EX-99.C1 4 h01463exv99wc1.txt REFERENCES TO PRIOR FILINGS WITH THE COMMISSION EXHIBIT C-1

NAME OF OBLIGOR TITLE OF ISSUE INDENTURE PREVIOUSLY FILED (OR OTHER FUNDAMENTAL DOCUMENT) CenterPoint Energy Houston Collateralized Fifth Supplemental Form 8-K of Electric, LLC Medium-Term Notes, Indenture dated as of CenterPoint Series C, 6.50% August 31, 2002, among CNP, Energy, Inc. Due April 21, 2003 Reliant Energy, # 333-69502, Secured by CEHE First Incorporated ("REI") and filed with the SEC on Mortgage Bonds JPMorgan Chase Bank September 3, 2002 Obligor: CNP (supplementing the Not Assumed Collateral Trust Indenture dated as of September 1, 1988 pursuant to which REI's Series C Medium Term Notes were issued) CenterPoint Energy, Inc. 2.0% Zero-Premium Supplemental Indenture No. Form 8-K of Exchangeable 2 dated as of August 31, CenterPoint Subordinated Notes (ZENS) 2002 among CNP, REI and Energy, Inc. Due September 15, 2029 JPMorgan Chase Bank # 333-69502, Unsecured (supplementing the filed with the SEC on Subordinated Indenture September 3, 2002 dated as of September 1, 1999 under which REI's 2% Zero-Premium Exchangeable Subordinated Notes Due 2029 were issued) CenterPoint Energy Houston Brazos River Authority Fifty-Fourth Supplemental Form 10-Q of Houston Electric, LLC Collateralized Revenue Indentures Mortgage and Lighting & Power for Refunding Bonds Deed of Trust, dated the quarter ended (Houston Lighting & November 1, 1944 between March 31, 1992 Power Company Project) Houston Lighting & Power # 1-3187 Series 1992A, 6.70% and Chase Bank of Texas, filed with the SEC on Due March 1, 2017 National Association May 15, 1992 Secured by CenterPoint (formerly, South Texas Energy Houston Electric, Commercial National Bank LLC First Mortgage Bonds Houston), as Trustee, as Obligor: CenterPoint of amended and supplemented Energy, Inc. (the "Morgage and Deed Not Assumed of Trust") to the dated as of March 1, 1992 CenterPoint Energy Houston Brazos River Authority Fifty-Sixth Supplemental/ Form 10-Q of Houston Electric, LLC Collateralized Revenue Indenture the Mortgage Lighting & Power for Refunding Bonds and Deed of Trustee dated the quarter ended (Houston Lighting & as of October 1, 1992 September 30, 1992 Power Company Project) # 1-3187 Series 1992B, 6.375% filed with the SEC on Due April 1, 2012 November 16, 1992 Secured by CenterPoint Energy Houston, LLC First Mortgage Bonds Obligor: CenterPoint Energy, Inc. Not Assumed CenterPoint Energy Houston Brazos River Authority Sixty-First Supplemental Form 10-K of Houston Electric, LLC Collateralized Revenue Indenture to Exhibit Lighting & Power for Refunding Bonds the Mortgage and Deed of the year ended (Houston Lighting & Trust dated as of December December 31, 1993 Power Company Project) 1, 1993 # 1-3187 Series 1993, 5.60% filed with the SEC on Due December 1, 2017 March 11, 1994 Secured by CenterPoint Energy Houston Electric, LLC First Mortgage Bonds Obligor: CenterPoint Energy, Inc. Not Assumed

NAME OF OBLIGOR TITLE OF ISSUE INDENTURE PREVIOUSLY FILED (OR OTHER FUNDAMENTAL DOCUMENT) CenterPoint Energy Houston Brazos River Authority Sixty-Fourth and Form 10-K of Houston Electric, LLC Collateralized Revenue Sixty-Fifth Supplemental Lighting & Power for Refunding Bonds Indentures to Exhibit the year ended (Houston Lighting & 4(a)(1) each dated as of December 31, 1995 Power Company Project) July 1, 1995 # 1-3187 Series 1995, 5.80% filed with the SEC on Due August 1, 2015 March 29,1996 Secured by CenterPoint Energy Houston Electric, LLC First Mortgage Bonds Obligor: CenterPoint Energy, Inc. Not Assumed CenterPoint Energy Houston Brazos River Authority Second Supplemental Form 10-Q of Electric, LLC Collateralized Revenue Indenture dated as of CenterPoint Energy Refunding Bonds October 10, 2002 Houston Electric, LLC (Houston Lighting & supplementing the General for the quarter ended Power Company Project) Mortgage Indenture dated as September 30, 2002 Series 1997, 5.05% of October 10, 2002 among # 1-3187 Due November 1, 2018 CenterPoint Energy Houston filed with the SEC on Secured by CEHE General Electric, LLC and JPMorgan November 14, 2002 Mortgage Bonds Chase Bank listed as Obligor: CNP Exhibit 4(j)(3) Not Assumed CenterPoint Energy Houston Brazos River Authority Fourth Supplemental Form 10-Q of Electric, LLC Collateralized Revenue Indenture dated as of CenterPoint Energy Refunding Bonds October 10, 2002 Houston Electric, LLC (Houston Lighting & supplementing the General for the quarter ended Power Company Project) Mortgage Indenture dated as September 30, 2002 Series 1998A, 5.125% of October 10, 2002 among # 1-3187 Due May 1, 2019 CenterPoint Energy Houston filed with the SEC on Secured by CEHE General Electric, LLC and JPMorgan November 14, 2002 Mortgage Bonds Chase Bank listed as Obligor: CNP Exhibit 4(j)(5) Not Assumed CenterPoint Energy Houston Brazos River Authority Fifth Supplemental Form 10-Q of Electric, LLC Revenue Refunding Bonds Indenture dated as of CenterPoint Energy (Houston Industries October 10, 2002 Houston Electric, LLC Incorporated Project) supplementing the General for the quarter ended Series 1998B, 5.125% Mortgage Indenture dated as September 30, 2002 Due November 1, 2020 of October 10, 2002 among # 1-3187 Secured by CEHE General CenterPoint Energy Houston filed with the SEC on Mortgage Bonds Electric, LLC and JPMorgan November 14, 2002 Obligor: CNP Chase Bank listed as Not Assumed Exhibit 4(j)(6) CenterPoint Energy Houston Brazos River Authority Sixth Supplemental Form 10-Q of Electric, LLC Revenue Refunding Bonds Indenture dated as of CenterPoint Energy (Houston Industries October 10, 2002 Houston Electric, LLC Incorporated Project) supplementing the General for the quarter ended Series 1998C, 5.125% Mortgage Indenture dated as September 30, 2002 Due May 1, 2019 of October 10, 2002 among # 1-3187 Secured by CEHE General CenterPoint Energy Houston filed with the SEC on Mortgage Bonds Electric, LLC and JPMorgan November 14, 2002 Obligor: CNP Chase Bank listed as Not Assumed Exhibit 4(j)(7) CenterPoint Energy Houston Gulf Coast Waste Fifty-Sixth and Form 10-Q of Houston Electric, LLC Disposal Authority Fifty-Seventh Supplemental Lighting & Power Collateralized Revenue Indentures to Exhibit Company for the Refunding Bonds 4(a)(1) each dated as of quarter ended (Houston Lighting & October 1, 1992 September 30, 1992 Power Company Project) # 1-3187 Series 1992A, 6.375% filed with the SEC on Due April 1, 2012 November 16, 1992 Secured by CEHE General Mortgage Bonds Obligor: CNP Not Assumed

NAME OF OBLIGOR TITLE OF ISSUE INDENTURE PREVIOUSLY FILED (OR OTHER FUNDAMENTAL DOCUMENT) CenterPoint Energy Houston Gulf Coast Waste Sixty-First through Form 10-K of Houston Electric, LLC Disposal Authority Sixty-Third Supplemental Lighting & Power Collateralized Revenue Indentures to Exhibit Company for the year Refunding Bonds 4(a)(1) each dated as of ended December 31, (Houston Lighting & December 1, 1993 1993 Power Company Project) # 1-3187 Series 1993, 4.90% filed with the SEC on Due December 1, 2003 March 11, 1994 Secured by CEHE General Mortgage Bonds Obligor: CNP Not Assumed CenterPoint Energy Houston Gulf Coast Waste Seventh Supplemantal Form 10-Q of Electric, LLC Disposal Authority Indenture dated as of CenterPoint Energy Revenue Refunding Bonds October 10, 2002 Houston Electric, LLC (Reliant Energy, supplementing the General for the quarter ended Incorporated Project) Mortgage Indenture dated as September 30, 2002 Series 1999, 4.70% of October 10, 2002 among # 1-3187 Due January 1, 2011 CenterPoint Energy Houston filed with the SEC on Secured by CEHE General Electric, LLC and JPMorgan November 14, 2002 Mortgage Bonds Chase Bank listed as Obligor: CNP Exhibit 4(j)(8) Not Assumed CenterPoint Energy Matagorda County Fifty-Second through Form 10-Q filed by Houston Electric, LLC Navigation District Fifty-Fifth Supplemental Houston Lighting & Number One Indentures to Exhibit Power for the quarter Collateralized Revenue 4(a)(1) each dated as of ended March 31,1992 Refunding Bonds March 1, 1992 # 1-3187 (Houston Lighting & filed with the SEC on Power Company Project) May 15, 1992 Series 1992A, 6.70% Due March 1, 2027 Secured by CEHE First Mortgage Bonds Obligor: CNP Not Assumed CenterPoint Energy Matagorda County Sixty-Fourth and Form 10-K filed by Houston Electric, LLC Navigation District Sixty-Fifth Supplemental Houston Lighting & Number One Indentures to Exhibit Power for the year Collateralized Revenue 4(a)(1) each dated as of ended December 31, Refunding Bonds July 1, 1995 1995 (Houston Lighting & # 1-3187 Power Company Project) filed with the SEC on Series 1995, 5.80% March 29, 1996 Due October 15, 2015 Secured by CEHE First Mortgage Bonds Obligor: CNP Not Assumed CenterPoint Energy, Inc. Matagorda County Third Supplemental Form 10-Q of Houston Electric, LLC Navigation District Indenture dated as of CenterPoint Energy Number One October 10, 2002 Houston Electric, LLC Revenue Refunding Bonds supplementing the General for the quarter ended (Houston Lighting & Mortgage Indenture dated as September 30, 2002 Power Company Project) of October 10, 2002 among # 1-3187 Series 1997, 5.125% CenterPoint Energy Houston filed with the SEC on Due November 1, 2028 Electric, LLC and JPMorgan November 14, 2002 Secured by CEHE General Chase Bank listed as Mortgage Bonds Exhibit 4(j)(4) Obligor: CNP Not Assumed

NAME OF OBLIGOR TITLE OF ISSUE INDENTURE PREVIOUSLY FILED (OR OTHER FUNDAMENTAL DOCUMENT) CenterPoint Energy Matagorda County Eighth Supplemental Form 10-Q filed by Houston Electric, LLC Navigation District Indenture dated as of CenterPoint Energy Number One October 10, 2002 Houston Electric, LLC Revenue Refunding Bonds supplementing the General for the quarter ended (Reliant Energy, Mortgage Indenture dated as September 30, 2002 Incorporated Project) of October 10, 2002 among # 1-3187 Series 1998A, 5.25% CenterPoint Energy Houston filed with the SEC on Due June 1, 2026 Electric, LLC and JPMorgan November 14, 2002 Secured by CEHE General Chase Bank listed as Mortgage Bonds Exhibit 4(j)(9) Obligor: CNP Not Assumed CenterPoint Energy First Mortgage Bonds Fifty-First Supplemental Form 10-Q filed by Houston Electric, LLC 9.15% Series Indenture to Exhibit Houston Lighting & Due March 15, 2021 4(a)(1) dated as of March Power for the quarter Secured 25, 1991 ended June 30, 1991 # 1-3187 filed with the SEC on August 14, 1991 CenterPoint Energy First Mortgage Bonds Fifty-Second through Form 10-Q filed by Houston Electric, LLC 8-3/4% Series Fifty-Fifth Supplemental Houston Lighting & Due March 1, 2022 Indentures to Exhibit Power for the quarter Secured 4(a)(1) each dated as of ended March 31, 1992 March 1, 1992 # 1-3187 filed with the SEC on May 15, 1992 CenterPoint Energy First Mortgage Bonds Fifty-Eighth and Form 10-Q filed by Houston Electric, LLC 7-3/4% Series Fifty-Ninth Supplemental Houston Lighting & Due March 15, 2023 Indentures to Exhibit Power for the quarter Secured 4(a)(1) each dated as of ended March 31, 1993 March 31, 1993 # 1-3187 CenterPoint Energy First Mortgage Bonds Sixtieth Supplemental Form 10-Q filed by Houston Electric, LLC 7-1/2% Series Indenture to Exhibit Houston Lighting & Due July 1, 2023 4(a)(1) dated as of July 1, Power for the quarter Secured 1993 ended June 30, 1993 # 1-3187 filed with the SEC on August 16, 1993 CenterPoint Energy Convertible Subordinated Indenture, dated as of Form S-3 Registration Resources Corp. Debentures, 6% March 31, 1987, between Statement of NorAm Due March 15, 2012 (with NorAm and Chase Manhattan # 33-14586 annual sinking fund) Bank, N.A., as Trustee, filed with the SEC on Unsecured authorizing 6% Convertible May 27, 1987 Subordinated Debentures due 2012 CenterPoint Energy Debentures, 6-1/2% (a) Indenture dated as of Form 8-K of Resources Corp. Due February 1, 2008 February 1, 1998, between CenterPoint Energy Unsecured RERC Corp. and Chase Bank Resources Corp. of Texas, National # 1-13265 Association, as Trustee filed with the SEC on February 5, 1998 (b) Supplemental Indenture No. 1 dated as of February 1, 1998, providing for the issuance of RERC Corp's 6 1/2% Debentures due February 1, 2008

NAME OF OBLIGOR TITLE OF ISSUE INDENTURE PREVIOUSLY FILED (OR OTHER FUNDAMENTAL DOCUMENT) CenterPoint Energy Term Enhanced Supplemental Indenture No. Form 8-K of Resources Corp. ReMarketable Securities 2 dated as of November 1, CenterPoint Energy (TERMS), 6-3/8% 1998, providing for the Resources Corp. Due November 1, 2003 issuance of RERC Corp.'s # 1-13265 Unsecured 6 3/8% Term Enhance filed with the SEC on ReMarketable Securities November 9, 1998 CenterPoint Energy Notes, 8.125% Supplemental Indenture No. Form S-4 Registration Resources Corp. Due July 15, 2005 3, dated as of July 1, Statement of Unsecured 2000, providing for the CenterPoint Energy issuance of RERC Corp.'s Resources Corp. 8.125% Notes due 2005 # 333-49162 filed with the SEC on November 2, 2000 CenterPoint Energy Notes, 7.75% Supplemental Indenture No. Form 8-K of Resources Corp. Due February 15, 2011 4, dated as of February 15, CenterPoint Energy Unsecured 2001, providing for the Resources Corp. issuance of RERC Corp.'s # 1-13265 7.75% Notes due 2011 filed with the SEC on February 21, 2001 CenterPoint Energy Transition Bonds (a) Form of Indenture Form 8-K of Transition Bond Company, Series 2001-1, Class A-1 (incorporated by reference CenterPoint Energy LLC Expected to mature from the Company's Current Transition Bond serially 2002-2005 Report on Form 8-K, File Company, LLC Secured by transition No. 333-91093, filed with # 333-91093 property the Commission on October filed with the SEC on 23, 2001) October 23, 2001 (b) Form of Supplemental Indenture (incorporated by reference from the Company's Current Report on Form 8-K, File No. 333-91093, filed with the Commission on October 23, 2001) CenterPoint Energy Transition Bonds (a) Form of Indenture Form 8-K of Transition Bond Company, 2001-1, Class A-2 (incorporated by reference CenterPoint Energy LLC Expected to mature from the Company's Current Transition Bond serially 2005-2007 Report on Form 8-K, File Company, LLC Secured by transition No. 333-91093, filed with # 333-91093 property the Commission on October filed with the SEC on 23, 2001) October 23, 2001 (b) Form of Supplemental Indenture (incorporated by reference from the Company's Current Report on Form 8-K, File No. 333-91093, filed with the Commission on October 23, 2001) CenterPoint Energy Transition Bonds (a) Form of Indenture Form 8-K of Transition Bond Company, Series 2001-1, Class A-3 (incorporated by reference CenterPoint Energy LLC Expected to mature from the Company's Current Transition Bond serially 2007-2009 Report on Form 8-K, File Company, LLC Secured by transition No. 333-91093, filed with # 333-91093 property the Commission on October filed with the SEC on 23, 2001) October 23, 2001 (b) Form of Supplemental Indenture (incorporated by reference from the Company's Current Report on Form 8-K, File No. 333-91093, filed with the Commission on October 23, 2001)

NAME OF OBLIGOR TITLE OF ISSUE INDENTURE PREVIOUSLY FILED (OR OTHER FUNDAMENTAL DOCUMENT) CenterPoint Energy Transition Bonds (a) Form of Indenture Form 8-K of Transition Bond Company, Series 2001-1, Class A-4 (incorporated by reference CenterPoint Energy LLC Expected to mature from the Company's Current Transition Bond serially 2009-2013 Report on Form 8-K, File Company, LLC Secured by transition No. 333-91093, filed with # 333-91093 property the Commission on October filed with the SEC on 23, 2001) October 23, 2001 (b) Form of Supplemental Indenture (incorporated by reference from the Company's Current Report on Form 8-K, File No. 333-91093, filed with the Commission on October 23, 2001) NorAm Financing I Convertible Trust Form of Amended and Form S-3 Registration Originated Preferred Restated Declaration of Statement of NorAm Securities Trust for Non-convertible # 33-64001 (Convertible TOPrS) Preferred Securities listed filed with the SEC on Due June 30, 2026 as Exhibit 4.6 November 6, 1995 HL&P Capital Trust I Trust Preferred Supplemental Indenture No. Form 8-K of Securities 3 dated as of August 31, CenterPoint Energy Series A 2002, among CNP, REI and dated August 31, 2002 Due March 31, 2046 The Bank of New York # 333-69502 (supplementing the Junior filed with the SEC on Subordinated Indenture September 3, 2002 dated as of February 1, 1997, under which REI's junior Subordinated Debentures related to 8.125% trust preferred securities issued by HL&P Capital Trust I and 8.257% capital securities issued by HL&P) HL&P Capital Trust II Capital Securities Supplemental Indenture No. Form 8-K of Series B 3 dated as of August 31, CenterPoint Energy Due February 1, 2037 2002, among CNP, REI and dated August 31, 2002 The Bank of New York # 333-69502 (supplementing the Junior filed with the SEC on Subordinated Indenture September 3, 2002 dated as of February 1, 1997, under which REI's junior Subordinated Debentures related to 8.125% trust preferred securities issued by HL&P Capital Trust I and 8.257% capital securities issued by HL&P) REI Trust I Trust Originated Supplemental Indenture No. Form 8-K of Preferred Securities 2 dated as of August 31, CenterPoint Energy Series C 2002, among CNP, REI, and dated August 31, 2002 Due March 31, 2048 The Bank of New York # 333-69502 (supplementing the junior filed with the SEC on Subordinated Indenture September 3, 2002 dated as of February 15, 1999, under which REI's Junior Subordinated Debentures related to REI Trust I's 7.20% trust originated preferred securities were issued) CenterPoint Energy, Inc. Bank Facility (a) $2,500,000,000 Senior A Form 10-K filed by Due October 10, 2002 Credit Agreement dated as Reliant Energy, Inc. Unsecured of July 13, 2001 among for the year ended Houston Industries December 31, 2001 FinanceCo LP, Reliant # 1-3187 Energy, Incorporated and filed with the SEC on the lender thereto listed April 15, 2002 as Exhibit 10(cc) (b) $1,800,000,000 Senior B Credit Agreement dated as of July 13, 2001 among Houston Industries FinanceCo LP, Reliant Energy, Incorporated and the lender parties thereto listed as Exhibit 10(dd)

NAME OF OBLIGOR TITLE OF ISSUE INDENTURE PREVIOUSLY FILED (OR OTHER FUNDAMENTAL DOCUMENT) CenterPoint Energy Bank Facility $400,000,000 Amended and Form 10-K filed by Houston Electric, LLC Due October 10, 2002 Restated Revolving Credit Reliant Energy, Inc. Unsecured and Competitive Advance for the year ended Facilities Agreement dated December 31, 2001 as of July 13, 2001 among # 1-3187 Reliant Energy, filed with the SEC on Incorporated and the banks April 15, 2002 named therein listed as Exhibit 10(ee) CenterPoint Energy Bank Facility (a) Revolving Credit Form 10-K filed by Resources Corp. Due March 31, 2003 Agreement among NorAm Reliant Energy Unsecured Energy Corp. and the Banks Resources Corp. for party thereto and Citibank, the year ended N.A., as Agent dated as of December 31, 2001 March 31, 1998 listed as # 1-13265 Exhibit 4(g)(1) filed with the SEC on April 15, 2002 (b) Amendment Agreement dated as of March 23, 1999 among Reliant Energy Resources Corp., the lenders parties thereto, The Bank of Nova Scotia, as Issuing Bank and Citibank, N.A., as Agent listed as Exhibit 4(g)(2) (c) Second Amendment Agreement and Consent dated as of August 22, 2000 among Reliant Energy Resources Corp., the lenders party thereto, The Bank of Nova Scotia, as Issuing Bank, and Citibank, N.A., as Agent listed as Exhibit 4(g)(3) (d) Third Amendment Agreement and Consent, dated as of July 13, 2001, among Reliant Energy Resources Corp., the lenders party thereto, The Bank of Nova Scotia, as Issuing Bank, and Citibank, N.A., as Agent listed as Exhibit 4(g)(4)