 0.03% 0.60% 0.40% 6/30/2009 DWS STRATEGIC INCOME TRUST DWS 90,000.00 $ 86,331 0.01% 0.60% 0.90% 6/30/2009 DWS STRATEGIC INCOME VIP DWS 45,000.00 $ 43,165 0.01% 0.60% 0.58% 6/30/2009 Total 5,000,000 $ 4,796,150 ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 75886AAC2 15189YAE6 29273RAM1 Issuer Regency Energy Partners Centerpoint Energy Energy Transfer Partners Underwriters Barclays Capital, Morgan Stanley, Wachovia, BBVA Securities, Citigroup, Comerica Securities, Deutsche Bank Securities, Raymond James, RBS Greenwich, Scotia Capital Barclays Capital, Credit Suisse, Lehman Brothers, HSBC Securities, Lazard Capital, RBC Capital Markets, SunTrust Robinson, Wachovia, Wells Fargo Banc of America Securities, JP Morgan, ANZ Securities, Barclays Capital, BNP Paribas, Citigroup, Daiwa, Goldman Sachs, Greenwich Capital Markets, HSBC Securities, ING Financial, Mitsubishi UFJ, Mizuho Securities, Morgan Stanley, Piper Jaffray, RBC Capital Markets, Scotia Capital, SG Americas SunTrust Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security RGNC 9.375% 06/01/2016 CNP 6% 05/15/2018 ETP 9% 04/15/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Wachovia N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/15/2009 5/12/2008 4/2/2009 Total amount of offering sold to QIBs 250,000,000 300,000,000 650,000,000 Total amount of any concurrent public offering 0 0 0 Total 250,000,000 300,000,000 650,000,000 Public offering price 94.496 99.171 99.996 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 0.60% Rating B1/B Baa3/BBB Baa3/BBB- Current yield 9.92% 6.05% 5.00% Benchmark vs Spread (basis points) 792bp 235bp 270bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 125,000.00 $ 118,120 0.05% 2.39% 4.25% 6/30/2009 DWS High Income Fund DWS 5,775,000.00 $ 5,457,144 2.31% 2.39% 5.06% 6/30/2009 DWS High Income Trust DWS 590,000.00 $ 557,526 0.24% 2.39% 5.62% 6/30/2009 DWS High Income Plus Fund DWS 1,215,000.00 $ 1,148,126 0.49% 2.39% 7.27% 6/30/2009 DWS Multi Market Income Trust DWS 650,000.00 $ 614,224 0.26% 2.39% 4.73% 6/30/2009 DWS Strategic Income Fund DWS 400,000.00 $ 377,984 0.16% 2.39% 2.99% 6/30/2009 DWS Strategic Income Trust DWS 175,000.00 $ 165,368 0.07% 2.39% 4.74% 6/30/2009 DWS Strategic Income VIP DWS 70,000.00 $ 66,147 0.03% 2.39% 3.40% 6/30/2009 Total 9,000,000 $ 8,504,640 3.60% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 767201AF3 485188AH9 485188AG1 Issuer Rio Tinto Financial Kansas City Southern RY Kansas City Southern RY Underwriters Credit Suisse, Deutsche Bank Securities, JP Morgan, Morgan Stanley, RBS Securities, SG Americas, Anz Securities, BBVA Securities, Calyon Securities, Citigroup, Daiwa Securities, Mitsubishi UFJ, Mizuho International Banc of America Securities, Morgan Stanley, Scotia Capital, BMO Capital, Suntrust Capital Banc of America Securities, Morgan Stanley, Scotia Capital, BMO Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security RIOLN 8.95% 05/01/2014 KSU 13% 12/15/2013 KSU 8% 06/01/2015 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 4/14/2009 12/15/2008 5/27/2008 Total amount of offering sold to QIBs 2,000,000,000 190,000,000 275,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,000,000,000 190,000,000 275,000,000 Public offering price 98.805 88.405 100.00 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 2.00% 2.00% Rating Baa1/BBB B2/B+ B2/B+ Current yield 9.06% 14.71% 8.00% Benchmark vs Spread (basis points) 752bp 1501bp 441bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 1,225,000 $ 1,210,361 0.06% 9.50% 5.37% 5/6/2009 DWS High Income Plus Fund DWS 255,000 $ 251,953 0.01% 9.50% 5.49% 5/6/2009 DWS High Income Trust DWS 135,000 $ 133,387 0.01% 12.47% 16.50% 6/30/2009 DWS High Income VIP DWS 155,000 $ 153,148 0.01% 12.47% 11.40% 6/30/2009 DWS Multi Market Income Trust DWS 105,000 $ 103,745 0.01% 12.47% 11.27% 6/30/2009 DWS Short Duration Fund DWS 570,000 $ 563,189 0.03% 12.47% 3.66% 6/30/2009 DWS Short Duration Plus Fund DWS 5,680,000 $ 5,612,124 0.28% 12.47% 4.10% 6/30/2009 DWS Strategic Income Fund DWS 1,630,000 $ 1,610,522 0.08% 12.47% 6.76% 6/30/2009 DWS Strategic Income Fund DWS 80,000.00 $ 79,044 0.00% 8.19% 3.91% 5/11/2009 DWS Strategic Income Trust DWS 30,000.00 $ 29,642 0.00% 12.47% 11.01% 6/30/2009 DWS Strategic Income VIP DWS 360,000.00 $ 355,698 0.02% 12.47% 7.38% 6/30/2009 DWS Strategic Income VIP DWS 15,000.00 $ 14,821 0.00% 12.47% 7.38% 6/30/2009 Total 10,240,000 $10,117,632 0.51% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 767201AH9 485188AH9 485188AG1 Issuer Rio Tinto Financial Kansas City Southern RY Kansas City Southern RY Underwriters Credit Suisse, Deutsche Bank Securities, JP Morgan, Morgan Stanley, RBS Securities, SG Americas, Anz Securities, BBVA Securities, Calyon Securities, Citigroup, Daiwa Securities, Mitsubishi UFJ, Mizuho International Banc of America, Morgan Stanley, Scotia Capital, BMO Capital, Suntrust Capital Banc of America, Morgan Stanley, Scotia Capital, BMO Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security RIOLN 9% 05/01/2019 KSU 13% 12/15/2013 KSU 8% 06/01/2015 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 4/14/2009 12/15/2008 5/27/2008 Total amount of offering sold to QIBs 1,500,000,000 190,000,000 275,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,500,000,000 190,000,000 275,000,000 Public offering price 97.586 88.405 100.00 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.45% 2.00% 2.00% Rating Baa1/BBB+ B2/B+ B2/B+ Current yield 9.22% 14.71% 8.00% Benchmark vs Spread (basis points) 658bp 1501bp 441bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 610,000 $ 595,275 0.04% 13.90% 11.55% 6/30/2009 DWS High Income Trust DWS 65,000 $ 63,431 0.00% 13.90% 11.82% 6/30/2009 DWS High Income VIP DWS 80,000 $ 78,069 0.01% 13.90% 16.50% 6/30/2009 DWS High Income Plus Fund DWS 125,000 $ 121,983 0.01% 13.90% 11.40% 6/30/2009 DWS Strategic Income VIP DWS 10,000 $ 9,759 0.00% 13.90% 11.27% 6/30/2009 DWS Strategic Income Fund DWS 40,000 $ 39,034 0.00% 13.90% 6.76% 6/30/2009 DWS Strategic Income Trust DWS 15,000 $ 14,638 0.00% 13.90% 6.76% 6/30/2009 DWS Multi Market Income Trust DWS 55,000 $ 53,672 0.00% 13.90% 11.01% 6/30/2009 DWS Strategic Income VIP DWS 240,000.00 $ 234,206 0.02% 13.90% 7.38% 6/30/2009 DWS Strategic Income Fund DWS 1,050,000.00 $ 1,024,653 0.07% 13.90% 7.38% 6/30/2009 Total 2,290,000 $ 2,234,719 0.15% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 78401FAB3 459902AR3 018772AL7 Issuer SBA TELECOMMUNICATIONS INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Barclays, Citigroup, Deutsche Bank, JP Morgan, RBS, TD Securities, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security SBAC 8 1/4 08/15/19 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/21/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 375,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 375,000,000 500,000,000 570,000,000 Public offering price 99.152 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.65% 2.00% Rating Ba2 / BB- Baa2 / BBB B2 / B+ Current yield 8.17% 6.57% 9.68% Benchmark vs Spread (basis points) 481bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 1,260,000 $1,249,315 0.34% 3.88% 9.12% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 260,000 $257,795 0.07% 3.88% 9.43% 9/30/2009 DWS HIGH INCOME TRUST DWS 150,000 $148,728 0.04% 3.88% 12.25% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 150,000 $148,728 0.04% 3.88% 9.99% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 115,000 $114,025 0.03% 3.88% 6.22% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 40,000 $39,661 0.01% 3.88% 10.00% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 25,000 $24,788 0.01% 3.88% 6.54% 9/30/2009 Total $1,983,040 0.53% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 78401FAA5 459902AR3 018772AL7 Issuer SBA TELECOMMUNICATIONS INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Barclays, Citigroup, Deutsche Bank, JP Morgan, RBS, TD Securities, Wells Fargo Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security SBAC 8 08/15/16 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Barclays N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/21/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 375,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 375,000,000 500,000,000 570,000,000 Public offering price 99.330 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.65% 2.00% Rating Ba2 / BB- Baa2 / BBB B2 / B+ Current yield 7.69% 6.57% 9.68% Benchmark vs Spread (basis points) 503bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 945,000 $938,669 0.25% 2.94% 9.12% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 195,000 $193,694 0.05% 2.94% 9.43% 9/30/2009 DWS HIGH INCOME TRUST DWS 110,000 $109,263 0.03% 2.94% 12.25% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 115,000 $114,230 0.03% 2.94% 9.99% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 90,000 $89,397 0.02% 2.94% 6.22% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 30,000 $29,799 0.01% 2.94% 10.00% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 15,000 $14,900 0.00% 2.94% 6.54% 9/30/2009 Total $1,489,950 0.40% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 816851AN9 037411AU9 085789AD7 Issuer Sempra Energy Apache Corporation Berry Petroleum Company Underwriters BNP Paribas, Citigroup, Deutsche Bank Securities, Mitsubishi UFJ, Wachovia, Williams Capital Goldman Sachs, JP Morgan, Banc of America Securities, Citigroup BNP Paribas, Calyon Securities, RBS Greenwich Capital, SG Americas, Wachovia, BMO Capital, Wedbush Securities, BBVA Securities, Bosco, Citigroup, Credit Suisse, Natixis, Raymond James, Scotia Capital, US Bancorp Investments Years of continuous operation, including predecessors > 3 years >3 years >3 years Security SRE 6.5% 06/01/2016 APA 6% 09/15/2013 BRY 10.25% 06/01/2014 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citibank N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/12/2009 9/26/2008 5/21/2009 Total amount of offering sold to QIBs 750,000,000 400,000,000 325,000,000 Total amount of any concurrent public offering 0 0 0 Total 750,000,000 400,000,000 325,000,000 Public offering price 99.778 99.476 93.546 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.63% 0.60% 2.75% Rating Baa1/BBB+ A3/A- B2/B Current yield 6.51% 6.03% 10.96% Benchmark vs Spread (basis points) 387bp 310bp 998bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 625,000.00 $ 623,613 0.08% 4.62% 2.38% 6/30/2009 DWS Balanced VIP DWS 135,000.00 $ 134,700 0.02% 4.62% 2.53% 6/30/2009 DWS Bond VIP DWS 650,000.00 $ 648,557 0.09% 4.62% 2.54% 6/30/2009 DWS Core Fixed Income Fund DWS 2,600,000.00 $ 2,594,228 0.35% 4.62% 1.82% 6/30/2009 DWS Core Fixed Income Fund DWS 1,700,000.00 $ 1,696,226 0.23% 4.62% 1.82% 6/30/2009 DWS Core Fixed Income VIP DWS 290,000.00 $ 289,356 0.04% 4.62% 1.21% 6/30/2009 DWS Multi Market Income Trust DWS 785,000.00 $ 783,257 0.10% 0.72% 0.00% 5/12/2009 DWS Strategic Income Trust DWS 215,000.00 $ 214,523 0.03% 0.72% 0.00% 5/12/2009 Total 7,000,000 $ 6,984,460 0.93% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 822582AG7 742732AE0 369550AP3 Issuer SHELL INTERNATIONAL PROCTER & GAMBLE INTL FN GENERAL DYNAMICS CORP Underwriters Bank of America, Deutsche Bank, Morgan Stanley Goldman Sachs, JP Morgan, Morgan Stanley, Barclays, Credit Suisse, Mitsubishi UFJ Securities Bank of America, JP Morgan, RBS, ANZ Securities, Banca IMI, BBVA Securities, BMO Capital Markets, Bank of New York Mellon, Lloyds TSB Bank, Mitsubishi UFJ Securities, PNC Capital Markets Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security RDSALN 1 3/10 09/22/11 PG 1.35 08/26/11 GD 1.8 07/15/11 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/15/2009 8/25/2009 6/19/2009 Total amount of offering sold to QIBs 1,500,000,000 1,000,000,000 750,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,500,000,000 1,000,000,000 750,000,000 Public offering price 99.996 99.926 99.554 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.11% 0.18% 0.20% Rating Aa1 / AA Aa3 / AA- A2 / A Current yield 1.30% 1.35% 1.78% Benchmark vs Spread (basis points) 37.5bp 38bp 80bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 1,200,000 $1,199,952.00 0.08% 0.27% 0.30% 9/30/2009 DWS Short Duration Plus Fund DWS 14,600,000 $14,599,416.00 0.97% 0.27% 0.46% 9/30/2009 Total $15,799,368.00 1.05% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 827048AL39 201723AJ2 12626PAJ2 Issuer Siligan Holdings Incorporated Commercial Metals Company CRH America Incorporated Underwriters Banc of America Securities, Deutsche Bank Securities, Morgan Stanley, BNP Paribas, Rabo Securities, RBS Greenwich Capital Banc of America Securities, JP Morgan, BNP Paribas, Citigroup, Fortis Securities, HSBC Securities, Lazard Capital Markets, RBS Greenwich Capital, Scotia Capital, Wells Fargo Barclays Capital, BNP Paribas, Citigroup, JP Morgan, Banc of America Securities, ING Bank, J&E Davy Holdings Ltd, Rabo Securities, RBS Greenwich Capital, UBS Securities Years of continuous operation, including predecessors > 3 years >3 years >3 years Security SLGN 7.25% 08/15/2016 CMC 7.35% 08/15/2018 CRHID 8.125% 07/15/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Banc of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/5/2009 7/30/2008 7/16/2008 Total amount of offering sold to QIBs 250,000,000 500,000,000 650,000,000 Total amount of any concurrent public offering 0 0 0 Total 250,000,000 500,000,000 650,000,000 Public offering price 97.280 99.83 99.96 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.63% 0.65% 0.45% Rating Ba3/BB+ Baa2/BBB Baa1/BBB+ Current yield 7.45% 7.36% 8.13% Benchmark vs Spread (basis points) 504bp 335bp 420bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 80,000.00 $ 77,824 0.03% - -2.14% 3.23% 6/30/2009 DWS Balanced VIP DWS 20,000.00 $ 19,456 0.01% - -2.14% 3.30% 6/30/2009 DWS High Income Fund DWS 3,235,000.00 $ 3,147,008 1.29% - -2.14% 6.14% 6/30/2009 DWS High Income Plus Fund DWS 675,000.00 $ 656,640 0.27% - -2.14% 6.19% 6/30/2009 DWS High Income Trust DWS 370,000.00 $ 359,936 0.15% - -2.14% 8.81% 6/30/2009 DWS High Income VIP DWS 415,000.00 $ 403,712 0.17% - -2.14% 6.30% 6/30/2009 DWS Lifecycle Long Range Fund DWS 30,000.00 $ 29,184 0.01% - -2.14% 3.93% 6/30/2009 DWS Multi Market Income Trust DWS 320,000.00 $ 311,296 0.13% - -2.14% 5.73% 6/30/2009 DWS Strategic Income Fund DWS 220,000.00 $ 214,016 0.09% - -2.14% 4.24% 6/30/2009 DWS Strategic Income Trust DWS 85,000.00 $ 82,688 0.03% - -2.14% 5.72% 6/30/2009 DWS Strategic Income VIP DWS 50,000.00 $ 48,640 0.02% - -2.14% 4.77% 6/30/2009 Total 5,500,000 $ 5,350,400 2.20% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 828807CB1 55616XAE7 58013MEG5 Issuer Simon Property Group Macys Retail Holdings Incorporated McDonald's Corporation Underwriters Citigroup, Deutsche Bank Securities, Goldman Sachs, UBS Securities, Calyon Securities, ING Financial Markets, Mitsubishi UFJ, RBC Capital Markets Scotia Capital, US Bancorp Investments Banc of America Securities, Credit Suisse, JP Morgan, BNY Mellon, Citigroup, Fifth Third Securities, Loop Capital, Piper Jaffray, PNC Capital Markets, Wells Fargo Banc of America Securities, JP Morgan, ANZ Securities, Barclays Capital, BNP Paribas, Citigroup, Daiwa, Goldman Sachs, Greenwich Capital Markets, HSBC Securities, ING Financial, Mitsubishi UFJ, Mizuho Securities, Morgan Stanley, Piper Jaffray, RBC Capital Markets, Scotia Capital, SG Americas SunTrust Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security SPG 6.75% 05/15/2014 M 7.875% 07/15/2015 MCD 5% 02/01/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/11/2009 6/23/2008 1/13/2009 Total amount of offering sold to QIBs 600,000,000 650,000,000 400,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 650,000,000 400,000,000 Public offering price 98.960 99.911 99.966 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.45% 0.63% 0.52% Rating A3/A- Ba2/BB A3/A Current yield 6.82% 8.95% 5.00% Benchmark vs Spread (basis points) 497bp 408bp 270bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 225,000.00 $ 222,660 0.04% 1.54% 2.52% 100.4804 DWS Balanced VIP DWS 70,000.00 $ 69,272 0.01% 1.54% 2.65% 100.4804 DWS Bond VIP DWS 240,000.00 $ 237,504 0.04% 1.54% 2.54% 100.4804 DWS Core Fixed Income Fund DWS 945,000.00 $ 935,172 0.16% 1.54% 1.94% 100.4804 DWS Core Fixed Income VIP DWS 105,000.00 $ 103,908 0.02% 1.54% 1.33% 100.4804 DWS Core Plus Income Fund DWS 665,000.00 $ 658,084 0.11% 1.54% 2.47% 100.4804 DWS Global Bond Fund DWS 250,000.00 $ 247,400 0.04% 1.54% 3.25% 100.4804 Total 2,500,000 $ 2,474,000 0.42% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 852061AF7 459902AR3 018772AL7 Issuer SPRINT NEXTEL CORP INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Citigroup, JP Morgan, Wells Fargo, Bank of America, Barclays, Daiwa Securities, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security S 8 3/8 08/15/17 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/10/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 1,300,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,300,000,000 500,000,000 570,000,000 Public offering price 98.575 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.75% 0.65% 2.00% Rating Ba2 / BB Baa2 / BBB B2 / B+ Current yield 8.84% 6.57% 9.68% Benchmark vs Spread (basis points) 506bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 5,110,000 $5,037,182.50 0.39% 0.93% 4.61% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 1,150,000 $1,133,612.50 0.09% 0.93% 4.55% 9/30/2009 DWS HIGH INCOME TRUST DWS 660,000 $650,595.00 0.05% 0.93% 6.43% 9/30/2009 DWS HIGH INCOME VIP DWS 590,000 $581,592.50 0.04% 0.93% 4.72% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 945,000 $931,533.75 0.07% 0.93% 5.34% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 990,000 $975,892.50 0.08% 0.93% 3.89% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 235,000 $231,651.25 0.02% 0.93% 4.61% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 320,000 $315,440.00 0.02% 0.93% 5.31% 9/30/2009 Total $9,857,500.00 0.76% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 853766AA1 931422AE9 134429AT6 Issuer STANDARD PACIFIC ESCROW WALGREEN COMPANY CAMPBELL SOUP COMPANY Underwriters Bank of America Merrill Lynch, Credit Suisse, Deutsche Bank Bank of America, Goldman Sachs, JP Morgan, Morgan Stanley Barclays, JP Morgan, UBS, Bank of America, Citigroup, Morgan Stanley, PNC Capital Markets, Wachovia Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security SPF 10 3/4 09/15/16 WAG 5 1/4 01/15/19 CPB 4 1/2 02/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/10/2009 1/8/2009 1/14/2009 Total amount of offering sold to QIBs 280,000,000 1,000,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 280,000,000 1,000,000,000 300,000,000 Public offering price 91.997 99.477 99.285 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.65% 0.65% 0.65% Rating Caa1 / CCC A2 / A+ A2 / A Current yield 10.97% 5.08% 4.40% Benchmark vs Spread (basis points) 955bp 287.5bp 237.5bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 3,420,000 $3,146,297.40 1.12% 6.52% 4.17% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 720,000 $662,378.40 0.24% 6.52% 4.55% 9/30/2009 DWS HIGH INCOME TRUST DWS 415,000 $381,787.55 0.14% 6.52% 6.43% 9/30/2009 DWS HIGH INCOME VIP DWS 435,000 $400,186.95 0.14% 6.52% 4.72% 9/30/2009 DWS LIFECYCLE LONG RANGE FUND DWS 35,000 $32,198.95 0.01% 6.52% 1.44% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 435,000 $400,186.95 0.14% 6.52% 3.73% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 350,000 $321,989.50 0.11% 6.52% 2.02% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 120,000 $110,396.40 0.04% 6.52% 3.60% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 70,000 $64,397.90 0.02% 6.52% 2.18% 9/30/2009 Total $5,519,820.00 1.97% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 85590AAM6 23331ABA6 783764AN3 Issuer Starwood Hotels & Resort D.R. Horton Incorporated Ryland Group Underwriters Banc of America Securities, Deutsche Bank Securities, JP Morgan, Barclays Capital, BBVA Securities, Calyon Securities, Citigroup, Credit Suisse, Goldman Sachs, HSBC Securities, Mizuho Securities, Morgan Stanley, RBS Securities, Scotia Capital American Stock Transfer & Trust Company, Mackenzie Partners Citigroup Years of continuous operation, including predecessors > 3 years >3 years >3 years Security HOT 7.88% 10/15/2014 DHI 9.75% 09/15/2010 RYL 8.4% 05/15/2017 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 4/30/2009 5/21/2008 4/30/2009 Total amount of offering sold to QIBs 500,000,000 96,777,000 230,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 96,777,000 230,000,000 Public offering price 96.285 99.214 98.006 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.38% 0.25% 1.38% Rating Ba1/BB B2/BB- Ba3/BB- Current yield 8.18% 9.83% 8.57% Benchmark vs Spread (basis points) 686bp 417bp 526bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 65,000 $ 62,585 0.01% - -2.37% 5.73% 6/30/2009 DWS Balanced VIP DWS 20,000 $ 19,257 0.00% - -2.37% 5.82% 6/30/2009 DWS High Income Fund DWS 2,975,000 $ 2,864,479 0.60% - -2.37% 6.97% 6/30/2009 DWS High Income Plus Fund DWS 615,000 $ 592,153 0.12% - -2.37% 6.97% 6/30/2009 DWS High Income Trust DWS 340,000 $ 327,369 0.07% - -2.37% 10.04% 6/30/2009 DWS High Income VIP DWS 370,000 $ 356,255 0.07% - -2.37% 6.91% 6/30/2009 DWS Lifecycle Long Range Fund DWS 30,000.00 $ 28,886 0.01% - -2.37% 6.61% 6/30/2009 DWS Multi Market Income Trust DWS 270,000.00 $ 259,970 0.05% - -2.37% 6.98% 6/30/2009 DWS Strategic Income Fund DWS 200,000 $ 192,570 0.04% - -2.37% 4.76% 6/30/2009 DWS Strategic Income Trust DWS 70,000.00 $ 67,400 0.01% - -2.37% 6.81% 6/30/2009 DWS Strategic Income VIP DWS 45,000 $ 43,328 0.01% - -2.37% 5.41% 6/30/2009 Total 5,000,000 $ 4,814,250 1.00% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 872456AA6 00206RAP7 92343VAQ7 Issuer Telecom Italia AT&T Incorporated Verizon Communications Underwriters BNP Paribas, Goldman Sachs & Co, JP Morgan Securities, Mitsubishi UFJ Securities USA, Morgan Stanley, Deutsche Bank Securities Credit Suisse, JP Morgan, RBS Greenwich Capital, Wachovia, Castleoak Securities, Loop Capital Markets, Mitsubishi UFJ, Samual A Ramirez Banc of America Securities,Citigroup, Credit Suisse, Greenwich Capital Markets, Morgan Stanley, UBS Securities, Barclays Capital, Goldman Sachs, Merrill Lynch, Mitsubishi UFJ, RBC Capital Markets, Scotia Capital, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security TITIM 7.175% 06/18/2019 T 6.7% 11/15/2013 VZ 8.75% 11/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman, Sachs & Co. N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/15/2009 11/12/2008 10/30/2008 Total amount of offering sold to QIBs 1,000,000,000 1,500,000,000 2,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 1,500,000,000 2,000,000,000 Public offering price 100.000 99.829 99.438 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.50% 0.35% 0.45% Rating Baa2/BBB A2/A A3/A Current yield 5.73% 6.71% 8.80% Benchmark vs Spread (basis points) 345bp 437bp 487bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 260,000.00 $ 260,000 0.03% 1.37% 0.44% 101.3695 DWS Balanced VIP DWS 70,000.00 $ 70,000 0.01% 1.37% 0.45% 101.3695 DWS Bond VIP DWS 275,000.00 $ 275,000 0.03% 1.37% 0.96% 101.3695 DWS Core Fixed Income Fund DWS 1,050,000.00 $ 1,050,000 0.11% 1.37% 1.26% 101.3695 DWS Core Fixed Income VIP DWS 120,000.00 $ 120,000 0.01% 1.37% 0.97% 101.3695 DWS Core Plus Income Fund DWS 750,000.00 $ 750,000 0.08% 1.37% 1.00% 101.3695 DWS Global Bond Fund DWS 330,000.00 $ 330,000 0.03% 1.37% 1.71% 101.3695 DWS Strategic Income Fund DWS 1,640,000.00 $ 1,640,000 0.16% 1.37% 0.64% 101.3695 DWS Strategic Income VIP DWS 360,000.00 $ 360,000 0.04% 1.37% 0.68% 101.3695 Total 4,855,000 $ 4,855,000 0.49% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 87927VAW8 00206RAP7 92343VAQ7 Issuer Telecom Italia Capital AT&T Incorporated Verizon Communications Underwriters BNP Paribas, Goldman Sachs & Co, JP Morgan Securities, Mitsubishi UFJ Securities USA, Morgan Stanley, Deutsche Bank Securities Credit Suisse, JP Morgan, RBS Greenwich Capital, Wachovia, Castleoak Securities, Loop Capital Markets, Mitsubishi UFJ, Samual A Ramirez Banc of America Securities,Citigroup, Credit Suisse, Greenwich Capital Markets, Morgan Stanley, UBS Securities, Barclays Capital, Goldman Sachs, Merrill Lynch, Mitsubishi UFJ, RBC Capital Markets, Scotia Capital, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security TITIM 6.175% 06/18/2014 T 6.7% 11/15/2013 VZ 8.75% 11/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley Capital Services Inc. N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/15/2009 11/12/2008 10/30/2008 Total amount of offering sold to QIBs 1,000,000,000 1,500,000,000 2,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 1,500,000,000 2,000,000,000 Public offering price 100.000 99.829 99.438 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.50% 0.35% 0.45% Rating Baa2/BBB A2/A A3/A Current yield 4.57% 6.71% 8.80% Benchmark vs Spread (basis points) 345bp 437bp 487bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 270,000.00 $ 270,000 0.03% 1.13% 0.44% 101.1276 DWS Balanced VIP DWS 80,000.00 $ 80,000 0.01% 1.13% 0.45% 101.1276 DWS Bond VIP Combined DWS 290,000.00 $ 290,000 0.03% 1.13% 0.96% 101.1276 DWS Core Fixed Income Fund DWS 1,120,000.00 $ 1,120,000 0.11% 1.13% 1.26% 101.1276 DWS Core Fixed Income VIP DWS 130,000.00 $ 130,000 0.01% 1.13% 0.97% 101.1276 DWS Core Plus Income Fund DWS 790,000.00 $ 790,000 0.08% 1.13% 1.00% 101.1276 DWS Global Bond Fund DWS 320,000.00 $ 320,000 0.03% 1.13% 1.71% 101.1276 DWS Short Duration Fund DWS 510,000.00 $ 510,000 0.05% 1.13% 0.63% 101.1276 DWS Short Duration Plus Fund DWS 6,150,000.00 $ 6,150,000 0.62% 1.13% 0.58% 101.1276 Total 9,660,000 $ 9,660,000 0.97% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 87938WAH6 00206RAP7 92343VAQ7 Issuer Telefonica Emisiones SAU AT&T Incorporated Verizon Communications Underwriters Citigroup, Deutsche Bank Securities, Goldman Sachs, Morgan Stanley, BNP Paribas, Calyon, Credit Suisse, Mitsubishi UFJ Securities USA Credit Suisse, JP Morgan, RBS Greenwich Capital, Wachovia, Castleoak Securities, Loop Capital Markets, Mitsubishi UFJ, Samual A Ramirez Banc of America Securities,Citigroup, Credit Suisse, Greenwich Capital Markets, Morgan Stanley, UBS Securities, Barclays Capital, Goldman Sachs, Merrill Lynch, Mitsubishi UFJ, RBC Capital Markets, Scotia Capital, Wachovia Years of continuous operation, including predecessors > 3 years >3 years >3 years Security TELEFO 5.877% 7/15/2019 T 6.7% 11/15/2013 VZ 8.75% 11/01/2018 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley Capital Services. N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/22/2009 11/12/2008 10/30/2008 Total amount of offering sold to QIBs 1,000,000,000 1,500,000,000 2,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 1,500,000,000 2,000,000,000 Public offering price 100.000 99.829 99.438 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.50% 0.35% 0.45% Rating Baa1/A- A2/A A3/A Current yield 5.88% 6.71% 8.80% Benchmark vs Spread (basis points) 220bp 437bp 487bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 320,000.00 $ 320,000 0.03% 3.10% 2.38% 6/30/2009 DWS Balanced VIP DWS 90,000.00 $ 90,000 0.01% 3.10% 2.41% 6/30/2009 DWS Bond VIP DWS 345,000.00 $ 345,000 0.03% 3.10% 0.77% 6/30/2009 DWS Core Fixed Income Fund DWS 1,305,000.00 $ 1,305,000 0.13% 3.10% 0.91% 6/30/2009 DWS Core Fixed Income VIP DWS 145,000.00 $ 145,000 0.01% 3.10% 0.60% 6/30/2009 DWS Core Plus Income Fund DWS 930,000.00 $ 930,000 0.09% 3.10% 0.69% 6/30/2009 DWS Global Bond Fund DWS 370,000.00 $ 370,000 0.04% 3.10% 1.08% 6/30/2009 DWS Strategic Income Fund DWS 760,000.00 $ 760,000 0.08% 3.10% 0.64% 6/30/2009 DWS Strategic Income VIP DWS 170,000.00 $ 170,000 0.02% 3.10% 0.78% 6/30/2009 Total 4,435,000 $ 4,435,000 0.44% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 88732JAV0 589331AP2 05523UAG5 Issuer TIME WARNER CABLE INC MERCK & CO INC BAE SYSTEMS HOLDINGS INC Underwriters Barclays, Deutsche Bank, Goldman Sachs, Morgan Stanley, RBS, Wells Fargo, Cabrera Capital Markets, Williams Capital Group Bank of America Securities, BNP Paribas, Citigroup, Credit Suisse, HSBC, JP Morgan, RBS, Santander, Williams Capital Group Barclays, Citigroup, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security TWC 3 1/2 02/01/15 MRK 4 06/30/15 BALN 4.95 06/01/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/8/2009 6/22/2009 6/1/2009 Total amount of offering sold to QIBs 500,000,000 1,000,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 1,000,000,000 500,000,000 Public offering price 99.353 99.598 99.799 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 0.35% 0.35% Rating Baa2 / BBB Aa3 / AA- Baa2 / BBB+ Current yield 3.50% 3.82% 4.73% Benchmark vs Spread (basis points) 153 137.5 250 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 200,000.00 $ 198,706.00 0.04% - -0.56% - -0.14% 12/31/2009 DWS Short Duration Plus Fund 2,800,000.00 $ 2,781,884.00 0.56% - -0.56% - -0.13% 12/31/2009 Total 3,000,000.00 $ 2,980,590.00 0.60% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 89236MAA8 36155WAE6 458207AG2 Issuer TOYS R US PROPERTY CO II GCI INC INTELSAT JACKSON HLDG Underwriters Bank of America, Deutsche Bank, Goldman Sachs, Wells Fargo, Barclays, Citigroup, Credit Suisse, JP Morgan, Morgan Stanley Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays Capital, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security TOY 8 1/2 12/01/17 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/10/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 725,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 725,000,000 425,000,000 500,000,000 Public offering price 98.573 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.97% 2.00% 1.75% Rating Ba2 / B+ B2 / BB- B3 / B+ Current yield 8.19% 8.37% 8.15% Benchmark vs Spread (basis points) 553 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 2,855,000.00 $ 2,814,259.15 0.39% 0.94% 0.00% 11/10/2009 DWS High Income Plus Fund 605,000.00 $ 596,366.65 0.08% 0.94% 0.00% 11/10/2009 DWS High Income Trust 360,000.00 $ 354,862.80 0.05% 0.94% 0.00% 11/10/2009 DWS High Income VIP 360,000.00 $ 354,862.80 0.05% 0.94% 0.00% 11/10/2009 DWS Multi Market Income Trust 410,000.00 $ 404,149.30 0.06% 0.94% 0.00% 11/10/2009 DWS Strategic Income Fund 300,000.00 $ 295,719.00 0.04% 0.94% 0.00% 11/10/2009 DWS Strategic Income Trust 110,000.00 $ 108,430.30 0.01% 0.94% 0.00% 11/10/2009 Total 5,000,000.00 $ 4,928,650.00 0.68% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 89236LAA0 459902AR3 018772AL7 Issuer TOYS R US PROPERTY CO INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Bank of America, Deutsche Bank, Goldman Sachs, Wachovia, Citigroup, Credit Suisse, Morgan Stanley Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security TOY 10 3/4 07/15/17 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/1/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 950,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 950,000,000 500,000,000 570,000,000 Public offering price 97.399 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.65% 2.00% Rating B3 / B+ Baa2 / BBB B2 / B+ Current yield 10.00% 6.57% 9.68% Benchmark vs Spread (basis points) 787bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 9,835,000 $9,579,191.65 1.04% 10.37% 11.27% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 1,860,000 $1,811,621.40 0.19% 10.37% 11.13% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 1,575,000 $1,534,034.25 0.16% 10.37% 12.89% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 1,075,000 $1,047,039.25 0.11% 10.37% 8.22% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 435,000 $423,685.65 0.04% 10.37% 13.03% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 220,000 $214,277.80 0.02% 10.37% 8.81% 9/30/2009 Total $14,609,850.00 1.56% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 89417EAF6 42930636 020002AX9 Issuer Travelers Cos Incorporated Allstate Corporation Allstate Corporation Underwriters Banc of America Securities, Barclays Capital, Deutsche Bank Securities, Morgan Stanley Barclays Capital, Goldman Sachs, JP Morgan Barclays Capital, Goldman Sachs, JP Morgan, Banc of America Securities, BNY Mellon, Citigroup, Morgan Stanley, SunTrust Robinson, US Bancorp Investments, Wachovia, Williams Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security TRV 5.9% 06/02/2019 ALL 6.2% 05/16/2014 ALL 7.45% 05/16/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/28/2009 5/11/2009 5/11/2009 Total amount of offering sold to QIBs 500,000,000 300,000,000 700,000,000 Total amount of any concurrent public offering 0 0 0 Total 500,000,000 300,000,000 700,000,000 Public offering price 99.560 99.859 99.728 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.60% 0.65% Rating A2/A- A3/A- A3/A- Current yield 5.93% 6.21% 7.47% Benchmark vs Spread (basis points) 225bp 420bp 430bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund DWS 325,000.00 $ 323,570 0.07% 2.88% 1.51% 5/29/2009 DWS Balanced VIP DWS 100,000.00 $ 99,560 0.02% 2.88% 1.43% 5/29/2009 DWS Bond VIP DWS 265,000.00 $ 263,834 0.05% 2.88% 1.37% 5/29/2009 DWS Core Fixed Income Fund DWS 1,375,000.00 $ 1,368,950 0.28% 2.88% 1.37% 5/29/2009 DWS Core Fixed Income VIP DWS 155,000.00 $ 154,318 0.03% 2.88% 1.22% 5/29/2009 DWS Core Plus Income Fund DWS 735,000.00 $ 731,766 0.15% 2.88% 1.24% 5/29/2009 Total 2,955,000 $ 2,941,998 0.59% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 90320RAA2 36155WAE6 458207AG2 Issuer UPC GERMANY GMBH GCI INC INTELSAT JACKSON HLDG Underwriters Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays Capital, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security UNITY 8 1/8 12/01/17 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/17/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 845,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 845,000,000 425,000,000 500,000,000 Public offering price 97.844 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.50% 2.00% 1.75% Rating B1 / BB- B2 / BB- B3 / B+ Current yield 7.90% 8.37% 8.15% Benchmark vs Spread (basis points) 670 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 2,860,000 $ 2,798,338.40 0.34% 3.35% 2.95% 12/31/2009 DWS High Income Plus Fund 605,000 $ 591,956.20 0.07% 3.35% 3.11% 12/31/2009 DWS High Income Trust 350,000 $ 342,454.00 0.04% 3.35% 3.92% 12/31/2009 DWS High Income VIP 365,000 $ 357,130.60 0.04% 3.35% 2.99% 12/31/2009 DWS Multi Market Income Trust 410,000 $ 401,160.40 0.05% 3.35% 3.04% 12/31/2009 DWS Strategic Income Fund 300,000 $ 293,532.00 0.03% 3.35% 0.83% 12/31/2009 DWS Strategic Income Trust 110,000 $ 107,628.40 0.01% 3.35% 3.09% 12/31/2009 Total 5,000,000 $ 4,892,200.00 0.59% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 913405AD8 983130AL9 458207AG2 Issuer UNIVERSAL CITY DEVELOPMENT WYNN LAS VEGAS LLC/CORP INTELSAT JACKSON HLDG Underwriters Bank of America Merrill Lynch, Barclays, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley Bank of America Merrill Lynch, Deutsche Bank, BNP Paribas, RBS, UBS Bank of America, Barclays Capital, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security UCD 8 7/8 11/15/15 WYNN 7 7/8 11/01/17 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMorgan Chase N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/27/2009 10/9/2009 10/14/2009 Total amount of offering sold to QIBs 400,000,000 500,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 400,000,000 500,000,000 500,000,000 Public offering price 98.856 97.823 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 2.00% 1.75% Rating B3 / CCC+ Ba2e / BB+ B3 / B+ Current yield 8.88% 7.74% 8.15% Benchmark vs Spread (basis points) 635 504 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 1,140,000.00 $ 1,126,958.40 0.28% - -1.37% 0.00% 11/6/2009 DWS High Income Plus Fund 240,000.00 $ 237,254.40 0.06% - -1.37% 0.18% 11/6/2009 DWS High Income Trust 145,000.00 $ 143,341.20 0.04% - -1.37% - -0.23% 11/6/2009 DWS High Income VIP 145,000.00 $ 143,341.20 0.04% - -1.37% 0.00% 11/6/2009 DWS Multi Market Income Trust 165,000.00 $ 163,112.40 0.04% - -1.37% - -0.11% 11/6/2009 DWS Strategic Income Fund 120,000.00 $ 118,627.20 0.03% - -1.37% 0.00% 11/6/2009 DWS Strategic Income Trust 45,000.00 $ 44,485.20 0.01% - -1.37% - -0.16% 11/6/2009 Total 2,000,000.00 $ 1,977,120.00 0.49% Security Information Security Purchased Comparison Security Comparison Security CUSIP 913405AF3 983130AL9 458207AG2 Issuer UNIVERSAL CITY DEVELOPMENT WYNN LAS VEGAS LLC/CORP INTELSAT JACKSON HLDG Underwriters Bank of America Merrill Lynch, Barclays, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley Bank of America Merrill Lynch, Deutsche Bank, BNP Paribas, RBS, UBS Bank of America, Barclays Capital, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security UCD 10 7/8 11/15/16 WYNN 7 7/8 11/01/17 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMorgan Chase N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 10/27/2009 10/9/2009 10/14/2009 Total amount of offering sold to QIBs 225,000,000 500,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 225,000,000 500,000,000 500,000,000 Public offering price 98.796 97.823 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.50% 2.00% 1.75% Rating B3 / CCC+ Ba2e / BB+ B3 / B+ Current yield 10.88% 7.74% 8.15% Benchmark vs Spread (basis points) 807 504 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 570,000 $ 563,137.20 0.25% 1.47% 0.00% 10/27/2009 DWS High Income Plus Fund 120,000.00 $ 118,555.20 0.05% 1.47% 0.00% 10/27/2009 DWS High Income Trust 70,000.00 $ 69,157.20 0.03% 1.47% 0.00% 10/27/2009 DWS High Income VIP 75,000.00 $ 74,097.00 0.03% 1.47% 0.00% 10/27/2009 DWS Multi Market Income Trust 85,000.00 $ 83,976.60 0.04% 1.47% 0.00% 10/27/2009 DWS Strategic Income Fund 60,000.00 $ 59,277.60 0.03% 1.47% 0.00% 10/27/2009 DWS Strategic Income Trust 20,000.00 $ 19,759.20 0.01% 1.47% 0.00% 10/27/2009 Total 1,000,000 $ 987,960.00 0.44% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 92553PAE2 05523UAJ9 032511BF3 Issuer VIACOM INC BAE SYSTEMS HOLDINGS INC ANADARKO PETROLEUM CORP Underwriters Citigroup, Deutsche Bank, RBS, Bank of New York, BNP Paribas, Daiwa Securities, Lloyds Bank, Mitsubishi UFJ, Mizuho Securities Barclays, Citigroup, Goldman Sachs, JP Morgan Bank of America, Citigroup, Morgan Stanley, RBS, Bank of Tokyo-Mitsubishi UFJ, Bank of New York Mellon, BBVA Securities, BMO Capital Markets, BNP Paribas, Calyon, DnB NOR Bank Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security VIA 4 3/8 09/15/14 BALN 6 3/8 06/01/19 APC 6 19/20 06/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 8/19/2009 6/1/2009 6/9/2009 Total amount of offering sold to QIBs 600,000,000 1,000,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 600,000,000 1,000,000,000 300,000,000 Public offering price 99.291 99.651 98.881 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% N/A 0.65% Rating Baa2 / BBB Baa2 / BBB+ Baa3 / BBB- Current yield 4.27% 5.84% 6.29% Benchmark vs Spread (basis points) 210bp 275bp 325bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 350,000 $ 347,518.50 0.06% 2.85% 1.17% 9/30/2009 DWS Short Duration Plus Fund DWS 4,210,000 $ 4,180,151.10 0.70% 2.85% 1.35% 9/30/2009 Total $ 4,527,669.60 0.76% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 92769VAA7 00206RAP7 00206RAR3 Issuer Virgin Media Finance AT&T Incorporated AT&T Incorporated Underwriters BNP Paribas, Calyon Securities, Deutsche Bank Securities, Goldman Sachs, HSBC Securities, JP Morgan, RBS Securities, Barclays Capital, Fortis Securities, Lloyds TSB, UBS Investment Bank Credit Suisse, JP Morgan, RBS Greenwich Capital, Wachovia, Castleoak Securities, Loop Capital, Mitsubishi UFJ, Samual A Ramirez Banc of America Securities, Citigroup, JP Morgan Years of continuous operation, including predecessors > 3 years >3 years >3 years Security VMED 9.5% 08/15/2016 T 6.7% 11/15/2013 T 5.8% 02/15/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JP Morgan N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 5/29/2009 11/12/2008 1/29/2009 Total amount of offering sold to QIBs 1,350,000,000 1,500,000,000 2,250,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,350,000,000 1,500,000,000 2,250,000,000 Public offering price 95.574 99.829 99.689 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.08% 0.35% 0.45% Rating B2/B A2/A A2/A Current yield 9.94% 6.71% 5.82% Benchmark vs Spread (basis points) 721bp 437bp 300bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund DWS 7,715,000.00 $ 7,373,534 0.57% 3.06% 2.47% 6/30/2009 DWS High Income Plus Fund DWS 1,585,000.00 $ 1,514,848 0.12% 3.06% 2.48% 6/30/2009 DWS High Income VIP DWS 1,000,000.00 $ 955,740 0.07% 3.06% 2.58% 6/30/2009 DWS Multi Market Income Trust DWS 810,000.00 $ 774,149 0.06% 3.06% 2.47% 6/30/2009 DWS Strategic Income Fund DWS 570,000.00 $ 544,772 0.04% 3.06% 1.11% 6/30/2009 DWS Strategic Income VIP DWS 100,000.00 $ 95,574 0.01% 3.06% 2.55% 6/30/2009 DWS Strategic Income Trust DWS 220,000.00 $ 210,263 0.02% 3.06% 1.27% 6/30/2009 Total 12,000,000 $11,468,880 0.89% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 961214BJ1 61757UAH3 06050BAG6 Issuer WESTPAC BANKING CORP MORGAN STANLEY BANK OF AMERICA CORP Underwriters Bank of America Merrill Lynch, Citigroup, Deutsche Bank Bank of New York Mellon, BB&T,Cabrera Capital Markets, CastleOak, FTN Financial, HSBC, Keybanc Capital Markets, Loop Capital Markets Bank of America Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security WSTP 2 1/4 11/19/12 MS 1.95 06/20/12 BAC 2.1 04/30/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/16/2009 1/14/2009 1/27/2009 Total amount of offering sold to QIBs 2,000,000,000 3,000,000,000 6,000,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,000,000,000 3,000,000,000 6,000,000,000 Public offering price 99.916 99.958 99.970 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.30% 0.30% Rating Aa1 / AA Aaa / AAA Aaa / AAA Current yield 2.25% 1.93% 2.06% Benchmark vs Spread (basis points) 100 97.6 97.2 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund 1,000,000 $ 999,160.00 0.05% - -0.15% 0.26% 12/31/2009 DWS Short Duration Plus Fund 14,000,000 $ 13,988,240.00 0.70% - -0.15% 0.09% 12/31/2009 Total 15,000,000 $ 14,987,400.00 0.75% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 961214BK8 61747YCG8 06051GDZ9 Issuer WESTPAC BANKING CORP MORGAN STANLEY BANK OF AMERICA CORP Underwriters Bank of America Merrill Lynch, Citigroup, Deutsche Bank Keefe Bruyette & Woods, Loop Capital Markets, Siebert Capital Markets, Bank of New York Mellon, BB&T, Blaylock & Partners, Cabrera Capital Markets Bank of America Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security WSTP 4 7/8 11/19/19 MS 7.3 05/13/19 BAC 7 5/8 06/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank of America N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/16/2009 5/8/2009 5/28/2009 Total amount of offering sold to QIBs 2,000,000,000 3,000,000,000 2,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,000,000,000 3,000,000,000 2,500,000,000 Public offering price 99.929 99.769 99.244 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.45% 0.45% 0.45% Rating Aa1 / AA A2 / A A2 / A Current yield 4.96% 6.48% 6.62% Benchmark vs Spread (basis points) 155 360 410 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund 666,000 $ 665,527.14 0.03% - -1.23% - -0.46% 12/31/2009 DWS Balanced VIP 181,000 $ 180,871.49 0.01% - -1.23% - -0.44% 12/31/2009 DWS Bond VIP 762,000 $ 761,458.98 0.04% - -1.23% - -0.36% 12/31/2009 DWS Core Fixed Income Fund 1,543,000 $ 1,541,904.47 0.08% - -1.23% - -0.89% 12/31/2009 DWS Core Fixed Income VIP 305,000 $ 304,783.45 0.02% - -1.23% - -0.90% 12/31/2009 DWS Core Plus Income Fund 1,857,000 $ 1,855,681.53 0.09% - -1.23% - -0.52% 12/31/2009 DWS Global Bond Fund 781,000 $ 780,445.49 0.04% - -1.23% - -2.15% 12/31/2009 DWS Strategic Income Fund 1,710,000 $ 1,708,785.90 0.09% - -1.23% 0.61% 12/31/2009 DWS Strategic Income VIP 290,000 $ 289,794.10 0.01% - -1.23% 0.78% 12/31/2009 Total 8,095,000 $ 8,089,252.55 0.40% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 97314XAE4 018772AL7 172441AR8 Issuer WIND ACQUISITION FIN SA ALLIANCE ONE INTL INC CINEMARK USA INC Underwriters Bank IMI, BNP Paribas, Calyon, Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan, MPS Capital Services Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Barclays, Deutsche Bank, JP Morgan, Morgan Stanley, Bank of America, Credit Suisse, Wachovia Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security WINDIM 11 3/4 07/15/17 AOI 10 07/15/16 CNK 8 5/8 06/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 7/1/2009 6/26/2009 6/16/2009 Total amount of offering sold to QIBs 2,000,000,000 570,000,000 470,000,000 Total amount of any concurrent public offering 0 0 0 Total 2,000,000,000 570,000,000 470,000,000 Public offering price 97.492 95.177 97.560 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.75% 2.00% 2.00% Rating B2 / BB- B2 / B+ B3 / B- Current yield 10.52% 9.68% 8.21% Benchmark vs Spread (basis points) 883bp 782bp 531bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 7,000,000 $6,824,440.00 0.35% 15.65% 11.27% 9/30/2009 DWS HIGH INCOME PLUS FUND DWS 1,400,000 $1,364,888.00 0.07% 15.65% 11.13% 9/30/2009 DWS MULTI MARKET INCOME TRUST DWS 800,000 $779,936.00 0.04% 15.65% 12.89% 9/30/2009 DWS STRATEGIC INCOME FUND DWS 500,000 $487,460.00 0.02% 15.65% 15.50% 9/30/2009 DWS STRATEGIC INCOME TRUST DWS 200,000 $194,984.00 0.01% 15.65% 8.22% 9/30/2009 DWS STRATEGIC INCOME VIP DWS 100,000 $97,492.00 0.00% 15.65% 8.81% 9/30/2009 Total $9,749,200.00 0.50% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 984121CA9 931422AE9 134429AT6 Issuer XEROX CORPORATION WALGREEN CO CAMPBELL SOUP CO Underwriters Bank of America Merrill Lynch, Citigroup, JP Morgan, BNP Paribas, Deutsche Bank, HSBC, Mizuho Securities, PNC, UBS, USB Capital Resources Bank of America, Goldman Sachs, JP Morgan, Morgan Stanley Barclays Capital, JP Morgan, UBS, Bank of America, Citigroup, Morgan Stanley, PNC, Wachovia, Williams Capital Group Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security XRX 5 5/8 12/15/19 WAG 5 1/4 01/15/19 CPB 4 1/2 02/15/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/1/2009 1/8/2009 1/14/2009 Total amount of offering sold to QIBs 650,000,000 1,000,000,000 300,000,000 Total amount of any concurrent public offering 0 0 0 Total 650,000,000 1,000,000,000 300,000,000 Public offering price 99.725 99.477 99.285 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.88% 0.65% 0.65% Rating Baa2 / BBB A2 / A+ A2 / A Current yield 5.53% 5.08% 4.32% Benchmark vs Spread (basis points) 237.5 287.5 237.5 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Balanced Fund 220,000 $ 219,395.00 0.03% 0.14% 0.01% 12/31/2009 DWS Balanced VIP 60,000 $ 59,835.00 0.01% 0.14% 0.10% 12/31/2009 DWS Bond VIP 250,000 $ 249,312.50 0.04% 0.14% - -0.54% 12/31/2009 DWS Core Fixed Income Fund 500,000 $ 498,625.00 0.08% 0.14% - -1.16% 12/31/2009 DWS Core Fixed Income VIP 100,000 $ 99,725.00 0.02% 0.14% - -1.02% 12/31/2009 DWS Core Plus Income Fund 600,000 $ 598,350.00 0.09% 0.14% - -0.41% 12/31/2009 DWS Global Bond Fund 270,000 $ 269,257.50 0.04% 0.14% - -3.11% 12/31/2009 DWS Strategic Income Fund 790,000 $ 787,827.50 0.12% 2.30% 0.22% 12/8/2009 DWS Strategic Income VIP 130,000 $ 129,642.50 0.02% 2.30% 0.26% 12/8/2009 Total 2,920,000 $ 2,911,970.00 0.42% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 989701AX5 459902AR3 018772AL7 Issuer ZIONS BANCORP INTL GAME TECHNOLOGY ALLIANCE ONE INTL INC Underwriters Deutsche Bank, Goldman Sachs, Bank of America, JP Morgan Securities, Zions Direct Bank of America Merrill Lynch, Deutsche Bank, Goldman Sachs, Mitsubishi UFJ Securities, Mizuho Securities, Morgan Stanley, RBS, BNP Paribas, Comerica Bank, Keybank, UBS, USB Capital Resources Credit Suisse, Deutsche Bank, Goldman Sachs, ING Bank, Fortis Securities, Natixis Bleichroeder, Rabo Securities Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security ZION 7 3/4 09/23/14 IGT 7 1/2 06/15/19 AOI 10 07/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 9/18/2009 6/10/2009 6/26/2009 Total amount of offering sold to QIBs 450,000,000 500,000,000 570,000,000 Total amount of any concurrent public offering 0 0 0 Total 450,000,000 500,000,000 570,000,000 Public offering price 86.888 99.453 95.177 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.25% 0.65% 2.00% Rating BBB- Baa2 / BBB B2 / B+ Current yield 8.57% 6.57% 9.68% Benchmark vs Spread (basis points) 538bp 362.5bp 782bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME FUND DWS 6,835,000 $5,938,794.80 1.52% 3.80% 0.32% 9/25/2009 DWS HIGH INCOME PLUS FUND DWS 1,430,000 $1,242,498.40 0.28% 3.79% 0.70% 9/25/2009 DWS HIGH INCOME TRUST DWS 830,000 $721,170.40 0.16% 3.79% 0.89% 9/25/2009 DWS HIGH INCOME VIP DWS 855,000 $742,892.40 0.17% 3.80% 0.49% 9/25/2009 DWS LIFECYCLE LONG RANGE FUND DWS 70,000 $60,821.60 0.01% 3.78% - -1.23% 9/25/2009 DWS MULTI MARKET INCOME TRUST DWS 895,000 $777,647.60 0.17% 3.80% 0.57% 9/25/2009 DWS STRATEGIC INCOME FUND DWS 695,000 $603,871.60 0.13% 3.79% 0.89% 9/25/2009 DWS STRATEGIC INCOME TRUST DWS 250,000 $217,220.00 0.05% 3.80% 0.65% 9/25/2009 DWS STRATEGIC INCOME VIP DWS 140,000 $121,643.20 0.03% 3.77% 0.72% 9/25/2009 Total $10,426,560.00 2.52% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 14041NEJ6 665859AJ3 85748KAA1 Issuer Capital One Multi Asset Execution Trust Northern Trust Corporation State Street Corporation Underwriters Citigroup, Deutsche Bank Securities, Bank of America, Barclays Capital Merrill Lynch, UBS Securities, Goldman Sachs, Loop Capital Markets, Williams Capital Banc of America Securities, Goldman Sachs, Credit Suisse, Morgan Stanley, Muriel Siebert, UBS Securities, Williams Capital Years of continuous operation, including predecessors > 3 years >3 years >3 years Security COMET 2009-A2 3.2% 4/15/2014 NTRS 5.5% 08/15/2013 STT 2.15% 04/30/2012 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Citigroup N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/16/2009 8/6/2008 3/3/2009 Total amount of offering sold to QIBs 1,000,000,000 400,000,000 1,500,000,000 Total amount of any concurrent public offering 0 0 0 Total 1,000,000,000 400,000,000 1,500,000,000 Public offering price 100.000 99.611 99.856 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.50% 0.30% 0.30% Rating B1/b A1/AA- Aaae/AAA Current yield 3.22% 5.52% 2.15% Benchmark vs Spread (basis points) 214bp 228bp 88bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS Short Duration Fund DWS 770,000.00 $ 770,000 0.08% 0.23% 0.86% 6/30/2009 DWS Short Duration Plus Fund DWS 9,230,000.00 $ 9,230,000 0.92% 0.23% 0.69% 6/30/2009 Total 10,000,000 $10,000,000 1.00% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP EI0525820 36155WAE6 458207AG2 Issuer UPC GERMANY GMBH GCI INC INTELSAT JACKSON HLDG Underwriters Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan Calyon Securities, Deutsche Bank, Janney Montgomery Scott, Morgan Stanley, Oppenheimer, RBC Bank of America, Barclays Capital, Credit Suisse, Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security UNITY 9 5/8 12/01/19 GNCMA 8 5/8 11/15/19 INTEL 8 1/2 11/01/19 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Credit Suisse N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 11/17/2009 10/29/2009 10/14/2009 Total amount of offering sold to QIBs 665,000,000 425,000,000 500,000,000 Total amount of any concurrent public offering 0 0 0 Total 665,000,000 425,000,000 500,000,000 Public offering price 97.652 99.170 99.166 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.50% 2.00% 1.75% Rating B3 / B- B2 / BB- B3 / B+ Current yield 9.63% 8.37% 8.15% Benchmark vs Spread (basis points) 668 533 521 Fund Specific Information Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS High Income Fund 4,290,000 $ 4,189,270.80 0.63% 3.56% 2.95% 12/31/2009 DWS High Income Plus Fund 905,000 $ 883,750.60 0.13% 3.56% 3.11% 12/31/2009 DWS High Income Trust 530,000 $ 517,555.60 0.08% 3.56% 3.92% 12/31/2009 DWS High Income VIP 550,000 $ 537,086.00 0.08% 3.56% 2.99% 12/31/2009 DWS Multi Market Income Trust 610,000 $ 595,677.20 0.09% 3.56% 3.04% 12/31/2009 DWS Strategic Income Fund 455,000 $ 444,316.60 0.07% 3.56% 0.83% 12/31/2009 DWS Strategic Income Trust 160,000 $ 156,243.20 0.02% 3.56% 3.09% 12/31/2009 Total 7,500,000 $ 7,323,900.00 1.10% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 02666QF32 742732AE0 369550AP3 Issuer American Honda Fin Sr Nt 144A Procter & Gamble International General Dynamics Corp Underwriters BAC, BCLY, CITI, DB, HSBC, JPM, MITSUBISHI, MIZUHO GS, JPM, MS BAC, JPM, RBS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HNDA 2 3/8 03/18/13 PG 1.35 08/26/11 GD 1.8 07/15/11 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased BANK OF AMERICA N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/9/2010 8/25/2009 6/19/2009 Total dollar amount of offering sold to QIBs 1,000,000,000 1,000,000,000 750,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 1,000,000,000 1,000,000,000 750,000,000 Public offering price 99.96 99.93 99.55 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.18% 0.20% Rating A1/A+ Aa3/AA- A2/A Current yield 2.375 0.964 0.949 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 100 38 80 DWS Short Duration Fund 295,000 294,882 0.03% 0.00% 0.29% 3/31/2010 DWS Short Duration Plus Fund 4,410,000 4,408,236 0.44% 0.00% 0.30% 3/31/2010 Total 4,705,000 4,703,118 0.47% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 02666QF40 589331AP2 05523UAG5 Issuer American Honda Fin Sr Nt 144A Merck & Co Inc BAE Systems Holdings Inc Underwriters BAC, BCLY, CITI, DB BAC, BCLY, CITI BCLY,CITI,GS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HNDA 3 1/2 03/16/15 MRK 4 06/30/15 BALN 4.95 06/01/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased BANK OF AMERICA. N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/9/2010 6/22/2009 6/1/2009 Total dollar amount of offering sold to QIBs 1,000,000,000 1,000,000,000 500,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 1,000,000,000 1,000,000,000 500,000,000 Public offering price 99.78 99.6 99.8 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 0.35% 0.35% Rating A1/A+ Aa3/AA- Baa2/BBB+ Current yield 3.5 2.995 3.844 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 120 137.5 250 DWS Short Duration Fund 225,000 224,510 0.02% 0.18% 0.29% 3/31/2010 DWS Short Duration Plus Fund 3,355,000 3,347,686 0.33% 0.18% 0.30% 3/31/2010 Total 3,580,000 3,572,196 0.36% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 097751AS0 431318AJ3 563571AG3 Issuer BOMBARDIER INC HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters DB, MS, UBS, BNP, CITI, RBC BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security BOMB 7.5 2018 HILCRP 8 02/15/31 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/15/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 650,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - - Total 650,000,000 300,000,000 400,000,000 Public offering price 100 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 7.50% 0.02% 0.02% Rating Ba2 /BB+ B2/BB- Caa1/BB- Current yield 7.2 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 415 455 609 DWS High Income Trust 140,000 140,000 0.02% 4.25% 1.28% 3/31/2010 DWS High Income VIP 135,000 135,000 0.02% 4.25% 1.04% 3/31/2010 DWS High Income Fund 1,105,000 1,105,000 0.17% 4.25% 1.12% 3/31/2010 DWS Strategic Income VIP 25,000 25,000 0.00% 4.25% 0.58% 3/31/2010 DWS Lifecycle Long Range Fund 10,000 10,000 0.00% 4.25% 1.06% 3/31/2010 DWS High Income Plus Fund 245,000 245,000 0.04% 4.25% 1.26% 3/31/2010 DWS Strategic Income Fund 125,000 125,000 0.02% 4.25% 0.47% 3/31/2010 DWS Multi Market Income Trust 170,000 170,000 0.03% 4.25% 1.06% 3/31/2010 DWS Strategic Income Trust 45,000 45,000 0.01% 4.25% 1.10% 3/31/2010 Total 2,000,000 2,000,000 0.31% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 097751AV3 431318AJ3 563571AG3 Issuer BOMBARDIER INC HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters DB, MS, UBS, BNP, CITI BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security BOMB 7.75 2020 HILCRP 8 02/15/40 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/15/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 850,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 850,000,000 300,000,000 400,000,000 Public offering price 100 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.02% 0.02% Rating Ba2 /BB+ B2/BB- Caa1/BB- Current yield 1.5 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 404 455 609 DWS High Income Trust 355,000 355,000 0.04% 4.50% 1.28% 3/31/2010 DWS High Income VIP 340,000 340,000 0.04% 4.50% 1.04% 3/31/2010 DWS High Income Fund 2,760,000 2,760,000 0.32% 4.50% 1.12% 3/31/2010 DWS Strategic Income VIP 55,000 55,000 0.01% 4.50% 0.58% 3/31/2010 DWS Lifecycle Long Range Fund 30,000 30,000 0.00% 4.50% 1.06% 3/31/2010 DWS High Income Plus Fund 605,000 605,000 0.07% 4.50% 1.26% 3/31/2010 DWS Strategic Income Fund 315,000 315,000 0.04% 4.50% 0.47% 3/31/2010 DWS Multi Market Income Trust 425,000 425,000 0.05% 4.50% 1.06% 3/31/2010 DWS Strategic Income Trust 115,000 115,000 0.01% 4.50% 1.10% 3/31/2010 Total 5,000,000 5,000,000 0.59% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 136069DF5 61757UAH3 06050BAG6 Issuer Canadian Imperial Bk Cov 144A Morgan Stanley Bank of America Corp Underwriters BAC, CIBC, HSBC, RBS, BCLY, DB, JPM, RBC, UBS MS BAC Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CM 2 02/04/13 MS 1.95 06/20/12 BAC 2.1 04/30/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased ROYAL BANK OF SCOTLAND N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/27/2010 1/14/2009 1/27/2009 Total dollar amount of offering sold to QIBs 2,000,000,000 3,000,000,000 6,000,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 2,000,000,000 3,000,000,000 6,000,000,000 Public offering price 99.98 99.96 99.97 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.30% 0.30% 0.30% Rating Aaa/AAA Aaa/AAA Aaa/AAA Current yield 2 1.324 1.216 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 66 97.6 97.2 DWS Short Duration Fund 545,000 544,869 0.03% 0.31% 0.89% 3/31/2010 DWS Short Duration Plus Fund 8,150,000 8,148,044 0.41% 0.31% 0.91% 3/31/2010 Total 8,695,000 8,692,913 0.43% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 153527AG1 92203PAD8 695459AE7 Issuer CENTRAL GARDEN AND PET CO VANGUARD HLT HDG LLC/INC PAETEC HOLDING CORP Underwriters JPM, OPCO, DB, SUNTRST JPM, DB BAC, DB, CS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CENT 8.25 2018 VANGUA 8 02/01/20 PAET 8 7/8 06/30/17 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 2/25/2010 1/20/2010 1/7/2010 Total dollar amount of offering sold to QIBs 400,000,000 950,000,000 300,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 400,000,000 950,000,000 300,000,000 Public offering price 100 98.32 100.53 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.02% 0.02% Rating B2/B B3/CCC+ NR/NR Current yield 8.1 8 8.875 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 565 494 539 DWS High Income Trust 230,000 230,000 0.06% 1.38% 3.95% 3/31/2010 DWS High Income Fund 1,765,000 1,765,000 0.44% 1.38% 3.34% 3/31/2010 DWS Strategic Income VIP 35,000 35,000 0.01% 1.38% 2.03% 3/31/2010 DWS Lifecycle Long Range Fund 20,000 20,000 0.01% 1.38% 4.42% 3/31/2010 DWS High Income Plus Fund 385,000 385,000 0.10% 1.38% 3.67% 3/31/2010 DWS Strategic Income Fund 210,000 210,000 0.05% 1.38% 1.99% 3/31/2010 DWS Multi Market Income Trust 280,000 280,000 0.07% 1.38% 4.42% 3/31/2010 DWS Strategic Income Trust 75,000 75,000 0.02% 1.38% 3.70% 3/31/2010 Total 3,000,000 3,000,000 0.78% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 19190AAA5 097751AS0 701081AS0 Issuer COFFEYVILLE RESOURCES LLC BOMBARDIER INC PARKER DRILLING CO Underwriters CS, DB, GS, RBS DB, MS, UBS BAC, RBS, BCLY Years of continuous operation, including predecessors > 3 years > 3 years > 3 Security CFVRES 9 2015 BOMB 7 1/2 03/15/20 PKD 9 1/8 04/ Is the affiliate a manager or co-manager of offering? Co-Manager N/A Name of underwriter or dealer from which purchased N/A Firm commitment underwriting? Yes Yes Trade date/Date of Offering 3/25/2010 3/15/2010 3/11/ Total dollar amount of offering sold to QIBs 275,000,000 650,000,000 300,000,000 Total dollar amount of any concurrent public offering - - - - Total 275,000,000 650,000,000 300,000,000 Public offering price 99.51 98.32 Price paid if other than public offering price N/A N/A Underwriting spread or commission 2.00% 0.02% 0.02% Rating Ba3 /BB- Ba2/BB+ B1/ Current yield 8.9 7.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 651 415 DWS High Income Trust 70,000 69,657 0.03% 2.25% 0.32% 3/31/2010 DWS High Income VIP 70,000 69,657 0.03% 2.25% 0.15% 3/31/2010 DWS High Income Fund 545,000 542,330 0.20% 2.25% 0.43% 3/31/2010 DWS Strategic Income VIP 10,000 9,951 0.00% 2.25% 0.17% 3/31/2010 DWS Lifecycle Long Range Fund 10,000 9,951 0.00% 2.25% 0.60% 3/31/2010 DWS High Income Plus Fund 120,000 119,412 0.04% 2.25% 0.80% 3/31/2010 DWS Strategic Income Fund 65,000 64,682 0.02% 2.25% 0.00% 3/31/2010 DWS Multi Market Income Trust 85,000 84,584 0.03% 2.25% 0.32% 3/31/2010 DWS Strategic Income Trust 25,000 24,878 0.01% 2.25% 0.30% 3/31/2010 Total 1,000,000 995,110 0.36% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 22546QAD9 693476BJ1 61745E2B6 Issuer Credit Suisse Sub Nt PNC Funding Corp Morgan Stanley Underwriters CS, BAC, BANCO POPULAR, BNY, BBT, CITI, COMERICA, DB JPM, MS, BAC MS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CS 5.4 01/14/20 PNC 5 1/8 02/08/20 MS 5 03/01/20 Is the affiliate a manager or co-manager of offering? Joint Lead Manager N/A N/A Name of underwriter or dealer from which purchased CREDIT SUISSE N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/11/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 2,500,000,000 1,000,000,000 37,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 2,500,000,000 1,000,000,000 37,000,000 Public offering price 99.76 99.86 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.50% 0.50% 0.50% Rating Aa2/A A3/A A2/A Current yield 5.4 5.025 0 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 162 145 190 DWS Bond VIP 185,000 184,549 0.01% 1.03% 1.07% 3/31/2010 DWS Core Fixed Income Fund 720,000 718,243 0.03% 1.03% 1.39% 3/31/2010 DWS Core Fixed Income VIP 110,000 109,732 0.00% 1.03% 1.13% 3/31/2010 DWS Core Plus Income Fund 440,000 438,926 0.02% 1.03% 1.33% 3/31/2010 DWS Global Bond Fund 210,000 209,488 0.01% 1.03% 1.79% 3/31/2010 DWS Balanced Fund 322,000 321,214 0.01% 1.03% 1.32% 3/31/2010 DWS Balanced VIP 88,000 87,785 0.00% 1.03% 1.33% 3/31/2010 Total 2,075,000 2,069,937 0.08% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 25380WAC0 431318AJ3 563571AG3 Issuer DIGICEL GROUP LTD HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters CITI, CS, DB, MS BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security DLLTD 10.5 2018 HILCRP 8 02/15/44 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/16/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 775,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 775,000,000 300,000,000 400,000,000 Public offering price 100 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.02% 0.02% Rating Caa1/N/A B2/BB- Caa1/BB- Current yield 10.1 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 715 455 609 DWS High Income Trust 100,000 100,000 0.01% 3.75% 1.17% 3/31/2010 DWS High Income VIP 190,000 190,000 0.02% 3.75% 0.89% 3/31/2010 DWS High Income Fund 1,530,000 1,530,000 0.20% 3.75% 1.12% 3/31/2010 DWS Strategic Income VIP 100,000 100,000 0.01% 3.75% 0.42% 3/31/2010 DWS Lifecycle Long Range Fund 100,000 100,000 0.01% 3.75% 0.35% 3/31/2010 DWS High Income Plus Fund 340,000 340,000 0.04% 3.75% 1.11% 3/31/2010 DWS Strategic Income Fund 175,000 175,000 0.02% 3.75% 0.26% 3/31/2010 DWS Multi Market Income Trust 115,000 115,000 0.01% 3.75% 0.96% 3/31/2010 DWS Strategic Income Trust 100,000 100,000 0.01% 3.75% 1.03% 3/31/2010 Total 2,750,000 2,750,000 0.35% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 302154AV1 30216BBS0 US500769DF83 Issuer Export-Import Bk Sr Unsec Export Development Canada KFW Underwriters DB, HSBC, JPM, RBS, UBS, HANA DAETOO, WOORI BAC, BNP, HSBC CS, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security EIBKOR 4 1/8 09/09/15 EDC 3 1/8 04/24/14 KFW 3 1/2 03/10/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased UBS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/2/2010 4/20/2009 3/3/2009 Total dollar amount of offering sold to QIBs 1,000,000,000 1,000,000,000 5,000,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 1,000,000,000 1,000,000,000 5,000,000,000 Public offering price 99.47 99.84 99.97 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.30% 0.15% 0.15% Rating A2/A Aaa/AAA Aaa/AAA Current yield 4.125 2.299 3.375572 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 195 135.8 162.8 DWS Short Duration Fund 357,000 355,090 0.04% 0.94% 0.29% 3/31/2010 DWS Short Duration Plus Fund 9,500,000 9,449,175 0.94% 0.94% 0.40% 3/31/2010 DWS Strategic Income Fund 1,018,000 1,012,554 0.10% 1.17% 1.55% 3/30/2010 DWS Strategic Income VIP 173,000 172,075 0.02% 1.17% 1.34% 3/30/2010 Total 11,048,000 10,988,894 1.10% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 345397VM2 18451QAA6 302203AA2 Issuer FORD MOTOR CREDIT CO LLC CLEAR CHANNEL WORLDWIDE EXPRO FINANCE LUXEMBOURG Underwriters BAC, DB, MS, GS, BCLY, CITI CITI, CS, DB, GS DB, GS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security FMCC 8.125 2020 CCU 9 1/4 12/15/19 EXPRO 8 1/2 12/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/14/2010 12/18/2009 12/14/2009 Total dollar amount of offering sold to QIBs 1,250,000,000 500,000,000 1,400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 1,250,000,000 500,000,000 1,400,000,000 Public offering price 100 98.32 96.21 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.02% 0.02% Rating B1 /B- B2/B B1/B+ Current yield 7.8 9.25 8.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 715 602 622 DWS High Income Trust 225,000 225,000 0.02% 4.90% 3.48% 3/31/2010 DWS High Income VIP 100,000 100,000 0.01% 4.90% 2.40% 3/31/2010 DWS High Income Fund 685,000 685,000 0.05% 4.90% 2.77% 3/31/2010 DWS High Income Plus Fund 115,000 115,000 0.01% 4.90% 2.63% 3/31/2010 DWS Strategic Income Fund 100,000 100,000 0.01% 4.90% 2.08% 3/31/2010 DWS Multi Market Income Trust 1,410,000 1,410,000 0.11% 4.90% 3.41% 3/31/2010 DWS Strategic Income Trust 365,000 365,000 0.03% 4.90% 3.44% 3/31/2010 Total 3,000,000 3,000,000 0.26% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 36186RAA8 431318AJ3 563571AG3 Issuer GMAC INC HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters BAC, DB, MS, CITI, BNP, CS, RBS BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security GMAC 8 2020 HILCRP 8 02/15/44 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/10/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 1,900,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 1,900,000,000 300,000,000 400,000,000 Public offering price 98.32 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.50% 0.02% 0.02% Rating B3 /B B2/BB- Caa1/BB- Current yield 8.1 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 445.5 455 609 DWS High Income Trust 495,000 486,684 0.03% 4.25% 1.50% 3/31/2010 DWS High Income VIP 480,000 471,936 0.02% 4.25% 1.19% 3/31/2010 DWS High Income Fund 3,850,000 3,785,320 0.20% 4.25% 1.34% 3/31/2010 DWS Strategic Income VIP 80,000 78,656 0.00% 4.25% 0.67% 3/31/2010 DWS Lifecycle Long Range Fund 40,000 39,328 0.00% 4.25% 1.18% 3/31/2010 DWS High Income Plus Fund 850,000 835,720 0.04% 4.25% 1.26% 3/31/2010 DWS Strategic Income Fund 445,000 437,524 0.02% 4.25% 0.69% 3/31/2010 DWS Multi Market Income Trust 600,000 589,920 0.03% 4.25% 1.50% 3/31/2010 DWS Strategic Income Trust 160,000 157,312 0.01% 4.25% 1.49% 3/31/2010 Total 7,000,000 6,882,400 0.36% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 416515AY0 74432QBJ3 665859AK0 Issuer Hartford Fin Svcs Grp Sr Nt Prudential Financial Inc Northern Trust Corp Underwriters CITI, CS, GS, JP, WELLS, BAC, DAIWA, DB, MITSUBISHI BAC, BCLY, MS GS, MS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HIG 4 03/30/15 PRU 4 3/4 09/17/15 NTRS 4 5/8 05/01/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased GOLDMAN, SACHS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/18/2010 9/10/2009 4/28/2009 Total dollar amount of offering sold to QIBs 1,100,000,000 900,000,000 500,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 1,100,000,000 900,000,000 500,000,000 Public offering price 99.93 99.77 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.60% 0.30% 0.30% Rating Baa3/BBB Baa2/A A1/AA- Current yield 4 4.254 2.912 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 160 250 275 DWS Short Duration Fund 440,000 439,701 0.04% - -0.53% 0.29% 3/31/2010 DWS Short Duration Plus Fund 6,560,000 6,555,539 0.60% - -0.53% 0.19% 3/31/2010 Total 7,000,000 6,995,240 0.64% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 431318AJ3 92203PAD8 695459AE7 Issuer HILCORP ENERGY I LP VANGUARD HLT HDG LLC/INC PAETEC HOLDING CORP Underwriters BCLY, BMO, DB, JPM, WELLS, JPM, DB BAC, DB, CS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security HILCRP 8 2020 VANGUA 8 02/01/24 PAET 8 7/8 06/30/17 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 2/3/2010 1/20/2010 1/7/2010 Total dollar amount of offering sold to QIBs 300,000,000 950,000,000 300,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 300,000,000 950,000,000 300,000,000 Public offering price 98.32 98.32 100.53 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.02% 0.02% Rating B2/ BB- B3/CCC+ NR/NR Current yield 8.3 8 8.875 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 455 494 539 DWS High Income Trust 205,000 201,556 0.07% - -1.34% 3.71% 3/31/2010 DWS High Income VIP 215,000 211,388 0.07% - -1.34% 2.71% 3/31/2010 DWS High Income Fund 1,660,000 1,632,112 0.54% - -1.34% 2.94% 3/31/2010 DWS Strategic Income VIP 35,000 34,412 0.01% - -1.34% 2.38% 3/31/2010 DWS Lifecycle Long Range Fund 20,000 19,664 0.01% - -1.34% 4.68% 3/31/2010 DWS High Income Plus Fund 355,000 349,036 0.12% - -1.34% 2.88% 3/31/2010 DWS Strategic Income Fund 185,000 181,892 0.06% - -1.34% 2.48% 3/31/2010 DWS Multi Market Income Trust 255,000 250,716 0.08% - -1.34% 3.86% 3/31/2010 DWS Strategic Income Trust 70,000 68,824 0.02% - -1.34% 3.92% 3/31/2010 Total 3,000,000 2,949,450 0.98% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 471109AD0 18451QAA6 302203AA2 Issuer JARDEN CORP CLEAR CHANNEL WORLDWIDE EXPRO FINANCE LUXEMBOURG Underwriters BCLY, DB, GS, SUNTRST, UBS, WELLS CITI, CS, DB, GS DB, GS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security JAH 7.5 2020 CCU 9 1/4 12/15/23 EXPRO 8 1/2 12/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/14/2010 12/18/2009 12/14/2009 Total dollar amount of offering sold to QIBs 275,000,000 500,000,000 1,400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 275,000,000 500,000,000 1,400,000,000 Public offering price 99.14 98.32 96.21 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.02% 0.02% Rating B3 /B B2/B B1/B+ Current yield 7.4 9.25 8.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 385 602 622 DWS High Income Trust 100,000 99,140 0.04% 1.62% 0.00% 1/14/2010 DWS High Income VIP 100,000 99,140 0.04% 1.62% 0.00% 1/14/2010 DWS High Income Fund 100,000 99,140 0.04% 1.62% 0.00% 1/14/2010 DWS High Income Plus Fund 100,000 99,140 0.04% 1.62% 0.00% 1/14/2010 DWS Multi Market Income Trust 100,000 99,140 0.04% 1.62% 0.00% 1/14/2010 Total 500,000 495,700 0.20% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 50075NAY0 260543BZ5 69373UAB3 Issuer Kraft Foods Inc Sr Unsec Dow Chemical Co/The PACCAR Inc Underwriters BCLY, BBVA, BNP, CITI, CS, DB, HSBC, RBS BAC, CITI, HSBC, MS BAC, BCLY, CITI Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security KFT 2 5/8 05/08/13 DOW 4.85 08/15/12 PCAR 6 3/8 02/15/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased BNP PARIBAS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 2/4/2010 8/4/2009 2/10/2009 Total dollar amount of offering sold to QIBs 9,500,000,000 1,250,000,000 250,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 9,500,000,000 1,250,000,000 250,000,000 Public offering price 99.73 99.99 99.89 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.40% 0.40% Rating Baa2/BBB- Baa3/BBB- A1/AA- Current yield 2.625 2.375 1.69 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 140 312.5 500 DWS Short Duration Fund 130,000 129,650 0.00% 1.29% 0.59% 3/31/2010 DWS Short Duration Plus Fund 1,940,000 1,934,781 0.02% 1.29% 0.80% 3/31/2010 Total 2,070,000 2,064,431 0.02% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 50075NBA1 205887BF8 487836BC1 Issuer Kraft Foods Inc Sr Unsec ConAgra Foods Inc Kellogg Co Underwriters BCLY, BBVA, BNP, CITI, CS, DB, HSBC, RBS, SGA, BANCA, DNB, MIZUHO, SANTANDER BAC, JPM BAC, BNP, SUNTRST Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security KFT 5 3/8 02/10/20 CAG 7 04/15/19 K 4.15 11/15/19 Is the affiliate a manager or co-manager of offering? Joint Lead Manager N/A N/A Name of underwriter or dealer from which purchased BNP PARIBAS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 2/4/2010 4/6/2009 11/16/2009 Total dollar amount of offering sold to QIBs 9,500,000 500,000,000 500,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 9,500,000 500,000,000 500,000,000 Public offering price 99.18 99.6 99.65 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.50% 0.50% 0.50% Rating Baa2/BBB- Baa2/BBB A3/BBB+ Current yield 5.375 4.922 4.3 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 190 412.5 85 DWS Bond VIP 635,000 629,768 6.63% 2.48% 0.53% 3/31/2010 DWS Core Fixed Income Fund 1,600,000 1,586,816 16.70% 2.48% 0.23% 3/31/2010 DWS Core Fixed Income 250,000 247,940 2.61% 2.48% 0.00% 3/31/2010 DWS Core Plus Income Fund 1,530,000 1,517,393 15.97% 2.48% 0.86% 3/31/2010 DWS Global Bond Fund 720,000 714,067 7.52% 2.48% 0.00% 3/31/2010 DWS Strategic Income Fund 1,710,000 1,695,910 0.02% 2.48% 2.48% 3/31/2010 DWS Strategic Income VIP 290,000 287,610 0.00% 2.48% 2.38% 3/31/2010 DWS Balanced Fund 735,000 728,944 7.67% 2.48% 6.56% 3/31/2010 DWS Balanced VIP 200,000 198,352 2.09% 2.48% 6.50% 3/31/2010 Total 7,670,000 7,606,800 0.08% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of asecurity, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 585055AR7 589331AP2 05523UAG5 Issuer Medtronic Inc Sr Nt Merck & Co Inc BAE Systems Holdings Inc Underwriters BAC, DB, GS, JPM, CITI, HSBC, MITSUBISHI, MIZUHO, UBS BAC, BNP, CITI BCLY, CITI, GS, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security MDT 3 03/15/15Sr Nt MRK 4 06/30/15 BALN 4.95 06/01/14 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMORGAN CHASE N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/11/2010 6/22/2009 6/1/2009 Total dollar amount of offering sold to QIBs 3,000,000,000 1,000,000,000 500,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 3,000,000,000 1,000,000,000 500,000,000 Public offering price 99.99 99.6 99.8 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.35% 0.35% 0.35% Rating A1/AA- Aa3/AA- Baa2/BBB+ Current yield 3 2.995 3.844 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 60 137.5 250 DWS Short Duration Fund 230,000 229,979 0.01% - -0.11% 0.29% 3/31/2010 DWS Short Duration Plus Fund 3,445,000 3,444,690 0.11% - -0.11% 0.30% 3/31/2010 Total 3,675,000 3,674,669 0.12% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 66989HAB4 742732AE0 369550AP3 Issuer Novartis Cap Corp Cpy Gtd Procter & Gamble International General Dynamics Corp Underwriters BAC, BCLY, CITI, GS, JPM, MS, BNP, CSFB, DB, HSBC, MITSUBISHI, NOMURA GS, JPM, MS BAC, JPM, RBS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security NOVART 1.9 04/24/13 PG 1.35 08/26/11 GD 1.8 07/15/11 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased JPMORGAN CHASE N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/9/2010 8/25/2009 6/19/2009 Total dollar amount of offering sold to QIBs 5,000,000,000 1,000,000,000 750,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 5,000,000,000 1,000,000,000 750,000,000 Public offering price 99.87 99.93 99.55 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.20% 0.18% 0.20% Rating Aa2/AA- Aa3/AA- A2/A Current yield 1.9 0.964 0.949 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 55 38 80 DWS Short Duration Fund 125,000 124,834 0.00% 0.09% 0.29% 3/31/2010 DWS Short Duration Plus Fund 1,900,000 1,897,473 0.04% 0.09% 0.30% 3/31/2010 Total 2,025,000 2,022,307 0.04% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 676167BB4 45324QAB2 23636UAA5 Issuer Oekb Oest Kontroll Bk Gov Gtd ING Bank NV Danske Bank A/S Underwriters GS, JPM, UBS, BCLY, BNP, DB, HSBC CITI, HSBC, ING BAC, CITI, GS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security OKB 1 3/4 03/11/13 INTNED 2 5/8 02/09/12 DANBNK 2 1/2 05/10/12 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased UBS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/2/2010 1/30/2009 6/23/2009 Total dollar amount of offering sold to QIBs 1,250,000,000 5,000,000,000 2,250,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 1,250,000,000 5,000,000,000 2,250,000,000 Public offering price 99.96 99.7 99.85 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.10% 0.30% 0.30% Rating Aaa/AAA Aaa/AAA Aaa/AAA Current yield 1.75 1.261 1.44 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 44.2 143.3 78.2 DWS Short Duration Fund 53,000 52,978 0.00% - -0.19% 0.29% 3/31/2010 DWS Short Duration Plus Fund 1,526,000 1,525,374 0.12% - -0.19% 0.40% 3/31/2010 $ Total 1,579,000 1,578,352 0.13% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 690368AH8 097751AS0 701081AS0 Issuer OVERSEAS SHIPHOLDING BOMBARDIER INC PARKER DRILLING CO Underwriters CITI, HSBC, MS, DB, GS, ING DB, MS, UBS BAC, RBS, BCLY Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security OSG 8 1/8 03/30/18 BOMB 7 1/2 03/15/20 PKD 9 1/8 04/01/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/24/2010 3/15/2010 3/11/2010 Total dollar amount of offering sold to QIBs 300,000,000 650,000,000 300,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 300,000,000 650,000,000 300,000,000 Public offering price 98.56 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.75% 0.02% 0.02% Rating Ba3 /BB- Ba2/BB+ B1/B+ Current yield 8.0 7.5 9.125 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 495 415 576 DWS High Income Trust 210,000 206,976 0.07% 0.57% 0.00% 3/24/2010 DWS High Income VIP 205,000 202,048 0.07% 0.57% 0.00% 3/24/2010 DWS High Income Fund 1,665,000 1,641,024 0.56% 0.57% 0.00% 3/24/2010 DWS Strategic Income VIP 35,000 34,496 0.01% 0.59% 0.00% 3/24/2010 DWS Lifecycle Long Range Fund 15,000 14,784 0.01% 0.61% 0.00% 3/24/2010 DWS High Income Plus Fund 365,000 359,744 0.12% 0.57% 0.00% 3/24/2010 DWS Strategic Income Fund 190,000 187,264 0.06% 0.57% 0.00% 3/24/2010 DWS Multi Market Income Trust 250,000 246,400 0.08% 0.57% 0.00% 3/24/2010 DWS Strategic Income Trust 65,000 64,064 0.02% 0.56% 0.00% 3/24/2010 Total 3,000,000 2,956,800 1.0% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 695459AE7 18451QAA6 302203AA2 Issuer PAETEC HOLDING CORP CLEAR CHANNEL WORLDWIDE EXPRO FINANCE LUXEMBOURG Underwriters BAC, DB, CS, WELLS CITI, CS, DB, GS DB, GS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PAET 8.875 2017 CCU 9 1/4 12/15/23 EXPRO 8 1/2 12/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/7/2010 12/18/2009 12/14/2009 Total dollar amount of offering sold to QIBs 300,000,000 500,000,000 1,400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 300,000,000 500,000,000 1,400,000,000 Public offering price 100.53 98.32 96.21 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.13% 0.02% 0.02% Rating B1 /Be B2/B B1/B+ Current yield 8.6 9.25 8.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 539 602 622 DWS High Income Trust 155,000 155,821 0.05% 0.60% 0.00% 1/7/2010 DWS High Income VIP 315,000 316,669 0.11% 0.56% 0.00% 1/7/2010 DWS High Income Fund 2,440,000 2,452,932 0.81% 0.56% 0.00% 1/7/2010 DWS Strategic Income VIP 45,000 45,238 0.02% 0.54% 0.00% 1/7/2010 DWS Lifecycle Long Range Fund 25,000 25,132 0.01% 0.52% 0.00% 1/7/2010 DWS High Income Plus Fund 525,000 527,782 0.18% 0.56% 0.00% 1/7/2010 DWS Strategic Income Fund 260,000 261,378 0.09% 0.56% 0.00% 1/7/2010 DWS Multi Market Income Trust 185,000 185,980 0.06% 0.60% 0.00% 1/7/2010 DWS Strategic Income Trust 50,000 50,265 0.02% 0.59% 0.00% 1/7/2010 Total 4,000,000 4,021,200 1.33% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 701081AS0 431318AJ3 563571AG3 Issuer PARKER DRILLING CO HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters BAC, BCLY, CS, DB, HSBC, WELLS BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PKD 9.125 2018 HILCRP 8 02/15/44 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/11/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 300,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 300,000,000 300,000,000 400,000,000 Public offering price 100 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.02% 0.02% Rating B1 /B+ B2/BB- Caa1/BB- Current yield 8.96 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 576 455 609 DWS High Income Trust 175,000 175,000 0.06% 2.50% 0.00% 3/11/2010 DWS High Income VIP 170,000 170,000 0.06% 2.50% 0.00% 3/11/2010 DWS High Income Fund 1,375,000 1,375,000 0.46% 2.50% 0.00% 3/11/2010 DWS Strategic Income VIP 30,000 30,000 0.01% 2.50% 0.00% 3/11/2010 DWS Lifecycle Long Range Fund 15,000 15,000 0.01% 2.50% 0.00% 3/11/2010 DWS High Income Plus Fund 305,000 305,000 0.10% 2.50% 0.00% 3/11/2010 DWS Strategic Income Fund 160,000 160,000 0.05% 2.50% 0.00% 3/11/2010 DWS Multi Market Income Trust 215,000 215,000 0.07% 2.50% 0.00% 3/11/2010 DWS Strategic Income Trust 55,000 55,000 0.02% 2.50% 0.00% 3/11/2010 Total 2,500,000 2,500,000 0.83% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 723655AA4 431318AJ3 563571AG3 Issuer PIONEER DRILLING CO HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters BAC, GS, WELLS, DB, HSBC BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PDC 9.875 2018 HILCRP 8 02/15/44 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/4/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 250,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 250,000,000 300,000,000 400,000,000 Public offering price 99.75 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.50% 0.02% 0.02% Rating B3 / B B2/BB- Caa1/BB- Current yield 10 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 743 455 609 DWS High Income Trust 95,000 94,763 0.04% 2.09% 0.00% 3/4/2010 DWS High Income VIP 185,000 184,538 0.07% 2.09% 0.00% 3/4/2010 DWS High Income Fund 1,520,000 1,516,200 0.61% 2.09% 0.00% 3/4/2010 DWS Strategic Income VIP 30,000 29,925 0.01% 2.09% 0.00% 3/4/2010 DWS Lifecycle Long Range Fund 15,000 14,963 0.01% 2.09% 0.00% 3/4/2010 DWS High Income Plus Fund 335,000 334,163 0.13% 2.09% 0.00% 3/4/2010 DWS Strategic Income Fund 175,000 174,563 0.07% 2.09% 0.00% 3/4/2010 DWS Multi Market Income Trust 115,000 114,713 0.05% 2.09% 0.00% 3/4/2010 DWS Strategic Income Trust 30,000 29,925 0.01% 2.09% 0.00% 3/4/2010 Total 2,500,000 2,493,750 1.00% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 74005PAX2 742732AE0 369550AP3 Issuer Praxair Inc Sr Unsec Procter & Gamble International General Dynamics Corp Underwriters CITI, HSBC, RBS, BAC, MUFG, CS, DB, SANTANDER, WELLS GS, JPM, MS BAC, JPM, RBS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PX 2 1/8 06/14/13 PG 1.35 08/26/11 GD 1.8 07/15/11 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased CITIGROUP N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/11/2010 8/25/2009 6/19/2009 Total dollar amount of offering sold to QIBs 500,000,000 1,000,000,000 750,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 500,000,000 1,000,000,000 750,000,000 Public offering price 99.88 99.93 99.55 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.40% 0.18% 0.20% Rating A2/A Aa3/AA- A2/A Current yield 2.125 0.964 0.949 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 65 38 80 DWS Short Duration Fund 500,000 499,400 0.10% 0.43% 0.89% 3/31/2010 DWS Short Duration Plus Fund 7,500,000 7,491,000 1.50% 0.43% 1.00% 3/31/2010 Total 8,000,000 7,990,400 1.60% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 742718DR7 822582AG7 369550AP3 Issuer Procter & Gamble Sr Nt Shell International Finance BV General Dynamics Corp Underwriters BAC, DB, GS, BCLY, CITI, HSBC, JPM, MS, RBS, UBS, WILLIAMS BAC, DB, MS BAC, JPM, RBS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security PG 1 3/8 08/01/12 RDSALN 1.3 09/22/11 GD 1.8 07/15/11 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased GOLDMAN, SACHS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 2/1/2010 9/15/2009 6/19/2009 Total dollar amount of offering sold to QIBs 1,250,000,000 1,500,000,000 750,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 1,250,000,000 1,500,000,000 750,000,000 Public offering price 99.93 100. 99.55 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.18% 0.11% 0.20% Rating Aa3/AA Aa1/AA A2/A Current yield 1.375 0.936 0.949 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 55 37.5 80 DWS Short Duration Fund 770,000 769,438 0.06% 0.55% 0.59% 3/31/2010 DWS Short Duration Plus Fund 11,480,000 11,471,620 0.92% 0.55% 0.91% 3/31/2010 Total 12,250,000 12,241,058 0.98% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 749121CB3 18451QAA6 302203AA2 Issuer QWEST COMMUNICATIONS CLEAR CHANNEL WORLDWIDE EXPRO FINANCE LUXEMBOURG Underwriters BAC, BCLY, CITI, DB, GS, JPM, MS, WELLS, CS, SUNTRST CITI, CS, DB, GS DB, GS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security QUS 7 1/8 04/01/18 CCU 9 1/4 12/15/23 EXPRO 8 1/2 12/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/7/2010 12/18/2009 12/14/2009 Total dollar amount of offering sold to QIBs 800,000,000 500,000,000 1,400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 800,000,000 500,000,000 1,400,000,000 Public offering price 98.44 98.32 96.21 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.50% 0.02% 0.02% Rating Ba3 /B+ B2/B B1/B+ Current yield 6.9 9.25 8.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 378 602 622 DWS High Income Trust 350,000 344,540 0.04% 6.16% 3.69% 3/31/2010 DWS High Income VIP 355,000 349,462 0.04% 6.16% 2.55% 3/31/2010 DWS High Income Fund 2,770,000 2,726,788 0.35% 6.16% 2.77% 3/31/2010 DWS Strategic Income VIP 55,000 54,142 0.01% 6.16% 2.46% 3/31/2010 DWS Lifecycle Long Range Fund 30,000 29,532 0.00% 6.16% 2.04% 3/31/2010 DWS High Income Plus Fund 600,000 590,640 0.08% 6.16% 2.63% 3/31/2010 DWS Strategic Income Fund 295,000 290,398 0.04% 6.16% 2.51% 3/31/2010 DWS Multi Market Income Trust 425,000 418,370 0.05% 6.16% 3.62% 3/31/2010 DWS Strategic Income Trust 120,000 118,128 0.02% 6.16% 3.71% 3/31/2010 Total 5,000,000 4,922,000 0.63% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 78442FEJ3 431318AJ3 563571AG3 Issuer SLM CORP HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters BAC, BCLY, JPM, CS, DB, RBC, RBS BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security SLMA 8 2020 HILCRP 8 02/15/44 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/17/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 1,500,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 1,500,000,000 300,000,000 400,000,000 Public offering price 98.32 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.25% 0.02% 0.02% Rating Ba1 /BBB- B2/BB- Caa1/BB- Current yield 8.2 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 513 455 609 DWS High Income Trust 140,000 137,648 0.01% - -1.34% 0.97% 3/31/2010 DWS High Income VIP 135,000 132,732 0.01% - -1.34% 0.74% 3/31/2010 DWS High Income Fund 1,105,000 1,086,436 0.07% - -1.34% 0.91% 3/31/2010 DWS Strategic Income VIP 25,000 24,580 0.00% - -1.34% 0.33% 3/31/2010 DWS Lifecycle Long Range Fund 10,000 9,832 0.00% - -1.34% - -0.01% 3/31/2010 DWS High Income Plus Fund 245,000 240,884 0.02% - -1.34% 0.96% 3/31/2010 DWS Strategic Income Fund 125,000 122,900 0.01% - -1.34% 0.26% 3/31/2010 DWS Multi Market Income Trust 170,000 167,144 0.01% - -1.34% 0.75% 3/31/2010 DWS Strategic Income Trust 45,000 44,244 0.00% - -1.34% 0.76% 3/31/2010 Total 2,000,000 1,966,400 0.13% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 87311XAA6 431318AJ3 563571AG3 Issuer TW TELECOM HOLDINGS INC HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters CS, WELLS, CITI, DB, MS BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security TWTC 8 2018 HILCRP 8 02/15/44 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/4/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 430,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 430,000,000 300,000,000 400,000,000 Public offering price 99.28 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.75% 0.02% 0.02% Rating B2 / B- B2/BB- Caa1/BB- Current yield 7.8 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 488 455 609 DWS High Income Trust 140,000 138,998 0.03% 2.94% 2.60% 3/31/2010 DWS High Income VIP 135,000 134,033 0.03% 2.94% 1.94% 3/31/2010 DWS High Income Fund 1,105,000 1,097,088 0.26% 2.94% 2.22% 3/31/2010 DWS Strategic Income VIP 25,000 24,821 0.01% 2.94% 1.17% 3/31/2010 DWS Lifecycle Long Range Fund 10,000 9,928 0.00% 2.94% 2.65% 3/31/2010 DWS High Income Plus Fund 245,000 243,246 0.06% 2.94% 2.03% 3/31/2010 DWS Strategic Income Fund 125,000 124,105 0.03% 2.94% 1.12% 3/31/2010 DWS Multi Market Income Trust 170,000 168,783 0.04% 2.94% 2.48% 3/31/2010 DWS Strategic Income Trust 45,000 44,678 0.01% 2.94% 2.50% 3/31/2010 Total 2,000,000 1,985,680 0.47% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 87900YAA1 18451QAA6 302203AA2 Issuer TEEKAY CORP CLEAR CHANNEL WORLDWIDE EXPRO FINANCE LUXEMBOURG Underwriters CITI, DB, JPM, BNP, ING CITI, CS, DB, GS DB, GS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security TEEKAY CORP CCU 9 1/4 12/15/23 EXPRO 8 1/2 12/15/16 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/15/2010 12/18/2009 12/14/2009 Total dollar amount of offering sold to QIBs 450,000,000 500,000,000 1,400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 450,000,000 500,000,000 1,400,000,000 Public offering price 99.18 98.32 96.21 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 1.70% 0.02% 0.02% Rating B1 /BB B2/B B1/B+ Current yield 8.2 9.25 8.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 492 602 622 DWS High Income Trust 40,000 39,672 0.01% 2.59% 0.00% 1/15/2010 DWS High Income VIP 80,000 79,344 0.02% 2.59% 0.00% 1/15/2010 DWS High Income Fund 605,000 600,039 0.13% 2.59% 0.00% 1/15/2010 DWS Strategic Income VIP 10,000 9,918 0.00% 2.59% 0.00% 1/15/2010 DWS Lifecycle Long Range Fund 10,000 9,918 0.00% 2.59% 0.00% 1/15/2010 DWS High Income Plus Fund 130,000 128,934 0.03% 2.59% 0.00% 1/15/2010 DWS Strategic Income Fund 65,000 64,467 0.01% 2.59% 0.00% 1/15/2010 DWS Multi Market Income Trust 45,000 44,631 0.01% 2.59% 0.00% 1/15/2010 DWS Strategic Income Trust 15,000 14,877 0.00% 2.59% 0.00% 1/15/2010 Total 1,000,000 991,800 0.22% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Purchased Comparison Security Comparison Security CUSIP 92203PAD8 18451QAA6 302203AA2 Issuer VANGUARD HEALTH HLDG CO CLEAR CHANNEL WORLDWIDE EXPRO FINANCE LUXEMBOURG Underwriters BAC, BCLY, CITI, DB, GS, MS CITI, CS, DB, GS DB, GS Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security VANGUA 8 2018 CCU 9 1/4 12/15/23 EXPRO 8 1/2 12/15/16 Is the affiliate a manager or co-manager of offering? N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 1/20/2010 12/18/2009 12/14/2009 Total dollar amount of offering sold to QIBs 950,000,000 500,000,000 1,400,000,000 Total dollar amount of any concurrent public offering - - - - - - Total 950,000,000 500,000,000 1,400,000,000 Public offering price 98.56 98.32 96.21 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.02% 0.02% Rating B3 / CCC+ B2/B B1/B+ Current yield 8.2 9.25 8.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* Benchmark vs Spread (basis points) 494 602 622 DWS High Income Trust 425,000 418,880 0.04% - -0.11% 3.48% 3/31/2010 DWS High Income VIP 430,000 423,808 0.05% - -0.11% 2.40% 3/31/2010 DWS High Income Fund 3,320,000 3,272,192 0.35% - -0.11% 2.77% 3/31/2010 DWS Strategic Income VIP 65,000 64,064 0.01% - -0.11% 2.03% 3/31/2010 DWS Lifecycle Long Range Fund 30,000 29,568 0.00% - -0.11% 1.91% 3/31/2010 DWS High Income Plus Fund 715,000 704,704 0.08% - -0.11% 2.94% 3/31/2010 DWS Strategic Income Fund 360,000 354,816 0.04% - -0.11% 2.08% 3/31/2010 DWS Multi Market Income Trust 515,000 507,584 0.05% - -0.11% 3.52% 3/31/2010 DWS Strategic Income Trust 140,000 137,984 0.01% - -0.11% 3.52% 3/31/2010 Total 6,000,000 5,913,600 0.63% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 06846NAB0 55616XAE7 58013MEG5 Issuer Bill Barret Corp Macys Retail Holdings Incorporated McDonald's Corporation Underwriters Banc of America Securities, Deutsche Bank Securities, JP Morgan, Barclays Capital, BMO Capital Markets, Credit Suisse , Morgan Stanley, SunTrust Robinson Humphrey, Wachovia Securities, BBVA Securities, Comerica Securities, Fortis Securities, Howard Weil, Mitsubishi UFJ Securities, US Bancorp Investments Banc of America Securities, Credit Suisse, JP Morgan, Bank of New York Mellon Corp, Citigroup, Fifth Third Securities Inc, Loop Capital Markets LLC, Piper Jaffray & Co, PNC Capital Markets, Wells Fargo Banc of America Securities, JP Morgan, ANZ Securities, Barclays Capital, BNP Paribas Securities Corp, Citigroup, Daiwa Securities America Inc, Goldman Sachs, Greenwich Capital Markets Inc, HSBC Securities, ING Financial Markets, Mitsubishi UFJ Securities Internat, Mizuho Securities USA Inc, Morgan Stanley, Piper Jaffray & Co, RBC Capital Markets, Scotia Capital Inc, SG Americas Securities LLC, SunTrust Capital Markets Years of continuous operation, including predecessors > 3 years >3 years >3 years Security BBG 9.875% 7/15/2016 M 7.875% 07/15/2015 MCD 5% 02/01/2019 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Bank Of America, N.A. N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 6/30/2009 6/23/2008 1/13/2009 Total amount of offering sold to QIBs 250,000,000 650,000,000 400,000,000 Total amount of any concurrent public offering 0 0 0 Total 250,000,000 650,000,000 400,000,000 Public offering price 95.172 99.911 99.966 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.25% 0.63% 0.52% Rating B1e/B+ Ba2/BB A3/A Current yield 10.38% 8.95% 5.00% Benchmark vs Spread (basis points) 930bp 408bp 270bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* DWS Funds DWS HIGH INCOME PLUS FUND DWS 500,000.00 $ 475,860 0.20% 0.00% 0.00% 6/30/2009 DWS HIGH INCOME FUND DWS 2,415,000.00 $ 2,298,404 0.97% 0.00% 0.00% 6/30/2009 DWS STRATEGIC INCOME VIP DWS 40,000.00 $ 38,069 0.02% 0.00% 0.00% 6/30/2009 DWS STRATEGIC INCOME FUND DWS 190,000.00 $ 180,827 0.08% 0.00% 0.00% 6/30/2009 DWS STRATEGIC INCOME TRUST DWS 75,000.00 $ 71,379 0.03% 0.00% 0.00% 6/30/2009 DWS MULTI MARKET INCOME TRUST DWS 280,000.00 $ 266,482 0.11% 0.00% 0.00% 6/30/2009 Total 3,500,000 $ 3,331,020 1.40% The Security and Fund Performance is calculated based on information provided by State Street Bank. If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 053773AK3 431318AJ3 563571AG3 Issuer AVIS BUDGET CAR RENTAL LLC HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters BAC, BCLY, CITI, DB, JPM BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CAR 9 5/8 03/15/18 HILCRP 8 02/15/22 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/5/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 450,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - Total 450,000,000 300,000,000 400,000,000 Public offering price 98.63 98.32 100. Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.02% 0.02% Rating B3 /B B2/BB- Caa1/BB- Current yield 9.1 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* January 1 March 31, 2010 Benchmark vs Spread (basis points) 655 455 609 DWS High Income Trust 135,000 133,157 0.03% 5.95% 2.27% 3/31/2010 DWS High Income VIP 260,000 256,435 0.06% 5.95% 1.64% 3/31/2010 DWS High Income Fund 2,120,000 2,090,956 0.46% 5.95% 1.78% 3/31/2010 DWS Strategic Income VIP 45,000 44,384 0.01% 5.95% 1.09% 3/31/2010 DWS Lifecycle Long Range Fund 25,000 24,659 0.01% 5.95% 1.67% 3/31/2010 DWS High Income Plus Fund 470,000 463,561 0.10% 5.95% 1.72% 3/31/2010 DWS Strategic Income Fund 240,000 236,712 0.05% 5.95% 1.12% 3/31/2010 DWS Multi Market Income Trust 160,000 157,808 0.04% 5.95% 2.15% 3/31/2010 DWS Strategic Income Trust 45,000 44,383 0.01% 5.95% 2.19% 3/31/2010 Total 3,500,000 3,452,050 0.77% The Security and Fund Performance is calculated based on information provided by State Street Bank. If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 171871AM8 431318AJ3 563571AG3 Issuer CINCINNATI BELL INC HILCORP ENERGY I/HILCORP MANITOWOC COMPANY INC Underwriters BAC, BCLY, DB, MS, RBS, WELLS BCLY, DB, JPM BAC, DB, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security CBB 8.75 2018 HILCRP 8 02/15/44 MTW 9 1/2 02/15/18 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 3/10/2010 2/3/2010 2/3/2010 Total dollar amount of offering sold to QIBs 625,000,000 300,000,000 400,000,000 Total dollar amount of any concurrent public offering - - - Total 625,000,000 300,000,000 400,000,000 Public offering price 98.60 98.32 100.00 00 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 2.00% 0.02% 0.02% Rating B2 /B- B2/BB- Caa1/BB- Current yield 8.5 8 9.5 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* January 1 March 31, 2010 Benchmark vs Spread (basis points) 565 455 609 DWS High Income Trust 1,295,000 1,276,870 0.20% 2.31% 1.50% 3/31/2010 DWS High Income VIP 350,000 345,100 0.06% 2.31% 1.19% 3/31/2010 DWS High Income Fund 3,155,000 3,110,830 0.50% 2.31% 1.34% 3/31/2010 DWS Strategic Income VIP 170,000 167,620 0.03% 2.31% 0.67% 3/31/2010 DWS Lifecycle Long Range Fund 95,000 93,670 0.01% 2.31% 1.18% 3/31/2010 DWS High Income Plus Fund 695,000 685,270 0.11% 2.31% 1.26% 3/31/2010 DWS Strategic Income Fund 735,000 724,710 0.12% 2.31% 0.69% 3/31/2010 DWS Multi Market Income Trust 1,185,000 1,168,410 0.19% 2.31% 1.50% 3/31/2010 DWS Strategic Income Trust 320,000 315,520 0.05% 2.31% 1.49% 3/31/2010 Total 8,000,000 7,888,000 1.26% The Security and Fund Performance is calculated based on information provided by State Street Bank. If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 00828EAJ8 045167BU6 65562QAM7 Issuer African Dev Bk Nt Asian Development Bank Nordic Investment Bank Underwriters DAIWA, DB, GS, UBS GS, MS, UBS CITI, HSBC, JPM Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security African Dev Bk Nt ASIA 2 1/8 03/15/12 NIB 2 3/8 12/15/11 Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased GOLDMAN SACHS N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 2/2/2010 2/2/2009 11/19/2008 Total dollar amount of offering sold to QIBs 1,000,000,000 1,000,000,000 1,000,000,000 Total dollar amount of any concurrent public offering - - - Total 1,000,000,000 1,000,000,000 1,000,000,000 Public offering price 99.66 99.78 99.77 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.10% 0.10% 0.13% Rating Aaa/AAA Aaa/AAA Aaa/AAA Current yield 1.625 1.085 0.967 Fund Specific Information DWS Funds Total Shares Amount $ Amount of Purchase % of Offering Purchased by Security Performance^ Fund Performance^ Measurement Date* January 1 March 31, 2010 Benchmark vs Spread (basis points) 36.3 92.25 150 DWS Short Duration Fund 625,000 622,850 0.06% 0.03% 0.59% 3/31/2010 $ DWS Short Duration Plus Fund 9,375,000 9,342,750 0.93% 0.03% 0.80% 3/31/2010 $ Total 10,000,000 9,965,600 1.00% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. -----END PRIVACY-ENHANCED MESSAGE-----